[CHIEF JUSTICE ROBERTS]1LOC[CHIEF JUSTICE ROBERTS]
We2PPwe
'll3MDwill
hear4VVhear
argument5NNargument
next6JJnext
in7INin
Case8NPCase
18-10489CD@card@
,10,,
GE11NPGE
Energy12NPEnergy
Power13NPPower
Conversion14NNconversion
France15NPFrance
versus16FWversus
Outokumpu17NPOutokumpu
.18SENT.
Mr19NPMr
.20SENT.
Dvoretzky21NPDvoretzky
.22SENT.
[MR. DVORETZKY]23LOC[MR. DVORETZKY]
Mr24NPMr
.25SENT.
Chief26NPChief
Justice27NPJustice
,28,,
and29CCand
may30MDmay
it31PPit
please32VVplease
the33DTthe
Court34NPCourt
:35::
If36INif
this37DTthis
case38NNcase
involved39VVDinvolve
a40DTa
domestic41JJdomestic
arbitration42NNarbitration
agreement43NNagreement
,44,,
GE45NPGE
Energy46NPEnergy
could47MDcould
enforce48VVenforce
it49PPit
as50RBas
long51RBlong
as52INas
it53PPit
could54MDcould
satisfy55VVsatisfy
domestic56JJdomestic
non-signatory57JJnon-signatory
enforcement58NNenforcement
doctrines59NNSdoctrine
like60INlike
equitable61JJequitable
estoppel62NNestoppel
.63SENT.
The64DTthe
question65NNquestion
here66RBhere
is67VBZbe
whether68INwhether
the69DTthe
New70NPNew
York71NPYork
Convention72NPConvention
prohibits73VVZprohibit
that74IN/thatthat
same75JJsame
result76NNresult
for77INfor
international78JJinternational
arbitration79NNarbitration
agreements80NNSagreement
.81SENT.
It82PPit
does83VVZdo
not84RBnot
.85SENT.
The86DTthe
Convention87NNconvention
is88VBZbe
simply89RBsimply
silent90JJsilent
about91INabout
enforcement92NNenforcement
by93INby
non-signatories94NNSnon-signatories
.95SENT.
That96DTthat
silence97NNsilence
is98VBZbe
consistent99JJconsistent
with100INwith
the101DTthe
Convention102NNconvention
's103POS's
design104NNdesign
,105,,
which106WDTwhich
sets107VVZset
a108DTa
floor109NNfloor
,110,,
not111RBnot
a112DTa
ceiling113NNceiling
,114,,
for115INfor
enforcing116VVGenforce
arbitration117NNarbitration
agreements118NNSagreement
and119CCand
awards120NNSaward
.121SENT.
The122DTthe
Convention123NPConvention
says124VVZsay
that125IN/thatthat
states126NNSstate
must127MDmust
do128VVdo
certain129JJcertain
things130NNSthing
to131TOto
promote132VVpromote
arbitration133NNarbitration
.134SENT.
It135PPit
does136VVZdo
n't137RBn't
say138VVsay
they139PPthey
can140MDcan
't141RB't
to142TOto
do143VVdo
more144JJRmore
than145INthan
the146DTthe
Convention147NPConvention
requires148VVZrequire
.149SENT.
Moreover150RBmoreover
,151,,
Article152NPArticle
II153NPII
,154,,
the155DTthe
principal156JJprincipal
provision157NNprovision
about158INabout
arbitration159NNarbitration
agreements160NNSagreement
,161,,
is162VBZbe
especially163RBespecially
short164JJshort
.165SENT.
It166PPit
is167VBZbe
not168RBnot
a169DTa
comprehensive170JJcomprehensive
scheme171NNscheme
that172WDTthat
displaces173VVZdisplace
all174DTall
sovereign175JJsovereign
authority176NNauthority
to177TOto
enforce178VVenforce
domestic179JJdomestic
laws180NNSlaw
about181INabout
arbitration182NNarbitration
agreements183NNSagreement
.184SENT.
All185DTall
relevant186JJrelevant
sources187NNSsource
of188INof
meaning189VVGmean
understand190VVunderstand
the191DTthe
Convention192NNconvention
this193DTthis
same194JJsame
way195NNway
.196SENT.
Other197JJother
contracting198NNcontracting
states199NNSstate
are200VBPbe
close201JJclose
to202TOto
unanimous203JJunanimous
that204IN/thatthat
the205DTthe
Convention206NNconvention
does207VVZdo
not208RBnot
preempt209VVpreempt
domestic210JJdomestic
law211NNlaw
allowing212VVGallow
non-signatory213JJnon-signatory
enforcement214NNenforcement
.215SENT.
The216DTthe
United217NPUnited
States218NPSStates
,219,,
the220DTthe
Restatement221NNrestatement
,222,,
UNCITRAL223NPUNCITRAL
,224,,
and225CCand
leading226VVGlead
commentators227NNScommentator
agree228VVPagree
.229SENT.
In230INin
allowing231VVGallow
doctrines232NNSdoctrine
like233INlike
equitable234JJequitable
estoppel235NNestoppel
serves236VVZserve
the237DTthe
Convention238NNconvention
's239POS's
overriding240JJoverriding
purpose241NNpurpose
,242,,
to243TOto
overcome244VVovercome
widespread245JJwidespread
resistance246NNresistance
to247TOto
arbitration248NNarbitration
.249SENT.
The250DTthe
Eleventh251JJeleventh
Circuit252NNcircuit
nevertheless253RBnevertheless
interpreted254VVDinterpret
the255DTthe
definition256NNdefinition
of257INof
"258``"
agreement259NNagreement
in260INin
writing261NNwriting
"262''"
to263TOto
preclude264VVpreclude
non-signatory265JJnon-signatory
enforcement266NNenforcement
.267SENT.
This268DTthis
Court269NPCourt
should270MDshould
not271RBnot
make272VVmake
the273DTthe
United274NPUnited
States275NPSStates
an276DTan
outlier277NNoutlier
by278INby
adopting279VVGadopt
that280DTthat
position281NNposition
.282SENT.
Article283NPArticle
II284NPII
(285((
2286CD2
)287))
just288RBjust
specifies289VVZspecify
the290DTthe
kinds291NNSkind
of292INof
agreements293NNSagreement
that294IN/thatthat
states295NNSstate
at296INat
a297DTa
minimum298NNminimum
must299MDmust
recognize300VVrecognize
.301SENT.
It302PPit
does303VVZdo
n't304RBn't
limit305VVlimit
who306WPwho
can307MDcan
enforce308VVenforce
them309PPthem
.310SENT.
Respondents311NNSrespondent
themselves312PPthemselves
do313VVPdo
n't314RBn't
defend315VVdefend
the316DTthe
Eleventh317JJeleventh
Circu318NPCircu
it319PPit
's320VBZbe
signature-based321JJsignature-based
rule322NNrule
.323SENT.
They324PPthey
concede325VVPconcede
that326IN/thatthat
all327DTall
kinds328NNSkind
of329INof
non-signatory330JJnon-signatory
enforcement331NNenforcement
doctrines332NNSdoctrine
,333,,
including334VVGinclude
even335RBeven
some336DTsome
kinds337NNSkind
of338INof
equitable339JJequitable
estoppel340NNestoppel
,341,,
are342VBPbe
okay343JJokay
.344SENT.
Just345RBjust
not346RBnot
the347DTthe
particular348JJparticular
type349NNtype
of350INof
equitable351JJequitable
estoppel352NNestoppel
here353RBhere
.354SENT.
That355DTthat
incoherent356JJincoherent
project357NNproject
of358INof
parsing359VVGparse
some360DTsome
non-signatory361JJnon-signatory
enforcement362NNenforcement
doctrines363NNSdoctrine
from364INfrom
others365NNSother
has366VHZhave
no367DTno
basis368NNbasis
in369INin
any370DTany
of371INof
the372DTthe
tools373NNStool
of374INof
treaty375NNtreaty
interpretation376NNinterpretation
.377SENT.
[CHIEF JUSTICE ROBERTS]378LOC[CHIEF JUSTICE ROBERTS]
Mr379NPMr
.380SENT.
Dvoretzky381NPDvoretzky
,382,,
if383INif
...384:...
if385INif
you386PPyou
and387CCand
I388PPI
have389VHPhave
an390DTan
agreement391NNagreement
to392TOto
arbitrate393VVarbitrate
,394,,
and395CCand
even396RBeven
if397INif
you398PPyou
tell399VVPtell
me400PPme
,401,,
you402PPyou
know403VVPknow
,404,,
I405PPI
...406:...
I407PPI
might408MDmight
have409VHhave
Mr410NNMr
.411SENT.
Hacker412NNhacker
do413VVPdo
most414JJSmost
of415INof
the416DTthe
work417NNwork
under418INunder
it419PPit
,420,,
and421CCand
I422PPI
just423RBjust
want424VVPwant
to425TOto
make426VVmake
that427IN/thatthat
clear428JJclear
to429TOto
you430PPyou
,431,,
and432CCand
then433RBthen
you434PPyou
do435VVPdo
hire436VVhire
Mr437NPMr
.438SENT.
Hacker439NNhacker
to440TOto
do441VVdo
all442PDTall
the443DTthe
work444NNwork
in445INin
it446PPit
.447SENT.
He448PPhe
can449MDcan
't450RB't
be451VBbe
compelled452VVNcompel
to453TOto
arbitrate454VVarbitrate
with455INwith
me456PPme
if457INif
I458PPI
do459VVPdo
n't460RBn't
like461VVlike
the462DTthe
quality463NNquality
of464INof
his465PP$his
work466NNwork
,467,,
right468RBright
?469SENT?
He470PPhe
's471VBZbe
not472RBnot
a473DTa
signatory474NNsignatory
to475TOto
our476PP$our
arbitration477NNarbitration
agreement478NNagreement
.479SENT.
Maybe480RBmaybe
he481PPhe
does482VVZdo
n't483RBn't
even484RBeven
know485VVknow
about486INabout
it487PPit
.488SENT.
But489CCbut
the490DTthe
fact491NNfact
that492IN/thatthat
you493PPyou
and494CCand
I495PPI
think496VVPthink
...497:...
no498UHno
,499,,
you500PPyou
're501VBPbe
going502VVGgo
to503TOto
get504VVget
him505PPhim
to506TOto
do507VVdo
it508PPit
,509,,
and510CCand
we511PPwe
think512VVPthink
we513PPwe
're514VBPbe
going515VVGgo
to516TOto
arbitrate517VVarbitrate
all518PDTall
our519PP$our
disputes520NNSdispute
,521,,
he522PPhe
's523VBZbe
not524RBnot
bound525VVNbind
to526TOto
arbitrate527VVarbitrate
?528SENT?
[MR. DVORETZKY]529LOC[MR. DVORETZKY]
I530PPI
think531VVPthink
whether532INwhether
he533PPhe
could534MDcould
arbitrate535VVarbitrate
would536MDwould
depend537VVdepend
on538INon
the539DTthe
domestic540JJdomestic
doctrine541NNdoctrine
about542INabout
non-signatory543JJnon-signatory
enforcement544NNenforcement
.545SENT.
And546CCand
on547INon
the548DTthe
facts549NNSfact
that550IN/thatthat
you551PPyou
've552VHPhave
posited553VVNposit
,554,,
I555PPI
think556VVPthink
on557INon
an558DTan
equitable559JJequitable
estoppel560NNestoppel
theory561NNtheory
,562,,
if563INif
you564PPyou
were565VBDbe
to566TOto
sue567VVsue
him568PPhim
,569,,
rather570RBrather
than571INthan
me572PPme
,573,,
for574INfor
...575:...
for576INfor
claims577NNSclaim
that578WDTthat
are579VBPbe
intertwined580VVNintertwine
with581INwith
our582PP$our
contract583NNcontract
,584,,
the585DTthe
contract586NNcontract
that587IN/thatthat
you588PPyou
and589CCand
I590PPI
have591VHPhave
,592,,
under593INunder
an594DTan
equitable595JJequitable
estoppel596NNestoppel
theory597NNtheory
,598,,
he599PPhe
could600MDcould
be601VBbe
compelled602VVNcompel
to603TOto
arbitrate604VVarbitrate
.605SENT.
That606DTthat
was607VBDbe
the608DTthe
same609JJsame
sort610NNsort
of611INof
factor612NNfactor
...613:...
[CHIEF JUSTICE ROBERTS]614LOC[CHIEF JUSTICE ROBERTS]
I615PPI
thought616VVDthink
it617PPit
was618VBDbe
one619CDone
of620INof
the621DTthe
central622JJcentral
propositions623NNSproposition
of624INof
our625PP$our
arbitration626NNarbitration
precedents627NNSprecedent
that628IN/thatthat
arbitration629NNarbitration
is630VBZbe
based631VVNbase
on632INon
agreement633NNagreement
.634SENT.
And635CCand
here636RBhere
somebody637NNsomebody
who638WPwho
did639VVDdo
...640:...
never641RBnever
agreed642VVNagree
to643TOto
arbitration644NNarbitration
is645VBZbe
being646VBGbe
forced647VVNforce
into648INinto
arbitration649NNarbitration
,650,,
even651RBeven
though652INthough
he653PPhe
has654VHZhave
a655DTa
clear656JJclear
right657NNright
to658TOto
take659VVtake
his660PP$his
dispute661NNdispute
to662TOto
court663NNcourt
.664SENT.
[MR. DVORETZKY]665LOC[MR. DVORETZKY]
Arbitration666NNarbitration
is667VBZbe
,668,,
of669INof
course670NNcourse
,671,,
a672DTa
matter673NNmatter
of674INof
consent675NNconsent
.676SENT.
But677CCbut
as678RBas
long679RBlong
as680INas
you681PPyou
and682CCand
I683PPI
have684VHPhave
a685DTa
valid686JJvalid
arbitration687NNarbitration
agreement688NNagreement
,689,,
that690WDTthat
...691:...
that692WDTthat
's693VBZbe
the694DTthe
key695NNkey
,696,,
consent697NNconsent
.698SENT.
Then699RBthen
the700DTthe
scope701NNscope
of702INof
that703DTthat
arbitration704NNarbitration
agreement705NNagreement
is706VBZbe
another707DTanother
question708NNquestion
,709,,
and710CCand
that711WDTthat
's712VBZbe
determined713VVNdetermine
in714INin
the715DTthe
Chapter716NPChapter
1717CD1
context718NNcontext
by719INby
domestic720JJdomestic
law721NNlaw
.722SENT.
That723DTthat
was724VBDbe
the725DTthe
situation726NNsituation
the727DTthe
Court728NNcourt
faced729VVNface
in730INin
Arthur731NPArthur
Andersen732NPAndersen
,733,,
and734CCand
the735DTthe
Court736NPCourt
saw737VVDsee
no738DTno
inconsistency739NNinconsistency
between740INbetween
Chapter741NPChapter
1742CD1
and743CCand
an744DTan
equitable745JJequitable
estoppel746NNestoppel
theory747NNtheory
.748SENT.
There749EXthere
was750VBDbe
no751DTno
consent752NNconsent
problem753NNproblem
with754INwith
what755WPwhat
...756:...
with757INwith
remanding758VVGremand
for759INfor
the760DTthe
lower761JJRlow
court762NNcourt
in763INin
Arthur764NPArthur
Andersen765NPAndersen
to766TOto
consider767VVconsider
whether768INwhether
the769DTthe
requirements770NNSrequirement
of771INof
equitable772JJequitable
estoppel773NNestoppel
were774VBDbe
satisfied775VVNsatisfy
to776TOto
allow777VVallow
a778DTa
non-signatory779NNnon-signatory
to780TOto
compel781VVcompel
arbitration782NNarbitration
in783INin
a784DTa
domestic785JJdomestic
context786NNcontext
.787SENT.
[JUSTICE ALITO]788LOC[JUSTICE ALITO]
Well789UHWell
,790,,
what791WPwhat
if792INif
the793DTthe
...794:...
[MR. DVORETZKY]795LOC[MR. DVORETZKY]
The796DTthe
question797NNquestion
...798:...
[JUSTICE ALITO]799LOC[JUSTICE ALITO]
What800WPWhat
if801INif
the802DTthe
law803NNlaw
of804INof
the805DTthe
jurisdiction806NNjurisdiction
whose807WP$whose
law808NNlaw
would809MDwould
be810VBbe
chosen811VVNchoose
permits812VVZpermit
arbitration813NNarbitration
without814INwithout
any815DTany
consent816NNconsent
whatsoever817RBwhatsoever
?818SENT?
I819PPI
guess820VVPguess
you821PPyou
'd822MDwould
have823VHhave
to824TOto
say825VVsay
that826IN/thatthat
that827WDTthat
's828VBZbe
...829:...
that830WDTthat
's831VBZbe
okay832JJokay
,833,,
right834RBright
?835SENT?
[MR. DVORETZKY]836LOC[MR. DVORETZKY]
That837DTthat
...838:...
the839DTthe
Convention840NNconvention
does841VVZdo
n't842RBn't
prevent843VVprevent
that844DTthat
.845SENT.
That846DTthat
's847VBZbe
simply848RBsimply
not849RBnot
the850DTthe
problem851NNproblem
that852IN/thatthat
the853DTthe
Convention854NNconvention
was855VBDbe
trying856VVGtry
on857INon
solve858VVsolve
.859SENT.
The860DTthe
purpose861NNpurpose
of862INof
the863DTthe
Convention864NNconvention
was865VBDbe
to866TOto
address867VVaddress
the868DTthe
problem869NNproblem
of870INof
under-enforcement871NNunder-enforcement
of872INof
arbitration873NNarbitration
agreements874NNSagreement
.875SENT.
If876INif
there877EXthere
is878VBZbe
some879DTsome
country880NNcountry
out881INout
there882RBthere
or883CCor
some884DTsome
state885NNstate
that886WDTthat
is887VBZbe
compelling888JJcompelling
arbitration889NNarbitration
in890INin
the891DTthe
way892NNway
that893IN/thatthat
you894PPyou
're895VBPbe
describing896VVGdescribe
,897,,
the898DTthe
Convention899NNconvention
does900VVZdo
n't901RBn't
directly902RBdirectly
deal903VVdeal
with904INwith
that905IN/thatthat
,906,,
except907INexcept
perhaps908RBperhaps
in909INin
Article910NPArticle
V911NNV
,912,,
which913WDTwhich
would914MDwould
provide915VVprovide
a916DTa
public917JJpublic
policy918NNpolicy
backstop919NNbackstop
for920INfor
the921DTthe
country922NNcountry
in923INin
which924WDTwhich
enforcement925NNenforcement
of926INof
an927DTan
award928NNaward
is929VBZbe
sought930VVNseek
to931TOto
say932VVsay
we933PPwe
're934VBPbe
not935RBnot
enforcing936VVGenforce
that937DTthat
award938NNaward
because939INbecause
it940PPit
contravenes941VVZcontravene
our942PP$our
public943JJpublic
policy944NNpolicy
.945SENT.
[JUSTICE KAGAN]946LOC[JUSTICE KAGAN]
So947INso
you948PPyou
're949VBPbe
saying950VVGsay
that951IN/thatthat
when952WRBwhen
the953DTthe
United954NPUnited
States955NPSStates
entered956VVDenter
into957INinto
the958DTthe
Convention959NNconvention
and960CCand
when961WRBwhen
it962PPit
then963RBthen
implemented964VVDimplement
the965DTthe
Convention966NNconvention
through967INthrough
the968DTthe
FAA969NPFAA
,970,,
Congress971NPCongress
did972VVDdo
n't973RBn't
understand974VVunderstand
arbitration975NNarbitration
to976TOto
mean977VVmean
voluntary978JJvoluntary
arbitration979NNarbitration
?980SENT?
The981DTthe
,982,,
you983PPyou
know984VVPknow
...985:...
my986PP$my
...987:...
my988PP$my
question989NNquestion
I990PPI
guess991VVPguess
is992VBZbe
the993DTthe
same994JJsame
as995INas
Justice996NPJustice
Alito's997NPAlito's
.998SENT.
It999PPit
seems1000VVZseem
odd1001JJodd
that1002IN/thatthat
Congress1003NPCongress
would1004MDwould
have1005VHhave
passed1006VVNpass
the1007DTthe
implementing1008VVGimplement
legislation1009NNlegislation
on1010INon
the1011DTthe
view1012NNview
that1013IN/thatthat
another1014DTanother
contracting1015NNcontracting
state1016NNstate
could1017MDcould
compel1018VVcompel
arbitration1019NNarbitration
without1020INwithout
any1021DTany
consent1022NNconsent
whatsoever1023RBwhatsoever
.1024SENT.
[MR. DVORETZKY]1025LOC[MR. DVORETZKY]
Justice1026NPJustice
Kagan1027NPKagan
,1028,,
I1029PPI
think1030VVPthink
this1031DTthis
goes1032VVZgo
to1033TOto
the1034DTthe
core1035JJcore
question1036NNquestion
of1037INof
what1038WPwhat
the1039DTthe
Convention1040NNconvention
is1041VBZbe
trying1042VVGtry
to1043TOto
do1044VVdo
.1045SENT.
The1046DTthe
Convention1047NPConvention
is1048VBZbe
trying1049VVGtry
to1050TOto
set1051VVset
forth1052RBforth
minimum1053JJminimum
standards1054NNSstandard
by1055INby
which1056WDTwhich
other1057JJother
countries1058NNScountry
will1059MDwill
recognize1060VVrecognize
and1061CCand
enforce1062VVenforce
arbitration1063NNarbitration
agreements1064NNSagreement
.1065SENT.
And1066CCand
to1067TOto
be1068VBbe
sure1069JJsure
,1070,,
the1071DTthe
Convention1072NNconvention
does1073VVZdo
not1074RBnot
require1075VVrequire
any1076DTany
country1077NNcountry
to1078TOto
recognize1079VVrecognize
forced1080VVNforce
arbitration1081NNarbitration
,1082,,
so1083RBso
to1084TOto
speak1085VVspeak
.1086SENT.
The1087DTthe
...1088:...
the1089DTthe
premise1090NNpremise
of1091INof
the1092DTthe
Convention1093NNconvention
is1094VBZbe
that1095IN/thatthat
the1096DTthe
floor1097NNfloor
,1098,,
the1099DTthe
minimum1100NNminimum
,1101,,
that1102WDTthat
other1103JJother
countries1104NNScountry
are1105VBPbe
agreeing1106VVGagree
to1107TOto
do1108VVdo
,1109,,
is1110VBZbe
to1111TOto
recognize1112VVrecognize
valid1113JJvalid
arbitration1114NNarbitration
agreements1115NNSagreement
.1116SENT.
By1117INby
the1118DTthe
same1119JJsame
token1120NNtoken
,1121,,
it1122PPit
does1123VVZdo
n't1124RBn't
preempt1125VVpreempt
all1126DTall
domestic1127JJdomestic
laws1128NNSlaw
,1129,,
including1130VVGinclude
theoretically1131RBtheoretically
...1132:...
although1133INalthough
there1134EXthere
's1135VBZbe
no1136DTno
evidence1137NNevidence
that1138IN/thatthat
this1139DTthis
is1140VBZbe
a1141DTa
real1142JJreal
problem1143NNproblem
...1144:...
the1145DTthe
kind1146NNkind
of1147INof
forced1148VVNforce
arbitration1149NNarbitration
that1150IN/thatthat
you1151PPyou
're1152VBPbe
positing1153VVGposit
.1154SENT.
In1155INin
the1156DTthe
situation1157NNsituation
that1158IN/thatthat
we1159PPwe
have1160VHPhave
here1161RBhere
and1162CCand
in1163INin
the1164DTthe
Chief1165NPChief
Justice1166NPJustice
's1167POS's
hypothetical1168JJhypothetical
,1169,,
there1170EXthere
's1171VBZbe
no1172DTno
question1173NNquestion
of1174INof
forced1175JJforced
arbitration1176NNarbitration
.1177SENT.
There1178EXthere
is1179VBZbe
indisputably1180RBindisputably
a1181DTa
valid1182JJvalid
arbitration1183NNarbitration
agreement1184NNagreement
.1185SENT.
The1186DTthe
only1187JJonly
question1188NNquestion
is1189VBZbe
can1190MDcan
domestic1191JJdomestic
law1192NNlaw
supply1193NNsupply
non-signatory1194JJnon-signatory
enforcement1195NNenforcement
doctrines1196NNSdoctrine
in1197INin
order1198NNorder
to1199TOto
allow1200VVallow
,1201,,
again1202RBagain
,1203,,
a1204DTa
non-signatory1205JJnon-signatory
...1206:...
[JUSTICE KAGAN]1207LOC[JUSTICE KAGAN]
But1208CCbut
you1209PPyou
do1210VVPdo
n't1211RBn't
...1212:...
[JUSTICE BREYER]1213LOC[JUSTICE BREYER]
The1214DTthe
fact1215NNfact
is1216VBZbe
,1217,,
you1218PPyou
started1219VVDstart
out1220RPout
very1221RBvery
broadly1222RBbroadly
,1223,,
and1224CCand
suddenly1225RBsuddenly
I1226PPI
get1227VVPget
worried1228JJworried
,1229,,
are1230VBPbe
some1231DTsome
people1232NNSpeople
who1233WPwho
...1234:...
the1235DTthe
seller1236NNseller
agrees1237VVZagree
that1238IN/thatthat
I1239PPI
'll1240MDwill
go1241VVgo
to1242TOto
arbitration1243NNarbitration
,1244,,
I1245PPI
agree1246VVPagree
with1247INwith
you1248PPyou
,1249,,
okay1250JJokay
?1251SENT?
Now1252RBnow
,1253,,
I1254PPI
do1255VVPdo
n't1256RBn't
want1257VVwant
to1258TOto
go1259VVgo
.1260SENT.
And1261CCand
it1262PPit
's1263VBZbe
not1264RBnot
against1265INagainst
you1266PPyou
;1267:;
it1268PPit
's1269VBZbe
against1270INagainst
him1271PPhim
.1272SENT.
I1273PPI
did1274VVDdo
n't1275RBn't
agree1276VVagree
to1277TOto
that1278DTthat
or1279CCor
did1280VVDdo
I1281PPI
?1282SENT?
Now1283RBnow
,1284,,
I1285PPI
thought1286VVDthink
this1287DTthis
is1288VBZbe
quite1289RBquite
narrow1290JJnarrow
or1291CCor
could1292MDcould
be1293VBbe
.1294SENT.
What1295WPWhat
actually1296RBactually
either1297DTeither
seller1298NNseller
did1299VVDdo
is1300VBZbe
I1301PPI
agreed1302VVDagree
,1303,,
I1304PPI
signed1305VVDsign
a1306DTa
party1307NNparty
and1308CCand
said1309VVDsay
I1310PPI
'll1311MDwill
go1312VVgo
to1313TOto
arbitration1314NNarbitration
.1315SENT.
And1316CCand
...1317:...
but1318CCbut
the1319DTthe
...1320:...
when1321WRBwhen
you1322PPyou
use1323VVPuse
the1324DTthe
word1325NNword
"1326``"
seller1327NNseller
,1328,,
"1329''"
which1330WDTwhich
I1331PPI
think1332VVPthink
maybe1333RBmaybe
was1334VBDbe
me1335PPme
;1336:;
is1337VBZbe
that1338IN/thatthat
right1339RBright
,1340,,
your1341PP$your
opponent1342NNopponent
,1343,,
that1344WDTthat
includes1345VVZinclude
subcontractors1346NNSsubcontractor
in1347INin
this1348DTthis
contract1349NNcontract
.1350SENT.
And1351CCand
,1352,,
by1353INby
the1354DTthe
way1355NNway
,1356,,
you1357PPyou
're1358VBPbe
a1359DTa
subcontractor1360NNsubcontractor
.1361SENT.
And1362CCand
you1363PPyou
were1364VBDbe
listed1365VVNlist
.1366SENT.
So1367RBso
it1368PPit
is1369VBZbe
n't1370RBn't
exactly1371RBexactly
involuntary1372JJinvoluntary
.1373SENT.
Or1374CCor
you1375PPyou
and1376CCand
I1377PPI
agree1378VVPagree
and1379CCand
I1380PPI
say1381VVPsay
:1382::
Our1383PP$our
contract1384NNcontract
,1385,,
including1386VVGinclude
arbitration1387NNarbitration
,1388,,
is1389VBZbe
for1390INfor
the1391DTthe
benefit1392NNbenefit
of1393INof
Mr1394NPMr
.1395SENT.
Johnson1396NPJohnson
,1397,,
who1398WPwho
is1399VBZbe
a1400DTa
third-party1401JJthird-party
beneficiary1402NNbeneficiary
for1403INfor
everything1404NNeverything
including1405VVGinclude
arbitration1406NNarbitration
.1407SENT.
And1408CCand
then1409RBthen
the1410DTthe
question1411NNquestion
is1412VBZbe
:1413::
Can1414MDcan
Mr1415NPMr
.1416SENT.
Johnson1417NPJohnson
bring1418VVPbring
me1419PPme
in1420RPin
?1421SENT?
He1422PPhe
did1423VVDdo
n't1424RBn't
sign1425VVsign
it1426PPit
.1427SENT.
You1428PPyou
signed1429VVDsign
it1430PPit
.1431SENT.
Now1432RBnow
,1433,,
can1434MDcan
't1435RB't
we1436PPwe
decide1437VVPdecide
it1438PPit
on1439INon
a1440DTa
narrow1441JJnarrow
ground1442NNground
like1443INlike
that1444IN/thatthat
by1445INby
indeed1446RBindeed
leading1447VVGlead
up1448RPup
to1449TOto
the1450DTthe
lower1451JJRlow
court1452NNcourt
all1453PDTall
those1454DTthose
questions1455NNSquestion
about1456RBabout
whether1457INwhether
it1458PPit
's1459VBZbe
really1460RBreally
true1461JJtrue
,1462,,
whether1463INwhether
it1464PPit
really1465RBreally
is1466VBZbe
n't1467RBn't
true1468JJtrue
that1469IN/thatthat
a1470DTa
third-party1471JJthird-party
beneficiary1472NNbeneficiary
can1473MDcan
or1474CCor
the1475DTthe
person1476NNperson
listed1477VVNlist
in1478INin
the1479DTthe
seller1480NNseller
's1481POS's
side1482NNside
can1483MDcan
,1484,,
and1485CCand
just1486RBjust
say1487VVPsay
it1488PPit
does1489VVZdo
n't1490RBn't
limit1491VVlimit
it1492PPit
to1493TOto
where1494WRBwhere
you1495PPyou
're1496VBPbe
the1497DTthe
one1498CDone
who1499WPwho
wants1500VVZwant
to1501TOto
bring1502VVbring
me1503PPme
into1504INinto
arbitration1505NNarbitration
.1506SENT.
They1507PPthey
're1508VBPbe
well1509RBwell
established1510VVNestablish
legal1511JJlegal
doctrines1512NNSdoctrine
.1513SENT.
I1514PPI
do1515VVPdo
n't1516RBn't
want1517VVwant
to1518TOto
make1519VVmake
my1520PP$my
argument1521NNargument
for1522INfor
you1523PPyou
.1524SENT.
I1525PPI
want1526VVPwant
you1527PPyou
to1528TOto
tell1529VVtell
me1530PPme
quite1531RBquite
straightforward1532JJstraightforward
...1533:...
and1534CCand
I'll1535NPI'll
...1536:...
in1537INin
a1538DTa
few1539JJfew
seconds1540NNSsecond
,1541,,
is1542VBZbe
that1543IN/thatthat
a1544DTa
possible1545JJpossible
argument1546NNargument
in1547INin
this1548DTthis
case1549NNcase
?1550SENT?
We1551PPwe
just1552RBjust
send1553VVPsend
it1554PPit
back1555RBback
.1556SENT.
[MR. DVORETZKY]1557LOC[MR. DVORETZKY]
Yes1558NPYes
,1559,,
Your1560PP$your
Honor1561NPHonor
.1562SENT.
The1563DTthe
...1564:...
the1565DTthe
Eleventh1566JJeleventh
Circuit1567NNcircuit
held1568VVNhold
...1569:...
the1570DTthe
Eleventh1571JJeleventh
Circuit1572NNcircuit
held1573VVDhold
that1574IN/thatthat
only1575RBonly
the1576DTthe
signatories1577NNSsignatory
to1578TOto
the1579DTthe
arbitration1580NNarbitration
agreement1581NNagreement
could1582MDcould
enforce1583VVenforce
it1584PPit
.1585SENT.
[JUSTICE BREYER]1586LOC[JUSTICE BREYER]
And1587CCand
...1588:...
[CHIEF JUSTICE ROBERTS]1589LOC[CHIEF JUSTICE ROBERTS]
Which1590WDTwhich
is1591VBZbe
a1592DTa
fairly1593RBfairly
basic1594JJbasic
proposition1595NNproposition
of1596INof
law1597NNlaw
.1598SENT.
