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PMC9837725 | 544
www.cmj.hr
Aim To identify physical, cognitive, and metabolic factors
affecting gait speed in patients with type-2 diabetes mel-
litus (T2DM) without neuropathy.
Methods This cross-sectional study enrolled 71 diabetic
patients without neuropathy (mean age 55.87 ± 7.74 years,
85.9% women). Neuropathy status was assessed with
Douleur Neuropathique 4. We used a cut-off point for gait
speed of 1 m/s to classify the participants into two groups:
slow walkers (SW) and average and brisk walkers (ABW).
The groups were compared in terms of age, sex, body mass
index (BMI), hemoglobin A1c (HbA1c), fasting glucose, sys-
tolic blood pressure, maximal aerobic capacity (VO2 max),
percentage of muscle mass, percentage of lower extrem-
ity muscle mass, Mini-Mental State Examination (MMSE)
score, and years of education.
Results Compared with the ABW group, the SW group
had significantly lower VO2max (14.49 ± 2.95 vs 16.25 ± 2.94
mL/kg/min) and MMSE score (25.01 ± 3.21 vs 27.35 ± 1.97),
fewer years of education, and these patients were more
frequently women (P < 0.05). In the multivariate regression
models, the combination of VO2 max, sex, and MMSE score
explained only 23.5% of gait speed (P < 0.001). MMSE score
and VO2 max independently determined gait speed after
adjustment for age, BMI, HbA1c, fasting glucose, systolic
blood pressure, percent of muscle mass, percent of lower
extremity muscle mass, and years of education.
Conclusion In diabetic patients without neuropathy, phys-
ical impairment and disability could be prevented by an im-
provement in aerobic capacity and cognitive function.
ClinicalTrials.gov number: NCT04758364
Received: October 4, 2021
Accepted: November 30, 2022
Correspondence to:
Gulin Findikoglu
Pamukkale University, Faculty of
Medicine
Department of Physical Medicine
and Rehabilitation
Pamukkale-Denizli, Turkey
[email protected]
Gulin Findikoglu1,
Abdurrahim Altinkapak1,
Hakan Alkan1, Necmettin
Yildiz1, Hande Senol2,
Fusun Ardic1
1Department of Physical Medicine
and Rehabilitation, Pamukkale
University, Denizli, Turkey
2Department of Biostatistics,
Pamukkale University, Denizli,
Turkey
Cognitive function and
cardiorespiratory fitness affect
gait speed in type-2 diabetic
patients without neuropathy
RESEARCH ARTICLE
Croat Med J. 2022;63:544-52
https://doi.org/10.3325/cmj.2022.63.544
545
Findikoglu et al: Gait speed in type-2 diabetic patients without neuropathy
www.cmj.hr
In elderly and middle-aged adults, gait performance indi-
cates health and functional status. Gait speed at the usu-
al pace is a strong predictor for a range of adverse out-
comes and denotes the multisystemic well-being of an
individual (1).
Patients with diabetes mellitus (DM) with neuropathy com-
pared with individuals without DM have a slower walking
speed, shorter step length, increased step width, prolonged
stance phase, increased gait variability, and improper dis-
tribution of foot pressure (2,3). These alterations have been
attributed to an impairment of sensory or motor nerves or
the central nervous system and to a decreased strength
of lower extremity muscles (2,4). However, impaired gait,
physical capacity (5), and functional mobility tests were
also found in diabetic patients without neuropathy com-
pared with individuals without DM (3).
DM was also associated with an increased risk of cognitive
deficits and dementia (6). Reduced cognitive function was
identified even in early stages of DM. DM and hyperten-
sion were also separate risk factors for dementia due to the
development of cerebrovascular pathologies (7).
There is a lack of studies on factors associated with gait
speed in diabetic individuals without neuropathy (8).
Therefore, the aim of this study was to compare possible
factors affecting gait speed between slow walkers (SW)
and average or brisk walkers (ABW) with DM without neu-
ropathy. The second aim was to investigate the effect of
age, sex, muscle mass, aerobic capacity, cognitive func-
tion, blood pressure, metabolic measures, and years of
education on gait speed in diabetic individuals without
neuropathy.
PATieNTS ANd meTHodS
Patients
This cross-sectional study was conducted at the Physical
Medicine and Rehabilitation Clinic of Pamukkale University
in February and March 2021. A total of 109 individuals with
type-2 DM selected with computer-based randomization
were interviewed and assessed for the presence of neu-
ropathy. Participants self-reported a physician’s diagnosis
of DM and time of onset of DM. All participants were under
medical supervision and were taking anti-diabetic and/or
antihypertensive agents. All could ambulate independent-
ly. We also inquired about the presence of depression and
hypothyroidism, factors that also affect gait speed.
As DM duration longer than 10 years is strongly associat-
ed with the development of diabetic neuropathy, we en-
rolled patients with T2DM duration shorter than 10 years
but longer than 1 year (5). These patients were assessed for
the presence of neuropathic symptoms with the Douleur
Neuropathique 4 (DN4) questionnaire. DN4 is used to as-
sess neuropathic pain (9) and was validated for diabetic
neuropathy (10). Its validity and reliability were confirmed
for Turkish patients (11). Diabetic patients with scores less
than 4 out of 10 points were included in the study.
Exclusion criteria were insulin therapy, poor glycemic con-
trol, manifesting cardiovascular disease, retinopathy or
other visual problems, diabetic neuropathy, nephropathy,
cerebrovascular disease, prominent cognitive impairment,
alcohol dependence, cancer, chemo/radiotherapy, foot ul-
cer, orthopedic or surgical problems interfering with gait,
wheelchair or any assistive devices for ambulation, or knee
or hip arthritis. Eighty participants met the inclusion and
exclusion criteria, and 71 accepted to participate.
Gait speed was assessed with G-walk (BTS Bioengineering,
Quincy, MA, USA), a system with demonstrated validity and
reliability (12) consisting of inertial sensors: a triaxial accel-
erometer, magnetometer, and gyroscope. It was positioned
on the S1 vertebra with a semi-elastic band. The participants
walked on a smooth surface for 7 m at their usual pace and
returned. The cut-off point for SW was 1.0 m/s (8,13).
The factors related to both gait and DM were considered
potential explanatory variables. These included age, sex,
BMI, HbA1c level, fasting glucose, systolic blood pressure,
maximal oxygen consumption (VO2max), percentage of
muscle mass, percentage of lower extremity muscle mass,
MMSE score, and years of education.
Height was measured without shoes on a stadiometer.
Body composition was evaluated with Tanita MC580 (Tan-
ita, Arlington Heights, IL, USA), a valid and reliable bioelec-
tric impedance analyzer (14). Weight, body mass index,
percentage of muscle mass, and percentage of lower ex-
tremity muscle mass were assessed. Muscle mass percent-
age was expressed with respect to body weight. Before the
analyses, participants did not eat or drink for more than
three hours but were prompted to urinate.
Blood glucose levels and HbA1c were detected in blood
samples after overnight fasting. Blood pressure was mea-
sured with a sphygmomanometer on the left arm in
the sitting position after rest.
RESEARCH ARTICLE
546
Croat Med J. 2022;63:544-52
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VO2 max was measured with the cardiopulmonary exercise
test on a bicycle (Bike-med, Technogym, Cesena, Italy) by
an ergometer (CareFusion 234 Gmb 2011, Hoechberg Ger-
many) using breath-by-breath technique. Exercise testing
was made by a ramp protocol starting with 30 W and in-
creasing 15 W per minute until respiratory exchange ratio
≥1.10, when VO2max was measured. Blood pressure, heart
rate, and ECG were monitored during resting, exercise test-
ing, and the recovery period. Exercise tests ended without
any complications.
MMSE, a questionnaire evaluating orientation, attention,
calculation, memory recall, language, and visual-spatial
skills (15), has been widely used for cognitive function as-
sessment. The scores between 24 and 30 denote a normal
cognitive function, scores between 18 and 23 indicate mild
dementia, and scores below 17 indicate severe dementia.
Its validity and reliability were confirmed for Turkish patients
(16). Due to a close relationship of cognitive functions and
education, education level was expressed in years.
The study was approved by the Non-invasive Clinical Re-
search Ethics Committee of Pamukkale University. This
study conformed to the Declaration of Helsinki. All partici-
pants provided written informed consent.
Statistical analysis
Continuous variables are expressed as means ± standard
deviation (SD), and categorical data are expressed as fre-
quencies and percentages. The normality of distributio was
tested with the Shapiro-Wilk test. Independent sample t
test or Mann-Whitney U test were used for comparison be-
tween two groups. The differences in categorical variables
were assessed with the χ2 test or Fisher exact test. The pow-
er of the study was 90%, and beta was 0.10 with respect
to VO2 max for the comparison between the groups. Multi-
variate linear regression models were performed to deter-
mine factors effecting gait speed. A multivariate regression
models with backward elimination method was performed
by entering all of the independent variables into the equa-
tion first, then deleting one variable at a time if it did not
contribute to the regression. P < 0.05 was considered signif-
icant. The analysis was performed with SPSS 17.0 software
(SPSS Inc., Chicago, IL, USA).
ReSULTS
The study enrolled 71 patients (61 women) with a mean
age of 55.87 ± 7.74 years (min 38- max 74). The patients’
characteristics are presented in Table 1.
The factors associated with gait speed in SW and ABW
are shown in Table 2. Compared with the ABW group, the
SW group had significantly lower VO 2max (14.49 ± 2.95 vs
16.25 ± 2.94 mL/kg/min) and MMSE score (25.01 ± 3.21 vs
27.35 ± 1.97), had fewer years of education, and these pa-
tients were more frequently women (P < 0.05). The number
of patients with depression and hypothyroidism did not
significantly differ between the groups. Gait speed was re-
lated to sex, VO2 max, muscle mass, MMSE score, and years
of education (P < 0.05) (Figure 1).
TAbLe 1. Characteristics of patients with type-2 diabetes mellitus (N = 71)
mean ± standard deviation
or number (%)
min-max
Age (years)
55.87 ± 7.74
38-74
Sex (male/female)
10/61 (14.1/85.9)
-
Body mass index (kg/cm2)
31.75 ± 4.63
Gait speed (m/s)
1.09 ± 0.18
0.76-1.55
Hemoglobin A1c (%)
6.91 ± 0.88
5.20-10.20
Fasting glucose (mg/dL)
114.93 ± 24.20
81-212
Systolic blood pressure (mmHg)
125.86 ± 10.14
90-140
VO2 max (kg/mL/min)
15.86 ± 3.09
Percent of muscle mass
61.35 ± 6.45
Percent of lower extremity muscle mass
33.69 ± 17.83
10.9-109.0
Hypertension
32 (39.5)
-
Hypothyroidism
13 (16)
-
Depression
6 (7.4)
-
Mini Mental State Examination Score
26.62 ± 2.71
18-30
Douleur Neuropathique 4 score
0.36 ± 0.12
0-1
Years of education
8.37 ± 3.72
547
Findikoglu et al: Gait speed in type-2 diabetic patients without neuropathy
www.cmj.hr
A series of multifactorial linear regression models was per-
formed to examine the relationship between multiple fac-
tors and gait speed (R) and assess how these factors po-
tentially explained gait speed (R2). Sex, age, and years of
education were included in the models as confounding
factors (Table 3). Adjusted R2 was used to eliminate the ef-
fect of several variables on R2. Model 1 included VO2max,
sex, MMSE score, age, body mass index, fasting glucose,
HbA1c, systolic blood pressure, percentage of muscle
mass, percentage of muscle mass of lower extremities, and
years of education (P < 0.05). All the models had a signifi-
cant effect on gait speed. Significance progressively in-
creased with each model, and Model 10, which included
VO2 max, sex, and MMSE score, attained the lowest P value.
VO2 max and MMSE score significantly positively correlated
with gait speed after adjustment for age, BMI, HbA1c, fast-
ing glucose, systolic blood pressure, percentage of mus-
cle mass, percentage of lower extremity muscle mass, and
years of education (Table 4).
diSCUSSioN
In this study, the SW group had significantly lower VO2
max and MMSE score, fewer years of education, and the
patients were more frequently women. However, the com-
bination of VO2 max, sex, and MMSE score explained only
23.5% of gait speed. VO2 max, and MMSE scores were mu-
tually positively correlated and significantly contributed to
gait speed.
Older adults are known to have a slower gait speed (4,17).
Older adults with T2DM have decreased stride length and
FiGURe 1. Correlation matrix for the involved parameters. Lighter tones indicate negativa correlation and darker tones indicate
positiva correlation.
RESEARCH ARTICLE
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Croat Med J. 2022;63:544-52
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increased gait variability, particularly during dual-task con-
ditions irrespective of the neuropathy status (18). Similar
results were reported in middle-aged patients with diabe-
tes (19). Our study involved mostly middle-aged patients,
while other studies involved elderly or frail people, which
might have obscured the effect of age on gait speed. In
TAbLe 2. Comparison of factors associated with gait speed between slow and average/brisk walkers in patients with type-2 diabetes*
Walkers
slow
(n = 21)
average or brisk
(n = 50)
P
Gait speed (m/s)
0.89 ± 0.65
1.18 ± 0.14
<0.001
Age (years)
56.45 ± 8.92
55.89 ± 6.74
0.723
Sex (male/female)(%)
0/21 (0/100)
10/40 (20/80)
0.027
body mass index (kg/cm2)
31.90 ± 4.46
31.46 ± 4.87
0.743
Hemoglobin A1c (%)
6.88 ± 0.79
6.93 ± 0.93
0.629
Fasting glucose (mg/dL)
118.45 ± 31.61
112.98 ± 20.28
0.643
Systolic blood pressure (mmHg)
127.0 ± 8.01
124.56 ± 10
0.556
maximal aerobic capacity (kg/mL/min)
14.49 ± 2.95
16.25 ± 2.94
0.029
Percentage of muscle mass
60.71 ± 5.28
61.75 ± 6.99
0.845
Percentage of lower extremity muscle mass
31.37 ± 0.74
34.67 ± 21.23
0.629
mini mental State examination Score
25.01 ± 3.21
27.35 ± 1.97
0.040
Year of education (years)
5.39 ± 3.73
9.54 ± 3.14
0.010
Comorbid diseases
hypertension
9 (42.9)
23 (46)
0.808
hypothyroidism
5 (23.8)
8 (16.0)
0.437
depression
1 (4.8)
5 (10)
0.469
Pharmacological therapies
(user/non-user)
(user/non-user)
metformin
20/1 (95.2/4.8)
46/4 (92/8)
0.999
dipeptidyl peptidase-4 inhibitors
6/15 (28.6/71.4)
18/32 (36/64)
0.546
sulphonylureas
3/18 (14.3/85.7)
8/42 (16.0/84)
0.855
SGLT2 inhibitors
2/19 (9.5/90.5)
7 /43(14.0/86)
0.716
angiotensin receptor blockers
6/15 (28.6/71.4)
11/39 (22.0/78)
0.554
calcium channel blockers
1/20 (4.8/95.2)
9/41 (18/82)
0.262
β blockers
4/17 (19/81)
3/47 (6/94)
0.184
diuretics
1/20 (4.8/95.2)
3/47 (6/94)
0.999
angiotensin converting enzyme inhibitors
2/19 (9.5/90.5)
5/45 (10/90)
0.999
*data are presented as mean ± standard deviation or number (%).
TAbLe 3. multivariate linear regression models of each factor associated with gait speed corrected for age, sex, and education years
for patients with type-2 diabetes mellitus
Factors
b
(Standard error)
Standardized
beta
p
factor
R
Adjusted
R2
p
model
95% confidence
interval
Variance
inflation factor
Body mass index (kg/cm2)
-0.002 (0.005)
-0.048
0.671
0.519
0.269
0.01
-0.11 -0.007
1.080
Hemoglobin A1c
-0.005 (0.024)
-0.022
0.761
0.489
0.189
0.02
-0.53-0.43
1.010
Fasting glucose
-0.001(0.001)
-0.084
0.459
0.522
0.224
0.01
-0.002- 0.001
1.047
Systolic blood pressure
-0.003(0.002)
-0.136
0.281
0.533
0.284
0.01
-0.007- 0.002
1.334
Maximal aerobic capacity
0.012 (0.008)
0.192
0.158
0.542
0.294
0.01
-0.005-0.028
1.559
Percent of muscle mass
0.002 (0.004)
0.061
0.642
0.519
0.269
0.01
-0.006-0.009
1.429
Hypothyroidism
-0.010 (0.054)
-0.021
0.855
0.418
0.124
0.01
-0.117-0.098
1.034
Depression
-0.023 (0.075)
-0.034
0.736
0.419
0.125
0.01
-0.171- 0.126
1.026
Mini Mental State
Examination score
0.007 (0.009)
0.099
0.451
0.523
0.227
0.01
-0.011- 0.24
1.446
Percent of lower
extremity muscle mass
0 (0.001)
-0.001
0.995
0.517
0.220
0.01
-0.002- 0.002
1.120
549
Findikoglu et al: Gait speed in type-2 diabetic patients without neuropathy
www.cmj.hr
our study, age did not differ between SW and ABW, but it
was included in regression models due to its importance
in the literature.
Yavuzer et al showed that diabetic individuals without neu-
ropathy and non-diabetic individuals significantly differed
in gait speed of and step length, indicating that gait altera-
tion can be encountered even in diabetic patients without
neuropathy (3). Most of the population-based studies also
did not take into account the neuropathy status of diabet-
ic patients. One study showed that older women with DM
duration of more than 10 years had a slower gait speed and
smaller step length compared with women with DM dura-
tion of less than 10 years (8). To exclude the effects of dia-
betic neuropathy, our study involved participants who had
DM for less than 10 years, and 29.6% of them were SW.
Slow gait speed independently predicted MMSE score
decline during seven years of follow-up (20). It also pre-
dicted the onset of dementia, Alzheimer’s disease, or an
increased cognitive decline (1). Although our participants
had mild cognitive impairments, SW had significantly low-
er MMSE scores. Additionally, MMSE score was one of the
independent determinants of gait speed. In another study,
gait speed was the only independent determinant of mild
cognitive impairment in patients with DM (13). DM impairs
psychomotor speed and processing, visual-spatial abilities,
learning, memory, executive functioning, and attention
(18). In diabetic individuals with and without neuropathy,
dual-task conditions during gait reduced gait performance
(18). In another study, derangements in cognition and gait
were interrelated and common in individuals with DM
and/or hypertension (21). Furthermore, non-demented
older adults with hypertension (22) and non-demented
older adults with DM (21) had a decreased cognitive per-
formance. In our study, the MMSE scores were adjusted for
several confounding factors including systolic blood pres-
sure and metabolic factors.
The mean resting systolic blood pressure in this study was
125.86 ± 10.14 mm Hg while the participants were on anti-
hypertensive agents. Systolic blood pressure values did not
differ between SW and ABW, and systolic blood pressure
contributed non-significantly to all models except Model
10. This might be explained by a close-to-normal range of
blood pressure in our patients. In other studies, hyperten-
sive older adults had a slower gait speed than normoten-
sive older patients (23,24).
In our study, SW and ABW did not differ in either HbA1c
or fasting glucose levels. These parameters also did not
contribute significantly to the models. The literature re-
sults on the relationship between gait and HbA1c are in-
conclusive. Lower HbA1c and blood glucose levels were
related to brisk walking pace (25,26). However, the Rot-
terdam study found no relation between impaired fasting
glucose and continuous glucose levels during gait (19).
In another study, HbA1c level was not related to knee ex-
tensor strength and gait speed after adjustment for body
weight (17). In contrast, higher HbA1c levels were related
to a worse physical, but not cognitive function, after ad-
justment for several factors (27). A population-based study
TAbLe 4. Highly significant multivariate linear regression models with predictive factors for gait speed in patients with type-2 diabe-
tes mellitus
Factors
b
(Standard error)
Standardized
beta
p
factor
R
Adjusted
R2
p
model
95% confidence
interval
Variance
inflation factor
model 8
0.551
0.241
0.01
Maximal aerobic capacity
0.015 (0.008)
0.242
0.069
-0.01-0.031
1.368
Sex
-0.005 (0.024)
-0.022
0.027
0.18-0.297
1.382
Mini Mental State Examination score
-0.001(0.001)
-0.084
0.059
-0.001-0.032
1.025
Fasting glucose
-0.003(0.002)
-0.136
0.326
-0.003-0.001
1.018
Systolic blood pressure
0.012 (0.008)
0.192
0.221
-0.007- 0.020
1.119
model 9
0.539
0.241
0.001
Maximal aerobic capacity
0.014 (0.008)
0.233
0.079
-0.002-0.030
1.360
Sex
0.154 (0.069)
0.291
0.030
-0.015-0.294
1.379
Mini Mental State Examination score
0.016 (0.008)
0.223
0.053
0-0.032
1.022
Systolic blood pressure
-0.010 (0.054)
-0.021
0.855
-0.07-0.002
1.117
model 10
0.523
0.235
0.0003
Maximal aerobic capacity
0.017 (0.008)
0.272
0.036
0.001-0.032
1.274
Sex
0.131 (0.067)
0.248
0.055
-0.03-0.266
1.274
Mini Mental State Examination score
0.017 (0.008)
0.239
0.038
0.001-0.033
1.008
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found that HbA1c levels of >8% were related to a slower
gait (28). Tight glucose control regimes might cause hypo-
glycemic episodes leading to impaired cognition. Higher
blood glucose levels, on the other hand, could also cause
neuropathy or impaired cognition by leading to structur-
al changes in the brain (28). In this study, neither HbA1c
nor fasting blood glucose were correlated with any other
factor. Fasting blood glucose was not below 70 mg/dL in
any of the participants, thus hypoglycemia could not have
been the factor affecting gait.
VO2 max is a measure of cardiac, pulmonary, and muscu-
lar functioning. Despite its well-known relation with gait
speed, it has not been included in most of the population-
based studies. Therefore, direct measurement of aerobic
capacity is a strength of this study. In the present study,
VO2 max strongly predicted gait speed and was related to
the percentage of muscle mass and lower extremity mus-
cle mass. In other studies, VO2max was associated with
most of the self-selected walking speed options when
corrected for age, weight, height, and fatness (29). Oth-
er studies showed that individuals with T2DM had lower
aerobic exercise capacity compared with healthy controls
(30). Another regression model that included leg strength,
VO2 max, weight, heigh t, and muscle strength predicted
26% of gait speed (31).
We used the percentage of muscle mass as the muscle mass
of the body was corrected by weight. The percentage of
muscle mass and the percentage of lower extremity mus-
cle mass did not significantly differ between SW and ABW.
Although the percentage of muscle mass was associated
with gait speed, BMI, sex, and VO2max, after adjustment it
did not significantly contribute to gait speed. In some clini-
cal and population-based studies, T2DM was related to loss
in muscle mass and strength (17,22). Diabetic neuropathy
might cause a loss of motor neurons and thus muscle mass.
Diabetic patients over 65 years had lower muscle density,
knee and ankle muscle strength, muscle power and qual-
ity, and slower gait compared with non-diabetic individu-
als (32). They also had decreased quadriceps muscle power,
strength, and gait speed. Muscular strength loss was faster
in people who had diabetes for over 3 years (17). Longer dis-
ease duration (>6 years) and poor glycemic control (HbA1c
>8.0%) were related to a low muscle quality (33). Muscle
quality was significantly lower in the arms or legs of diabetic
patients compared with non-diabetic people (17).
This study suffers from several limitations. The fitness
level and gait speed follow a nonlinear relation (31),
which cannot be sufficiently explained by linear regression
models. Second, due to a limited number of participants,
men and women were not equally distributed across SW
and ABW groups. This might have affected the significant
contribution of sex in the models.
In conclusion, gait is a highly integrated function of multi-
ple coordinated physiological systems, all of which are pro-
gressively impaired by DM. This study provides important
information about alterations in gait in diabetic patients
without neuropathy. In these patients, physical impair-
ment and disability could be prevented by an improve-
ment in aerobic capacity and cognitive function.
Funding This study was funded by the Scientific Research Committee of
Pamukkale University (2019TIPF003).
ethical approval granted by the Ethics Committee of Pamukkale University
(60116787-020/75097).
declaration of authorship AA conceived and designed the study; AA, HA,
NY acquired the data; GF, AA, HS, FA analyzed and interpreted the data; GF
and FA drafted the manuscript; AA, HA, NY, HS, FA critically revised the man-
uscript for important intellectual content; all authors gave approval of the
version to be submitted; all authors agree to be accountable for all aspects
of the work.
Competing interests All authors have completed the Unified Competing
Interest form at www.icmje.org/coi_disclosure.pdf (available on request
from the corresponding author) and declare: no support from any organi-
zation for the submitted work; no financial relationships with any organiza-
tions that might have an interest in the submitted work in the previous 3
years; no other relationships or activities that could appear to have influ-
enced the submitted work.
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PMC10688325 | The potential impact of advanced footwear
technology on the recent evolution of elite
sprint performances
Joel Mason1, Dominik Niedziela2, Jean-Benoit Morin3, Andreas Groll2
and Astrid Zech1
1Department of Human Movement Science and Exercise Physiology, Friedrich Schiller University
Jena, Jena, Germany
2 Department of Statistics, TU Dortmund University, Dortmund, Germany
3 Inter-University Laboratory of Human Movement Biology, University Jean Monnet Saint-
Etienne, Saint-Etienne, France
ABSTRACT
Background: Elite track and field sprint performances have reached a point of
stability as we near the limits of human physiology, and further significant
improvements may require technological intervention. Following the widely reported
performance benefits of new advanced footwear technology (AFT) in road-running
events, similar innovations have since been applied to sprint spikes in hope of
providing similar performance enhancing benefits. However, it is not yet clear based
on current evidence whether there have been subsequent improvements in sprint
performance. Therefore, the aims of this study were to establish if there have been
recent year-to-year improvements in the times of the annual top 100 and top 20
athletes in the men’s and women’s sprint events, and to establish if there is an
association between the extensive use of AFT and potential recent improvements in
sprint performances.
Methods: For the years 2016–19 and 2021–2022, the season best performances of the
top 100 athletes in each sprint event were extracted from the World Athletics Top
lists. Independent t-tests with Holm corrections were performed using the season’s
best performance of the top 100 and top 20 athletes in each year to identify significant
differences between years for each sprint discipline. Following the classification of
shoes worn by the top 20 athletes in each event during their annual best race (AFT or
non-AFT), separate linear mixed-model regressions were performed to determine
the influence of AFT on performance times.
Results: For the top 100 and top 20 athletes, there were no significant differences
year-to-year in any sprint event prior to the release of AFT (2016–2019). There were
significant differences between AFT years (2021 or 2022) and pre-AFT years
(2016–2019) in eight out of 10 events. These differences ranged from a 0.40%
improvement (men’s 100 m) to a 1.52% improvement (women’s 400 m hurdles).
In the second analysis, multiple linear mixed model regressions revealed that the use
of AFT was associated with improved performance in six out of ten events, including
the men’s and women’s 100 m, women’s 200 m, men’s 110 m hurdles, women’s 100
m hurdles and women’s 400 m hurdles (estimate range: −0.037 – 0.521, p = <0.001 –
0.021). Across both analyses, improvements were more pronounced in women’s
sprint events than men’s sprint events.
How to cite this article Mason J, Niedziela D, Morin J-B, Groll A, Zech A. 2023. The potential impact of advanced footwear technology on
the recent evolution of elite sprint performances. PeerJ 11:e16433 DOI 10.7717/peerj.16433
Submitted 7 July 2023
Accepted 18 October 2023
Published 27 November 2023
Corresponding author
Joel Mason, [email protected]
Academic editor
Ross Miller
Additional Information and
Declarations can be found on
page 15
DOI 10.7717/peerj.16433
Copyright
2023 Mason et al.
Distributed under
Creative Commons CC-BY 4.0
Conclusion: Following a period of stability, there were significant improvements in
most sprint events which may be partly explained by advances in footwear
technology. These improvements appear to be mediated by event, sex and potentially
level of athlete.
Subjects Kinesiology, Biomechanics, Sports Medicine
Keywords Superspikes, Track and field, Athletics, Innovation, Biomechanics, Supershoes, Running
INTRODUCTION
Track and field sprint events are among the most prominent and revered disciplines in the
sporting world. The evolution of sprint performances over time reflects advancements in
physiology and training methods, as well as technological innovation such as the
introduction of synthetic tracks in the 1960s. Despite temporary regressions resulting from
the implementation of automated timing and compulsory random drug testing, the 20th
century was largely characterised by steady progress in elite sprint performances (Haake,
Foster & James, 2014; Lippi et al., 2008). Following a century of progress, sprint times have
now somewhat plateaued since the 1990s across most elite sprint disciplines as
performances have approached their asymptotic limits (Berthelot et al., 2010, 2015; Weiss
et al., 2016; Ganse & Degens, 2021). This plateau is particularly prominent in the women’s
events. One model incorporating performances from 1896–2008 indicates that no
meaningful progression has occurred in four out of five women’s sprint events since 1994
(Berthelot et al., 2010), which may be partially explained by the introduction of routine
performance enhancing drug testing (Haake, Foster & James, 2014). Similar performance
stagnations have been observed across field events and long-distance running events for
both sexes (Berthelot et al., 2010; Haake, James & Foster, 2015), adding credence to the
wider notion that we are approaching the limits of human physiology (Berthelot et al.,
2008; Nevill & Whyte, 2005; Haugen, Tønnessen & Seiler, 2015).
In order to further substantially improve human performances, exogenous measures to
overcome the limits of our physiology may be required, including artificial conditions and
new technologies (Marck et al., 2017). For road running events, the recent introduction of
advanced footwear technology (AFT, Frederick, 2022) has marked a new era in
long-distance running performance, headlined by new world records in every distance
from 5-km to the marathon for both men and women. AFT’s combination of “lightweight
resilient midsole foams with rigid moderators and pronounced rocker profiles in the sole”
(Frederick, 2022) has been demonstrated to improve the metabolic cost of running
compared to conventional marathon shoes (Hoogkamer et al., 2018). Analyses of the
annual top 100 times worldwide across all road-running distances following the
introduction of AFT confirm the paradigm shift, indicating that road-racing times have
improved by 1–3% since their release (Senefeld et al., 2021; Rodrigo-Carranza et al., 2021;
Bermon et al., 2021; Rodrigo-Carranza et al., 2022). Subsequent to this resounding success,
similar innovative upgrades have since been introduced in track spikes for both sprint and
middle-distance disciplines, with the ultimate ambition of inducing similar
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
2/19
performance-enhancing effects. So-called superspikes use an analogous approach of a
plated midsole (often carbon fibre or nylon) combined with a thick midsole of foam (or
pods of air), which is a clear departure from preceding sprint spike designs emphasising
slim midsoles to minimise weight. Carbon fibre plates are not a recent introduction to
sprint spikes, and there is evidence of how this longitudinal bending stiffness may
influence both acceleration and maximal velocity (Stefanyshyn & Fusco, 2004; Smith et al.,
2016; Willwacher et al., 2016). However, there is no publicly available evidence
demonstrating how changes in midsole material and midsole thickness may influence
sprinting when paired with the increased longitudinal bending stiffness provided by a
plated sole. Therefore, precisely how this new generation of spikes interacts with the
biomechanical and metabolic determinants of sprinting to potentially augment
performance remains unclear (Healey et al., 2022). Further, how these potential benefits
may vary according to sex and ability level, both factors suggested to mediate the
performance enhancing effects of AFT on long-distance running performance (Knopp
et al., 2023; Senefeld et al., 2021; Bermon et al., 2021), is also unknown.
Although high-quality evidence for the mechanisms and associated performance-
enhancing effects is currently lacking, AFT sprint spikes have been widely adopted by both
recreational and elite sprinters, and there are preliminary indications of a potential shift in
elite sprint performances. Since the introduction of AFT to sprinting in 2020, there have
been world records set in the men’s and women’s 400 m hurdles, women’s indoor 400 m
and world junior records in the men’s 100 and 200 m. Further, although only 50% of gold
medals in throwing events at the Tokyo Olympics exceeded the performance from the Rio
Olympics five years earlier, 90% of sprinting gold medals exceeded the performances from
Rio. Additionally, there is plausible theory underlying an AFT-induced improvement in
sprint times (Healey et al., 2022). However despite these factors, there has yet to be a
systematic appraisal of the influence of AFT on elite sprint performances, with only a
pre-print available which provides no link between AFT and performance improvements
(Willwacher et al., 2023). Therefore, the primary aims of this study were (1) to establish if
there have been recent year-to-year improvements in the annual top 100 and top 20
athletes of men’s and women’s sprint events, and (2) to establish if there is an association
between the introduction of AFT and the potential recent improvements in sprint
performances in each event. We hypothesised that recent improvements in sprint times
will be at least partially be explained by the use of AFT.
MATERIALS AND METHODS
All procedures adhered to the Declaration of Helsinki and were approved by the ethics
committee of the Friedrich Schiller University Jena (approval number: FSV 23/057).
Due to all analysis involving data available in the public domain, informed consent was not
required.
Database search and data selection
For the years 2016–19 and 2021–2022, the season best performances of the top 100 athletes
in each sprint event were extracted from the World Athletics Top lists (World Athletics,
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
3/19
2023; accessed January 2023), including the men’s and women’s 100, 200, 400, 400 m
hurdles, women’s 100 m hurdles and men’s 110 m hurdles. Only one performance per
athlete was recorded, and only wind-legal times recorded electronically in an outdoor
competition were included. The year 2020 was also excluded due to significant
pandemic-induced interruptions to training and competition opportunities, including the
postponement of the 2020 Olympic Games. We selected 2016 as a cut-off point to capture
the most recent evolution in sprint performances, in line with time periods used by
previous studies characterising the influence of AFT on road-racing times (Rodrigo-
Carranza et al., 2021, 2022). Data from 2010 onwards is included as a supplementary file
(Supplementary File 2), which, alongside of the results of Willwacher et al. (2023), indicates
that altering the time period of our study has no bearing on our analysis and subsequent
findings.
Definition and identification of AFT
For the top 20 performers in each event in the years 2021 and 2022, two investigators
independently identified the shoes worn in each athlete’s season best race in order to
classify the footwear worn as either AFT or non-AFT. As for Bermon et al. (2021), the
identification of the footwear of the top 100 athletes was not feasible due to limited
availability of information. Identification of spikes used in each race was completed
through media content, including race footage or photos from athlete and event social
media, YouTube, or other official event photography services available online.
Any disagreement was resolved by consensus with the remaining authors. Previous studies
have used the same method to identify AFT use in elite road-race athletes (Senefeld et al.,
2021, Rodrigo-Carranza et al., 2021; Bermon et al., 2021).
AFT was defined as per Healey et al. (2022), whereby a superspike incorporates “a
combination of lightweight, compliant and resilient foams (and/or air pods) with a stiff
(nylon, PEBA, carbon-fiber) plate”. Therefore, spikes which contained only a stiff plate or
only a thick midsole of innovative foam without the presence of the other were not
classified as AFT. Eligibility of models was assessed through manufacturer details of shoe
composition available online.
Data analysis and statistics
Multiple one-sided independent t-tests with Holm correction (Holm, 1979) were
performed using the season’s best performance of the top 100 athletes in each year to
identify significant differences between the years 2016, 2017, 2018, 2019, 2021 and 2022 in
each event.
To verify the normal distribution assumption of our data for the t-test, visual analyses
with kernel density estimations were completed. A Levene’s-Test was also conducted to
test for unequal variances within the events (Levene, 1960). As the normality assumption
appears to be somewhat critical in some events, particularly because the underlying top 20
or top 100 performance variables are cut off at the upper tails, we additionally performed
Wilcoxon–Mann–Whitney tests in order to validate the findings from our t-test analysis.
This approach tested for the null hypothesis that it is equally likely that a value chosen at
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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random from one year is greater or less than a value chosen at random from another year’s
population), and the findings can be found in Supplementary File 3. Identical analysis was
performed using the season best performances of solely the top 20 athletes each year to
provide the basis for the regression analyses assessing the impact of AFT on performances.
Following the identification and classification of shoes worn by the top 20 athletes in
each event during their season best race, separate linear mixed-model regressions were
performed for each event to determine the influence of AFT on performance times. Use of
AFT (or not) and year were used as fixed effects, and participant ID used as random effect
predictors. For the linear mixed models, the normality assumption is also implicitly
relevant. However, on the basis of a careful goodness-of-fit analysis using residual and QQ-
plots, we found no mentionable violations here for all fitted models.
All data analysis and visualisations were completed in R (R Core Team, 2023). The t-test
analyses were performed using the pairwise.t.test function from the base R package. For the
mixed effects regression analyses, the packages lme4 and lmerTest were applied. For the
visualisations, the packages dplyr and ggplot2 were employed. Significance for all analyses
was set at p < 0.05, and Cohen’s d to calculate effect size, with values of <0.5, 0.5–0.79 and
>0.80 considered small, medium and large respectively (Cohen, 1992).
RESULTS
Comparison of the annual top 100 sprint performances in each sprint
event
Table 1 and Figs. 1–3 demonstrate the changes in the season best performances of the top
100 men and women in each sprint event between the years 2016–2022. For the pre-AFT
period (2016–2019), no meaningful changes and no significant improvements were
detected via t-test comparisons with Holm correction in the top 100 times in all sprint
events for both sexes (Table 1). The sprint times of the AFT era years (2021 or 2022) were
significantly faster compared to sprint times from the pre-AFT era in seven sprint events
(women’s 100, 200, 400, 100 m hurdles and men’s 100, 200 and 110 m hurdles), with
significant improvements ranging from 0.40% (men’s 100 m) to 0.90% (women’s 100 m)
(Table 2). For the women’s 100 m, women’s 400 m and men’s 110 m hurdles, the year 2022
was significantly faster than all pre-AFT years.
Figures 1–3 displays the raw data together with boxplots and kernel density estimates
for all ten sprint events. In most events, the distributions of the year 2021 (magenta) and
2022 (blue) are clearly shifted down in comparison to earlier years, indicating an
improvement in times.
Comparison of the annual top 20 sprint performances in each sprint
event
Table 3 demonstrates the changes in the season best performances of the top 20 men and
women in each sprint event between the years 2016–2022. For the pre-AFT period
(2016–2019), no meaningful changes and no significant improvements were detected via
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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Figure 1 Season best performances of the top 100 athletes from the years 2016–2022 in the men’s and women’s 100 and 200 m.
Full-size
DOI: 10.7717/peerj.16433/fig-1
Table 1 Annual best performances of the top 100 athletes in each sprint event. Times listed as seconds (mean ± SD).
Pre-AFT period
AFT period
Event (m)
2016
2017
2018
2019
2021
2022
W100
11.13 ± 0.14#
11.13 ± 0.14#
11.13 ± 0.11#
11.14 ± 0.12*#
11.09 ± 0.14
11.04 ± 0.13
M100
10.04 ± 0.08
10.07 ± 0.08#
10.06 ± 0.08#
10.06 ± 0.08#
10.04 ± 0.10
10.02 ± 0.08
W200
22.68 ± 0.27
22.73 ± 0.28*
22.69 ± 0.26*
22.77 ± 0.30*#
22.63 ± 0.35
22.57 ± 0.33
M200
20.25 ± 0.19
20.29 ± 0.16#
20.25 ± 0.20
20.26 ± 0.21#
20.25 ± 0.20
20.18 ± 0.22
W400
51.41 ± 0.68*#
51.46 ± 0.68*#
51.32 ± 0.72*#
51.39 ± 0.73*#
50.99 ± 0.75
51.07 ± 0.65
M400
45.18 ± 0.50
45.13 ± 0.46
45.10 ± 0.47
45.17 ± 0.53
45.15 ± 0.46
45.08 ± 0.43
W100H
12.87 ± 0.16
12.91 ± 0.19*#
12.89 ± 0.19*
12.88 ± 0.20*
12.83 ± 0.18
12.80 ± 0.22
M110H
13.43 ± 0.16#
13.44 ± 0.17*#
13.48 ± 0.16*#
13.46 ± 0.16*#
13.38 ± 0.17
13.36 ± 0.16
W400H
55.69 ± 0.91
55.78 ± 1.07
55.94 ± 1.00
55.90 ± 1.05
55.62 ± 1.19
55.55 ± 1.16
M400H
49.23 ± 0.53
49.22 ± 0.51
49.20 ± 0.59
49.25 ± 0.59
49.14 ± 0.80
49.07 ± 0.70
Notes:
* Significantly slower than 2021 (via t-test comparison).
# Significantly slower than 2022 (via t-test comparison).
AFT, advanced footwear technology; W, women’s; M, men’s; H, hurdles; SD, standard deviation.
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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t-test comparisons in the top 20 times in all sprint events for both sexes (Tables 3 and 4).
The sprint times of the AFT era years (2021 or 2022) were significantly faster compared to
sprint times from the pre-AFT era in eight sprint events (women’s 100, 200, 400, 100 m
Figure 2 Season best performances of the top 100 athletes from the years 2016–2022 in the men’s and women’s hurdles.
Full-size
DOI: 10.7717/peerj.16433/fig-2
Figure 3 Season best performances of the top 100 athletes from the years 2016–2022 in the men’s and women’s 400 m.
Full-size
DOI: 10.7717/peerj.16433/fig-3
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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Table 2 Overview of significant year-to-year differences in the annual top 100 sprint performances.