So1599RBso
if1600INif
we1601PPwe
're1602VBPbe
going1603VVGgo
to1604TOto
send1605VVsend
it1606PPit
back1607RBback
to1608TOto
say1609VVsay
why1610WRBwhy
do1611VVPdo
n't1612RBn't
you1613PPyou
see1614VVPsee
if1615INif
you1616PPyou
can1617MDcan
enforce1618VVenforce
arbitration1619NNarbitration
against1620INagainst
somebody1621NNsomebody
who1622WPwho
did1623VVDdo
n't1624RBn't
sign1625VVsign
the1626DTthe
agreement1627NNagreement
,1628,,
or1629CCor
who1630WPwho
was1631VBDbe
n't1632RBn't
...1633:...
it1634PPit
's1635VBZbe
one1636CDone
thing1637NNthing
to1638TOto
say1639VVsay
,1640,,
okay1641RBokay
,1642,,
your1643PP$your
parent1644NNparent
company1645NNcompany
or1646CCor
your1647PP$your
subsidiary1648NNsubsidiary
or1649CCor
whatever1650WDTwhatever
,1651,,
and1652CCand
the1653DTthe
fact1654NNfact
that1655IN/thatthat
you1656PPyou
might1657MDmight
say1658VVsay
or1659CCor
subcontractors1660NNSsubcontractor
,1661,,
does1662VVZdo
n't1663RBn't
mean1664VVmean
that1665IN/thatthat
any1666DTany
particular1667JJparticular
subcontractor1668NNsubcontractor
wants1669VVZwant
to1670TOto
arbitrate1671VVarbitrate
.1672SENT.
So1673RBso
you1674PPyou
're1675VBPbe
going1676VVGgo
to1677TOto
send1678VVsend
it1679PPit
back1680RBback
for1681INfor
...1682:...
I1683PPI
mean1684VVPmean
,1685,,
if1686INif
someone1687NNsomeone
is1688VBZbe
going1689VVGgo
to1690TOto
adopt1691VVadopt
such1692PDTsuch
a1693DTa
radical1694JJradical
proposition1695NNproposition
it1696PPit
probably1697RBprobably
should1698MDshould
be1699VBbe
us1700PPus
,1701,,
rather1702RBrather
than1703INthan
send1704VVsend
it1705PPit
back1706RBback
to1707TOto
the1708DTthe
Eleventh1709JJeleventh
Circuit1710NNcircuit
and1711CCand
say1712VVPsay
,1713,,
well1714RBwell
,1715,,
if1716INif
you1717PPyou
want1718VVPwant
to1719TOto
go1720VVgo
against1721INagainst
all1722DTall
...1723:...
all1724DTall
of1725INof
our1726PP$our
precedents1727NNSprecedent
in1728INin
arbitration1729NNarbitration
,1730,,
fine1731NNfine
,1732,,
but1733CCbut
we1734PPwe
're1735VBPbe
not1736RBnot
going1737VVGgo
to1738TOto
do1739VVdo
it1740PPit
.1741SENT.
[MR. DVORETZKY]1742LOC[MR. DVORETZKY]
So1743RBso
,1744,,
Mr1745NPMr
.1746SENT.
Chief1747NPChief
Justice1748NPJustice
...1749:...
[CHIEF JUSTICE ROBERTS]1750LOC[CHIEF JUSTICE ROBERTS]
Not1751RBnot
to1752TOto
suggest1753VVsuggest
I1754PPI
have1755VHPhave
a1756DTa
view1757NNview
either1758CCeither
way1759NNway
.1760SENT.
[1761SYM[
LAUGHTER1762NNlaughter
]1763SYM]
[MR. DVORETZKY]1764LOC[MR. DVORETZKY]
I1765PPI
...1766:...
I1767PPI
do1768VVPdo
n't1769RBn't
think1770VVthink
this1771DTthis
is1772VBZbe
contrary1773JJcontrary
to1774TOto
all1775DTall
of1776INof
this1777DTthis
Court1778NPCourt
's1779POS's
precedents1780NNSprecedent
on1781INon
arbitration1782NNarbitration
.1783SENT.
Just1784RBjust
the1785DTthe
opposite1786NNopposite
.1787SENT.
In1788INin
Arthur1789NPArthur
Andersen1790NPAndersen
the1791DTthe
Court1792NPCourt
remanded1793VVDremand
for1794INfor
the1795DTthe
lower1796JJRlow
court1797NNcourt
to1798TOto
consider1799VVconsider
whether1800INwhether
an1801DTan
equitable1802JJequitable
estoppel1803NNestoppel
theory1804NNtheory
would1805MDwould
allow1806VVallow
a1807DTa
non-signatory1808NNnon-signatory
to1809TOto
compel1810VVcompel
arbitration1811NNarbitration
.1812SENT.
So1813CCso
that1814WDTthat
's1815VBZbe
...1816:...
[JUSTICE GINSBURG]1817LOC[JUSTICE GINSBURG]
Can1818MDcan
you1819PPyou
...1820:...
[MR. DVORETZKY]1821LOC[MR. DVORETZKY]
...1822:...
precisely1823RBprecisely
...1824:...
[JUSTICE GINSBURG]1825LOC[JUSTICE GINSBURG]
Can1826MDcan
you1827PPyou
...1828:...
can1829MDcan
we1830PPwe
...1831:...
can1832MDcan
we1833PPwe
understand1834VVunderstand
why1835WRBwhy
Respondent1836NNrespondent
should1837MDshould
be1838VBbe
equitably1839RBequitably
estopped1840VVNestop
?1841SENT?
This1842DTthis
case1843NNcase
is1844VBZbe
going1845VVGgo
in1846INin
the1847DTthe
brief1848NNbrief
,1849,,
and1850CCand
so1851RBso
far1852RBfar
in1853INin
the1854DTthe
oral1855JJoral
argument1856NNargument
on1857INon
a1858DTa
level1859NNlevel
once1860RBonce
...1861:...
once1862RBonce
removed1863VVNremove
from1864INfrom
the1865DTthe
basic1866JJbasic
facts1867NNSfact
on1868INon
the1869DTthe
ground1870NNground
.1871SENT.
So1872RBso
what1873WPwhat
is1874VBZbe
it1875PPit
in1876INin
this1877DTthis
case1878NNcase
that1879WDTthat
makes1880VVZmake
the1881DTthe
doctrine1882NNdoctrine
of1883INof
equitable1884JJequitable
estoppel1885NNestoppel
appropriate1886JJappropriate
?1887SENT?
[MR. DVORETZKY]1888LOC[MR. DVORETZKY]
Let1889VVDlet
me1890PPme
make1891VVPmake
two1892CDtwo
points1893NNSpoint
on1894INon
that1895DTthat
.1896SENT.
One1897PPone
is1898VBZbe
the1899DTthe
point1900NNpoint
that1901IN/thatthat
I1902PPI
think1903VVPthink
Justice1904NPJustice
Breyer1905NPBreyer
was1906VBDbe
making1907VVGmake
.1908SENT.
On1909INon
these1910DTthese
particular1911JJparticular
facts1912NNSfact
,1913,,
GE1914NPGE
energy1915NNenergy
is1916VBZbe
defined1917VVNdefine
under1918INunder
the1919DTthe
contract1920NNcontract
as1921INas
a1922DTa
party1923NNparty
.1924SENT.
The1925DTthe
term1926NNterm
"1927``"
parties1928NNSparty
"1929''"
is1930VBZbe
defined1931VVNdefine
to1932TOto
include1933VVinclude
buyer1934NNbuyer
and1935CCand
seller1936NNseller
,1937,,
"1938``"
seller1939NNseller
"1940''"
is1941VBZbe
defined1942VVNdefine
to1943TOto
include1944VVinclude
subcontractor1945NNsubcontractor
,1946,,
and1947CCand
GE1948NPGE
is1949VBZbe
listed1950VVNlist
in1951INin
the1952DTthe
contract1953NNcontract
as1954INas
one1955CDone
of1956INof
the1957DTthe
subcontractors1958NNSsubcontractor
that1959IN/thatthat
the1960DTthe
parties1961NNSparty
contemplated1962VVDcontemplate
using1963VVGuse
.1964SENT.
And1965CCand
so1966RBso
we1967PPwe
are1968VBPbe
actually1969RBactually
a1970DTa
party1971NNparty
to1972TOto
the1973DTthe
contract1974NNcontract
,1975,,
even1976RBeven
though1977INthough
we1978PPwe
did1979VVDdo
n't1980RBn't
put1981VVput
...1982:...
even1983RBeven
though1984INthough
we1985PPwe
did1986VVDdo
n't1987RBn't
ink1988VVink
the1989DTthe
contract1990NNcontract
with1991INwith
our1992PP$our
signature1993NNsignature
.1994SENT.
In1995INin
addition1996NNaddition
...1997:...
[JUSTICE GINSBURG]1998LOC[JUSTICE GINSBURG]
And1999CCand
...2000:...
and2001CCand
...2002:...
even2003RBeven
though2004RBthough
at2005INat
the2006DTthe
time2007NNtime
the2008DTthe
contract2009NNcontract
was2010VBDbe
made2011VVNmake
,2012,,
the2013DTthe
subcontractors2014NNSsubcontractor
had2015VHDhave
n't2016RBn't
been2017VBNbe
picked2018VVNpick
,2019,,
so2020INso
there2021EXthere
were2022VBDbe
...2023:...
GE2024NPGE
was2025VBDbe
on2026INon
a2027DTa
list2028NNlist
of2029INof
potential2030JJpotential
subcontractors2031NNSsubcontractor
,2032,,
but2033CCbut
was2034VBDbe
not2035RBnot
,2036,,
in2037INin
fact2038NNfact
,2039,,
a2040DTa
subcontractor2041NNsubcontractor
at2042INat
the2043DTthe
time2044NNtime
of2045INof
the2046DTthe
arbitration2047NNarbitration
agreement2048NNagreement
?2049SENT?
[MR. DVORETZKY]2050LOC[MR. DVORETZKY]
I2051PPI
do2052VVPdo
n't2053RBn't
believe2054VVbelieve
that2055IN/thatthat
it2056PPit
had2057VHDhave
been2058VBNbe
picked2059VVNpick
,2060,,
but2061CCbut
there2062EXthere
were2063VBDbe
active2064JJactive
and2065CCand
extensive2066JJextensive
discussions2067NNSdiscussion
,2068,,
including2069VVGinclude
with2070INwith
the2071DTthe
Respondents2072NNSrespondent
,2073,,
about2074RBabout
using2075VVGuse
GE2076NPGE
as2077INas
a2078DTa
subcontractor2079NNsubcontractor
,2080,,
so2081RBso
it2082PPit
was2083VBDbe
certainly2084RBcertainly
contemplated2085VVNcontemplate
.2086SENT.
And2087CCand
if2088INif
you2089PPyou
...2090:...
if2091INif
you2092PPyou
follow2093VVPfollow
the2094DTthe
definitions2095NNSdefinition
of2096INof
seller2097NNseller
and2098CCand
...2099:...
and2100CCand
...2101:...
buyer2102NNbuyer
and2103CCand
seller2104NNseller
and2105CCand
parties2106NNSparty
in2107INin
the2108DTthe
contract2109NNcontract
that2110IN/thatthat
GE2111NPGE
is2112VBZbe
actually2113RBactually
a2114DTa
party2115NNparty
to2116TOto
the2117DTthe
agreement2118NNagreement
.2119SENT.
As2120INas
a2121DTa
...2122:...
on2123INon
a2124DTa
more2125RBRmore
doctrinal2126JJdoctrinal
level2127NNlevel
in2128INin
terms2129NNSterm
of2130INof
equitable2131JJequitable
estoppel2132NNestoppel
,2133,,
equitable2134JJequitable
estoppel2135NNestoppel
is2136VBZbe
a2137DTa
way2138NNway
of2139INof
inferring2140VVGinfer
consent2141NNconsent
from2142INfrom
conduct2143NNconduct
.2144SENT.
And2145CCand
if2146INif
the2147DTthe
Respondents2148NNSrespondent
sue2149VVsue
us2150PPus
,2151,,
as2152INas
they2153PPthey
did2154VVDdo
in2155INin
this2156DTthis
case2157NNcase
,2158,,
on2159INon
a2160DTa
theory2161NNtheory
that2162WDTthat
depends2163VVZdepend
on2164INon
the2165DTthe
duty2166NNduty
of2167INof
care2168NNcare
arising2169VVGarise
out2170RPout
of2171INof
the2172DTthe
contract2173NNcontract
,2174,,
they2175PPthey
are2176VBPbe
in2177INin
essence2178NNessence
suing2179VVGsue
us2180PPus
on2181INon
the2182DTthe
contracts2183NNScontract
.2184SENT.
They2185PPthey
can2186MDcan
't2187RB't
cherry-pick2188NNcherry-pick
to2189TOto
invoke2190VVinvoke
the2191DTthe
duty2192NNduty
of2193INof
care2194NNcare
from2195INfrom
the2196DTthe
contract2197NNcontract
but2198CCbut
to2199TOto
avoid2200VVavoid
their2201PP$their
agreement2202NNagreement
to2203TOto
arbitrate2204VVarbitrate
disputes2205NNSdispute
under2206INunder
that2207DTthat
contract2208NNcontract
.2209SENT.
That2210DTthat
...2211:...
that2212WDTthat
would2213MDwould
be2214VBbe
the2215DTthe
doctrinal2216JJdoctrinal
basis2217NNbasis
for2218INfor
an2219DTan
equitable2220JJequitable
estoppel2221NNestoppel
theory2222NNtheory
.2223SENT.
[JUSTICE GORSUCH]2224LOC[JUSTICE GORSUCH]
Counsel2225NPCounsel
...2226:...
[MR. DVORETZKY]2227LOC[MR. DVORETZKY]
And2228CCand
this2229DTthis
...2230:...
[JUSTICE GORSUCH]2231LOC[JUSTICE GORSUCH]
...2232:...
we2233PPwe
're2234VBPbe
going2235VVGgo
well2236RBwell
down2237RBdown
this2238DTthis
rabbit2239NNrabbit
hole2240NNhole
on2241INon
whether2242INwhether
equitable2243JJequitable
estoppel2244NNestoppel
applies2245VVZapply
in2246INin
this2247DTthis
case2248NNcase
.2249SENT.
But2250CCbut
I2251PPI
...2252:...
I2253PPI
had2254VHDhave
...2255:...
I2256PPI
had2257VHDhave
proceeded2258VVNproceed
on2259RPon
maybe2260RBmaybe
on2261INon
the2262DTthe
mistaken2263JJmistaken
assumption2264NNassumption
that2265IN/thatthat
the2266DTthe
question2267NNquestion
whether2268INwhether
equitable2269JJequitable
estoppel2270NNestoppel
is2271VBZbe
recognized2272VVNrecognize
as2273INas
a2274DTa
viable2275JJviable
theory2276NNtheory
under2277INunder
the2278DTthe
Federal2279NPFederal
Arbitration2280NPArbitration
Act2281NPAct
is2282VBZbe
n't2283RBn't
before2284INbefore
us2285PPus
.2286SENT.
The2287DTthe
only2288JJonly
question2289NNquestion
before2290INbefore
us2291PPus
is2292VBZbe
whether2293INwhether
anything2294NNanything
in2295INin
the2296DTthe
convention2297NNconvention
precludes2298VVZpreclude
an2299DTan
argument2300NNargument
like2301INlike
that2302WDTthat
to2303TOto
be2304VBbe
made2305VVNmake
under2306INunder
the2307DTthe
Federal2308NPFederal
Arbitration2309NPArbitration
Act2310NPAct
,2311,,
whether2312INwhether
or2313CCor
not2314RBnot
it2315PPit
might2316MDmight
succeed2317VVsucceed
.2318SENT.
Am2319VBPbe
I2320PPI
...2321:...
but2322CCbut
I2323PPI
...2324:...
am2325VBPbe
I2326PPI
mistaken2327VVNmistake
?2328SENT?
[MR. DVORETZKY]2329LOC[MR. DVORETZKY]
No2330NPNo
,2331,,
that2332WDTthat
...2333:...
that2334WDTthat
's2335VBZbe
correct2336JJcorrect
,2337,,
Justice2338NPJustice
Gorsuch2339NPGorsuch
.2340SENT.
And2341CCand
I2342PPI
think2343VVPthink
that2344WDTthat
goes2345VVZgo
to2346TOto
Justice2347NPJustice
Breyer2348NPBreyer
's2349POS's
point2350NNpoint
as2351INas
well2352RBwell
.2353SENT.
The2354DTthe
actual2355JJactual
question2356NNquestion
presented2357VVDpresent
here2358RBhere
is2359VBZbe
quite2360RBquite
narrow2361JJnarrow
.2362SENT.
And2363CCand
that2364DTthat
is2365VBZbe
whether2366INwhether
there2367EXthere
is2368VBZbe
anything2369NNanything
in2370INin
the2371DTthe
New2372NPNew
York2373NPYork
Convention2374NPConvention
that2375WDTthat
prohibits2376VVZprohibit
the2377DTthe
application2378NNapplication
of2379INof
equitable2380JJequitable
estoppel2381NNestoppel
.2382SENT.
[JUSTICE GORSUCH]2383LOC[JUSTICE GORSUCH]
If2384INif
it2385PPit
exists2386VVZexist
,2387,,
without2388INwithout
prejudging2389VVGprejudge
whether2390INwhether
it2391PPit
exists2392VVZexist
.2393SENT.
[MR. DVORETZKY]2394LOC[MR. DVORETZKY]
Correct2395JJcorrect
.2396SENT.
[JUSTICE GORSUCH]2397LOC[JUSTICE GORSUCH]
Okay2398NPOkay
.2399SENT.
[MR. DVORETZKY]2400LOC[MR. DVORETZKY]
And2401CCand
that2402DTthat
...2403:...
much2404RBmuch
the2405DTthe
same2406JJsame
as2407INas
the2408DTthe
posture2409NNposture
in2410INin
Arthur2411NPArthur
Andersen2412NPAndersen
where2413WRBwhere
the2414DTthe
Court2415NPCourt
sent2416VVDsend
the2417DTthe
case2418NNcase
back2419RBback
for2420INfor
the2421DTthe
lower2422JJRlow
courts2423NNScourt
to2424TOto
determine2425VVdetermine
whether2426INwhether
equitable2427JJequitable
estoppel2428NNestoppel
exists2429VVZexist
under2430INunder
the2431DTthe
applicable2432JJapplicable
law2433NNlaw
and2434CCand
,2435,,
if2436INif
so2437RBso
,2438,,
whether2439INwhether
it2440PPit
could2441MDcould
be2442VBbe
satisfied2443VVNsatisfy
.2444SENT.
[JUSTICE KAGAN]2445LOC[JUSTICE KAGAN]
But2446CCbut
Mr2447NPMr
.2448SENT.
Dvoretzky2449NPDvoretzky
,2450,,
that2451WDTthat
...2452:...
that2453WDTthat
is2454VBZbe
the2455DTthe
question2456NNquestion
.2457SENT.
So2458RBso
let2459VVlet
's2460VBZbe
take2461VVtake
a2462DTa
look2463NNlook
at2464INat
Article2465NPArticle
II2466NPII
,2467,,
and2468CCand
specifically2469RBspecifically
the2470DTthe
third2471JJthird
sentence2472NNsentence
because2473INbecause
the2474DTthe
third2475JJthird
sentence2476NNsentence
says2477VVZsay
,2478,,
"2479``"
The2480DTthe
court2481NNcourt
of2482INof
a2483DTa
contracting2484NNcontracting
state2485NNstate
"2486''"
...2487:...
and2488CCand
then2489RBthen
I2490PPI
'm2491VBPbe
going2492VVGgo
to2493TOto
skip2494VVskip
some2495DTsome
words2496NNSword
...2497:...
"2498``"
shall2499MDshall
,2500,,
at2501INat
the2502DTthe
request2503NNrequest
of2504INof
one2505CDone
of2506INof
the2507DTthe
parties2508NNSparty
,2509,,
refer2510VVPrefer
the2511DTthe
parties2512NNSparty
to2513TOto
arbitration2514NNarbitration
.2515SENT.
"2516``"
And2517CCand
I2518PPI
have2519VHPhave
to2520TOto
tell2521VVtell
you2522PPyou
,2523,,
I2524PPI
think2525VVPthink
that2526IN/thatthat
the2527DTthe
best2528JJSgood
understanding2529NNunderstanding
of2530INof
the2531DTthe
term2532NNterm
"2533``"
parties2534NNSparty
"2535''"
looking2536VVGlook
at2537INat
the2538DTthe
three2539CDthree
sentences2540NNSsentence
of2541INof
Article2542NPArticle
II2543NPII
,2544,,
let2545NNlet
's2546VBZbe
just2547RBjust
assume2548VVassume
that2549IN/thatthat
the2550DTthe
best2551JJSgood
understanding2552NNunderstanding
is2553VBZbe
the2554DTthe
parties2555NNSparty
to2556TOto
the2557DTthe
agreement2558NNagreement
.2559SENT.
So2560RBso
this2561DTthis
says2562VVZsay
the2563DTthe
parties2564NNSparty
to2565TOto
the2566DTthe
agreement2567NNagreement
are2568VBPbe
requesting2569VVGrequest
the2570DTthe
arbitration2571NNarbitration
.2572SENT.
And2573CCand
that2574DTthat
's2575VBZbe
when2576WRBwhen
the2577DTthe
court2578NNcourt
should2579MDshould
refer2580VVrefer
the2581DTthe
arbitration2582NNarbitration
.2583SENT.
Now2584RBnow
,2585,,
that2586WDTthat
raises2587VVZraise
the2588DTthe
question2589NNquestion
who2590WPwho
's2591VBZbe
the2592DTthe
party2593NNparty
?2594SENT?
I2595PPI
...2596:...
I2597PPI
'm2598VBPbe
with2599INwith
the2600DTthe
Chief2601NPChief
Justice2602NPJustice
.2603SENT.
If2604INif
you2605PPyou
're2606VBPbe
talking2607VVGtalk
about2608INabout
an2609DTan
alter2610JJRalt
ego2611NNego
or2612CCor
something2613NNsomething
like2614INlike
that2615DTthat
,2616,,
or2617CCor
a2618DTa
successor-in-interest2619NNsuccessor-in-interest
,2620,,
maybe2621RBmaybe
that2622DTthat
person2623NNperson
counts2624VVZcount
as2625INas
a2626DTa
party2627NNparty
,2628,,
even2629RBeven
though2630INthough
it2631PPit
is2632VBZbe
not2633RBnot
the2634DTthe
signatory2635NNsignatory
but2636CCbut
there2637EXthere
is2638VBZbe
some2639DTsome
limit2640NNlimit
,2641,,
is2642VBZbe
n't2643RBn't
there2644RBthere
,2645,,
that2646WDTthat
is2647VBZbe
imposed2648VVNimpose
by2649INby
that2650DTthat
language2651NNlanguage
of2652INof
"2653``"
the2654DTthe
parties2655NNSparty
"2656''"
?2657SENT?
[MR. DVORETZKY]2658LOC[MR. DVORETZKY]
Justice2659NPJustice
Kagan2660NPKagan
,2661,,
I2662PPI
think2663VVPthink
the2664DTthe
key2665JJkey
point2666NNpoint
is2667VBZbe
that2668IN/thatthat
Article2669NPArticle
III2670NPIII
does2671VVZdo
not2672RBnot
say2673VVsay
"2674``"
only2675RBonly
the2676DTthe
parties2677NNSparty
.2678SENT.
"2679''"
In2680INin
other2681JJother
words2682NNSword
,2683,,
the2684DTthe
bear2685NNbear
minimum2686NNminimum
the2687DTthe
contracting2688NNcontracting
states2689NNSstate
agree2690VVPagree
to2691TOto
do2692VVdo
is2693VBZbe
to2694TOto
refer2695VVrefer
a2696DTa
case2697NNcase
to2698TOto
arbitration2699NNarbitration
if2700INif
the2701DTthe
parties2702NNSparty
...2703:...
whether2704INwhether
you2705PPyou
think2706VVPthink
that2707WDTthat
's2708VBZbe
to2709TOto
be2710VBbe
...2711:...
[JUSTICE KAGAN]2712LOC[JUSTICE KAGAN]
Well2713UHWell
,2714,,
let2715VVDlet
me2716PPme
read2717VVPread
you2718PPyou
a2719DTa
few2720JJfew
sentences2721NNSsentence
,2722,,
Mr2723NPMr
.2724SENT.
Dvoretzky2725NPDvoretzky
and2726CCand
you2727PPyou
tell2728VVPtell
me2729PPme
whether2730INwhether
you2731PPyou
always2732RBalways
have2733VHhave
to2734TOto
say2735VVsay
"2736``"
shall2737MDshall
only2738RBonly
"2739``"
if2740INif
you2741PPyou
say2742VVPsay
"2743``"
shall2744MDshall
.2745SENT.
"2746``"
If2747INif
I2748PPI
say2749VVPsay
federal2750JJfederal
courts2751NNScourt
shall2752MDshall
have2753VHhave
jurisdiction2754NNjurisdiction
over2755INover
federal2756JJfederal
questions2757NNSquestion
,2758,,
would2759MDwould
this2760DTthis
statute2761NNstatute
also2762RBalso
permits2763VVZpermit
those2764DTthose
courts2765NNScourt
to2766TOto
exercise2767VVexercise
jurisdiction2768NNjurisdiction
over2769INover
state2770NNstate
questions2771NNSquestion
?2772SENT?
[MR. DVORETZKY]2773LOC[MR. DVORETZKY]
No2774NPNo
,2775,,
and2776CCand
Justice2777NPJustice
Kagan2778NPKagan
,2779,,
112780CD@card@
I2781PPI
...2782:...
I2783PPI
...2784:...
[JUSTICE KAGAN]2785LOC[JUSTICE KAGAN]
I2786PPI
'm2787VBPbe
going2788VVGgo
to2789TOto
give2790VVgive
you2791PPyou
one2792CDone
more2793JJRmore
just2794RBjust
to2795TOto
prove2796VVprove
the2797DTthe
point2798NNpoint
.2799SENT.
[2800SYM[
LAUGHTER2801NNlaughter
]2802SYM]
[JUSTICE KAGAN]2803LOC[JUSTICE KAGAN]
Shareholders2804NNSshareholder
shall2805MDshall
appoint2806VVappoint
two2807CDtwo
directors2808NNSdirector
to2809TOto
the2810DTthe
board2811NNboard
.2812SENT.
Does2813VVZdo
that2814IN/thatthat
mean2815JJmean
shareholders2816NNSshareholder
can2817MDcan
appoint2818VVappoint
202819CD@card@
directors2820NNSdirector
to2821TOto
the2822DTthe
board2823NNboard
?2824SENT?
[MR. DVORETZKY]2825LOC[MR. DVORETZKY]
No2826NPNo
.2827SENT.
[JUSTICE KAGAN]2828LOC[JUSTICE KAGAN]
Because2829INbecause
"2830``"
shall2831MDshall
"2832``"
means2833NNmeans
"2834''"
shall2835MDshall
only2836RBonly
"2837''"
in2838INin
many2839JJmany
circumstances2840NNScircumstance
,2841,,
right2842RBright
?2843SENT?
[MR. DVORETZKY]2844LOC[MR. DVORETZKY]
It2845PPit
...2846:...
it2847PPit
depends2848VVZdepend
on2849INon
context2850NNcontext
.2851SENT.
[JUSTICE KAGAN]2852LOC[JUSTICE KAGAN]
It2853PPit
does2854VVZdo
.2855SENT.
[MR. DVORETZKY]2856LOC[MR. DVORETZKY]
And2857CCand
the2858DTthe
context2859NNcontext
here2860RBhere
based2861VVNbase
on2862INon
the2863DTthe
purpose2864NNpurpose
of2865INof
the2866DTthe
Convention2867NNconvention
,2868,,
based2869VVNbase
on2870INon
how2871WRBhow
this2872DTthis
Convention2873NNconvention
has2874VHZhave
been2875VBNbe
nearly2876RBnearly
universally2877RBuniversally
understood2878VVNunderstand
by2879INby
contracting2880NNcontracting
states2881NNSstate
,2882,,
which2883WDTwhich
is2884VBZbe
a2885DTa
key2886JJkey
factor2887NNfactor
in2888INin
this2889DTthis
Court2890NPCourt
's2891POS's
treaty2892NNtreaty
interpretation2893NNinterpretation
jurisprudence2894NNjurisprudence
,2895,,
is2896VBZbe
that2897IN/thatthat
this2898DTthis
...2899:...
this2900DTthis
provision2901NNprovision
,2902,,
Article2903NPArticle
II2904NPII
(2905((
32906CD3
)2907))
,2908,,
like2909INlike
the2910DTthe
rest2911NNrest
of2912INof
the2913DTthe
Convention2914NNconvention
,2915,,
is2916VBZbe
just2917RBjust
setting2918VVGset
a2919DTa
floor2920NNfloor
on2921INon
what2922WPwhat
contracting2923NNcontracting
states2924NNSstate
agree2925VVPagree
to2926TOto
do2927VVdo
.2928SENT.
So2929RBso
at2930INat
a2931DTa
minimum2932NNminimum
,2933,,
they2934PPthey
agree2935VVPagree
that2936IN/thatthat
they2937PPthey
shall2938MDshall
...2939:...
the2940DTthe
courts2941NNScourt
shall2942MDshall
refer2943VVrefer
cases2944NNScase
to2945TOto
arbitration2946NNarbitration
when2947WRBwhen
requested2948VVNrequest
by2949INby
the2950DTthe
parties2951NNSparty
,2952,,
but2953CCbut
not2954RBnot
that2955IN/thatthat
they2956PPthey
shall2957MDshall
only2958RBonly
do2959VVdo
so2960RBso
.2961SENT.
You2962PPyou
can2963MDcan
of2964INof
course2965NNcourse
come2966VVNcome
up2967RPup
with2968INwith
examples2969NNSexample
where2970WRBwhere
"2971``"
shall2972MDshall
"2973``"
does2974VVZdo
mean2975VVmean
"2976``"
shall2977MDshall
only2978RBonly
,2979,,
"2980``"
but2981CCbut
it2982PPit
does2983VVZdo
...2984:...
it2985PPit
does2986VVZdo
n't2987RBn't
mean2988VVmean
that2989IN/thatthat
here2990RBhere
.2991SENT.
And2992CCand
...2993:...
[JUSTICE KAGAN]2994LOC[JUSTICE KAGAN]
Right2995RBright
.2996SENT.
So2997RBso
I2998PPI
guess2999VVPguess
that3000WDTthat
brings3001VVZbring
us3002PPus
back3003RBback
to3004TOto
the3005DTthe
question3006NNquestion
that3007IN/thatthat
Justice3008NPJustice
Alito3009NPAlito
started3010VVDstart
us3011PPus
off3012RPoff
with3013INwith
,3014,,
because3015INbecause
I3016PPI
think3017VVPthink
that3018IN/thatthat
that3019DTthat
's3020VBZbe
relevant3021JJrelevant
to3022TOto
the3023DTthe
context3024NNcontext
in3025INin
which3026WDTwhich
we3027PPwe
're3028VBPbe
viewing3029VVGview
this3030DTthis
Convention3031NNconvention
,3032,,
which3033WDTwhich
is3034VBZbe
the3035DTthe
assumption3036NNassumption
on3037INon
the3038DTthe
part3039NNpart
of3040INof
the3041DTthe
United3042NPUnited
States3043NPStates
Congress3044NPCongress
when3045WRBwhen
it3046PPit
passed3047VVDpass
the3048DTthe
FAA3049NPFAA
and3050CCand
surely3051RBsurely
the3052DTthe
...3053:...
those3054DTthose
who3055WPwho
entered3056VVDenter
into3057INinto
the3058DTthe
Convention3059NPConvention
,3060,,
the3061DTthe
Convention3062NNconvention
was3063VBDbe
a3064DTa
matter3065NNmatter
of3066INof
...3067:...
excuse3068VVexcuse
me3069PPme
...3070:...
that3071DTthat
arbitration3072NNarbitration
was3073VBDbe
a3074DTa
matter3075NNmatter
of3076INof
voluntary3077JJvoluntary
consent3078NNconsent
.3079SENT.
I3080PPI
mean3081VVPmean
,3082,,
so3083RBso
if3084INif
it3085PPit
's3086VBZbe
a3087DTa
matter3088NNmatter
of3089INof
voluntary3090JJvoluntary
consent3091NNconsent
,3092,,
and3093CCand
everybody3094NNeverybody
thinks3095VVZthink
that3096IN/thatthat
that3097DTthat
's3098VBZbe
what3099WPwhat
arbitration3100NNarbitration
is3101VBZbe
,3102,,
should3103MDshould
n't3104RBn't
we3105PPwe
read3106VVPread
"3107``"
the3108DTthe
parties3109NNSparty
"3110''"
to3111TOto
be3112VBbe
,3113,,
you3114PPyou
know3115VVPknow
,3116,,
the3117DTthe
parties3118NNSparty
?3119SENT?
Nobody3120NNnobody
else3121RBelse
.3122SENT.
[MR. DVORETZKY]3123LOC[MR. DVORETZKY]
And3124CCand
again3125RBagain
I3126PPI
would3127MDwould
take3128VVtake
you3129PPyou
back3130RBback
to3131TOto
Arthur3132NPArthur
Andersen3133NPAndersen
.3134SENT.