Event and comparison
Performances (s)
Δ
p-value
Effect size
Women’s 100 m
2019–2021
11.14 ± 0.12 vs 11.09 ± 0.14
0.45%
0.027
−0.387
2016–2022
11.13 ± 0.14 vs 11.04 ± 0.13
0.81%
<0.001
−0.662
2017–2022
11.13 ± 0.14 vs 11.04 ± 0.13
0.81%
<0.001
−0.710
2018–2022
11.13 ± 0.11 vs 11.04 ± 0.13
0.81%
<0.001
−0.661
2019–2022
11.14 ± 0.12 vs 11.04 ± 0.13
0.90%
<0.001
−0.760
2021–2022
11.09 ± 0.14 vs 11.04 ± 0.13
0.45%
0.033
−0.373
Men’s 100 m
2017–2022
10.07 ± 0.08 vs 10.02 ± 0.08
0.50%
<0.001
−0.553
2018–2022
10.06 ± 0.08 vs 10.02 ± 0.08
0.40%
0.034
−0.391
2019–2022
10.06 ± 0.08 vs 10.02 ± 0.08
0.40%
0.012
−0.430
Women’s 200 m
2019–2021
22.77 ± 0.30 vs 22.63 ± 0.35
0.62%
0.005
−0.470
2017–2022
22.73 ± 0.28 vs 22.57 ± 0.33
0.71%
0.002
0.517
2018–2022
22.69 ± 0.26 vs 22.57 ± 0.33
0.53%
0.028
−0.395
2019–2022
22.77 ± 0.30 vs 22.57 ± 0.33
0.88%
<0.001
−0.666
Men’s 200 m
2017–2022
20.29 ± 0.16 vs 20.18 ± 0.22
0.54%
0.002
−0.525
2019–2022
20.26 ± 0.21 vs 20.18 ± 0.22
0.40%
0.045
−0.384
Women’s 400 m
2016–2021
51.41 ± 0.68 vs 50.99 ± 0.75
0.82%
<0.001
−0.589
2017–2021
51.46 ± 0.68 vs 50.99 ± 0.75
0.92%
<0.001
−0.654
2018–2021
51.32 ± 0.72 vs 50.99 ± 0.75
0.65%
0.004
−0.462
2019–2021
51.39 ± 0.73 vs 50.99 ± 0.75
0.78%
<0.001
−0.553
2016–2022
51.41 ± 0.68 vs 51.07 ± 0.65
0.67%
0.003
−0.476
2017–2022
51.46 ± 0.68 vs 51.07 ± 0.65
0.76%
0.001
−0.541
2018–2022
51.32 ± 0.72 vs 51.07 ± 0.65
0.49%
0.046
−0.349
2019–2022
51.39 ± 0.73 vs 51.07 ± 0.65
0.62%
0.006
−0.440
Women’s 100 m H
2017–2021
12.91 ± 0.19 vs 12.83 ± 0.18
0.62%
0.028
−0.397
2017–2022
12.91 ± 0.19 vs 12.80 ± 0.22
0.86%
0.001
−0.541
2018–2022
12.89 ± 0.19 vs 12.80 ± 0.22
0.70%
0.001
−0.455
2019–2022
12.88 ± 0.20 vs 12.80 ± 0.22
0.62%
0.027
−0.401
Men’s 110 m H
2017–2021
13.44 ± 0.17 vs 13.38 ± 0.17
0.45%
0.043
−0.358
2018–2021
13.48 ± 0.16 vs 13.38 ± 0.17
0.74%
<0.001
−0.570
2019–2021
13.46 ± 0.16 vs 13.38 ± 0.17
0.59%
<0.001
−0.436
2016–2022
13.43 ± 0.16 vs 13.36 ± 0.16
0.52%
0.014
−0.414
2017–2022
13.44 ± 0.17 vs 13.36 ± 0.16
0.60%
0.003
−0.486
2018–2022
13.48 ± 0.16 vs 13.36 ± 0.16
0.89%
<0.001
−0.698
2019–2022
13.46 ± 0.16 vs 13.36 ± 0.16
0.75%
<0.001
−0.564
Note:
M, metres; H, hurdles; Δ, percentage change.
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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Table 3 Annual best performances of the top 20 athletes in each sprint event, reported in seconds (mean ± SD).
Pre-AFT period
AFT period
Event (m)
2016
2017
2018
2019
2021
2022
W100
10.90 ± 0.11
10.92 ± 0.08*
10.96 ± 0.05*#
10.96 ± 0.11*#
10.86 ± 0.12
10.84 ± 0.08
M100
9.92 ± 0.04
9.95 ± 0.03*#
9.93 ± 0.04#
9.94 ± 0.04*#
9.89 ± 0.06
9.90 ± 0.05
W200
22.25 ± 0.21*#
22.29 ± 0.25*#
22.29 ± 0.18*#
22.28 ± 0.23*#
22.02 ± 0.23
22.02 ± 0.20
M200
19.94 ± 0.12
20.02 ± 0.12#
19.91 ± 12
19.92 ± 0.15
19.94 ± 0.18
19.83 ± 0.18
W400
50.27 ± 0.47#
50.27 ± 0.25#
50.15 ± 0.52
50.30 ± 0.84#
49.74 ± 0.48
50.00 ± 0.43
M400
44.38 ± 0.45
44.37 ± 0.37
44.35 ± 0.30
44.29 ± 0.37
44.39 ± 0.33
44.36 ± 0.32
W100H
12.61 ± 0.14#
12.59 ± 0.11#
12.60 ± 0.13#
12.57 ± 0.12#
12.53 ± 0.10
12.44 ± 0.13
M110H
13.17 ± 0.09
13.17 ± 0.12
13.23 ± 0.10*#
13.20 ± 0.11#
13.12 ± 0.10
13.10 ± 0.10
W400H
54.21 ± 0.52
53.98 ± 0.70
54.47 ± 0.69#
54.25 ± 0.88
53.76 ± 1.12
53.65 ± 0.90
M400H
48.48 ± 0.36
48.37 ± 0.23
48.25 ± 0.56
48.32 ± 0.59
47.89 ± 0.84
47.93 ± 0.67
Notes:
* Significantly slower than 2021 (via t-test comparison).
# Significantly slower than 2022 (via t-test comparison).
AFT, advanced footwear technology; W, women’s; M, men’s; H, hurdles; SD, standard deviation.
Table 4 Overview of significant year-to-year differences in the annual top 20 sprint performances
(according to t-test comparison).
Event and comparison
Performances (s)
Δ
p-value
Effect size
Women’s 100 m
2018–2021
10.96 ± 0.05 vs 10.86 ± 0.12
0.92%
0.013
−0.920
2019–2021
10.96 ± 0.11 vs 10.86 ± 0.12
0.92%
0.013
−0.924
2017–2022
10.92 ± 0.08 vs 10.84 ± 0.08
0.74%
0.046
−0.781
2018–2022
10.96 ± 0.05 vs 10.84 ± 0.08
1.10%
0.001
−1.143
2019–2022
10.96 ± 0.11 vs 10.84 ± 0.08
1.10%
0.001
−1.148
Men’s 100 m
2017–2021
9.95 ± 0.03 vs 9.89 ± 0.06
0.60%
0.005
−1.059
2019–2021
9.94 ± 0.04 vs 9.89 ± 0.06
0.50%
0.039
−0.842
2017–2022
9.95 ± 0.03 vs 9.90 ± 0.05
0.50%
0.035
−0.860
Women’s 200 m
2016–2021
22.25 ± 0.21 vs 22.02 ± 0.23
1.04%
0.006
−0.917
2017–2021
22.29 ± 0.25 vs 22.02 ± 0.23
1.22%
0.001
−1.073
2018–2021
22.29 ± 0.18 vs 22.02 ± 0.23
1.29%
0.001
−1.065
2019–2021
22.28 ± 0.23 vs 22.02 ± 0.23
1.17%
0.001
−1.063
2016–2022
22.25 ± 0.21 vs 22.02 ± 0.20
1.04%
0.004
−0.949
2017–2022
22.29 ± 0.25 vs 22.02 ± 0.20
1.22%
0.001
−1.106
2018–2022
22.29 ± 0.18 vs 22.02 ± 0.20
1.29%
0.001
−1.098
2019–2022
22.28 ± 0.23 vs 22.02 ± 0.20
1.17%
0.001
−1.096
Men’s 200 m
2017–2022
20.02 ± 0.12 vs 19.83 ± 0.18
0.95%
<0.001
−1.255
Women’s 400 m
2016−2021
50.27 ± 0.47 vs 49.74 ± 0.48
1.06%
0.020
−0.925
2017−2021
50.27 ± 0.25 vs 49.74 ± 0.48
1.06%
0.020
−0.921
(Continued)
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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hurdles and 400 m hurdles and men’s 100, 200 and 110 m hurdles), with significant
improvements ranging from 0.50% (men’s 100 m) to 1.52 % (women’s 400 m hurdles)
(Table 4). For the women’s 200 m and women’s 100 m hurdles, the year 2022 was
significantly faster than all pre-AFT years.
The influence of AFT on recent sprint performances
A total of 97.75% of shoes worn by the top 20 athletes of 2021 and 2022 in their season best
performance were able to be identified via media content (Table 5).
According to the mixed effects models, the use of AFT significantly improved
performance in six out of ten events, including the men’s and women’s 100 m, women’s
Table 4 (continued)
Event and comparison
Performances (s)
Δ
p-value
Effect size
2019−2021
50.30 ± 0.84 vs 49.74 ± 0.48
1.12%
0.014
−0.967
Women’s 100 m H
2016−2022
12.61 ± 0.14 vs 12.44 ± 0.13
1.36%
<0.001
−1.279
2017−2022
12.59 ± 0.11 vs 12.44 ± 0.13
1.20%
0.001
−1.159
2018−2022
12.60 ± 0.13 vs 12.44 ± 0.13
1.28%
<0.001
−1.216
2019−2022
12.57 ± 0.12 vs 12.44 ± 0.13
1.04%
0.004
−1.010
Men’s 110 m H
2018−2021
13.23 ± 0.10 vs 13.12 ± 0.10
0.83%
0.007
−1.009
2018−2022
13.23 ± 0.10 vs 13.10 ± 0.10
0.98%
0.002
−1.112
2019–2022
13.20 ± 0.11 vs 13.10 ± 0.10
0.76%
0.026
−0.870
Women’s 400 m H
2018–2022
54.47 ± 0.69 vs 53.65 ± 0.90
1.52%
0.015
−0.960
Note:
M, metres; H, hurdles; Δ, percentage change.
Table 5 Number of top 20 athletes wearing AFT, non-AFT and unidentifiable spikes in the years
2021 and 2022 for each sprint event.
Event (m)
2021
2022
Non-AFT
AFT
Unidentified
Non-AFT
AFT
Unidentified
W100
9
11
0
1
18
1
M100
8
12
0
2
18
0
W200
10
9
1
1
19
0
M200
13
7
0
3
16
1
W400
8
11
1
0
19
1
M400
11
9
0
3
17
0
W100H
15
5
0
1
17
2
M110H
15
4
1
4
16
0
W400H
9
11
0
0
20
0
M400H
14
6
0
3
16
1
Note:
AFT, advanced footwear technology; W, women’s; M, men’s; H, hurdles.
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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200 m, men’s 110 m hurdles, women’s 100 m hurdles and women’s 400 m hurdles
(Table 6).
DISCUSSION
We sought to identify whether there have been recent changes in the annual top sprint
performances, and to subsequently evaluate the influence of AFT on elite sprint times.
Our key findings include that: (1) following a plateau in performances in all sprint events
between 2016–2019, statistically significant and specific improvements were identified in
most sprint disciplines which coincided with widespread adoption of AFT in 2021 and
particularly 2022, (2) these significant improvements ranged from 0.40–1.52%, and were
typically more pronounced in women’s events than men’s events, (3) the use of AFT may
partially explain these recent improvements in sprint times, with a significant relationship
identified in six out of ten events.
This study provides the first peer-reviewed evidence suggesting that performances in
some sprint events have significantly improved following a period of stability, and that this
improvement has been at least partially driven by the widespread adoption of AFT.
Although the changes in performance were less substantial, less consistent and less
unanimous as the AFT-induced performance improvements in road-running events with
longer distances (Rodrigo-Carranza et al., 2022, 2021; Bermon et al., 2021), our results
provide initial evidence that along with the technological innovation there is meaningful
advancement in sprint performances. This finding is also in line with a recent pre-print
using a similar approach to characterise improvements in sprint times between 2010–2022
(Willwacher et al., 2023).
A key cornerstone of our findings is that between 2016–2019, there were no significant
differences in the season best performances of the top 100 or top 20 athletes in any of the
Table 6 The estimated regression effect of AFT usage on performance times in each sprint event according to linear mixed effects models.
Fixed effects
Random effects
Use of AFT
Year
Athlete
Residual
Event (m)
Estimate
Error
p-value
Estimate
Error
p-value
Variance
SD
Variance
SD
W100
−0.106
0.027
<0.001*
0.004
0.006
0.493
0.004
0.060
0.005
0.072
M100
−0.053
0.016
0.001*
0.001
0.003
0.698
0.001
0.030
0.002
0.043
W200
−0.149
0.064
0.021*
−0.031
0.013
0.022*
0.015
0.123
0.032
0.179
M200
−0.037
0.045
0.411
−0.014
0.009
0.100
0.006
0.078
0.016
0.127
W400
−0.084
0.171
0.623
−0.067
0.035
0.057
0.111
0.333
0.173
0.416
M400
−0.190
0.104
0.070
0.030
0.020
0.139
0.027
0.165
0.093
0.305
W100H
−0.093
0.034
0.008*
0.017
0.007
0.014*
0.004
0.064
0.009
0.097
M110H
−0.087
0.030
0.005*
−0.003
0.005
0.621
0.004
0.060
0.007
0.086
W400H
−0.521
0.216
0.018*
−0.020
0.045
0.589
0.285
0.534
0.303
0.551
M400H
−0.085
0.155
0.586
−0.081
0.030
0.007*
0.128
0.358
0.170
0.413
Notes:
* Statistical significance (p = < 0.05).
AFT, advanced footwear technology; W, women’s; M, men’s; H, hurdles; SD, standard deviation.
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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sprint events, supporting the notion that performances had reached a plateau as we likely
near the limits of human physiology (Berthelot et al., 2008; Nevill & Whyte, 2005; Haugen,
Tønnessen & Seiler, 2015). This adds substantial weight to our finding that AFT is likely a
factor explaining recent performance improvements. For example, in the annual top 100
performances in the women’s 100 m prior to the release of AFT (2016–2019), the average
performance was stable between 11.13–11.14 s, with an average year-to-year variation of
less than 0.1%, which underlines the significance of the 0.90% improvement in 2022
compared to 2019.
There are a number of candidate mechanisms which potentially accrue and interact to
underpin the performance benefits of AFT observed in the current study. Given that
carbon fibre plates in isolation have existed in sprint spikes for an extended period of time,
the presence of a stiff plate alone is likely insufficient to explain the significant
improvements in sprint times, and instead it is more likely that innovative midsole
materials and geometry are the key drivers alongside longitudinal bending stiffness.
For example, new foams such as polyether block amide demonstrate far superior energy
restitution than traditional midsoles made of ethylene–vinyl acetate (Hoogkamer et al.,
2018). In addition to the composition of the midsole, the increased thickness/height of the
midsole (and its spatial distribution beneath the foot) in the new generation of spikes
compared to traditionally minimal racing spikes potentially provides several advantages.
An increase in the midsole thickness, which is capped at 20 mm by World Athletics
regulations (World Athletics, 2021), may create more beneficial lever arms, potentially
creating favourable shifts in ratio of force during acceleration towards horizontal reaction
ground force orientation, which is a central determinant of sprint performance (Morin,
Edouard & Samozino, 2011; Rabita et al., 2015). Changes in both shank position and
dorsiflexion range of movement, both of which may be achieved via a higher midsole stack
height, have been recently linked with better ratio of force during acceleration (King et al.,
2022).
Further, an increase in midsole thickness may result in between a 1–3% increase in
overall limb length and enhance stride length, the consequences of which are increasingly
studied in the context of athletes with transtibial amputations. Although the topic is
currently keenly debated (Taboga et al., 2020; Beck, Taboga & Grabowski, 2022; Zhang-Lea
et al., 2023; Weyand et al., 2022.), there is evidence of an association between longer leg
length and faster maximal velocity (Weyand et al., 2022). In the world’s best transtibial
amputation 400 m runner, reducing limb length by 5 cm produced a substantial drop in
maximal treadmill velocity from 11.4 to 10.9 m/s (Weyand et al., 2022), leading to
substantial projected and actual reductions in race performance. Although reduced leg
length in amputee athletes resulting in slower speed does not guarantee that increasing leg
length results in higher speed in able-bodied athletes, there is also evidence from
non-amputee athletes that longer leg lengths may be particularly beneficial for longer
sprinting (i.e., 400 m) (Weyand & Davis, 2005; Tomita et al., 2020). These factors,
combined with improvements in running economy (Hoogkamer et al., 2018), which are
increasingly valuable in distances over 100 m, potentially explain some of the performance
enhancing effects of AFT observed in this study. It should be noted that these mechanisms
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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remain primarily speculative at this stage, based on studies which do not directly
investigate midsole thickness. Importantly, an increase in midsole thickness alone is not
sufficient to improve running economy over longer distances (Barrons, Wannop &
Stefanyshyn, 2023), indicating that if midsole thickness is indeed involved in performance
enhancements, then it likely acts in concert with other components of the footwear,
including the longitudinal bending stiffness. A key example which further demonstrates
the uncertainty of the mechanisms is that AFT potentially also creates a less beneficial lever
arm, considering that for a constant hip torque, a longer effective leg length will result in a
smaller propulsive force. Therefore, future studies should seek to clarify the precise
mechanisms through which AFT ultimately contributes to enhanced sprint performance.
This study also demonstrated via two unique methods that women’s sprint events have
undergone more substantial and more widespread recent improvements than male events,
and that AFT had a greater impact on women’s performances than men’s performances.
This is consistent with road-running research indicating that women benefited more from
AFT than men (Bermon et al., 2021), including the findings that AFT improved marathon
finishing time by 0.8% for males and by 1.6% for females in a subsample of marathon
finishers (Senefeld et al., 2021). Importantly, this finding may provide further insight into
the potential mechanisms which may underpin the AFT-induced improvements in
sprinting performance in some events. Firstly, the overall stature discrepancy between elite
male and female sprinters is approximately 6% (Weyand & Davis, 2005), meaning that a
similar absolute increase in midsole thickness (e.g., the maximum allowed 20 mm) affords
a greater relative increase in leg length for female sprinters than male sprinters. Given the
previously described relationship between leg length and maximal velocity (Weyand et al.,
2022) and the relationship between stride length and sprinting performance, this may
partially explain our observation that female sprinters generally benefit more from AFT
than males. Similarly, the geometry of AFT may also influence the sex-specific results
observed in this study. Although World Athletics rules stipulate that a marginally thicker
sole beyond the 20 mm regulation is permitted in the case of larger shoe sizes (World
Athletics, 2021), we understand that the 20 mm stack height is not scaled proportionately
according to shoe size, and the 20 mm midsole stack is kept relatively consistent across
shoe sizes. Theoretically, this creates a more advantageous lever for those with smaller shoe
sizes than for those sprinters with larger shoe sizes, due to unique midsole thickness/foot
length ratios. Given that continued horizontal force application to the ground at high
velocities is a key discriminator of sprint performance between males and females
(Slawinski et al., 2017), this potential creation of more advantageous levers via smaller shoe
sizes may help to explain why female sprinters appear to accrue greater benefits from AFT
than male sprinters. Finally, differences in body mass may interact with energy restitution
and conformity of both the rigid plate and the midsole foam. Combined, these factors may
help to explain the sex-specific improvements in performance achieved via AFT.
Similarly, but more tentatively, we observed that performance improvements were
generally more pronounced in the top 20 compared to the top 100 athletes. While this may
be partly explained by statistical factors related to sample size, it may also suggest that AFT
preferentially benefits sprinters with certain characteristics, such as technique or specific
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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strength. Indeed, there is evidence indicating that optimal longitudinal bending stiffness of
sprint spikes is specific to the individual (Stefanyshyn & Fusco, 2004), and may be mediated
such as toe flexor strength, plantar flexor strength, rebound jump performance and body
mass (Willwacher et al., 2016; Nagahara, Kanehisa & Fukunaga, 2017). Similar
performance-level dependency has been reported with the AFT-induced enhancement of
distance running performance, whereby large variations in the magnitude of performance
enhancement have been observed which are partially mediated by the standard of the
athlete (Knopp et al., 2023). However, given that our top 20 and top 100 cohorts have some
overlap, this result should be interpreted with caution, and future studies are needed to
more clearly elucidate the potential performance-level specific improvements associated
with the use of AFT.
Although we provide initial insight into the recent improvements in some sprint events
and the potential performance-enhancing effects of AFT on sprint times, the consistency
of our results warrants further discussion. For comparison, studies investigating the
influence of AFT on annual long-distance road-race times in elite athletes have reported a
universal benefit for all events assessed across both sexes (Rodrigo-Carranza et al., 2022,
2021; Bermon et al., 2021). Contrarily, we observed that recent improvements (regardless
of AFT influence) were not consistent across all events or across all years, and that AFT
was not a significant predictor of performance in four of the ten events analysed.
Combined, our data suggests that although AFT in sprint spikes influences performance in
some events, they do not discriminate sprint performance to the same extent as AFT
discriminates road-racing performance. Some of this inconsistency may be explained by
differences in the adoption of AFT in different events and different years. For example, in
2021 only 42.5% of the top 20 athletes (across all events) wore AFT, whereas in 2022, 88.5%
of the top 20 athletes utilised AFT. However, our mixed model analyses revealed that other
factors are likely also involved in recent sprint time improvements. Changes in factors such
as athlete characteristics like age (Elmenshawy, Machin & Tanaka, 2015) and stature
(Marck et al., 2017), weather conditions, career trajectories, changes in training methods
and injury status, sex-based and event-based differences in proximity to physiological
limits, and increased globalisation are all candidate mediators of performance changes.
The COVID-19 pandemic also provided a unique set of circumstances which conceivably
influenced the observed performance increases. For example, athletes were afforded the
opportunity to train for a prolonged period of time without reducing load as they typically
would to peak for major competitions. It is also noteworthy that there was a 46% reduction
in drug testing worldwide in 2020 (World Anti-Doping Authority, 2021), allowing athletes
more opportunity to enhance their performances exogenously (Negro, Di Trana &
Marinelli, 2022; Lima et al., 2021). Given the history and prevalence of performance
enhancing drugs in track and field (Faiss et al., 2020; Berthelot et al., 2015), this is a
plausible explanation for some improvement.
There are also limitations of our study which must be considered when interpreting the
current results. This is perhaps most practically demonstrated by the unexpected finding of
no significant improvements in the men’s 400 m hurdles, despite nine of the top 10 times
in history being run since the introduction of AFT in 2020. This highlights the limitations
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
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of our initial statistical approach in dealing with outliers, such as Karsten Warholm’s 2021
world record (which he ran without AFT), likely due to large standard deviations.
The authors do not propose that no meaningful change has occurred in this event, but
rather concede the limitations of the initial statistical approach. Interestingly, our mixed
model analysis detected that year was a significant predictor of men’s 400 m hurdles
performance. Further, another weakness of this study was the failure to account for more
deterministic factors in the mixed model analysis, such as age, training content and
context, environmental conditions and athlete nationality. Importantly, annual changes in
competition opportunity have been demonstrated to influence annual performances
(Haake, Foster & James, 2014). In this specific case, the absence of a major global
championship in 2018 may influence the results. Finally, the dataset is limited by size, with
only two years of data where athletes had the opportunity to wear AFT. This may limit the
interpretation of our mixed model results.
CONCLUSION
This is the first evidence indicating that sprint times have become significantly faster in
some events in the last two years, and that these improvements may be partially driven by
technological innovation with sprint footwear design, which aligns with our hypothesis.
Further, these improvements appear to be mediated by event, sex and potentially the level
of athlete.
Future studies should seek to identify the precise mechanisms through which AFT may
improve sprint performance in both sexes independently, and to elucidate the athlete
characteristics which may moderate these performance enhancing effects, such as athlete
stature, foot-length/midsole thickness ratio, sprinting mechanics and specific strength
characteristics. Additional analysis of recent performance trends in events which do not
have superspikes available (for example, shot put and discus) would also provide insight
into whether recent track performance improvements have been driven by technology or
by more general sport-wide improvements in training methodology and competition
opportunities, for example. Further, given recent commentary on the potentially enhanced
risk of injury with AFT (Tenforde et al., 2023), the long-term ramifications of repeated
exposure to AFT in sprint spikes should be investigated, especially in youth and developing
athletes.
ACKNOWLEDGEMENTS
The authors wish to sincerely thank Sean Whipp (Whipp Sports) for his assistance with
identifying the spikes of athletes.
ADDITIONAL INFORMATION AND DECLARATIONS
Funding
The authors received no funding for this research. We received support for the APC from
the German Research Foundation Project No. 512648189 and the Open Access Publication
Fund of the Thueringer Universitaets-und Landesbibliothek Jena. The funders had no role
Mason et al. (2023), PeerJ, DOI 10.7717/peerj.16433
15/19
in study design, data collection and analysis, decision to publish, or preparation of the
manuscript.
Grant Disclosures
The following grant information was disclosed by the authors:
APC from the German Research Foundation: 512648189.
Competing Interests
Astrid Zech is an Academic Editor for PeerJ.
Author Contributions
Joel Mason conceived and designed the experiments, performed the experiments,
analyzed the data, prepared figures and/or tables, authored or reviewed drafts of the
article, and approved the final draft.
Dominik Niedziela performed the experiments, analyzed the data, prepared figures
and/or tables, authored or reviewed drafts of the article, and approved the final draft.
Jean-Benoit Morin analyzed the data, authored or reviewed drafts of the article,
interpreted the data, and approved the final draft.
Andreas Groll performed the experiments, analyzed the data, prepared figures and/or
tables, authored or reviewed drafts of the article, and approved the final draft.
Astrid Zech conceived and designed the experiments, authored or reviewed drafts of the
article, and approved the final draft.
Human Ethics
The following information was supplied relating to ethical approvals (i.e., approving body
and any reference numbers):
The Ethics Commission of the Friedrich Schiller University Jena granted ethical
approval to complete this study: FSV 23/057.
Data Availability
The following information was supplied regarding data availability:
The raw data used for analysis are available in the Supplemental Files.
Supplemental Information
Supplemental information for this article can be found online at http://dx.doi.org/10.7717/
peerj.16433#supplemental-information.
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| The potential impact of advanced footwear technology on the recent evolution of elite sprint performances. | 11-27-2023 | Mason, Joel,Niedziela, Dominik,Morin, Jean-Benoit,Groll, Andreas,Zech, Astrid | eng |
PMC8755824 | 1
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Mechanical work accounts for most
of the energetic cost in human
running
R. C. Riddick1,2,3* & A. D. Kuo2
The metabolic cost of human running is not well explained, in part because the amount of work
performed actively by muscles is largely unknown. Series elastic tissues such as tendon can save
energy by performing work passively, but there are few direct measurements of the active versus
passive contributions to work in running. There are, however, indirect biomechanical measures
that can help estimate the relative contributions to overall metabolic cost. We developed a simple
cost estimate for muscle work in humans running (N = 8) at moderate speeds (2.2–4.6 m/s) based on
measured joint mechanics and passive dissipation from soft tissue deformations. We found that even
if 50% of the work observed at the lower extremity joints is performed passively, active muscle work
still accounts for 76% of the net energetic cost. Up to 24% of this cost compensates for the energy lost
in soft tissue deformations. The estimated cost of active work may be adjusted based on assumptions
of multi-articular energy transfer, elasticity, and muscle efficiency, but even conservative assumptions
yield active work costs of at least 60%. Passive elasticity can reduce the active work of running, but
muscle work still explains most of the overall energetic cost.
Abbreviations
M
Body mass (kg)
L
Leg length (m)
g
Gravitational acceleration (m/s2)
c+, c−
Metabolic costs for positive and negative work respectively (metabolic/mechanical energy,
dimensionless)
c±
Metabolic cost for net work (metabolic/mechanical energy, dimensionless)
fM
Muscle work fraction (muscle work divided by total joint work by muscle & tendon,
dimensionless)
W+
M, W−
M
Muscle positive and negative work, respectively (J)
W+
MT, W−
MT
Muscle–tendon positive and negative work, respectively (J)
WST
Soft tissue work (J)
Ework
Metabolic energy cost due to mechanical work (J)
SI
Summed Ipsilateral work, an estimate of muscle–tendon work assuming no energy transfer
across the pelvis
SB
Summed bilateral work, an underestimate of muscle–tendon work assuming full energy transfer
across all joints of the body
IJ
Independent Joint work, an overestimate of muscle–tendon work assuming no energy transfer
across all joints of the body
KT cost
The model proposed by Kram and Taylor1 to estimate the metabolic cost of generating muscle
force
The metabolic cost of human running is not well explained, in part because the work and forces of the muscles
are largely unknown. There is little energy dissipated by the environment, and so almost all of the action occurs
within a cyclic stride, with equal amounts of positive and negative work by muscles2–4, at substantial levels of
force and therefore energy cost. Although it is difficult to directly measure this information, there is nevertheless
nearly a century of evidence5 about important factors such as the energetic cost of work performed by muscle,
elastic energy return by tendon, and multi-joint energy transfer by muscle6–10. These factors could potentially
OPEN
1Department of Mechanical Engineering, University of Michigan, Ann Arbor, MI 48109, USA. 2Faculty of Kinesiology
& Biomedical Engineering Program, University of Calgary, Calgary T2N 1N4, AB, UK. 3Centre for Sensorimotor
Performance, University of Queensland, Brisbane, QLD 4072, Australia. *email: [email protected]
2
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be combined to synthesize a plausible estimate for how much work muscles perform. This might in turn explain
a substantial fraction of the overall energetic cost of running. A first step is to quantify the mechanical work
performed by the body, both to redirect the body as it moves across the ground, as well as to move its limbs in
relation to its center of mass11–13. Muscles expend positive metabolic energy to perform positive and negative
work, with efficiencies of about 25% and − 120%, respectively (e.g., ex vivo5, for pedaling9, and for running up or
down steep slopes8 where work is largely performed against gravity). The cost of positive work is also supported
by the biochemical cost of producing and using ATP for muscle cross bridges to perform work, with a net effi-
ciency (in aerobic conditions, excluding resting metabolism) in the muscles of various animals at about 25%14.
However, during steady, level human running, work is not readily measurable at the muscles, but rather at the
body joints, as with the “inverse dynamics” technique (e.g.,15). Joint work does not account for multi-articular
muscles, which can appear to perform positive work at one joint and negative work at another, yet actually per-
form no work6,16,17. The estimation of muscle work from joint work therefore depends on the assumed degree of
multi-articular energy transfer6. Joint work can be used to estimate the work done by muscles only with careful
consideration of these mechanisms, and is therefore better suited for giving bounds on muscle work as opposed
to precise estimates.
A second issue is elastic energy return. Muscles act in series with elastic tendons, which along with other
tissues such as the plantar fascia, can store and return energy passively18–20. With some of the work performed
on the body due to passive elasticity, running can appear to have high positive work efficiencies of 40%21–23 or
more. At a comfortable aerobic running speed (2.8–4 m/s) Cavagna and Kaneko24 reported an efficiency of 50%.
Since the efficiency of positive muscle work is about 25%, these higher efficiencies must be due to the passive
return of energy in elastic tissues of the body. In vivo measurements of elastic contributions in the gastrocnemius
of a turkey25 suggest that tendon could account for about 60% of the observed joint work. But the contribution
of elastic tissues to human running has been estimated for a select few tendons under specific types and speeds
of locomotion26–29, leaving elastic contributions unknown for the majority of muscles and tendons of the body.
Elastic energy return has led to alternative measures that correlate with energy cost. For example, Kram and
Taylor1 proposed that the cost of running is inversely proportional to the amount of time spent on the ground
during each step, scaled by body weight. Referred to here as the KT cost, it presumes that much of the work
observed at joints is performed passively by elastic tendon, with muscle largely acting isometrically and at high
cost30,31. This is largely based on the mass-spring model of running, widely used to suggest that the leg acts purely
elastically as it hits the ground32,33, with tendons doing most of the work. Indeed, the KT cost correlates well with
metabolic cost for a variety of animals at different scales1, albeit with differing proportionalities for each case.
But its proposed independence from work is also problematic. For example, the KT cost cannot explain the cost
of running on an incline34, where net work is certainly performed against gravity8. Even on level ground, in vivo
measurements reveal muscles that do not act isometrically, but perform substantial work26,27,35. In addition, soft
tissue deformations during running may dissipate substantial mechanical energy2, which can only be restored
through active muscle work. Thus, work by muscle fascicles is likely still relevant to the overall energetic cost
of human running.
The present study therefore re-evaluates the contribution of muscle work to running (Fig. 1). This is based on
previous estimates for the metabolic cost of work7,22,34, but expanded to clarify the upper and lower bounds on
each parameter. We account for the effects of multi-articular energy transfer, elastic energy return, and muscle
efficiency, and consider how energy dissipation from soft tissues can account for a significant amount of meta-
bolic cost. Recognizing that the assumptions are inexact, our goal is to determine reasonable bounds, rather
than an exact estimate, for the cost of work. We then test the degree to which mechanical work can explain the
overall energetic cost of running. We hypothesize that even by using the lowest possible bound on the cost of
muscle work (taking into account the uncertainty of the model parameters), that muscle work will account for
the majority of metabolic cost in running.
Methods
We estimated the active mechanical work performed by the body during running, and its potential contribu-
tion to metabolic cost. We started with joint work measures using standard procedures, supplemented it with
recently developed measures of soft tissue dissipation, and then applied simple estimates of multi-articular energy
transfer and elastic energy return. Measurement were performed on healthy adult subjects ( N = 8 , 7 male, 1
female; 20–34 years) who ran at seven speeds according to each person’s comfort, in randomized order, ranging
2.2–4.6 m/s. Body mass M was 74.9 ± 13.0 kg (mean ± s.d.), and leg length L was 0.94 ± 0.04 m. Subjects ran for a
continuous period of 6 min at each speed. This study was approved by the University of Michigan Institutional
Review Board and all subjects gave informed consent prior to their participation. All methods and techniques
used in the experiment followed the guidelines set forth by the Michigan Institutional Review Board.
The kinematic and dynamic data used for this study is the same as presented previously2, and briefly summa-
rized here again. Kinematics and ground reaction forces were recorded on a split-belt instrumented treadmill at
the University of Michigan. Forces (980 Hz sampling; Bertec, Columbus, OH, USA) and motion capture (480 Hz;
PhaseSpace Inc., San Leandro, CA, USA) were collected concurrently, with markers placed bilaterally on the
ankle (lateral mallelous), knee (lateral epicondyle), hip (greater trochanter), shoulder (acromion of scapula),
elbow (lateral epicondyle of humerus), and wrist (trapezium). Additional tracking markers were placed on the
shanks, thighs, trunk, upper arm, lower arm, and upper arm, with three markers on the pelvis (sacrum, left/
right anterior superior iliac spine) and two markers on each foot (calcaneus, fifth metatarsal). These data were
collected for at least 1 min per trial, with force data filtered at 25 Hz and marker motion at 10 Hz (second-order
low-pass Butterworth), and then applied to inverse dynamics calculations (Fig. 2) using standard commercial
software (Visual3D, C-Motion, Germantown, MD, USA).
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These data were used to compute two kinds of mechanical work. The first was standard rigid-body joint
powers, as the work per time needed to rotate and translate (via joint torque and intersegmental reaction forces,
respectively) two connected segments relative to each other. We used the so-called 6-D joint power, considered
robust to errors such as in joint center locations13,36,37.
The second quantity was the dissipative work performed by soft tissue deformations. Briefly, this is the dif-
ference between rigid-body joint power and the total mechanical work2,13,24,38. The total mechanical work is
defined as the rate of work performed on the COM (evaluated using ground reaction forces with no rigid-body
assumptions12) plus the rate of work performed to move rigid-body segments relative to the COM. In running,
this quantity is similar in magnitude to the difference between the positive and negative joint work over a stride2,
which itself implies that rigid body work does not capture all of the work of running. The term “total mechanical
work” is defined as the summation of soft tissue and joint work.
Metabolic cost was estimated through respirometry (Oxycon; CareFusion Inc., San Diego, CA). Both O2
consumption and CO2 production were recorded on a breath by breath basis and averaged over the final three
minutes of each 6-min trial, and converted to gross metabolic rate (in W). Net metabolic rate was found by
subtracting each subject’s cost for standing quietly, collected before running. The subjects’ respiratory exchange
ratio (RER) was measured to be 0.85 ± 0.09 across subjects, with each individual trial having an average RER of
less than 1, indicating mostly aerobic conditions.
Mechanical work and energy transfer by muscle–tendon.
The work performed by joints and soft
tissue deformation was used to estimate that done by the series combination of muscle and tendon. To illustrate
energy transfer assumptions, we initially consider two opposing sets of assumptions—an Overestimate and an
Underestimate—before introducing our intermediate measure. The Overestimate assumes no multiarticular
energy transfer between joints, as if all muscles acted uniarticularly. Positive work is thus evaluated by integrat-
ing the positive intervals of each joint’s power over a stride (Fig. 2A), and then summing across all joints in both
sides of the body, as if they were independent joints (IJ). Multiplying by stride frequency then yields the average
rate of positive independent-joint work, ˙W+
IJ . We consider this quantity to be an Overestimate because it disre-
gards energy transfer by multi-articular muscle.
The Underestimate of work takes the opposite extreme, and assumes that simultaneous positive and negative
work always cancel each other. This entails summing the powers from all the body joints at each instance in time,
yielding summed joint power13, and then integrating the positive summed joint power over a stride. Multiply-
ing by stride frequency yields the average rate of positive summed-bilateral (SB) joint work, ˙W+
SB (Fig. 2B). This
is considered an Underestimate of actual muscle–tendon work, because it assumes energy transfer can occur
between any two joints, regardless of whether a muscle crosses those joints. The Over- and Under-estimates,
˙W+
IJ and ˙W+
SB , are roughly analogous to the terms “no between-segment transfer” and “total transfer between all
segments” of Williams and Cavanagh7, except applied here to transfer between joints rather than body segments.
We introduce our own intermediate muscle–tendon work estimate, termed Summed Ipsilateral (SI) work.
It assumes full energy transfer across the joints on each side of the body, but not between the two sides. This
Figure 1. A depiction of the sources of mechanical work in the body during locomotion. Muscle fascicles
perform active work in series with passive elastic tendon, and the two together perform work about joints. Soft
tissues such as the heel pad and the viscera also deform and dissipate energy over a stride. Passive contributions
from series elasticity and deformable soft tissues, along with the structure of multi-articular muscles spanning
more than one joint, play an important role in estimating the amount of work performed by muscles.
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has previously been justified based on inter-segmental energetic analysis39. This is mostly because there are no
muscles that cross the legs and could transfer negative work from one leg into positive work at the other. The
average rate of work ˙W+
SI entails summing the joint powers on one side of the body at each point in time, inte-
grating the positive intervals of this power (Fig. 2B), and then multiplying by step frequency. Of course, further
examination of musculoskeletal geometry, neural activation patterns, and loading conditions could yield more
intricate estimates of muscle–tendon work. But without full knowledge of individual muscle forces and displace-
ments, we use the Summed Ipsilateral estimate as a simple and not unreasonable set of assumptions, between
the aforementioned extremes.
Figure 2. Mechanical work contributions to metabolic energy expenditure, for a representative subject
(3.10 m/s, mass = 70.8 kg, leg length = 0.89 m). (A) Instantaneous mechanical power of the joints (ankle, knee,
and hip), and from soft tissue deformations, over one-half running stride (beginning with heelstrike). Also
shown is the summation of all joint powers from both sides of the body, which is an underestimate of power (B)
Four summary measures of work per step: Overestimate, Estimate (Summed Ipsilateral work), Underestimate,
and Soft Tissue work. Positive (negative) work refers to integrated intervals of positive (negative) power. Soft
tissue work shown includes positive and negative work per step, and the net (negative, dissipative) work.
(C) Work costs illustrate metabolic cost contributions. The magnitude of Summed Ipsilateral negative work
is treated as an estimate of the joint positive and negative work performed on rigid body segments. This is
multiplied by muscle work fraction fM (provisionally 0.5) to yield work due to muscle. Active muscle work
includes positive work to offset net soft tissue dissipation. Active muscle work is multiplied by the cost of
positive and negative muscle work ( c+ and c− ) to estimate the energetic cost due to active muscle work.
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Metabolic cost of muscle work.
We define two quantitative parameters to link muscle–tendon mechani-
cal work to energy expenditure. The first is the proportion of work performed actively by muscle vs. passively by
tendon, and second is the metabolic cost at which the active work is performed. The proportion is defined as fm ,
the fraction (ranging 0–1) of muscle–tendon work performed by muscle fascicles, such that
where W+
M is the positive work of muscle fascicles and W+
MT is the positive work of muscle–tendon (applying
the proposed Summed Ipsilateral measure, or the Over- or Under-estimate assumptions), and analogously for
negative work. In vivo measurements suggest a variety of possible values for fm , for example 0.40 for turkey
gastrocnemius25, and 0.26–0.56 for two muscles of running dogs40. For humans, cadaver data suggest 0.52 for
the Achilles tendon and foot arch19. Other indirect data suggest a range of 0.4–0.62522,24, depending on energy
transfer assumptions. The correct value is unknown, and almost certainly varies with muscle group, loading
conditions, and speed. We use a single parameter fm to summarize an overall effect for all muscles, and adopt a
provisional value of 0.5, while allowing for other possible values (see Table 1).