Certainly3135RBcertainly
under3136INunder
domestic3137JJdomestic
law3138NNlaw
it3139PPit
is3140VBZbe
understood3141VVNunderstand
to3142TOto
be3143VBbe
a3144DTa
matter3145NNmatter
of3146INof
voluntary3147JJvoluntary
consent3148NNconsent
but3149CCbut
the3150DTthe
Court3151NPCourt
saw3152VVDsee
no3153DTno
issue3154NNissue
with3155INwith
the3156DTthe
possibility3157NNpossibility
of3158INof
an3159DTan
equitable3160JJequitable
estoppel3161NNestoppel
theory3162NNtheory
that3163WDTthat
would3164MDwould
allow3165VVallow
a3166DTa
non-party3167JJnon-party
to3168TOto
enforce3169VVenforce
.3170SENT.
The3171DTthe
Convention3172NNconvention
does3173VVZdo
not3174RBnot
contain3175VVcontain
an3176DTan
independent3177JJindependent
consent3178NNconsent
requirement3179NNrequirement
.3180SENT.
It3181PPit
just3182RBjust
does3183VVZdo
n't3184RBn't
...3185:...
it3186PPit
just3187RBjust
does3188VVZdo
n't3189RBn't
say3190VVsay
that3191DTthat
.3192SENT.
And3193CCand
it3194PPit
would3195MDwould
be3196VBbe
inconsistent3197JJinconsistent
with3198INwith
its3199PP$its
purpose3200NNpurpose
to3201TOto
have3202VHhave
that3203DTthat
because3204INbecause
,3205,,
again3206RBagain
,3207,,
the3208DTthe
backdrop3209NNbackdrop
to3210TOto
the3211DTthe
Convention3212NNconvention
was3213VBDbe
there3214EXthere
was3215VBDbe
widespread3216JJwidespread
mistrust3217NNmistrust
of3218INof
arbitration3219NNarbitration
agreements3220NNSagreement
.3221SENT.
Agreements3222NNSagreement
were3223VBDbe
not3224RBnot
being3225VBGbe
enforced3226VVNenforce
.3227SENT.
The3228DTthe
Convention3229NNconvention
set3230VVDset
out3231RPout
to3232TOto
remedy3233VVremedy
that3234DTthat
problem3235NNproblem
and3236CCand
to3237TOto
provide3238VVprovide
for3239INfor
more3240JJRmore
enforcement3241NNenforcement
of3242INof
arbitration3243NNarbitration
,3244,,
not3245RBnot
less3246JJRless
than3247INthan
that3248DTthat
.3249SENT.
[JUSTICE GORSUCH]3250LOC[JUSTICE GORSUCH]
Counsel3251NPCounsel
,3252,,
we3253PPwe
often3254RBoften
...3255:...
[MR. DVORETZKY]3256LOC[MR. DVORETZKY]
But3257CCbut
,3258,,
moreover3259RBmoreover
...3260:...
[JUSTICE GORSUCH]3261LOC[JUSTICE GORSUCH]
...3262:...
we3263PPwe
often3264RBoften
...3265:...
I3266PPI
'm3267VBPbe
sorry3268JJsorry
.3269SENT.
[JUSTICE ALITO]3270LOC[JUSTICE ALITO]
Is3271VBZbe
it3272PPit
...3273:...
is3274VBZbe
it3275PPit
necessary3276JJnecessary
to3277TOto
go3278VVgo
so3279RBso
far3280RBfar
as3281RBas
to3282TOto
say3283VVsay
that3284IN/thatthat
the3285DTthe
Convention3286NNconvention
says3287VVZsay
nothing3288NNnothing
about3289INabout
what3290WPwhat
the3291DTthe
relevant3292JJrelevant
law3293NNlaw
of3294INof
a3295DTa
particular3296JJparticular
jurisdiction3297NNjurisdiction
says3298VVZsay
about3299RBabout
who3300WPwho
can3301MDcan
enforce3302VVenforce
an3303DTan
arbitration3304NNarbitration
agreement3305NNagreement
or3306CCor
could3307MDcould
it3308PPit
say3309VVsay
...3310:...
could3311MDcould
it3312PPit
perhaps3313RBperhaps
go3314VVPgo
beyond3315INbeyond
strictly3316RBstrictly
the3317DTthe
signatories3318NNSsignatory
to3319TOto
the3320DTthe
agreement3321NNagreement
and3322CCand
encompass3323VVencompass
some3324DTsome
other3325JJother
non-parties3326NNSnon-parties
that3327WDTthat
have3328VHPhave
a3329DTa
sufficient3330JJsufficient
...3331:...
that3332WDTthat
have3333VHPhave
a3334DTa
close3335JJclose
connection3336NNconnection
,3337,,
as3338RBas
would3339MDwould
be3340VBbe
the3341DTthe
case3342NNcase
with3343INwith
somebody3344NNsomebody
who3345WPwho
was3346VBDbe
equitably3347RBequitably
estopped3348VVNestop
?3349SENT?
[MR. DVORETZKY]3350LOC[MR. DVORETZKY]
If3351INif
I3352PPI
may3353MDmay
answer3354VVanswer
?3355SENT?
[CHIEF JUSTICE ROBERTS]3356LOC[CHIEF JUSTICE ROBERTS]
Sure3357NPSure
.3358SENT.
Sure3359JJsure
.3360SENT.
[MR. DVORETZKY]3361LOC[MR. DVORETZKY]
I3362PPI
think3363VVPthink
that3364WDTthat
's3365VBZbe
right3366JJright
and3367CCand
it3368PPit
's3369VBZbe
not3370RBnot
just3371RBjust
equitable3372JJequitable
estoppel3373NNestoppel
.3374SENT.
There3375EXthere
are3376VBPbe
a3377DTa
number3378NNnumber
of3379INof
non-signatory3380JJnon-signatory
doctrines3381NNSdoctrine
including3382VVGinclude
alter3383JJRalt
ego3384NNego
and3385CCand
veil3386VVveil
piercing3387VVGpierce
,3388,,
for3389INfor
example3390NNexample
,3391,,
that3392IN/thatthat
the3393DTthe
other3394JJother
side3395NNside
points3396NNSpoint
to3397TOto
as3398RBas
valid3399JJvalid
under3400INunder
the3401DTthe
Convention3402NNconvention
,3403,,
even3404RBeven
though3405INthough
those3406DTthose
can3407MDcan
't3408RB't
be3409VBbe
thought3410VVNthink
of3411INof
as3412RBas
consensual3413JJconsensual
;3414:;
just3415RBjust
the3416DTthe
opposite3417NNopposite
,3418,,
an3419DTan
alter-ego3420NNalter-ego
theory3421NNtheory
and3422CCand
the3423DTthe
veil-piercing3424NNveil-piercing
theory3425NNtheory
are3426VBPbe
disregarding3427VVGdisregard
the3428DTthe
consent3429NNconsent
of3430INof
the3431DTthe
parties3432NNSparty
and3433CCand
holding3434VVGhold
them3435PPthem
to3436TOto
the3437DTthe
agreement3438NNagreement
any3439DTany
way3440NNway
.3441SENT.
[CHIEF JUSTICE ROBERTS]3442LOC[CHIEF JUSTICE ROBERTS]
Thank3443VVthank
you3444PPyou
,3445,,
counsel3446NNcounsel
.3447SENT.
Mr3448NPMr
.3449SENT.
Ellis3450NPEllis
.3451SENT.
[MR. ELLIS]3452LOC[MR. ELLIS]
Mr3453NPMr
.3454SENT.
Chief3455NPChief
Justice3456NPJustice
and3457CCand
may3458MDmay
it3459PPit
please3460VVplease
the3461DTthe
Court3462NPCourt
:3463::
The3464DTthe
New3465NPNew
York3466NPYork
Convention3467NPConvention
place3468NNplace
an3469DTan
important3470JJimportant
but3471CCbut
limited3472JJlimited
role3473NNrole
in3474INin
the3475DTthe
recognition3476NNrecognition
of3477INof
international3478JJinternational
arbitration3479NNarbitration
agreements3480NNSagreement
.3481SENT.
It3482PPit
requires3483VVZrequire
contracting3484NNcontracting
states3485NNSstate
to3486TOto
recognize3487VVrecognize
and3488CCand
enforce3489VVenforce
those3490DTthose
agreements3491NNSagreement
in3492INin
certain3493JJcertain
circumstances3494NNScircumstance
,3495,,
but3496CCbut
it3497PPit
does3498VVZdo
not3499RBnot
,3500,,
as3501INas
my3502PP$my
friend3503NNfriend
says3504VVZsay
,3505,,
establish3506VVestablish
a3507DTa
comprehensive3508JJcomprehensive
set3509NNset
of3510INof
rules3511NNSrule
for3512INfor
arbitration3513NNarbitration
.3514SENT.
For3515INfor
two3516CDtwo
fundamental3517JJfundamental
reasons3518NNSreason
,3519,,
the3520DTthe
Eleventh3521JJeleventh
Circuit3522NNcircuit
has3523VHZhave
wrong3524JJwrong
to3525TOto
read3526VVread
into3527INinto
the3528DTthe
writing3529VVGwrite
requirement3530NNrequirement
of3531INof
Article3532NPArticle
II3533NPII
a3534DTa
categorical3535JJcategorical
prohibition3536NNprohibition
on3537INon
compelling3538JJcompelling
international3539JJinternational
arbitration3540NNarbitration
on3541INon
the3542DTthe
basis3543NNbasis
of3544INof
estoppel3545NNestoppel
principles3546NNSprinciple
.3547SENT.
First3548RBfirst
,3549,,
the3550DTthe
Convention3551NNconvention
as3552INas
a3553DTa
whole3554NNwhole
only3555RBonly
ever3556RBever
requires3557VVZrequire
contracting3558NNcontracting
states3559NNSstate
to3560TOto
enforce3561VVenforce
arbitration3562NNarbitration
agreements3563NNSagreement
;3564:;
it3565PPit
never3566RBnever
prohibits3567VVZprohibit
them3568PPthem
...3569:...
them3570PPthem
from3571INfrom
doing3572VVGdo
so3573RBso
.3574SENT.
And3575CCand
,3576,,
second3577RBsecond
,3578,,
Article3579NPArticle
II3580NPII
,3581,,
section3582NNsection
23583CD2
,3584,,
is3585VBZbe
a3586DTa
rule3587NNrule
of3588INof
presumptive3589JJpresumptive
validity3590NNvalidity
.3591SENT.
It3592PPit
speaks3593VVZspeak
to3594TOto
when3595WRBwhen
a3596DTa
court3597NNcourt
must3598MDmust
recognize3599VVrecognize
an3600DTan
arbitration3601NNarbitration
agreement3602NNagreement
as3603INas
valid3604JJvalid
.3605SENT.
It3606PPit
does3607VVZdo
not3608RBnot
speak3609VVspeak
to3610TOto
the3611DTthe
scope3612NNscope
of3613INof
valid3614JJvalid
agreements3615NNSagreement
,3616,,
including3617VVGinclude
who3618WPwho
may3619MDmay
be3620VBbe
bound3621VVNbind
or3622CCor
who3623WPwho
may3624MDmay
invoke3625VVinvoke
those3626DTthose
agreements3627NNSagreement
.3628SENT.
Now3629RBnow
,3630,,
Respondents3631NNSrespondent
provide3632VVPprovide
a3633DTa
series3634NNseries
of3635INof
alternative3636JJalternative
grounds3637NNSground
for3638INfor
refusing3639VVGrefuse
to3640TOto
compel3641VVcompel
arbitration3642NNarbitration
in3643INin
this3644DTthis
case3645NNcase
,3646,,
but3647CCbut
there3648EXthere
's3649VBZbe
no3650DTno
reason3651NNreason
for3652INfor
this3653DTthis
Court3654NPCourt
to3655TOto
pass3656VVpass
on3657INon
those3658DTthose
grounds3659NNSground
in3660INin
the3661DTthe
first3662JJfirst
instance3663NNinstance
.3664SENT.
Just3665RBjust
as3666INas
the3667DTthe
Court3668NPCourt
did3669VVDdo
in3670RPin
...3671:...
in3672INin
Arthur3673NPArthur
Andersen3674NPAndersen
for3675INfor
the3676DTthe
FAA3677NPFAA
,3678,,
the3679DTthe
Court3680NPCourt
should3681MDshould
make3682VVmake
clear3683JJclear
that3684IN/thatthat
the3685DTthe
Convention3686NNconvention
does3687VVZdo
not3688RBnot
categorically3689RBcategorically
prohibit3690VVprohibit
enforced3691VVNenforce
...3692:...
[JUSTICE SOTOMAYOR]3693LOC[JUSTICE SOTOMAYOR]
Excuse3694NNexcuse
me3695PPme
...3696:...
[MR. ELLIS]3697LOC[MR. ELLIS]
...3698:...
compelling3699JJcompelling
arbitration3700NNarbitration
on3701INon
estoppel3702NNestoppel
grounds3703NNSground
.3704SENT.
[JUSTICE SOTOMAYOR]3705LOC[JUSTICE SOTOMAYOR]
...3706:...
there3707EXthere
are3708VBPbe
two3709CDtwo
ways3710NNSway
to3711TOto
reach3712VVreach
your3713PP$your
result3714NNresult
.3715SENT.
One3716PPone
is3717VBZbe
to3718TOto
read3719VVread
Article3720NPArticle
II3721NPII
and3722CCand
say3723VVsay
what3724WPwhat
you3725PPyou
seem3726VVPseem
to3727TOto
be3728VBbe
saying3729VVGsay
,3730,,
which3731WDTwhich
is3732VBZbe
that3733IN/thatthat
it3734PPit
only3735RBonly
requires3736VVZrequire
or3737CCor
compels3738VVZcompel
arbitration3739NNarbitration
in3740INin
one3741CDone
circumstance3742NNcircumstance
but3743CCbut
a3744DTa
contracting3745NNcontracting
state3746NNstate
can3747MDcan
compel3748VVcompel
arbitration3749NNarbitration
in3750INin
any3751DTany
way3752NNway
that3753IN/thatthat
it3754PPit
wants3755VVZwant
,3756,,
even3757RBeven
without3758INwithout
a3759DTa
written3760JJwritten
agreement3761NNagreement
.3762SENT.
That3763DTthat
seems3764VVZseem
to3765TOto
be3766VBbe
the3767DTthe
essence3768NNessence
of3769INof
your3770PP$your
argument3771NNargument
,3772,,
correct3773JJcorrect
?3774SENT?
[MR. ELLIS]3775LOC[MR. ELLIS]
Yes3776NPYes
.3777SENT.
[JUSTICE SOTOMAYOR]3778LOC[JUSTICE SOTOMAYOR]
That3779DTthat
's3780VBZbe
odd3781JJodd
,3782,,
indeed3783RBindeed
,3784,,
because3785INbecause
as3786INas
Justice3787NPJustice
...3788:...
as3789INas
the3790DTthe
Chief3791NPChief
Justice3792NPJustice
noted3793VVDnote
and3794CCand
Justice3795NPJustice
Kagan3796NPKagan
noted3797VVDnote
,3798,,
it3799PPit
seems3800VVZseem
always3801RBalways
that3802IN/thatthat
a3803DTa
signed3804VVNsign
written3805JJwritten
agreement3806NNagreement
respecting3807VVGrespect
consent3808NNconsent
is3809VBZbe
a3810DTa
minimum3811JJminimum
requirement3812NNrequirement
.3813SENT.
Or3814CCor
another3815DTanother
way3816NNway
to3817TOto
get3818VVget
to3819TOto
where3820WRBwhere
you3821PPyou
want3822VVPwant
to3823TOto
go3824VVgo
,3825,,
another3826DTanother
reading3827NNreading
,3828,,
is3829VBZbe
that3830IN/thatthat
Article3831NPArticle
II3832NPII
does3833VVZdo
not3834RBnot
allow3835VVallow
contracting3836VVGcontract
states3837NNSstate
to3838TOto
compel3839VVcompel
arbitration3840NNarbitration
whenever3841WRBwhenever
it3842PPit
wants3843VVZwant
,3844,,
even3845RBeven
without3846INwithout
a3847DTa
written3848JJwritten
agreement3849NNagreement
but3850CCbut
that3851IN/thatthat
they3852PPthey
can3853MDcan
compel3854VVcompel
it3855PPit
if3856INif
someone3857NNsomeone
is3858VBZbe
a3859DTa
party3860NNparty
,3861,,
that3862WDTthat
that3863RBthat
's3864VBZbe
undefined3865JJundefined
.3866SENT.
And3867CCand
that3868DTthat
seems3869VVZseem
to3870TOto
be3871VBbe
how3872WRBhow
most3873JJSmost
other3874JJother
contracting3875NNcontracting
states3876NNSstate
have3877VHPhave
read3878VVNread
this3879DTthis
,3880,,
which3881WDTwhich
is3882VBZbe
that3883IN/thatthat
there3884EXthere
's3885VBZbe
a3886DTa
lot3887NNlot
of3888INof
leeway3889NNleeway
for3890INfor
states3891NNSstate
to3892TOto
determine3893VVdetermine
who3894WPwho
's3895VBZbe
a3896DTa
party3897NNparty
to3898TOto
that3899DTthat
written3900JJwritten
agreement3901NNagreement
.3902SENT.
And3903CCand
they3904PPthey
can3905MDcan
do3906VVdo
that3907IN/thatthat
through3908INthrough
normal3909JJnormal
principles3910NNSprinciple
of3911INof
privity3912NNprivity
or3913CCor
normal3914JJnormal
principles3915NNSprinciple
of3916INof
contract3917NNcontract
interpretation3918NNinterpretation
,3919,,
including3920VVGinclude
alter3921JJRalt
ego3922NNego
and3923CCand
veil3924VVveil
piercing3925VVGpierce
and3926CCand
all3927PDTall
the3928DTthe
other3929JJother
things3930NNSthing
that3931IN/thatthat
your3932PP$your
adversary3933NNadversary
accepts3934VVZaccept
can3935MDcan
be3936VBbe
done3937VVNdo
.3938SENT.
You3939PPyou
do3940VVPdo
n't3941RBn't
need3942VVneed
,3943,,
as3944INas
I3945PPI
think3946VVPthink
the3947DTthe
circuit3948NNcircuit
below3949INbelow
wrongly3950RBwrongly
required3951VVNrequire
...3952:...
it3953PPit
seemed3954VVDseem
to3955TOto
say3956VVsay
you3957PPyou
need3958VVneed
that3959DTthat
party3960NNparty
's3961POS's
signature3962NNsignature
on3963INon
the3964DTthe
agreement3965NNagreement
.3966SENT.
[MR. ELLIS]3967LOC[MR. ELLIS]
That3968DTthat
's3969VBZbe
right3970JJright
.3971SENT.
[JUSTICE SOTOMAYOR]3972LOC[JUSTICE SOTOMAYOR]
So3973INso
there3974EXthere
's3975VBZbe
common3976JJcommon
ground3977NNground
,3978,,
but3979CCbut
I3980PPI
do3981VVPdo
think3982VVthink
within3983INwithin
that3984DTthat
common3985JJcommon
ground3986NNground
,3987,,
there3988EXthere
has3989VHZhave
to3990TOto
be3991VBbe
a3992DTa
limiting3993VVGlimit
principle3994NNprinciple
established3995VVNestablish
somewhere3996RBsomewhere
.3997SENT.
And3998CCand
I3999PPI
do4000VVPdo
n't4001RBn't
think4002VVthink
it4003PPit
can4004MDcan
be4005VBbe
that4006IN/thatthat
you4007PPyou
can4008MDcan
have4009VHhave
an4010DTan
oral4011JJoral
agreement4012NNagreement
or4013CCor
a4014DTa
state4015NNstate
could4016MDcould
say4017VVsay
,4018,,
with4019INwith
respect4020NNrespect
,4021,,
no4022DTno
essence4023NNessence
of4024INof
consent4025NNconsent
whatsoever4026RBwhatsoever
,4027,,
that4028IN/thatthat
we4029PPwe
're4030VBPbe
just4031RBjust
going4032VVGgo
to4033TOto
let4034VVlet
anybody4035NNanybody
...4036:...
if4037INif
you4038PPyou
signed4039VVDsign
an4040DTan
arbitration4041NNarbitration
agreement4042NNagreement
about4043INabout
the4044DTthe
manufacturer4045NNmanufacturer
of4046INof
this4047DTthis
thing4048NNthing
,4049,,
equitable4050JJequitable
principles4051NNSprinciple
are4052VBPbe
always4053RBalways
going4054VVGgo
to4055TOto
let4056VVlet
anybody4057NNanybody
come4058VVNcome
in4059INin
and4060CCand
sue4061VVsue
...4062:...
and4063CCand
let4064VVlet
...4065:...
[MR. ELLIS]4066LOC[MR. ELLIS]
Sure4067NPSure
.4068SENT.
[JUSTICE SOTOMAYOR]4069LOC[JUSTICE SOTOMAYOR]
...4070:...
let4071VVlet
them4072PPthem
be4073VBbe
sued4074VVNsue
.4075SENT.
[MR. ELLIS]4076LOC[MR. ELLIS]
Sure4077NPSure
.4078SENT.
[JUSTICE SOTOMAYOR]4079LOC[JUSTICE SOTOMAYOR]
So4080INso
assuming4081VVGassume
we4082PPwe
're4083VBPbe
on4084INon
common4085JJcommon
ground4086NNground
or4087CCor
I4088PPI
am4089VBPbe
,4090,,
that4091IN/thatthat
we4092PPwe
have4093VHPhave
some4094DTsome
,4095,,
some4096DTsome
basis4097NNbasis
to4098TOto
say4099VVsay
that4100IN/thatthat
contracting4101NNcontracting
states4102NNSstate
can4103MDcan
pick4104VVpick
who4105WPwho
parties4106NNSparty
are4107VBPbe
,4108,,
what4109WPwhat
's4110VBZbe
the4111DTthe
limiting4112VVGlimit
principle4113NNprinciple
after4114INafter
that4115DTthat
?4116SENT?
What4117WPWhat
's4118VBZbe
the4119DTthe
limiting4120VVGlimit
principle4121NNprinciple
of4122INof
equitable4123JJequitable
estoppel4124NNestoppel
?4125SENT?
It4126PPit
can4127MDcan
't4128RB't
be4129VBbe
every4130DTevery
single4131JJsingle
type4132NNtype
of4133INof
equitable4134JJequitable
estoppel4135NNestoppel
is4136VBZbe
okay4137JJokay
.4138SENT.
[MR. ELLIS]4139LOC[MR. ELLIS]
Sure4140NPSure
.4141SENT.
So4142RBso
...4143:...
so4144RBso
a4145DTa
couple4146NNcouple
points4147NNSpoint
,4148,,
Your4149PP$your
Honor4150NPHonor
.4151SENT.
And4152CCand
I4153PPI
'm4154VBPbe
happy4155JJhappy
to4156TOto
...4157:...
[JUSTICE SOTOMAYOR]4158LOC[JUSTICE SOTOMAYOR]
And4159CCand
,4160,,
by4161INby
the4162DTthe
way4163NNway
,4164,,
on4165INon
this4166DTthis
case4167NNcase
,4168,,
it4169PPit
's4170VBZbe
easy4171JJeasy
to4172TOto
win4173VVwin
.4174SENT.
[MR. ELLIS]4175LOC[MR. ELLIS]
Right4176RBright
.4177SENT.
And4178CCand
we4179PPwe
're4180VBPbe
happy4181JJhappy
to4182TOto
win4183VVwin
on4184INon
...4185:...
on4186INon
either4187DTeither
ground4188NNground
.4189SENT.
[JUSTICE SOTOMAYOR]4190LOC[JUSTICE SOTOMAYOR]
And4191CCand
very4192RBvery
...4193:...
on4194INon
this4195DTthis
case4196NNcase
,4197,,
no4198DTno
matter4199NNmatter
what4200WPwhat
the4201DTthe
theory4202NNtheory
of4203INof
equitable4204JJequitable
estoppel4205NNestoppel
is4206VBZbe
,4207,,
a4208DTa
seller4209NNseller
who4210WPwho
's4211VBZbe
defined4212VVNdefine
within4213INwithin
the4214DTthe
contract4215NNcontract
to4216TOto
include4217VVinclude
suppliers4218NNSsupplier
that4219WDTthat
include4220VVPinclude
GE4221NPGE
,4222,,
that4223WDTthat
seems4224VVZseem
like4225INlike
a4226DTa
fairly4227RBfairly
straightforward4228JJstraightforward
case4229NNcase
to4230TOto
me4231PPme
.4232SENT.
[MR. ELLIS]4233LOC[MR. ELLIS]
So4234RBso
...4235:...
so4236RBso
we4237PPwe
have4238VHPhave
n't4239RBn't
taken4240VVNtake
a4241DTa
position4242NNposition
on4243INon
...4244:...
on4245INon
the4246DTthe
ultimate4247JJultimate
resolution4248NNresolution
,4249,,
but4250CCbut
we4251PPwe
agree4252VVPagree
...4253:...
and4254CCand
it4255PPit
sounds4256VVZsound
like4257INlike
you4258PPyou
agree4259VVPagree
...4260:...
that4261IN/thatthat
the4262DTthe
Eleventh4263JJeleventh
Circu4264NPCircu
it4265PPit
's4266POS's
rule4267NNrule
is4268VBZbe
just4269RBjust
wrong4270JJwrong
,4271,,
that4272IN/thatthat
it4273PPit
's4274VBZbe
not4275RBnot
categorically4276RBcategorically
limited4277VVNlimit
to4278TOto
signatories4279NNSsignatory
.4280SENT.
That4281DTthat
's4282VBZbe
enough4283JJenough
to4284TOto
resolve4285VVresolve
this4286DTthis
case4287NNcase
.4288SENT.
Now4289RBnow
,4290,,
as4291RBas
for4292INfor
limiting4293VVGlimit
principles4294NNSprinciple
,4295,,
I4296PPI
think4297VVPthink
there4298EXthere
are4299VBPbe
limiting4300VVGlimit
principles4301NNSprinciple
.4302SENT.
I4303PPI
think4304VVPthink
there4305EXthere
are4306VBPbe
two4307CDtwo
types4308NNStype
to4309TOto
be4310VBbe
...4311:...
to4312TOto
consider4313VVconsider
.4314SENT.
The4315DTthe
first4316JJfirst
limiting4317VVGlimit
principle4318NNprinciple
is4319VBZbe
to4320TOto
consider4321VVconsider
when4322WRBwhen
...4323:...
what4324WPwhat
's4325VBZbe
the4326DTthe
limit4327NNlimit
on4328INon
when4329WRBwhen
a4330DTa
contracting4331NNcontracting
state4332NNstate
is4333VBZbe
required4334VVNrequire
to4335TOto
compel4336VVcompel
arbitration4337NNarbitration
?4338SENT?
And4339CCand
I4340PPI
think4341VVPthink
there4342EXthere
certainly4343RBcertainly
are4344VBPbe
limits4345NNSlimit
.4346SENT.
I4347PPI
think4348VVPthink
section4349NNsection
...4350:...
Article4351NPArticle
II4352NPII
,4353,,
section4354NNsection
34355CD3
,4356,,
is4357VBZbe
the4358DTthe
relevant4359JJrelevant
provision4360NNprovision
,4361,,
not4362RBnot
Article4363NPArticle
II4364NPII
,4365,,
section4366NNsection
24367CD2
.4368SENT.
And4369CCand
the4370DTthe
question4371NNquestion
there4372RBthere
says4373VVZsay
that4374IN/thatthat
the4375DTthe
parties4376NNSparty
before4377INbefore
the4378DTthe
...4379:...
have4380VHPhave
to4381TOto
have4382VHhave
made4383VVNmake
an4384DTan
agreement4385NNagreement
.4386SENT.
So4387RBso
I4388PPI
think4389VVPthink
the4390DTthe
question4391NNquestion
,4392,,
can4393MDcan
you4394PPyou
...4395:...
does4396VVZdo
the4397DTthe
domestic4398JJdomestic
law4399NNlaw
consider4400VVconsider
the4401DTthe
parties4402NNSparty
to4403TOto
have4404VHhave
made4405VVNmake
an4406DTan
agreement4407NNagreement
to4408TOto
this4409DTthis
written4410JJwritten
agreement4411NNagreement
?4412SENT?
Now4413RBnow
,4414,,
the4415DTthe
...4416:...
the4417DTthe
other4418JJother
limiting4419VVGlimit
principle4420NNprinciple
is4421VBZbe
...4422:...
is4423VBZbe
...4424:...
is4425VBZbe
whether4426INwhether
states4427NNSstate
are4428VBPbe
then4429RBthen
prohibited4430VVNprohibit
from4431INfrom
,4432,,
under4433INunder
their4434PP$their
own4435JJown
...4436:...
under4437INunder
the4438DTthe
domestic4439JJdomestic
law4440NNlaw
,4441,,
to4442TOto
recognize4443VVrecognize
other4444JJother
types4445NNStype
of4446INof
arbitration4447NNarbitration
agreements4448NNSagreement
.4449SENT.
I4450PPI
...4451:...
I4452PPI
...4453:...
I4454PPI
just4455RBjust
do4456VVPdo
n't4457RBn't
think4458VVthink
the4459DTthe
contract4460NNcontract
...4461:...
the4462DTthe
Convention4463NNconvention
can4464MDcan
be4465VBbe
read4466VVNread
to4467TOto
impose4468VVimpose
those4469DTthose
limits4470NNSlimit
.4471SENT.
That4472DTthat
does4473VVZdo
n't4474RBn't
mean4475VVmean
that4476IN/thatthat
you4477PPyou
can4478MDcan
then4479RBthen
say4480VVsay
...4481:...
enforce4482VVenforce
an4483DTan
...4484:...
require4485VVrequire
another4486DTanother
state4487NNstate
to4488TOto
enforce4489VVenforce
an4490DTan
oral4491JJoral
arbitration4492NNarbitration
agreement4493NNagreement
under4494INunder
the4495DTthe
Convention4496NNconvention
.4497SENT.
It4498PPit
would4499MDwould
not4500RBnot
be4501VBbe
clearly4502RBclearly
,4503,,
not4504RBnot
be4505VBbe
under4506INunder
the4507DTthe
Convention4508NNconvention
,4509,,
but4510CCbut
a4511DTa
...4512:...
but4513CCbut
a4514DTa
...4515:...
a4516DTa
contracting4517NNcontracting
state4518NNstate
...4519:...
[JUSTICE SOTOMAYOR]4520LOC[JUSTICE SOTOMAYOR]
But4521CCbut
that4522WDTthat
's4523VBZbe
going4524VVGgo
...4525:...
[MR. ELLIS]4526LOC[MR. ELLIS]
...4527:...
has4528VHZhave
not4529RBnot
given4530VVNgive
up4531RPup
its4532PP$its
right4533NNright
to4534TOto
enforce4535VVenforce
the4536DTthe
...4537:...
[JUSTICE SOTOMAYOR]4538LOC[JUSTICE SOTOMAYOR]
...4539:...
much4540RBmuch
further4541RBRfurther
afield4542RBafield
than4543INthan
I4544PPI
think4545VVPthink
other4546JJother
contracting4547NNcontracting
states4548NNSstate
have4549VHPhave
and4550CCand
it4551PPit
's4552VBZbe
reading4553VVGread
Article4554NPArticle
VII4555NPVII
into4556INinto
Article4557NPArticle
II4558NPII
,4559,,
which4560WDTwhich
to4561TOto
me4562PPme
is4563VBZbe
illogical4564JJillogical
.4565SENT.
[MR. ELLIS]4566LOC[MR. ELLIS]
We4567PPwe
do4568VVPdo
n't4569RBn't
think4570VVthink
you4571PPyou
have4572VHPhave
to4573TOto
read4574VVread
Article4575NPArticle
VII4576NPVII
on4577INon
its4578PP$its
text4579NNtext
to4580TOto
do4581VVdo
that4582DTthat
.4583SENT.
I4584PPI
will4585MDwill
say4586VVsay
that4587IN/thatthat
it4588PPit
's4589VBZbe
fairly4590RBfairly
uniform4591JJuniform
that4592RBthat
...4593:...
that4594IN/thatthat
Article4595NPArticle
VII4596NPVII
at4597INat
least4598JJSleast
should4599MDshould
inform4600VVinform
the4601DTthe
scope4602NNscope
of4603INof
Article4604NPArticle
II4605NPII
,4606,,
the4607DTthe
same4608JJsame
sort4609NNsort
of4610INof
most4611JJSmost
favorable4612JJfavorable
rules4613NNSrule
should4614MDshould
apply4615VVapply
to4616TOto
...4617:...
to4618TOto
enforcing4619VVGenforce
arbitration4620NNarbitration
agreements4621NNSagreement
as4622INas
a4623DTa
...4624:...
[JUSTICE SOTOMAYOR]4625LOC[JUSTICE SOTOMAYOR]
That4626DTthat
...4627:...
that4628WDTthat
seems4629VVZseem
contrary4630JJcontrary
to4631TOto
the4632DTthe
very4633RBvery
strict4634JJstrict
requirements4635NNSrequirement
that4636IN/thatthat
you4637PPyou
need4638VVPneed
a4639DTa
written4640JJwritten
agreement4641NNagreement
between4642INbetween
the4643DTthe
parties4644NNSparty
.4645SENT.
[MR. ELLIS]4646LOC[MR. ELLIS]
Absolutely4647RBabsolutely
,4648,,
Your4649PP$your
Honor4650NPHonor
.4651SENT.