We characterize the metabolic cost of muscle work with separate parameters for positive and negative work.
The positive work cost c+ is defined as the metabolic energy cost of producing a unit of active positive work,
equivalent to the inverse efficiency of pure positive work. An analogous cost c− is defined for the metabolic cost
of negative work. We adopt provisional values for c+ and c_ of 4.00 and − 0.83, respectively, equivalent to efficien-
cies of 25% and −120%41, again allowing a range for c_ (see Table 1).
The overall energetic cost of this work Ework is summed for rigid body and soft tissue contributions (graphi-
cally depicted in Fig. 2C). Soft tissues dissipate net energy (yielding negative ˙WST ), and muscles must actively
perform net positive work to compensate for those losses. The positive cost of making up for such dissipation is
therefore c+|WST| . The cost of rigid body work is estimated from the magnitude of negative work from inverse
dynamics
W−
M
, multiplied by the costs for both positive and negative work. These summed contributions yield
This energetic cost per stride is then multiplied by stride frequency to yield metabolic power ˙Ework due to
active work.
To account for differences in subject size42, data were non-dimensionalized using body mass M leg length
L , and gravitational acceleration g as base variables. Mean power and work normalization constants were
Mg3/2L1/2 = 2184W and MgL = 678J , respectively. The mean running speed normalization constant was
g1/2L1/2 = 3.04 m/s. All averaging and statistical tests were performed with dimensionless quantities. In figures,
data were plotted with dimensional scales in SI units, using the mean normalization constants.
Statistical tests were performed as follows. We used a linear least-squares fit to relate running speed to
mechanical or metabolic rates, and then used Eq. (2) to estimate the metabolic cost attributable to work. We also
used the linear least-squares fit to test how other work measures and the KT cost are related to metabolic rate.
All regressions were performed allowing each subject an individual constant offset, while constraining them
all to a single linear coefficient. The relationship between the predictor and response variables were considered
significant when p < 0.05 for the F-statistic. Measures are reported in the form Y ± C.I. for α = 0.05 where Y is
the predicted response of the linear regression model.
Results
We found that all measures of mechanical work rate and metabolic rate exhibited typical and fairly linear
increases with running speed. Mechanical work data are summarized here, with more comprehensive measures
reported previously2. In terms of standard joint powers (Fig. 2A, representative data), the ankle, knee, and
hip powers far exceeded that for the upper body. Soft tissues produced power similar to a damped oscillation
(reported previously2), and the Over- and Under-estimates of power bracketed the intermediate estimate, as
expected. This was also true for the overall Over- and Under-estimates of positive and negative work per stride
(Fig. 2B); soft tissues produced net negative work. These observations were consistent across the range of run-
ning speeds measured (Fig. 3). As expected, the proposed Summed Ipsilateral work rate increased with running
speed (Fig. 3A), and was between the expected Overestimate and Underestimate. Net soft tissue work rates were
negative and increased in magnitude with speed. The regression coefficients and statistical outcomes for the
relationship between these measures of power and running speed can be found in Table 2.
(1)
W+
M = fMW+
MT
(2)
Ework = (c+ + c−)
˙W−
M
+ c+
˙WST
.
Table 1. The cost coefficient represents how much metabolic energy a unit of mechanical work costs. The cost
coefficient is calculated by taking into account the amount of work performed by tendon relative to muscle,
and the efficiency of positive and negative muscle work. A range of cost coefficients between 1.8 and 3.2 were
found by consulting experimental data from the literature.
Positive work cost
c+
Negative work cost
c−
Net work cost
c± = c+ − c−
Muscle work fraction
fM
Cost coefficient
fMc±
Upper bound
4.008,9
− 0.838,9
4.83
0.6521
3.14
Lower bound
4.008,9
0
4.00
0.3822
1.52
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The estimated metabolic cost for performing that work was substantial. Applying elastic contributions, the
metabolic cost for performing active work (Eqs. 1 and 2) ranged about 500–1000 W over the speeds examined,
compared to an overall net metabolic rate of 700–1500 W (Fig. 3B). In relative terms (Fig. 2C), work accounted
for about 76% of net metabolic rate (Fig. 3C), with little dependence on running speed (slope = 0.10% per 1 m/s
change in speed). In contrast, the Overestimate of work yielded a much higher proportion (slope = 7.1% per 1 m/s
change in speed), of 106% at 3 m/s, and actually exceeding 100% of net metabolic rate at most speeds considered.
The Underestimate yielded a fairly constant proportions of about 61% (slope = 0.62% per 1 m/s change in speed).
These results are next illustrated as a function of parameters, to facilitate evaluation of assumptions (Fig. 4).
Here we use an overall cost for combined positive and negative work, c± = c+ − c− , with nominal value 4.83.
This is nominally paired with muscle work fraction fm of 50%. With these values, the proportion of metabolic
cost explained by work was 61% for the Underestimate, 76% for Summed Ipsilateral, and 106% for Overestimate,
respectively, across the observed running speeds. Here we also examine two extremes for alternative assumptions.
One is to assume a considerably lower fraction of muscle work, fm = 0.38 , which would yield a lower fraction
of metabolic cost explained, of 43%. On the other hand, assuming that muscle performs more work, fm = 0.65 ,
yields an unrealistic explained amount of 135% (Fig. 4).
Using the nominal efficiency of c± along with the Summed Ipsilateral cost for work, active work to compensate
for soft tissue dissipation accounted for an increasingly larger proportion of the metabolic cost due to work. At
the nominal speed of 3 m/s, soft tissue compensation increased the metabolic cost due to work (as predicted
by the linear regression) by 23.3%, from 3.00 to 3.70 J/kg. Whereas at the highest speed of 4.6 m/s, soft tissue
compensation increased the estimate of cost due to work by 31.5%, from 3.82 to 5.03 J/kg.
Discussion
We had sought to re-evaluate the degree to which mechanical work performed by muscle can explained the
net metabolic cost of running. We considered three sets of assumptions to translate joint work estimates into
metabolic cost: how energy is transferred between joints by muscle, how much work is performed passively by
tendon, and how much metabolic energy is expended to perform muscle work. Using nominal assumptions for
muscle vs. tendon work and muscle efficiency from the literature, we found that about 76% of the metabolic cost
Figure 3. Mechanical work and estimates of absolute and relative metabolic cost vs. speed ( N = 8 ). (A)
Average positive work rates: Mechanical work (using Summed Ipsilateral estimate), net Metabolic rate, and net
Soft tissue work rate. Also shown are Over- and Under-estimates of work (dashed gray lines) assuming no work
transferred between joints by multiarticular muscles, and full transfer, respectively. (B) Estimated metabolic
power for mechanical work, based on each work rate, along with soft tissue deformations, muscle work fraction,
and muscle work cost. (C) Relative metabolic cost for mechanical work, showing each cost as a fraction of net
metabolic rate. Axes shown include dimensional units, as well as dimensionless units (top and right-hand axes)
using body mass, leg length, and gravitational acceleration as base units.
Table 2. Linear relationships between measurements of power (metabolic and mechanical) vs running speed.
The slope and offset from the linear regression (in dimensionless units) are reported, along with r2.
Measurements of power
Slope ± 95% CI
Offset
r2
p
Net metabolic
0.48 ± 0.033
− 0.01
0.98
2E − 31
Summed ipsilateral
0.08 ± 0.011
0.05
0.96
2E − 25
Summed bilateral (underestimate)
0.09 ± 0.014
0.03
0.93
3E − 21
Independent joint (overestimate)
0.19 ± 0.0098
0.01
0.99
3E − 38
Soft tissue
− 0.04 ± 0.020
0.03
0.80
4E − 12
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of running is attributable to muscle work. We next discuss how our estimates may be interpreted, and how they
could be affected by alternate assumptions.
One contributor to the high work cost is dissipation by soft tissues. The dissipation is not typically measured
in inverse dynamics analysis, nor incorporated into estimates of metabolic cost. In a typical inverse dynamics
analysis, the only work is performed about joints acting between rigid segments, leading to an imbalance of
work2,43, with more positive than negative work. In fact, soft tissue deformation largely explains this joint work
discrepancy2. For example, (representative subject, Fig. 2), soft tissues dissipated 0.18 J/kg, explaining much of the
positive/negative work discrepancy of 0.16 J/kg at 3.1 m/s. Active work to make up for this dissipation accounted
for 0.7 J/kg (16%) of the entire 4.27 J/kg of the net metabolic rate. And at faster speed of 4.6 m/s, that fraction
increases to about 31%. Faster speeds entail higher impact between leg and ground, and more energy dissipation.
The work to compensate for soft tissue energy dissipation costs substantial metabolic energy.
Another contributor is active work in tandem with passive elasticity. Series elasticity is recognized to per-
form substantial work passively, and thus to play an important role in running energetics. But even with passive
elasticity, our results suggest that the remaining work attributable to muscle accounts for much of the overall
energetic cost. This is based on an assumed muscle work fraction fm , provisionally set to a nominal value of 50%,
for which far different values might be appropriate. For example, the plantaris and gastrocnemius of hopping
wallabies have a range from only 3–8%44. In human, the Achilles tendon appears to facilitate a low muscle work
fraction23,35. However, many other muscles also participate in running, not all under conditions ideal for tendon
elastic work. It is therefore helpful to use the parameter study (Fig. 4) to evaluate other candidate assumptions
that lie between these two extremes.
Another factor in our energy estimate is the energetic cost of muscle work. This is mainly for positive work,
and is attributable to crossbridge cycling45. Thermodynamic principles dictate that this cost likely exceeds c+ = 4
(or efficiency does not exceed 25%), due to the biochemical costs of ATP production and for the work of cross-
bridge cycling46. We did not include other effects such as frictional work47, muscle co-contraction, isometric force
production, or calcium pumping48, which would generally be expected to cost energy, and could be lumped into
the remaining fraction of energy cost (24%) not explained by fascicle work. We also assumed a small but posi-
tive energetic cost to negative work. An extreme assumption would be zero cost for negative work, which would
reduce the estimated metabolic cost for work from 76 to about 63%, still a majority of overall metabolic cost.
We also examined alternative assumptions for energy transfer by multi-articular muscles. Although generally
unknown in humans, measurement of muscle forces in cat locomotion show significant energy transfer from
Figure 4. Average work cost as a function of cost coefficient for running at 3 m/s. Relative work cost is
estimated metabolic cost of mechanical work divided by overall net metabolic cost. Cost coefficient is defined
as fraction of work attributable to muscle from overall muscle–tendon work, multiplied by cost of active work
c± . Boundaries are shown for extreme assumptions. Overestimate is for Independent Joints assumption, where
muscles only act uniarticularly; underestimate is for Summed Bilateral joint assumption, where work can
be transferred from one side of the body to the other. Left and right boundaries are for extremes in muscle
work fraction, 38% and 65%, respectively, with constant cost of work. The proposed work estimate (Summed
Ipsilateral joints), along with a muscle fraction of 50%, yields 76% of the metabolic cost of running is attributable
to active work by muscle. For the same parameters, the Underestimate yields 61% and the Overestimate 106%.
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the ankle to the knee during collision, and from the knee to the ankle during push-off49. We therefore consider
it unrealistic to assume no such transfer in humans, hence the label of Overestimate for the individual joints (IJ)
estimate of work. Indeed, the IJ estimate would yield an entirely unrealistic apparent mechanical efficiency of
102% for running at 3 m/s (Fig. 4). On the other hand, the Underestimate is too low since it assumes that negative
work at any joint could be transferred perfectly to positive work at any other joint in the body. We have therefore
presented the Summed Ipsilateral (SI) assumption as a better, yet likely low, estimate for work performed by
muscles. This model of energy transfer was previously proposed by Willems et al.39, although without including
the contributions of soft tissues, which we have found important for metabolic cost. It has long been recognized
that energy transfer can occur between joints of an individual leg6,49–51. Our own estimates summarize the bounds
from the possible assumptions and could be improved with more direct muscle measurements from humans.
Our findings could inform other estimates of mechanical work. Others have used independent joint work to
evaluate apparent efficiency during locomotion23,52, for example yielding unusually high running efficiencies of
35–40%23, which they largely attributed to series elasticity at the ankle. But we also believe some of their observed
work may be an Overestimate, due to multi-articular energy transfer. Our preferred estimate using summed
ipsilateral joint work is more similar to the segmental energy transfer approach of Williams and Cavanagh7,
except using work at joints rather than between segments, and including soft tissue work not been previously
considered. This facilitates estimation of metabolic cost contributions (Eq. 2) with only two main parameters
( fM and c± ) lumped into the cost coefficient. We anticipate that further measurements of muscle and tendon
action in vivo will inform better estimates of cost contributions such as work.
There are certainly other costs for running, not attributable to work. Examples include a cost for producing
force in the absence or regardless of mechanical work1,30,31, or due to the rate at which force is generated53. We
evaluated the KT cost (Fig. 5) proportional to body weight divided by ground contact time1, which correlates
quite well with metabolic cost. But several measures, including various estimates of work, also correlate well
(Fig. 5, Table 3). We consider it more mechanistic for a cost to depend on applied muscle force or work, rather
than general parameters such as body weight. For example, “Groucho running” on flexed knees54 costs 50% more
energy than normal running, whereas the KT cost would predict a decrease, due to increased ground contact
time. We suspect that the high cost of Groucho running is due to greater muscle forces and work with flexed
Figure 5. Sample correlates of metabolic cost. (A) Correlates: Summed Ipsilateral (SI) work, positive COM
work rate, Total mechanical work, Underestimate of joint work (assumes full energy transfer), and the
Overestimate of joint work (assumes joint independence). (B) The KT measure of body weight divided by
ground contact time (Kram and Taylor29) compared to metabolic cost. All measures correlate well (r2 > 0.9) with
metabolic cost. Power is plotted in terms of normalization units, Mg3/2L1/2.
Table 3. Linear relationships between running measurements and metabolic cost. The slope and offset from
the linear regression (in dimensionless units) are reported, along with r2. Each measurement is a measure of
mechanical work performed at the joints or on the COM.
Measurement
Slope ± 95% CI
Offset
r2
p
Estimate: summed ipsilateral (SI)
3.55 ± 0.50
− 0.03
0.92
7E − 20
Overestimate: individual joints (IJ)
2.10 ± 0.20
0.06
0.96
9E − 26
Underestimate: summed bilateral (SB)
4.45 ± 0.73
− 0.02
0.90
7E − 18
COM work rate
4.75 ± 0.40
− 0.13
0.97
7E − 28
Total mechanical work rate
2.71 ± 0.23
− 0.01
0.97
1E − 27
Kram and Taylor1 (KT) cost
3.58E − 4 ± 3.1E − 5
− 0.48
0.97
7E − 28
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knees55 even though body weight remains unchanged. Furthermore, reinterpretation of the KT cost reveals that it
could be equivalent to a cost of performing mechanical work under appropriate assumptions (see Supplementary
Appendix S1). Work is certainly needed to accelerate during running, or to ascend an incline, and it appears
to account for a majority of the cost for level ground. We do acknowledge other costs, potentially for isometric
force production, but mainly for the 24% of energy not explained by work.
The present study has a number of limitations. Our results are specific to humans running at a limited range
of speeds, and it remains to be seen how well work can explain energy cost over a wider range of speeds. In
particular, work may be less explanatory for other animals, particularly smaller ones where muscles are turned
on or off more quickly56. Such force cycling costs may be applicable to humans as well53,57,58. And our model for
the cost of mechanical work could be applied to other activities such as walking43,59 and hopping, not considered
here. Similar assumptions for the cost of work in incline running reported by Minetti et al.34 (without accounting
for soft tissue deformations) suggest that this approach could be applicable beyond level-ground running. The
present model for estimating metabolic cost is mostly based on motion data, whereas a more comprehensive and
mechanistic model would include body dynamics and predict both motion and energy cost.
But the primary limitation is in the cost coefficient, which attempts to aggregate information from empirical
data. Better estimates could be obtained as in vivo measurements of muscle state (e.g. ultrasound60) and series
elastic energy storage (e.g.29,60) become available. Still better would be to dispense with the cost coefficient in
favor of detailed information about each individual muscle61,62, including differences in fiber type and function.
We expect improved estimates of elastic contributions, energy transfer, and the cost of performing work to lead
to better explanation of the cost of running. However, based on current evidence, it appears that even though
series elasticity performs a major role in running, active mechanical work still explains a majority of the metabolic
cost in running. Accurate models for estimating this cost are important for understanding human preferences
in dynamic activities and can inform the design of devices that interface with the body such as prostheses and
orthotics.
Received: 25 September 2020; Accepted: 31 May 2021
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Acknowledgements
This work supported in part by Natural Sciences and Engineering Research Council of Canada (NSERC Discov-
ery Award, Canada Research Chair Tier 1) and Dr. Benno Nigg Research Chair.
Author contributions
R.R. collected the data, analyzed, and wrote the main text of the manuscript. A.D.K. conceived the experiment,
guided the analysis of the data, and edited and wrote portions of the manuscript.
Competing interests
The authors declare no competing interests.
Additional information
Supplementary Information The online version contains supplementary material available at https:// doi. org/
10. 1038/ s41598- 021- 04215-6.
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https://doi.org/10.1038/s41598-021-04215-6
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| Mechanical work accounts for most of the energetic cost in human running. | 01-12-2022 | Riddick, R C,Kuo, A D | eng |
PMC7503581 | International Journal of
Environmental Research
and Public Health
Article
Runner’s Perceptions of Reasons to Quit Running:
Influence of Gender, Age and
Running-Related Characteristics
Daphne Menheere 1,*, Mark Janssen 1,2
, Mathias Funk 1
, Erik van der Spek 1,
Carine Lallemand 1,3
and Steven Vos 1,2
1
Department of Industrial Design, Eindhoven University of Technology, 5600 MB Eindhoven, The
Netherlands; [email protected] (M.J.); [email protected] (M.F.); [email protected] (E.v.d.S.);
[email protected] (C.L.); [email protected] (S.V.)
2
School of Sport Studies, Fontys University of Applied Sciences, 5644 HZ Eindhoven, The Netherlands
3
HCI Research Group, University of Luxembourg, Esch-sur-Alzette, 4365 Luxembourg, Luxembourg
*
Correspondence: [email protected]
Received: 15 July 2020; Accepted: 18 August 2020; Published: 20 August 2020
Abstract: Physical inactivity has become a major public health concern and, consequently, the
awareness of striving for a healthy lifestyle has increased. As a result, the popularity of recreational
sports, such as running, has increased.
Running is known for its low threshold to start and
its attractiveness for a heterogeneous group of people. Yet, one can still observe high drop-out
rates among (novice) runners. To understand the reasons for drop-out as perceived by runners,
we investigate potential reasons to quit running among short distance runners (5 km and 10 km)
(n = 898). Data used in this study were drawn from the standardized online Eindhoven Running
Survey 2016 (ERS16). Binary logistic regressions were used to investigate the relation between reasons
to quit running and different variables like socio-demographic variables, running habits and attitudes,
interests, and opinions (AIOs) on running. Our results indicate that, not only people of different
gender and age show significant differences in perceived reasons to quit running, also running habits,
(e.g., running context and frequency) and AIOs are related to perceived reasons to quit running too.
With insights into these related variables, potential drop-out reasons could help health professionals
in understanding and lowering drop-out rates among recreational runners.
Keywords: running drop-out; novice runners; gender; age; running habits; attitudes; interests; motives
1. Introduction
Physical inactivity has become a major public health concern as it is associated with the
development of chronic diseases [1,2]. Consequently, the awareness and importance of striving
for an active and healthy lifestyle within our society have increased [3]. This is notably reflected in the
increased popularity of unorganized recreational sports such as running [4,5]. Running is known for its
low threshold to start: it is relatively inexpensive and easy to practice [6] and is associated with many
health benefits (i.e., musculoskeletal and cardiovascular health, body composition, and psychological
state) [7–14] and is therefore a popular recreational sport. This popularity is especially apparent in the
increasing number of commercial running events, and their growing number of participants. In terms
of event participation, running is even one of the most popular recreational sports in the world [15,16].
Therefore, since the begin of the 21st century, we can speak of the second wave of running [15].
The growing number and diversity of specialized running events (e.g., ladies runs, color runs,
survival runs) are aligned with the development of the heterogeneous profile of ‘the runner’ over the
years [17–19]. During the first wave of running starting in the 1960s, running used to be dominated by
Int. J. Environ. Res. Public Health 2020, 17, 6046; doi:10.3390/ijerph17176046
www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2020, 17, 6046
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young males [20,21] as it was considered outrageous for women to engage in running [22]. It was not
until almost 25 years later, the first Olympic marathon for women was introduced [15]. This partake of
women in running continued to develop, where a strong growth is notably visible during the second
wave of running, resulting in an almost equal distribution of men and women in recent years [15,19,23].
Similar to data of other Western countries [15], 11.3% of women and 13.2% of men within Dutch
adults (i.e., the context of the present study), between the ages 20–79 years, expressed to run at least
monthly in 2012 [23], also indicating the age diversity of running participants [15,24]. Besides some
socio-demographic characteristics (i.e., gender and age) representing the heterogeneous population of
runners, studies showed a variety in terms of motives to partake in running (e.g., health, social and
competition elements, performance) [4,25,26]. Furthermore, one can also observe a broader range of
different experienced runners (e.g., recreational, competitive) [27] but also running context (e.g., small
groups, running partner, individually) [4,19,28]. This diverse profile of ‘the runner’ illustrates that
running can appeal to many people (regardless of age, gender, motives, experience or running context)
and illustrates the potential of making running even more accessible for an even larger group of people.
Despite the increasing popularity and the growing heterogeneity in runners, one can observe high
drop-out rates due to running-related injuries and motivational loss, which is often noticeable among
novice runners [29–31]. What type of runners are affected by running-related injuries and how this
affects a potential drop-out, and how long this drop-out lasts, has been studied extensively in previous
literature [29–33]. Although there is evidence on motivations to partake in running [17,25,34,35],
reasons to quit running are rather unexplored.
Previous studies on reasons to start running, show the influence of the different type of
characteristics. Indicating the influence of socio-demographic variables (i.e., gender and age), running
habits (e.g., experience, frequency, relative performance) and in the runners’ attitudes, interests and
opinions (AIOs). In a study of Hanson et al. women seemed to be more motivated by AIOs on
weight concern, self-esteem, affiliation and psychological coping compared to men and less by AIOs
with regards to competition and goal achievement [36]. This is in line with a study by Deaner et al.,
indicating men reported higher levels of competitiveness compared to women [37]. Motivational
differences in age were investigated by Ogles and Masters, indicating young marathon participants
(20–28 years) were more motivated by personal goal achievements, compared to older marathon
runners (≥50 years). Furthermore, the older participants were more motivated by weight concerns,
life meaning, health orientation and affiliation. Besides gender and age, running experience also
impacts AIOs towards running. For example, Forsberg et al. showed that more experienced runners,
those who run for more than eight years, were more likely to run for social motives and just ‘for the
love of running’. Whereas lesser experienced runners, those who run up to three years were more
health orientated.
Although motives for running can influence running drop-out [38–40], to the best of our knowledge,
there is limited evidence about reasons to quit running. An important step toward expanding the
evidence base is to understand the reasons for drop-out as perceived by runners. Hence, the scope
of this paper is on the perceived reasons to quit running. Janssen et al. distinguish two groups of
perceived reasons to quit running: individual (e.g., time management, injuries) and social (e.g., running
partner/trainer quits) [4,41]. These reasons are covered by the items of the Leuven Running Survey
2009 [42] and adapted to event runners. Whether these are related to socio-demographic characteristics
as gender and age, as they are for motives to running [17,36,37], or running-related characteristics is,
however unknown.
With the present study, we aimed to: (i) gain insights in perceived reasons to quit running, and (ii)
how this is affected by socio-demographics (i.e., gender and age) running habits, and AIOs on running.
Int. J. Environ. Res. Public Health 2020, 17, 6046
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2. Materials and Methods
2.1. Study Design and Respondents
The data used in this study were drawn from the Eindhoven Running Survey 2016 (ERS2016).
We collected data through an online standardized questionnaire among runners at the Eindhoven
Marathon Running Event, which offered races at 5, 10, 21.1 and 42.2 km. For this paper, a sub-dataset
was drawn with only those runners that participated in the 5 and 10 km races. These distances
were selected because of the heterogeneity of the participants, including both more experienced,
less and unexperienced runners. The items used in this questionnaire were directly derived from the
standardized questionnaire from previous editions of this event (ERS2014 and ERS2015).
In total, 18,261 runners participated in this event, who agreed upon registration that they could
be contacted for research purposes. After finishing the event, all runners received an email with an
explanation of the study, informed consent and our guarantee that their data would be processed
anonymously. If they agreed upon participation in this study, they could click the link to the online
questionnaire. The email contained all needed information and was in line with the ethical principles
of the Declaration of Helsinki and the American Psychological Association. Thereby, the Research
Board of the Fontys School of Sport Studies was consulted prior to initiation of this study, and approval
for the study design was obtained.
Of the 18,261 runners, 3727 runners completed the questionnaire (overall response rate of 20.4%)
of which 7.9% in the 5 km and 16.2% in the 10 km run. Since this study focused on the 5 and 10 km
distances, the subset used here consists of 898 runners (603 who ran the 10 km and 295 the 5 km).
The average age of the runners in the present study was 40.7 years, with the youngest runner at
18 years and the oldest 78 years old. 52.7% per cent of the participants were women (n = 474 runners).
These socio-demographic backgrounds are comparable to other running samples in previous large-scale
running studies in Western Europe [4,15,43].
2.2. Questionnaire
The online questionnaire consisted of three sections.
The first section included attitudes,
interests, and opinions (AIOs) on running, the second focused on socio-demographics and the
last on running habits. The questionnaire is provided in the Supplementary Materials of a previous
study of Janssen et al. (File S1, questionnaire ERS2016) [41], in which Figure S1 shows a flowchart of
the questionnaire.
The first section of the questionnaire consists of items on running AIOs and was adopted from
previous studies [4,19,41,43]. Runners were asked to rate the extent to which they agreed with the items,
using a 5-point Likert scale (ranging from 1 = totally disagree, to 5 = totally agree). The second section
of the questionnaire includes questions on sociodemographic characteristics. We asked for gender
(male/female); age (years); professional status (student/unemployed/employed part-time/employed
full-time); and level of education (lower and middle/higher/university). The third section covered
running habits included running frequency (number of runs per week) years of running experience
(<1 year: novice; 1–5 years: moderately experienced; >5 years: experienced); and preferred running
context (individual/with friends/colleagues, small running groups/clubs).
2.3. Measurements
2.3.1. Creating Scales of Running AIOs
First, we created scales of the items on running AIOs by replicating the questionnaire used by
Janssen et al. [41]. We ran reliability analyses for all scales. Items were assessed (Cronbach’s Alpha’s
scores of >0.700 were considered acceptable) and reconsidered whether they substantively contributed
to the component or not, and no changes were made. Finally, scales were constructed by calculating
the average scores for the reliable items per component, resulting in average scale scores. Table 1 gives
Int. J. Environ. Res. Public Health 2020, 17, 6046
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an overview of these components (i.e., scales), including the number of items, Cronbach’s Alpha’s and
average score (ranging from 1 to 5). Eventually, five AIO-scales were formed and used in this study:
(1)
Perceived advantages of running (e.g., ‘running gives me energy’, or ‘running is good for
my health’);
(2)
Identification with running (e.g., ‘I am proud to be a runner’, or ‘I feel myself to be a real runner’);
(3)
Running is a sport that is easy to practice (e.g., ‘I can practice running anytime, anywhere’);
(4)
Social motives for quitting (e.g., I would quit running ‘if my trainer quit’ or ‘if my running
friends quit’);
(5)
Individual motives for quitting (e.g., I would quit running if ‘I got injured’, or if ‘my spare time
was decreased’).
Table 1. Components including the number of items, Cronbach α, average scores and standard deviations.
Scale
Attitudes toward Running
Items
Cronbach α
N
Mean
SD
1
Perceived advantages of running
4
0.794
853
4.29
0.458
2
Identification with running
5
0.738
853
3.33
0.640
3
Running as a sport that is easy to practice
3
0.781
853
4.22
0.623
4
Social motives for quitting
3
0.941
853
1.79
0.722
5
Individual motives for quitting
4
0.712
853
3.33
0.784
2.3.2. Dependent Variables
In this study, we used two dependent variables: social motives for quitting and individual motives for
quitting. As they do not follow a normal distribution, both scales were recoded into binary variables.
All scores below the scale average (i.e., M = 1.79) were coded as ‘0 below’ and all scores above the
average were coded as ‘1 above’. In this way, we were able to interpret the data relative to the sample
and able to see if there are variables that could explain why runners score lower or higher compared to
their fellow runners.
2.3.3. Independent Variables
As independent variables, we included three groups of variables: (i) socio-demographic variables;
(ii) running habits; and (iii) running AIOs. The socio-demographic characteristics included gender,
age, and level of education. The group of running habits consisted of variables that are directly related
to running and which define the level of running involvement: years of running experience, training
frequency and running context. The three-remaining scale on running AIOs perceived advantages of
running, identification with running and running as a sport that is easy to practice complete the list of
independent variables. Table 2 gives the descriptive statistics of the sample for the dependent and
independent variables.
2.4. Analysis
All results were analyzed using SPSS 26.0 (IBM Corp., Armonk, NY, USA). First, descriptive
statistics (i.e., mean scores, standard deviations, minimum and maximum values) were collected to
provide an overview of the sample structure, and the items and variables used. Second, two binary
logistic regression models (method = enter) were created with the two dependent variables: social
motives for quitting and individual motives for quitting. As aforementioned, both scales were recoded into
binary variables. Nagelkerke R2 was used as a measure of goodness of fit. Values between 0.10 and 0.20
were considered as satisfactory and above 0.20 as very satisfactory [44,45]. The different models were
tested for multicollinearity, outliers, and leverage points by calculating the variance inflation factors
and influence statistics (Cook’s). No problems with the data were found concerning these aspects.
Int. J. Environ. Res. Public Health 2020, 17, 6046
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Table 2. The descriptive statistics of the sample for the dependent and independent variables.
Variable
Measurement
n
%
Individual Motives Binary
Below
399
46.8
Above
454
53.2
Social Motives Binary
Below
390
45.7
Above
463
54.3
Gender
Male
387
47.8
Female
422
52.2
Age
≤35 year
261
32.1
36–45 year
239
29.4
≥46 year
313
38.5
Education
Lower or middle education
273
33.5
Higher education
332
40.8
University
209
25.7
Experience
<1 years
248
29.2
1–5 years
364
42.8
>5 years
238
28.0
Running frequency
≤1x/week
384
45.1
2x/week
350
41.1
≥3x/week
117
13.7
Running context
Individual
526
61.8
Friends, colleagues, small groups
226
26.6
Clubs
99
11.6
3. Results
3.1. Descriptive Analysis
First, descriptive analysis shows that the social motives for quitting scores an average of 1.79
(SD = 0.72) on a 5-point Likert scale. From the 853 runners, 390 (45.7%) runners score below the group
average, and the remaining 54.3% scores above and perceive relatively more social reasons to quit
running. For the individual motives for quitting a mean of 3.33 (SD = 0.78) on a 5-point Likert scale
was given. Here, of the 853 runners, 399 (46.8%) runners scored below this relative average, and the
remaining 46.8% perceived relatively more individual reasons to quit running. In Table 3, the mean
scores on the items that form both scales are presented. If we compare these items, it is clear to see that
‘physical constraints or injuries’ are the most important reason to quit running (M = 4.14 SD = 0.77),
followed by item 6; ‘tired of running’ (M = 3.20; SD = 1.05). The items that are related to ‘social motives
to quit running’, score the lowest (M = 1.82 or lower).
Table 3. Mean scores, standard deviations, minimum and maximum values of the items.
Item No.
Item
Mean
SD
Min
Max
1
My running partners quit running 1
1.82
0.85
1
5
2
My running group falls apart 1
1.80
0.84
1
5
3
My trainer/coach is leaving 1
1.76
0.80
1
5
4
Preference for another sport 2
3.06
1.04
1
5
5
Reduction of leisure time 2
2.95
1.05
1
5
6
Tired of running 2
3.20
1.06
1
5
7
Physical constraints or injuries 2
4.14
0.77
1
5
Superscript number indicate to which scale, the items belong to. Social reasons to quit running indicated with a 1,
and individual reasons indicated with 2.
Second, the results of the binary logistic regression are presented in Table 4. The binary logistic
regression with social motives for quitting running as a dependent variable showed significant
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differences (p < 0.05, p < 0.01 or p < 0.001) for gender, experience with running, running context and
on the AIOs towards running, viz. running as a sport that is easy to practice, perceived advantage
of running and identification with running. The binary logistic regression with individual motives
for quitting running as a dependent variable revealed significant differences for age, education level,
experience with running, running frequency and one of the AIOs towards running, viz. identification
with running.
Table 4. Results of the binary logistic regression, in odds ratios (Exp (β)) with regards to the reference
group (ref.).
Social Reasons (n = 803)
Individual Reasons (n = 803)
Constant
646,050 ***
42,827 ***
Gender
Male
Ref.
Ref.
Female
1.642 **
1.234
Age
≤35 year
Ref.
Ref.
36–45 year
1.018
0.777
≥46 year
1.402
0.498 ***
Education
Lower or middle education
Ref.
Ref. ***
Higher education
1.193
2.012 ***
University
0.972
2.721 ***
Experience
<1 years
Ref.
Ref.
1–5 years
0.829
0.888
>5 years
0.610 *
0.610 *
Running frequency
≤1x/week
Ref.
Ref.
2x/week
0.717
0.654 *
≥3x/week
0.734
0.799
Running context
Individual
Ref. ***
Ref.
Friends, colleagues, small groups
3.352 ***
1.203
Clubs
4.541 ***
1.361
AIO toward running
Running as a sport that is easy to practice
0.502 ***
0.985
Perceived advantages of running
0.314 ***
0.992
Identification
1.366 *
0.352 ***
Nagelkerke R2
0.278
0.244
* = p < 0.05; ** = p < 0.01; *** = p < 0.001.
3.2. Binary Logistic Regression Social Reasons for Quitting
In the model for ‘social motives for quitting running’, female runners were more likely (OR = 1.642;
p < 0.01) to perceive social motives to quit running than male runners. No effect was found for age and
education. With regards to the running habits, runners with more than 5 years of running experience,
were less likely (OR = 0.610; p < 0.05) to perceive social motives to quit running compared to runners
with less than 1 year of running experience. Thereby, runners who run with other runners are more
likely to perceive social motives to quit running. Those who run with friends, colleagues and in
small groups have an odds ratio of 3.352 (p < 0.001) and those who run in clubs have an odds ratio
of 4.541 (p < 0.01), both compared to runners that participate individually. The third running habit;
running frequency did not show significant differences. In the final set of independent variables,
significant differences for all included AIOs towards running were found. Those who see running as a
sport that is easy to practice (OR = 0.502; p < 0.01) and those who perceive advantages of running
(OR = 0.314; p < 0.01) were less likely to perceive social motives to quit running, whereas runners who
identify themselves with running (OR = 1.366; p < 0.05) were more likely to perceive social motives to
quit running.
3.3. Binary Logistic Regression Individual Reasons for Quitting
In the model for individual motives for quitting running, gender was not found to be associated
with the individual motives, were the other socio-demographic variables was. Runners that were older
(>46 years) are less likely to perceive individual motives to quit running than younger runners (<35
years) did (OR = 0.498; p < 0.001). Runners with higher education or who finished university, were
Int. J. Environ. Res. Public Health 2020, 17, 6046
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more likely to quit running based on individual motives compared to runners with a lower of middle
education (resp. OR = 2.012; p < 0.001 and OR = 2.721; p < 0.001). Similarly, to the model on social
motives for quitting, runners with more than 5 years of running experience, were less likely (OR = 0.610;
p < 0.05) to perceive individual motives to quit running compared to runners with less than 1 year of
running experience. The running frequency was also found to be significant, those who run twice a
week (OR = 0.654; p < 0.05) were less likely to perceive individual motives for quitting compared to
runners who run once (or less) a week. Furthermore, runners who identify themselves with running
(OR = 0.352; p < 0.001) were less to perceive individual motives to quit running. No significant
differences were found for running context, and AIO-items running as a sport that is easy to practice
and perceived advantages of running.
4. Discussion
The aim of this study was to gain insight among short-distance event runners into the perceived
reasons to quit running, and to identify how these reasons are affected by socio-demographics (i.e.,
gender and age), running habits and AIOs on running. This is an important step toward expanding the
evidence base to understand the reasons for dropout as perceived by runners. This is key to support
runners in continued running and to address the barriers runners perceive adequately. The limitations
of this study, such as the treatment of the data and its implications, are discussed at the end of the
discussion section.
Our findings show that runners are more likely to perceive individual reasons to quit running
than social reasons (Table 3). Physical constraints or injuries (item 7) is the most important reason to
quit running, which is in line with previous studies [29–33], followed by being tired of running (item 6).
Socials reasons to quit running because ‘my trainer is leaving’, or ‘my buddy quit running’ were less
likely to be perceived as important. A possible explanation for this might be that a large group of the
participants (approx. 60%) does not run in a social context but runs individually. This is in line with
studies showing that running is an activity that is mostly practiced individually, outside the organized
context of clubs [4,28,46]. For individual runners, individual reasons to quit running might be more
applicable and easier to identify with, as compared to social reasons.
For individual reasons to quit running, significant differences were found for age, education level,
experience with running, running frequency and one of the AIOs towards running; identification with
running (Table 4). Furthermore, results showed that social reasons to quit running are significantly
different depending on the gender, experience with running, running context and on the AIOs towards
running; running as a sport that is easy to practice, perceived advantage of running and identification
with running.
Compared to male runners, our results show that female runners perceive more social reasons to
quit running. This result may be explained by the fact that women appear to attach greater value to
social support [47–49]. A previous study by Vos et al. [19], in which a typology of female runners was
constructed, did show that women valued connectedness with others. This finding was also reported
by Pridgeon and Grogan [49], stating that loss of social support contributed to exercise dropout,
especially among women. Another possible assumption would be that female runners, compared to
male runners, run more often in a social context and therefore experience social reasons to quit running
more often. However, this explanation is not supported by a previous study (N = 3727) on running
typologies, which does not suggest that women are more likely to run in social contexts but often run in
individual context as well [41]. Notably, in the present study, we did not found significant differences
for individual reasons to quit running for gender. So, although female runners run in both social and
individual contexts, social reasons to quit running are perceived more often by women than men.
Runners aged above 45 years, perceive fewer individual reasons to quit running as compared to
younger runners below 35 years. This result might hint at the idea of people feeling more in control
of their own time when ageing, as compared to having difficulties in seeking a way to incorporate
running in their daily lives [47,48,50]. This might also be related to the fact that people over 45 are in a
Int. J. Environ. Res. Public Health 2020, 17, 6046
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less exploratory phase of their lives, and thus do not perceive reasons to seek for different types of
sports to practice [50]. Another explanation might be that these ‘older’ runners are more experienced
and therefore, more aware of their bodies and potential injuries [30,51]. This is in line with a previous
study, indicating that the most experienced runners included most runners being older than 45 [41].
What is notable is that there is no significant difference found for social reasons to quit running for age,
indicating that reasons to quit from a social perspective are not dependent on age.
Our results suggest that runners who have a higher education or university degree perceive more
individual reasons to quit running compared to runners with a low or middle educational degree.
Runners with a university degree perceive these reasons about three times as much, and runners with
a higher education twice as much. This is not the case for social reasons to quit running. The reason
for this might be that runners with a higher or university degree have more trouble in finding a good
work-life-sports balance, and thus have more trouble in prioritizing running on a day to day basis.
Running experience influenced both social and individual reasons to quit negatively, where
runners who run for more than 5 years perceive less (social and individual) reasons to quit as compared
to runners running for less than a year. We can hypothesize that runners who already have been
running for more than 5 years have already been able to overcome obstacles and barriers (e.g., injuries
or motivational loss) throughout the years and kept pursuing running [30,51]. On the other hand,
participants running for less than a year might have a lower self-efficacy, i.e., confidence in one’s
ability to overcome potential obstacles [52]. Another possible explanation is that experienced runners
might feel more competent, and therefore are less afraid of getting injured or being dependent on
external factors like a coach or a running group. A previous study, for instance, indicated that the more
experienced runners (>7 years) were more likely to run “for the love of running” [25], which might
indicate that regardless of some obstacles, their love for running helps them overcome these.
When looking at running frequency, the results suggest that runners who run twice a week
perceive fewer individual reasons to quit running as compared to runners who run once a week or less.
Notably, this is not the case for social reasons to quit running, nor for runners who run three times a
week or more. Although these runners who run twice a week have a higher time investment compared
to runners who run once a week or less, they might be able to better incorporate this activity in their
schedule on a weekly basis [39]. For those running ≤1 per week, the involvement into running is lower,
as compared to runners who dedicate to run twice a week. These ‘occasional’ runners might perceive
more reasons to quit since they have not been able to commit to the sport that often on a training basis
yet [39,41]. Additionally, a lower running frequency might also affect the feeling of competence or
experience, which in turn might increase the fear of getting injured [30].