[JUSTICE SOTOMAYOR]4652LOC[JUSTICE SOTOMAYOR]
I4653PPI
think4654VVPthink
that4655DTthat
's4656VBZbe
a4657DTa
very4658RBvery
different4659JJdifferent
argument4660NNargument
than4661INthan
saying4662VVGsay
you4663PPyou
have4664VHPhave
some4665DTsome
play4666NNplay
in4667INin
the4668DTthe
joints4669NNSjoint
with4670INwith
respect4671NNrespect
to4672TOto
who4673WPwho
parties4674NNSparty
are4675VBPbe
and4676CCand
that4677DTthat
domestic4678JJdomestic
law4679NNlaw
can4680MDcan
inform4681VVinform
that4682DTthat
.4683SENT.
[MR. ELLIS]4684LOC[MR. ELLIS]
I4685PPI
...4686:...
I4687PPI
...4688:...
and4689CCand
...4690:...
and4691CCand
I4692PPI
want4693VVPwant
to4694TOto
be4695VBbe
clear4696JJclear
.4697SENT.
The4698DTthe
Convention4699NNconvention
does4700VVZdo
not4701RBnot
apply4702VVapply
to4703TOto
...4704:...
to4705TOto
arbitration4706NNarbitration
agreements4707NNSagreement
that4708WDTthat
are4709VBPbe
not4710RBnot
written4711JJwritten
or4712CCor
that4713WDTthat
do4714VVPdo
n't4715RBn't
meet4716VVmeet
the4717DTthe
presumptive4718JJpresumptive
...4719:...
the4720DTthe
validity4721NNvalidity
requirements4722NNSrequirement
in4723INin
Article4724NPArticle
II4725NPII
at4726INat
...4727:...
at4728INat
least4729JJSleast
insofar4730RBinsofar
as4731RBas
...4732:...
as4733RBas
...4734:...
there4735EXthere
's4736VBZbe
this4737DTthis
debate4738NNdebate
between4739INbetween
whether4740INwhether
Article4741NPArticle
II4742NPII
,4743,,
Section4744NPSection
24745CD2
,4746,,
was4747VBDbe
exhaustive4748JJexhaustive
or4749CCor
non-exhaustive4750JJnon-exhaustive
.4751SENT.
But4752CCbut
either4753DTeither
way4754NNway
,4755,,
the4756DTthe
Convention4757NNconvention
is4758VBZbe
n't4759RBn't
going4760VVGgo
to4761TOto
apply4762VVapply
and4763CCand
,4764,,
therefore4765RBtherefore
,4766,,
is4767VBZbe
n't4768RBn't
going4769VVGgo
to4770TOto
require4771VVrequire
the4772DTthe
enforcement4773NNenforcement
of4774INof
agreement4775NNagreement
that4776WDTthat
does4777VVZdo
n't4778RBn't
meet4779VVmeet
the4780DTthe
requirements4781NNSrequirement
of4782INof
the4783DTthe
Convention4784NNconvention
.4785SENT.
But4786CCbut
the4787DTthe
Convention4788NNconvention
does4789VVZdo
n't4790RBn't
further4791RBRfurther
then4792RBthen
say4793VVsay
that4794IN/thatthat
a4795DTa
...4796:...
a4797DTa
contracting4798NNcontracting
state4799NNstate
cannot4800MDcan
enforce4801VVenforce
beyond4802INbeyond
that4803DTthat
.4804SENT.
And4805CCand
...4806:...
and4807CCand
that4808DTthat
's4809VBZbe
what4810WPwhat
you4811PPyou
have4812VHPhave
...4813:...
[JUSTICE GORSUCH]4814LOC[JUSTICE GORSUCH]
Counsel4815NPCounsel
...4816:...
[MR. ELLIS]4817LOC[MR. ELLIS]
...4818:...
to4819TOto
conclude4820VVconclude
...4821:...
[JUSTICE GINSBURG]4822LOC[JUSTICE GINSBURG]
Can4823MDcan
...4824:...
can4825MDcan
we4826PPwe
go4827VVgo
...4828:...
[MR. ELLIS]4829LOC[MR. ELLIS]
...4830:...
to4831TOto
support4832VVsupport
the4833DTthe
Eleventh4834JJeleventh
Circu4835NPCircu
it4836PPit
's4837VBZbe
rule4838NNrule
.4839SENT.
[JUSTICE GINSBURG]4840LOC[JUSTICE GINSBURG]
...4841:...
back4842RBback
to4843TOto
...4844:...
to4845TOto
a4846DTa
question4847NNquestion
Justice4848NPJustice
Kagan4849NPKagan
raised4850VVDraise
?4851SENT?
There4852EXthere
are4853VBPbe
these4854DTthese
privity-like4855JJprivity-like
people4856NNSpeople
and4857CCand
then4858RBthen
there4859EXthere
's4860VBZbe
this4861DTthis
doctrine4862NNdoctrine
of4863INof
equitable4864JJequitable
estoppel4865NNestoppel
,4866,,
which4867WDTwhich
we4868PPwe
're4869VBPbe
told4870VVNtell
that4871IN/thatthat
many4872JJmany
of4873INof
our4874PP$our
treaty4875NNtreaty
partners4876NNSpartner
do4877VVPdo
not4878RBnot
recognize4879VVrecognize
.4880SENT.
So4881RBso
what4882WPwhat
you4883PPyou
're4884VBPbe
suggesting4885VVGsuggest
is4886VBZbe
that4887IN/thatthat
we4888PPwe
should4889MDshould
recognize4890VVrecognize
this4891DTthis
equitable4892JJequitable
estoppel4893NNestoppel
,4894,,
even4895RBeven
though4896INthough
our4897PP$our
treaty4898NNtreaty
partners4899NNSpartner
would4900MDwould
not4901RBnot
,4902,,
which4903WDTwhich
could4904MDcould
yield4905VVyield
divergent4906JJdivergent
results4907NNSresult
and4908CCand
give4909VVgive
you4910PPyou
a4911DTa
real4912JJreal
problem4913NNproblem
at4914INat
the4915DTthe
enforcement4916NNenforcement
end4917NNend
because4918INbecause
a4919DTa
country4920NNcountry
that4921WDTthat
does4922VVZdo
n't4923RBn't
recognize4924VVrecognize
equitable4925JJequitable
estoppel4926NNestoppel
will4927MDwill
hesitate4928VVhesitate
to4929TOto
enforce4930VVenforce
an4931DTan
award4932NNaward
that4933WDTthat
was4934VBDbe
based4935VVNbase
on4936INon
that4937DTthat
theory4938NNtheory
.4939SENT.
So4940INso
you4941PPyou
...4942:...
you4943PPyou
can4944MDcan
distinguish4945VVdistinguish
these4946DTthese
successors4947NNSsuccessor
in4948INin
interest4949NNinterest
,4950,,
maybe4951RBmaybe
assignors4952NNSassignor
,4953,,
privity-like4954JJprivity-like
people4955NNSpeople
from4956INfrom
this4957DTthis
equitable4958JJequitable
estoppel4959NNestoppel
,4960,,
which4961WDTwhich
is4962VBZbe
not4963RBnot
universally4964RBuniversally
embraced4965VVNembrace
by4966INby
our4967PP$our
treaty4968NNtreaty
partners4969NNSpartner
.4970SENT.
[MR. ELLIS]4971LOC[MR. ELLIS]
Yes4972NPYes
,4973,,
Your4974PP$your
Honor4975NPHonor
.4976SENT.
That4977DTthat
...4978:...
I4979PPI
mean4980VVPmean
,4981,,
the4982DTthe
Respondent4983NNrespondent
has4984VHZhave
argued4985VVNargue
that4986DTthat
estoppel4987NNestoppel
,4988,,
equitable4989JJequitable
estoppel4990NNestoppel
,4991,,
is4992VBZbe
an4993DTan
outlier4994NNoutlier
.4995SENT.
I4996PPI
think4997VVPthink
that4998DTthat
's4999VBZbe
a5000DTa
bit5001NNbit
of5002INof
an5003DTan
overstatement5004NNoverstatement
.5005SENT.
I5006PPI
think5007VVPthink
that5008IN/thatthat
there5009EXthere
are5010VBPbe
very5011RBvery
comparable5012JJcomparable
doctrines5013NNSdoctrine
around5014INaround
the5015DTthe
world5016NNworld
that5017WDTthat
look5018VVPlook
a5019DTa
lot5020NNlot
like5021INlike
U5022NPU
.5023SENT.
S5024NPS
.5025SENT.
equitable5026JJequitable
estoppel5027NNestoppel
principles5028NNSprinciple
.5029SENT.
The5030DTthe
Titan5031NNtitan
Unity5032NPUnity
decision5033NNdecision
from5034INfrom
Singapore5035NPSingapore
adopts5036VVZadopt
U5037NPU
.5038SENT.
S5039NPS
.5040SENT.
estoppel5041NNestoppel
principles5042NNSprinciple
by5043INby
name5044NNname
,5045,,
by5046INby
citing5047VVGcite
to5048TOto
U5049NPU
.5050SENT.
S5051NPS
.5052SENT.
courts5053NNScourt
.5054SENT.
And5055CCand
then5056RBthen
there5057EXthere
is5058VBZbe
the5059DTthe
venire5060JJvenire
contra5061NNcontra
factum5062NNfactum
proprium5063NNproprium
in5064INin
civil5065JJcivil
law5066NNlaw
countries5067NNScountry
that5068WDTthat
look5069VVPlook
a5070DTa
lot5071NNlot
like5072INlike
equitable5073JJequitable
estoppel5074NNestoppel
.5075SENT.
[JUSTICE GINSBURG]5076LOC[JUSTICE GINSBURG]
But5077CCbut
that5078WDTthat
has5079VHZhave
been5080VBNbe
described5081VVNdescribe
as5082INas
the5083DTthe
...5084:...
the5085DTthe
Latin5086JJLatin
phrase5087NNphrase
you5088PPyou
just5089RBjust
used5090VVDuse
,5091,,
as5092RBas
akin5093JJakin
to5094TOto
traditional5095JJtraditional
estoppel5096NNestoppel
as5097INas
opposed5098VVNoppose
to5099TOto
this5100DTthis
equitable5101JJequitable
estoppel5102NNestoppel
.5103SENT.
[MR. ELLIS]5104LOC[MR. ELLIS]
Sure5105NPSure
,5106,,
that5107WDTthat
's5108VBZbe
fair5109JJfair
enough5110RBenough
.5111SENT.
I5112PPI
guess5113VVPguess
the5114DTthe
...5115:...
the5116DTthe
overarching5117JJoverarching
point5118NNpoint
is5119VBZbe
that5120DTthat
nothing5121NNnothing
in5122INin
the5123DTthe
Convention5124NNconvention
draws5125VVZdraw
the5126DTthe
sort5127NNsort
of5128INof
line5129NNline
that5130IN/thatthat
Respondent5131NNrespondent
is5132VBZbe
trying5133VVGtry
to5134TOto
do5135VVdo
.5136SENT.
It5137PPit
can5138MDcan
't5139RB't
be5140VBbe
the5141DTthe
party5142NNparty
line5143NNline
that5144IN/thatthat
they5145PPthey
've5146VHPhave
pointed5147VVNpoint
to5148TOto
.5149SENT.
I5150PPI
...5151:...
I5152PPI
do5153VVPdo
n't5154RBn't
know5155VVknow
why5156WRBwhy
traditional5157JJtraditional
estoppel5158NNestoppel
or5159CCor
venire5160NNvenire
contra5161NNcontra
factum5162NNfactum
proprium5163NNproprium
would5164MDwould
more5165RBRmore
akin5166JJakin
to5167TOto
a5168DTa
party5169NNparty
than5170INthan
not5171RBnot
.5172SENT.
It5173PPit
can5174MDcan
't5175RB't
be5176VBbe
the5177DTthe
consent5178NNconsent
principle5179NNprinciple
that5180IN/thatthat
they5181PPthey
point5182VVPpoint
to5183TOto
,5184,,
for5185INfor
the5186DTthe
reasons5187NNSreason
that5188IN/thatthat
my5189PP$my
friend5190NNfriend
says5191VVZsay
.5192SENT.
Piercing5193VVGpierce
the5194DTthe
corporate5195JJcorporate
veil5196NNveil
is5197VBZbe
...5198:...
is5199VBZbe
...5200:...
is5201VBZbe
at5202INat
least5203JJSleast
based5204VVNbase
on5205INon
equity5206NNequity
and5207CCand
fairness5208NNfairness
and5209CCand
then5210RBthen
contrary5211JJcontrary
to5212TOto
sort5213VVsort
of5214INof
formal5215JJformal
express5216JJexpress
consent5217NNconsent
,5218,,
as5219INas
any5220DTany
equitable5221JJequitable
estoppel5222NNestoppel
principle5223NNprinciple
is5224VBZbe
.5225SENT.
And5226CCand
so5227RBso
at5228INat
the5229DTthe
bottom5230NNbottom
,5231,,
what5232WDTwhat
you5233PPyou
...5234:...
our5235PP$our
view5236NNview
is5237VBZbe
that5238IN/thatthat
the5239DTthe
...5240:...
the5241DTthe
Convention5242NNconvention
simply5243RBsimply
does5244VVZdo
n't5245RBn't
speak5246VVspeak
to5247TOto
those5248DTthose
principles5249NNSprinciple
and5250CCand
what5251WPwhat
other5252JJother
domestic5253JJdomestic
law5254NNlaw
principles5255NNSprinciple
that5256WDTthat
apply5257VVPapply
.5258SENT.
[JUSTICE GORSUCH]5259LOC[JUSTICE GORSUCH]
Counsel5260NPCounsel
...5261:...
[JUSTICE GINSBURG]5262LOC[JUSTICE GINSBURG]
Before5263INbefore
your5264PP$your
time5265NNtime
runs5266VVZrun
out5267RPout
,5268,,
I5269PPI
'd5270MDwould
like5271VVlike
you5272PPyou
to5273TOto
answer5274VVanswer
specifically5275RBspecifically
,5276,,
in5277INin
the5278DTthe
Public5279NPPublic
Citizens5280NPSCitizens
'5281POS'
brief5282NNbrief
,5283,,
they5284PPthey
cite5285VVPcite
a5286DTa
case5287NNcase
called5288VVNcall
Todd5289NPTodd
v5290NNv
.5291SENT.
Steamship5292NNsteamship
Mutual5293JJmutual
Underwriting5294NNunderwriting
Association5295NPAssociation
.5296SENT.
They5297PPthey
say5298VVPsay
a5299DTa
U5300NPU
.5301SENT.
S5302NPS
.5303SENT.
worker5304NNworker
who5305WPwho
was5306VBDbe
injured5307VVNinjure
by5308INby
his5309PP$his
employer5310NNemployer
in5311INin
Louisiana5312NPLouisiana
sued5313VVDsue
that5314IN/thatthat
insolvent5315JJinsolvent
insurer's5316NNSinsurer's
...5317:...
employer5318NNemployer
's5319POS's
insurer5320NNinsurer
under5321INunder
Louisiana5322NPLouisiana
's5323POS's
Direct5324NPDirect
Action5325NPAction
Statute5326NPStatute
,5327,,
and5328CCand
was5329VBDbe
required5330VVNrequire
to5331TOto
arbitrate5332VVarbitrate
his5333PP$his
personal5334JJpersonal
injury5335NNinjury
claim5336NNclaim
before5337INbefore
an5338DTan
arbitration5339NNarbitration
panel5340NNpanel
in5341INin
London5342NPLondon
.5343SENT.
That5344DTthat
sounds5345NNSsound
like5346INlike
a5347DTa
real5348JJreal
horrible5349JJhorrible
...5350:...
is5351VBZbe
...5352:...
is5353VBZbe
that5354IN/thatthat
the5355DTthe
result5356NNresult
of5357INof
the5358DTthe
position5359NNposition
that5360IN/thatthat
you5361PPyou
are5362VBPbe
pressing5363VVGpress
?5364SENT?
[MR. ELLIS]5365LOC[MR. ELLIS]
So5366INso
I5367PPI
...5368:...
I5369PPI
apologize5370VVPapologize
.5371SENT.
I5372PPI
'm5373VBPbe
not5374RBnot
familiar5375JJfamiliar
with5376INwith
the5377DTthe
facts5378NNSfact
of5379INof
that5380DTthat
particular5381JJparticular
case5382NNcase
and5383CCand
exactly5384RBexactly
how5385WRBhow
they5386PPthey
got5387VVDget
to5388TOto
that5389DTthat
result5390NNresult
.5391SENT.
I5392PPI
...5393:...
I5394PPI
...5395:...
I5396PPI
will5397MDwill
say5398VVsay
that5399IN/thatthat
there5400EXthere
are5401VBPbe
,5402,,
I5403PPI
think5404VVPthink
the5405DTthe
Convention5406NNconvention
itself5407PPitself
does5408VVZdo
not5409RBnot
limit5410VVlimit
contracting5411VVGcontract
states5412NNSstate
from5413INfrom
enforcing5414VVGenforce
arbitration5415NNarbitration
.5416SENT.
There5417EXthere
may5418MDmay
be5419VBbe
other5420JJother
limits5421NNSlimit
.5422SENT.
There5423EXthere
may5424MDmay
be5425VBbe
other5426JJother
limits5427NNSlimit
in5428INin
the5429DTthe
FAA5430NPFAA
itself5431PPitself
that5432RBthat
do5433VVPdo
n't5434RBn't
need5435VVneed
to5436TOto
...5437:...
the5438DTthe
court5439NNcourt
below5440RBbelow
did5441VVDdo
n't5442RBn't
reach5443VVreach
and5444CCand
this5445DTthis
Court5446NPCourt
does5447VVZdo
n't5448RBn't
need5449VVneed
to5450TOto
get5451VVget
into5452INinto
.5453SENT.
[CHIEF JUSTICE ROBERTS]5454LOC[CHIEF JUSTICE ROBERTS]
Justice5455NPJustice
Gorsuch5456NPGorsuch
has5457VHZhave
a5458DTa
question5459NNquestion
.5460SENT.
[JUSTICE GORSUCH]5461LOC[JUSTICE GORSUCH]
Counsel5462NPCounsel
,5463,,
I'm5464NPI'm
...5465:...
I5466PPI
understand5467VVPunderstand
that5468IN/thatthat
different5469JJdifferent
countries5470NNScountry
may5471MDmay
have5472VHhave
different5473JJdifferent
views5474NNSview
about5475INabout
equitable5476JJequitable
estoppel5477NNestoppel
or5478CCor
other5479JJother
kinds5480NNSkind
of5481INof
non-signatory5482JJnon-signatory
,5483,,
non-strict5484JJnon-strict
consent5485NNconsent
arbitrations5486NNSarbitration
.5487SENT.
Is5488VBZbe
there5489RBthere
any5490DTany
disagreement5491NNdisagreement
among5492INamong
countries5493NNScountry
about5494INabout
how5495WRBhow
to5496TOto
read5497VVread
the5498DTthe
Convention5499NNconvention
itself5500PPitself
with5501INwith
respect5502NNrespect
to5503TOto
whether5504INwhether
it5505PPit
creates5506VVZcreate
a5507DTa
floor5508NNfloor
or5509CCor
a5510DTa
ceiling5511NNceiling
?5512SENT?
[MR. ELLIS]5513LOC[MR. ELLIS]
Not5514RBnot
that5515IN/thatthat
I5516PPI
'm5517VBPbe
aware5518JJaware
of5519INof
.5520SENT.
The5521DTthe
only5522JJonly
...5523:...
at5524INat
least5525JJSleast
not5526RBnot
of5527INof
any5528DTany
...5529:...
any5530DTany
significance5531NNsignificance
.5532SENT.
The5533DTthe
only5534JJonly
one5535CDone
that5536IN/thatthat
I5537PPI
'm5538VBPbe
aware5539JJaware
of5540INof
is5541VBZbe
this5542DTthis
Javor5543NPJavor
decision5544NNdecision
from5545INfrom
the5546DTthe
British5547JJBritish
Columbia5548NPColumbia
courts5549NNScourt
that5550WDTthat
reads5551VVZread
Article5552NPArticle
II5553NPII
,5554,,
Section5555NPSection
25556CD2
in5557INin
the5558DTthe
way5559NNway
the5560DTthe
Eleventh5561JJeleventh
Circuit5562NNcircuit
does5563VVZdo
,5564,,
but5565CCbut
we5566PPwe
have5567VHPhave
cited5568VVNcite
cases5569NNScase
from5570INfrom
Germany5571NPGermany
,5572,,
France5573NPFrance
,5574,,
and5575CCand
Switzerland5576NPSwitzerland
on5577INon
to5578TOto
285579CD@card@
of5580INof
our5581PP$our
brief5582NNbrief
.5583SENT.
The5584DTthe
Bremen5585NPBremen
brief5586NNbrief
has5587VHZhave
collected5588VVNcollect
cases5589NNScase
from5590INfrom
215591CD@card@
to5592TOto
305593CD@card@
of5594INof
their5595PP$their
brief5596NNbrief
.5597SENT.
The5598DTthe
UNCITRAL5599JJUNCITRAL
recommendation5600NNrecommendation
is5601VBZbe
...5602:...
is5603VBZbe
inconsistent5604JJinconsistent
with5605INwith
Eleventh5606JJeleventh
Circu5607NPCircu
it5608PPit
's5609VBZbe
decision5610NNdecision
.5611SENT.
That5612DTthat
represents5613VVZrepresent
the5614DTthe
views5615NNSview
of5616INof
about5617RBabout
605618CD@card@
different5619JJdifferent
countries5620NNScountry
.5621SENT.
The5622DTthe
model5623NNmodel
...5624:...
the5625DTthe
implementing5626VVGimplement
legislation5627NNlegislation
from5628INfrom
Peru5629NPPeru
,5630,,
from5631INfrom
Singapore5632NPSingapore
,5633,,
from5634INfrom
Australia5635NPAustralia
,5636,,
are5637VBPbe
...5638:...
are5639VBPbe
contrary5640JJcontrary
to5641TOto
the5642DTthe
Eleventh5643JJeleventh
Circu5644NPCircu
it5645PPit
's5646VBZbe
view5647NNview
of5648INof
the5649DTthe
Convention5650NNconvention
,5651,,
and5652CCand
even5653RBeven
the5654DTthe
Javor5655NPJavor
case5656NNcase
from5657INfrom
British5658NPBritish
Columbia5659NPColumbia
has5660VHZhave
not5661RBnot
been5662VBNbe
followed5663VVNfollow
by5664INby
subsequent5665JJsubsequent
British5666JJBritish
Columbia5667NPColumbia
courts5668NNScourt
and5669CCand
it5670PPit
has5671VHZhave
been5672VBNbe
criticized5673VVNcriticize
.5674SENT.
[CHIEF JUSTICE ROBERTS]5675LOC[CHIEF JUSTICE ROBERTS]
Thank5676VVthank
you5677PPyou
,5678,,
counsel5679NNcounsel
.5680SENT.
Mr5681NPMr
.5682SENT.
Hacker5683NNhacker
.5684SENT.
[MR. HACKER]5685LOC[MR. HACKER]
Mr5686NPMr
.5687SENT.
Chief5688NPChief
Justice5689NPJustice
and5690CCand
may5691MDmay
it5692PPit
please5693VVplease
the5694DTthe
Court5695NPCourt
:5696::
GE5697NPGE
cannot5698MDcan
compel5699VVcompel
Outokumpu5700NPOutokumpu
to5701TOto
arbitrate5702VVarbitrate
its5703PP$its
tort5704NNtort
claim5705NNclaim
with5706INwith
GE5707NPGE
because5708INbecause
there5709EXthere
is5710VBZbe
no5711DTno
written5712JJwritten
arbitration5713NNarbitration
agreement5714NNagreement
between5715INbetween
them5716PPthem
.5717SENT.
I5718PPI
agree5719VVPagree
that5720IN/thatthat
would5721MDwould
generally5722RBgenerally
not5723RBnot
be5724VBbe
an5725DTan
obstacle5726NNobstacle
in5727INin
a5728DTa
domestic5729JJdomestic
arbitration5730NNarbitration
case5731NNcase
because5732INbecause
,5733,,
as5734INas
this5735DTthis
Court5736NPCourt
held5737VVDhold
in5738INin
Arthur5739NPArthur
Andersen5740NPAndersen
,5741,,
Chapter5742NPChapter
15743CD1
's5744POS's
agreement5745NNagreement
enforcement5746NNenforcement
provision5747NNprovision
,5748,,
FAA5749NPFAA
Section5750NPSection
35751CD3
,5752,,
does5753VVZdo
not5754RBnot
limit5755VVlimit
enforcement5756NNenforcement
to5757TOto
"5758``"
parties5759NNSparty
to5760TOto
a5761DTa
written5762JJwritten
agreement5763NNagreement
.5764SENT.
"5765''"
But5766CCbut
the5767DTthe
lack5768NNlack
of5769INof
a5770DTa
written5771JJwritten
agreement5772NNagreement
is5773VBZbe
decisive5774JJdecisive
here5775RBhere
because5776INbecause
the5777DTthe
Convention5778NNconvention
's5779POS's
enforcement5780NNenforcement
provision5781NNprovision
,5782,,
Article5783NPArticle
II5784NPII
,5785,,
Section5786NPSection
35787CD3
,5788,,
is5789VBZbe
limited5790VVNlimit
to5791TOto
the5792DTthe
parties5793NNSparty
to5794TOto
a5795DTa
written5796JJwritten
arbitration5797NNarbitration
agreement5798NNagreement
.5799SENT.
Because5800INbecause
that5801DTthat
provision5802NNprovision
controls5803VVZcontrol
over5804INover
Chapter5805NPChapter
15806CD1
's5807POS's
conflicting5808JJconflicting
enforcement5809NNenforcement
provision5810NNprovision
,5811,,
non-parties5812NNSnon-parties
cannot5813MDcan
enforce5814VVenforce
agreements5815NNSagreement
in5816INin
cases5817NNScase
under5818INunder
the5819DTthe
Convention5820NNconvention
.5821SENT.
That5822DTthat
rule5823NNrule
is5824VBZbe
subject5825JJsubject
to5826TOto
two5827CDtwo
important5828JJimportant
corollaries5829NNScorollary
that5830WDTthat
have5831VHPhave
already5832RBalready
been5833VBNbe
discussed5834VVNdiscuss
this5835DTthis
morning5836NNmorning
.5837SENT.
First5838RBfirst
,5839,,
the5840DTthe
Convention5841NNconvention
does5842VVZdo
not5843RBnot
prohibit5844VVprohibit
contracting5845VVGcontract
states5846NNSstate
from5847INfrom
enacting5848VVGenact
other5849JJother
domestic5850JJdomestic
laws5851NNSlaw
that5852WDTthat
can5853MDcan
mandate5854VVmandate
international5855JJinternational
arbitration5856NNarbitration
on5857INon
other5858JJother
terms5859NNSterm
,5860,,
including5861VVGinclude
oral5862JJoral
agreements5863NNSagreement
or5864CCor
absent5865JJabsent
consent5866NNconsent
.5867SENT.
But5868CCbut
as5869INas
the5870DTthe
commentators5871NNScommentator
agree5872VVPagree
,5873,,
and5874CCand
as5875INas
the5876DTthe
United5877NPUnited
States5878NPSStates
agreed5879VVDagree
this5880DTthis
morning5881NNmorning
,5882,,
arbitrations5883NNSarbitration
under5884INunder
such5885JJsuch
statutes5886NNSstatute
do5887VVPdo
not5888RBnot
proceed5889VVproceed
under5890INunder
the5891DTthe
Convention5892NNconvention
,5893,,
meaning5894VVGmean
that5895IN/thatthat
the5896DTthe
resulting5897VVGresult
awards5898NNSaward
will5899MDwill
not5900RBnot
receive5901VVreceive
the5902DTthe
benefit5903NNbenefit
of5904INof
the5905DTthe
Convention5906NPConvention
and5907CCand
its5908PP$its
near5909JJnear
automatic5910JJautomatic
enforcement5911NNenforcement
provisions5912NNSprovision
,5913,,
as5914INas
Justice5915NPJustice
Ginsburg5916NPGinsburg
warned5917VVDwarn
.5918SENT.
That5919DTthat
kind5920NNkind
of5921INof
distinct5922JJdistinct
extra5923JJextra
Convention5924NNconvention
statute5925NNstatute
is5926VBZbe
not5927RBnot
at5928INat
issue5929NNissue
in5930INin
this5931DTthis
case5932NNcase
,5933,,
because5934INbecause
the5935DTthe
United5936NPUnited
States5937NPSStates
has5938VHZhave
not5939RBnot
enacted5940VVNenact
one5941CDone
.5942SENT.
Chapter5943NPChapter
instead5944RBinstead
makes5945VVZmake
the5946DTthe
Convention5947NNconvention
itself5948PPitself
controlling5949VVGcontrol
in5950INin
all5951DTall
international5952JJinternational
arbitration5953NNarbitration
cases5954NNScase
.5955SENT.
Chapter5956NPChapter
15957CD1
applies5958VVZapply
only5959RBonly
where5960WRBwhere
the5961DTthe
Convention5962NNconvention
does5963VVZdo
not5964RBnot
supply5965VVsupply
a5966DTa
different5967JJdifferent
rule5968NNrule
,5969,,
such5970JJsuch
as5971INas
FAA5972NPFAA
Section5973NPSection
65974CD6
and5975CCand
75976CD7
which5977WDTwhich
govern5978VVPgovern
motions5979NNSmotion
and5980CCand
witnesses5981NNSwitness
.5982SENT.
The5983DTthe
Convention5984NNconvention
,5985,,
however5986RBhowever
,5987,,
does5988VVZdo
provide5989VVprovide
its5990PP$its
own5991JJown
rule5992NNrule
for5993INfor
enforcing5994VVGenforce
arbitration5995NNarbitration
agreements5996NNSagreement
and5997CCand
,5998,,
therefore5999RBtherefore
,6000,,
that6001IN/thatthat
rule6002NNrule
controls6003NNScontrol
.6004SENT.
The6005DTthe
second6006JJsecond
corollary6007NNcorollary
also6008RBalso
discussed6009VVNdiscuss
is6010VBZbe
that6011DTthat
enforcement6012NNenforcement
by6013INby
a6014DTa
party6015NNparty
under6016INunder
the6017DTthe
Convention6018NPConvention
includes6019VVZinclude
its6020PP$its
privities6021NNSprivity
,6022,,
under6023INunder
principles6024NNSprinciple
well-known6025JJwell-known
to6026TOto
and6027CCand
even6028RBeven
discussed6029VVNdiscuss
by6030INby
the6031DTthe
Convention6032NPConvention
drafters6033NNSdrafter
.6034SENT.
Those6035DTthose
principles6036NNSprinciple
differ6037VVPdiffer
categorically6038RBcategorically
from6039INfrom
the6040DTthe
broad6041JJbroad
modern6042JJmodern
estoppel6043NNestoppel
doctrines6044NNSdoctrine
that6045IN/thatthat
GE6046NPGE
is6047VBZbe
trying6048VVGtry
to6049TOto
invoke6050VVinvoke
here6051RBhere
.6052SENT.
[JUSTICE GORSUCH]6053LOC[JUSTICE GORSUCH]
Mr6054NPMr
.6055SENT.
Hacker6056NNhacker
,6057,,
I6058PPI
'm6059VBPbe
sorry6060JJsorry
to6061TOto
interrupt6062VVinterrupt
you6063PPyou
,6064,,
but6065CCbut
I6066PPI
did6067VVDdo
want6068VVwant
to6069TOto
spin6070VVspin
back6071RBback
a6072DTa
little6073JJlittle
bit6074NNbit
.6075SENT.
Did6076VVDdo
I6077PPI
understand6078VVPunderstand
you6079PPyou
to6080TOto
say6081VVsay
as6082INas
a6083DTa
matter6084NNmatter
of6085INof
domestic6086JJdomestic
law6087NNlaw
you6088PPyou
would6089MDwould
agree6090VVagree
that6091DTthat
...6092:...
that6093IN/thatthat
this6094DTthis
contract6095NNcontract
could6096MDcould
be6097VBbe
enforced6098VVNenforce
by6099INby
GE6100NPGE
under6101INunder
equitable6102JJequitable
estoppel6103NNestoppel
or6104CCor
did6105VVDdo
I6106PPI
mishear6107VVmishear
you6108PPyou
?6109SENT?
[MR. HACKER]6110LOC[MR. HACKER]
I6111PPI
...6112:...
I6113PPI
hope6114VVPhope
you6115PPyou
misheard6116VVDmishear
me6117PPme
.6118SENT.
[JUSTICE GORSUCH]6119LOC[JUSTICE GORSUCH]
Okay6120NPOkay
.6121SENT.
[MR. HACKER]6122LOC[MR. HACKER]
I6123PPI
definitely6124RBdefinitely
did6125VVDdo
not6126RBnot
...6127:...
did6128VVDdo
not6129RBnot
believe6130VVbelieve
this6131DTthis
contract6132NNcontract
can6133MDcan
be6134VBbe
enforced6135VVNenforce
by6136INby
GE6137NPGE
.6138SENT.