Although runners in our sample generally experienced more individual reasons to quit running,
the running context positively influenced social reasons to quit running. Runners who run in a running
group perceive more than three times as many social reasons to quit running compared to runners who
run individual, and runners running at a running club more than four times as much. It might seem
obvious that when one runs individually, fewer social reasons to quit can be observed. Interestingly
though, individual runners do not perceive more individual reasons to quit running, as compared
to social runners. Individual reasons to quit running might thus not be dependent on the running
context but on other variables (e.g., age, running experience, running frequency) as stated in earlier
studies [17,36,37].
Runners who do not think of running as a sport that is easy to practice, and do not perceive many
advantages of running, perceive more social reasons to quit running. Instead of these advantages
of running, these runners might value and need other AIOs (e.g., social support) to go running and
therefore, experience more social reasons to quit running [49].
When one identifies as being a runner, our results indicate that this affects both social and
individual reasons to quit running. Runners who identify themselves as a runner perceive more social
reasons to quit running. This might indicate that runners who run in a social context (e.g., club or
running group), identify themselves as being a ‘real’ runner and therefore might also depend more
Int. J. Environ. Res. Public Health 2020, 17, 6046
9 of 12
on their fellow runners (as a community) and social support. When for example a fellow runner
quits, this might act as a trigger to quit running [49]. Contrary to this, runners who identify as
being a runner perceive less individual reasons to quit running. A possible explanation might be
that these are less likely to get tired of running, or running is their main sport. This is in line with
previous studies indicating that runners who identify strongly with running are the more experienced,
long-distance runners [41,43], hinting they might have been able to overcome these possible reasons to
quit previously.
Based on our results, we argue that although we see significant differences related to gender
in social reasons to quit running and significant ones related to age in individual reasons to quit
running, these should not be considered conclusive. Our results showed that running characteristics
(e.g., running experience, context, frequency, running AIOs) also influence one’s perceived reasons
to quit running. We thus contribute to knowledge on running dropouts by drawing a more accurate
picture of the situation.
Limitations
Our study has some limitations. As part of our sampling strategy, we selected a subset of the
dataset and included runners who participated in the 5 and 10 km distances of the running event.
Through this, we purposively focused on novice and less experienced runners, who are more likely to
drop-out. Although these runners might not be representative of all runners who perceive reasons to
quit running, participants of large running events have been considered a representative selection of
the broader recreational running community in previous studies [41,53].
In this study, we investigated runners’ perceived reasons to quit running. By asking perceived
reasons, this study relies on self-reported data and the perception of the participants. We do not
know if these reasons would be an actual reason to quit running. However, knowing more about the
perception of runners might indicate possible solutions or interventions to lower drop-out rates.
Finally, some methodological limitations related to the dependent variables should be mentioned.
As aforementioned, we had to recode our two dependent variables into binary variables because both
scales were not normally distributed. We thus lost some information about individual differences.
Yet, we were able to interpret the data relativity to the sample. Second, we used 7 items to construct the
2 independent variables. Next to these seven possible reasons to quit running, there are other reasons
why runners may quit running. Here we decided to build further on previous studies and hence could
benefit from items which have an acceptable internal consistency.
5. Conclusions
Our survey study shows that although gender and age have shown significant differences in
perceived reasons to quit running, these should not be considered conclusive. Our findings implicate
that running characteristics (e.g., running experience, context, frequency, running AIOs) also influence
one’s perceived reasons to quit running. These insights could help policymakers to understand novice
runners and their perceived reasons for a potential drop-out. This insight can be used to match public
health policies to the motives and barriers of novice runners. Sports professionals (e.g., trainers and,
coaches) could use this insight to lower drop-out rates among novice runners and eliminate potential
perceived reasons to quit running.
Supplementary Materials: The following are available online at http://www.mdpi.com/1660-4601/17/17/6046/s1,
File S1: Figure of Descriptive Statistics and File S2: Mean scores and SD of the Items.
Author Contributions: Conceptualization, D.M., M.J. and S.V.; methodology, M.J. and S.V.; formal analysis, M.J.
and S.V., investigation, M.J. and S.V.; writing—original draft preparation, D.M., M.J.; writing—review and editing,
D.M., M.J., M.F., E.v.d.S., C.L. and S.V. All authors have read and agreed to the published version of the manuscript.
Funding: This work is part of the project Nano4Sports which is financed by Europees Fonds voor Regionale
Ontwikkeling Interreg Vlaanderen Nederland award number(s): 0271.
Int. J. Environ. Res. Public Health 2020, 17, 6046
10 of 12
Acknowledgments: We would like to thank the organization and the runners of the Marathon Eindhoven 2016,
for their help and time to take part in our online survey. Without their involvement, this study would not have
been possible.
Conflicts of Interest: The authors declare no conflict of interest.
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© 2020 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
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(CC BY) license (http://creativecommons.org/licenses/by/4.0/).
| Runner's Perceptions of Reasons to Quit Running: Influence of Gender, Age and Running-Related Characteristics. | 08-20-2020 | Menheere, Daphne,Janssen, Mark,Funk, Mathias,van der Spek, Erik,Lallemand, Carine,Vos, Steven | eng |
PMC7897453 | Physiological Reports. 2021;9:e14760.
| 1 of 11
https://doi.org/10.14814/phy2.14760
wileyonlinelibrary.com/journal/phy2
Received: 18 November 2020 | Revised: 22 January 2021 | Accepted: 23 January 2021
DOI: 10.14814/phy2.14760
O R I G I N A L A R T I C L E
Four weeks of high- intensity training in moderate, but not mild
hypoxia improves performance and running economy more
than normoxic training in horses
Kazutaka Mukai1
| Hajime Ohmura1 | Yuji Takahashi1
| Yu Kitaoka2
|
Toshiyuki Takahashi1
This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the original
work is properly cited.
© 2021 The Authors. Physiological Reports published by Wiley Periodicals LLC on behalf of The Physiological Society and the American Physiological Society
These data were presented in abstract form and as a poster presentation at the American College of Sports Medicine Conference on Integrative Physiology of
Exercise, San Diego, USA, September 2018.
1Equine Research Institute, Japan Racing
Association, Shimotsuke, Japan
2Kanagawa University, Yokohama,
Kanagawa, Japan
Correspondence
Kazutaka Mukai, Equine Research
Institute, Japan Racing Association,
1400- 4 Shiba, Shimotsuke, Tochigi 329-
0412, Japan.
Email: [email protected]
Funding information
This study was funded by the Japan
Racing Association.
Abstract
We investigated whether horses trained in moderate and mild hypoxia demonstrate
greater improvement in performance and aerobic capacity compared to horses trained
in normoxia and whether the acquired training effects are maintained after 2 weeks of
post- hypoxic training in normoxia. Seven untrained Thoroughbred horses completed
4 weeks (3 sessions/week) of three training protocols, consisting of 2- min cantering
at 95% maximal oxygen consumption
( ̇VO2max
)
under two hypoxic conditions (H16,
FIO2 = 16%; H18, FIO2 = 18%) and in normoxia (N21, FIO2 = 21%), followed by
2 weeks of post- hypoxic training in normoxia, using a randomized crossover study
design with a 3- month washout period. Incremental treadmill tests (IET) were con-
ducted at week 0, 4, and 6. The effects of time and groups were analyzed using mixed
models. Run time at IET increased in H16 and H18 compared to N21, while speed
at ̇VO2max was increased significantly only in H16. ̇VO2max in all groups and cardiac
output at exhaustion in H16 and H18 increased after 4 weeks of training, but were
not significantly different between the three groups. In all groups, run time, ̇VO2max,
V ̇VO2max, ̇Qmax, and lactate threshold did not decrease after 2 weeks of post- hypoxic
training in normoxia. These results suggest that 4 weeks of training in moderate
(H16), but not mild (H18) hypoxia elicits greater improvements in performance and
running economy than normoxic training and that these effects are maintained for
2 weeks of post- hypoxic training in normoxia.
K E Y W O R D S
horse, hypoxic training, performance, running economy
1 | INTRODUCTION
Altitude/hypoxic training is popular in endurance athletes
and has been used recently in middle- distance runners,
swimmers, and speed skaters. Although the efficacy of al-
titude/hypoxic training for sea- level exercise performance
remains controversial from a research perspective, athletes
continue to use it to train for competitions. Most commonly,
2 of 11 |
MUKAI et Al.
athletes both live and train at moderate to high altitude
(live high- train high, LHTH) or live at altitude and train
at sea level (live high- train low, LHTL). Previous reports
and reviews have shown increases in exercise performance,
maximal oxygen consumption
( ̇VO2max
)
, and hemoglobin
mass after several weeks of LHTH and/or LHTL training
(Bonetti & Hopkins, 2009; Millet et al., 2010; Robertson
et al., 2010).
Another hypoxic training program gaining popularity is
the live low- train high (LLTH) model. This model involves
athletes living in normoxia and performing some training
sessions in hypoxia. While several LLTH studies failed to
demonstrate benefits in LLTH compared with equivalent
normoxic training (McLean et al., 2014), some studies
demonstrated that LLTH training can enhance exercise per-
formance, maximal workload, and
( ̇VO2max
)
(Czuba et al.,
2011), and can augment skeletal muscle mitochondrial
density, capillary- to- fiber ratio, and fiber cross- sectional
area (Desplanches et al., 1993; Vogt et al., 2001), likely
via up- regulation of hypoxia- inducible factor 1α (HIF- 1α)
(Vogt et al., 2001). Some authors also suggest that LLTH
may improve anaerobic exercise performance (Hamlin
et al., 2010; Hendriksen & Meeuwsen, 2003), possibly via
increases in muscle buffering capacity (Gore et al., 2001)
and increased glycolytic enzyme activity (Puype et al.,
2013).
When athletes and coaches use hypoxic training in prac-
tical situations, a key question is when is the best timing to
return to sea level before a race to optimize performance. The
general consensus among top coaches suggests that endur-
ance performance is optimized after 14 days at sea level after
altitude/hypoxic training (Dick, 1992), but there is limited
scientific evidence to support this opinion. While some re-
searchers suggest that repeated sprint ability and hemoglobin
mass are higher at 3 weeks after hypoxic training compared
with pre- hypoxic training levels (Brocherie et al., 2015), an-
other group reported that most hematological adaptations
after altitude training are lost in 9 days (Pottgiesser et al.,
2012). In addition, previous studies on the maintenance of
post- hypoxic training use mostly LHTL training and not
LLTH.
Thoroughbred horses have high ̇VO2max, exceeding
180 mL/kg/min in trained individuals, and the aerobic
contribution to total energy expenditure for a 120- s sprint
is estimated to reach >70% (Eaton et al., 1995; Ohmura
et al., 2010). Furthermore, Thoroughbred horses have
large amounts of glycogen (>600 mmol/kg dwt) in their
muscle (Davie et al., 1999) and the lactate concentration
in plasma and skeletal muscle during maximal exercise
increases to more than 20 mmol/L and 20 mmol/kg, re-
spectively (Kitaoka et al., 2014), which suggests that
Thoroughbred horses also utilize the glycolytic pathway
maximally for energy resources during high- intensity
exercise. Therefore, improvements in both aerobic and
anaerobic capacity are needed to enhance equine racing
performance. Previously, we reported that high- intensity
training (100% ̇VO2max for 3 min, 3 sessions/week for
4 weeks) in moderate hypoxia (15% O2) improves run
time and ̇VO2max at incremental exercise tests (IET) in
normoxia to a greater extent than the same training in nor-
moxia (Mukai et al., 2020), which indicates that hypoxic
training may be a strong strategy for better exercise
performance without increasing absolute training speed
and/or distance. However, very few studies have examined
hypoxic training in horses (Davie et al., 2017; Ohmura
et al., 2017), and further studies are needed to determine
the optimal severity of hypoxia and the intensity, duration,
and volume of training in hypoxia.
The purpose of this study was to investigate the hypoth-
esis that horses trained in moderate and mild hypoxia for
4 weeks experience greater improvements in performance
and aerobic capacity compared with horses trained in nor-
moxia. In addition, we examined whether acquired training
effects are maintained after 2 weeks of post- hypoxic training
in normoxia.
2 | MATERIALS AND METHODS
Protocols for the study were reviewed and approved by the
Animal Welfare and Ethics Committee of the Japan Racing
Association (JRA) Equine Research Institute (Permit number:
2017– 1, 2018– 1). All surgery was performed under sevoflu-
rane anesthesia and all incisions for catheter placements were
performed under local anesthesia using lidocaine. All efforts
were made to minimize animal suffering.
2.1 | Horses
Seven untrained Thoroughbreds (2 geldings and 5 females;
mean ±SE age, 7.9 ± 0.7 years; body weight, 512 ± 11 kg
at the onset of the study) were used in this study. Each
horse had a carotid artery moved surgically from the ca-
rotid sheath to a subcutaneous location under sevoflu-
rane anesthesia to facilitate arterial catheterization. After
recovery from surgery, the horses were trained to run on a
treadmill (Sato I, Sato AB, Uppsala, Sweden) while wear-
ing an open- flow mask (Pascoe et al., 1999). After surgery,
each horse was kept in a 17 x 22 m yard for approximately
6 h/day every day for at least 4 months before treadmill
experiments began. All horses received 1 kg of oats, 1 kg
of pelleted feed, and 3 kg of timothy hay in the morning,
and 1 kg of oats, 2 kg of pelleted feed, and 3 kg of timothy
hay in the afternoon. Water was available ad libitum during
the study.
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MUKAI et Al.
2.2 | Experimental design
In a randomized crossover design, horses were trained in
moderate hypoxia (H16; 16% inspired O2), mild hypoxia
(H18; 18% inspired O2), or normoxia (N21; 21% inspired
O2) for 3 days/week on a treadmill at a 6% incline. The
horses were pastured in 17 × 22 m yards for approximately
6 h/day and walked for 1 h/day in a walker on the other
4 days during the training period. The training session con-
sisted of a warm- up (walking at 1.7 m/s for 30 min and
trotting at 4 m/s for 2 min), cantering at 7 m/s for 1 min
and for 2 min at the speed previously determined to elicit
95% ̇VO2max measured in normoxia, followed by a cool-
down (1.7 m/s for 30 min) in all groups. In hypoxic groups,
horses wore an open- flow mask after walking for 30 min
and were exposed to hypoxia during trotting for 2 min and
cantering at 7 m/s for 1 min and at 95% ̇VO2max for 2 min.
After 4 weeks of hypoxic/normoxic training, all groups
continued the same training protocols in normoxia for
2 weeks. Each training period was separated by 3 months
to ensure a sufficient detraining interval.
2.3 | Incremental exercise tests (IET)
in normoxia
Incremental exercise tests in normoxia were conducted at
weeks 0, 4, and 6. The procedure for the incremental exercise
test, including oxygen consumption measurements and blood
sampling, has been described previously (Mukai et al., 2017).
Briefly, after catheters and transducers were connected and
tested, the horse began its exercise. The horse warmed up
by trotting at 4 m/s for 3 min, then cantering up a 6% incline
for 2 min each at 1.7, 4, 6, 8, 10, 12, 13, and 14 m/s until
the horse could not maintain its position at the front of the
treadmill with humane encouragement. This condition was
defined as exhaustion. Run time to exhaustion was meas-
ured with a stopwatch. For each speed, the horse ran on the
treadmill for 90 s to allow the O2 transport system to come
to steady- state (equine ̇VO2 comes to steady- state faster than
human ̇VO2 does), then ̇VO2 was calculated for the final 30 s
of each step. Heart rate was recorded using a commercial
heart rate monitor (S810, Polar, Kempele, Finland) and mean
heart rate was calculated for the final 30 s of each step.
2.4 | Oxygen consumption
Horses wore an open- flow mask on the treadmill through
which a rheostat- controlled blower drew air. Air flowed
through 25- cm diameter tubing and across a pneumotacho-
graph (LF- 150B, Vise Medical, Chiba, Japan) connected to
a differential pressure transducer (TF- 5, Vise Medical) to
ensure that bias flows during measurements were identi-
cal to those used during calibrations. Bias flow was set to
keep changes in O2 concentration and CO2 concentrations
at <1.5% to avoid having the horses rebreathe CO2. Oxygen
and CO2 concentrations were measured with an O2 and CO2
analyzer (MG- 360, Vise Medical), and calibrations were
used to calculate rates of O2 consumption and CO2 produc-
tion with mass flowmeters (CR- 300, Kofloc, Kyoto, Japan)
using the N2- dilution/CO2- addition mass- balance technique
(Fedak et al., 1981). Gas analyzer and mass flowmeter out-
puts were also recorded on personal computers using com-
mercial hardware and software (DI- 720 and Windaq Pro+,
DATAQ, Akron, OH) sampling at 200 Hz.
2.5 | Blood sampling
Before leading a horse onto the treadmill, an 18- gauge cath-
eter (Surflow, Terumo, Tokyo, Japan) was placed in the
horse's left carotid artery, and an 8- F introducer (MO95H- 8,
Baxter International, Deerfield, IL) was placed in the right
jugular vein. A Swan- Ganz catheter (SP5107 U, Becton,
Dickinson and Company, Franklin Lakes, NJ) was passed via
the jugular vein so that its tip was positioned in the pulmo-
nary artery, confirmed by measuring pressure at its tip with a
pressure transducer (P23XL, Becton, Dickinson and Company,
Franklin Lakes, NJ). Mixed- venous blood samples were drawn
from the tip of the Swan- Ganz catheter and arterial samples
from the 18- gauge carotid catheter into heparinized syringes
at timed intervals for the final 30 s of each step and at 1, 3,
and 5 min after exhaustion. Samples were stored on ice until
measured immediately following the experiment. Blood sam-
ples were analyzed with a blood gas analyzer (ABL800 FLEX,
Radiometer, Copenhagen, Denmark) and O2 saturation (SO2)
and concentration (CO2) were determined using a hemoximeter
(ABL80 FLEX- CO- OX, Radiometer, Copenhagen, Denmark).
Following measurement of blood gases and oximetry, the blood
was sampled for plasma lactate concentration using a lactate
analyzer (Biosen S- Line, EKF- diagnostic GmbH, Barleben,
Germany) after being centrifuged at 1870 × g for 10 min. The
Swan– Ganz catheter in the pulmonary artery was connected
to a cardiac output computer (COM- 2, Baxter International,
Deerfield, IL) so that its thermistor registered pulmonary arte-
rial temperature, could be recorded at each blood sampling and
used to correct the blood gas measurements.
2.6 | Hypoxic training protocol and
measurements during exercise in the first
week of each training period
The procedure for producing the hypoxic condition was
slightly modified from the method previously described
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MUKAI et Al.
(Ohmura et al., 2010). Briefly, a mixing chamber was con-
nected to the upstream flexible tube on a 25- cm diameter
open- flow mask through which a flow of N2 was blown
into the upstream end of the flow system and mixed with a
bias- flow of air of 80– 120 L/s to create the desired inspired
O2 concentration. Nitrogen gas flow was controlled with
a mass flow meter (Model DPM3, Kofloc, Kyoto, Japan)
connected to compressed gas cylinders through a gas mani-
fold. Nitrogen gas flow was adjusted to maintain 16% or
18% O2 by monitoring the O2 concentration in the down-
stream arm of the mass flowmeter with an O2 analyzer
(LC- 240UW, Vise Medical, Chiba, Japan) when horses ran
in hypoxia.
In the first week of training for all groups, we collected
arterial blood samples in the final 15 s of cantering at 95%
̇VO2max during the exercise session to measure arterial blood
gas variables (ABL800 FLEX and ABL80 FLEX- CO- OX,
Radiometer, Copenhagen, Denmark) and plasma lactate
concentration (Biosen S- Line, EKF- diagnostic GmbH,
Barleben, Germany). We also recorded heart rate (S810,
Polar, Kempele, Finland) during cantering.
2.7 | Statistical analysis
Data are presented as mean ± standard error (SE). Differences
in the variables between H16, H18, and N21 during training
sessions in the first week were analyzed using mixed models
with a group as a fixed effect and horse as a random effect.
Post hoc testing was performed by Tukey's test. After train-
ing, the with- in subject changes were analyzed using mixed
models for differences between groups with a group as a
fixed effect and horse as a random effect. Tukey's tests were
used as post hoc tests.
Pearson correlation was used to determine the relation-
ship between the changes in the run time and body weight
at IET after training and arterial O2 saturation (SaO2), peak
plasma lactate concentration, and heart rate during exercise
sessions in the first week of training periods. Statistical anal-
yses were performed with commercial software (JMP 13.1.0,
SAS Institute Inc, Cary, NC) with significance defined as
p < 0.05.
3 | RESULTS
3.1 | Blood gas variables, heart rate, and
plasma lactate concentration during exercise
sessions in the first week of training
SaO2 was lowest at the last 15 s of a 2- min run at 95% ̇VO2max
in H16 and highest in N21 (p < 0.0001, Table 1). Arterial O2
partial pressure (PaO2) in H16 and H18 was lower than that
in N21 (p < 0.0001, Table 1), and arterial carbon dioxide
partial pressure (PaCO2) in H16 and H18 was higher than that
in N21 during exercise (p = 0.0013, Table 1). There were no
differences in heart rate at the last 15 s of a 2- min run at 95%
̇VO2max between all groups (p = 0.96, Table 1). Arterial pH of
H16 was lower than that of N21 (p = 0.0038, Table 1), and
peak plasma lactate concentration of H16 was higher than
that of H18 (p = 0.032, Table 1).
3.2 | Effects of normoxic and hypoxic
training on exercise performance and aerobic
capacity at IET
After 4 weeks of training, run time (H16, +20.6%, p < 0.0001;
H18, +11.7%, p = 0.017) and maximal cardiac output ( ̇Qmax
: H16, +8.1%, p = 0.024; H18, +9.5%, p = 0.012) at IET
increased in H16 and H18, ̇VO2max increased in all groups
(H16, +9.8%, p = 0.0039; H18, +10.5%, p = 0.0025; N21,
+8.8%, p = 0.025), and speed at ̇VO2max
(V ̇VO2max
)
increased
only in H16 (+7.7%, p = 0.010)(Figure 1, Figure 2 and Table
2). Blood gas variables including hemoglobin concentration,
O2 and CO2 partial pressures, and arterial- mixed venous O2
concentration did not change in all groups during the train-
ing period (Figure 2 and Table 2). Changes in run time and
V ̇VO2max after 4 weeks of training were different between H16
and N21 (run time, p = 0.040; V ̇VO2max, p = 0.014), while the
H16
H18
N21
SaO2 (%)
66.5 ± 1.7 a
74.1 ± 1.7 b
90.9 ± 1.3 c
PaO2 (Torr)
38.8 ± 0.6 a
44.8 ± 2.4 a
68.8 ± 3.3 b
PaCO2 (Torr)
59.1 ± 1.5 a
55.3 ± 3.5 a
42.3 ± 1.3 b
Heart rate (bpm)
203 ± 4 a
202 ± 3 a
202 ± 4 a
Arterial pH
7.210 ± 0.015 a
7.247 ± 0.017 ab
7.281 ± 0.011 b
Peak lactate (mmol/L)
22.3 ± 2.7 a
17.7 ± 1.4 b
18.5 ± 1.0 ab
Arterial O2 saturation (SaO2), arterial O2 partial pressure (PaO2), arterial carbon dioxide partial pressure
(PaCO2), heart rate, arterial pH, and peak plasma lactate concentration. Values are means ± SE for 7 horses.
Different letters indicate significant differences between groups (p < 0.05).
TABLE 1 Parameters on aerobic
capacity and blood gas analysis during the
exercise session at the 1st week of training
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MUKAI et Al.
changes in ̇VO2max, ̇Qmax, SVmax, and blood gas variables were
not different between the groups ( ̇VO2max, p = 0.87; ̇Qmax,
p = 0.74; SVmax, p = 0.99) (Figure 1 and Figure 2). Run time,
̇VO2max, V ̇VO2max, ̇Qmax, SVmax, and lactate threshold did not
change after 2 weeks of post- hypoxic training in normoxia in
all groups compared with those at week 4 (Figure 1 and Table
FIGURE 1
Changes in run time (a),
̇VO2max (b), speed eliciting ̇VO2max (V ̇VO2max
; c) and speed at which plasma lactate
concentration reached 4 mmol/L (VLA4;
d) in IET from pre- training to immediate
post- training (4 weeks) and 2 weeks of
post- hypoxic training in normoxia (6 weeks)
either after moderate hypoxia (H16, red),
mild hypoxia (H18, green), or normoxia
(N21, blue). Values are mean ±SE. *
Significant changes from pre- training
(p < 0.05). † Significant differences
between groups (p < 0.05)
(a)
(b)
(c)
(d)
FIGURE 2
Changes in cardiac output
(a), stroke volume (b), arterial- mixed
venous O2 difference (c), and hemoglobin
concentration (d) at exhaustion in IET from
pre- training to immediate post- training
(4 weeks) and 2 weeks of post- hypoxic
training in normoxia (6 weeks) either after
moderate (H16, red), mild hypoxia (H18,
green), or normoxia (N21, blue). Values
are mean ±SE. * Significant changes
from pre- training (p < 0.05). † Significant
differences between groups (p < 0.05)
(a)
(b)
(c)
(d)
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MUKAI et Al.
TABLE 2 Parameters on exercise performance, aerobic capacity, and blood gas analysis in normoxic incremental exercise tests at week 0, 4, and 6
H16
H18
N21
0 week
4 weeks
6 weeks
0 week
4 weeks
6 weeks
0 week
4 weeks
6 weeks
Run time (s)
416 ± 26
501 ± 36 *
498 ± 36 *
438 ± 25
490 ± 34 *
487 ± 34*
433 ± 18
454 ± 25
464 ± 23
̇VO2max (mL/(min kg))
164 ± 3
180 ± 3 *
180 ± 4 *
161 ± 4
177 ± 3 *
175 ± 6 *
161 ± 4
175 ± 3 *
177 ± 3 *
Body weight (kg)
517 ± 11
493 ± 9 *
494 ± 10 *
518 ± 9
497 ± 11 *
498 ± 12 *
514 ± 10
502 ± 9 *
501 ± 8 *
V ̇VO2max (m/s)
11.1 ± 0.4
12.0 ± 0.4 *
12.0 ± 0.4 *
11.5 ± 0.4
12.1 ± 0.4
12.0 ± 0.5
11.7 ± 0.2
11.6 ± 0.3
11.7 ± 0.3
̇Qmax (mL/(min kg))
666 ± 10
720 ± 19 *
743 ± 19 *
654 ± 16
713 ± 8 *
724 ± 15 *
662 ± 20
703 ± 11
735 ± 16 *
SVmax (mL/kg)
3.20 ± 0.08
3.39 ± 0.12
3.51 ± 0.13 *
3.13 ± 0.09
3.35 ± 0.07 *
3.42 ± 0.10 *
3.18 ± 0.13
3.32 ± 0.10
3.48 ± 0.14 *
HRmax (bpm)
209 ± 5
215 ± 5
213 ± 3
209 ± 4
213 ± 3
212 ± 4
209 ± 5
213 ± 4
214 ± 4
VHRmax (m/s)
10.2 ± 0.4
10.9 ± 0.5
11.0 ± 0.4
10.4 ± 0.5
11.0 ± 0.4
11.1 ± 0.4
10.5 ± 0.3
10.6 ± 0.4
10.7 ± 0.4
Ca- vO2 (mL/dL)
24.6 ± 0.2
24.6 ± 0.2
24.2 ± 0.2
24.8 ± 0.2
24.8 ± 0.2
24.1 ± 0.2
24.3 ± 0.1
24.8 ± 0.2
24.1 ± 0.2
[Hb] (g/dL)
23.9 ± 0.5
23.7 ± 0.6
23.6 ± 0.6
24.0 ± 0.4
24.1 ± 0.5
23.7 ± 0.5
23.5 ± 0.5
23.8 ± 0.4
23.5 ± 0.6
PaO2 (Torr)
78.8 ± 0.7
79.0 ± 0.5
80.4 ± 1.0
83.0 ± 1.0
81.0 ± 1.0
79.2 ± 1.2
84.0 ± 0.9
79.8 ± 1.0
79.2 ± 0.8
PvO2 (Torr)
21.2 ± 0.1
19.7 ± 0.3
20.6 ± 0.3
22.3 ± 0.2
20.8 ± 0.2
21.0 ± 0.3
22.4 ± 0.2
19.9 ± 0.2
20.4 ± 0.3
PaCO2 (Torr)
52.9 ± 0.5
55.8 ± 0.6
55.0 ± 0.8
53.1 ± 0.6
56.7 ± 0.6
56.6 ± 0.6
52.9 ± 0.4
54.4 ± 0.6
54.7 ± 0.5
PvCO2 (Torr)
112.2 ± 1.6
126.7 ± 2.9
122.2 ± 2.2
110.9 ± 1.7
121.3 ± 2.2
120.0 ± 2.2
114.2 ± 1.7
119.5 ± 2.6
122.1 ± 2.2
SaO2 (%)
87.7 ± 0.4
86.5 ± 0.4
86.5 ± 0.5
88.9 ± 0.4
86.8 ± 0.5
85.9 ± 0.5
89.5 ± 0.4
87.5 ± 0.5
86.7 ± 0.4
SvO2 (%)
13.5 ± 0.3
11.7 ± 0.6
11.7 ± 0.4
14.9 ± 0.4
12.7 ± 0.5
12.5 ± 0.6
14.7 ± 0.5
12.5 ± 0.5
12.0 ± 0.5
pHa
7.207 ± 0.005
7.200 ± 0.009
7.203 ± 0.008
7.235 ± 0.006
7.218 ± 0.009
7.213 ± 0.010
7.227 ± 0.007
7.215 ± 0.010
7.220 ± 0.009
pHv
7.084 ± 0.006
7.070 ± 0.011
7.073 ± 0.008
7.101 ± 0.007
7.094 ± 0.010
7.073 ± 0.009
7.097 ± 0.011
7.085 ± 0.011
7.087 ± 0.009
Run time, maximal oxygen consumption ( ̇VO2max), body weight, speed eliciting ̇VO2max (V ̇VO2max), cardiac output ( ̇Qmax), cardiac stroke volume (SVmax), maximal heart rate (HRmax), speed eliciting HRmax (VHRmax), arterial and
mixed- venous O2 difference (Ca- vO2), arterial and mixed- venous O2 partial pressure (PaO2, PvO2), arterial and mixed- venous carbon dioxide partial pressure (PaCO2, PvCO2), hemoglobin concentration ([Hb]), arterial and mixed
venous O2 saturation (SaO2, SvO2), and arterial and mixed venous pH (pHa, pHv) at exhaustion during normoxic incremental exercise tests. Values are means ±SE for seven horses. *Significant changes from 0 week (p < 0.05).
| 7 of 11
MUKAI et Al.
2). Body weight decreased after 4 weeks of training in all
groups (H16, −4.7%, p < 0.0001; H18, −4.1%, p < 0.0001;
N21, −2.4%, p = 0.0003) and there was a significantly greater
weight loss in H16 compared to N21 (p = 0.021), but not be-
tween H18 and N21. These reductions in body weight lasted
for 2 weeks after a switch to normoxic training (Table 2).
3.3 | Correlations between the variables
during the exercise session and the changes of
variables at IET after 4 weeks of training
There were significant correlations between SaO2 during ex-
ercise and the changes in run time (r = −0.59, p = 0.0067;
Figure 3a), between peak plasma lactate concentration during
exercise and the changes in run time (r = 0.66, p = 0.0017;
Figure 3b), and between SaO2 during exercise and the changes
in body weight (r = 0.61, p = 0.0040; Figure 3d). No sig-
nificant correlations were observed between heart rate during
exercise and the changes in run time (r = −0.077, p = 0.75;
Figure 3c).
4 | DISCUSSION
The purpose of this study was to determine whether high-
intensity training in moderate and mild hypoxia could improve
exercise performance and aerobic capacity to a greater extent
than the same training in normoxia. In addition, we sought to
determine if two weeks of post- hypoxic training in normoxia
could maintain the benefit of hypoxic training. First, we dem-
onstrated that horses trained in 16% O2 enhanced run time
and V ̇VO2max at IET more than horses trained in normoxia and
that horses trained in 18% O2 showed a similar adaptation as
H16, but there was no statistical significance between H18
and N21. In addition, the acquired hypoxic training effects
on performance and aerobic capacity were sustained after
2 weeks of post- hypoxic training in normoxia.
4.1 | Training effects on exercise
performance and aerobic capacity after
hypoxic training
Despite several human studies reported no additional ben-
efits in LLTH training (Faiss et al., 2013), 4 weeks of hy-
poxic training in H16 showed greater improvements in run
time and V ̇VO2max at IET than normoxic training. Vogt and
Hoppeler (2010) stated that there is no clear trend in the ef-
fects of LLTH training on performance at sea level and no
conclusive recommendations can be made as to which al-
titude, exposure duration, and exercise intensity might be
beneficial. In contrast, (McLean et al., 2014) indicated that
enhancements in normoxic performance appear most likely
FIGURE 3
Correlations between SaO2
(a), peak plasma lactate concentration (b),
and heart rate (c) during exercise session in
the first week and the change in run time at
IET after 4 weeks of training, and between
SaO2 during exercise session and the change
in body weight (d) at IET after 4 weeks of
training. Red, green, and blue dots indicate
moderate hypoxia (H16), mild hypoxia
(H18), and normoxia (N21), respectively.
Solid lines indicate regression lines and pink
areas indicate 95% confidence intervals.
(a)
(b)
(c)
(d)
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MUKAI et Al.
following high- intensity and short- term training in hypoxia.
Despite our hypoxic settings (FIO2: 16% and 18%) being con-
sidered as moderate and/or mild condition for human hypoxic
training, horses exercised in H16 and H18 experienced se-
vere arterial hypoxemia in this study, and their end- exercise
SaO2 declined to 66.5 ± 1.7% and 74.1 ± 1.7%, respectively
(Table 1). Thoroughbred horses often exhibit arterial hypox-
emia during high- intensity exercise even in normoxia mostly
due to diffusion limitations in the lungs (Wagner et al., 1989).
Previous literature has demonstrated that exercise- induced
arterial hypoxemia also occurs in highly- trained human ath-
letes during heavy exercise in normoxia and hypoxia, and
the end- exercise SaO2 at FIO2 of 21% was similar to that ob-
served in horses (91 ± 1%), while SaO2 at FIO2 of 17% was
not as low as that observed horses (83 ± 1%) (Vogiatzis et al.,
2007). These findings suggest that hypoxia may cause more
severe exercise- induced arterial hypoxemia in horses than in
humans, and these differences between horses and humans
in the severity of exercise- induced arterial hypoxemia during
hypoxic training might induce different training adaptations
on performance and aerobic capacity.
In equine studies, whereas (Davie et al., 2017) reported no
additional improvements in heart rate and blood lactate con-
centration during incremental treadmill tests after 6 weeks
of moderate- intensity hypoxic training (3 hypoxic and 3 nor-
moxic sessions/week, total 30 min/session, 15% inspired O2),
Ohmura et al. (2017) demonstrated that all- out running for
2– 3 min in hypoxia (15.1% inspired O2) twice a week for
3 weeks increased ̇VO2max of well- trained horses in normoxia.
Our previous study in horses also showed that 4 weeks of
high- intensity training in hypoxia (100% ̇VO2max 2 min, 3 ses-
sions/week, 15% inspired O2) improved performance, ̇VO2max
, and maximal cardiac output to a greater extent than nor-
moxic training (Mukai et al., 2020). Training programs var-
ied among these studies, including intensity and duration of
training, training status of horses (untrained or trained), and
hypoxic exposure duration, but these interventions used sim-
ilar O2 concentrations of hypoxic gas. Given that the program
of Davie's group, which used a longer duration of training
and hypoxic exposure, but lower training intensity, showed
no benefit in hypoxic training. The key factors for hypoxic
training adaptations in horses may also be high- intensity and
short- term training as McLean et al. (2014) suggested.
The changes in V ̇VO2max in all groups were very similar
to those in run time at IET in our study (Figure 1). While
V ̇VO2max is not a direct parameter for running economy, Billat
et al. (2003) reported that V ̇VO2max is highly correlated with
10- km performance time (r = −0.86 in men, r = −0.95 in
women) and V ̇VO2max predicts performance better than ̇VO2max
since V ̇VO2max integrates the energy cost of running in addition
to ̇VO2max. Given that the changes in ̇VO2max after 4 weeks of
training were similar in all groups in this study, the improve-
ments in V ̇VO2max may reflect enhanced running economy in
submaximal exercise at IET. Several researchers also demon-
strated that hypoxic training improves the running economy
compared with normoxic training in humans (Katayama
et al., 2003; Park et al., 2018; Saunders et al., 2004; Sinex
& Chapman, 2015). Barnes and Kilding (2015) stated that
altitude acclimatization induces both central and peripheral
adaptations that improve oxygen delivery and utilization,
mechanisms that may improve running economy. In contrast,
Saunders et al. (2004) suggested that the lower aerobic cost
of running is not related to ventilation, heart rate, respiratory
exchange ratio, or hemoglobin mass. These conflicting re-
sults indicate that the mechanism of improved running econ-
omy after hypoxic training is unclear and further studies are
needed.
̇VO2max, ̇Qmax, and SVmax at IET increased similarly in all
groups throughout the study. In our previous study (Mukai
et al., 2020), however, we observed greater ̇VO2max, ̇Qmax, and
SVmax in the hypoxic group compared to that of the normoxic
group in a similar study design. The causes for these differ-
ences are not clear, but the minor differences in the training
intensity (100% ̇VO2max vs. 95% ̇VO2max), the degree of hy-
poxia (15% O2 vs. 16% or 18% O2), and the age of horses
(6.5 years vs. 7.9 years) might affect training adaptation on
aerobic capacity.
On the other hand, Ca- vO2 was unchanged during the
training period in all groups, indicating that the consumed O2
in working muscle, that is mitochondrial oxidative capacity,
did not change after training. Therefore, the majority of the
increase in ̇VO2maxseems to be induced by the increase in O2
delivery. These results suggest that the mitochondrial oxida-
tive capacity is not a limiting factor of ̇VO2maxin horses and
O2 delivery is implicated as the primary limitation for ̇VO2max
, as previously described (Jones & Lindstedt, 1993).
4.2 | Correlations between SaO2 during
exercise session and the changes of variables at
IET after 4 weeks of training
We observed a moderate negative correlation (r = −0.59)
between SaO2 during the training session and the increase
in run time at IET, and also a moderate positive correla-
tion (r = 0.61) between SaO2 and body weight loss (Figure
3), which suggests that a greater reduction in SaO2 during
the exercise session induces a greater improvement in per-
formance and greater weight loss after 4 weeks of training.
Given that the lower SaO2 during the training session could
simultaneously induce both positive and negative effects,
trainers should understand the possibility of hypoxia- induced
weight loss and set an optimal training program for peak
racing performance. As monitoring each horse's SaO2 dur-
ing exercise is not practical at the training track, we recom-
mend monitoring peak lactate concentration instead, which
| 9 of 11
MUKAI et Al.
correlated moderately with the change in run time after train-
ing (r = 0.66), as well as SaO2 (Figure 3).
4.3 | Effect of hypoxic training on body
weight loss
At the same absolute exercise intensity, exercise in hypoxia
is perceived as harder (i.e., lower SaO2 and/or higher lactate
concentration) and the relative exercise intensity is higher in
hypoxia due to the lower ̇VO2maxthan in normoxia (Ohmura
et al., 2020). Consequently, hypoxic training can lead to in-
creased energy expenditure, decreased energy intake, and
greater body weight loss compared to normoxic training at
the same absolute intensity. Furthermore, Katayama et al.
(2010) reported that carbohydrate utilization increased dur-
ing exercise and recovery period in moderate hypoxia com-
pared with normoxic exercise at the same relative intensity.
These findings suggest that a shift in substrate utilization
may also occur during hypoxic training in horses. Contrary
to these results, our previous study demonstrated that well-
trained horses did not reduce their body weight after 3 weeks
of high- intensity training (5 sessions/3 weeks) in hypoxia
(Ohmura et al., 2017). These contradictory data indicate that
the training status at the beginning of training, as well as the
intensity, frequency, and volume of training, may affect the
extent of body weight loss during hypoxic training. However,
the mechanism of body weight loss during hypoxic training
is still unclear and further studies are needed to investigate
the relationship between hypoxic training and body weight
loss.
4.4 | Hematological changes with
hypoxic training
Consistent with human studies (Roels et al., 2005; Truijens
et al., 2003) and our previous study (Mukai et al., 2020),
hemoglobin concentrations both at rest and at exhaustion in
all groups did not increase after training in our present study.
While LHTH and/or LHTL training usually aims to enhance
athletic performance by stimulating an increase in serum
erythropoietin and erythrocyte volume, only a few well-
controlled LLTH studies on trained or elite athletes have
reported increments in hemoglobin concentration (Bonetti
et al., 2006), and none have reported any increases in eryth-
rocyte volume and/or hemoglobin mass. Some studies
showed that intermittent hypoxic exposure at rest (3 h/day,
5 days/week for 4 weeks at 4000– 5500 m altitude) increases
serum erythropoietin only immediately after a 3 h hypoxic
exposure, but no significant differences were observed in
erythrocyte volume or hemoglobin mass compared with the
normoxic control (Abellán et al., 2005; Gore et al., 2006).
Millet et al. (2010) reported that the minimum daily dose for
stimulating erythropoiesis seems to be 12 h/day. These previ-
ous reports in humans suggest that the exposure duration to
hypoxia (approximately 3 min/session) in this study was too
short to increase erythrocyte volume and hemoglobin mass/
concentration.
4.5 | Maintenance of post- hypoxic
training effects
There is contradictory evidence concerning how long the ac-
quired benefits of hypoxic training last after a return to sea
level. Pottgiesser et al. (2012) reported that nearly hypoxia-
induced hematological changes observed after 4 weeks of
LHTL training may be lost within 9 days, while Brocherie
et al. (2015) showed that 14 days of hypoxic training im-
proved repeated sprint performance and hemoglobin mass,
with the benefits lasting for at least 3 weeks post- intervention.
Another study also reported that the increase in total hemo-
globin mass of elite runners at altitude training camp is stable
for 14 days after returning to sea level (Prommer et al., 2010).
Consistent with the findings of Brocherie et al. (2015), exer-
cise performance and aerobic capacity after 2 weeks of post-
hypoxic training in normoxia were very similar to those after
4 weeks of hypoxic training in our study, which indicates
that most adaptations induced by hypoxic training are main-
tained after 2 weeks of normoxic training. LLTH training in
our study did not induce any changes in hemoglobin concen-
tration throughout the study, which suggests that horses did
not gain or lose any benefits from hematological adaptations.
This may be one of the reasons that horses maintained their
performance and aerobic capacity after post- hypoxic training
in normoxia.
4.6 | Experimental design of this study
Our study design altered two factors: the ̇VO2- based relative
training intensity and FIO2. In some human studies, subjects
trained at matched relative intensity either in normoxia or hy-
poxia experience similar adaptations after training (McLean
et al., 2014; Truijens et al., 2003). In our design, horses
trained in moderate hypoxia showed a greater adaptation in
performance without increasing absolute speed. Given that
Thoroughbred horses often experience musculoskeletal in-
juries, we consider that this model of hypoxic training may
have benefits of no additional speed/mechanical load. Even
if we match the relative training intensity in both normoxia
and hypoxia, the absolute speed or mechanical load will
decrease in the hypoxic training program, which indicates
that we are changing two factors again: the absolute speed/
mechanical load and FIO2. In addition, we were concerned
10 of 11 |
MUKAI et Al.
about performing two incremental exercise tests for pre-
training measurements in normoxia and for the relative in-
tensity in hypoxia during a relatively short period. Indeed, we
understand that further studies that match the relative training
intensity in normoxia and hypoxia are needed to clarify the
mechanism of hypoxic training in horses.
5 | CONCLUSION
In this study, we demonstrated that 4 weeks of training in
moderate (H16), but not mild hypoxia (H18) was sufficient to
elicit greater improvements in performance and running econ-
omy than normoxic training and that the effects of the hypoxic
training were maintained over 2 weeks of post- hypoxic train-
ing. Although trainers should monitor weight loss, hypoxic
training may be a strategic option for an equine training pro-
gram without increasing locomotory mechanical stress.
ACKNOWLEDGMENTS
The authors thank the technical staff of the JRA Equine
Research Institute for expert technical assistance, training,
and husbandry throughout the study.
CONFLICT OF INTEREST
This study was funded by the Japan Racing Association.
KM, HO, YT, and TT are employees of the Japan Racing
Association.
AUTHOR CONTRIBUTIONS
Conceptualization: KM, HO, YK, and TT. Investigation:
KM, HO, YT, and TT. Formal analysis: KM and TT.
Methodology: KM, HO, and TT. Writing— original draft:
KM. Writing— review & editing: KM, HO, YT, and YK.
ORCID
Kazutaka Mukai
https://orcid.org/0000-0002-1992-6634
Yuji Takahashi
https://orcid.org/0000-0002-2139-6142
Yu Kitaoka
https://orcid.org/0000-0001-6932-2735
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How to cite this article: Mukai K, Ohmura H,
Takahashi Y, Kitaoka Y, Takahashi T. Four weeks of
high- intensity training in moderate, but not mild
hypoxia improves performance and running economy
more than normoxic training in horses. Physiol Rep.
2021;9:e14760. https://doi.org/10.14814/phy2.14760
| Four weeks of high-intensity training in moderate, but not mild hypoxia improves performance and running economy more than normoxic training in horses. | [] | Mukai, Kazutaka,Ohmura, Hajime,Takahashi, Yuji,Kitaoka, Yu,Takahashi, Toshiyuki | eng |
PMC6719209 | International Journal of
Environmental Research
and Public Health
Article
The Effect of Static and Dynamic Stretching Exercises
on Sprint Ability of Recreational Male
Volleyball Players
Foteini Alipasali 1, Sophia D. Papadopoulou 2
, Ioannis Gissis 1, Georgios Komsis 1,
Stergios Komsis 1, Angelos Kyranoudis 3, Beat Knechtle 4,*
and Pantelis T. Nikolaidis 5
1
Department of Physical Education & Sport Science, Aristotle University of Thessaloniki, 62100 Serres, Greece
2
Laboratory of Evaluation of Human Biological Performance, Department of Physical Education & Sport
Science, Aristotle University of Thessaloniki, 57001 Thessaloniki, Greece
3
Department of Physical Education & Sport Science, Democritus University of Thrace, 69100 Komotini, Greece
4
Institute of Primary Care, University of Zurich, 8091 Zurich, Switzerland
5
Exercise Physiology Laboratory, 18450 Nikaia, Greece
*
Correspondence: [email protected]; Tel.: +41-(0)71-226-9300
Received: 29 June 2019; Accepted: 4 August 2019; Published: 8 August 2019
Abstract: The aim of the present trial was to investigate the effect of two stretching programs,
a dynamic and a static one, on the sprint ability of recreational volleyball players. The sample
consisted of 27 male recreational volleyball players (age 21.6 ± 2.1 years, mean ± standard deviation,
body mass 80.3 ± 8.9 kg, height 1.82 ± 0.06 m, body mass index 24.3 ± 2.5 kg.m−2, volleyball experience
7.7 ± 2.9 years). Participants were randomly divided into three groups: (a) the first performing
dynamic stretching exercises three times per week, (b) the second following a static stretching protocol
on the same frequency, and (c) the third being the control group, abstaining from any stretching
protocol. The duration of the stretching exercise intervention period was 6 weeks, with all groups
performing baseline and final field sprinting tests at 4.5 and 9 m. The post-test sprint times were faster
in both the 4.5 (p = 0.027, η2 = 0.188) and 9 m tests (p < 0.001, η2 = 0.605) compared to the pre-test
values. A large time × group interaction was shown in both the 4.5 (p = 0.007, η2 = 0.341) and 9 m
tests (p = 0.004, η2 = 0.363) with the static and dynamic stretching groups being faster in the post-test
than in the pre-test, whereas no change was found in the control group. The percentage change in
the 4.5 m sprint time correlated with volleyball experience (r = −0.38, p = 0.050), i.e., the longer the
volleyball experience, the larger the improvement in the 4.5 m sprint. Thus, it is concluded that both
stretching techniques have a positive effect on the velocity of recreational male volleyball players,
when performed at a frequency of three times per week for 6 weeks under the same conditions as
defined in the study protocol.
Keywords: dynamic stretching; static stretching; velocity; volleyball; warm-up
1. Introduction
Today, the main goal of athletic training and sports participation is to ameliorate performance.
Performance however, is multifactorial, depending on several parameters, including warm-up practices.
The purpose of warming up is to prepare the athlete for the upcoming sports event in a physiological
view point, making the transition from the resting state to the state of preparedness needed for sports
competition [1,2]. It is common for stretching exercises to be performed between the general and
specialized parts of the warm-up session, with dynamic stretching being more preferred lately as
opposed to static stretching. Stretching exercises are considered a pivotal effector of joint flexibility [2–4],
Int. J. Environ. Res. Public Health 2019, 16, 2835; doi:10.3390/ijerph16162835
www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2019, 16, 2835
2 of 10
adding biomechanical precision to an athlete’s movement while offering the opportunity to perform at
maximum force throughout the range of motion [5,6].
Although the literature provides ample evidence on the acute effects of static and dynamic
stretching exercises on performance [1,2,7,8], the number of studies on the chronic effects of both
static [9–11] and dynamic stretching are limited and appear inconclusive [12–15]. Passive stretching is
associated with an eccentric elongation of the muscle [16], while on the other hand, energetic stretching
induces concentric elongation with parallel increments in the muscle perimeter. It is hypothesized
that new sarcomeres are formed in line during passive stretching [17,18], whereas when adhering to
a dynamic stretching protocol new muscle fibers are produced, with a parallel sarcomere formation.
It should be noted, however, that flexibility improvements associated with muscle elongation have an
additional effect on muscle performance [19].
Volleyball is one of the sports where stretching is usually incorporated in the warming up
procedure. During a volleyball match, the high vertical jump and the explosive movements performed
to cover court space are considered of utmost importance, and are highly intercorrelated [20]. During the
match, a volleyball player tends to cover distances ranging between 4.5 and 9 m [21], and due to
these small distances as compared to other sports, sprint and acceleration are pivotal acquisitions of a
successful volleyball player. Additionally, only few seconds or milliseconds are required when moving
towards the ball, and this is why accurate sprint measurements are performed, using photocells with a
precision of milliseconds [22].
Sprints are important components of team sports, with the majority of research reporting reductions
in speed immediately after the performance of static stretching exercises [23–25]. Nevertheless,
research examining the sprinting ability of athletes after a long-term adherence to static stretching
protocols has been limited and has provided conflicting findings [9,12,26]. According to the research,
no differences were observed in the sprinting ability with agility changes after the implementation of
either a 4 week [12] or a 6 week [9] lower-limb static stretching protocol, whereas the 20 m sprint time
was significantly improved after performing static stretching exercises for a total of 10 weeks [26].
On the other hand, as far as dynamic stretching is concerned, it is reported to acutely improve the
sprint time [23,27]. Research assessing sprinting ability post the implementation of dynamic stretching
protocols lasting for a few weeks is limited, providing controversial results [12,14]. For example,
when a 4 week lower-limb dynamic stretching program was followed, improvements in the sprinting
ability with agility changes have been reported by some [12], whereas others [14] failed to record
differences in the sprinting ability after an 8 week protocol. Given the controversial literature findings,
the aim of the present trial was to investigate the effect of two stretching programs, a dynamic and a
static one, on the sprint ability of recreational volleyball players.
2. Materials and Methods
2.1. Participants
A total of 50 male, apparently healthy physical education undergraduate students, all recreational
volleyball players, participated in the study. The participants were randomly assigned into three groups
(static, n = 17; dynamic, n = 17; control group, n = 16). The term “recreational” denotes that participants
were volleyball players of teams competing at the regional level. Two participants were excluded due
to injury during the course of the trial and six were excluded for not completing the trial, leaving a
total sample of 42 participants. Among them, complete data of demographic characteristics (age,
body mass, height, volleyball experience) and sprint ability (4.5 and 9 m sprint times) were available
for 27 participants (Table 1), who were included in the present analysis. Participants volunteered for
study participation during the volleyball module offered by the Aristotle University of Thessaloniki.
Their volleyball experience was defined as the years they had been practicing volleyball as members of
sport clubs that involved three to four training units during weekdays and an official match during
the weekend. All participants were informed of the exact nature, procedures, and aim of the trial
Int. J. Environ. Res. Public Health 2019, 16, 2835
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before providing informed consent to participate. Ethical permission was granted from the Aristotle
University’s Ethics Committee and all procedures were in accordance with the Declaration of Helsinki
for research on human subjects.
Table 1. Demographic characteristics of participants in the experimental group.
Variable
Total (n = 27)
Static Group (n = 11)
Dynamic Group (n = 7)
Control Group (n = 9)
Age (years)
21.6 ± 2.1
21.4 ± 2.0
22.4 ± 2.1
21.3 ± 2.3
Weight (kg)
80.3 ± 8.9
76.5 ± 7.9
84.5 ± 10.4
81.7 ± 8.0
Height (m)
1.82 ± 0.06
1.79 ± 0.04
1.85 ± 0.07
1.83 ± 0.05
BMI (kg.m-2)
24.3 ± 2.5
24.0 ± 2.6
24.6 ± 1.9
24.6 ± 3.1
Volleyball
experience (years)
7.7 ± 2.9
7.5 ± 3.6
9.1 ± 2.3
6.8 ± 2.0
BMI = body mass index.
2.2. Design and Procedures
The study was conducted from the middle of February 2015 until the end of March 2015.
Both testing and stretching exercise sessions were performed in the indoor court of the School of
Physical Education and Sport Sciences of Aristotle University of Thessaloniki. All stretching exercise
sessions of both the static and dynamic groups were supervised by the principal investigator of this
study (F.A.) and were administered individually, i.e., one-by-one. During the 6 week period of the
study, participants were strictly instructed to maintain their regular physical activity and nutritional
habits. Participants were randomized into three groups, each following a different protocol, with every
protocol lasting for a total of 6 weeks as, according to the literature, this is the minimum time required
to produce effective changes in the joint range of motion (ROM) [13]. The baseline characteristics
of participants were presented in Table 1. The first group adhered to a static stretching protocol
performed three times per week, the second followed a dynamic stretching protocol performed in
the same frequency, and the last one abstained from any stretching exercises for the duration of the
trial, forming the control group. During the trial, all participants continued to follow their everyday
activities, but additionally incorporated the protocol of the group in which they were placed for the
duration of the trial. All three groups participated in baseline and post-protocol 4.5 and 9 m sprint tests.
The static stretching protocol included static stretching exercises of the lower limbs (posterior
tibial muscles, front and posterior crural muscles, topside and iliopsoas muscles), for a total duration
of 4 min. Each stretching exercise lasted for 10 s and was repeated twice (2 × 10 s), with a 10 s break
between exercises using both limbs simultaneously and without any break for exercises using one
limb at a time. All exercises were performed in the maximum joint ROM, while avoiding muscle pain
(Figure 1).
The second protocol involved 6 weeks of dynamic stretching exercises, implemented in the same
frequency as the first one (three times per week). It involved dynamic stretching exercises performed
in the exact same manner as the first protocol (Figure 2). Finally, the third protocol (control protocol)
involved abstaining from stretching exercises for the total duration of the trial (6 weeks).
The sprint tests were performed inside the volleyball court, in line with the parallel end of the
court. Two maximal sprint tests were carried out at 4.5 m, and the one with the best result was kept for
each participant (Figure 3). Initially, participants warmed up by performing submaximal intensity
sprints towards different directions, including side movements, for a total duration of 5 minutes
without any stretching exercises. Then, sprint tests were carried out on the side of the court (Figure 3).
Participants were asked to start the sprint in random order, with their body in standing position and
their knees slightly bent, with one leg (right or left) approximately 40 cm behind the starting line,
entering from the beam gate where the first pair of photocells was placed. Then they ran towards the
finishing line where the second pair of photocells was placed. Instructions were provided on running
as fast as possible, without slowing down towards the finishing line. Each participant initiated the trial
alone, without receiving any signal from the examiners.
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The static stretching protocol included static stretching exercises of the lower limbs (posterior
tibial muscles, front and posterior crural muscles, topside and iliopsoas muscles), for a total duration
of 4 min. Each stretching exercise lasted for 10 s and was repeated twice (2 × 10 s), with a 10 s break
between exercises using both limbs simultaneously and without any break for exercises using one
limb at a time. All exercises were performed in the maximum joint ROM, while avoiding muscle
pain (Figure 1).
Figure 1. Static stretching protocol exercises of the (a) posterior tibial, (b) front crural, (c) posterior
crural, (d) gluteus, (e) iliopsoas, and (f) topside muscles.
a
b
c
d
e
f
Figure 1. Static stretching protocol exercises of the (a) posterior tibial, (b) front crural, (c) posterior
crural, (d) gluteus, (e) iliopsoas, and (f) topside muscles.
Int. J. Environ. Res. Public Health 2019, 16, x
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The second protocol involved 6 weeks of dynamic stretching exercises, implemented in the same
frequency as the first one (three times per week). It involved dynamic stretching exercises performed
in the exact same manner as the first protocol (Figure 2). Finally, the third protocol (control protocol)
involved abstaining from stretching exercises for the total duration of the trial (6 weeks).
Figure 2. Dynamic stretching protocol exercises of the (a) posterior tibial, (b,c) topside, (d,e) iliopsoas,
(f,g) front and (h,i) posterior crural, and (j,k) gluteal muscles.
The sprint tests were performed inside the volleyball court, in line with the parallel end of the
court. Two maximal sprint tests were carried out at 4.5 m, and the one with the best result was kept
for each participant (Figure 3). Initially, participants warmed up by performing submaximal intensity
sprints towards different directions, including side movements, for a total duration of 5 minutes
without any stretching exercises. Then, sprint tests were carried out on the side of the court (Figure
3). Participants were asked to start the sprint in random order, with their body in standing position
and their knees slightly bent, with one leg (right or left) approximately 40 cm behind the starting line,
entering from the beam gate where the first pair of photocells was placed. Then they ran towards the
finishing line where the second pair of photocells was placed. Instructions were provided on running
as fast as possible, without slowing down towards the finishing line. Each participant initiated the
trial alone, without receiving any signal from the examiners.
a
b
c
d
e
f
g
h
i
j
k
Figure 2. Dynamic stretching protocol exercises of the (a) posterior tibial, (b,c) topside, (d,e) iliopsoas,
(f,g) front and (h,i) posterior crural, and (j,k) gluteal muscles.
Int. J. Environ. Res. Public Health 2019, 16, x
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The second protocol involved 6 weeks of dynamic stretching exercises, implemented in the same
frequency as the first one (three times per week). It involved dynamic stretching exercises performed
in the exact same manner as the first protocol (Figure 2). Finally, the third protocol (control protocol)
involved abstaining from stretching exercises for the total duration of the trial (6 weeks).
Figure 2. Dynamic stretching protocol exercises of the (a) posterior tibial, (b,c) topside, (d,e) iliopsoas,
(f,g) front and (h,i) posterior crural, and (j,k) gluteal muscles.
The sprint tests were performed inside the volleyball court, in line with the parallel end of the
court. Two maximal sprint tests were carried out at 4.5 m, and the one with the best result was kept
for each participant (Figure 3). Initially, participants warmed up by performing submaximal intensity
sprints towards different directions, including side movements, for a total duration of 5 minutes
without any stretching exercises. Then, sprint tests were carried out on the side of the court (Figure
3). Participants were asked to start the sprint in random order, with their body in standing position
and their knees slightly bent, with one leg (right or left) approximately 40 cm behind the starting line,
entering from the beam gate where the first pair of photocells was placed. Then they ran towards the
finishing line where the second pair of photocells was placed. Instructions were provided on running
as fast as possible, without slowing down towards the finishing line. Each participant initiated the
trial alone, without receiving any signal from the examiners.
Figure 3. Sprint tests procedure.
a
b
c
d
e
f
g
h
i
j
k
Figure 3. Sprint tests procedure.
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The same procedure was followed for the 9 m sprint test, which was also performed on the side of
the court. A break lasting for more than 3 min intervened between each sprint [28]. The running speed
was measured using the two pairs of photocell shutters and a digital chronometer [28]. The velocity
assessment was carried out with a dual-beam photocell system (Autonics Beam Sensor BL5M-MFR)
and a digital timer (Saint Wien Digital Timer Type H5K).
2.3. Statistical Analysis
Statistical analysis was carried out using SPSS software (IBM, New York, NY, United States of
America) and the level of significance was set at α = 0.05. Between- and within-subjects analyses of
variance examined the main effects of group (static, dynamic, and control), time (pre- and post-test),
and group × time interaction on sprint times of 4.5 and 9 m. A post hoc Bonferroni test examined
differences among the static, dynamic, and control groups. The percentage difference (∆%) in sprint
time from pre- to post-test was calculated using the formula ‘100 × (sprint time at post-test − sprint
time at pre-test)/sprint time at pre-test’. The relationship of ∆% in sprint time with demographic
characteristics was examined using Pearson correlation coefficient r, whose magnitude was interpreted
as trivial (r < 0.10), small (0.10 ≤ r < 0.30), moderate (0.30 ≤ r < 0.50), large (0.50 ≤ r < 0.70), very large
(0.70 ≤ r < 0.90), nearly perfect (r ≥ 0.90), or perfect (r = 1.00) [29].
3. Results
In the 4.5 m sprint time, a large main effect of time was observed (p = 0.027, η2 = 0.188),
where overall the post-test was faster than the pre-test sprint time (1.03 ± 0.11 s and 1.08 ± 0.07 s,
respectively; mean difference −0.05 s; 95% confidence intervals, CI, −0.09, −0.01) (Figure 4). A large
time × group interaction was shown (p = 0.007, η2 = 0.341), with the static and dynamic stretching
groups being faster in the post-test than in the pre-test, whereas no change was found in the control
group. Overall, the static and dynamic stretching groups were faster than the control group by −0.07 s
(95% CI, −0.13, −0.01) and −0.09 s (95% CI, −0.16, −0.02), respectively.
Int. J. Environ. Res. Public Health 2019, 16, x
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The same procedure was followed for the 9 m sprint test, which was also performed on the side
of the court. A break lasting for more than 3 min intervened between each sprint [28]. The running
speed was measured using the two pairs of photocell shutters and a digital chronometer [28]. Τhe
velocity assessment was carried out with a dual-beam photocell system (Autonics Beam Sensor
BL5M-MFR) and a digital timer (Saint Wien Digital Timer Type H5K).
2.3. Statistical Analysis
Statistical analysis was carried out using SPSS software (IBM, New York, NY, United States of
America) and the level of significance was set at α = 0.05. Between- and within-subjects analyses of
variance examined the main effects of group (static, dynamic, and control), time (pre- and post-test),
and group × time interaction on sprint times of 4.5 and 9 m. A post hoc Bonferroni test examined
differences among the static, dynamic, and control groups. The percentage difference (Δ%) in sprint
time from pre- to post-test was calculated using the formula ‘100 × (sprint time at post-test − sprint
time at pre-test)/sprint time at pre-test’. The relationship of Δ% in sprint time with demographic
characteristics was examined using Pearson correlation coefficient r, whose magnitude was
interpreted as trivial (r < 0.10), small (0.10 ≤ r < 0.30), moderate (0.30 ≤ r < 0.50), large (0.50 ≤ r < 0.70),
very large (0.70 ≤ r < 0.90), nearly perfect (r ≥ 0.90), or perfect (r = 1.00) [29].
3. Results
In the 4.5 m sprint time, a large main effect of time was observed (p = 0.027, η2 = 0.188), where
overall the post-test was faster than the pre-test sprint time (1.03 ± 0.11 s and 1.08 ± 0.07 s, respectively;
mean difference −0.05 s; 95% confidence intervals, CI, −0.09, −0.01) (Figure 4). A large time × group
interaction was shown (p = 0.007, η2 = 0.341), with the static and dynamic stretching groups being
faster in the post-test than in the pre-test, whereas no change was found in the control group. Overall,
the static and dynamic stretching groups were faster than the control group by −0.07 s (95% CI, −0.13,
−0.01) and −0.09 s (95% CI, −0.16, −0.02), respectively.
Figure 4. Individual changes in the 4.5 m sprint time by experimental group and percentage change
(Δ%).
Figure 4. Individual changes in the 4.5 m sprint time by experimental group and percentage change (∆%).
In the 9 m sprint time, a large main effect of time was observed (p < 0.001, η2 = 0.605), where overall
the post-test was faster than the pre-test sprint time (1.72 ± 0.12 s and 1.81 ± 0.08 s, respectively; mean
Int. J. Environ. Res. Public Health 2019, 16, 2835
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difference −0.08 s; 95% CI, −0.11, −0.06) (Figure 5). A large time × group interaction was shown
(p = 0.004, η2 = 0.363), with the static and dynamic stretching groups being faster in the post-test than
in the pre-test, whereas no change was found in the control group. Overall, the static and dynamic
stretching groups were faster than the control group by −0.09 s (95% CI, −0.18, 0) and −0.11 s (95% CI,
−0.21, −0.01), respectively.
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In the 9 m sprint time, a large main effect of time was observed (p < 0.001, η2 = 0.605), where
overall the post-test was faster than the pre-test sprint time (1.72 ± 0.12 s and 1.81 ± 0.08 s, respectively;
mean difference −0.08 s; 95% CI, −0.11, −0.06) (Figure 5). A large time × group interaction was shown
(p = 0.004, η2 = 0.363), with the static and dynamic stretching groups being faster in the post-test than
in the pre-test, whereas no change was found in the control group. Overall, the static and dynamic
stretching groups were faster than the control group by −0.09 s (95% CI, −0.18, 0) and −0.11 s (95% CI,
−0.21, −0.01), respectively.
Figure 5. Individual changes in the 9 m sprint time by experimental group and percentage change
(Δ%).
With regard to the relationship of changes in the sprint ability from pre- to post-test with
demographic characteristics of participants, a moderate negative correlation of percentage change in
the 4.5 m sprint with volleyball experience was observed; i.e., the longer the volleyball experience,
the larger the improvement in the 4.5 m sprint (Figure 6). The percentage change in the 4.5 m sprint
correlated largely with the percentage change in the 9 m sprint. No relationship was observed in the
relationship of age, weight, height, or body mass index with percentage changes in sprint ability (p >
0.05).
Figure 6. Relationship of percentage change (Δ%) from pre-test to post-test between sprint ability and
volleyball experience.
4. Discussion
Figure 5. Individual changes in the 9 m sprint time by experimental group and percentage change (∆%).
With regard to the relationship of changes in the sprint ability from pre- to post-test with
demographic characteristics of participants, a moderate negative correlation of percentage change in
the 4.5 m sprint with volleyball experience was observed; i.e., the longer the volleyball experience,
the larger the improvement in the 4.5 m sprint (Figure 6). The percentage change in the 4.5 m sprint
correlated largely with the percentage change in the 9 m sprint. No relationship was observed in
the relationship of age, weight, height, or body mass index with percentage changes in sprint ability
(p > 0.05).
Int. J. Environ. Res. Public Health 2019, 16, x
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In the 9 m sprint time, a large main effect of time was observed (p < 0.001, η2 = 0.605), where
overall the post-test was faster than the pre-test sprint time (1.72 ± 0.12 s and 1.81 ± 0.08 s, respectively;
mean difference −0.08 s; 95% CI, −0.11, −0.06) (Figure 5). A large time × group interaction was shown
(p = 0.004, η2 = 0.363), with the static and dynamic stretching groups being faster in the post-test than
in the pre-test, whereas no change was found in the control group. Overall, the static and dynamic
stretching groups were faster than the control group by −0.09 s (95% CI, −0.18, 0) and −0.11 s (95% CI,
−0.21, −0.01), respectively.
Figure 5. Individual changes in the 9 m sprint time by experimental group and percentage change
(Δ%).
With regard to the relationship of changes in the sprint ability from pre- to post-test with
demographic characteristics of participants, a moderate negative correlation of percentage change in
the 4.5 m sprint with volleyball experience was observed; i.e., the longer the volleyball experience,
the larger the improvement in the 4.5 m sprint (Figure 6). The percentage change in the 4.5 m sprint
correlated largely with the percentage change in the 9 m sprint. No relationship was observed in the
relationship of age, weight, height, or body mass index with percentage changes in sprint ability (p >
0.05).
Figure 6. Relationship of percentage change (Δ%) from pre-test to post-test between sprint ability and
volleyball experience.
4. Discussion
Figure 6. Relationship of percentage change (∆%) from pre-test to post-test between sprint ability and
volleyball experience.
4. Discussion
The present study examined the effects of 6 week static and dynamic stretching exercise protocols
on the sprint speed of recreational volleyball players. The main finding of the study was that the time
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to complete the 4.5 and 9 m sprint tests significantly improved after the implementation of dynamic
and static stretching protocols. A secondary finding was that both 4.5 and 9 m sprint tests had similar
sensitivity to evaluate chronic adaptations to stretching exercise programs.
Similar findings have been reported among wrestlers performing dynamic stretching five times
per week for a total of 4 weeks [12]. Adherence to long-term dynamic stretching appears to improve
sprinting time as a result of dynamic muscle elongation and coordination improvement [30], reducing
energy cost [31] while paving the way for re-usage of the elastic strain energy [32]. Time to complete the
4.5 and 9 m sprint tests was also improved in the static stretching protocol team. Similar improvements
were reported by Kokkonen et al. [26] on men and women performing static stretching three times per
week for a total of 10 weeks. Bazett-Jones et al. [9], on the other hand, failed to record any improvements
in sprinting ability 6 weeks after a static stretching warm-up scheme, performed at a frequency of four
times per week. Their sample included female athletes of classic sports; however, it is well known that
women are less affected by static stretching due to the already high flexibility they attain as a result of
the inner gastrocnemius muscle tendon [33]. According to Earp et al. [34], muscle contraction speed
and the ability to perform power exercises are both improved in line with muscle fiber elongation.
Thus, the improvement in the sprinting tests herein could be attributed to an improvement in muscle
fiber length. On the other hand, the control group failed to demonstrate any improvements. This
was expected, given that participants of this group did not adhere to any exercise/warm-up protocol
affecting muscle elongation during the 6 week trial.
In addition, it should be highlighted that both tests (4.5 and 9 m) indicated improvement
of sprint ability at 6 weeks of dynamic and static stretching protocols. This similarity between
these two sprint tests suggested their physiological affinity. Previous research in soccer showed
that sprint tests—e.g., 10 versus 20 m—are related to similar anthropometric and physiological
characteristics [35,36]. For instance, both the 10 and 20 m sprints correlated positively with body mass
and height, and negatively with squat jump, countermovement jump, and peak power in the Wingate
anaerobic test [35]. With regard to the relationship of change in the 4.5 m sprint time from pre- to
post-test with volleyball experience, the larger improvements in sprint time observed in the more
experienced participants compared to their less experienced counterparts highlighted the relationship
between trainability and volleyball experience.
A limitation of the present study was that it used a specific set of either dynamic or static
stretching exercises; thus, the findings should be generalized with caution to stretching exercise
programs consisting of different stretching exercises or exercise characteristics (e.g., exercise intensity,
volume, and frequency). Moreover, further research could examine—using larger sample sizes—the
relationship of longitudinal changes in sprinting ability and anthropometric characteristics, as well
as the role of nutrition, since it has been shown that physical performances in volleyball are related
to anthropometric characteristics [37]. On the other hand, the strength of the study was its novelty
considering the relatively small number of previous research works on the chronic adaptations of sprint
ability to dynamic and static stretching exercise. Since stretching exercises are a major component of
exercise programs, knowledge of their impact would be of great practical importance for professionals
(e.g., physicians, sport scientists) who prescribe exercise.
5. Conclusions
The present study shows that both static and dynamic stretching protocols have a positive effect
on sprinting time when implemented for a total of 6 weeks, three times per week. Additionally,
the protocols used herein could be of use to trainers for systematic implementation among athletes of
different sports, including volleyball, in an effort to improve sprint ability.
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Author Contributions: Conceptualization, F.A., S.D.P., and I.G.; methodology, F.A., S.D.P., I.G., and S.K.; software,
F.A., S.D.P., G.K., and S.K.; validation, F.A., S.D.P., I.G., G.K., and A.K.; formal analysis, F.A., S.D.P., I.G., and G.K.;
investigation, F.A., S.D.P., I.G., and S.K.; resources, F.A., S.D.P., G.K., and A.K.; data curation, F.A., S.D.P., I.G.,
G.K., S.K., and A.K.; writing—original draft preparation, F.A., S.D.P., I.G., and G.K.; writing—review and editing,
F.A., S.D.P., I.G., G.K., S.K., P.T.N., B.K., and A.K.; visualization, F.A., I.G., G.K., and S.K.; supervision, P.T.N. and
B.K.; project administration, P.T.N. and B.K.
Funding: This research received no external funding.
Acknowledgments: The voluntary participation of all athletes in the present study is gratefully acknowledged.
Conflicts of Interest: The authors declare no conflict of interest.
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© 2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
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| The Effect of Static and Dynamic Stretching Exercises on Sprint Ability of Recreational Male Volleyball Players. | 08-08-2019 | Alipasali, Foteini,Papadopoulou, Sophia D,Gissis, Ioannis,Komsis, Georgios,Komsis, Stergios,Kyranoudis, Angelos,Knechtle, Beat,Nikolaidis, Pantelis T | eng |
PMC9819466 | Citation: Zacharko, M.;
Cichowicz, R.; Depta, A.; Chmura, P.;
Konefał, M. High Levels of PM10
Reduce the Physical Activity of
Professional Soccer Players. Int. J.
Environ. Res. Public Health 2023, 20,
692. https://doi.org/10.3390/
ijerph20010692
Academic Editor: Paul B.
Tchounwou
Received: 22 November 2022
Revised: 20 December 2022
Accepted: 27 December 2022
Published: 30 December 2022
Copyright:
© 2022 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed
under
the
terms
and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
International Journal of
Environmental Research
and Public Health
Article
High Levels of PM10 Reduce the Physical Activity of
Professional Soccer Players
Michał Zacharko 1,*
, Robert Cichowicz 2
, Adam Depta 3,4, Paweł Chmura 5
and Marek Konefał 1
1
Department of Human Motor Skills, Wroclaw University of Health and Sport Sciences, I.J. Paderewskiego 35,
51-612 Wrocław, Poland
2
Institute of Environmental Engineering and Building Installations, Faculty of Civil Engineering, Architekture
and Environmental Engineering, Lodz University of Technology, Al. Politechniki 6, 90-924 Lodz, Poland
3
Department of Forecasts and Quantitative Analyses, Faculty of Organization and Management, Institute of
Management, Lodz University of Technology, Wolczanska Street 221, 93-005 Lodz, Poland
4
Department of Medical Insurance and Health Care Financing, Medical University of Lodz, Lindleya 6,
90-131 Lodz, Poland
5
Department of Team Games, Wroclaw University of Health and Sport Sciences, I.J. Paderewskiego 35,
51-612 Wrocław, Poland
*
Correspondence: [email protected]
Abstract: The aim of this study is to determine the impact of air quality, analyzed on the basis of
the PM10 parameter in three regions of Poland, on the physical activity of soccer players from the
Polish Ekstraklasa. The study material consisted of 4294 individual match observations of 362 players
during the 2019/2020 domestic season. The measured indices included the parameter of air quality—
PM10—and players’ physical activities: total distance (TD) and high-speed running (HSR). Poland
was divided into three regions (North, Central, South). The statistical analysis of particulate matter
(PM) and athletes’ physical activities, compared by region, revealed the effects in relation to the PM10
(H = 215.6566(2); p = 0.0001) and TD (H = 28.2682(2); p = 0.0001). Players performed better in regards
to physical parameters in the North Region, where air pollution is significantly lower than in other
regions. This means that even a short stay in more polluted regions can reduce the performance of
professional footballers, which can indirectly affect the outcome of the match. Therefore, greater
actions should be taken to improve air quality, especially through changes in daily physical activity,
as this will reduce the carbon footprint.
Keywords: football; total distances covered; high speed running; intensity; air quality; particulate
matter; regions
1. Introduction
Air pollution is a factor that is currently attracting greater attention because of its
threat to human health (Schraufnagel et al., 2019) [1]. According to the Lancet Commission
on Pollution and Health, pollution is currently the principal environmental cause of disease
and premature death in the world. Pollution-induced diseases were responsible for around
9 million premature deaths in 2015 (Landrigan et al., 2018) [2] and 790,000 additional
deaths in Europe alone (Lelieveld et al., 2019) [3]. Moreover, air pollution is the most
important risk factor among all environmental pollutants (Cohen et al., 2017) [4]. One of
the most harmful parameters is particulate matter (PM), which is produced by burning
wood and fossil fuels, especially due to construction work and traffic (Cichowicz and
Stel˛egowski, 2019) [5]. Its concentration depends on several factors, including the season
of the year, time of day, and location (Nieckarz and Zoladz, 2020) [6]. It is worth noting
that in large urban agglomerations in many cities around the world, increasingly higher
concentrations of PM are observed (Gupta et al., 2006; Khilnani and Tiwari, 2018; Tian
and Sun, 2017) [7–9]. In Poland, the concentration of PM and other parameters of air
Int. J. Environ. Res. Public Health 2023, 20, 692. https://doi.org/10.3390/ijerph20010692
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2023, 20, 692
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pollutants varies depending on the region (Lubi´nski et al., 2005) [10]. Breathing air with a
high concentration of pollutants has a negative effect on health (Orru et al., 2017) [11]. This
effect has been extensively studied, and subsequent studies have consistently documented
the negative effects of pollution on people’s physical and mental health (Landrigan et al.,
2018; Welsch, 2007) [2,12]. Particulate matter is especially dangerous because it recruits
immune cells, increases oxidative stress in both the vascular system and the brain, and
makes the vascular system hypersensitive to vasoconstrictors, contributing to vascular
(endothelial) dysfunction (Münzel et al., 2018) [13]. It is also worth emphasising that air
pollution has a negative impact on several components of an individual’s mental health,
including subjective well-being (Li et al., 2018) [14], life satisfaction (Welsch, 2006) [15],
happiness (Welsch, 2007) [12], and even depressive symptoms (Zhang et al., 2017) [16].
These harmful effects of air pollution also apply to sports and physical activity, which
is why attention should be paid to examining the impact that pollution can have on an
individual’s health and level of physical activity (Roberts et al., 2014) [17].
Previous research has shown that there are many other factors affect an individual’s
physical (Marmot, 2005) [18] and mental health (Dolan et al., 2008) [19]. An example of such
a factor is physical activity, which has a positive impact on both physical (Downward et al.,
2016; Humphreys et al., 2014) [20,21] and mental health (Downward and Dawson, 2016;
Wicker and Frick, 2017) [22,23]. For this reason, a topic that is currently receiving special at-
tention is the impact of air pollution on the health of people who engage in physical activity
(An et al., 2018; Giles and Koehle, 2014) [24,25] and practice outdoor sports, including ath-
letes (Kuskowska et al., 2019; Reche et al., 2020) [26,27]. However, it should be emphasized
that all forms of physical activity increase the amount of air ventilated through the lungs
(minute ventilation—VE), which is several times greater during moderate-intensity exercise
than at rest (Bowen et al., 2019; Zoladz et al., 2019) [28,29]. For example, minute ventilation
(VE), which is about 6–8 L of air for a person at rest, can reach 30–50 L per minute during
moderate exertion and may even exceed 100 L per minute during very intense exercise
(Wasserman et al., 2011) [30]. Some athletes are able to exceed the VE value by up to 200 L
per minute, which is about 30 times more than at rest levels (Allen, 2004) [31]. During
increased intake of air, the amount of suspended solid particles inhaled is greater. This, in
turn, results in the deposition of more these substances in the respiratory tract and other
body organs (Nieckarz and Zoladz, 2020) [6].
Therefore, the study of soccer players is indicated, because they are particularly
exposed to the negative health effects of air pollution. The number and frequency of
professional soccer matches is large. Match schedules are very exhausting and teams need
to be ready to play up to 60 matches per season (Carling et al., 2018) [32]. During a 90 min
game, elite-level players run approximately 10 km and perform numerous explosive bursts
of activities, such as kicking, jumping, tackling, sprinting, changing direction, turning,
and sustaining forceful contractions to maintain balance and control of the ball against
defensive pressure (Stølen et al., 2005) [33]. Therefore, every match requires players to
be in top physical condition. The parameters of physical activity most frequently studied
and described in the literature are total distance covered (TD) and high-speed running
(HSR) (Aquino et al., 2021; Konefał et al., 2021) [34,35]. For example, Andrzejewski et al.,
(2018) [36] proved that total distance covered is significantly greater for winning teams.
In other studies, both Chmura et al., (2018) [37] and Modric et al., (2019) [38] indicated
that high-intensity efforts (sprinting and fast running) should be included among the most
important measures of physical activity in soccer. The aim of this study is to determine
the impact of air quality, analyzed on the basis of the PM10 parameter in three regions of
Poland, on the physical activity of soccer players from the Polish Ekstraklasa.
2. Materials and Methods
2.1. Match Sample and Data Collection
Match performance data were collected from 362 soccer players competing in the
Polish Ekstraklasa during the 2019/2020 season. The league featured 16 teams, who faced
Int. J. Environ. Res. Public Health 2023, 20, 692
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each opponent twice during each season, at home and away. Additionally, after playing
30 matches, two groups were formed: the championship and the relegation group, and
in each of these, 7 additional matches were played. Thus, a season included 37 match
days and 296 matches. A total of 4294 individual match observations of outfield players
(excluding goalkeepers, due to the specificity of the position) were made (Konefał et al.,
2019) [39]. Only data on players who completed entire matches (i.e., remained on the pitch
for the entire 90 min) were taken into account.
The physical activity data were collected using the previously-validated (Linke et al.,
2020) [40] TRACAB system (ChyronHego, NY, USA). This system consists of two multi-
camera units, each consisting of three HD-SDI cameras with a resolution of 1920 × 1080 pixels.
The sampling frequency of this system was 25 Hz. Two variables were analyzed: total dis-
tance (TD), distance covered in high-speed running (HSR; 19.8–25.1 km·h−1). The TRACAB
tracking system has been verified by passing the official FIFA (Fédération Internationale de
Football Association) test protocol for electronic performance and tracking systems (EPTS).