The6139DTthe
arbitration6140NNarbitration
clause6141NNclause
cannot6142MDcan
be6143VBbe
enforced6144VVNenforce
by6145INby
GE6146NPGE
because6147INbecause
GE6148NPGE
is6149VBZbe
not6150RBnot
a6151DTa
party6152NNparty
to6153TOto
the6154DTthe
contract6155NNcontract
and6156CCand
is6157VBZbe
not6158RBnot
a6159DTa
party6160NNparty
to6161TOto
the6162DTthe
arbitration6163NNarbitration
clause6164NNclause
.6165SENT.
And6166CCand
this6167DTthis
goes6168VVZgo
to6169TOto
Justice6170NPJustice
Breyer6171NPBreyer
's6172POS's
question6173NNquestion
,6174,,
I6175PPI
think6176VVPthink
,6177,,
about6178INabout
the6179DTthe
sort6180NNsort
of6181INof
more6182JJRmore
narrow6183JJnarrow
ground6184NNground
.6185SENT.
[JUSTICE GORSUCH]6186LOC[JUSTICE GORSUCH]
I6187PPI
thought6188VVDthink
you6189PPyou
said6190VVDsay
at6191INat
the6192DTthe
first6193JJfirst
part6194NNpart
Arthur6195NPArthur
Andersen6196NPAndersen
and6197CCand
,6198,,
yes6199UHyes
,6200,,
there6201EXthere
would6202MDwould
be6203VBbe
a6204DTa
real6205JJreal
question6206NNquestion
here6207RBhere
but6208CCbut
it6209PPit
's6210VBZbe
...6211:...
there6212EXthere
's6213VBZbe
no6214DTno
real6215JJreal
question6216NNquestion
here6217RBhere
because6218INbecause
of6219INof
the6220DTthe
Convention6221NNconvention
.6222SENT.
[MR. HACKER]6223LOC[MR. HACKER]
That's6224NPThat's
...6225:...
in6226INin
a6227DTa
domestic6228JJdomestic
arbitration6229NNarbitration
case6230NNcase
Arthur6231NPArthur
Andersen6232NPAndersen
would6233MDwould
...6234:...
would6235MDwould
control6236VVcontrol
and6237CCand
you6238PPyou
'd6239MDwould
ask6240VVask
whether6241INwhether
the6242DTthe
controlling6243JJcontrolling
state6244NNstate
law6245NNlaw
allowed6246VVNallow
for6247INfor
equitable6248JJequitable
estoppel6249NNestoppel
.6250SENT.
[JUSTICE GORSUCH]6251LOC[JUSTICE GORSUCH]
Okay6252NPOkay
.6253SENT.
[MR. HACKER]6254LOC[MR. HACKER]
This6255NPThis
is6256VBZbe
not6257RBnot
a6258DTa
domestic6259JJdomestic
arbitration6260NNarbitration
.6261SENT.
[JUSTICE GORSUCH]6262LOC[JUSTICE GORSUCH]
Okay6263NPOkay
.6264SENT.
So6265RBso
under6266INunder
domestic6267JJdomestic
arbitration6268NNarbitration
rules6269NNSrule
,6270,,
there6271EXthere
would6272MDwould
be6273VBbe
a6274DTa
real6275JJreal
live6276JJlive
question6277NNquestion
here6278RBhere
?6279SENT?
[MR. HACKER]6280LOC[MR. HACKER]
You6281PPyou
'd6282MDwould
look6283VVlook
to6284TOto
do6285VVdo
...6286:...
applicable6287JJapplicable
state6288NNstate
law6289NNlaw
,6290,,
there6291EXthere
's6292VBZbe
no6293DTno
applicable6294JJapplicable
state6295NNstate
law6296NNlaw
here6297RBhere
,6298,,
it6299PPit
's6300VBZbe
German6301JJGerman
law6302NNlaw
and6303CCand
you6304PPyou
would6305MDwould
have6306VHhave
to6307TOto
determine6308VVdetermine
whether6309INwhether
or6310CCor
not6311RBnot
equitable6312JJequitable
estoppel6313NNestoppel
applied6314VVNapply
here6315RBhere
.6316SENT.
This6317DTthis
case6318NNcase
is6319VBZbe
governed6320VVNgovern
by6321INby
the6322DTthe
Convention6323NPConvention
which6324WDTwhich
it6325PPit
supplies6326VVZsupply
its6327PP$its
own6328JJown
rule6329NNrule
...6330:...
[JUSTICE GORSUCH]6331LOC[JUSTICE GORSUCH]
But6332CCbut
...6333:...
but6334CCbut
for6335INfor
the6336DTthe
Convention6337NNconvention
,6338,,
despite6339INdespite
the6340DTthe
international6341JJinternational
character6342NNcharacter
of6343INof
this6344DTthis
agreement6345NNagreement
,6346,,
we6347PPwe
would6348MDwould
have6349VHhave
a6350DTa
choice6351NNchoice
of6352INof
law6353NNlaw
problem6354NNproblem
undoubtedly6355RBundoubtedly
but6356CCbut
we6357PPwe
'd6358MDwould
find6359VVfind
some6360DTsome
choice6361NNchoice
of6362INof
law6363NNlaw
,6364,,
look6365VVlook
and6366CCand
see6367VVsee
whether6368INwhether
equitable6369JJequitable
estoppel6370NNestoppel
is6371VBZbe
a6372DTa
permissible6373JJpermissible
argument6374NNargument
to6375TOto
be6376VBbe
made6377VVNmake
in6378INin
an6379DTan
arbitration6380NNarbitration
case6381NNcase
like6382INlike
this6383DTthis
?6384SENT?
[MR. HACKER]6385LOC[MR. HACKER]
In6386INin
a6387DTa
domestic6388JJdomestic
case6389NNcase
,6390,,
that6391WDTthat
's6392VBZbe
correct6393JJcorrect
.6394SENT.
This6395DTthis
is6396VBZbe
a6397DTa
Convention6398NNconvention
case6399NNcase
...6400:...
[JUSTICE GORSUCH]6401LOC[JUSTICE GORSUCH]
If6402INif
it6403PPit
were6404VBDbe
n't6405RBn't
governed6406VVNgovern
by6407INby
the6408DTthe
Convention6409NNconvention
,6410,,
but6411CCbut
for6412INfor
the6413DTthe
Convention6414NNconvention
...6415:...
[MR. HACKER]6416LOC[MR. HACKER]
Right6417NPRight
.6418SENT.
[JUSTICE GORSUCH]6419LOC[JUSTICE GORSUCH]
...6420:...
it6421PPit
would6422MDwould
be6423VBbe
a6424DTa
choice6425NNchoice
of6426INof
law6427NNlaw
problem6428NNproblem
?6429SENT?
[MR. HACKER]6430LOC[MR. HACKER]
Yes6431NPYes
.6432SENT.
[JUSTICE GORSUCH]6433LOC[JUSTICE GORSUCH]
Okay6434NPOkay
.6435SENT.
[MR. HACKER]6436LOC[MR. HACKER]
That6437DTthat
would6438MDwould
be6439VBbe
the6440DTthe
first6441JJfirst
question6442NNquestion
,6443,,
choice6444NNchoice
of6445INof
law6446NNlaw
.6447SENT.
The6448DTthe
second6449JJsecond
question6450NNquestion
would6451MDwould
be6452VBbe
whether6453INwhether
the6454DTthe
law6455NNlaw
authorizes6456VVZauthorize
.6457SENT.
This6458DTthis
is6459VBZbe
a6460DTa
Convention6461NNconvention
case6462NNcase
...6463:...
[JUSTICE SOTOMAYOR]6464LOC[JUSTICE SOTOMAYOR]
Would6465MDwould
this6466RBthis
be6467VBbe
a6468DTa
question6469NNquestion
under6470INunder
regular6471JJregular
estoppel6472NNestoppel
rules6473NNSrule
?6474SENT?
Forget6475VVforget
about6476RBabout
equitable6477JJequitable
estoppel6478NNestoppel
.6479SENT.
Would6480MDwould
they6481PPthey
have6482VHhave
a6483DTa
potential6484JJpotential
claim6485NNclaim
under6486INunder
estoppel6487NNestoppel
rules6488NNSrule
?6489SENT?
[MR. HACKER]6490LOC[MR. HACKER]
No6491NPNo
.6492SENT.
[JUSTICE SOTOMAYOR]6493LOC[JUSTICE SOTOMAYOR]
Why6494WRBwhy
not6495RBnot
?6496SENT?
[MR. HACKER]6497LOC[MR. HACKER]
Because6498INbecause
traditional6499JJtraditional
...6500:...
[JUSTICE SOTOMAYOR]6501LOC[JUSTICE SOTOMAYOR]
They6502PPthey
are6503VBPbe
defined6504VVNdefine
as6505INas
sellers6506NNSseller
in6507INin
the6508DTthe
contract6509NNcontract
.6510SENT.
Why6511WRBwhy
would6512MDwould
n't6513RBn't
estoppel6514NNestoppel
rules6515NNSrule
,6516,,
not6517RBnot
equitable6518JJequitable
rules6519NNSrule
,6520,,
but6521CCbut
mere6522JJmere
estoppel6523NNestoppel
rules6524NNSrule
make6525VVPmake
them6526PPthem
a6527DTa
seller6528NNseller
?6529SENT?
[MR. HACKER]6530LOC[MR. HACKER]
All6531DTall
right6532NNright
.6533SENT.
So6534RBso
...6535:...
[JUSTICE SOTOMAYOR]6536LOC[JUSTICE SOTOMAYOR]
You6537PPyou
signed6538VVDsign
a6539DTa
contract6540NNcontract
.6541SENT.
You6542PPyou
agreed6543VVDagree
to6544TOto
arbitrate6545VVarbitrate
with6546INwith
the6547DTthe
sellers6548NNSseller
.6549SENT.
Sellers6550NNSseller
were6551VBDbe
defined6552VVNdefine
as6553INas
a6554DTa
list6555NNlist
of6556INof
sub6557NNsub
...6558:...
subcontractors6559NNSsubcontractor
or6560CCor
sub-suppliers6561NNSsub-suppliers
.6562SENT.
They6563PPthey
...6564:...
they6565PPthey
were6566VBDbe
among6567INamong
those6568DTthose
.6569SENT.
Why6570WRBwhy
would6571MDwould
n't6572RBn't
estoppel6573NNestoppel
stop6574VVstop
you6575PPyou
,6576,,
normal6577JJnormal
estoppel6578NNestoppel
rules6579NNSrule
?6580SENT?
[MR. HACKER]6581LOC[MR. HACKER]
If6582INif
I6583PPI
can6584MDcan
separate6585VVseparate
that6586IN/thatthat
out6587RBout
.6588SENT.
Two6589CDTwo
questions6590NNSquestion
.6591SENT.
First6592JJfirst
of6593INof
all6594DTall
,6595,,
they6596PPthey
are6597VBPbe
not6598RBnot
a6599DTa
party6600NNparty
to6601TOto
that6602DTthat
arbitration6603NNarbitration
clause6604NNclause
.6605SENT.
And6606CCand
when6607WRBwhen
I6608PPI
show6609VVPshow
you6610PPyou
why6611WRBwhy
they6612PPthey
're6613VBPbe
not6614RBnot
a6615DTa
party6616NNparty
to6617TOto
the6618DTthe
arbitration6619NNarbitration
clause6620NNclause
,6621,,
that6622WDTthat
's6623VBZbe
going6624VVGgo
to6625TOto
answer6626VVanswer
the6627DTthe
question6628NNquestion
why6629NNwhy
...6630:...
[JUSTICE SOTOMAYOR]6631LOC[JUSTICE SOTOMAYOR]
Why6632WRBwhy
?6633SENT?
[MR. HACKER]6634LOC[MR. HACKER]
...6635:...
they6636PPthey
're6637VBPbe
not6638RBnot
a6639DTa
party6640NNparty
to6641TOto
the6642DTthe
arbitration6643NNarbitration
clause6644NNclause
,6645,,
because6646INbecause
as6647INas
we6648PPwe
know6649VVPknow
,6650,,
under6651INunder
international6652JJinternational
law6653NNlaw
,6654,,
arbitration6655NNarbitration
clauses6656NNSclause
are6657VBPbe
separable6658JJseparable
from6659INfrom
the6660DTthe
rest6661NNrest
of6662INof
the6663DTthe
contract6664NNcontract
.6665SENT.
You6666PPyou
do6667VVPdo
n't6668RBn't
look6669VVlook
to6670TOto
the6671DTthe
contract6672NNcontract
generally6673RBgenerally
to6674TOto
determine6675VVdetermine
who6676WPwho
is6677VBZbe
a6678DTa
party6679NNparty
to6680TOto
the6681DTthe
arbitration6682NNarbitration
clause6683NNclause
;6684:;
you6685PPyou
have6686VHPhave
to6687TOto
look6688VVlook
to6689TOto
the6690DTthe
clause6691NNclause
itself6692PPitself
.6693SENT.
Look6694VVlook
at6695INat
...6696:...
start6697VVstart
with6698INwith
common6699JJcommon
sense6700NNsense
about6701INabout
what6702WPwhat
's6703VBZbe
going6704VVGgo
on6705INon
in6706INin
that6707DTthat
contract6708NNcontract
.6709SENT.
If6710INif
subcontractors6711NNSsubcontractor
are6712VBPbe
defined6713VVNdefine
for6714INfor
all6715DTall
purposes6716NNSpurpose
and6717CCand
defined6718VVNdefine
for6719INfor
purposes6720NNSpurpose
of6721INof
the6722DTthe
arbitration6723NNarbitration
clause6724NNclause
,6725,,
as6726INas
parties6727NNSparty
to6728TOto
the6729DTthe
arbitration6730NNarbitration
clause6731NNclause
,6732,,
it6733PPit
's6734VBZbe
a6735DTa
bilateral6736JJbilateral
agreement6737NNagreement
.6738SENT.
Right6739RBright
?6740SENT?
You6741PPyou
've6742VHPhave
got6743VVNget
a6744DTa
thousand6745CDthousand
subcontractors6746NNSsubcontractor
on6747INon
site6748NNsite
including6749VVGinclude
local6750JJlocal
dry-wallers6751NNSdry-wallers
,6752,,
paint6753NNpaint
suppliers6754NNSsupplier
,6755,,
maintenance6756NNmaintenance
guys6757NNSguy
.6758SENT.
If6759INif
all6760DTall
of6761INof
them6762PPthem
are6763VBPbe
agreeing6764VVGagree
implicitly6765RBimplicitly
...6766:...
[JUSTICE SOTOMAYOR]6767LOC[JUSTICE SOTOMAYOR]
When6768WRBwhen
seller6769NNseller
...6770:...
I6771PPI
'm6772VBPbe
reading6773VVGread
the6774DTthe
contract6775NNcontract
.6776SENT.
When6777WRBwhen
"6778``"
seller6779NNseller
"6780''"
is6781VBZbe
mentioned6782VVNmention
,6783,,
it6784PPit
shall6785MDshall
be6786VBbe
understood6787VVNunderstand
as6788INas
subcontractors6789NNSsubcontractor
,6790,,
and6791CCand
a6792DTa
million6793CDmillion
or6794CCor
not6795RBnot
,6796,,
included6797VVDinclude
,6798,,
except6799INexcept
if6800INif
expressly6801RBexpressly
stated6802VVNstate
otherwise6803RBotherwise
.6804SENT.
Where6805WRBwhere
in6806INin
the6807DTthe
arbitration6808NNarbitration
clause6809NNclause
are6810VBPbe
they6811PPthey
expressly6812RBexpressly
stated6813VVDstate
otherwise6814RBotherwise
?6815SENT?
[MR. HACKER]6816LOC[MR. HACKER]
They6817PPthey
're6818VBPbe
not6819RBnot
stated6820VVNstate
otherwise6821RBotherwise
in6822INin
the6823DTthe
arbitration6824NNarbitration
clause6825NNclause
,6826,,
except6827INexcept
that6828WDTthat
the6829DTthe
arbitration6830NNarbitration
clause6831NNclause
is6832VBZbe
separable6833JJseparable
.6834SENT.
And6835CCand
remember6836VVremember
,6837,,
Your6838PP$your
Honor6839NPHonor
,6840,,
remember6841VVPremember
,6842,,
this6843DTthis
is6844VBZbe
so6845RBso
important6846JJimportant
,6847,,
Your6848PP$your
Honor6849NPHonor
...6850:...
[JUSTICE SOTOMAYOR]6851LOC[JUSTICE SOTOMAYOR]
So6852INso
what6853WPwhat
?6854SENT?
[MR. HACKER]6855LOC[MR. HACKER]
Because6856INbecause
...6857:...
[JUSTICE SOTOMAYOR]6858LOC[JUSTICE SOTOMAYOR]
Who6859WPwho
are6860VBPbe
the6861DTthe
parties6862NNSparty
...6863:...
where6864WRBwhere
does6865VVZdo
it6866PPit
say6867VVPsay
that6868IN/thatthat
subcontractors6869NNSsubcontractor
are6870VBPbe
not6871RBnot
sellers6872NNSseller
for6873INfor
purposes6874NNSpurpose
of6875INof
the6876DTthe
arbitration6877NNarbitration
clause6878NNclause
?6879SENT?
[MR. HACKER]6880LOC[MR. HACKER]
It6881PPit
does6882VVZdo
n't6883RBn't
say6884VVsay
it6885PPit
in6886INin
the6887DTthe
arbitration6888NNarbitration
clause6889NNclause
but6890CCbut
we6891PPwe
know6892VVPknow
,6893,,
we6894PPwe
know6895VVPknow
,6896,,
Your6897PP$your
Honor6898NPHonor
,6899,,
that6900WDTthat
"6901``"
seller6902NNseller
"6903''"
does6904VVZdo
n't6905RBn't
actually6906RBactually
mean6907VVmean
subcontractor6908NNsubcontractor
everywhere6909RBeverywhere
in6910INin
the6911DTthe
contract6912NNcontract
.6913SENT.
The6914DTthe
next6915JJnext
paragraph6916NNparagraph
,6917,,
literally6918RBliterally
after6919INafter
the6920DTthe
one6921CDone
you6922PPyou
're6923VBPbe
quoting6924VVGquote
,6925,,
says6926VVZsay
that6927IN/thatthat
the6928DTthe
seller6929NNseller
has6930VHZhave
to6931TOto
construct6932VVconstruct
the6933DTthe
whole6934JJwhole
mill6935NNmill
.6936SENT.
That6937DTthat
can6938MDcan
't6939RB't
be6940VBbe
all6941PDTall
the6942DTthe
subcontractors6943NNSsubcontractor
.6944SENT.
Article6945NNarticle
66946CD6
of6947INof
the6948DTthe
agreement6949NNagreement
says6950VVZsay
that6951IN/thatthat
the6952DTthe
seller6953NNseller
receives6954VVZreceive
all6955DTall
kinds6956NNSkind
of6957INof
payments6958NNSpayment
from6959INfrom
Outokumpu6960NPOutokumpu
.6961SENT.
We6962PPwe
know6963VVPknow
that6964IN/thatthat
not6965RBnot
all6966PDTall
the6967DTthe
...6968:...
[JUSTICE GORSUCH]6969LOC[JUSTICE GORSUCH]
I6970PPI
know6971VVPknow
...6972:...
[MR. ELLIS]6973LOC[MR. ELLIS]
...6974:...
subcontractors6975NNSsubcontractor
receive6976VVPreceive
...6977:...
[JUSTICE GORSUCH]6978LOC[JUSTICE GORSUCH]
I6979PPI
understand6980VVPunderstand
...6981:...
[MR. ELLIS]6982LOC[MR. ELLIS]
...6983:...
all6984PDTall
the6985DTthe
payments6986NNSpayment
.6987SENT.
[JUSTICE GORSUCH]6988LOC[JUSTICE GORSUCH]
...6989:...
these6990DTthese
are6991VBPbe
good6992JJgood
arguments6993NNSargument
,6994,,
but6995CCbut
it6996PPit
...6997:...
it6998PPit
seems6999VVZseem
to7000TOto
me7001PPme
that7002IN/thatthat
it7003PPit
's7004VBZbe
one7005CDone
thing7006NNthing
to7007TOto
say7008VVsay
we7009PPwe
're7010VBPbe
going7011VVGgo
to7012TOto
force7013VVforce
all7014PDTall
these7015DTthese
suppliers7016NNSsupplier
into7017INinto
arbitration7018NNarbitration
,7019,,
compel7020VVcompel
them7021PPthem
without7022INwithout
their7023PP$their
consent7024NNconsent
.7025SENT.
That7026DTthat
...7027:...
that7028WDTthat
would7029MDwould
be7030VBbe
...7031:...
that7032WDTthat
would7033MDwould
be7034VBbe
one7035CDone
...7036:...
one7037CDone
thing7038NNthing
.7039SENT.
But7040CCbut
it7041PPit
's7042VBZbe
quite7043RBquite
another7044DTanother
to7045TOto
say7046VVsay
that7047IN/thatthat
you7048PPyou
...7049:...
you7050PPyou
agree7051VVPagree
...7052:...
you7053PPyou
agreed7054VVDagree
to7055TOto
this7056DTthis
contract7057NNcontract
,7058,,
where7059WRBwhere
they7060PPthey
can7061MDcan
...7062:...
they7063PPthey
can7064MDcan
bring7065VVbring
arbitration7066NNarbitration
against7067INagainst
you7068PPyou
.7069SENT.
And7070CCand
there7071EXthere
's7072VBZbe
no7073DTno
consent7074NNconsent
problem7075NNproblem
there7076RBthere
,7077,,
it7078PPit
seems7079VVZseem
to7080TOto
me7081PPme
.7082SENT.
You've7083NNYou've
...7084:...
you7085PPyou
've7086VHPhave
consented7087VVNconsent
...7088:...
this7089DTthis
is7090VBZbe
the7091DTthe
scope7092NNscope
of7093INof
your7094PP$your
consent7095NNconsent
,7096,,
we7097PPwe
have7098VHPhave
to7099TOto
address7100VVaddress
,7101,,
but7102CCbut
the7103DTthe
idea7104NNidea
that7105IN/thatthat
you7106PPyou
consented7107VVDconsent
to7108TOto
something7109NNsomething
seems7110VVZseem
hard7111RBhard
to7112TOto
dispute7113NNdispute
,7114,,
is7115VBZbe
n't7116RBn't
it7117PPit
,7118,,
as7119INas
a7120DTa
matter7121NNmatter
of7122INof
domestic7123JJdomestic
law7124NNlaw
?7125SENT?
[MR. HACKER]7126LOC[MR. HACKER]
I7127PPI
...7128:...
Well7129UHWell
,7130,,
I7131PPI
...7132:...
[JUSTICE GORSUCH]7133LOC[JUSTICE GORSUCH]
I7134PPI
think7135VVPthink
that7136WDTthat
's7137VBZbe
Justice7138NPJustice
Sotomayor7139NPSotomayor
's7140POS's
point7141NNpoint
.7142SENT.
[MR. HACKER]7143LOC[MR. HACKER]
...7144:...
let7145VVlet
me7146PPme
...7147:...
first7148RBfirst
of7149INof
all7150DTall
,7151,,
domestic7152JJdomestic
law7153NNlaw
...7154:...
domestic7155JJdomestic
law7156NNlaw
is7157VBZbe
not7158RBnot
at7159INat
issue7160NNissue
here7161RBhere
.7162SENT.
It7163PPit
's7164VBZbe
the7165DTthe
Convention7166NNconvention
which7167WDTwhich
requires7168VVZrequire
a7169DTa
written7170JJwritten
agreement7171NNagreement
between7172INbetween
the7173DTthe
parties7174NNSparty
to7175TOto
arbitrate7176VVarbitrate
.7177SENT.
So7178INso
the7179DTthe
question7180NNquestion
is7181VBZbe
where7182WRBwhere
is7183VBZbe
the7184DTthe
written7185JJwritten
agreement7186NNagreement
between7187INbetween
us7188PPus
and7189CCand
GE7190NPGE
and7191CCand
the7192DTthe
local7193JJlocal
paint7194NNpaint
guy7195NNguy
to7196TOto
arbitrate7197VVarbitrate
claims7198NNSclaim
between7199INbetween
us7200PPus
?7201SENT?
[JUSTICE BREYER]7202LOC[JUSTICE BREYER]
Here7203RBhere
is7204VBZbe
where7205WRBwhere
.7206SENT.
And7207CCand
I7208PPI
...7209:...
to7210TOto
do7211VVdo
this7212DTthis
,7213,,
I7214PPI
want7215VVPwant
your7216PP$your
reaction7217NNreaction
.7218SENT.
A7219DTa
.7220SENT.
James7221NPJames
Casner7222NPCasner
,7223,,
who7224WPwho
was7225VBDbe
my7226PP$my
property7227NNproperty
professor7228NNprofessor
,7229,,
and7230CCand
a7231DTa
great7232JJgreat
man7233NNman
would7234MDwould
also7235RBalso
often7236RBoften
use7237VVuse
the7238DTthe
word7239NNword
...7240:...
if7241INif
we7242PPwe
look7243VVPlook
at7244INat
the7245DTthe
sentence7246NNsentence
37247CD3
of7248INof
Article7249NPArticle
II7250NPII
,7251,,
of7252INof
course7253NNcourse
that7254IN/thatthat
word7255NNword
"7256``"
parties7257NNSparty
"7258''"
does7259VVZdo
not7260RBnot
mean7261VVmean
the7262DTthe
parties7263NNSparty
in7264INin
court7265NNcourt
.7266SENT.
It7267PPit
means7268VVZmean
the7269DTthe
parties7270NNSparty
who7271WPwho
sign7272VVsign
the7273DTthe
agreement7274NNagreement
.7275SENT.
And7276CCand
what7277WPwhat
the7278DTthe
third7279NNthird
says7280VVZsay
is7281VBZbe
that7282IN/thatthat
the7283DTthe
court7284NNcourt
shall7285MDshall
,7286,,
at7287INat
the7288DTthe
request7289NNrequest
of7290INof
one7291CDone
of7292INof
the7293DTthe
parties7294NNSparty
,7295,,
emphasize7296VVPemphasize
,7297,,
refer7298VVPrefer
the7299DTthe
matter7300NNmatter
to7301TOto
arbitration7302NNarbitration
.7303SENT.
But7304CCbut
you7305PPyou
,7306,,
yourself7307PPyourself
,7308,,
say7309VVPsay
sometimes7310RBsometimes
a7311DTa
person7312NNperson
who7313WPwho
is7314VBZbe
not7315RBnot
a7316DTa
party7317NNparty
can7318MDcan
force7319VVforce
you7320PPyou
to7321TOto
go7322VVgo
to7323TOto
arbitration7324NNarbitration
.7325SENT.
That7326DTthat
person7327NNperson
you7328PPyou
call7329VVPcall
a7330DTa
privity7331NNprivity
,7332,,
a7333DTa
word7334NNword
full7335JJfull
of7336INof
obscurity7337NNobscurity
.7338SENT.
[7339SYM[
LAUGHTER7340NNlaughter
]7341SYM]
[JUSTICE BREYER]7342LOC[JUSTICE BREYER]
So7343INso
the7344DTthe
words7345NNSword
that7346IN/thatthat
he7347PPhe
used7348VVDuse
are7349VBPbe
not7350RBnot
privity7351NNprivity
.7352SENT.
He7353PPhe
would7354MDwould
say7355VVsay
in7356INin
a7357DTa
thing7358NNthing
like7359INlike
this7360DTthis
,7361,,
it7362PPit
's7363VBZbe
one7364CDone
of7365INof
the7366DTthe
parties7367NNSparty
or7368CCor
someone7369NNsomeone
who7370WPwho
stands7371VVZstand
in7372INin
the7373DTthe
shoes7374NNSshoe
of7375INof
a7376DTa
regular7377JJregular
party7378NNparty
,7379,,
of7380INof
...7381:...
of7382INof
an7383DTan
ordinary7384JJordinary
party7385NNparty
.7386SENT.
Now7387RBnow
most7388RBSmost
of7389INof
what7390WPwhat
you7391PPyou
say7392VVPsay
is7393VBZbe
consistent7394JJconsistent
with7395INwith
that7396DTthat
.7397SENT.
And7398CCand
if7399INif
you7400PPyou
use7401VVPuse
those7402DTthose
vaguer7403JJRvague
words7404NNSword
,7405,,
you7406PPyou
pick7407VVPpick
up7408RBup
what7409WPwhat
we7410PPwe
said7411VVDsay
in7412INin
Andersen7413NPAndersen
because7414INbecause
sometimes7415RBsometimes
such7416PDTsuch
a7417DTa
person7418NNperson
who7419WPwho
is7420VBZbe
a7421DTa
non-signatory7422NNnon-signatory
would7423MDwould
stand7424VVstand
in7425INin
the7426DTthe
shoes7427NNSshoe
because7428INbecause
of7429INof
assumption7430NNassumption
of7431INof
a7432DTa
contract7433NNcontract
,7434,,
because7435INbecause
it7436PPit
went7437VVDgo
through7438INthrough
bankruptcy7439NNbankruptcy
,7440,,
because7441INbecause
we7442PPwe
pierced7443VVDpierce
the7444DTthe
corporate7445JJcorporate
veil7446NNveil
,7447,,
because7448INbecause
there7449EXthere
's7450VBZbe
theory7451NNtheory
of7452INof
alter7453JJRalt
ego7454NNego
,7455,,
because7456INbecause
there7457EXthere
's7458VBZbe
an7459DTan
incorporation7460NNincorporation
by7461INby
reference7462NNreference
,7463,,
third-party7464JJthird-party
beneficiary7465NNbeneficiary
theories7466NNStheory
,7467,,
waiver7468NNwaiver
,7469,,
and7470CCand
,7471,,
he7472PPhe
says7473VVZsay
,7474,,
estoppel7475NNestoppel
.7476SENT.
So7477RBso
it7478PPit
sounds7479VVZsound
what7480WPwhat
we7481PPwe
're7482VBPbe
really7483RBreally
arguing7484VVGargue
about7485RBabout
is7486VBZbe
this7487DTthis
the7488DTthe
kind7489NNkind
of7490INof
estoppel7491NNestoppel
and7492CCand
are7493VBPbe
these7494DTthese
the7495DTthe
circumstances7496NNScircumstance
of7497INof
estoppel7498NNestoppel
that7499WDTthat
will7500MDwill
put7501VVput
your7502PP$your
adversary7503NNadversary
in7504INin
the7505DTthe
shoes7506NNSshoe
of7507INof
a7508DTa
party7509NNparty
?7510SENT?
If7511INif
I7512PPI
am7513VBPbe
right7514RBright
...7515:...
and7516CCand
you7517PPyou
're7518VBPbe
nodding7519VVGnod
your7520PP$your
head7521NNhead
,7522,,
which7523WDTwhich
is7524VBZbe
a7525DTa
good7526JJgood
sign7527NNsign
...7528:...
[MR. HACKER]7529LOC[MR. HACKER]
Nodding7530VVGnod
only7531RBonly
that7532IN/thatthat
I7533PPI
understand7534VVPunderstand
your7535PP$your
question7536NNquestion
.7537SENT.
[JUSTICE BREYER]7538LOC[JUSTICE BREYER]
Oh7539NPOh
,7540,,
okay7541JJokay
.7542SENT.
[7543SYM[
LAUGHTER7544NNlaughter
]7545SYM]
[MR. HACKER]7546LOC[MR. HACKER]
I7547PPI
do7548VVPdo
n't7549RBn't
think7550VVthink
I7551PPI
'm7552VBPbe
going7553VVGgo
to7554TOto
agree7555VVagree
with7556INwith
where7557WRBwhere
you7558PPyou
're7559VBPbe
heading7560VVGhead
.7561SENT.
[JUSTICE BREYER]7562LOC[JUSTICE BREYER]
Then7563RBthen
you7564PPyou
can7565MDcan
say7566VVsay
...7567:...
all7568DTall
right7569NNright
.7570SENT.
Then7571RBthen
you7572PPyou
can7573MDcan
say7574VVsay
it7575PPit
's7576VBZbe
not7577RBnot
right7578JJright
.7579SENT.
But7580CCbut
I7581PPI
...7582:...
I7583PPI
...7584:...
I7585PPI
thought7586VVDthink
that7587IN/thatthat
that7588DTthat
's7589VBZbe
a7590DTa
question7591NNquestion
which7592WDTwhich
I7593PPI
do7594VVPdo
n't7595RBn't
know7596VVknow
the7597DTthe
answer7598NNanswer
to7599TOto
and7600CCand
that7601IN/thatthat
,7602,,
really7603RBreally
,7604,,
the7605DTthe
Eleventh7606JJeleventh
Circuit7607NNcircuit
did7608VVDdo
n't7609RBn't
use7610VVuse
this7611DTthis
wonderful7612JJwonderful
expression7613NNexpression
,7614,,
"7615''"
stand7616VVPstand
in7617INin
the7618DTthe
shoes7619NNSshoe
of7620INof
"7621``"
and7622CCand
thereby7623RBthereby
pick7624VVpick
up7625RPup
the7626DTthe
Arthur7627NPArthur
Andersen7628NPAndersen
or7629CCor
at7630INat
least7631JJSleast
some7632DTsome
of7633INof
them7634PPthem
.7635SENT.