This study maintains the anonymity of the players (following data protection laws),
is conducted in compliance with the Declaration of Helsinki, and was approved by the
Senate Committee on Ethics of Scientific Research at the Academy of Physical Education in
Wroclaw (No. 12/2021).
2.2. Procedures
Data on air quality were collected on the basis of information from automatic air
monitoring stations, which were made available by the Voivodship Inspectorate for Envi-
ronmental Protection (WIO´S) and by the Main Inspectorate for Environmental Protection
(GIO´S) in Poland, whereas the meteorological data used in this analysis come from the In-
stitute of Meteorology and Water Management-National Research Institute. The parameter
PM10 was analyzed because its concentration is one of the basic parameters examined in
the assessment of air quality (Anderson et al., 2012; Zaric et al., 2021) [41,42]. However,
according to the European Union (Directive 2008/50/EC), the permissible annual average
concentration of PM10 is 40 µg·m−3, and the daily average concentration is 50 µg·m−3.
However, according to WHO (WHO, 2021) [43], the permissible annual average concentra-
tion of PM10 is 15 µg·m−3, and the daily average is 45 µg·m−3.
Data were collected from air quality measurement stations located closest to the
stadiums where matches were played, and all measurements were read with an accuracy
of 0.01 µg·m−3. In each analyzed match, three measurements of air pollution were made
(at the beginning, during the break, and at the end of the match). The arithmetic mean and
standard deviation were then calculated from these air pollution values.
Data on the analyzed pollutants came from a total of 15 monitoring stations, which
were divided into three regions of Poland (North Region, Central Region, South Region).
As a result, regions with different levels of air pollution were obtained (Lubi´nski et al.,
2005) [10]. Regions have been designated based on latitudes (Cox and Popken, 2020) [44],
with each region extending 2◦ north latitude (N). Regarding the North Region (latitude 53◦
N–55◦ N), the players play matches in the cities of Bialystok, Gdansk, Gdynia, and Szczecin
(1038 observations). In the Central Region (latitude 51◦ N–53◦ N), teams play matches
in the cities of Lodz, Lubin, Plock, Poznan, Wroclaw, and Warsaw (1624 observations).
In the South Region (latitude 49◦ N–51◦ N), the teams perform in the cities of Cracow,
Czestochowa, Gliwice, Kielce, and Zabrze (1632 observations). Thus, the locations were
obtained and marked with a combination of symbols relating to the region and the city
(Table 1 and Figure 1).
Int. J. Environ. Res. Public Health 2023, 20, 692
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Table 1. Measuring station symbols.
Symbol
Region
City Name
Population
NBia
North
Bialystok
293,413
NGda
North
Gdansk
486,271
NGdy
North
Gdynia
244,676
NSzc
North
Szczecin
394,482
CLod
Central
Lodz
664,860
CLub
Central
Lubin
69,267
CPlo
Central
Plock
113,660
CPoz
Central
Poznan
545,073
CWro
Central
Wroclaw
674,312
CWar
Central
Warsaw
1,863,056
SCra
South
Cracow
802,583
SCze
South
Czestochowa
210,773
SGli
South
Gliwice
172,628
SKie
South
Kielce
184,520
SZab
South
Zabrze
156,935
Population status as of 31 December 2021. Source: Central Statistical Office.
Int. J. Environ. Res. Public Health 2023, 20, x FOR PEER REVIEW
4 of 10
Figure 1. Location of selected measuring stations in selected cities of Poland.
Table 1. Measuring station symbols.
Symbol
Region
City Name
Population
NBia
North
Bialystok
293,413
NGda
North
Gdansk
486,271
NGdy
North
Gdynia
244,676
NSzc
North
Szczecin
394,482
CLod
Central
Lodz
664,860
CLub
Central
Lubin
69,267
CPlo
Central
Plock
113,660
CPoz
Central
Poznan
545,073
CWro
Central
Wroclaw
674,312
CWar
Central
Warsaw
1,863,056
SCra
South
Cracow
802,583
SCze
South
Czestochowa
210,773
SGli
South
Gliwice
172 628
Figure 1. Location of selected measuring stations in selected cities of Poland.
2.3. Statistical Analyses
In the research, several methods of statistical inference were used, including the
Shapiro–Wilk normality test, tests of homogeneity of variance, i.e., Bartlett’s, Cochran’s,
and Hartley’s tests (used to verify the assumptions: about the normality of the explained
variable distribution and the homogeneity of its variance in the studied populations), and
the Kruskal–Wallis test, in the case of the data failing to meet the above assumptions.
In order to apply the analysis of variance for the variables—HSR, TD, PM10—initially,
the assumption regarding the normality of the distribution of the above-mentioned vari-
ables was checked using the Shapiro–Wilk test. In order to verify the null hypothesis
regarding the distribution normality of the results of the analyzed variables, the null hy-
pothesis that the examined feature of the population has a normal distribution was checked
Int. J. Environ. Res. Public Health 2023, 20, 692
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against the alternative hypothesis that the feature of the population does not have a normal
distribution. At the significance level of α = 0.05, the verified null hypothesis was rejected,
so it could not be concluded that the distribution of the variables was normal. In the next
stage, the assumption regarding the homogeneity of the variance of variables in the regions
was checked. At the significance level of α = 0.05, the verified null hypothesis that the
variances in individual regions are the same for the analyzed variables was rejected. Due
to the failure of the above assumptions regarding the classical analysis of variance, the
non-parametric Kruskal–Wallis test was used.
All statistical analyses were performed using the Statistica ver. 13.3 software package
(Dell Inc., Tulsa, OK, USA).
3. Results
Based on the results presented in Table 2, it can be concluded that the variables TD
and PM10 depend on the regions (p < 0.05).
Table 2. Value of air pollution and physical activity parameters by region (mean ± SD).
Parameter
Region
SSD
p < 0.05
North (N)
Central (C)
South (S)
PM10 [µg·m−3]
18.16 ± 11.70
22.20 ± 12.62
27.33 ± 20.32
N-C; N-S; C-S
Total Distance [km]
10.78 ± 0.83
10.61 ± 0.87
10.59 ± 0.90
N-C; N-S
High Speed
Running [m]
669.84 ± 204.55
656.10 ± 214.83
661.43 ± 214.26
-
SSD—statistically significant differences.
The statistical analysis of PM and the physical activity of players, compared by regions
(North, Central, South), revealed the effects in relation to the PM10 (H = 215.6566(2);
p = 0.0001), TD (H = 28.2682(2); p = 0.0001). No significant effect was found for HSR
(H = 3.411(2); p = 0.1817); Table 2.
4. Discussion
The aim of the study is to determine the impact of air quality, analyzed on the basis of
the PM10 parameter in three regions of Poland, on the physical activity of soccer players
from the Polish Ekstraklasa. On the basis of the literature reviewed, the authors noted
that only two studies have been published on the impact of air quality on the activity of
professional soccer players (Lichter et al., 2017; Zacharko et al., 2021) [45,46]. This study
is a continuation of an important observation described in the publication entitled, “Air
Pollutants Reduce the Physical Activity of Professional Soccer Players” (Zacharko et al.,
2021) [46]. Continuing the research in this area is very important, as it concerns the physical
activity of professional athletes, but it can also support the health-promoting nature of
the daily physical activity of the whole society. The quantitative and qualitative analysis
of soccer performance is currently very popular, as it can maximize the chances for team
success (Maneiro et al., 2020) [47].
Lichter et al. (2017) [45] proved that air pollution negatively affects footballers in
German stadiums. However, the performance indicator was limited to only the number
of passes attempted during the match. As soccer is considered a high-intensity sport, the
total distance covered and the running speed are more valuable parameters for assessing
the performance of the athletes in order to evaluate the impact of air quality (Barnes et al.,
2014) [48]. Therefore, in another study, based on the example of the German Bundesliga,
the topic of physical activity was discussed, and it was proved that the reduction in the
level of air quality during the match had a negative impact not only on technical activities,
such as passing, but also on total distance covered (TD) and high-speed running (HSR)
(Zacharko et al., 2021) [46]. In order to investigate the problem in more detail, research
was carried out in Poland, i.e., a country with more polluted air and characterized by large
regional differences in ambient air pollution (Kocot and Zejda, 2022) [49].
Int. J. Environ. Res. Public Health 2023, 20, 692
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Analyzing the average level of particulate matter in three regions of Poland, our
study found that the more northern the region, the lower the level of PM10 pollution. The
difference may be due to the fact that the South Region is the most industrial region in
Poland, which includes the Silesian Agglomeration and Cracow, which in turn are of the
cities with the worst air quality in Europe (Traczyk and Gruszecka-Kosowska, 2020) [50].
On the other hand, in the Central Region, there are large cities such as Warsaw, a city
more polluted than, for example, Bialystok or Gdansk, which are included in the North
Region (Slama et al., 2020) [51]. This is also due to the terrain and its roughness, as well
as meteorological conditions. Additionally, attention should be paid to the fact that in
Poland, the dominant wind directions are western and south-western, which may result
in both the transboundary and local displacement of pollutants, and the consequence
of this may be increased levels of pollution in a given area. Under the best air quality
conditions (the lowest levels of PM10), i.e., in the North Region of Poland, the players
exhibited a significantly longer average TD compared to those noted in the Central Region
and South Region. In addition, when analyzing the HSR, it was noticed that in the North
Region, players also achieved the best results, although this is not supported by statistical
significance. Thus, it can be seen that by playing matches in a less polluted environment,
soccer players can achieve better results regarding the physical parameters. This may be
caused mainly by geographic and meteorological conditions, as a consequence of lower
population density, higher average wind speed, and more green areas. In addition, it is
also worth analyzing the human body’s response to breathing polluted air and its impact
on the exercise capacity of the players.
All forms of physical activity increase the amount of air ventilated through the lungs
(minute ventilation—VE), which is several times higher than during rest, even during
moderate-intensity exercise (Allen, 2004; Bowen et al., 2019; Zoladz et al., 2019) [28,29,31].
Additionally, this causes a greater intake of particulate matter into the lungs and increases
the amount of particulate matter deposited in the respiratory tract. That is why air quality
is especially important during a soccer match because the effect of increased physical
exertion causes the absorption of harmful substances from the air into the body (Duda et al.,
2020) [52]. Moreover, Kargarfard et al. (2015) [53] showed that hematological parameters
and cardiovascular functions during exercise are disturbed by high concentrations of air
pollution. In athletes, the consequence is worsening lung function, which in turn results in
reduced peak expiratory flow and increased airway inflammation (Qin et al., 2019) [54].
Moreover, elevated blood pressure caused by air pollution can even impaired exercise
capacity and decrease athletic performance (An et al., 2018; Tainio et al., 2021) [24,55].
Considering the negative impact of air pollution on the human body, it is worth
determining specific actions that should be taken so that athletes and fans are less exposed
to the harmful health effects related to poor air quality. Several very interesting concepts
were presented by Nieuwenhuijsen (2021) [56], the main suggestion of which was to
increase active transport (walking and cycling). By walking or cycling, the carbon footprint
produced by daily trips is reduced by up to 84%, compared to that created by car users
(Brand et al., 2021) [57]. At the same time, active transport will lead to an increase in
physical activity and, as a result, the promotion and improvement of health. This method
of movement may be supported by the concept of the so-called 15 min city, in which
schools, work, sports, shopping, and entertainment are all within a 15 min walking or
cycling distance from home (Moreno et al., 2021) [58]. Another solution could be a car-free
city that relies heavily on public, pedestrian, or bicycle transport (Nieuwenhuijsen and
Khreis, 2016) [59]. By applying the above concepts, the society (fans) can contribute to the
improvement of air quality in cities, and at the same time, affect the performance of players
during matches.
The authors are fully aware of numerous factors that could have influenced the results
of the presented analyses. The measuring stations were located close to the stadiums; how-
ever, to obtain more accurate measurements, the meters should be placed in the stadiums
themselves. In addition, as the meteorological conditions and the type of development
Int. J. Environ. Res. Public Health 2023, 20, 692
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between the stadium and the measuring station were not taken into account, the air quality
data may have been inaccurate. Another limitation is the failure to take into account other
parameters that make it possible to characterize the external load, such as acceleration,
deceleration, and player load, which also are used to express the demands of matches in
non-cyclical team sports. Additionally, the HSR parameter was not individualised based
on the percentage of maximum sprint speed, and the match results were not taken into
account. In addition, the time spent by the players before the match in a given zone, as
well as the diversity of the schedule of the games, were not taken into account. The above
limitations are worth considering in future research. Moreover, in subsequent studies, the
dynamics of regeneration processes in various air quality should be considered.
5. Conclusions
Air pollution is an important situational factor during soccer matches. Even a short-
term stay in a more polluted region can reduce the performance of professional soccer
players, which can indirectly affect the match outcome. Moreover, it seems that every fan
can take action in everyday life to improve air quality. Supporting one’s favorite players
and soccer teams should not be limited only to activity in the stadium, but should also
extend to daily physical activity, which will reduce the carbon footprint. As a result, this
change in daily activity will improve air quality, which will translate into significant health
benefits for both athletes and fans.
Author Contributions: Conceptualization, M.Z., R.C. and M.K.; Methodology, M.Z., R.C. and M.K.;
Software, M.Z. and M.K.; Validation, M.Z., R.C. and M.K.; Formal analysis, M.Z., R.C., A.D., P.C.
and M.K.; Investigation, M.Z., R.C., A.D., P.C. and M.K.; Resources, M.Z., R.C., A.D. and M.K.; Data
curation, M.Z., R.C., A.D. and M.K.; Writing—original draft, M.Z. and M.K.; Writing—review &
editing, M.Z., R.C., A.D., P.C. and M.K.; Visualization, M.Z., R.C., A.D., P.C. and M.K.; Supervision,
M.Z., R.C., A.D., P.C. and M.K.; Project administration, M.Z., A.D., P.C. and M.K.; Funding acquisition,
M.Z. and M.K. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: This study maintains the anonymity of the players (following
data protection laws), is conducted in compliance with the Declaration of Helsinki, and was approved
by the Senate Committee on Ethics of Scientific Research at the Academy of Physical Education in
Wroclaw (No. 12/2021).
Informed Consent Statement: Not applicable.
Data Availability Statement: The data used for this study was acquired from a third-party, https:
//tracabportal.azurewebsites.net/login (access on 1 April 2021). The data was provided under
scientific cooperation with a football clubs currently appearing in Ekstraklasa. The authors’ ethical
approval also prevents them from sharing any data in any way that could be re-identified. The
metadata would allow someone else to re-identify teams and possibly players. However, access to
the data should be possible from the third-party. The data acquired were so called ‘excel dumps’ of
player statistics per match. Access to the data can be organized by contacting Match Analysis Hub:
[email protected].
Conflicts of Interest: The authors declare no conflict of interest.
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| High Levels of PM10 Reduce the Physical Activity of Professional Soccer Players. | 12-30-2022 | Zacharko, Michał,Cichowicz, Robert,Depta, Adam,Chmura, Paweł,Konefał, Marek | eng |
PMC7312918 | International Journal of
Environmental Research
and Public Health
Article
Sprint Interval Running and Continuous
Running Produce Training Specific Adaptations,
Despite a Similar Improvement of Aerobic Endurance
Capacity—A Randomized Trial of Healthy Adults
Sigbjørn Litleskare 1,2
, Eystein Enoksen 1, Marit Sandvei 1, Line Støen 1, Trine Stensrud 1
,
Egil Johansen 1 and Jørgen Jensen 1,*
1
Department of Physical Performance, Norwegian School of Sport Sciences, 0863 Oslo, Norway;
[email protected] (S.L.); [email protected] (E.E.); [email protected] (M.S.);
[email protected] (L.S.); [email protected] (T.S.); [email protected] (E.J.)
2
Department of Sports and Physical Education, Inland Norway University of Applied Sciences,
2406 Elverum, Norway
*
Correspondence: [email protected]
Received: 9 April 2020; Accepted: 26 May 2020; Published: 29 May 2020
Abstract: The purpose of the present study was to investigate training-specific adaptations to eight
weeks of moderate intensity continuous training (CT) and sprint interval training (SIT). Young healthy
subjects (n = 25; 9 males and 16 females) performed either continuous training (30–60 min, 70–80%
peak heart rate) or sprint interval training (5–10 near maximal 30 s sprints, 3 min recovery) three
times per week for eight weeks. Maximal oxygen consumption, 20 m shuttle run test and 5·60 m
sprint test were performed before and after the intervention. Furthermore, heart rate, oxygen
pulse, respiratory exchange ratio, lactate and running economy were assessed at five submaximal
intensities, before and after the training interventions. Maximal oxygen uptake increased after CT
(before: 47.9 ± 1.5; after: 49.7 ± 1.5 mL·kg−1·min−1, p < 0.05) and SIT (before: 50.5 ± 1.6; after:
53.3 ± 1.5 mL·kg−1·min−1, p < 0.01), with no statistically significant differences between groups.
Both groups increased 20 m shuttle run performance and 60 m sprint performance, but SIT performed
better than CT at the 4th and 5th 60 m sprint after the intervention (p < 0.05). At submaximal
intensities, CT, but not SIT, reduced heart rate (p < 0.05), whereas lactate decreased in both groups.
In conclusion, both groups demonstrated similar improvements of several performance measures
including VO2max, but sprint performance was better after SIT, and CT caused training-specific
adaptations at submaximal intensities.
Keywords: maximal oxygen consumption; heart rate; oxygen pulse; shuttle run; repeated sprint ability
1. Introduction
Manipulation of duration and intensity of exercise bouts change the demands of metabolic
pathways within muscle cells, as well as oxygen delivery to exercising muscles [1]. The training
adaptations that occur after repeated bouts of exercise are to some degree specific to that particular
exercise [1,2], but both high intensity interval training and continuous training bouts increase VO2max
and oxidative capacity in skeletal muscles [1–3]. Within this context, it is of interest to clarify the specific
adaptations of different training protocols to optimize endurance training, health and performance.
There has recently been a lot of interest in a type of high intensity interval training known
as sprint interval training (SIT). SIT is (often) performed as 30 s of “all out” sprints with 2.5–4.5
min of rest between sprints [4–6]. Several cycling studies have reported that this type of training
Int. J. Environ. Res. Public Health 2020, 17, 3865; doi:10.3390/ijerph17113865
www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2020, 17, 3865
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improves maximal oxygen consumption (VO2max), endurance performance and the oxidative capacity
of skeletal muscle [3–12]. Previous studies have also demonstrated that the magnitude of improvement
in endurance performance and VO2max after SIT is comparable to continuous cycling at moderate
intensity [3,4]. Furthermore, research also suggest that SIT is an efficient approach to improve
several important health parameters in addition to VO2max, such as insulin sensitivity, blood pressure,
cardiovascular function, and body composition [13].
Because most previous studies on SIT adaptations have used a cycling protocol, there is limited
knowledge about sprint interval running [14]. This is unfortunate, as running is a basic and popular type
of exercise. More importantly, there are several fundamental differences between cycling and running
exercise. Power output during sprint exercise is substantially higher in cycling than in running [15].
There are also several physiological differences, such as higher heart rate (HR), higher fat oxidation
and higher muscle mass activation in running than in cycling [16,17]. Thus, results from sprint interval
cycling may not be directly applicable to sprint interval running [18].
Only a few previous studies have investigated the effects of sprint interval running. In most of
these studies, SIT is added to the training program of trained endurance athletes [19–21]. However,
one previous study has compared the effect of sprint interval and traditional endurance running in
healthy untrained subjects [22]. Macpherson et al. [22] reported similar improvements of VO2max
and endurance performance after SIT and continuous running at moderate intensity. Interestingly,
VO2max improved in the SIT group without affecting cardiac output, whereas continuous running
increased cardiac output, as expected. The study by Macpherson et al. [22] revealed that sprint
interval running and continuous running produced similar improvements of aerobic performance,
but still caused training-specific physiological adaptations. Because there is limited data available on
this topic, it is of great interest to investigate training-specific adaptations of sprint interval running
and continuous running.
The purpose of this study was therefore to compare performance and health related adaptations
of continuous training (CT) and SIT, performed as running, on VO2max, 20 m shuttle run performance,
repeated sprint ability (RSA) and the physiological response to submaximal exercise. We hypothesized
that both types of training would improve VO2max and 20 m shuttle run similarly, and that
training-specific adaptations would occur at submaximal exercise in favor of CT and during RSA in
favor of SIT.
2. Materials and Methods
2.1. Participants
Participants were recruited through the official webpage of the Norwegian School of Sport
Sciences, and printed and electronic flyers posted in various places in the local area of northern Oslo
and in social media, respectively. Forty-eight subjects volunteered and were screened for participation.
The inclusion criteria for participation were: (1) non-smokers; (2) body mass index (BMI) < 30 kg·m−2;
(3) no cardiovascular or metabolic disease; (4) no systematic endurance training during the last two
years (≤2 sessions per week). Twenty-nine subjects met these criteria and were invited to participate.
Subjects were matched based on gender and VO2max, and then randomly assigned by coin toss
to either CT or SIT. Four subjects dropped out during the training intervention; One dropped out
during week 1 due to receiving a job offer (CT, male 21 years), one, during week 2, after realizing
that participation in the intervention was not compatible with his life situation (SIT, male, 21 years),
one during week 5, due to unspecified reasons (CT, male, 22 years), and one during week 8, due to
moving to a different region (SIT, female, 22 years). Thus, 25 subjects (9 males and 16 females)
completed the training intervention.
Int. J. Environ. Res. Public Health 2020, 17, 3865
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2.2. Training Protocol
Both groups completed eight weeks of training. Each week consisted of three training sessions,
separated by at least one resting day. Training sessions were organized and supervised by qualified
instructors.
Subjects were occasionally allowed to perform sessions at home if participation in
organized sessions was problematic. The training intensity was controlled during all sessions by heart
rate monitors (Polar Sport Tester RS800CX, Polar Electro, OY, Kempele, Finland). An adherence of
>85% (19 of 24 training sessions, including sessions performed at home) was required. Subjects were
instructed to maintain their normal diet and lifestyle throughout the intervention.
The CT group was instructed to maintain an intensity corresponding to 70–80% HRpeak at all
training sessions. Organized training sessions were performed on slightly undulating terrain. During
the first week, the CT group performed 30 min of running. The time then increased by five minutes per
week, up to a total of 60 min. The SIT group consisted of 30 s sprints at near maximal effort, with three
minutes of rest between each sprint. The training intensity of SIT sessions was evaluated subjectively
during sessions, while the HR data was used to verify that the individual participant did not have
a session or interval that deviated from their usual level of effort. During the first week, the SIT group
performed five sprints per session. The number of sprints then increased gradually, until a total of 10
sprints per session in weeks 7 and 8. When the number of sprints reached seven, subjects were given
six minutes of rest midway through the training session. All sprints were performed on slightly uphill
terrain. Prior to all training sessions, the CT group performed a ten-minute warm-up at an intensity
corresponding to 60–75% of HRpeak. The SIT group performed a ten-minute warm-up at an intensity
corresponding to 60–85% of HRpeak, followed by three incremental strides of about 80 m. After each
training session, all subjects performed five minutes of walking or running at intensities below 70% of
HRpeak. The training volume in CT and SIT was not matched.
2.3. Measures
Incremental treadmill test to exhaustion. The test was performed on a motorized treadmill
(Woodway pps55 sport, Woodway Gmbh, Weil an Rhein, Germany). Oxygen consumption (VO2)
was measured through a 2-way mouthpiece (Hans Rudolph Instr., Shawnee, KS, USA) and a sling,
which was connected to an O2 and CO2 analyzer (Oxycon Champion, Jaeger Instruments, Hoechberg,
Germany). Samples of O2 and CO2 were collected continuously from a mixing chamber, with average
values obtained over 30-s intervals. The gas analyzer was calibrated before each test with ventilated
indoor air and standardized gas concentrations, to span the concentration range observed during
exercise. The expired volume was measured with a turbine (Triple V volume transducer, Leipzig,
Germany), and volume calibration was performed regularly with a 3-L syringe.
The incremental test to exhaustion followed current recommendations for test duration [23],
and was performed according to the standard protocol of the Norwegian Olympic Sports Centre
(see e.g., [24]). Prior to the pre-test, subjects performed two familiarization tests to reduce the learning
effect, following the recommendations of Edgett et al. [25]. Identical procedures were conducted for
familiarization, pre- and post-test. All subjects performed a 15-min warm-up of gradually increasing
intensity. The last five minutes of the warm-up were performed with an inclination of 5.3%, as
was the incremental test. The starting speed was chosen in order to exhaust the subjects after ~5
min. Running speed was initially increased by 1 km·h−1 every minute. At the end of the test,
running speed was either maintained or increased by 0.5 km·h−1, to allow at least one minute running
at the final speed. VO2max was determined as the average of the highest values achieved over
two subsequent 30-s measurements. Verbal encouragement was given throughout the test. Two
minutes after completion, a capillary blood sample was obtained and 20 µl of blood was injected
into a lactate analyzer (1500 SPORT, YSI Inc., Yellow Springs Instr., Yellow spring, OH, USA), with
the help of a standard injector. The lactate analyzer was calibrated before each test with a 5.0 mM
lactate standard. The main criterion for evaluating whether VO2max was achieved was a plateau in
Int. J. Environ. Res. Public Health 2020, 17, 3865
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oxygen consumption. A levelling-off of the VO2 curve was used in conjunction with a lactate value
≥ 6 mmol·l−1 and respiratory exchange ratio (RER) > 1.10 as secondary criteria. HR was monitored
throughout the test (Polar Sport Tester RS800CX, Polar Electro, OY, Kempele, Finland) and the highest
value achieved was defined as HRpeak.
Submaximal treadmill test. The submaximal treadmill test was conducted with the same equipment
as described above and consisted of four stages of five minutes on a motorized treadmill. The running
speed at each stage was individualized based on each subject’s VO2max and a general relationship
between running speed and VO2. This relationship was estimated based on data from a pilot study.
The purpose of the procedure was to establish four individualized stages of gradually increasing
running velocities at approximate intensities of 50%, 60%, 70% and 80% of VO2max. The same velocity
(absolute intensity) was used for both the pre- and post-test. Measurements of VO2 and RER were
made between the third and fourth minute. After the fourth minute, the mouthpiece was removed
and HR was monitored until the end of the stage. Between each stage, the subjects were given one
minute rest for measurement of lactate, as described above. The post-test was conducted at the same
running velocities as the pre-test. Running economy (RE; mL·kg−1·km−1) was defined as VO2 divided
by body mass and running speed. O2 pulse (mL·beat−1) was calculated by dividing VO2 (mL·min−1)
by HR (beat·min−1).
Training adaptations at the same relative intensity were evaluated by examining the running
speed that elicited the VO2 value closest to 70% of the individual subject’s VO2max. This intensity was
chosen because it produced the least variation in VO2 values.
Repeated sprint test. After completing the submaximal treadmill test, all subjects performed
a 5·60 m repeated sprint test in an indoor sports hall. The test was considered appropriate to induce
the performance decrement associated with repeated sprint exercise [26]. All subjects performed
a test-specific warm-up prior to the sprint test consisting of 3·60 m incremental runs. The sprints were
performed with a 1 m flying start and each sprint was separated by 30 s of rest. Time was measured by
photoelectric detectors (Brower Speed Trap II Timing system, Brower Timing system, Salt Lake USA).
Verbal encouragement was given throughout the test.
20 m shuttle run test. The 20 m shuttle run test procedure was the same as previously described [27].
In short, subjects ran repeatedly between two lines, 20 m apart. The test started at a running speed of
8.5 km·h−1, which then increased by 0.5 km·h−1 per minute. The test was terminated when subjects
failed to reach the 20 m line before the signal on two successive occasions. To stimulate competition,
the subjects ran in groups.
2.4. Procedures
All tests were performed before and after the training interventions. The submaximal treadmill
test and the repeated sprint test were performed on the same day, and only separated by the time to
relocate from the laboratory to the sports hall. All other tests were separated by at least one resting day.
Subjects were familiarized with testing procedures to minimize any potential learning effect.
The data for this study were collected in relation to a larger study [28]. The study was approved
by the Regional Ethics Committee of Oslo, Norway (ref. number 2010/1567-1) and was performed
according to the Declaration of Helsinki. All subjects were informed about the purpose of the study
and associated risks before they gave their written informed consent to participate.
A few subjects did not obtain valid results for all tests due to sickness, injury and unspecified
withdrawal from the study. These subjects were excluded from both pre and post analysis for these
particular tests. The number of participants for each test is stated in the captions of tables and figures.
2.5. Analysis
Data are presented as group means ± SEM. All statistical analyses were performed in SPSS version
18 (SPSS inc., Chicago, IL, USA). The assumption of normality was evaluated by a Shapiro–Wilk
test.
Student’s paired t-test was used to investigate within-group differences, and a Student’s
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unpaired t-test was used to investigate between-group differences. A repeated measures ANOVA with
a Greenhouse–Geisser correction was used to evaluate a potential increase in VO2max as a function of
the number of tests performed before the intervention. In cases where data was not normally distributed,
a Wilcoxon signed-rank test was used to verify within-group differences, and a Mann–Whitney test
was used to verify between-group differences. Statistical significance was accepted at the p < 0.05 level.
3. Results
The number of females in each group was eight, while the number of males was four in CT and five
in SIT. The mean age, height, weight and BMI was 25 ± 1 years, 175 ± 2 cm, 72.6 ± 3.8 kg and 23.6 ± 0.9
kg·m−2 in CT at the start of the intervention. In SIT, the mean age, height, weight and BMI was 25 ± 1
years, 173 ± 3 cm, 71.2 ± 4.1 kg and 24.0 ± 0.8 kg·m−2. There was no statistical difference between
groups and these characteristics did not change during the intervention. Heart rate registrations
at all training sessions confirmed that the subjects performed the training as recommended, including
the sessions performed at home (19% of sessions). Three participants experienced minor injuries
during the training intervention, including one injury unrelated to the intervention. All three were in
the SIT group, and all managed to complete > 85% of training sessions.
Maximal oxygen consumption and 20 m shuttle run performance. Maximal oxygen uptake was
measured three times prior to the intervention, and VO2max increased from test to test. The repeated
measures ANOVA revealed that VO2max increased from 48.2 ± 1.1 at the first familiarization test to
49.3 ± 1.3 in the second, and eventually to 49.9 ± 1.3 mL·kg−1·min−1 at the third test when combining
both groups (F(1.434, 28.683) = 10.320, p < 0.01). VO2max was improved in both CT (p < 0.05) and SIT
(p < 0.01) after training (Table 1). The improvement of VO2max corresponded to a 3.8% increase in CT
and 5.5% in SIT. The increase in VO2max varied between subjects and five subjects did not increase
VO2max (Figure 1). In accordance with the improved VO2max, both groups also increased maximal O2
pulse (p < 0.05) and the number of laps performed on the 20 m shuttle run test (CT p < 0.05; SIT p < 0.01).
Figure 1. Individual change in maximal oxygen consumption (VO2max) after eight weeks of either
continuous training (CT) or sprint interval training (SIT) (one subject in CT did not experience
any change).
Repeated sprint test. Both the CT and SIT groups improved sprint performance for the first
sprint (Table 2) and thereby improved maximal 60 m sprint performance. Both groups also improved
performance on all successive sprints. However, the SIT group performed better than the CT group on
sprints number four (p < 0.05) and five (p < 0.05) after the intervention (Table 2).
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Table 1. Parameters of maximal endurance performance before and after eight weeks of continuous
training (CT) and sprint interval training (SIT).
CT
SIT
Pre
Post
Pre
Post
VO2max (mL·kg−1·min−1)
47.9 ± 1.5
49.7 ± 1.5 *
50.5 ± 1.6
53.3 ± 1.5 *
Maximal O2 pulse
17.4 ± 1.0
18.1 ± 1.0 *
18.0 ± 1.0
19.2 ± 1.0 *
Laps
71.5 ± 6.1
79.4 ± 5.2 *
69.5 ± 3.8
81.7 ± 4.0 *
Values are mean ± SEM. CT, n = 12 (4 males, 8 females). SIT, n = 13 (5 males, 8 females). VO2max, maximal
oxygen consumption; O2 pulse, oxygen pulse; Laps, number of laps completed during the 20 m shuttle run test.
* Statistically significant difference from pre (student’s t-test), p < 0.05. There were no statistically significant
differences between groups.
Table 2. Performance on the repeated sprint test before and after eight weeks of continuous training
(CT) and sprint interval training (SIT).
CT
SIT
Pre
Post
Pre
Post
Time (s)
%dec.
Time (s)
%dec
Time (s)
%dec
Time (s)
%dec
1. 60 m
9.92 ± 0.25
9.69 ± 0.26 *
9.64 ± 0.26
9.20 ± 0.21 *
2. 60 m
10.44 ± 0.33
5.2
10.06 ± 0.27 *
3.8
9.98 ± 0.23
3.5
9.48 ± 0.18 *
3.0
3. 60 m
10.76 ± 0.29
8.5
10.31 ± 0.23 *
6.4
10.27 ± 0.22
6.5
9.89 ± 0.20 *
7.5
4. 60 m
10.87 ± 0.30
9.6
10.54 ± 0.23 *
8.8
10.37 ± 0.25
7.6
9.91 ± 0.19 *,†
7.7
5. 60 m
10.93 ± 0.21
10.2
10.70 ± 0.22 *
10.4
10.53 ± 0.25
9.2
9.96 ± 0.20 *,†
8.3
Values are mean ± SEM. CT, n = 10. SIT, n = 11. %dec = percent performance decrement compared to the fastest
sprint time * Statistically significant difference from pre.† Statistically significant difference from CT (student’s t-test),
p < 0.05.
Physiological response to submaximal exercise at the same absolute intensity. The submaximal
treadmill test was performed at the same velocity, before and after the intervention. Both groups ran
at a lower percentage of VO2max after eight weeks of training (Table 3). The CT group decreased VO2
at all stages (i.e., running economy), while the SIT group decreased VO2 at stage 4 and RE at stages
2 and 4 (Table 3). HR was lower after CT at all stages (p < 0.01), but remained unchanged after SIT
(Table 3). O2 pulse at submaximal intensities did not change in any group (Table 3).
Physiological response to submaximal exercise at the same relative intensity. Adaptations to
running, performed at the same relative intensity before and after the intervention, were evaluated
at the velocity closest to 70% VO2max. At this intensity, HR remained unchanged after CT, while O2
pulse increased by 0.6 mL·beat−1 (p < 0.05; Table 4). In contrast, HR increased (p < 0.05) and O2 pulse
remained unchanged after SIT (Table 4). RER was reduced at 70% VO2max after CT (p < 0.05), but not
statistically significant after SIT (p = 0.07; Table 4). Lactate was reduced at 70% of VO2max in both
groups after the intervention.
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Table 3. Physiological responses at submaximal velocities, before (pre) and after (post) eight weeks of either continuous training (CT) or sprint interval training (SIT).
1
2
3
4
Pre
Post
Pre
Post
Pre
Post
Pre
Post
CT
VO2 (mL·min−1)
1553 ± 139
1381 ± 159 *,#
2307 ± 177
1876 ± 157 *
2414 ± 175
2275 ± 174 *
2754 ± 186
2620 ± 172 *
% VO2max
45.1 ± 3.4
37.8 ± 2.1 *
58.4 ± 3.1
52.4 ± 2.8 *
71.1 ± 2.3
64.6 ± 2.4 *
79.4 ± 2.0
73.3 ± 1.8 *
RE (mL·kg−1·km−1)
213 ± 16
186 ± 10 *,#
229 ± 12
213 ± 10 *
238 ± 8
224 ± 8 *
232 ± 6
223 ± 6 *
% HRpeak
66.9 ± 2.1
59.6 ± 2.3 *
76.8 ± 2.2
70.8 ± 2.5 *
85.3 ± 1.5
80.2 ± 2.1 *
90.0 ± 1.0
86.3 ± 1.4 *
O2pulse (mL·beat−1)
11.5 ± 0.7
11.5 ± 1.0
13.1 ± 0.8
13.3 ± 0.9
14.2 ± 0.8
14.1 ± 0.9
15.3 ± 0.9
15.2 ± 0.9
RER (VCO2·VO2−1)
0.89 ± 0.01
0.84 ± 0.01 *
0.93 ± 0.01
0.88 ± 0.01 *
0.94 ± 0.01
0.90 ± 0.01 *
0.97 ± 0.01
0.93 ± 0.01 *
Lactate (mmol·l−1)
1.22 ± 0.13
0.77 ± 0.06 *
1.76 ± 0.26
1.16 ± 0.13 *
2.39 ± 0.25
1.75 ± 0.17 *
3.84 ± 0.30
2.66 ± 0.24 *
SIT
VO2 (mL·min−1)
1544 ± 152
1523 ± 150
2221 ± 168
2076 ± 158
2574 ± 181
2500 ± 165
2909 ± 204
2832 ± 196 *,#
% VO2max
42.6 ± 2.2
40.1 ± 2.5 *
61.9 ± 1.6
55.3 ± 2.0 *
71.8 ± 1.2
66.5 ± 1.5 *
81.2 ± 0.9
75.2 ± 1.2 *
RE (mL·kg−1·km−1)
201 ± 10
199 ± 10
243 ± 8
228 ± 8 *
240 ± 5
234 ± 4
237 ± 4
231 ± 4 *
% HRpeak
61.6 ± 2.4
61.6 ± 2.5
75.0 ± 1.6
72.0 ± 2.0
82.6 ± 1.2
81.1 ± 1.5
88.6 ± 0.9
87.2 ± 1.2
O2pulse (mL·beat−1)
12.8 ± 1.0
12.6 ± 1.0
14.9 ± 1.0
14.5 ± 1.1
15.8 ± 1.0
15.6 ± 0.9
16.6 ± 1.0
16.4 ± 1.0
RER (VCO2·VO2−1)
0.86 ± 0.02
0.83 ± 0.02
0.91 ± 0.01
0.87 ± 0.02 *,#
0.92 ± 0.01
0.89 ± 0.01 *
0.96 ± 0.01
0.92 ± 0.01 *
Lactate (mmol·l−1)
1.12 ± 0.08
0.89 ± 0.06 *
1.79 ± 0.15
1.20 ± 0.07 *,#
2.38 ± 0.17
1.68 ± 0.12 *
3.45 ± 0.24
2.66 ± 0.19 *,#
Values are mean ± SEM. VO2, oxygen consumption; % VO2max, percent of maximal oxygen consumption; RE, running economy; % HFpeak, percent of peak heart rate; O2 pulse, oxygen
pulse; RER, respiratory exchange ratio. Velocities at stage 1, 2, 3 and 4 equaled 6.2 ± 0.2, 7.5 ± 0.2, 8.8 ± 0.3 and 10.1 ± 0.3 km·h−1 in CT, and 6.4 ± 0.2, 7.7 ± 0.2, 9.1 ± 0.3 and 10.4 ± 0.3
km·h−1 in SIT. CT, n = 11. SIT, n = 13. Values for % HFpeak and O2 pulse represents only 12 subjects in SIT. * Statistically significant difference from pre (student’s t-test), p < 0.05. #
Statistically significant difference from pre (verified by Wilcoxon signed rank test), p < 0.05. There were no statistically significant differences between groups.
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Table 4. Physiological responses to running at the velocity closest to 70 percent of maximal oxygen
consumption, before (pre) and after (post) eight weeks of either continuous training (CT) or sprint
interval training (SIT).
CT
SIT
Pre
Post
Pre
Post
Velocity (km·h−1)
8.7 ± 0.4
9.7 ± 0.3 *
8.8 ± 0.4
9.6 ± 0.3 *
% VO2max
70.5 ± 0.9
71.4 ± 0.7
70.3 ± 0.7
70.2 ± 0.6
% HRpeak
84.3 ± 1.0
85.1 ± 0.9
81.9 ± 1.6
84.9 ± 1.4 *
O2 pulse (mL·beat−1)
14.5 ± 0.9
15.1 ± 0.9 *
15.7 ± 1.0
16.0 ± 0.9
RER (VCO2·VO2−1)
0.94 ± 0.01
0.91 ± 0.01 *
0.93 ± 0.01
0.91 ± 0.01
Lactate (mmol·l−1)
2.62 ± 0.16
2.18 ± 0.19 *,#
2.33 ± 0.12
2.03 ± 0.15 *,#
Values are mean ± SEM. % VO2max, percent of maximal oxygen consumption; % HFpeak, percent of peak heart
rate; O2 pulse, oxygen pulse; RER, respiratory exchange ratio. CT, n = 11. SIT, n = 13. Values for % HFpeak and O2
pulse represents only 12 subjects in SIT. * Statistically significant difference from pre (student’s t-test), p < 0.05.
# Statistically significant difference from pre (verified by Wilcoxon signed rank test), p < 0.05. There were no
statistically significant differences between groups.
4. Discussion
The main findings of the present study were that both training protocols increased VO2max
and shuttle run performance, but also produced training-specific adaptations. The SIT group performed
better than the CT group on the last two 60 m sprints, while only CT improved HR and O2 pulse
adaptations at submaximal intensities.