Since7636INsince
they7637PPthey
did7638VVDdo
n't7639RBn't
,7640,,
we7641PPwe
could7642MDcould
send7643VVsend
it7644PPit
back7645RBback
and7646CCand
say7647VVsay
the7648DTthe
district7649NNdistrict
court7650NNcourt
seemed7651VVDseem
to7652TOto
think7653VVthink
they7654PPthey
should7655MDshould
,7656,,
but7657CCbut
here7658RBhere
they7659PPthey
're7660VBPbe
making7661VVGmake
an7662DTan
excellent7663JJexcellent
argument7664NNargument
on7665INon
both7666DTboth
sides7667NNSside
.7668SENT.
Now7669RBnow
,7670,,
now7671RBnow
you7672PPyou
've7673VHPhave
got7674VVNget
my7675PP$my
question7676NNquestion
.7677SENT.
It7678PPit
's7679VBZbe
what7680WPwhat
to7681TOto
do7682VVdo
with7683INwith
this7684DTthis
case7685NNcase
,7686,,
depends7687VVZdepend
on7688INon
an7689DTan
assumption7690NNassumption
.7691SENT.
What7692WPWhat
do7693VVPdo
you7694PPyou
think7695VVPthink
?7696SENT?
[MR. HACKER]7697LOC[MR. HACKER]
So7698INso
the7699DTthe
answer7700NNanswer
is7701VBZbe
I7702PPI
do7703VVPdo
n't7704RBn't
think7705VVthink
"7706``"
stand7707VVstand
in7708INin
the7709DTthe
shoes7710NNSshoe
"7711``"
is7712VBZbe
any7713DTany
more7714RBRmore
clear7715JJclear
than7716INthan
...7717:...
[JUSTICE BREYER]7718LOC[JUSTICE BREYER]
Oh7719UHoh
,7720,,
no7721UHno
,7722,,
it7723PPit
is7724VBZbe
n't7725RBn't
but7726CCbut
it7727PPit
does7728VVZdo
n't7729RBn't
purport7730VVpurport
to7731TOto
be7732VBbe
.7733SENT.
[7734SYM[
LAUGHTER7735NNlaughter
]7736SYM]
[MR. HACKER]7737LOC[MR. HACKER]
Right7738RBright
.7739SENT.
Privity7740NNprivity
...7741:...
privity7742NNprivity
explains7743VVZexplain
all7744DTall
...7745:...
almost7746RBalmost
all7747RBall
of7748INof
the7749DTthe
situations7750NNSsituation
in7751INin
you7752PPyou
...7753:...
which7754WDTwhich
you7755PPyou
need7756VVPneed
to7757TOto
be7758VBbe
concerned7759VVNconcern
about7760RBabout
whether7761INwhether
or7762CCor
not7763RBnot
a7764DTa
non-party7765JJnon-party
,7766,,
non-signatory7767JJnon-signatory
,7768,,
by7769INby
which7770WDTwhich
I7771PPI
mean7772VVPmean
somebody7773NNsomebody
who7774WPwho
's7775VBZbe
not7776RBnot
literally7777RBliterally
named7778VVNname
,7779,,
actually7780RBactually
is7781VBZbe
standing7782VVGstand
in7783INin
the7784DTthe
shoes7785NNSshoe
of7786INof
a7787DTa
signatory7788NNsignatory
.7789SENT.
That7790DTthat
explains7791VVZexplain
almost7792RBalmost
all7793RBall
of7794INof
the7795DTthe
international7796JJinternational
cases7797NNScase
that7798WDTthat
do7799VVPdo
n't7800RBn't
involve7801VVinvolve
traditional7802JJtraditional
estoppel7803NNestoppel
.7804SENT.
[JUSTICE ALITO]7805LOC[JUSTICE ALITO]
What7806WPWhat
do7807VVPdo
we7808PPwe
...7809:...
[MR. HACKER]7810LOC[MR. HACKER]
And7811CCand
that7812DTthat
is7813VBZbe
a7814DTa
very7815RBvery
easy7816JJeasy
and7817CCand
clear7818JJclear
line7819NNline
.7820SENT.
[JUSTICE ALITO]7821LOC[JUSTICE ALITO]
What7822WPWhat
do7823VVPdo
we7824PPwe
have7825VHPhave
to7826TOto
decide7827VVdecide
?7828SENT?
The7829DTthe
...7830:...
the7831DTthe
Eleventh7832JJeleventh
Circuit7833NNcircuit
said7834VVDsay
a7835DTa
non-signatory7836NNnon-signatory
can7837MDcan
never7838RBnever
enforce7839VVenforce
,7840,,
right7841RBright
?7842SENT?
[MR. HACKER]7843LOC[MR. HACKER]
Not7844RBnot
quite7845RBquite
,7846,,
no7847UHno
.7848SENT.
[JUSTICE ALITO]7849LOC[JUSTICE ALITO]
It7850PPit
said7851VVDsay
a7852DTa
non-signatory7853NNnon-signatory
cannot7854MDcan
enforce7855VVenforce
.7856SENT.
[MR. HACKER]7857LOC[MR. HACKER]
It7858PPit
...7859:...
it7860PPit
said7861VVDsay
non-signatories7862NNSnon-signatories
include7863VVinclude
their7864PP$their
privities7865NNSprivity
.7866SENT.
It7867PPit
said7868VVDsay
it7869PPit
twice7870RBtwice
,7871,,
and7872CCand
so7873RBso
we7874PPwe
know7875VVPknow
from7876INfrom
the7877DTthe
Eleventh7878JJeleventh
Circu7879NPCircu
it7880PPit
's7881VBZbe
rule7882NNrule
that7883IN/thatthat
that7884WDTthat
includes7885VVZinclude
privities7886NNSprivity
.7887SENT.
And7888CCand
so7889INso
this7890DTthis
Court7891NPCourt
could7892MDcould
be7893VBbe
clearer7894JJRclear
about7895INabout
that7896DTthat
,7897,,
but7898CCbut
the7899DTthe
Eleventh7900JJeleventh
Circuit7901NNcircuit
was7902VBDbe
absolutely7903RBabsolutely
correct7904JJcorrect
.7905SENT.
It7906PPit
also7907RBalso
emphasized7908VVDemphasize
the7909DTthe
importance7910NNimportance
of7911INof
a7912DTa
signature7913NNsignature
,7914,,
which7915WDTwhich
may7916MDmay
look7917VVlook
like7918INlike
an7919DTan
overstatement7920NNoverstatement
because7921INbecause
we7922PPwe
know7923VVPknow
Article7924NPArticle
II7925NPII
includes7926VVZinclude
documents7927NNSdocument
exchanged7928VVNexchange
,7929,,
letters7930NNSletter
,7931,,
and7932CCand
telegrams7933NNStelegram
.7934SENT.
But7935CCbut
,7936,,
of7937INof
course7938NNcourse
,7939,,
the7940DTthe
Eleventh7941JJeleventh
Circuit7942NNcircuit
was7943VBDbe
only7944RBonly
talking7945VVGtalk
about7946INabout
a7947DTa
signature7948NNsignature
because7949INbecause
GE7950NPGE
was7951VBDbe
not7952RBnot
pointing7953VVGpoint
to7954TOto
any7955DTany
sort7956NNsort
of7957INof
separate7958JJseparate
document7959NNdocument
exchanged7960VVNexchange
in7961INin
a7962DTa
letter7963NNletter
or7964CCor
telegram7965NNtelegram
.7966SENT.
The7967DTthe
question7968NNquestion
was7969VBDbe
whether7970INwhether
there7971EXthere
was7972VBDbe
a7973DTa
written7974JJwritten
agreement7975NNagreement
or7976CCor
they7977PPthey
were7978VBDbe
...7979:...
they7980PPthey
should7981MDshould
have7982VHhave
been7983VBNbe
whether7984INwhether
they7985PPthey
were7986VBDbe
privity7987NNprivity
with7988INwith
a7989DTa
...7990:...
[JUSTICE ALITO]7991LOC[JUSTICE ALITO]
Well7992UHWell
,7993,,
How7994WRBHow
does7995VVZdo
this7996DTthis
...7997:...
[MR. HACKER]7998LOC[MR. HACKER]
...7999:...
party8000NNparty
to8001TOto
the8002DTthe
agreement8003NNagreement
.8004SENT.
[JUSTICE ALITO]8005LOC[JUSTICE ALITO]
How8006NPHow
does8007VVZdo
this8008DTthis
concept8009NNconcept
of8010INof
privity8011NNprivity
,8012,,
which8013WDTwhich
is8014VBZbe
,8015,,
as8016RBas
far8017RBfar
as8018INas
I'm8019NPI'm
...8020:...
as8021RBas
far8022RBfar
as8023INas
I8024PPI
'm8025VBPbe
aware8026JJaware
,8027,,
is8028VBZbe
a8029DTa
feature8030NNfeature
of8031INof
Anglo-American8032JJAnglo-American
law8033NNlaw
,8034,,
become8035VVNbecome
the8036DTthe
...8037:...
become8038VVbecome
the8039DTthe
controlling8040JJcontrolling
standard8041NNstandard
under8042INunder
this8043DTthis
international8044JJinternational
agreement8045NNagreement
?8046SENT?
[MR. HACKER]8047LOC[MR. HACKER]
Well8048UHWell
,8049,,
I8050PPI
...8051:...
it8052PPit
's8053VBZbe
not8054RBnot
limited8055VVNlimit
to8056TOto
Anglo-American8057JJAnglo-American
law8058NNlaw
.8059SENT.
There8060EXthere
are8061VBPbe
different8062JJdifferent
types8063NNStype
of8064INof
privity8065NNprivity
doctrines8066NNSdoctrine
recognized8067VVNrecognize
throughout8068INthroughout
the8069DTthe
world8070NNworld
.8071SENT.
[JUSTICE ALITO]8072LOC[JUSTICE ALITO]
Okay8073NPOkay
,8074,,
well8075RBwell
,8076,,
what8077WPwhat
's8078VBZbe
the8079DTthe
doctrine8080NNdoctrine
of8081INof
privity8082NNprivity
under8083INunder
German8084JJGerman
law8085NNlaw
?8086SENT?
[MR. HACKER]8087LOC[MR. HACKER]
I8088PPI
...8089:...
I8090PPI
do8091VVPdo
n't8092RBn't
know8093VVknow
what8094WPwhat
the8095DTthe
German8096JJGerman
word8097NNword
is8098VBZbe
,8099,,
but8100CCbut
I8101PPI
'm8102VBPbe
sure8103JJsure
it8104PPit
's8105VBZbe
extremely8106RBextremely
long8107JJlong
.8108SENT.
[8109SYM[
LAUGHTER8110NNlaughter
]8111SYM]
[MR. HACKER]8112LOC[MR. HACKER]
But8113CCbut
it8114PPit
's8115VBZbe
going8116VVGgo
to8117TOto
mean8118VVmean
some8119DTsome
version8120NNversion
of8121INof
the8122DTthe
same8123JJsame
thing8124NNthing
.8125SENT.
[JUSTICE ALITO]8126LOC[JUSTICE ALITO]
What8127WPWhat
is8128VBZbe
it8129PPit
under8130INunder
Japanese8131JJJapanese
law8132NNlaw
?8133SENT?
[MR. HACKER]8134LOC[MR. HACKER]
The8135DTthe
question8136NNquestion
...8137:...
the8138DTthe
question8139NNquestion
being8140VBGbe
asked8141VVNask
under8142INunder
whatever8143WDTwhatever
,8144,,
you8145PPyou
know8146VVPknow
,8147,,
privity8148NNprivity
rules8149NNSrule
you8150PPyou
're8151VBPbe
invoking8152VVGinvoke
are8153VBPbe
,8154,,
is8155VBZbe
this8156DTthis
party8157NNparty
the8158DTthe
same8159JJsame
party8160NNparty
for8161INfor
some8162DTsome
reason8163NNreason
as8164INas
a8165DTa
signatory8166NNsignatory
?8167SENT?
That8168DTthat
's8169VBZbe
not8170RBnot
the8171DTthe
question8172NNquestion
that8173WDTthat
is8174VBZbe
raised8175VVNraise
by8176INby
the8177DTthe
equitable8178JJequitable
estoppel8179NNestoppel
claim8180VVPclaim
that8181IN/thatthat
GE8182NPGE
is8183VBZbe
raising8184VVGraise
.8185SENT.
It8186PPit
's8187VBZbe
a8188DTa
fundamentally8189RBfundamentally
different8190JJdifferent
question8191NNquestion
about8192RBabout
...8193:...
I8194PPI
agree8195VVPagree
,8196,,
I8197PPI
am8198VBPbe
not8199RBnot
a8200DTa
signatory8201NNsignatory
,8202,,
I8203PPI
am8204VBPbe
not8205RBnot
in8206INin
privity8207NNprivity
with8208INwith
a8209DTa
signatory8210NNsignatory
;8211:;
I8212PPI
just8213RBjust
want8214VVPwant
to8215TOto
make8216VVmake
them8217PPthem
enforce8218VVenforce
...8219:...
make8220VVmake
them8221PPthem
arbitrate8222VVarbitrate
with8223INwith
me8224PPme
because8225INbecause
...8226:...
because8227INbecause
it8228PPit
's8229VBZbe
more8230RBRmore
convenient8231JJconvenient
to8232TOto
,8233,,
it8234PPit
seems8235VVZseem
efficient8236JJefficient
,8237,,
it8238PPit
seems8239VVZseem
fair8240JJfair
,8241,,
whatever8242JJwhatever
rules8243NNSrule
,8244,,
you8245PPyou
know8246VVPknow
,8247,,
the8248DTthe
local8249JJlocal
jurisdiction8250NNjurisdiction
might8251MDmight
invoke8252VVinvoke
.8253SENT.
They8254PPthey
want8255VVPwant
to8256TOto
say8257VVsay
those8258DTthose
local8259JJlocal
rules8260NNSrule
,8261,,
the8262DTthe
equitable8263JJequitable
,8264,,
fairness8265NNfairness
,8266,,
justice8267NNjustice
principles8268NNSprinciple
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a8270DTa
given8271VVNgive
state8272NNstate
,8273,,
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Convention8278NNconvention
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,8280,,
at8281INat
least8282JJSleast
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a8284DTa
Convention-governed8285JJConvention-governed
arbitration8286NNarbitration
,8287,,
the8288DTthe
Convention8289NPConvention
says8290VVZsay
it8291PPit
's8292VBZbe
supposed8293VVNsuppose
to8294TOto
be8295VBbe
a8296DTa
written8297JJwritten
agreement8298NNagreement
between8299INbetween
the8300DTthe
parties8301NNSparty
.8302SENT.
[JUSTICE GORSUCH]8303LOC[JUSTICE GORSUCH]
I8304PPI
think8305VVPthink
...8306:...
I8307PPI
think8308VVPthink
the8309DTthe
argument8310NNargument
on8311INon
the8312DTthe
other8313JJother
side8314NNside
would8315MDwould
be8316VBbe
that8317DTthat
...8318:...
that8319DTthat
equitable8320JJequitable
estoppel8321NNestoppel
or8322CCor
estoppel8323NNestoppel
,8324,,
whatever8325WDTwhatever
you8326PPyou
want8327VVPwant
to8328TOto
...8329:...
however8330RBhowever
you8331PPyou
want8332VVPwant
to8333TOto
describe8334VVdescribe
it8335PPit
here8336RBhere
,8337,,
is8338VBZbe
...8339:...
is8340VBZbe
...8341:...
is8342VBZbe
that8343IN/thatthat
your8344PP$your
client8345NNclient
effectively8346RBeffectively
did8347VVDdo
consent8348NNconsent
.8349SENT.
That8350DTthat
's8351VBZbe
the8352DTthe
way8353NNway
in8354INin
which8355WDTwhich
it8356PPit
would8357MDwould
be8358VBbe
rephrased8359VVNrephrase
to8360TOto
...8361:...
[MR. HACKER]8362LOC[MR. HACKER]
I8363PPI
...8364:...
I8365PPI
understand8366VVPunderstand
.8367SENT.
[JUSTICE GORSUCH]8368LOC[JUSTICE GORSUCH]
So8369RBso
...8370:...
so8371RBso
what8372WPwhat
do8373VVPdo
you8374PPyou
do8375VVPdo
about8376RBabout
...8377:...
do8378VVPdo
about8379RBabout
that8380IN/thatthat
,8381,,
Number8382NPNumber
18383CD1
?8384SENT?
And8385CCand
Number8386NPNumber
28387CD2
,8388,,
in8389INin
a8390DTa
completely8391RBcompletely
different8392JJdifferent
line8393NNline
...8394:...
and8395CCand
take8396VVtake
them8397PPthem
as8398INas
you8399PPyou
choose8400VVPchoose
,8401,,
okay8402JJokay
...8403:...
normally8404RBnormally
when8405WRBwhen
we8406PPwe
interpret8407VVPinterpret
treaties8408NNStreaty
to8409TOto
bind8410VVbind
domestic8411JJdomestic
law8412NNlaw
,8413,,
we8414PPwe
require8415VVPrequire
a8416DTa
pretty8417RBpretty
clear8418JJclear
statement8419NNstatement
when8420WRBwhen
...8421:...
when8422WRBwhen
we8423PPwe
're8424VBPbe
staying8425VVGstay
Congress8426NPCongress
's8427POS's
hand8428NNhand
in8429INin
an8430DTan
area8431NNarea
.8432SENT.
And8433CCand
if8434INif
the8435DTthe
FAA8436NPFAA
,8437,,
hypothetically8438RBhypothetically
...8439:...
and8440CCand
I8441PPI
'm8442VBPbe
not8443RBnot
passing8444VVGpass
on8445INon
it8446PPit
;8447:;
we8448PPwe
do8449VVPdo
n't8450RBn't
need8451VVneed
to8452TOto
...8453:...
were8454VBDbe
to8455TOto
allow8456VVallow
equitable8457JJequitable
estoppel8458NNestoppel
doctrine8459NNdoctrine
and8460CCand
the8461DTthe
Convention8462NNconvention
did8463VVDdo
n't8464RBn't
allow8465VVallow
domestic8466JJdomestic
law8467NNlaw
to8468TOto
do8469VVdo
that8470IN/thatthat
,8471,,
would8472MDwould
n't8473RBn't
we8474PPwe
require8475VVPrequire
a8476DTa
clearer8477JJRclear
statement8478NNstatement
than8479INthan
what8480WPwhat
we8481PPwe
have8482VHPhave
here8483RBhere
?8484SENT?
[MR. HACKER]8485LOC[MR. HACKER]
Let8486VVDlet
me8487PPme
answer8488VVanswer
the8489DTthe
first8490JJfirst
question8491NNquestion
,8492,,
which8493WDTwhich
I8494PPI
think8495VVPthink
I8496PPI
'll8497MDwill
actually8498RBactually
answer8499VVanswer
by8500INby
the8501DTthe
Convention8502NNconvention
.8503SENT.
The8504DTthe
Convention8505NPConvention
rule8506NNrule
is8507VBZbe
not8508RBnot
effectively8509RBeffectively
consent8510NNconsent
.8511SENT.
That8512DTthat
's8513VBZbe
not8514RBnot
the8515DTthe
principle8516NNprinciple
of8517INof
...8518:...
the8519DTthe
Convention8520NNconvention
adopts8521VVZadopt
and8522CCand
requires8523VVZrequire
for8524INfor
Convention-governed8525JJConvention-governed
agreements8526NNSagreement
.8527SENT.
It8528PPit
requires8529VVZrequire
a8530DTa
written8531JJwritten
agreement8532NNagreement
between8533INbetween
the8534DTthe
parties8535NNSparty
who8536WPwho
are8537VBPbe
...8538:...
and8539CCand
it8540PPit
requires8541VVZrequire
a8542DTa
court8543NNcourt
to8544TOto
enforce8545VVenforce
an8546DTan
agreement8547NNagreement
between8548INbetween
the8549DTthe
parties8550NNSparty
.8551SENT.
It8552PPit
has8553VHZhave
to8554TOto
be8555VBbe
the8556DTthe
...8557:...
the8558DTthe
...8559:...
the8560DTthe
parties8561NNSparty
to8562TOto
the8563DTthe
agreement8564NNagreement
are8565VBPbe
the8566DTthe
only8567JJonly
parties8568NNSparty
that8569WDTthat
could8570MDcould
obtain8571VVobtain
enforcement8572NNenforcement
under8573INunder
the8574DTthe
Convention8575NNconvention
.8576SENT.
So8577RBso
I8578PPI
think8579VVPthink
that8580DTthat
's8581VBZbe
the8582DTthe
clear8583JJclear
answer8584NNanswer
.8585SENT.
[JUSTICE GORSUCH]8586LOC[JUSTICE GORSUCH]
Except8587INexcept
for8588INfor
the8589DTthe
fact8590NNfact
...8591:...
except8592INexcept
for8593INfor
...8594:...
I8595PPI
'm8596VBPbe
sorry8597JJsorry
to8598TOto
interrupt8599VVinterrupt
.8600SENT.
Except8601INexcept
for8602INfor
the8603DTthe
fact8604NNfact
that8605IN/thatthat
you8606PPyou
've8607VHPhave
admitted8608VVNadmit
that8609IN/thatthat
there8610EXthere
are8611VBPbe
other8612JJother
doctrines8613NNSdoctrine
that8614WDTthat
allow8615VVPallow
third8616JJthird
parties8617NNSparty
to8618TOto
be8619VBbe
brought8620VVNbring
in8621INin
as8622INas
privities8623NNSprivity
...8624:...
[MR. HACKER]8625LOC[MR. HACKER]
Because8626INbecause
they8627PPthey
're8628VBPbe
...8629:...
[JUSTICE GORSUCH]8630LOC[JUSTICE GORSUCH]
...8631:...
who8632WPwho
may8633MDmay
not8634RBnot
have8635VHhave
strictly8636RBstrictly
consented8637VVNconsent
.8638SENT.
Alter-ego8639NNalter-ego
theory8640NNtheory
,8641,,
veil-piercing8642VVGveil-piercing
theory8643NNtheory
.8644SENT.
It's8645NNSIt's
...8646:...
it8647PPit
's8648VBZbe
a8649DTa
fiction8650NNfiction
to8651TOto
call8652VVcall
that8653DTthat
consent8654NNconsent
.8655SENT.
[MR. HACKER]8656LOC[MR. HACKER]
I8657PPI
disagree8658VVPdisagree
,8659,,
Your8660PP$your
Honor8661NPHonor
,8662,,
because8663INbecause
what8664WDTwhat
...8665:...
what8666WPwhat
you8667PPyou
have8668VHPhave
is8669VBZbe
a8670DTa
consent8671NNconsent
...8672:...
a8673DTa
written8674JJwritten
agreement8675NNagreement
between8676INbetween
parties8677NNSparty
.8678SENT.
And8679CCand
the8680DTthe
counterparty8681NNcounterparty
in8682INin
that8683DTthat
situation8684NNsituation
is8685VBZbe
agreeing8686VVGagree
to8687TOto
arbitrate8688VVarbitrate
with8689INwith
,8690,,
you8691PPyou
know8692VVPknow
,8693,,
Fives8694NNSfive
.8695SENT.
Whoever8696WPwhoever
Fives8697NNfives
is8698VBZbe
defined8699VVNdefine
as8700RBas
,8701,,
they8702PPthey
're8703VBPbe
arbitrating8704VVGarbitrate
with8705INwith
Fives8706NNSfive
and8707CCand
whoever8708WPwhoever
stands8709VVZstand
in8710INin
Fives8711NNSfive
'8712POS'
shoes8713NNSshoe
.8714SENT.
That8715DTthat
is8716VBZbe
a8717DTa
fundamentally8718RBfundamentally
...8719:...
there8720EXthere
's8721VBZbe
consent8722NNconsent
there8723RBthere
,8724,,
there8725EXthere
's8726VBZbe
a8727DTa
written8728JJwritten
agreement8729NNagreement
there8730RBthere
,8731,,
and8732CCand
the8733DTthe
doctrines8734NNSdoctrine
that8735IN/thatthat
international8736JJinternational
law8737NNlaw
recognizes8738VVZrecognize
for8739INfor
determining8740VVGdetermine
who8741WPwho
properly8742RBproperly
stands8743VVZstand
in8744INin
Fives8745NNSfive
'8746POS'
shoes8747NNSshoe
.8748SENT.
There8749EXthere
is8750VBZbe
no8751DTno
universally8752RBuniversally
recognized8753VVNrecognize
doctrine8754NNdoctrine
of8755INof
international8756JJinternational
law8757NNlaw
that8758WDTthat
allows8759VVZallow
somebody8760NNsomebody
who8761WPwho
is8762VBZbe
not8763RBnot
Fives8764NNfives
in8765INin
any8766DTany
sense8767NNsense
to8768TOto
come8769VVcome
in8770RPin
and8771CCand
say8772VVsay
:8773::
Even8774RBeven
though8775INthough
you8776PPyou
never8777RBnever
agreed8778VVDagree
to8779TOto
arbitrate8780VVarbitrate
with8781INwith
me8782PPme
,8783,,
you8784PPyou
're8785VBPbe
suing8786VVGsue
me8787PPme
...8788:...
and8789CCand
let8790VVlet
's8791VBZbe
be8792VBbe
clear8793JJclear
about8794INabout
this8795DTthis
...8796:...
you8797PPyou
're8798VBPbe
suing8799VVGsue
me8800PPme
in8801INin
tort8802NNtort
outside8803INoutside
the8804DTthe
contract8805NNcontract
.8806SENT.
These8807DTthese
are8808VBPbe
not8809RBnot
claims8810NNSclaim
that8811WDTthat
are8812VBPbe
based8813VVNbase
on8814INon
a8815DTa
...8816:...
the8817DTthe
contractual8818JJcontractual
duty8819NNduty
between8820INbetween
Outokumpu8821NPOutokumpu
and8822CCand
Fives8823NNSfive
.8824SENT.
These8825DTthese
are8826VBPbe
tort8827NNtort
claims8828NNSclaim
governed8829VVNgovern
by8830INby
Alabama8831NPAlabama
tort8832NNtort
standards8833NNSstandard
,8834,,
and8835CCand
you8836PPyou
never8837RBnever
agreed8838VVDagree
with8839INwith
me8840PPme
in8841INin
a8842DTa
written8843VVNwrite
agreement8844NNagreement
to8845TOto
arbitrate8846VVarbitrate
those8847DTthose
kinds8848NNSkind
of8849INof
claims8850NNSclaim
.8851SENT.
Nevertheless8852RBnevertheless
,8853,,
I8854PPI
'm8855VBPbe
going8856VVGgo
so8857RBso
say8858VVPsay
that8859IN/thatthat
,8860,,
you8861PPyou
know8862VVPknow
,8863,,
I8864PPI
...8865:...
I8866PPI
think8867VVPthink
it8868PPit
's8869VBZbe
fairer8870JJRfair
for8871INfor
me8872PPme
to8873TOto
do8874VVdo
that8875DTthat
.8876SENT.
I8877PPI
want8878VVPwant
to8879TOto
invoke8880VVinvoke
your8881PP$your
agreement8882NNagreement
.8883SENT.
[JUSTICE KAGAN]8884LOC[JUSTICE KAGAN]
Mr8885NPMr
.8886SENT.
Hacker8887NNhacker
,8888,,
sorry8889JJsorry
...8890:...
[MR. HACKER]8891LOC[MR. HACKER]
Please8892RBplease
.8893SENT.
[JUSTICE KAGAN]8894LOC[JUSTICE KAGAN]
Did8895VVDdo
you8896PPyou
...8897:...
[MR. HACKER]8898LOC[MR. HACKER]
No8899NPNo
,8900,,
go8901VVPgo
ahead8902RBahead
.8903SENT.
[JUSTICE KAGAN]8904LOC[JUSTICE KAGAN]
Your8905PP$your
argument8906NNargument
here8907RBhere
does8908VVZdo
rest8909NNrest
on8910INon
reading8911VVGread
Article8912NPArticle
II8913NPII
and8914CCand
especially8915RBespecially
sentence8916VVsentence
38917CD3
as8918INas
not8919RBnot
just8920RBjust
a8921DTa
floor8922NNfloor
;8923:;
as8924INas
a8925DTa
...8926:...
as8927INas
a8928DTa
...8929:...
as8930INas
a8931DTa
ceiling8932NNceiling
...8933:...
as8934INas
a8935DTa
floor8936NNfloor
and8937CCand
a8938DTa
ceiling8939NNceiling
,8940,,
both8941DTboth
.8942SENT.
[MR. HACKER]8943LOC[MR. HACKER]
That8944DTthat
's8945VBZbe
correct8946JJcorrect
.8947SENT.
[JUSTICE KAGAN]8948LOC[JUSTICE KAGAN]
So8949RBso
where8950WRBwhere
do8951VVPdo
you8952PPyou
get8953VVPget
that8954IN/thatthat
understanding8955VVGunderstand
from8956INfrom
?8957SENT?
Because8958INbecause
Mr8959NPMr
.8960SENT.
Dvoretzky8961NPDvoretzky
,8962,,
the8963DTthe
solicitor8964NNsolicitor
general8965NNgeneral
,8966,,
says8967VVZsay
the8968DTthe
parties8969NNSparty
to8970TOto
the8971DTthe
Convention8972NNconvention
were8973VBDbe
just8974RBjust
concerned8975VVNconcern
about8976INabout
people8977NNSpeople
not8978RBnot
enforcing8979VVGenforce
arbitration8980NNarbitration
agreements8981NNSagreement
.8982SENT.
They8983PPthey
did8984VVDdo
n't8985RBn't
have8986VHhave
it8987PPit
in8988INin
mind8989NNmind
to8990TOto
draw8991VVdraw
up8992RPup
a8993DTa
whole8994JJwhole
set8995NNset
of8996INof
rules8997NNSrule
about8998INabout
when8999WRBwhen
to9000TOto
and9001CCand
when9002WRBwhen
not9003RBnot
to9004TOto
.9005SENT.
That9006DTthat
's9007VBZbe
left9008VVNleave
up9009RPup
to9010TOto
the9011DTthe
states9012NNSstate
.9013SENT.
What9014WPWhat
...9015:...
what9016WPwhat
...9017:...
what9018WPwhat
's9019VBZbe
your9020PP$your
best9021JJSgood
argument9022NNargument
to9023TOto
the9024DTthe
contrary9025NNcontrary
?9026SENT?
[MR. HACKER]9027LOC[MR. HACKER]
So9028INso
a9029DTa
couple9030NNcouple
points9031NNSpoint
.9032SENT.
Let9033VVlet
me9034PPme
start9035VVstart
with9036INwith
the9037DTthe
text9038NNtext
in9039INin
where9040WRBwhere
I9041PPI
think9042VVPthink
the9043DTthe
United9044NPUnited
States9045NPSStates
agrees9046VVZagree
with9047INwith
us9048PPus
,9049,,
which9050WDTwhich
is9051VBZbe
the9052DTthe
Convention9053NNconvention
does9054VVZdo
make9055VVmake
it9056PPit
a9057DTa
ceiling9058NNceiling
that9059IN/thatthat
you9060PPyou
have9061VHPhave
to9062TOto
have9063VHhave
a9064DTa
written9065JJwritten
agreement9066NNagreement
.9067SENT.
That9068DTthat
's9069VBZbe
required9070VVNrequire
.9071SENT.
You9072PPyou
can9073MDcan
't9074RB't
proceed9075VVproceed
under9076INunder
the9077DTthe
Convention9078NPConvention
absent9079VVabsent
a9080DTa
written9081JJwritten
agreement9082NNagreement
.9083SENT.
That9084DTthat
comes9085VVZcome
out9086RPout
of9087INof
Article9088NPArticle
II9089NPII
(9090((
19091CD1
)9092))
,9093,,
which9094WDTwhich
says9095VVZsay
the9096DTthe
contracting9097NNcontracting
states9098NNSstate
shall9099MDshall
recognize9100VVrecognize
a9101DTa
written9102JJwritten
agreement9103NNagreement
.9104SENT.
It9105PPit
's9106VBZbe
the9107DTthe
same9108JJsame
language9109NNlanguage
then9110RBthen
in9111INin
Article9112NPArticle
II9113NPII
(9114((
39115CD3
)9116))
.9117SENT.
"9118''"
The9119DTthe
court9120NNcourt
seized9121VVNseize
of9122INof
an9123DTan
action9124NNaction
shall9125MDshall
"9126''"
...9127:...
"9128``"
shall9129MDshall
,9130,,
at9131INat
request9132NNrequest
of9133INof
one9134CDone
of9135INof
the9136DTthe
parties9137NNSparty
,9138,,
refer9139VVPrefer
the9140DTthe
parties9141NNSparty
to9142TOto
arbitration9143NNarbitration
.9144SENT.
"9145``"
It9146PPit
all9147RBall
fits9148VVZfit
together9149RBtogether
with9150INwith
Article9151NPArticle
II9152NPII
.9153SENT.
Those9154DTthose
are9155VBPbe
all9156DTall
mandatory9157JJmandatory
requirements9158NNSrequirement
in9159INin
order9160NNorder
to9161TOto
trigger9162VVtrigger
the9163DTthe
protections9164NNSprotection
of9165INof
the9166DTthe
Convention9167NNconvention
.9168SENT.
[JUSTICE KAGAN]9169LOC[JUSTICE KAGAN]
What9170WDTwhat
...9171:...
why9172WRBwhy
is9173VBZbe
it9174PPit
so9175RBso
clear9176JJclear
that9177IN/thatthat
the9178DTthe
first9179JJfirst
one9180CDone
is9181VBZbe
a9182DTa
mandatory9183JJmandatory
requirement9184NNrequirement
?9185SENT?
[MR. HACKER]9186LOC[MR. HACKER]
Well9187UHWell
,9188,,
the9189DTthe
United9190NPUnited
States9191NPStates
concedes9192VVZconcede
it9193PPit
.9194SENT.
And9195CCand
it9196PPit
...9197:...
they9198PPthey
're9199VBPbe
right9200JJright
to9201TOto
do9202VVdo
that9203IN/thatthat
for9204INfor
the9205DTthe
reason9206NNreason
you9207PPyou
say9208VVPsay
,9209,,
Your9210PP$your
Honor9211NPHonor
,9212,,
"9213``"
shall9214MDshall
"9215``"
sometimes9216RBsometimes
is9217VBZbe
a9218DTa
...9219:...
a9220DTa
mandatory9221JJmandatory
requirement9222NNrequirement
.9223SENT.
The9224DTthe
examples9225NNSexample
you9226PPyou
gave9227VVDgive
are9228VBPbe
good9229JJgood
ones9230NNSone
.9231SENT.
The9232DTthe
United9233NPUnited
States9234NPSStates
Constitution9235NPConstitution
says9236VVZsay
the9237DTthe
...9238:...
the9239DTthe
legislative9240JJlegislative
power9241NNpower
shall9242MDshall
be9243VBbe
vested9244VVNvest
in9245INin
a9246DTa
Congress9247NPCongress
.9248SENT.
Nobody9249NNnobody
thinks9250VVZthink
that9251IN/thatthat
means9252NNSmean
it9253PPit
could9254MDcould
be9255VBbe
elsewhere9256RBelsewhere
.9257SENT.
[JUSTICE KAGAN]9258LOC[JUSTICE KAGAN]
Right9259RBright
.9260SENT.
So9261RBso
I9262PPI
think9263VVPthink
everybody9264NNeverybody
agrees9265VVZagree
the9266DTthe
question9267NNquestion
is9268VBZbe
context9269NNcontext
.9270SENT.
[MR. HACKER]9271LOC[MR. HACKER]
Correct9272JJcorrect
.9273SENT.
[JUSTICE KAGAN]9274LOC[JUSTICE KAGAN]
And9275CCand
what9276WPwhat
in9277INin
the9278DTthe
context9279NNcontext
do9280VVPdo
you9281PPyou
think9282VVPthink
indicates9283VVZindicate
that9284IN/thatthat
this9285DTthis
is9286VBZbe
a9287DTa
ceiling9288NNceiling
?9289SENT?
[MR. HACKER]9290LOC[MR. HACKER]
Because9291INbecause
it9292PPit
's9293VBZbe
what9294WPwhat
's9295VBZbe
required9296VVNrequire
to9297TOto
trigger9298VVtrigger
the9299DTthe
protections9300NNSprotection
of9301INof
...9302:...
the9303DTthe
requirements9304NNSrequirement
of9305INof
Article9306NPArticle
IV9307NPIV
and9308CCand
Article9309NPArticle
V9310NNV
for9311INfor
enforcement9312NNenforcement
.9313SENT.
[JUSTICE GORSUCH]9314LOC[JUSTICE GORSUCH]
But9315CCbut
counsel9316NNcounsel
...9317:...
[MR. HACKER]9318LOC[MR. HACKER]
You9319PPyou
have9320VHPhave
to9321TOto
have9322VHhave
an9323DTan
agreement9324NNagreement
under9325INunder
Article9326NPArticle
...9327:...
[JUSTICE GORSUCH]9328LOC[JUSTICE GORSUCH]
...9329:...
that9330DTthat
...9331:...
that9332DTthat
...9333:...
that9334WDTthat
's9335VBZbe
a9336DTa
non9337JJnon
sequitur9338NNsequitur
.9339SENT.
I9340PPI
think9341VVPthink
what9342WPwhat
Justice9343NPJustice
Kagan9344NPKagan
is9345VBZbe
trying9346VVGtry
to9347TOto
get9348VVget
at9349INat
,9350,,
and9351CCand
what9352WPwhat
I9353PPI
would9354MDwould
like9355VVlike
to9356TOto
get9357VVget
at9358INat
,9359,,
is9360VBZbe
,9361,,
fine9362NNfine
,9363,,
that9364WDTthat
may9365MDmay
be9366VBbe
what9367WPwhat
's9368VBZbe
required9369VVNrequire
to9370TOto
trigger9371VVtrigger
the9372DTthe
Convention9373NNconvention
,9374,,
but9375CCbut
that9376WDTthat
may9377MDmay
just9378RBjust
be9379VBbe
the9380DTthe
floor9381NNfloor
of9382INof
...9383:...
of9384INof
what9385WPwhat
's9386VBZbe
available9387JJavailable
to9388TOto
states9389NNSstate
domestically9390RBdomestically
,9391,,
and9392CCand
domestically9393RBdomestically
they9394PPthey
may9395MDmay
choose9396VVchoose
to9397TOto
enforce9398VVenforce
more9399JJRmore
than9400INthan
that9401DTthat
.9402SENT.
[MR. HACKER]9403LOC[MR. HACKER]
Yes9404NPYes
.9405SENT.
I9406PPI
...9407:...
I9408PPI
agree9409VVPagree
with9410INwith
that9411DTthat
.9412SENT.
[JUSTICE GORSUCH]9413LOC[JUSTICE GORSUCH]
I9414PPI
think9415VVPthink
that9416DTthat
's9417VBZbe
the9418DTthe
question9419NNquestion
Justice9420NPJustice
Kagan9421NPKagan
is9422VBZbe
asking9423VVGask
,9424,,
and9425CCand
if9426INif
you9427PPyou
could9428MDcould
address9429VVaddress
that9430DTthat
.9431SENT.
[MR. HACKER]9432LOC[MR. HACKER]
I9433PPI
...9434:...
I9435PPI
meant9436VVDmean
to9437TOto
be9438VBbe
answering9439VVGanswer
within9440INwithin
the9441DTthe
confines9442NNSconfine
of9443INof
the9444DTthe
Convention9445NNconvention
,9446,,
because9447INbecause
that9448WDTthat
's9449VBZbe
all9450DTall
it9451PPit
takes9452VVZtake
here9453RBhere
.9454SENT.
[JUSTICE GORSUCH]9455LOC[JUSTICE GORSUCH]
Forget9456VVforget
about9457RBabout
within9458INwithin
the9459DTthe
context9460NNcontext
of9461INof
the9462DTthe
Convention9463NNconvention
.9464SENT.
[MR. HACKER]9465LOC[MR. HACKER]
Right9466NPRight
.9467SENT.
[JUSTICE GORSUCH]9468LOC[JUSTICE GORSUCH]
Is9469VBZbe
there9470RBthere
a9471DTa
universe9472NNuniverse
of9473INof
arbitration9474NNarbitration
agreements9475NNSagreement
that9476IN/thatthat
a9477DTa
domestic9478JJdomestic
law9479NNlaw
might9480MDmight
enforce9481VVenforce
that9482WDTthat
might9483MDmight
not9484RBnot
be9485VBbe
enforceable9486JJenforceable
under9487INunder
the9488DTthe
Convention9489NNconvention
?9490SENT?
[MR. HACKER]9491LOC[MR. HACKER]
Yes9492NPYes
.9493SENT.
Yes9494UHyes
,9495,,
that9496WDTthat
's9497VBZbe
Arthur9498NPArthur
Andersen9499NPAndersen
.9500SENT.
Those9501DTthose
...9502:...
that9503WDTthat
definitely9504RBdefinitely
says9505VVZsay
that9506DTthat
...9507:...
[JUSTICE BREYER]9508LOC[JUSTICE BREYER]
Here9509RBhere
...9510:...
[JUSTICE GORSUCH]9511LOC[JUSTICE GORSUCH]
I9512PPI
'm9513VBPbe
sorry9514JJsorry
,9515,,
I'm9516NPI'm
...9517:...
I9518PPI
'm9519VBPbe
sorry9520JJsorry
,9521,,
and9522CCand
I9523PPI
apologize9524VVPapologize
.9525SENT.
Is9526VBZbe
n't9527RBn't
that9528IN/thatthat
the9529DTthe
end9530NNend
of9531INof
the9532DTthe
case9533NNcase
?9534SENT?
If9535INif
there9536EXthere
are9537VBPbe
some9538DTsome
universe9539NNuniverse
of9540INof
agreements9541NNSagreement
that9542WDTthat
could9543MDcould
be9544VBbe
only9545RBonly
domestically9546RBdomestically
enforceable9547JJenforceable
but9548CCbut
are9549VBPbe
not9550RBnot
enforceable9551JJenforceable
under9552INunder
the9553DTthe
Convention9554NNconvention
,9555,,
then9556RBthen
what9557WPwhat
?9558SENT?
[MR. HACKER]9559LOC[MR. HACKER]
Because9560INbecause
they9561PPthey
can9562MDcan
't9563RB't
proceed9564VVproceed
under9565INunder
the9566DTthe
Convention9567NNconvention
...9568:...
under9569INunder
domestic9570JJdomestic
law9571NNlaw
under9572INunder
U9573NPU
.9574SENT.
S9575NPS
.9576SENT.
law9577NNlaw
.9578SENT.
Chapter9579NPChapter
29580CD2
makes9581VVZmake
international9582JJinternational
arbitration9583NNarbitration
...9584:...
the9585DTthe
Convention9586NNconvention
the9587DTthe
sole9588JJsole
source9589NNsource
of9590INof
law9591NNlaw
governing9592VVGgovern
international9593JJinternational
arbitration9594NNarbitration
agreements9595NNSagreement
.9596SENT.
You9597PPyou
cannot9598MDcan
proceed9599VVproceed
under9600INunder
Chapter9601NPChapter
19602CD1
,9603,,
for9604INfor
example9605NNexample
,9606,,
and9607CCand
get9608VVget
enforcement9609NNenforcement
of9610INof
an9611DTan
arbitration9612NNarbitration
agreement9613NNagreement
overseas9614RBoverseas
.9615SENT.
Chapter9616NPChapter
29617CD2
is9618VBZbe
the9619DTthe
only9620JJonly
place9621NNplace
you9622PPyou
can9623MDcan
go9624VVgo
.9625SENT.
And9626CCand
Chapter9627NPChapter
29628CD2
says9629VVZsay
the9630DTthe
Convention9631NNconvention
proscribes9632VVZproscribe
the9633DTthe
controlling9634JJcontrolling
law9635NNlaw
,9636,,
you9637PPyou
know9638VVPknow
,9639,,
unless9640INunless
Chapter9641NPChapter
19642CD1
...9643:...
so9644RBso
long9645RBlong
as9646INas
it9647PPit
is9648VBZbe
conflicting9649JJconflicting
.9650SENT.
And9651CCand
we9652PPwe
know9653VVPknow
that9654IN/thatthat
the9655DTthe
Convention9656NNconvention
is9657VBZbe
conflicting9658VVGconflict
with9659INwith
Chapter9660NPChapter
19661CD1
because9662INbecause
the9663DTthe
Convention9664NPConvention
proscribes9665VVZproscribe
,9666,,
requires9667VVZrequire
for9668INfor
Convention-governed9669JJConvention-governed
agreements9670NNSagreement
,9671,,
a9672DTa
written9673JJwritten
agreement9674NNagreement
,9675,,
that9676WDTthat
can9677MDcan
be9678VBbe
enforced9679VVNenforce
only9680RBonly
by9681INby
the9682DTthe
parties9683NNSparty
to9684TOto
the9685DTthe
written9686JJwritten
agreement9687NNagreement
.9688SENT.
It9689PPit
differs9690VVZdiffer
from9691INfrom
Chapter9692NPChapter
19693CD1
in9694INin
that9695DTthat
respect9696NNrespect
.9697SENT.
[JUSTICE GINSBURG]9698LOC[JUSTICE GINSBURG]
Can9699MDcan
you9700PPyou
tell9701VVtell
us9702PPus
what9703WPwhat
is9704VBZbe
...9705:...
[MR. HACKER]9706LOC[MR. HACKER]
There9707EXthere
is9708VBZbe
no9709DTno
Chapter9710NPChapter
19711CD1
here9712RBhere
that9713DTthat
...9714:...
[JUSTICE GINSBURG]9715LOC[JUSTICE GINSBURG]
Can9716MDcan
you9717PPyou
tell9718VVtell
us9719PPus
what9720WPwhat
is9721VBZbe
going9722VVGgo
on9723INon
in9724INin
this9725DTthis
...9726:...
in9727INin
this9728DTthis
very9729JJvery
case9730NNcase
?9731SENT?
The9732DTthe
party9733NNparty
that9734IN/thatthat
you9735PPyou
call9736VVPcall
Fives9737NNfives
has9738VHZhave
to9739TOto
arbitrate9740VVarbitrate
,9741,,
there9742EXthere
is9743VBZbe
a9744DTa
written9745JJwritten
agreement9746NNagreement
,9747,,
and9748CCand
there9749EXthere
is9750VBZbe
an9751DTan
arbitration9752NNarbitration
in9753INin
Berlin9754NPBerlin
;9755:;
is9756VBZbe
that9757DTthat
right9758NNright
,9759,,
going9760VVGgo
on9761INon
?9762SENT?
[MR. HACKER]9763LOC[MR. HACKER]
Dusseldorf9764NPDusseldorf
.9765SENT.
[JUSTICE GINSBURG]9766LOC[JUSTICE GINSBURG]
I9767PPI
see9768VVPsee
.9769SENT.
But9770CCbut
then9771RBthen
there9772EXthere
is9773VBZbe
also9774RBalso
this9775DTthis
proceeding9776NNproceeding
in9777INin
the9778DTthe
Alabama9779NPAlabama
Supreme9780NPSupreme
...9781:...
in9782INin
Alabama9783NPAlabama
state9784NNstate
trial9785NNtrial
court9786NNcourt
.9787SENT.
And9788CCand
is9789VBZbe
that9790IN/thatthat
proceeding9791NNproceeding
going9792VVGgo
forward9793RBforward
?9794SENT?
[MR. HACKER]9795LOC[MR. HACKER]
Yes9796NPYes
.9797SENT.
[JUSTICE GINSBURG]9798LOC[JUSTICE GINSBURG]
So9799INso
you9800PPyou
have9801VHPhave
two9802CDtwo
cases9803NNScase
,9804,,
which9805WDTwhich
in9806INin
the9807DTthe
best9808JJSgood
of9809INof
all9810DTall
possible9811JJpossible
worlds9812NNSworld
because9813INbecause
they9814PPthey
're9815VBPbe
linked9816VVNlink
would9817MDwould
be9818VBbe
heard9819VVNhear
in9820INin
the9821DTthe
same9822JJsame
forum9823NNforum
,9824,,
one9825CDone
going9826VVGgo
to9827TOto
an9828DTan
arbitration9829NNarbitration
panel9830NNpanel
in9831INin
Berlin9832NPBerlin
and9833CCand
the9834DTthe
other9835JJother
going9836VVGgo
to9837TOto
the9838DTthe
state9839NNstate
court9840NNcourt
in9841INin
Alabama9842NPAlabama
,9843,,
but9844CCbut
that9845DTthat
's9846VBZbe
the9847DTthe
result9848NNresult
of9849INof
your9850PP$your
view9851NNview
of9852INof
what9853WPwhat
the9854DTthe
Convention9855NPConvention
requires9856VVZrequire
?9857SENT?
[MR. HACKER]9858LOC[MR. HACKER]
Well9859UHWell
,9860,,
if9861INif
...9862:...
if9863INif
...9864:...
if9865INif
we9866PPwe
had9867VHDhave
prevailed9868VVNprevail
and9869CCand
did9870VVDdo
n't9871RBn't
get9872VVget
before9873INbefore
this9874DTthis
Court9875NPCourt
,9876,,
we9877PPwe
would9878MDwould
just9879RBjust
be9880VBbe
proceeding9881VVGproceed
in9882INin
Alabama9883NPAlabama
as9884INas
we9885PPwe
should9886MDshould
be9887VBbe
.9888SENT.
There9889EXthere
is9890VBZbe
jurisdiction9891NNjurisdiction
...9892:...
I9893PPI
mean9894VVPmean
,9895,,
this9896DTthis
Court9897NPCourt
has9898VHZhave
jurisdiction9899NNjurisdiction
to9900TOto
resolve9901VVresolve
the9902DTthe
certiorari9903NNcertiorari
question9904NNquestion
before9905INbefore
it9906PPit
.9907SENT.
But9908CCbut
in9909INin
our9910PP$our
view9911NNview
,9912,,
this9913DTthis
case9914NNcase
should9915MDshould
be9916VBbe
in9917INin
Alabama9918NPAlabama
state9919NNstate
court9920NNcourt
on9921INon
the9922DTthe
tort9923NNtort
claims9924VVZclaim
that9925IN/thatthat
we9926PPwe
have9927VHPhave
asserted9928VVNassert
.9929SENT.
[JUSTICE GINSBURG]9930LOC[JUSTICE GINSBURG]
What9931WPWhat
I9932PPI
mean9933VVPmean
is9934VBZbe
that9935IN/thatthat
the9936DTthe
relationship9937NNrelationship
between9938INbetween
the9939DTthe
subcontractor9940NNsubcontractor
and9941CCand
the9942DTthe
contractor9943NNcontractor
,9944,,
vis-a-vis9945INvis-a-vis
the9946DTthe
buyer9947NNbuyer
,9948,,
that9949WDTthat
...9950:...
that9951DTthat
litigation9952NNlitigation
ideally9953RBideally
would9954MDwould
be9955VBbe
all9956DTall
one9957CDone
case9958NNcase
;9959:;
instead9960RBinstead
we9961PPwe
have9962VHPhave
this9963DTthis
split9964NNsplit
.9965SENT.
[MR. HACKER]9966LOC[MR. HACKER]
Well9967UHWell
,9968,,
again9969RBagain
,9970,,
it9971PPit
might9972MDmight
be9973VBbe
.9974SENT.
We9975PPwe
had9976VHDhave
an9977DTan
action9978NNaction
against9979INagainst
Fives9980NNSfive
,9981,,
decided9982VVDdecide
not9983RBnot
to9984TOto
pursue9985VVpursue
it9986PPit
because9987INbecause
Fives9988NNSfive
from9989INfrom
the9990DTthe
very9991JJvery
outset9992NNoutset
said9993VVDsay
it9994PPit
's9995VBZbe
not9996RBnot
our9997PP$our
problem9998NNproblem
,9999,,
they10000PPthey
supplied10001VVDsupply
the10002DTthe
motors10003NNSmotor
,10004,,
they10005PPthey
were10006VBDbe
the10007DTthe
problem10008NNproblem
,10009,,
GE10010NPGE
screwed10011VVDscrew
up10012RPup
.10013SENT.
GE10014NPGE
will10015MDwill
take10016VVtake
care10017NNcare
of10018INof
it10019PPit
,10020,,
do10021VVPdo
n't10022RBn't
talk10023VVtalk
to10024TOto
us10025PPus
,10026,,
we10027PPwe
pursued10028VVDpursue
it10029PPit
for10030INfor
a10031DTa
while10032NNwhile
with10033INwith
Fives10034NNSfive
.10035SENT.
GE10036NPGE
did10037VVDdo
begin10038VVbegin
working10039VVGwork
with10040INwith
us10041PPus
to10042TOto
fix10043VVfix
the10044DTthe
motors10045NNSmotor
and10046CCand
provide10047VVprovide
housing10048NNhousing
for10049INfor
the10050DTthe
motors10051NNSmotor
.10052SENT.
We10053PPwe
basically10054RBbasically
had10055VHDhave
an10056DTan
ongoing10057JJongoing
working10058VVGwork
relationship10059NNrelationship
with10060INwith
GE10061NPGE
after10062INafter
a10063DTa
time10064NNtime
,10065,,
and10066CCand
it10067PPit
turned10068VVDturn
out10069RPout
not10070RBnot
to10071TOto
be10072VBbe
satisfactory10073JJsatisfactory
.10074SENT.
The10075DTthe
problems10076NNSproblem
were10077VBDbe
not10078RBnot
solved10079VVNsolve
.10080SENT.
And10081CCand
their10082PP$their
defective10083JJdefective
motors10084NNSmotor
caused10085VVDcause
additional10086JJadditional
damage10087NNdamage
to10088TOto
our10089PP$our
facility10090NNfacility
which10091WDTwhich
under10092INunder
Alabama10093NPAlabama
law10094NNlaw
and10095CCand
,10096,,
by10097INby
the10098DTthe
way10099NNway
,10100,,
U10101NPU
.10102SENT.
S10103NPS
.10104SENT.
federal10105JJfederal
common10106JJcommon
law10107NNlaw
in10108INin
the10109DTthe
maritime10110JJmaritime
context10111NNcontext
allows10112VVZallow
a10113DTa
party10114NNparty
to10115TOto
assert10116VVassert
a10117DTa
tort10118NNtort
claim10119NNclaim
outside10120INoutside
the10121DTthe
contractual10122JJcontractual
relationship10123NNrelationship
.10124SENT.
[JUSTICE BREYER]10125LOC[JUSTICE BREYER]
I10126PPI
'm10127VBPbe
interested10128JJinterested
in10129INin
...10130:...
you10131PPyou
want10132VVPwant
to10133TOto
read10134VVread
that10135DTthat
sentence10136NNsentence
310137CD3
as10138INas
the10139DTthe
ceiling10140NNceiling
.10141SENT.
You10142PPyou
know10143VVPknow
what10144WPwhat
I10145PPI
am10146VBPbe
talking10147VVGtalk
about10148RBabout
?10149SENT?
[MR. HACKER]10150LOC[MR. HACKER]
The10151DTthe
Article10152NPArticle
II10153NPII
...10154:...
[JUSTICE BREYER]10155LOC[JUSTICE BREYER]
Yeah10156NPYeah
,10157,,
Article10158NPArticle
II10159NPII
...10160:...
[MR. HACKER]10161LOC[MR. HACKER]
...10162:...
paragraph10163NNparagraph
310164CD3
.10165SENT.
[JUSTICE BREYER]10166LOC[JUSTICE BREYER]
...10167:...
sentence10168NNsentence
310169CD3
as10170INas
a10171DTa
ceiling10172NNceiling
.10173SENT.
All10174DTall
right10175NNright
.10176SENT.
[MR. HACKER]10177LOC[MR. HACKER]
Well10178UHWell
...10179:...
the10180DTthe
whole10181NNwhole
...10182:...
[JUSTICE BREYER]10183LOC[JUSTICE BREYER]
Yeah10184NPYeah
,10185,,
but10186CCbut
then10187RBthen
the10188DTthe
word10189NNword
"10190``"
privity10191NNprivity
"10192''"
does10193VVZdo
n't10194RBn't
appear10195VVappear
there10196RBthere
,10197,,
you10198PPyou
know10199VVPknow
,10200,,
so10201RBso
you10202PPyou
say10203VVPsay
almost10204RBalmost
a10205DTa
ceiling10206NNceiling
.10207SENT.
No10208UHNo
.10209SENT.
Almost10210RBalmost
a10211DTa
party10212NNparty
.10213SENT.
No10214UHNo
.10215SENT.
Party10216NNparty
plus10217CCplus
privity10218NNprivity
.10219SENT.
And10220CCand
I10221PPI
say10222VVPsay
:10223::
Well10224UHWell
,10225,,
now10226RBnow
,10227,,
I10228PPI
'm10229VBPbe
sitting10230VVGsit
here10231RBhere
,10232,,
can10233MDcan
I10234PPI
think10235VVthink
of10236INof
some10237DTsome
cases10238NNScase
that10239WDTthat
are10240VBPbe
hard10241JJhard
to10242TOto
squeeze10243VVsqueeze
into10244INinto
the10245DTthe
term10246NNterm
"10247``"
privity10248NNprivity
"10249''"
but10250CCbut
it10251PPit
sounds10252VVZsound
as10253RBas
if10254INif
they10255PPthey
should10256MDshould
be10257VBbe
able10258JJable
to10259TOto
stand10260VVstand
in10261INin
the10262DTthe
shoes10263NNSshoe
of10264INof
the10265DTthe
party10266NNparty
?10267SENT?
Smith10268NPSmith
makes10269VVZmake
a10270DTa
contract10271NNcontract
with10272INwith
Jones10273NPJones
.10274SENT.
He10275PPhe
says10276VVZsay
:10277::
You10278PPyou
know10279VVPknow
,10280,,
Jones10281NPJones
,10282,,
this10283DTthis
is10284VBZbe
for10285INfor
the10286DTthe
benefit10287NNbenefit
of10288INof
my10289PP$my
daughter10290NNdaughter
when10291WRBwhen
she10292PPshe
's10293VBZbe
3510294CD@card@
.10295SENT.
This10296DTthis
will10297MDwill
help10298VVhelp
her10299PPher
a10300DTa
lot10301NNlot
.10302SENT.
And10303CCand
I10304PPI
want10305VVPwant
her10306PPher
to10307TOto
be10308VBbe
able10309JJable
to10310TOto
enforce10311VVenforce
it10312PPit
.10313SENT.
And10314CCand
I10315PPI
want10316VVPwant
her10317PPher
to10318TOto
be10319VBbe
able10320JJable
to10321TOto
go10322VVgo
to10323TOto
arbitration10324NNarbitration
.10325SENT.
I10326PPI
love10327VVPlove
arbitration10328NNarbitration
.10329SENT.
Jones10330NPJones
writes10331VVZwrite
back10332RBback
to10333TOto
the10334DTthe
letter10335NNletter
:10336::
I10337PPI
agree10338VVPagree
with10339INwith
you10340PPyou
,10341,,
of10342INof
course10343NNcourse
you10344PPyou
can10345MDcan
enforce10346VVenforce
it10347PPit
in10348INin
arbitration10349NNarbitration
.10350SENT.
I10351PPI
love10352VVPlove
arbitration10353NNarbitration
too10354RBtoo
.10355SENT.
[10356SYM[
LAUGHTER10357NNlaughter
]10358SYM]
[JUSTICE BREYER]10359LOC[JUSTICE BREYER]
Do10360VVPdo
n't10361RBn't
worry10362VVworry
.10363SENT.
Go10364VVgo
ahead10365RBahead
and10366CCand
sign10367VVsign
.10368SENT.
So10369RBso
he10370PPhe
signs10371VVZsign
.10372SENT.
And10373CCand
now10374RBnow
the10375DTthe
daughter10376NNdaughter
wants10377VVZwant
to10378TOto
go10379VVgo
to10380TOto
arbitration10381NNarbitration
after10382INafter
she10383PPshe
's10384VBZbe
3510385CD@card@
.10386SENT.
Well10387UHwell
,10388,,
that10389WDTthat
's10390VBZbe
a10391DTa
pretty10392RBpretty
strong10393JJstrong
case10394NNcase
for10395INfor
estoppel10396NNestoppel
.10397SENT.
And10398CCand
it10399PPit
's10400VBZbe
very10401RBvery
hard10402JJhard
to10403TOto
call10404VVcall
the10405DTthe
daughter10406NNdaughter
a10407DTa
privity10408NNprivity
.10409SENT.
So10410RBso
I10411PPI
've10412VHPhave
tried10413VVNtry
to10414TOto
think10415VVthink
of10416INof
a10417DTa
case10418NNcase
where10419WRBwhere
,10420,,
does10421VVZdo
that10422IN/thatthat
sentence10423NNsentence
forbid10424VVNforbid
that10425RBthat
?10426SENT?
No10427UHNo
.10428SENT.
Because10429INbecause
you10430PPyou
can10431MDcan
't10432RB't
either10433CCeither
call10434VVcall
the10435DTthe
daughter10436NNdaughter
a10437DTa
privity10438NNprivity
,10439,,
which10440WDTwhich
sounds10441VVZsound
like10442INlike
a10443DTa
stretch10444NNstretch
,10445,,
or10446CCor
you10447PPyou
could10448MDcould
say10449VVsay
that10450DTthat
is10451VBZbe
not10452RBnot
a10453DTa
ceiling10454NNceiling
but10455CCbut
it10456PPit
does10457VVZdo
pick10458VVpick
up10459RPup
domestic10460JJdomestic
law10461NNlaw
on10462INon
this10463DTthis
matter10464NNmatter
.10465SENT.
And10466CCand
,10467,,
by10468INby
and10469CCand
large10470JJlarge
,10471,,
when10472WRBwhen
the10473DTthe
domestic10474JJdomestic
law10475NNlaw
allows10476VVZallow
a10477DTa
non-signatory10478NNnon-signatory
to10479TOto
enforce10480VVenforce
an10481DTan
arbitration10482NNarbitration
clause10483NNclause
against10484INagainst
a10485DTa
signatory10486NNsignatory
,10487,,
this10488DTthis
does10489VVZdo
n't10490RBn't
forbid10491VVforbid
it10492PPit
.10493SENT.
Now10494RBnow
,10495,,
what10496WPwhat
about10497INabout
that10498DTthat
approach10499NNapproach
?10500SENT?
[MR. HACKER]10501LOC[MR. HACKER]
I10502PPI
think10503VVPthink
the10504DTthe
problem10505NNproblem
is10506VBZbe
what10507WPwhat
you10508PPyou
...10509:...
what10510WPwhat
was10511VBDbe
described10512VVNdescribe
earlier10513RBRearlier
as10514INas
a10515DTa
choice-of-law10516JJchoice-of-law
problem10517NNproblem
,10518,,
which10519WDTwhich
I10520PPI
think10521VVPthink
your10522PP$your
international10523JJinternational
commentators10524NNScommentator
recognize10525VVPrecognize
that10526IN/thatthat
the10527DTthe
law10528NNlaw
has10529VHZhave
to10530TOto
be10531VBbe
governed10532VVNgovern
by10533INby
universally10534RBuniversally
recognized10535VVNrecognize
international10536JJinternational
law10537NNlaw
principles10538NNSprinciple
because10539INbecause
if10540INif
you10541PPyou
open10542VVPopen
up10543RPup
the10544DTthe
door10545NNdoor
to10546TOto
domestic10547JJdomestic
law10548NNlaw
on10549INon
what10550WPwhat
seems10551VVZseem
like10552INlike
a10553DTa
,10554,,
gee10555NNgee
,10556,,
that10557WDTthat
seems10558VVZseem
an10559DTan
eminently10560RBeminently
fair10561JJfair
situation10562NNsituation
and10563CCand
say10564VVPsay
domestic10565JJdomestic
law10566NNlaw
gets10567VVZget
to10568TOto
decide10569VVdecide
who10570WPwho
gets10571VVZget
to10572TOto
enforce10573VVenforce
,10574,,
that10575WDTthat
creates10576VVZcreate
a10577DTa
huge10578JJhuge
problem10579NNproblem
under10580INunder
the10581DTthe
Convention10582NNconvention
because10583INbecause
then10584JJthen
states10585NNSstate
can10586MDcan
begin10587VVbegin
subjecting10588VVGsubject
parties10589NNSparty
to10590TOto
arbitration10591NNarbitration
,10592,,
absent10593VVabsent
their10594PP$their
consent10595NNconsent
,10596,,
unwilling10597JJunwilling
parties10598NNSparty
when10599WRBwhen
the10600DTthe
Convention10601NNconvention
clearly10602RBclearly
intends10603VVZintend
to10604TOto
be10605VBbe
...10606:...
[JUSTICE BREYER]10607LOC[JUSTICE BREYER]
All10608DTall
right10609NNright
.10610SENT.
[MR. HACKER]10611LOC[MR. HACKER]
...10612:...
required10613VVNrequire
to10614TOto
...10615:...
[JUSTICE BREYER]10616LOC[JUSTICE BREYER]
He10617PPhe
had10618VHDhave
a10619DTa
list10620NNlist
about10621INabout
a10622DTa
thousand10623CDthousand
miles10624NNSmile
long10625RBlong
,10626,,
it10627PPit
seemed10628VVDseem
to10629TOto
me10630PPme
,10631,,
of10632INof
authorities10633NNSauthority
,10634,,
cases10635NNScase
,10636,,
professors10637NNSprofessor
,10638,,
and10639CCand
others10640NNSother
who10641WPwho
say10642VVPsay
all10643PDTall
these10644DTthese
other10645JJother
people10646NNSpeople
have10647VHPhave
enforced10648VVNenforce
that10649IN/thatthat
particular10650JJparticular
sentence10651NNsentence
in10652INin
a10653DTa
way10654NNway
that10655IN/thatthat
it10656PPit
allows10657VVZallow
at10658INat
least10659JJSleast
some10660DTsome
,10661,,
perhaps10662RBperhaps
not10663RBnot
all10664RBall
,10665,,
of10666INof
those10667DTthose
who10668WPwho
are10669VBPbe
hard10670JJhard
to10671TOto
call10672VVcall
privities10673NNSprivity
to10674TOto
enforce10675VVenforce
under10676INunder
certain10677JJcertain
circumstances10678NNScircumstance
and10679CCand
this10680DTthis
is10681VBZbe
one10682CDone
.10683SENT.
What10684WPWhat
do10685VVPdo
you10686PPyou
say10687VVPsay
?10688SENT?