The higher VO2max in both groups after eight weeks of training holds implications for both
performance and health, and is supported by previous research, showing a comparable improvement
of VO2max after sprint interval running and cycling [4,22]. Interestingly, previous research suggests
that the adaptations that lead to the comparable improvement of VO2max are different in the two
types of training interventions. Macpherson et al. [22] showed that continuous endurance running
improved maximal cardiac output, while sprint interval running did not. These reports suggest that
the improvement of VO2max in the present study was due to peripheral adaptations [5,6]. Importantly,
the increase in VO2max varied substantially between participants whether they performed CT or SIT,
and five subjects did not increase their VO2max, even though the training was supervised by qualified
instructors, and heart rate recordings confirmed that the training was performed with the recommended
HR. These data agree with previous studies showing large variation in the increase in VO2max after
endurance training [29,30]. Genetic variation has been suggested to explain differences in the increase
of VO2max, but research also suggests that a large number of genetic variations collectively determine
increases in VO2max [31]. No genetic variation predicting has so far been validated.
The increase of VO2max observed after endurance exercise is caused by an improvement of cardiac
output and/or arteriovenous oxygen difference [32], which results in higher VO2 per heartbeat (i.e., O2
pulse). At submaximal intensities, an increased O2 pulse results in lower HR [32]. In the present study,
HR was reduced after CT at all submaximal velocities, while it remained unchanged after SIT. However,
the participants improved running economy, which precludes the comparison of cardio-respiratory
adaptations at the same absolute intensities.
Therefore, to investigate the submaximal training
adaptations independent of running economy, we examined HR and O2 pulse at the same relative
intensity (~70% VO2max), pre and post training. At ~70% VO2max, O2 pulse increases after CT as
expected (please see Table 4). In contrast, SIT did not change O2 pulse at ~70% VO2max and HR was
higher after the training intervention, supporting Macpherson et al. [22], who reported unchanged
cardiac output after sprint interval running. Increased cardiac output leads to higher O2 pulse
and decreased HR at submaximal intensities [31].
The limited cardiac adaptations after SIT in
the present study suggest that CT is a superior option for cardiac adaptations, which holds implications
for the health benefits of SIT, as improved cardiac function is an important part of the health benefits of
exercise [33].
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Several studies have shown that SIT increases the expression of oxidative enzymes in skeletal
muscle [3,5,6]. In the present study, blood lactate and RER were reduced after both CT and SIT
(although p = 0.07 for RER in SIT at 70% VO2max). It is well known that lactate production and RER
are influenced by the oxidative capacity of skeletal muscle [34] and, thus, our results suggest that
both CT and SIT improved the oxidative capacity of skeletal muscle. Results from the 20 m shuttle
run test also revealed that both groups improved endurance performance and that the improvement
was similar in both groups. These results are in accordance with previous investigations of both
sprint interval cycling and running [3,22]. Endurance performance is a complex characteristic that
is dependent on several factors, which makes it difficult to identify any single factor responsible for
improved performance. Several adaptions could potentially contribute to the improved endurance
performance observed in this study, but the correlation between the change of VO2max and the change
of 20 m shuttle run performance (r = 0.56, p = 0.01) suggest that VO2max is central.
Results from the test of repeated sprints showed that both CT and SIT improved the performance
of the first sprint and thereby improved maximal sprint performance. Improved maximal 60 m sprint
performance after CT may be surprising based on the “slow paced” nature of the training intervention.
However, previous research has reported similar results for untrained people, including two studies
of endurance cycling reporting improved sprint performance after continuous training [34,35].
The mechanisms behind these improvements are uncertain, but mechanical efficiency has been
suggested as the most important factor [35]. In the present study, CT improved RE, which is a common
measure of mechanical efficiency [36]. Improved RE could therefore offer an explanation for improved
maximal sprint performance after CT. Improvements of mechanical efficiency is often associated with
increased stiffness of muscles and tendons, but improved running technique by wasting less energy
on braking forces and excessive vertical oscillation may be a likely cause for the improvement in
CT [36], since the participants were inexperienced runners with a high potential for improving running
technique. Improved maximal running velocity after SIT has previously been reported [22], and is
supported by findings of improved peak power after sprint interval cycling [4,8,9,19].
Both groups also improved repeated sprint ability.
These results are in accordance with
previous studies that have investigated RSA after continuous training and high intensity interval
training [34,35,37]. Interestingly, the SIT group performed better than the CT group on sprints number
four and five after the intervention, thus demonstrating a superior ability to resist fatigue. The reason
for the improved performance on the last two sprints could be related to the ability of SIT to increase
muscle buffer capacity and levels of anaerobic enzymes [3,6], and to prevent metabolic and ionic
perturbation during high-intensity exercise [8]. All of these adaptations can potentially improve
performance during repeated sprint exercise [26]. The benefit of improved buffer capacity and ability
to prevent ionic and metabolic perturbations would be progressively more beneficial during repeated
sprint exercise, which may explain why SIT performed better at sprint number 4 and 5, and not 1, 2
and 3.
Some limitations in the present study need to be recognized. The number of participants included
in this study was based on an a priori power analysis for the between group comparison of VO2max.
However, the statistical power may still be limited for the other comparisons in this study, in particular
for tests with missing data. The results at the 70% intensity should be considered carefully. As explained
in the methods, running speed was not adjusted to exactly 70% VO2max and there was some individual
variation in running intensity from pre- to post-test. However, these variations were small, and mean
relative intensity varied by less than one percentage-point between pre- and post-test (Table 4).
The majority of participants were female, and although training groups were gender matched, we did
not control for oral contraceptive use and menstrual cycle phase. Furthermore, high intensity exercise
is commonly associated with increased risk of injury [38], and in the present study, we were unable to
prevent the occurrence of injuries in the SIT group, despite a standardized warm-up and supervision
of highly qualified personnel. Strengths of this study include the fact that heart rate was recorded
at all training sessions, and that both females and males were included. Furthermore, a substantial
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effort was made during familiarization, to reduce the potential impact of a learning effect on VO2max
from pre- to post-test. VO2max did increase during the familiarization process, but levelled off from
the last familiarization test to the pre-test, which indicates that the efforts was successful at minimizing
the learning effect in this study. However, the inclusion of the familiarization tests in addition to
an already high number of pre-tests may have resulted in some minor training adaptations before
the onset of the training interventions.
5. Conclusions
In conclusion, both types of training produced similar improvements of VO2max, endurance
capacity and sprint performance. Despite these similarities, O2 pulse and HR during submaximal
exercise was improved after CT only, which suggests superior adaptations of cardiac health after CT
compared to SIT. In addition, SIT improved RSA significantly more compared to CT. The present study
therefore suggest that training-specific adaptations occur after sprint interval running and continuous
running with moderate intensity. The presumption of training-specific adaptations should be taken
into consideration when composing an optimal endurance training program.
Author Contributions: Conceptualization, S.L., E.E., M.S., L.S., E.J., T.S. and J.J.; methodology, S.L., E.E., M.S.,
L.S., E.J., and J.J.; formal analysis, S.L.; investigation, S.L., E.E., M.S., L.S., E.J. and J.J.; writing—original draft
preparation, S.L.; writing—review and editing, E.E., M.S., L.S., E.J., T.S. and J.J.; supervision, E.E. and J.J.; project
administration, S.L., M.S. and L.S. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Acknowledgments: The authors thank Puma, Norway, for supplying subjects with training equipment. We also
thank Line Hårklau for technical assistance and Kristoffer Jensen Kolnes for help as training instructor.
Conflicts of Interest: The authors declare no conflict of interest.
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| Sprint Interval Running and Continuous Running Produce Training Specific Adaptations, Despite a Similar Improvement of Aerobic Endurance Capacity-A Randomized Trial of Healthy Adults. | 05-29-2020 | Litleskare, Sigbjørn,Enoksen, Eystein,Sandvei, Marit,Støen, Line,Stensrud, Trine,Johansen, Egil,Jensen, Jørgen | eng |
PMC8505335 | Vol.:(0123456789)
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European Journal of Applied Physiology (2021) 121:3083–3093
https://doi.org/10.1007/s00421-021-04763-9
ORIGINAL ARTICLE
Training status affects between‑protocols differences
in the assessment of maximal aerobic velocity
Andrea Riboli1 · Susanna Rampichini1 · Emiliano Cè1 · Eloisa Limonta1 · Marta Borrelli1 ·
Giuseppe Coratella1 · Fabio Esposito1,2
Received: 15 February 2021 / Accepted: 2 July 2021 / Published online: 28 July 2021
© The Author(s) 2021
Abstract
Purpose Continuous incremental protocols (CP) may misestimate the maximum aerobic velocity (Vmax) due to increases in
running speed faster than cardiorespiratory/metabolic adjustments. A higher aerobic capacity may mitigate this issue due to
faster pulmonary oxygen uptake ( ̇VO2) kinetics. Therefore, this study aimed to compare three different protocols to assess
Vmax in athletes with higher or lower training status.
Methods Sixteen well-trained runners were classified according to higher (HI) or lower (LO) ̇VO2max ̇VO2-kinetics was
calculated across four 5-min running bouts at 10 km·h−1. Two CPs [1 km·h−1 per min (CP1) and 1 km·h−1 every 2-min
(CP2)] were performed to determine Vmax ̇VO2max, lactate-threshold and submaximal ̇VO2/velocity relationship. Results were
compared to the discontinuous incremental protocol (DP).
Results Vmax, ̇VO2max, ̇VCO2 and VE were higher [(P < 0.05,(ES:0.22/2.59)] in HI than in LO. ̇VO2-kinetics was faster
[P < 0.05,(ES:-2.74/ − 1.76)] in HI than in LO. ̇VO2/velocity slope was lower in HI than in LO [(P < 0.05,(ES:-1.63/ − 0.18)].
Vmax and ̇VO2/velocity slope were CP1 > CP2 = DP for HI and CP1 > CP2 > DP for LO. A lower [P < 0.05,(ES:0.53/0.75)]
Vmax-difference for both CP1 and CP2 vs DP was found in HI than in LO. Vmax-differences in CP1 vs DP showed a large
inverse correlation with Vmax, ̇VO2max and lactate-threshold and a very large correlation with ̇VO2-kinetics.
Conclusions Higher aerobic training status witnessed by faster ̇VO2 kinetics led to lower between-protocol Vmax differences,
particularly between CP2 vs DP. Faster kinetics may minimize the mismatch issues between metabolic and mechanical power
that may occur in CP. This should be considered for exercise prescription at different percentages of Vmax.
Keywords ̇VO2 kinetics · Maximal aerobic power · Maximum oxygen uptake · Incremental test · Running velocity ·
Aerobic capacity
Abbreviations
HI
Group with high ̇VO2max
LO
Group with low ̇VO2max
CP1
Continuous incremental protocol
[1 km·h-1 per min]
CP2
Continuous incremental protocol
[1 km·h-1 every 2 min]
DP
Discontinuous incremental protocol
̇VO2max
Maximum oxygen uptake
̇VO2/Velocity slope Regression analysis of the ̇VO2 vs
velocity relationship at submaximal
workloads
̇VO2 kinetics
̇VO2-transition from rest to
steady-condition
Vmax
The velocity associated with maxi-
mum oxygen uptake
̇VCO2
Carbon dioxide production
RER
Respiratory exchange ratio
SaO2
Arterial O2 saturation
̇VE
Expiratory ventilation
BLa-
Blood lactate concentration
RPE
Rate of perceived exertion
ANOVA
Analysis of variance
ES
Effect size
95% CI
95% Confidence intervals
Communicated by Guido ferrati.
* Andrea Riboli
[email protected]
1
Department of Biomedical Sciences for Health (SCIBIS),
University of Milan, Via G. Colombo 71, 20133 Milan, Italy
2
IRCCS, Istituto Ortopedico Galeazzi, Via R. Galeazzi 4,
20161 Milan, Italy
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Introduction
A successful aerobic performance depends on several
physiological, biomechanical, and psychological factors
(Bentley et al. 2007; Coyle 1995). Among physiological
aspects, a high maximum pulmonary oxygen uptake ( ̇V
O2max), the ability to maintain a long time to exhaustion
at V̇O2max, a faster ̇VO2-transition from rest to steady-
condition ( ̇VO2 kinetics), a higher lactate threshold and a
low O2 cost of running are the main parameters of aerobic
performance (Poole and Richardson 1997; Coyle 1995;
Poole and Jones 2012).
Also the maximum aerobic velocity (Vmax), defined
as the minimum velocity capable to elicit ̇VO2max when
considering only the completion of the primary phase of
̇VO2-on kinetics (Ferretti 2015), is reported as a strong
marker of running performance (Bentley et al. 2007) and
it integrates both metabolic and biomechanical aspects of
running into a single factor (Buchheit and Laursen 2013).
In elite aerobic athletes, a higher Vmax reflects a greater
capacity to utilize the aerobic metabolic pathways across
several sports (Noakes 1988; Pedro et al. 2013; Ziogas
et al. 2011; Rampinini et al. 2007).
̇VO2max and Vmax are generally determined using dif-
ferent incremental running protocols (Kuipers et al. 2003;
Riboli et al. 2017), among which continuous or discontinu-
ous tests that may vary in work rate increments and stage
duration (Billat et al. 1996; Kuipers et al. 2003; Riboli
et al. 2017). Discontinuous incremental protocols (DP)
are characterized by constant work rates interspersed by
resting periods (Duncan et al. 1997; Riboli et al. 2017). DP
permits to reach an equilibrium between the cardiorespira-
tory and metabolic systems and the work rate when lasting
at least three minutes to achieve a steady-state condition
(Poole and Jones 2012). However, the long overall dura-
tion of DP would markedly lengthen the whole testing
phase, thus affecting the possibility to test several athletes
within one single session, as often required in sports prac-
tice. Conversely, incremental continuous protocols (CP)
last short overall duration and they have been shown as a
valid and reliable method to determine ̇VO2max despite the
submaximal physiological adjustments cannot be reached
as in DP due to increments in work rate faster than cardi-
orespiratory and metabolic adjustments (Riboli et al. 2017,
2021). Despite in some intermittent protocols with very
low workload vs recovery ratio ̇VO2max may not be reached
(Vinetti et al. 2017), previous studies using CP and DP
showed that ̇VO2max was found to be independent from
the protocol adopted (Kuipers et al. 2003; Riboli et al.
2017, 2021). Conversely, testing protocols with shorter
stage duration may lead to higher Vmax (Riboli et al. 2017;
Kuipers et al. 2003; Adami et al. 2013). Given that Vmax is
currently utilized to prescribe or monitor training routines
(Buchheit and Laursen 2013; Riboli et al. 2021), a precise
Vmax assessment may allow coaches to manipulate accu-
rately the physiological load during running exercises as
a percentage of Vmax (Buchheit and Laursen 2013; Riboli
et al. 2021). For instance, 90–110% of Vmax are suggested
for long-interval exercises, 110–130% Vmax for short-inter-
vals exercises, 130–160% Vmax for repeated sprint train-
ing and > 160% Vmax for sprint interval training (Buchheit
and Laursen 2013). Therefore, a precise Vmax assessment
should be carefully taken into account for athletes’ test-
ing and training prescription (Riboli et al. 2017; Bentley
et al. 2007).
Athletes with a high aerobic capacity (HI), such as long-
and middle-distance runners, are qualified by greater physi-
ological characteristics in terms of high ̇VO2max and fast
̇VO2 kinetics (Coyle 1995) than in individuals with lower
aerobic capacity (LO). A high ̇VO2max represents, indeed, a
pronounced maximal pulmonary, cardiovascular, metabolic
and muscular capacity to uptake, transport and utilize O2
(Poole and Richardson 1997). Moreover, rapid ̇VO2 kinetics
may lead to a smaller O2 deficit and a reduced intracellu-
lar perturbation, thus reflecting greater exercise tolerance
(Poole and Jones 2012; Dupont et al. 2005) and endurance
performance (Poole and Jones 2012). These characteristics
in HI may therefore lower or even minimize the misestimat-
ing issue that may occur in CP because of their faster ̇VO2
kinetics.
With this in mind, the present study aimed to investi-
gate how aerobic training status may affect Vmax assessment
during CPs vs DP in two groups of athletes, characterized
by different aerobic training conditions. Should HI in the
investigated group demonstrate faster ̇VO2 kinetics due to
their greater ability of the cardiorespiratory and metabolic
systems to adjust to continuous increases in work rate typi-
cal of CP, the Vmax misestimating issue may be minimized,
when comparing their CPs to DP results.
Materials and methods
Participants
Sixteen well-trained middle and long-distance runners
(age: 22.1 ± 1.8 years; stature: 1.75 ± 0.05 m; body mass:
70.3.7 ± 3.7 kg; mean ± standard deviation) volunteered to
participate in the study and were classified into two groups,
according to their higher (HI) or lower (LO) ̇VO2max and the
International Physical Activity Questionnaire (IPAQ). All
participants met the following criteria: (a) more than four
years of systematic training and (b) no injuries in the last
year. The ethics committee of the local University approved
the study (protocol #102/14) which was performed in
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accordance with the principles of the Declaration of Hel-
sinki (1964 and updates). All participants gave their written
consent after a full explanation of the purpose of the study
and the experimental design.
Study design
To test the current hypothesis, two incremental continuous
protocols with different stage durations (CP) were performed
and compared to a discontinuous incremental protocol (DP).
The present study spanned over a maximum of 3 weeks. The
participants reported to the laboratory five times, separated
by at least 72 h. During the first visit, they were familiar-
ized with the experimental procedures. During the second
session, they performed a continuous incremental protocol
(1 km⋅h−1 per minute) to determine ̇VO2max and to complete
the IPAQ. Within the remaining three sessions, the partici-
pants randomly underwent the three experimental condi-
tions (two continuous and one discontinuous incremental
protocols). Within each testing-session, an initial 5-min
submaximal bout at 10 km⋅h−1 was modelled to determine
the on-transient ̇VO2 kinetics. Participants were instructed to
avoid any form of strenuous exercise in the three days before
each session. In addition, they were asked to have their last
standardized meal at least three hours before each session.
Finally, they were requested to abstain from ergogenic and
caffeinated beverages before testing.
Participants were split subsequently into two groups,
according to their ̇VO2max normalized per body mass
(ml·kg−1·min−1) and their training routines (i.e., n of train-
ing sessions per week). The first HI group was characterized
by a higher ̇VO2max and more than five training sessions per
week. The second LO group was characterized by a lower
̇VO2max and no more than three training sessions per week.
Experimental procedures
All tests were conducted approximately at the same time
of the day in a climate-controlled laboratory (constant tem-
perature of 20 ± 1 °C and relative humidity of 50 ± 5%).
All tests were carried out on a treadmill ergometer (RAM
s.r.l., mod. 770 S, Padova, Italy) with a 1% positive slope.
Blood lactate concentration (BLa−) was assessed by a
spectrophotometric system (Lactate Pro LT-1710, Arkray,
Kyoto, Japan). The lactate analyzer was calibrated before
each protocol to guarantee consistent data. ̇VO2max, expira-
tory ventilation, carbon dioxide production and respiratory
exchange ratio were measured during each protocol by a gas
analyzer cart (Cosmed, mod. Quark b2, Rome, Italy). The
device was calibrated before each test with gas mixtures of
known concentration (O2 16%, CO2 5%, balance N2). Heart
rate was monitored continuously using a heart rate monitor
(Polar Electro Oy, mod. S810i, Kempele, Finland). Arterial
O2 saturation was determined by a finger-tip infrared oxym-
eter (NONIN Medical, mod. 3011, Minneapolis, MN). At
the end of the test, the rate of perceived exertion (RPE) was
determined using the 6–20 Borg scale for general, respira-
tory and muscular fatigue. The participants were strongly
encouraged by the operators to perform each test up to their
maximum exercise capacity.
Continuous Incremental Protocol 1 (CP1). After 5 min
of baseline measurements, while standing on the treadmill,
the participants warmed up at 10 km⋅h−1 for 5 min. Then,
the running speed was increased progressively by 1 km⋅h−1
per minute until volitional exhaustion. BLa− was meas-
ured at baseline, at the end of each stage and after 1, 3 and
5 min of passive recovery. The achievement of V̇O2max was
identified as the plateauing of ̇VO2 (< 2.1 ml·kg−1·min−1
increase) despite an increase in workload (Poole and Rich-
ardson 1997). If the above-stated criterion and/or second-
ary criteria to establish ̇VO2max (Poole et al. 2008) were not
fulfilled, the participants were asked to perform a further
constant-speed test equal or higher than the highest speed
achieved at the end of the incremental test, as strongly rec-
ommended (Rossiter et al. 2006). ̇VO2, carbon dioxide pro-
duction, expiratory ventilation, O2 saturation and respiratory
exchange ratio were averaged during the last 30 s of each
step at submaximal workload and over the last 30 s before
exhaustion. Vmax was determined as the minimal running
velocity that elicited ̇VO2max over a period of 30 s (Billat
et al. 1996). If a stage could not be completed, the Vmax
was calculated according to a previously published equation
(Kuipers et al. 2003) [Vmax = Vcompleted + t/T x speed incre-
ment], in which Vcompleted is the running speed of the last
stage that was completed, t the number of seconds that the
uncompleted running stage could be sustained, T the number
of seconds required to complete the stage, and speed incre-
ment is the speed load increment in km⋅h−1.
Continuous Incremental Protocol 2 (CP2). CP2 followed
the same experimental procedures as CP1, but with the
increases in treadmill running speed of 1 km⋅h−1 every two
minutes. As for CP1, ̇VO2, carbon dioxide production, expir-
atory ventilation, O2 saturation, and respiratory exchange
ratio were averaged during the last 30 s of each step at sub-
maximal workload and over the last 30 s before exhaustion.
Vmax was determined as the minimal running velocity that
elicited ̇VO2max over a period of 30 s (Billat et al. 1996).
Discontinuous Incremental Protocol (DP). DP protocol
involved five workloads of 4 min each, interspersed by at
least 5 min of recovery (Bernard et al. 2000). The optimal
stage duration suggested for DPs is still questioned (Bernard
et al. 2000). Although some authors suggested that it should
be around 6–8 min (Bernard et al. 2000), it was criticized
that relatively long stage duration could result in prema-
ture fatigue and suggested that 4–6 min could be suitable
for this purpose (Bentley et al. 2007; Kuipers et al. 2003;
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Bernard et al. 2000). Since shorter test duration is strongly
advocated during in-field practice, a 4-min stage duration
was used here.
Baseline measurements were recorded with the partici-
pants standing on the treadmill. The first two workloads were
set at 8 and 10 km·h−1 for all participants. The following
three workloads were tailored for each participant according
to the individual cardiorespiratory responses to the first two
workloads and considering the theoretical maximum heart-
rate determined (Bernard et al. 2000). Firstly, based on the
̇VO2 and the heart-rate recorded during the first two stages,
a sub-maximal linear regression was determined up to the
predicted peak heart rate, to predict the speed correspond-
ing to possible exhaustion (Bernard et al. 2000). Then, the
third, the fourth and the fifth workloads corresponded to
approximately 80%, 90% and 105% of the predicted peak
workload, respectively. The fourth and the fifth workloads
were recalculated using the heart-rate and ̇VO2 recorded dur-
ing the third and the fourth stage, respectively. The last stage
was tailored to let the participants maintain the task for at
least four minutes (Bernard et al. 2000). The blood lactate
concentration was measured at baseline and after 1, 3 and
5 min of passive recovery for each workload, and the peak
blood lactate was inserted into the data analysis. ̇VO2, car-
bon dioxide production, expiratory ventilation, O2 saturation
and respiratory exchange ratio were determined as the aver-
age value of the last (fourth) minute during each workload
(Poole and Richardson 1997). Vmax was extrapolated from
the regression analysis equation of ̇VO2 as a function of run-
ning velocity at submaximal workloads below the lactate
threshold (Bernard et al. 2000; Riboli et al. 2017).
Lactate threshold, ̇VO2/Velocity slope
at submaximal exercise and ̇VO2 kinetics
Lactate threshold was determined by the DMAX method,
according to which it was identified as the point on the
third-order polynomial curve that yielded the maximal per-
pendicular distance to the straight line formed by the two
end data points (Riboli et al. 2019). Similar to the previous
study, lactate threshold calculated from CP1 was utilized to
limit the range of exercise during which the ̇VO2 vs running
velocity relationship at submaximal exercise was considered
(Riboli et al. 2017).
̇VO2/Velocity slope: the ̇VO2/Velocity slope was calcu-
lated as the regression analysis of the ̇VO2 vs velocity rela-
tionship at submaximal workloads below lactate threshold
for CP1, CP2 and DP (Anderson 1996; Fletcher et al. 2009).
̇VO2 kinetics. The on-transient ̇VO2 kinetics were mod-
elled after four different bouts of 5-min submaximal exer-
cise (10 km·h−1, moderate intensity, below lactate thresh-
old) to avoid any effect of the slow component phenomenon
(Jones et al. 2011). The influence of the inter-breath noise
was reduced averaging the results of four identical tests in
each participant (Lamarra et al. 1987). Each abnormal breath
(e.g., different from the mean of the adjacent four data point
by more than three times the standard-deviation of those
four point, were excluded (Dupont et al. 2005). To increase
the time resolution the breath-by-breath ̇VO2 data were sub-
sequently linearly interpolated, and the four data sets were
averaged together to produce a single response for each sub-
ject. This procedure was previously established to reduce the
noise of the ̇VO2 signal and to provide the highest confident
results (Poole and Jones 2012). The on-transient of the ̇V
O2 kinetics were modelled as previously proposed (Barstow
and Mole 1991). The time-delay of the cardiodynamic-phase
and the time-constant of the primary-phase (i.e., the time
to reach 63% of the ̇VO2 steady-state of the ̇VO2 kinetics
were calculated to determine the amplitude of ̇VO2 from
baseline to steady-state (Poole and Jones 2012). Then, the
mean response time of the on-transition ̇VO2 kinetics as the
sum of time-delay and time-constant was calculated. The
time-delay, the time-constant and the mean response time
were thereafter inserted into data analysis.
Statistical analysis
Statistical analysis was performed using a statistical software
package (Sigma Plot for Windows, v 12.5, Systat Software
Inc., San Jose, CA, USA). To check the normal distribution
of the sampling, a Kolgomorov-Smirnov test was applied. A
one-way analysis of variance (ANOVA) for repeated meas-
ures was used also to assess significant differences in Vmax,
̇VO2max, carbon dioxide production, respiratory exchange
ratio, arterial O2 saturation, heart-rate, expiratory ventila-
tion, blood lactate concentration, ̇VO2/Velocity slope (for
both slope and intercept of the submaximal regression analy-
sis equation), ̇VO2 kinetics (time-delay, time-constant and
mean-response time), general-, muscular-, and respiratory-
RPE between CP1, CP2 and DP. For all pairwise multiple
comparisons, a post-hoc Shapiro–Wilk test was applied.
A regression analysis was used to assess the relationship
between ̇VO2 and running velocity at submaximal exercise.
The magnitude of the changes was assessed using Cohen’s
standardized effect size (ES) with 95% confidence inter-
vals (95% CI). Effect size with 95% CI was calculated and
interpreted as follows: < 0.20: trivial; 0.20–0.59: small;
0.60–1.19: moderate; 1.20–1.99: large; ≥ 2.00: very large
(Hopkins et al. 2009). Pearson’s product moment and 95%
CI were utilized to assess the relationship among protocols
for Vmax. The correlation coefficients were interpreted as
follows: r < 0.1 trivial; 0.1 ≤ r < 0.3 small; 0.3 ≤ r < 0.5 mod-
erate; 0.5 ≤ r < 0.7 large; 0.7 ≤ r < 0.9 very large; 0.9 ≤ r < 1
nearly perfect. Statistical significance was set at an α level
of 0.05. Unless otherwise stated, all values are presented as
mean ± standard deviation (SD).
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Results
Between‑groups differences
As shown in Table 1, Vmax [P < 0.001, (ES:1.85/2.59)],
̇VO2max [P < 0.001, (ES:0.85/1.07)], VCO2 [P < 0.001,
(ES:0.22/0.61)] and VE [P < 0.001, (ES:0.57/0.82] were
small to very largely higher in HI than LO within-each
protocol (CP1, CP2 and DP) (Table 1). No between-groups
differences (P > 0.05) in respiratory exchange ratio, arte-
rial O2 saturation, heart rate, BLa−
peak, general-, respira-
tory-, and muscular-RPE were found.
The lactate threshold calculated in CP1 was moder-
ately [ES:1.99(CI:0.79/3.19)] higher (P < 0.001) in HI
[17.8(1.1)] than LO [16.1(0.3)]. Overall, the submaxi-
mal regression analysis of ̇VO2/velocity relationship for
CP1, CP2 and DP was less steep (P < 0.05) in HI than
LO (Fig. 1); in details, the intercept of the submaximal
regression analysis in ̇VO2/velocity relationship ( ̇VO2/
velocity intercept) was moderately to largely (ES:-0.86/-
1.63) lower (P < 0.05) in HI than LO within-each protocol
(CP1, CP2 and DP). The slope of the submaximal regres-
sion analysis in ̇VO2/velocity relationship ( ̇VO2/velocity
slope) showed trivial to moderate (ES:-0.18/0.83) not
significant (P > 0.05) differences between HI and LO in
CP1, CP2 and DP.
The ̇VO2 kinetics was largely to very largely (ES:
-2.74/-1.76) faster (P > 0.05) in HI than LO: despite
small [ES:-0.36(CI: -1.35/0.63] non-significant
differences (P > 0.05) in time-delay, HIGH showed a
large [ES:-1.76(CI:−2.92/−0.61] and very-large [ES:-
2.74(−4.10/−1.37)] difference with a faster time-constant
and mean-response time than LO, respectively (Fig. 2).
Between‑protocols differences at maximal exercise
As shown in Table 1, Vmax was largely higher in CP1
vs DP for both HI [P < 0.001, ES:1.96(0.77/3.16)] and
LO [P < 0.001, ES: 1.84(0.67/3.01)]. In CP1 vs CP2,
Vmax was largely higher for HI [P < 0.001, ES: 1.73, CI:
0.58/2.88)] and moderately higher for LO [P = 0.006,
ES: 1.11(0.06/2.17]. In CP2 vs DP, Vmax was moderately
higher for LO [P = 0.039, ES: 0.75(−0.26/1.76)], while
small not significant Vmax-difference for HI [P = 0.102, ES:
0.30(−0.68/1.29)] were retrieved.
No between-protocol (CP1 vs CP2 vs DP) differences for
maximum ̇VO2, VCO2, RER, SaO2, fH, VE and BLa−
peak
were found for both HI and LO. Similarly, no between-pro-
tocol differences in general-, respiratory- and muscular-RPE
were found.
Between‑protocols differences at submaximal
exercise
As shown in Fig. 1, ̇VO2/velocity slope showed a
moderate difference in CP1 vs DP for HI [P = 0.003,
ES:−0.85(−1.88/−0.17)] and a large difference for LO
[P = 0.002, ES: −1.75(−2.91/−0.60)]. In CP1 vs CP2, ̇VO2/
velocity slope showed a small difference for HI [P = 0.003,
Table 1 Cardiorespiratory, metabolic, and perceptual variables at maximum exercise for HI and LO groups. Mean (SD)
Vmax velocity associated with maximum oxygen uptake; ̇VO2 oxygen uptake; ̇VCO2 carbon dioxide production; RER respiratory exchange ratio;
SaO2 arterial O2 saturation; fH heart rate frequency; ̇VE, expiratory ventilation; BLa−
peak peak blood lactate concentration; and rate of perceived
exertion (RPE) at general, respiratory, and muscular level. Variables were determined at maximum exercise in the three testing conditions (CP1,
continuous ramp 1; CP2, continuous ramp 2; DP, discontinuous protocol).
* P < 0.05 vs DP; **P < 0.05 vs CP1; ***P < 0.05 vs HI
HI
LO
CP1
CP2
DP
CP1
CP2
DP
Vmax (km·h−1)
22.1 (1.2)*
19.9 (1.2)*, **
19.5 (1.3)
19.1 (1.8)*, ***
17.2 (1.4) *,**,***
16.2 (1.1)***
̇VO2 (ml·min−1)
4169.6 (478.9)
4132.8 (134.2)
4158.8 (473.5)
3912.0 (442.6)***
3907.8 (356.4) ***
3895.3 (424.9) §
̇VO2 (ml·kg·min−1)
59.2 (5.2)
58.7 (5.4)
59.1 (5.2)
54.6 (4.8)***
54.4 (4.1) ***
54.5(2.5)***
̇VCO2 (ml·min−1)
4581.9 (510.4)
4492.8 (110.8)
4665.2 (442.0)
4465.8 (494.7)***
4366.4 (473.0) ***
4371.7 (463.0) ***
RER
1.10 (0.09)
1.09 (0.03)
1.13 (0.04)
1.13 (0.06)
1.11 (0.06)
1.12 (0.06)
SaO2 (%)
89.8 (2.7)
89.6 (1.8)
89.8 (2.7)
91.0 (1.7)
90.6 (2.7)
90.1 (2.7)
fH (beats·min−1)
188.0 (10.0)
188 (10.0)
186.0 (7.0)
189.0 (1.0)
188.0 (5.0)
187.0 (7.0)
̇V E (l·min−1)
166.9 (19.4)
164.1 (4.2)
163.3 (10.9)
155.1 (19.4)***
156.2 (14.9) ***
155.4 (7.0) ***
BLa−
peak (mM)
13.0 (4.0)
11.4 (2.3)
12.5 (2.1)
11.4 (1.3)
11.9 (1.0)
11.8 (0.8)
General RPE (au)
18.2 (1.2)
17.9 (1.3)
18.0 (1.3)
18.1 (2.1)
18.3 (1.5)
18.9 (1.2)
Respiratory RPE (au)
18.5 (1.2)
17.7 (1.4)
17.7 (1.4)
17.6 (3.1)
17.8 (1.7)
18.8 (1.0)
Muscular RPE (au)
17.4 (1.5)
17.9 (1.8)
18.4 (1.5)
17.8 (1.7)
17.9 (2.6)
18.1 (1.9)
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ES:−.48(−1.48/0.51)] and very large difference for LO
[P = 0.007, ES: -5.97(−8.26/-3.68)]. In CP2 vs DP, ̇VO2/
velocity slope showed a trivial no-significant difference for
HI [P = 0.283, ES: −0.20(−1.18/0.79)] and a very large dif-
ference for LO [P = 0.016, ES: −2.33(−3.60/−1.06)].
In CP1 vs DP, ̇VO2/velocity intercept showed a small dif-
ference for HI [P < 0.001, ES:0.21(−0.78/1.19)] and a mod-
erate difference for LO [P = 0.002, ES: 0.99(0.05/2.03)]. In
CP1 vs CP2, ̇VO2/velocity intercept showed a trivial differ-
ence for HI [P = 0.010, ES:0.10(-0.88/1.08)] and a moderate
difference for LO [P = 0.015, ES:0.61 (-0.36/1.60)]. In CP2
vs DP, ̇VO2/velocity intercept showed a trivial no-signifi-
cant differences for HI [P = 0.348, ES: 0.00(−0.98/0.98)]
and a very large difference for LO [P < 0.001, ES:
1.51(0.40/2.62)].
Between‑protocol Vmax correlations
Very large between-protocol correlations for Vmax were cal-
culated for HI (r = 0.73, r = 0.84, and r = 0.73 for CP1 vs DP,
CP2 vs DP and CP1 vs CP2, respectively P < 0.05). Mod-
erate to large between-protocol correlations for Vmax were
calculated for LO (r = 0.49, r = 0.68, and r = 0.79 for CP1
vs DP, CP2 vs DP and CP1 vs CP2, respectively P < 0.05).
Relationship between training status
and between‑protocol differences
The percentage of the Vmax in CP1 vs DP showed a small
[P = 0.045, ES: -0.53 (-1.56/0.46)] difference between HI
and LO [+ 13.3(5.4)% and + 17.9(10.2)%,, respectively] and
a moderate [P = 0.032, ES:−0.75 (−1.76/0.26)] difference
for CP2 vs DP [+ 6.2(6.6) and + 2.1(3.7)% for HI and LO,
respectively].
As shown in Fig. 3, the percentage of the Vmax-difference
in CP1 than DP showed an inversely large correlation with
Vmax, ̇VO2max and the velocity at lactate threshold. Con-
versely, the percentage of the Vmax-difference in CP1 than
DP was largely correlated with the time-constant of the ̇V
O2 kinetics.
Discussion
The main finding of the present study was that HI, with
faster ̇VO2 kinetics, had lower differences in Vmax between
CP and DP than LO. This observation may confirm the
experimental hypothesis stating that athletes with higher
aerobic capacity and faster ̇VO2 kinetics are able to adjust
better to work rate increments typical of CP with short stage
duration. Noticeably, HI had a similar Vmax in DP and CP2
(i.e., the continuous protocol with slower work rate incre-
ments) and the difference in Vmax between CP1 and DP was
lower than in LO. Lastly, the percentage of the Vmax differ-
ences between CP1 and DP were inversely correlated with
Vmax, ̇VO2max and directly correlated to the time-constant of
the ̇VO2 kinetics, providing further evidence that between-
protocol Vmax differences in HI are minimized likely because
of their faster ̇VO2 kinetics.
Fig. 1 The ̇VO2 as a function of running velocity at submaximal work
rates (below the velocity corresponding to the lactate threshold cal-
culated in CP1 condition) for both HI and LO. The solid, dashed and
dotted lines represent the regression lines for the discontinuous (DP),
continuous protocol with 1 km·h−1 increment per minute (CP1) and
2 km·h−1 increment every 2 min (CP2), respectively. Panel A and B
show HIGH and LOW group, respectively. Regression equations
(y = a · bx) and correlation coefficients are also reported. *P < 0.05
vs DP for slope and intercept of the regression equation, #P < 0.05 vs
CP1 for slope of the regression equation, §P < 0.05 vs HI for the inter-
cept of the regression equation
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Preliminary considerations
The present results came with no between-protocol differ-
ences in ̇VO2max and in the other main cardiorespiratory
and metabolic parameters in both HI and LO. Despite some
previous findings about the effects of protocol (i.e. workload
vs recovery ratio) on ̇VO2max (Vinetti et al. 2017), these
findings reinforce previous data demonstrating that ̇VO2max
was independent of the protocol adopted across different
incremental testing procedures (Bentley et al. 2007; Billat
et al. 1996; Riboli et al. 2017). The present outcomes are in
line with previous literature, in which no differences in ̇V
O2max were observed between protocols in different popu-
lations, such as recreationally-active men (Kirkeberg et al.
2011), physically-active young adults (Riboli et al. 2017),
semi-professional soccer players (Riboli et al. 2021) and
competitive middle- and long-distance runners (Billat et al.
1996; Kuipers et al. 2003). Similar results were also found
in moderately-active cyclists during cycle-ergometric evalu-
ation (Adami et al. 2013).
Maximum exercise
The present findings demonstrate that Vmax was protocol-
dependent, as also previously observed (Kuipers et al. 2003;
Riboli et al. 2017, 2021). The steeper the work rate increase,
the higher the Vmax in both groups. In LO Vmax differed
in each protocol (i.e., CP1 > CP2 > DP). Conversely, in HI
the Vmax differences between CP2 and DP were not present
(i.e., CP1 > CP2 = DP). These findings suggest that higher
aerobic capacity may minimize the between-protocol Vmax
Fig. 2 The rate of ̇V O2 increase at submaximal exercise for both
HI and LO. Panel A shows the rate of ̇VO2 increase ( ̇VO2 kinetic)
for two representative subjects (HI: white circles; LO: black circles).
The time-delay (Panel B), the time-constant (Panel C) and the mean-
response time (Panel D) are illustrated for each subject (white circles)
in HI (white bar) and LO (dark-grey bar) group. #P < 0.05 vs HI
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differences due to the faster cardiorespiratory and metabolic
adjustments to match the increasing mechanical power in
CP. This explanation was further supported by the faster
̇VO2 kinetics in HI, in which no difference was found
between CP2 and DP. On the contrary, in LO Vmax in CP2
was higher than in DP due to the slower ̇VO2 kinetics. A
direct comparison with previous studies is challenging, as
this was the first study investigating the effect of aerobic
training status on Vmax. Previous studies observed a greater
between-protocol difference when steeper work rate vs time
increments were utilized (Kuipers et al. 2003; Riboli et al.
2017, 2021). Indeed, when comparing three CPs with 1-,
3- or 6-min stage duration in competitive middle-distance
runners, Vmax was related to the slope of the work rate vs
velocity increments (Kuipers et al. 2003). Similar results
were found when a CP with different work rate vs veloc-
ity increments was used during cycle ergometry in active
people (Adami et al. 2013) or international competitive tri-
athletes (Bentley and McNaughton 2003). Recently, greater
peak mechanical power output was found also in healthy
participants using a synchronous arm crank ergometry when
work rate increments were steeper (Kouwijzer et al. 2019).
Interestingly, when long-distance runners were tested using
CP with different stage duration but similar slope in the
velocity vs time increments (e.g., 1 km·h−1 increments every
2 min vs 0.5 km·h−1 increments every min), no difference in
Vmax was detected (Billat et al. 1996). Similar findings were
observed also in sedentary men on cycle ergometer (Zhang
et al. 1991).
Submaximal exercise
A faster ̇V02 kinetics was observed in HI than in LO partici-
pants during the test at 10 km/h, implying a more rapid car-
diorespiratory and metabolic adjustment capacity to match
mechanical power increase during incremental exercise.