[MR. HACKER]10689LOC[MR. HACKER]
The10690DTthe
circumstance10691NNcircumstance
in10692INin
which10693WDTwhich
it10694PPit
is10695VBZbe
widely10696RBwidely
and10697CCand
I10698PPI
would10699MDwould
say10700VVsay
essentially10701RBessentially
universally10702RBuniversally
recognized10703VVNrecognize
is10704VBZbe
only10705RBonly
one10706CDone
.10707SENT.
It10708PPit
's10709VBZbe
not10710RBnot
the10711DTthe
one10712CDone
Your10713PP$your
Honor10714NPHonor
describes10715VVZdescribe
.10716SENT.
It10717PPit
is10718VBZbe
the10719DTthe
situation10720NNsituation
where10721WRBwhere
a10722DTa
party10723NNparty
begins10724VVZbegin
or10725CCor
has10726VHZhave
even10727RBeven
completed10728VVNcomplete
arbitration10729NNarbitration
and10730CCand
then10731RBthen
...10732:...
or10733CCor
an10734DTan
entity10735NNentity
begins10736VVZbegin
or10737CCor
completes10738VVZcomplete
arbitration10739NNarbitration
and10740CCand
then10741RBthen
later10742RBRlater
says10743VVZsay
I10744PPI
was10745VBDbe
n't10746RBn't
a10747DTa
party10748NNparty
,10749,,
I10750PPI
do10751VVPdo
n't10752RBn't
want10753VVwant
to10754TOto
be10755VBbe
subject10756JJsubject
to10757TOto
the10758DTthe
results10759NNSresult
of10760INof
this10761DTthis
arbitration10762NNarbitration
.10763SENT.
That10764DTthat
's10765VBZbe
a10766DTa
situation10767NNsituation
where10768WRBwhere
courts10769NNScourt
,10770,,
international10771JJinternational
decisions10772NNSdecision
have10773VHPhave
recognized10774VVNrecognize
they10775PPthey
can10776MDcan
be10777VBbe
held10778VVNhold
to10779TOto
it10780PPit
but10781CCbut
it10782PPit
is10783VBZbe
not10784RBnot
really10785RBreally
an10786DTan
estoppel10787NNestoppel
/10788SYM/
contract10789NNcontract
doctrine10790NNdoctrine
.10791SENT.
What10792WPWhat
Justice10793NPJustice
Alito10794NPAlito
's10795POS's
opinion10796NNopinion
in10797INin
the10798DTthe
case10799NNcase
in10800INin
Minmetals10801NPMinmetals
described10802VVDdescribe
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as10804RBas
is10805VBZbe
really10806RBreally
a10807DTa
waiver10808NNwaiver
doctrine10809NNdoctrine
or10810CCor
forfeiture10811NNforfeiture
doctrine10812NNdoctrine
.10813SENT.
That10814DTthat
's10815VBZbe
how10816WRBhow
the10817DTthe
English10818NPEnglish
Court10819NPCourt
in10820INin
Peterson10821NPPeterson
Farms10822NNSfarm
described10823VVDdescribe
it10824PPit
,10825,,
that10826WDTthat
's10827VBZbe
how10828WRBhow
the10829DTthe
UK10830NPUK
High10831NPHigh
Court10832NPCourt
in10833INin
Dallah10834NPDallah
described10835VVDdescribe
it10836PPit
.10837SENT.
It10838PPit
's10839VBZbe
really10840RBreally
forfeiture10841NNforfeiture
or10842CCor
waiver10843NNwaiver
.10844SENT.
It10845PPit
's10846VBZbe
not10847RBnot
some10848DTsome
opening10849NNopening
the10850DTthe
door10851NNdoor
to10852TOto
all10853DTall
kinds10854NNSkind
of10855INof
situations10856NNSsituation
when10857WRBwhen
it10858PPit
sort10859VVPsort
of10860INof
seems10861VVZseem
fair10862JJfair
to10863TOto
let10864VVlet
an10865DTan
unwilling10866JJunwilling
party10867NNparty
to10868TOto
force10869VVforce
an10870DTan
unwilling10871JJunwilling
party10872NNparty
to10873TOto
arbitrate10874VVarbitrate
.10875SENT.
And10876CCand
think10877VVPthink
about10878INabout
the10879DTthe
consequences10880NNSconsequence
of10881INof
doing10882VVGdo
that10883DTthat
.10884SENT.
The10885DTthe
Todd10886NPTodd
case10887NNcase
that10888IN/thatthat
I10889PPI
believe10890VVPbelieve
Justice10891NPJustice
Ginsburg10892NPGinsburg
raised10893VVDraise
exemplifies10894VVZexemplify
the10895DTthe
problems10896NNSproblem
that10897IN/thatthat
you10898PPyou
have10899VHPhave
if10900INif
you10901PPyou
just10902RBjust
say10903VVPsay
...10904:...
if10905INif
...10906:...
if10907INif
it10908PPit
's10909VBZbe
connected10910VVNconnect
to10911TOto
the10912DTthe
contract10913NNcontract
in10914INin
some10915DTsome
way10916NNway
.10917SENT.
Remember10918VVremember
we10919PPwe
had10920VHDhave
the10921DTthe
earlier10922JJRearly
discussion10923NNdiscussion
from10924INfrom
the10925DTthe
earlier10926JJRearly
argument10927NNargument
,10928,,
the10929DTthe
word10930NNword
"10931``"
involves10932VVZinvolve
"10933``"
can10934MDcan
,10935,,
you10936PPyou
know10937VVPknow
,10938,,
extend10939VVPextend
to10940TOto
the10941DTthe
...10942:...
the10943DTthe
limits10944NNSlimit
of10945INof
the10946DTthe
universe10947NNuniverse
.10948SENT.
Well10949UHwell
,10950,,
so10951INso
can10952MDcan
something10953NNsomething
that10954WDTthat
's10955VBZbe
related10956VVNrelate
to10957TOto
the10958DTthe
...10959:...
you10960PPyou
know10961VVPknow
,10962,,
to10963TOto
a10964DTa
contract10965NNcontract
can10966MDcan
extend10967VVextend
to10968TOto
no10969DTno
limit10970NNlimit
.10971SENT.
And10972CCand
that10973DTthat
's10974VBZbe
what10975WPwhat
happened10976VVDhappen
in10977INin
the10978DTthe
Todd10979NPTodd
case10980NNcase
where10981WRBwhere
a10982DTa
sailor10983NNsailor
was10984VBDbe
injured10985VVNinjure
while10986INwhile
working10987VVGwork
on10988INon
a10989DTa
ship10990NNship
,10991,,
could10992MDcould
n't10993RBn't
recover10994VVrecover
against10995INagainst
his10996PP$his
immediate10997JJimmediate
employer10998NNemployer
because10999INbecause
the11000DTthe
employer11001NNemployer
went11002VVDgo
bankrupt11003JJbankrupt
or11004CCor
in11005INin
some11006DTsome
way11007NNway
could11008MDcould
n't11009RBn't
...11010:...
would11011MDwould
n't11012RBn't
pay11013VVpay
the11014DTthe
employer11015NNemployer
for11016INfor
his11017PP$his
personal11018JJpersonal
injuries11019NNSinjury
.11020SENT.
And11021CCand
so11022RBso
he11023PPhe
went11024VVDgo
against11025INagainst
the11026DTthe
employer11027NNemployer
's11028POS's
principal11029NNprincipal
,11030,,
the11031DTthe
guarantor11032NNguarantor
,11033,,
and11034CCand
the11035DTthe
guarantor11036NNguarantor
said11037VVDsay
:11038::
Well11039UHwell
,11040,,
your11041PP$your
claim11042NNclaim
for11043INfor
injury11044NNinjury
on11045INon
a11046DTa
ship11047NNship
is11048VBZbe
connected11049VVNconnect
to11050TOto
this11051DTthis
contract11052NNcontract
I11053PPI
have11054VHPhave
with11055INwith
the11056DTthe
...11057:...
the11058DTthe
...11059:...
the11060DTthe
ship11061NNship
owner11062NNowner
.11063SENT.
And11064CCand
that11065DTthat
contract11066NNcontract
has11067VHZhave
an11068DTan
arbitration11069NNarbitration
agreement11070NNagreement
.11071SENT.
And11072CCand
so11073RBso
you11074PPyou
have11075VHPhave
to11076TOto
arbitrate11077VVarbitrate
with11078INwith
me11079PPme
overseas11080RBoverseas
over11081INover
your11082PP$your
personal11083JJpersonal
injury11084NNinjury
.11085SENT.
That11086DTthat
's11087VBZbe
exactly11088RBexactly
the11089DTthe
problem11090NNproblem
with11091INwith
opening11092VVGopen
the11093DTthe
door11094NNdoor
to11095TOto
U11096NPU
.11097SENT.
S11098NPS
.11099SENT.
modern11100JJmodern
equitable11101JJequitable
estoppel11102NNestoppel
that11103WDTthat
is11104VBZbe
divorced11105VVNdivorce
from11106INfrom
the11107DTthe
contract11108NNcontract
terms11109NNSterm
and11110CCand
divorced11111VVNdivorce
from11112INfrom
a11113DTa
situation11114NNsituation
when11115WRBwhen
you11116PPyou
're11117VBPbe
really11118RBreally
talking11119VVGtalk
about11120INabout
a11121DTa
waiver11122NNwaiver
where11123WRBwhere
somebody11124NNsomebody
has11125VHZhave
engaged11126VVNengage
in11127INin
arbitration11128NNarbitration
.11129SENT.
That11130DTthat
's11131VBZbe
the11132DTthe
limited11133JJlimited
circumstance11134NNcircumstance
.11135SENT.
It11136PPit
's11137VBZbe
not11138RBnot
any11139DTany
kind11140NNkind
of11141INof
gerrymander11142NNgerrymander
.11143SENT.
It11144PPit
's11145VBZbe
simply11146RBsimply
adhering11147VVGadhere
to11148TOto
the11149DTthe
same11150JJsame
text11151NNtext
of11152INof
the11153DTthe
Convention11154NNconvention
,11155,,
which11156WDTwhich
for11157INfor
Convention-governed11158JJConvention-governed
cases11159NNScase
requires11160VVZrequire
a11161DTa
written11162JJwritten
agreement11163NNagreement
and11164CCand
limits11165NNSlimit
enforcement11166NNenforcement
of11167INof
the11168DTthe
written11169VVNwrite
agreement11170NNagreement
to11171TOto
the11172DTthe
parties11173NNSparty
to11174TOto
the11175DTthe
agreement11176NNagreement
.11177SENT.
Let11178VVlet
me11179PPme
make11180VVmake
one11181CDone
other11182JJother
point11183NNpoint
about11184INabout
the11185DTthe
language11186NNlanguage
of11187INof
Article11188NPArticle
II11189NPII
,11190,,
paragraph11191NNparagraph
311192CD3
.11193SENT.
Justice11194NPJustice
Kagan11195NPKagan
's11196POS's
absolutely11197RBabsolutely
correct11198JJcorrect
that11199IN/thatthat
"11200``"
parties11201NNSparty
,11202,,
"11203''"
the11204DTthe
second11205JJsecond
use11206NNuse
of11207INof
"11208``"
parties11209NNSparty
,11210,,
"11211''"
pretty11212RBpretty
clearly11213RBclearly
is11214VBZbe
referring11215VVGrefer
to11216TOto
the11217DTthe
parties11218NNSparty
to11219TOto
the11220DTthe
agreement11221NNagreement
.11222SENT.
If11223INif
there11224EXthere
is11225VBZbe
any11226DTany
doubt11227NNdoubt
about11228INabout
that11229DTthat
,11230,,
look11231VVlook
at11232INat
the11233DTthe
Spanish11234JJSpanish
versions11235NNSversion
of11236INof
the11237DTthe
Convention11238NPConvention
,11239,,
look11240NNlook
at11241INat
the11242DTthe
French11243JJFrench
versions11244NNSversion
of11245INof
the11246DTthe
Convention11247NNconvention
,11248,,
which11249WDTwhich
you11250PPyou
'll11251MDwill
find11252VVfind
at11253INat
paragraphs11254NNSparagraph
or11255CCor
pages11256NNSpage
11A11257NP11A
and11258CCand
20A11259NP20A
of11260INof
our11261PP$our
brief11262NNbrief
.11263SENT.
It11264PPit
actually11265RBactually
says11266VVZsay
"11267``"
of11268INof
them11269PPthem
.11270SENT.
"11271''"
It11272PPit
does11273VVZdo
n't11274RBn't
say11275VVsay
"11276''"
of11277INof
the11278DTthe
parties11279NNSparty
.11280SENT.
"11281''"
It11282PPit
says11283VVZsay
"11284``"
of11285INof
them11286PPthem
,11287,,
"11288``"
immediately11289RBimmediately
referring11290VVGrefer
back11291RBback
to11292TOto
the11293DTthe
parties11294NNSparty
to11295TOto
the11296DTthe
written11297JJwritten
agreement11298NNagreement
.11299SENT.
So11300RBso
there11301EXthere
is11302VBZbe
really11303RBreally
no11304DTno
ambiguity11305NNambiguity
whatsoever11306RBwhatsoever
there11307RBthere
.11308SENT.
This11309DTthis
,11310,,
unlike11311INunlike
FAA11312NPFAA
Section11313NPSection
311314CD3
addressed11315VVNaddress
in11316INin
Andersen11317NPAndersen
limits11318NNSlimit
enforcement11319NNenforcement
to11320TOto
the11321DTthe
parties11322NNSparty
to11323TOto
the11324DTthe
written11325JJwritten
agreement11326NNagreement
.11327SENT.
That11328DTthat
's11329VBZbe
only11330RBonly
in11331INin
Convention-governing11332NPConvention-governing
cases11333NNScase
,11334,,
Justice11335NPJustice
Gorsuch11336NPGorsuch
.11337SENT.
The11338DTthe
point11339NNpoint
is11340VBZbe
it11341PPit
's11342VBZbe
possible11343JJpossible
for11344INfor
a11345DTa
state11346NNstate
to11347TOto
adopt11348VVadopt
a11349DTa
separate11350JJseparate
law11351NNlaw
,11352,,
like11353INlike
Peru11354NPPeru
did11355VVDdo
,11356,,
and11357CCand
subject11358JJsubject
parties11359NNSparty
to11360TOto
arbitration11361NNarbitration
,11362,,
unwilling11363JJunwilling
parties11364NNSparty
to11365TOto
arbitration11366NNarbitration
on11367INon
whatever11368WDTwhatever
terms11369NNSterm
a11370DTa
state11371NNstate
feels11372VVZfeel
like11373INlike
.11374SENT.
That11375DTthat
's11376VBZbe
not11377RBnot
what11378WPwhat
the11379DTthe
United11380NPUnited
States11381NPSStates
has11382VHZhave
done11383VVNdo
.11384SENT.
And11385CCand
the11386DTthe
consequence11387NNconsequence
of11388INof
doing11389VVGdo
that11390WDTthat
is11391VBZbe
that11392IN/thatthat
you11393PPyou
lose11394VVPlose
the11395DTthe
automatic11396JJautomatic
enforcement11397NNenforcement
benefits11398NNSbenefit
,11399,,
virtually11400RBvirtually
automatic11401JJautomatic
enforcement11402NNenforcement
benefits11403NNSbenefit
promised11404VVNpromise
by11405INby
Article11406NPArticle
V11407NNV
.11408SENT.
The11409DTthe
last11410JJlast
two11411CDtwo
points11412NNSpoint
that11413IN/thatthat
I11414PPI
would11415MDwould
make11416VVmake
are11417VBPbe
recall11418NNrecall
that11419IN/thatthat
extension11420NNextension
to11421TOto
non-parties11422NNSnon-parties
,11423,,
all11424PDTall
the11425DTthe
commentators11426NNScommentator
,11427,,
I11428PPI
think11429VVPthink
the11430DTthe
United11431NPUnited
States11432NPSStates
too11433RBtoo
,11434,,
says11435VVZsay
the11436DTthe
extension11437NNextension
of11438INof
an11439DTan
arbitration11440NNarbitration
agreement11441NNagreement
to11442TOto
non-parties11443NNSnon-parties
is11444VBZbe
supposed11445VVNsuppose
to11446TOto
be11447VBbe
rare11448JJrare
.11449SENT.
It11450PPit
's11451VBZbe
supposed11452VVNsuppose
to11453TOto
be11454VBbe
the11455DTthe
exception11456NNexception
that11457IN/thatthat
you11458PPyou
almost11459RBalmost
never11460RBnever
see11461VVsee
.11462SENT.
Under11463INunder
the11464DTthe
doctrine11465NNdoctrine
GE11466NPGE
wants11467VVZwant
you11468PPyou
to11469TOto
adopt11470VVadopt
under11471INunder
U11472NPU
.11473SENT.
S11474NPS
.11475SENT.
law11476NNlaw
or11477CCor
under11478INunder
international11479JJinternational
law11480NNlaw
,11481,,
essentially11482RBessentially
all11483DTall
subcontractors11484NNSsubcontractor
would11485MDwould
suddenly11486RBsuddenly
be11487VBbe
able11488JJable
to11489TOto
arbitrate11490VVarbitrate
,11491,,
even11492RBeven
absent11493VVabsent
a11494DTa
written11495JJwritten
agreement11496NNagreement
with11497INwith
the11498DTthe
subcontractor11499NNsubcontractor
because11500INbecause
basically11501RBbasically
a11502DTa
claim11503NNclaim
between11504INbetween
the11505DTthe
subcontractor11506NNsubcontractor
and11507CCand
the11508DTthe
principle11509NNprinciple
is11510VBZbe
in11511INin
some11512DTsome
way11513NNway
going11514VVGgo
to11515TOto
be11516VBbe
connected11517VVNconnect
to11518TOto
...11519:...
to11520TOto
involve11521VVinvolve
the11522DTthe
contract11523NNcontract
.11524SENT.
So11525RBso
you11526PPyou
completely11527RBcompletely
erase11528VVerase
the11529DTthe
idea11530NNidea
that11531IN/thatthat
this11532DTthis
kind11533NNkind
of11534INof
enforcement11535NNenforcement
is11536VBZbe
supposed11537VVNsuppose
to11538TOto
be11539VBbe
rare11540JJrare
,11541,,
supposed11542VVNsuppose
to11543TOto
be11544VBbe
...11545:...
be11546VBbe
the11547DTthe
exception11548NNexception
,11549,,
essentially11550RBessentially
be11551VBbe
the11552DTthe
rule11553NNrule
in11554INin
all11555DTall
construction11556NNconstruction
cases11557NNScase
.11558SENT.
The11559DTthe
other11560JJother
point11561NNpoint
I11562PPI
would11563MDwould
remind11564VVremind
the11565DTthe
Court11566NNcourt
about11567INabout
its11568PP$its
own11569JJown
decision11570NNdecision
in11571INin
the11572DTthe
Scherk11573NPScherk
case11574NNcase
.11575SENT.
It11576PPit
says11577VVZsay
the11578DTthe
purpose11579NNpurpose
of11580INof
the11581DTthe
Convention11582NNconvention
is11583VBZbe
to11584TOto
"11585``"
unify11586VVunify
the11587DTthe
standards11588NNSstandard
"11589''"
for11590INfor
recognizing11591VVGrecognize
agreements11592NNSagreement
and11593CCand
enforcing11594VVGenforce
awards11595NNSaward
.11596SENT.
I11597PPI
submit11598VVPsubmit
,11599,,
Your11600PP$your
Honors11601NNShonors
,11602,,
there11603EXthere
is11604VBZbe
only11605RBonly
one11606CDone
way11607NNway
to11608TOto
make11609VVmake
the11610DTthe
standards11611NNSstandard
uniform11612NNuniform
and11613CCand
that11614WDTthat
is11615VBZbe
to11616TOto
respect11617VVrespect
,11618,,
adhere11619VVadhere
to11620TOto
,11621,,
and11622CCand
enforce11623VVenforce
the11624DTthe
uniform11625JJuniform
textual11626JJtextual
words11627NNSword
of11628INof
the11629DTthe
Convention11630NNconvention
.11631SENT.
Thank11632VVthank
you11633PPyou
.11634SENT.
[CHIEF JUSTICE ROBERTS]11635LOC[CHIEF JUSTICE ROBERTS]
Thank11636VVthank
you11637PPyou
,11638,,
counsel11639NNcounsel
.11640SENT.
Two11641CDTwo
minutes11642NNSminute
,11643,,
Mr11644NPMr
.11645SENT.
Dvoretzky11646NPDvoretzky
.11647SENT.
[MR. DVORETZKY]11648LOC[MR. DVORETZKY]
Thank11649VVthank
you11650PPyou
.11651SENT.
If11652INif
I11653PPI
could11654MDcould
,11655,,
let11656VVlet
me11657PPme
make11658VVmake
three11659CDthree
points11660NNSpoint
and11661CCand
then11662RBthen
suggest11663VVPsuggest
possible11664JJpossible
ways11665NNSway
to11666TOto
resolve11667VVresolve
this11668DTthis
case11669NNcase
.11670SENT.
First11671RBfirst
,11672,,
there11673EXthere
's11674VBZbe
an11675DTan
international11676JJinternational
consensus11677NNconsensus
in11678INin
favor11679NNfavor
of11680INof
non-signatory11681JJnon-signatory
enforcement11682NNenforcement
generally11683RBgenerally
.11684SENT.
And11685CCand
there11686EXthere
are11687VBPbe
numerous11688JJnumerous
international11689JJinternational
cases11690NNScase
that11691WDTthat
allow11692VVPallow
non-signatory11693JJnon-signatory
enforcement11694NNenforcement
on11695INon
facts11696NNSfact
like11697INlike
these11698DTthese
.11699SENT.
The11700DTthe
Titan11701NNtitan
Unity11702NPUnity
case11703NNcase
from11704INfrom
Singapore11705NPSingapore
,11706,,
there11707EXthere
are11708VBPbe
cases11709NNScase
from11710INfrom
France11711NPFrance
and11712CCand
Switzerland11713NPSwitzerland
,11714,,
all11715DTall
of11716INof
these11717DTthese
are11718VBPbe
very11719RBvery
similar11720JJsimilar
.11721SENT.
You11722PPyou
have11723VHPhave
a11724DTa
situation11725NNsituation
where11726WRBwhere
A11727DTa
contracts11728NNScontract
with11729INwith
B11730NPB
and11731CCand
C11732NPC
actually11733RBactually
performs11734VVZperform
the11735DTthe
contract11736NNcontract
.11737SENT.
And11738CCand
in11739INin
those11740DTthose
situations11741NNSsituation
because11742INbecause
C11743NPC
is11744VBZbe
involved11745VVNinvolve
in11746INin
performing11747VVGperform
A11748NPA
and11749CCand
B11750NPB
's11751POS's
contract11752NNcontract
,11753,,
C11754NPC
can11755MDcan
enforce11756VVenforce
the11757DTthe
arbitration11758NNarbitration
agreement11759NNagreement
if11760INif
sued11761VVNsue
by11762INby
one11763CDone
of11764INof
the11765DTthe
parties11766NNSparty
to11767TOto
the11768DTthe
contract11769NNcontract
.11770SENT.
So11771INso
Singapore11772NPSingapore
,11773,,
France11774NPFrance
,11775,,
Switzerland11776NPSwitzerland
and11777CCand
other11778JJother
case11779NNcase
...11780:...
cases11781NNScase
cited11782VVNcite
in11783INin
the11784DTthe
briefs11785NNSbrief
.11786SENT.
Justice11787NPJustice
Sotomayor11788NPSotomayor
,11789,,
you11790PPyou
were11791VBDbe
looking11792VVGlook
for11793INfor
a11794DTa
limiting11795VVGlimit
principle11796NNprinciple
.11797SENT.
I11798PPI
think11799VVPthink
there11800EXthere
are11801VBPbe
limiting11802VVGlimit
principles11803NNSprinciple
to11804TOto
equitable11805JJequitable
estoppel11806NNestoppel
under11807INunder
domestic11808JJdomestic
law11809NNlaw
but11810CCbut
the11811DTthe
Convention11812NNconvention
just11813RBjust
does11814VVZdo
n't11815RBn't
speak11816VVspeak
to11817TOto
them11818PPthem
.11819SENT.
Third11820NPThird
,11821,,
Mr11822NPMr
.11823SENT.
Hacker11824NNhacker
argues11825VVZargue
that11826IN/thatthat
Congress11827NPCongress
in11828INin
effect11829NNeffect
adopts11830VVZadopt
...11831:...
I11832PPI
'm11833VBPbe
sorry11834JJsorry
?11835SENT?
[JUSTICE SOTOMAYOR]11836LOC[JUSTICE SOTOMAYOR]
What11837WPWhat
are11838VBPbe
they11839PPthey
?11840SENT?
[MR. DVORETZKY]11841LOC[MR. DVORETZKY]
It11842PPit
would11843MDwould
depend11844VVdepend
on11845INon
the11846DTthe
contours11847NNScontour
of11848INof
state11849NNstate
law11850NNlaw
,11851,,
but11852CCbut
presumably11853RBpresumably
state11854NNstate
law11855NNlaw
would11856MDwould
not11857RBnot
allow11858VVallow
you11859PPyou
to11860TOto
tag11861VVtag
a11862DTa
random11863JJrandom
person11864NNperson
on11865INon
the11866DTthe
street11867NNstreet
with11868INwith
no11869DTno
connection11870NNconnection
to11871TOto
the11872DTthe
contract11873NNcontract
and11874CCand
say11875VVPsay
you11876PPyou
're11877VBPbe
equitably11878RBequitably
estopped11879VVNestop
.11880SENT.
There11881EXthere
has11882VHZhave
to11883TOto
be11884VBbe
a11885DTa
factual11886JJfactual
basis11887NNbasis
for11888INfor
the11889DTthe
estoppel11890NNestoppel
.11891SENT.
And11892CCand
here11893RBhere
there11894EXthere
is11895VBZbe
for11896INfor
the11897DTthe
reasons11898NNSreason
that11899IN/thatthat
we11900PPwe
have11901VHPhave
been11902VBNbe
discussing11903VVGdiscuss
.11904SENT.
Mr11905NPMr
.11906SENT.
Hacker11907NNhacker
argues11908VVZargue
that11909IN/thatthat
Congress11910NPCongress
adopted11911VVDadopt
the11912DTthe
Convention11913NNconvention
as11914INas
both11915CCboth
a11916DTa
floor11917NNfloor
and11918CCand
a11919DTa
ceiling11920NNceiling
for11921INfor
U11922NPU
.11923SENT.
S11924NPS
.11925SENT.
law11926NNlaw
.11927SENT.
That11928DTthat
's11929VBZbe
simply11930RBsimply
not11931RBnot
what11932WPwhat
Congress11933NPCongress
did11934VVDdo
in11935INin
Chapter11936NPChapter
211937CD2
.11938SENT.
It11939PPit
created11940VVDcreate
federal11941JJfederal
jurisdiction11942NNjurisdiction
where11943WRBwhere
the11944DTthe
agreement11945NNagreement
falls11946VVZfall
under11947INunder
the11948DTthe
Convention11949NNconvention
,11950,,
and11951CCand
then11952RBthen
under11953INunder
911954CD9
U11955NPU
.11956SENT.
S11957NPS
.11958SENT.
C11959LSc
.11960SENT.
20611961CD@card@
,11962,,
if11963INif
you11964PPyou
have11965VHPhave
an11966DTan
agreement11967NNagreement
that11968WDTthat
falls11969VVZfall
under11970INunder
the11971DTthe
Convention11972NPConvention
,11973,,
a11974DTa
federal11975JJfederal
court11976NNcourt
exercising11977VVGexercise
its11978PP$its
jurisdiction11979NNjurisdiction
can11980MDcan
compel11981VVcompel
arbitration11982NNarbitration
.11983SENT.
It11984PPit
would11985MDwould
do11986VVdo
so11987RBso
by11988INby
looking11989VVGlook
to11990TOto
domestic11991JJdomestic
principles11992NNSprinciple
about11993INabout
when11994WRBwhen
enforcement11995NNenforcement
is11996VBZbe
proper11997JJproper
.11998SENT.
So11999RBso
in12000INin
terms12001NNSterm
of12002INof
how12003WRBhow
this12004DTthis
case12005NNcase
can12006MDcan
be12007VBbe
resolved12008VVNresolve
,12009,,
there12010EXthere
's12011VBZbe
...12012:...
the12013DTthe
narrowest12014JJSnarrow
possible12015JJpossible
way12016NNway
,12017,,
is12018VBZbe
to12019TOto
simply12020RBsimply
hold12021VVhold
that12022IN/thatthat
the12023DTthe
Eleventh12024JJeleventh
Circuit12025NNcircuit
was12026VBDbe
wrong12027JJwrong
to12028TOto
...12029:...
to12030TOto
apply12031VVapply
a12032DTa
signatory12033NNsignatory
requirement12034NNrequirement
,12035,,
at12036INat
Petition12037NNpetition
Appendix12038NPAppendix
15A12039NP15A
to12040TOto
16A12041NP16A
,12042,,
the12043DTthe
Eleventh12044JJeleventh
Circuit12045NNcircuit
recounts12046VVZrecount
the12047DTthe
district12048NNdistrict
court12049NNcourt
's12050VBZbe
finding12051VVGfind
that12052IN/thatthat
we12053PPwe
were12054VBDbe
parties12055NNSparty
but12056CCbut
says12057VVZsay
the12058DTthe
reason12059NNreason
we12060PPwe
can12061MDcan
't12062RB't
enforce12063VVenforce
is12064VBZbe
that12065IN/thatthat
we12066PPwe
did12067VVDdo
n't12068RBn't
actually12069RBactually
sign12070VVsign
.12071SENT.
I12072PPI
think12073VVPthink
that12074WDTthat
's12075VBZbe
demonstrably12076RBdemonstrably
wrong12077JJwrong
and12078CCand
the12079DTthe
narrowest12080JJSnarrow
possible12081JJpossible
way12082NNway
is12083VBZbe
to12084TOto
send12085VVsend
it12086PPit
back12087RBback
for12088INfor
that12089DTthat
reason12090NNreason
.12091SENT.
If12092INif
the12093DTthe
Court12094NPCourt
wants12095VVZwant
to12096TOto
provide12097VVprovide
additional12098JJadditional
guidance12099NNguidance
,12100,,
there12101EXthere
are12102VBPbe
two12103CDtwo
ways12104NNSway
to12105TOto
do12106VVdo
that12107IN/thatthat
,12108,,
I12109PPI
think12110VVPthink
.12111SENT.
One12112PPone
is12113VBZbe
to12114TOto
hold12115VVhold
that12116IN/thatthat
the12117DTthe
Convention12118NNconvention
provides12119VVZprovide
a12120DTa
floor12121NNfloor
,12122,,
not12123RBnot
a12124DTa
ceiling12125NNceiling
.12126SENT.
I12127PPI
think12128VVPthink
that12129IN/thatthat
that12130WDTthat
follows12131VVZfollow
from12132INfrom
the12133DTthe
text12134NNtext
of12135INof
the12136DTthe
Convention12137NNconvention
,12138,,
and12139CCand
also12140RBalso
from12141INfrom
international12142JJinternational
understanding12143NNunderstanding
.12144SENT.
[CHIEF JUSTICE ROBERTS]12145LOC[CHIEF JUSTICE ROBERTS]
The12146DTthe
second12147NNsecond
?12148SENT?
[MR. DVORETZKY]12149LOC[MR. DVORETZKY]
The12150DTthe
second12151JJsecond
way12152NNway
to12153TOto
resolve12154VVresolve
it12155PPit
,12156,,
as12157INas
Justice12158NPJustice
Sotomayor12159NPSotomayor
was12160VBDbe
suggesting12161VVGsuggest
,12162,,
the12163DTthe
term12164NNterm
parties12165NNSparty
in12166INin
Article12167NPArticle
II12168NPII
(12169((
312170CD3
)12171))
is12172VBZbe
undefined12173JJundefined
.12174SENT.
Domestic12175JJdomestic
law12176NNlaw
fills12177VVZfill
that12178DTthat
gap12179NNgap
,12180,,
as12181INas
it12182PPit
does12183VVZdo
for12184INfor
many12185JJmany
other12186JJother
things12187NNSthing
under12188INunder
the12189DTthe
Convention12190NNconvention
,12191,,
terms12192NNSterm
like12193INlike
"12194``"
null12195JJnull
and12196CCand
void12197JJvoid
,12198,,
"12199''"
"12200``"
incapable12201JJincapable
of12202INof
being12203VBGbe
performed12204VVNperform
.12205SENT.
"12206``"
Those12207DTthose
are12208VBPbe
not12209RBnot
defined12210VVNdefine
by12211INby
the12212DTthe
Convention12213NPConvention
but12214CCbut
the12215DTthe
Convention12216NPConvention
looks12217VVZlook
to12218TOto
domestic12219JJdomestic
law12220NNlaw
,12221,,
as12222INas
it12223PPit
does12224VVZdo
for12225INfor
parties12226NNSparty
.12227SENT.
[CHIEF JUSTICE ROBERTS]12228LOC[CHIEF JUSTICE ROBERTS]
Thank12229VVthank
you12230PPyou
,12231,,
counsel12232NNcounsel
.12233SENT.
The12234DTthe
case12235NNcase
is12236VBZbe
submitted12237VVNsubmit
.12238SENT.