Previous investigations observed that athletes with a high
aerobic capacity, such as long- and middle-distance run-
ners, were qualified by greater physiological characteristics
in terms of faster ̇VO2 kinetics (Poole and Jones 2012; Coyle
1995). In top-level aerobic athletes, indeed, an extremely
short time (i.e., ~ 30 to ~ 40 s) is required to achieve a ̇VO2
steady-state (Poole and Jones 2012), while in trained healthy
individuals at least 2–3 min or even more are required (Rob-
ergs 2014; Poole and Jones 2012). The present results con-
firm the current hypothesis demonstrating a lower between-
protocol Vmax difference in HI than in LO likely due to the
changes in running velocity faster than cardiorespiratory and
metabolic adjustments. This was remarkably highlighted by
no-differences in Vmax between CP2 and DP for HI.
The between-protocol difference in the ̇VO2/velocity
slope, was greater in LO (large to very large) than in HI
(trivial to moderate), leading the slope to CP1 > CP2 > DP
Fig. 3 Relationship between training status and the between-protocol Vmax dif-
ference. The percentage of the individual Vmax-difference in CP1 than DP is
related with the velocity associated with maximum oxygen uptake (Vmax, Panel
A), maximum oxygen uptake ( ̇VO2max, Panel B) and lactate threshold (LaT,
Panel C). Regression equations (y = a · bx), 95% confidence intervals and cor-
relation coefficients are also reported
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and CP1 > CP2 = DP in LO and HI, respectively. High-level
aerobic athletes are also qualified by better biomechanical
characteristics matching with a faster ̇V O kinetics and a
higher running economy (Coyle 1995). In the present study,
LO showed a reduced ̇VO2/velocity slope in both CP1 and
CP2 than DP, while in HI the difference between CP2 and
DP disappeared. This condition typically occurs when the
time to reach cardiorespiratory and metabolic equilibrium
matches the change in work rate across CPs.
Training status and between‑protocol differences
The between-protocol Vmax differences were inversely cor-
related with training status. A higher ̇VO2max, Vmax, lactate
threshold and faster ̇VO2 kinetics provided further evidence
that between-protocol Vmax differences in HI may be likely
counteracted by their higher aerobic training status. There-
fore, a more consistent Vmax across different protocols in
athletes with a higher aerobic capacity was found. The
knowledge of the between-protocols Vmax differences could
have practical implications for testing, exercise prescriptions
and physiological outcomes during running activities. Dif-
ferent % Vmax were shown to lead different physiological
responses by increasing or decreasing the time spent at ~ ̇V
O2max, a crucial factor for chronic adaptations and perfor-
mance development (Buchheit and Laursen 2013). There-
fore, a more consistent Vmax determination should permit a
more accurate running exercise prescription in both HI and
LO athletes.
Methodological considerations
Some methodological considerations should accompany
the present investigation. First, the study of the dynamic
response of metabolic and pulmonary variables upon exer-
cise onset is strongly affected by the recording technique
(Ferretti 2015). The Auchincloss algorithm (Auchincloss
et al. 1966) utilized to calculate dynamic ̇VO2 responses
requires a correct determination of the change in the amount
of gas stored in the lungs over each breath. However, the
algorithm estimated the end-expiratory lung volume impos-
ing fixed pre-defined values of end-expiratory lung volumes
(Ferretti 2015) leading to an impossibility of attaining a cor-
rect estimation (di Prampero and Lafortuna 1989). Subse-
quently, it was demonstrated a two-time improvement of the
signal-to-noise ratio in breath-by-breath alveolar gas transfer
(Capelli et al. 2001) and a lower dynamic response (Cautero
et al. 2002) using Grønlund algorithm. However, despite
such algorithm improvements, the aforementioned issue
could not be fixed (Ferretti 2015). Secondly, despite a step-
wise interpolation procedure was proposed to improve the
time-constant calculation (Lamarra et al. 1987), a slightly
higher time-constant than the interpolation interval still
remains. Therefore, at least in the light exercise domain,
mere stacking of multiple repetitions was proposed if the
data were from the same ̇VO2 on rest-to-exercise transient
(Bringard et al. 2014; Francescato et al. 2014b, a). As such,
attempts at improving the time resolution beyond the single-
breath duration could rely only on computational manipula-
tions, such as superimposition of several trials and interpola-
tion procedures (Francescato et al. 2014a; Francescato and
Cettolo 2020).
Lastly, the present findings open to new future perspec-
tives. During submaximal running bouts, the time shift
between velocity and ̇VO2 could be calculated knowing the
time constant of the ̇VO2-on kinetics. Therefore, a mathe-
matical modeling would possibly provide a calibration equa-
tion for Vmax correction in CP1 and CP2 with respect to DP.
Practical considerations
The between-protocol Vmax differences in CP1 (+ 18%
and + 13% than DP in LO and HI, respectively) and CP2
(+ 6% than DP in LO) should be considered for both athletes
aerobic profiling and exercise prescription. These results
suggest that in LO a protocol with more than 2 min stage
durations is required for the metabolic power to match the
mechanical power. In HI, a 2-min stage duration may be
suitable and can be consistently utilized within sport con-
texts. When shorter stage durations are mandatorily required
(e.g., 1-min), a misestimate Vmax should be considered to
plan accurately high-intensity exercises in both HI and LO.
Indeed, different %- Vmax are suggested to increase the time
spent at ~ ̇VO2max during high-intensity interval or intermit-
tent exercises (e.g., 110% to 130%-Vmax for short-intervals
exercises or 130% to 160%-Vmax for repeated sprint train-
ings) (Buchheit and Laursen 2013). Therefore, when short
intervals exercises (e.g., ~ 110% Vmax) are prescribed, ~ 18%
of Vmax difference in CP1 vs DP for LO should induce an
unexpected greater anaerobic involvement leading to acute
physiological responses similar to a running exercise
at ~ 130%-Vmax (i.e., ~ 25 km·h−1 instead of ~ 21 km·h−1).
Similar differences between desired and actual physiologi-
cal responses could be found across any %-Vmax within both
longer and shorter running exercises. Neglected between-
protocol Vmax differences may mislead acute physiological
responses (e.g., more aerobic or anaerobic contribution) and
possibly negatively affect the training adaptations, especially
within-athletes with lower training status. Therefore, the
knowledge of the between-protocol differences may help
practitioners to properly manage different testing modali-
ties and to adjust the %-Vmax when intermittent or interval
running-based exercises are prescribed.
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1 3
Conclusions
As previously observed, CP and DP can be used inter-
changeably to assess ̇VO2max, but not Vmax (Riboli et al.
2017, 2021). We demonstrate here that aerobic training
status can influence the magnitude of the between-protocol
differences in Vmax assessment. When different protocols
are utilized to determine Vmax, between-protocol differ-
ences exist, especially in CPs vs DP in which a matching
between metabolic and mechanical power clearly occurs.
These Vmax differences should be considered when ath-
letes with different aerobic training status are tested. The
Vmax difference between CPs and DP disappeared in HI
during CP2, suggesting that a protocol with at least 2-min
stage duration may be sensitive enough in athletes with
a greater aerobic capacity, while differences still exist
across participants with lower aerobic training status for
which at least 3-min stage duration seems required. These
between-protocol Vmax differences should be considered
when athletes with different aerobic capacity are tested
because they may affect the testing outcomes and training
prescriptions.
Acknowledgements The authors would like to thank all the partici-
pants for their commitment.
Author contribution All authors contributed to the study. Conceptu-
alization: AR, FE, Data collection: AR, SR, EL, MB, EC, GC. Data
analysis: AR, SR. Methodology: AR, FE. Visualization: AR, GC. Writ-
ing – original draft: AR, FE. Writing – review & editing: AR, FE.
Funding Open access funding provided by Università degli Studi di
Milano within the CRUI-CARE Agreement. The authors have no fund-
ing supports to declare.
Availability of data and material Data and materials are available on
request to the corresponding author.
Code availability Protocol #102/14.
Declarations
Conflict of interest The authors have no conflicts of interest/competi-
tive interests to declare.
Ethical approval The ethics committee of the local University approved
the study (protocol #102/14) which was performed in accordance with
the principles of the Declaration of Helsinki (1964 and updates).
Consent to participate All participants gave their written consent after
a full explanation of the purpose of the study and the experimental
design.
Consent for publication All Authors give their consensus for publica-
tion.
Open Access This article is licensed under a Creative Commons
Attribution 4.0 International License, which permits use, sharing,
adaptation, distribution and reproduction in any medium or format,
as long as you give appropriate credit to the original author(s) and the
source, provide a link to the Creative Commons licence, and indicate
if changes were made. The images or other third party material in this
article are included in the article’s Creative Commons licence, unless
indicated otherwise in a credit line to the material. If material is not
included in the article’s Creative Commons licence and your intended
use is not permitted by statutory regulation or exceeds the permitted
use, you will need to obtain permission directly from the copyright
holder. To view a copy of this licence, visit http:// creat iveco mmons.
org/ licen ses/ by/4. 0/.
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| Training status affects between-protocols differences in the assessment of maximal aerobic velocity. | 07-28-2021 | Riboli, Andrea,Rampichini, Susanna,Cè, Emiliano,Limonta, Eloisa,Borrelli, Marta,Coratella, Giuseppe,Esposito, Fabio | eng |
PMC7828502 | International Journal of
Environmental Research
and Public Health
Article
The Effect of Eight-Week Sprint Interval Training on Aerobic
Performance of Elite Badminton Players
Haochong Liu 1, Bo Leng 2, Qian Li 2, Ye Liu 1, Dapeng Bao 1,* and Yixiong Cui 3,*
Citation: Liu, H.; Leng, B.; Li, Q.;
Liu, Y.; Bao, D.; Cui, Y. The Effect of
Eight-Week Sprint Interval Training
on Aerobic Performance of Elite
Badminton Players. Int. J. Environ.
Res. Public Health 2021, 18, 638.
https://doi.org/10.3390/ijerph
18020638
Received: 27 November 2020
Accepted: 8 January 2021
Published: 13 January 2021
Publisher’s Note: MDPI stays neu-
tral with regard to jurisdictional clai-
ms in published maps and institutio-
nal affiliations.
Copyright: © 2021 by the authors. Li-
censee MDPI, Basel,
Switzerland.
This article is an open access article
distributed under the terms and con-
ditions of the Creative Commons At-
tribution (CC BY)
license (https://
creativecommons.org/licenses/by/
4.0/).
1
China Institute of Sport and Health Science, Beijing Sport University, Beijing 100084, China;
[email protected] (H.L.); [email protected] (Y.L.)
2
Sports Coaching College, Beijing Sport University, Beijing 100084, China; [email protected] (B.L.);
[email protected] (Q.L.)
3
AI Sports Engineering Lab, School of Sports Engineering, Beijing Sport University, Beijing 100084, China
*
Correspondence: [email protected] (D.B.); [email protected] (Y.C.)
Abstract: This study was aimed to: (1) investigate the effects of physiological functions of sprint
interval training (SIT) on the aerobic capacity of elite badminton players; and (2) explore the potential
mechanisms of oxygen uptake, transport and recovery within the process. Thirty-two elite badminton
players volunteered to participate and were randomly divided into experimental (Male-SIT and
Female-SIT group) and control groups (Male-CON and Female-CON) within each gender. During
a total of eight weeks, SIT group performed three times of SIT training per week, including two
power bike trainings and one multi-ball training, while the CON group undertook two Fartlek
runs and one regular multi-ball training. The distance of YO-YO IR2 test (which evaluates player’s
ability to recover between high intensity intermittent exercises) for Male-SIT and Female-SIT groups
increased from 1083.0 ± 205.8 m to 1217.5 ± 190.5 m, and from 725 ± 132.9 m to 840 ± 126.5 m
(p < 0.05), respectively, which were significantly higher than both CON groups (p < 0.05). For the Male-
SIT group, the ventilatory anaerobic threshold and ventilatory anaerobic threshold in percentage of
VO2max significantly increased from 3088.4 ± 450.9 mL/min to 3665.3 ± 263.5 mL/min (p < 0.05),and
from 74 ± 10% to 85 ± 3% (p < 0.05) after the intervention, and the increases were significantly
higher than the Male-CON group (p < 0.05); for the Female-SIT group, the ventilatory anaerobic
threshold and ventilatory anaerobic threshold in percentage of VO2max were significantly elevated
from 1940.1 ± 112.8 mL/min to 2176.9 ± 78.6 mL/min, and from 75 ± 4% to 82 ± 4% (p < 0.05)
after the intervention, which also were significantly higher than those of the Female-CON group
(p < 0.05). Finally, the lactate clearance rate was raised from 13 ± 3% to 21 ± 4% (p < 0.05) and from
21 ± 5% to 27 ± 4% for both Male-SIT and Female-SIT groups when compared to the pre-test, and
this increase was significantly higher than the control groups (p < 0.05). As a training method, SIT
could substantially improve maximum aerobic capacity and aerobic recovery ability by improving
the oxygen uptake and delivery, thus enhancing their rapid repeated sprinting ability.
Keywords: interval training; badminton; aerobic; repeated sprint; testing
1. Introduction
Badminton is a fast and dynamic sport, which has high requirements for the player’s
rapid reaction, fast action and high-speed hitting ability. Studies have shown that there
are on average 5–9 strokes in badminton games [1]. Due to its fastball speed, high swing
frequency and short interval time, badminton requires players to mainly compete with fast
running, sudden acceleration, abrupt stop, change of direction and continuously high inten-
sity of multiple rallies, which requires a player’s well-developed aerobic endurance [2,3].
Due to the influence of players’ strength level, badminton competition is easy to form
a multi-round competition, which requires higher aerobic working capacity. Particularly,
a relevant study has indicated that badminton players usually reach an average heart rate
of over 90% of their HRmax during competitive games, which is demanding to both aerobic
Int. J. Environ. Res. Public Health 2021, 18, 638. https://doi.org/10.3390/ijerph18020638
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2021, 18, 638
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and anaerobic systems: 60–70% on the aerobic system and 30% on the anaerobic system,
with a greater demand on alactic metabolism [3].
Previous research [3,4] has shown that various physiological parameters had a strong
correlation with badminton performance. Particularly, aerobic capacity and intermit-
tent exercise performance are positively correlated, involving VO2max, lactate/anaerobic
threshold and running efficiency [5]. However, practically, due to the limited training
time, the traditional long-period aerobic endurance training would not be the most suitable
modality for the actual needs of current competition. Therefore, it is essential to explore
time-efficient and badminton-specific fitness training programs.
As one of the advocated alternatives to traditional continuous aerobic training, Sprint
Interval Training (SIT) is a training approach that asks athletes to complete the required
actions at maximum effort in a short period of time, and takes active rest with limited
recovery time between two sets of training. Meanwhile, as the active rest often lasts
only 3–5 min between multiple short and full sprint training, SIT can effectively improve
the performance of athletes in intermittent sports with substantially lower overall training
volume [6].
In recent years, there have been many studies on the training effect of SIT on sports
performance in other intermittent sports such as soccer, basketball, volleyball and field
hockey [7]. Among them, Buchan [8] and Bayati et al. [9] conducted a 6-week 30-s full-
speed sprint running and rowing training experiment. Each training was carried out
in 4–6 rounds, with 4 min of low-intensity activities serving as an active rest interval be-
tween groups. The results showed that the maximum oxygen uptake, peak power, average
power and aerobic capacity significantly improved compared with those of the control
group. Meanwhile, the study by Jone et al. [10] proved that field hockey players’ muscle
oxygenation kinetics and performance during the 30–15 intermittent fitness test (30-s shut-
tle runs with 15-s passive recovery) were significantly improved after 6-week of Sprint
Interval Cycling. Additionally, Burgomaster [11] and Gibala et al. [12] also conducted
similar comparative experiments between traditional endurance training and SIT on young
healthy individuals. Their results showed that the SIT group shortened the training time
by about 80%, and the participants’ aerobic capacity was significantly improved.
Nonetheless, currently, there are few attempts to investigate the application of SIT
to badminton training. This study was, therefore aimed to explore the effect of SIT on
improving players’ aerobic capacity, as well as the mechanism of oxygen uptake and
transport, by testing the changes of badminton players’ rapid and repeated sprinting
ability and related aerobic capacity parameters before and after 8 weeks of SIT. It was
hypothesized that such training would induce greater improvement in before-mentioned
parameters compared to traditional continuous aerobic training.
2. Materials and Methods
2.1. Participants
Thirty-two elite players from who had played in or beyond the semi-finals of Bad-
minton Championship at National level volunteered to participate in the study. There were
sixteen male and female players, respectively, and they were randomly divided into male
Sprint Interval Training (SIT) group (n = 8) and control (CON) group (n = 8), and female
SIT group (n = 8) and CON group (n = 8). Detailed information about different groups can
be found in Table 1. All subjects were in good health and had no severe injuries during
the last six months before the study. Prior to the formal experiment and test, the nature and
possible risks were explained to the participants, and they provided their written informed
consent to participate. The tests were conducted at least 48 h after competitive match or
heavy training session. The subjects participated in all the training sessions as well as pre-
and post- training tests. All procedures were approved by Research Ethics Committee of
Beijing Sport University (Approval number: 2020008H). All procedures were conducted
in accordance with the Declaration of Helsinki.
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Table 1. Personal information of participating players.
Group
N
Age (year)
Height (cm)
Weight (kg)
Training Age (year)
HRmax (bpm)
Male-SIT
8
20.0 ± 1.3
179.6 ± 3.6
73.8 ± 6.9
12.1 ± 2.2
190.7 ± 8.8
Male-CON
8
21.5 ± 2.2
177.1 ± 7.1
72.4 ± 6.7
13.2 ± 3.2
191.8 ± 6.2
Female-SIT
8
20.5 ± 1.4
168.5 ± 4.2
62.6 ± 4.2
9.5 ± 1.2
181.9 ± 8.9
Female-CON
8
19.4 ± 1.5
168.2 ± 4.8
61.3 ± 4.2
9.8 ± 1.5
180.4 ± 8.5
Note: SIT = Sprint Interval Training; CON = Control; HRmax = maximum heart rate.
2.2. Procedures
For eight weeks, the CON group followed previous training routines of two Fartlek
running sessions and one regular multi-ball feeding training per week, which was a tra-
ditionally employed aerobic training protocol for these badminton players. Meanwhile,
the SIT group carried out sprint interval training three times a week, including two power
bicycle training sessions with a Monark 894E exercise bike (Monark Exercise AB, Vansbro,
Sweden), which has high reliability of weight loading for anaerobic testing or training [13],
and one SIT-specific multi-ball training session. Pedaling is a closed-chain exercise, and
is relatively easier for the players to acquire correct technique and to achieve expected
training effect from an injury-prevention perspective. Moreover, it is practically applicable
to indoor badminton courts training during winter or in bad weather condition. The train-
ing intervention was designed and modified based on the previous literature [10,14,15].
The detailed training plan and description are shown in Table 2.
The Polar Team2 System (Polar Electro Oy, Kemple, Finland) was used to monitor
the heart rate of each player throughout each training session, with data later extracted
from custom-specific software (Polar Team2, Electro Oy, Kemple, Finland), in order to
obtain maximum heart rate (HRmax), time spent in each HRmax% zone and Training
impulse (TRIMP). TRIMP takes into account the training duration and intensity at the same
time, and reflects the comprehensive effect of training on the internal and external load of
the athlete’s body, as well as the load of medium and high intensity training. The method
to determine the athlete’s TRIMP in the current study is based on the formula proposed by
Edwards [16], where the time in each HRmax% zone is multiplied by the corresponding
weighting factor for that zone and the results summated (see Table 3 for detailed description
of the zone and factors). The HRmax of each player was established using the peak value
recorded by the monitoring system during the training.
Table 2. Weekly training plan for two groups during the study.
Group
Monday
Wednesday
Friday
SIT
SIT Cycling Training
1–2 min 50 W cycling, prepare to 30 s cycling with full force, the load is
0.075/kg of weight individualized to each player’s body weight [17,18],
between-group rest: 5 min
5 groups in total
SIT-specific Multiple Balls Training
30 s × 8 groups × 2 rounds of
multi-ball training, intensity: > 90%
HRmax
between-group rest: 5 min
between-round rest: 8 min
CON
Traditional Training:
40 min of Fartlek Run
(Intensity: 65–79% HRmax)
Traditional Multiple Ball Training:
1 min × 4 groups × 2 rounds of
continuous multi-ball training
between-group rest: 5 min
between-round rest: 8 min
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Table 3. HRmax% zones and corresponding weighting factors.
Zone
Weighting Factor
HRmax%
I
1
50–60%
II
2
60–70%
III
3
70–80%
IV
4
80–90%
V
5
90–100%
2.3. Test Program
Before and after 8 weeks of training, four groups all participated in a set of testing,
which included YO-YO IR2 intermittent recovery test, analysis of the increasing load gas
metabolism and lactate clearance rate test.
2.3.1. YO-YO Intermittent Recovery Test Level 2 (YO-YO IR2 Test)
Speed endurance level is generally reflected by short bursts of repetitive sprints (RS),
which requires subjects to try their best to accomplish the fastest speed in each repetitive
sprint, and this ability is generally evaluated via the YO-YO IR2 test during field-test [6].
The test is based on increasing and intermittent load protocol, and evaluates player’s ability
to recover between high intensity intermittent exercises. Moreover, it has been proven to
validly monitor training effects [19].
After dynamic warm-up, players perform a combination of running to and fro on
a 20 m course and a 10-s interval of active rest after 40 m, and players quit the test when
the subjective exhaustion occurs or when they drop behind the required pace or make one
of the errors listed below for a second time:
(i)
does not come to a complete stop before starting the next 40 m run;
(ii)
starts the run before the audio signal;
(iii)
does not reach/either line before the audio signal;
(iv)
turns at the 20 m mark without touching or crossing the line (therefore running short).
The starting speed starts at 13 km/h, and increases to 15 km/h, 16 km/h, and then
increases by 0.5 km/h thereafter. The final running distance is then recorded. The speed of
each bout is controlled by an audio recorder. All subjects were familiarized with the test
within a one-minute trial.
2.3.2. Analysis of Increasing Load of Gas Metabolism and Test of Lactate Clearance Rate
An incremental load test was performed using an incremental load treadmill (H/P
Cosmos, Germany). Warm-up exercises should be performed for 5–10 min before each test.
At the beginning of the test, the starting speed of the treadmill was set at 6 km/h, increasing
by 1 km/h per minute, until 16 km/h, when the speed was stopped and the slope increased
by 1.5% per minute, until the subject was exhausted. Relevant ventilation indicators such
as maximum oxygen uptake (VO2max), ventilatory anaerobic threshold (VT-VO2) and
ventilatory anaerobic threshold in percentage of VO2max (VT/VO2max) were measured
using a gas metabolism analyzer (Max I, Physio-Dyne Instrument Corp., New York, USA).
Among them, VT is determined according to the following criteria:
In the incremental load test, the VT value is determined (i) when the ratio of ventilation
(VE) to carbon dioxide production (VCO2) shows a non-linear increase in the inflection
point, and (ii) when the load intensity reaches a certain level, and the ratio of VE to
oxygen consumption (VO2) increases sharply [20]. VT is determined by two independent
investigators. When they are not coherent, and if the difference between the two selected
results is remarkable, the value of VT needs to be determined again, while, if the difference
could be overlooked, the average value is taken.
Next, in order to analyze the aerobic recovery speed of athletes after increasing load
and to evaluate their recovery ability after aerobic exercise, blood samples were collected
for rest (before testing with players being seated) and 0, 1, 3, 5, 7 and 10 min immediately
Int. J. Environ. Res. Public Health 2021, 18, 638
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after the increasing load test via a volume of 20 microliters of fingertip blood. The EKF
Biosen s-line automatic blood lactate analyzer (EKF-diagnostic GmbH, Barleben, Germany)
was used to measure blood lactate, with the results being later recorded with the lactate
clearance rate being calculated using the following formula [21]:
LA10% = LAmax − LA10
LAmax − LArest
× 100%
where LA10% means the lactate clearance rate at 10 min after testing, LAmax represents
the peak lactic value after testing, LA10 is the lactate value at 10 min after testing and LArest
the value of lactate before testing.
2.4. Statistical Analysis
Experimental data were processed by SPSS statistical software package (version 23.0,
Chicago, IL, USA); all test results before and after training were presented using the average
± standard deviation (x ± s). The normality of the tests results was checked before
the subsequent analysis. A repetitive measure analysis of variance was then used to
compare the within and between group difference in test outcomes for both genders, with
the statistical significance level defined as p < 0.05. Pairwise differences and post hoc
comparisons were tested with the Bonferroni post hoc test. Besides, the effect size (ES) was
calculated using Cohen’s d to quantify the amount of change before and after each group
of training and to reflect the comparison of training effects between SIT and CON groups
based on the following scales: <0.2 trivial, 0.2–0.6 small, 0.6–1.2 moderate, 1.2–2.0 large
and >2.0 very large [22].
3. Results
3.1. Training Intensity and Time Used During Training
Table 4 shows the descriptive statistics of heartrate and time within the 8-week training,
and the results show that the average heart rate and maximum heart rate of both male and
female SIT groups during training were significantly higher than those of the CON groups
(p < 0.05). Moreover, the effective training time of the former was significantly less than
that of the latter (p < 0.05).
Table 4. Intensity monitoring during training.
Group
N
Avg HR (bpm)
HRmax (bpm)
Total Training Time (min)
Effective Training Time (min)
Male-SIT
8
132.7 ± 7.3 *
190.7 ± 8.8 *
52.7 ± 4.1
19.8 ± 3.0 *
Male-CON
8
126.0 ± 10.2
169.8 ± 6.2
78.5 ± 4.5
40.2 ± 1.8
Female-SIT
8
134.1 ± 6.0 *
181.9 ± 8.9 *
52.7 ± 4.1
19.8 ± 3.0 *
Female-CON
8
115.4 ± 8.4
169.4 ± 8.5
78.5 ± 4.5
40.2 ± 1.8
Note: Values are expressed as means ± SD. * indicates significant difference between SIT and CON group, p < 0.05.
During the 8-week training, the mean weekly effective training time (time spent within
50–100% HRmax zone) and TRIMP in the 80–100% HRmax intensity range of the Male-SIT
group were significantly higher than those in the Male-CON group (p < 0.05), while the total
weekly effective training time and TRIMP for the former were significantly lower than
the latter (p < 0.05). As for female players, the average weekly effective training time and
TRIMP in the 90–100%HRmax intensity range for the Female-SIT group were significantly
higher than those in the Female-CON group (p < 0.05). However, in the intensity range
of 80–90% HRmax, no differences were found between the F-SIT and F-CON groups.
The overall effective training time and TRIMP for Female-SIT were significantly lower than
those in Female-CON as well (p < 0.05), as is shown in Figure 1.
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Figure 1. Comparisons of weekly effective training time and training impulse (TRIMP) between SIT and CON groups. Note:
* Indicates a significant difference between SIT and CON group, p < 0.05.
3.2. Comparisons of Testing Results Before and After Training Intervention
After training, the running distance of the YO-YO IR2 and the lactate clearance rate at
10 min after testing (LA10%) significantly increased in both the Male-SIT and the Female-SIT
group (p < 0.05), and such improvement was significantly higher than that of the CON
groups (p < 0.05), as is shown in Figure 2.
Meanwhile, as Table 5 demonstrates, VO2max, VT-VO2 and VT/VO2max for the SIT
group significantly improved after the intervention (p < 0.05), and the improvement was
significantly higher than that in the Male-CON group and Female-CON group (p < 0.05),
as is shown in Table 4.
Int. J. Environ. Res. Public Health 2021, 18, 638
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Figure 2. Within- and between-group differences in YO-YO Intermittent Recovery Test Level 2 (IR2) distance and lactate
clearance rate for SIT and CON groups before and after intervention. Note: * Indicates significant difference between
SIT and CON group, p < 0.05; # indicates significant within-group difference before and after intervention, p < 0.05; ES:
effect size.
Table 5. Within- and between-group differences in gas metabolism analysis for SIT and CON groups
before and after intervention.
Group
VO2max
(mL/kg/min)
VT-VO2 (mL/min)
VT/VO2max (%)
Male-SIT
pre
56.8 ± 7.0
3088.4 ± 450.9
73.8 ± 9.7
post
63.6 ± 4.7 #,*
3665.3 ± 263.5 #,*
84.8 ± 3.37 #,*
ES
1.14
1.56
1.51
Male-CON
pre
55.8 ± 8.0
2962.5 ± 743.4
80.2 ± 1.5
post
57.7 ± 6.7
3004.1 ± 738.1
80.8 ± 2.3
ES
0.26
0.06
0.31
Female-SIT
pre
42.5 ± 2.9
1940.1 ± 112.9
0.75 ± 0.04
post
46.2 ± 3.0 *,#
2176.9 ± 78.6 *,#
0.82 ± 0.04 *,#
ES
1.28
1.11
1.75
Female-CON
pre
42.9 ± 1.6
1930.7 ± 151.8
0.75 ± 0.06
post
43.3 ± 2.1
2055.3 ± 160.7
0.78 ± 0.08
ES
0.21
0.79
0.42
Note: * Indicates significant difference between SIT and CON group, p < 0.05; # indicates significant
within-group difference before and after intervention, p < 0.05; ES: effect size.
4. Discussion
This study was aimed to explore the effect of 8-weeks of SIT on the aerobic capacity
of badminton players. The results showed that their performance in the YO-YO IR2 test,
the lactate clearance rate, VO2max, VT-VO2 and VT/VO2max were significantly enhanced
in a time-efficient manner, compared to the control group, which confirms the hypothesis
of this research.
The badminton match is highly demanding to a player’s aerobic capacity due to the dif-
ferences in individual physical fitness and the appearance of the new scoring model [4,5].
Under such situation, the competition rhythm is obviously accelerated and the proportion
of multiple rallies is gradually increased, which forces players to endure longer periods
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of rapid and repeated accelerations and decelerations [23]. In the Male-SIT and Female-
SIT groups, the time spent and TRIMP values in the 80–100% HRmax intensity interval
accounted for the highest proportion, suggesting that SIT enables the body to complete
multiple short-time and high-intensity outputs under the continuous incomplete recov-
ery state, which is more in line with the current badminton competition characteristics
and demands. In contrast to the previous training programs where all subjects routinely
undertook Fartlek running, the 30-s SIT is a training mode closer to the maximum phys-
iological load intensity of players, and the features of its time structure are also closer
to the actual combat of badminton competition. It is an effective training program to
improve a player’s aerobic capacity. Previously, it was reported that SIT could induce
skeletal muscle metabolism, increase capillaries and mitochondrial proliferation, enhance
oxidase activity and improve peripheral vascular function and peripheral fitness of skeletal
muscle [24]. When training intensity exceeded 90%VO2max, SIT could simultaneously
improve oxygen uptake and transport ability of the cardiopulmonary system and skeletal
muscle [25]. Ermanno et al., found that intermittent exercise could activate the energy
supply of the aerobic system in advance and reduce the proportion of the energy sup-
ply of the anaerobic system, thus delaying the generation of fatigue [25]. These changes
in the body were physiological feedback for SIT. While the training improved the player’s
ability to maintain high-intensity exercise for a long time in competition and training, their
ability to recover from fast running could be improved, consequently achieving the goal of
improving aerobic capacity.
Moreover, this study found that after 8 weeks of SIT, players’ VO2max, VT-VO2 and
VT/VO2max increased significantly, implying that the proportion of exercise intensity
lower than the anaerobic threshold for the body was increased under the same testing
protocol. The time players take to enter the anaerobic glycolytic process would be post-
poned, thus reducing the consumption of glycogen. At the same time, the movement of
the body would become more efficient, and eventually the maximum aerobic capacity of
the players would be improved [26]. Previous studies showed that by inducing skeletal
muscle metabolism, SIT could increase capillary proliferation, mitochondrial prolifera-
tion, enhance the activity and oxidation of glycolytic oxidase and improve peripheral
vascular function and skeletal muscle peripheral adaptability [14,27]. Studies with similar
schemes applied to the general population showed that the oxygen uptake and transport
capacity were improved via a series of changes, such as increased capillary density and
blood volume, decreased heart rate and increased stroke output, when the same exercise
intensity was completed. At this time, the body showed certain adaptability. In practice,
with the improvement of the body’s oxygen uptake ability, elite badminton players could
prolong the time of oxygen supply and enter the hypoxemia state later in the competition,
which could effectively improve their match performance during the competition. Besides,
although some research showed certain discrepancies in results, we found that after the SIT,
no significant increase in VO2max was indicated. It would be inferred that the effect of such
modality would be conditioned by factors such as the level of training, whether the subjects
undertake regular training and the body weight.
Aerobic recovery ability has a direct impact on players’ on-court performance. High-
intensity and high-load activity during competition would produce physiological fatigue
and large amount of lactate accumulation in the skeletal muscle. Changes in the internal
responses of the body may cause players’ physical dysfunction and decline in athletic per-
formance [28,29]. Therefore, rapid recovery ability is the key prerequisite for decent physi-
cal and technical performance during the competition. This study analyzed the changes
in skeletal muscle’s oxygen recovery ability from both physiological and biochemical
perspectives.
Blood lactate is one of the most commonly used biochemical indicators to detect
the body fatigue recovery status [30], and the accumulation of lactate may indirectly lead
to reduced performance, because the conversion of lactic acid to lactate releases H+ that
leads to a metabolic acidosis with subsequent inhibition of glycolytic rate-limiting enzymes,
Int. J. Environ. Res. Public Health 2021, 18, 638
9 of 11
lipolysis and contractility of the skeletal muscles [31]. From the results, it was shown that
SIT performed at a higher level of intensity could positively influence the clearance of
lactate after exercise, increasing intra-cellular alkali reserve and slowing the pH reduction
in muscles, and delaying the onset of fatigue [21]. Consequently, players’ ability to recover
from intermittent activities was enhanced and they would be better prepared for the next
point and game [32]. In particular, at the final game and the last points of each game, each
point would be ended with prolonged multiple-strokes and high-intensity movements,
which might even last couple of minutes. Under such circumstances, possessing rapid
aerobic recovery would become a key factor determining elite player’s aerobic endurance
and technical-tactical performance in the next point [33]. In the study conducted by Jones
et al. [10], near-infrared spectroscopy was used to measure muscle oxygenation of the vastus
lateralis of elite women hockey players for SIT groups and endurance training groups.
Their results showed that there were significant increases in tissue deoxyhaemoglobin +
deoxymyoglobin (HHb + HMb) and tissue oxygenation (TSI%), and a significant decrease
in tissue oxyhaemoglobin + oxymyoglobin (HbO2 + MbO2), which indicated ‘positive
peripheral muscle oxygen adaptations’ occurring in response to SIT training. Moreover,
existing literature also stated that the higher exercise intensity provided during SIT would
increase the probability of favorable adaptations in both type one and type two fibers
as opposed to the generally lower intensity of endurance training [34]. Although as
a limitation, the current study was unable to measure blood saturation, it could be implied
that the SIT protocol might promote the skeletal muscle oxidative capacity of badminton
players after the training. Nonetheless, future studies should look into the changes of
EPOC (excess post-exercise oxygen consumption), body temperature and ventilation to
comprehensively verify the improvement in recovery after such intervention.
5. Conclusions
Eight-week SIT effectively improved the aerobic exercise capacity of elite badminton
players, particularly considering oxygen uptake and recovery ability, and the adaptability
of skeletal muscle to exercising load. Eventually, the rapidly repeated sprint ability and
physical performance of players were enhanced. The study has provided evidence-based
findings that as a time-efficient training alternative, SIT could be suitable to be included
in the training routine for badminton players.
However, it is acknowledged that this study also has certain limitations. The technical
and tactical performance was not considered, which might be another representative
indicator of improved aerobic capacity. Moreover, anaerobic endurance training, strength
training and functional training are also of vital importance for badminton players and their
joint effect on aerobic training was not investigated within the current program. Future
research is suggested to look into these aspects to better inform sport-specific training
prescription.
Author Contributions: Conceptualization, H.L., Q.L. and D.B.; methodology, H.L., B.L., Q.L. and
D.B.; software, Q.L. and Y.C.; validation, H.L., Q.L., D.B. and Y.C.; formal analysis, H.L., Q.L. and Y.C.;
investigation, H.L., Q.L. and Y.L.; resources, B.L. and D.B.; data curation, H.L. and Q.L.; writing—
original draft preparation, H.L., Q.L., D.B. and Y.C.; writing—review and editing, H.L., Q.L. and
Y.C.; visualization, Q.L. and Y.C.; supervision, D.B. and Y.C.; project administration, D.B. and Y.C.;
funding acquisition, D.B. and Y.C. All authors have read and agreed to the published version of
the manuscript.
Funding: This work was supported in part by the National Key Research and Development Program
of China under grants 2020AAA0103404 and 2018YFC2000600, and by National Natural Science
Foundation of China under grant 72071018. The corresponding author (Y.C.) was supported by
the China Postdoctoral Science Foundation (2020T130067).
Institutional Review Board Statement: The study was conducted according to the guidelines of
the Declaration of Helsinki, and approved by the Ethics Committee of Beijing Sport University
(2020008H, 17/01/2020).
Int. J. Environ. Res. Public Health 2021, 18, 638
10 of 11
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Conflicts of Interest: The authors declare no conflict of interest.
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| The Effect of Eight-Week Sprint Interval Training on Aerobic Performance of Elite Badminton Players. | 01-13-2021 | Liu, Haochong,Leng, Bo,Li, Qian,Liu, Ye,Bao, Dapeng,Cui, Yixiong | eng |
PMC8803780 | Vol.:(0123456789)
Sports Medicine (2022) 52:257–286
https://doi.org/10.1007/s40279-021-01552-4
SYSTEMATIC REVIEW
The Training of Medium‑ to Long‑Distance Sprint Performance
in Football Code Athletes: A Systematic Review and Meta‑analysis
Ben Nicholson1 · Alex Dinsdale1 · Ben Jones1,2,3,4,5 · Kevin Till1,2
Accepted: 24 August 2021 / Published online: 9 September 2021
© The Author(s) 2021
Abstract
Background Within the football codes, medium-distance (i.e., > 20 m and ≤ 40 m) and long-distance (i.e., > 40 m) sprint
performance and maximum velocity sprinting are important capacities for success. Despite this, no research has identified
the most effective training methods for enhancing medium- to long-distance sprint outcomes.
Objectives This systematic review with meta-analysis aimed to (1) analyse the ability of different methods to enhance
medium- to long-distance sprint performance outcomes (0–30 m, 0 to > 30 m, and the maximum sprinting velocity phase
[Vmax]) within football code athletes and (2) identify how moderator variables (i.e., football code, sex, age, playing standard,
phase of season) affected the training response.
Methods We conducted a systematic search of electronic databases and performed a random-effects meta-analysis (within-
group changes and pairwise between-group differences) to establish standardised mean differences (SMDs) with 95% con-
fidence intervals and 95% prediction intervals. This identified the magnitude and direction of the individual training effects
of intervention subgroups (sport only; primary, secondary, tertiary, and combined training methods) on medium- to long-
distance sprint performance while considering moderator variables.
Results In total, 60 studies met the inclusion criteria (26 with a sport-only control group), totalling 111 intervention groups
and 1500 athletes. The within-group changes design reported significant performance improvements (small–moderate)
between pre- and post-training for the combined, secondary (0–30 and 0 to > 30 m), and tertiary training methods (0–30 m).
A significant moderate improvement was found in the Vmax phase performance only for tertiary training methods, with no
significant effect found for sport only or primary training methods. The pairwise between-group differences design (experi-
mental vs. control) reported favourable performance improvements (large SMD) for the combined (0 to > 30 m), primary
(Vmax phase), secondary (0–30 m), and tertiary methods (all outcomes) when compared with the sport-only control groups.
Subgroup analysis showed that the significant differences between the meta-analysis designs consistently demonstrated a
larger effect in the pairwise between-group differences than the within-group change. No individual training mode was found
to be the most effective. Subgroup analysis identified that football code, age, and phase of season moderated the overall
magnitude of training effects.
Conclusions This review provides the first systematic review and meta-analysis of all sprint performance development meth-
ods exclusively in football code athletes. Secondary, tertiary, and combined training methods appeared to improve medium-
long sprint performance of football code athletes. Tertiary training methods should be implemented to enhance Vmax phase
performance. Nether sport-only nor primary training methods appeared to enhance medium to long sprint performance.
Performance changes may be attributed to either adaptations specific to the acceleration or Vmax phases, or both, but not
exclusively Vmax. Regardless of the population characteristics, sprint performance can be enhanced by increasing either the
magnitude or the orientation of force an athlete can generate in the sprinting action, or both.
Trial Registration OSF registration https:// osf. io/ kshqn/.
Extended author information available on the last page of the article
258
B. Nicholson et al.
Key Points
Research evaluating the medium- to long-distance sprint
performance in the football codes is biased towards male
soccer athletes involved in tertiary training methods
(e.g., strength, power, and plyometrics training).
Medium- to long-distance sprint performance of football
code athletes can be enhanced through secondary (i.e.,
resisted or assisted sprinting), combined (i.e., primary or
secondary and tertiary methods) (0–30 and 0–>30 m),
and tertiary training methods (0–30 m). Tertiary training
methods were the only mode to significantly enhance
the maximum velocity phase performance. However,
sport-only training or primary training methods did not
enhance performance. Despite the use of performance
outcomes >20 m as a proxy measure of maximum veloc-
ity performance, performance changes may be attributed
to either or both adaptations specific to the acceleration
or maximum velocity phases, not exclusively maximum
velocity.
Independent of the population characteristics, findings
suggest that practitioners should develop either the
magnitude or the orientation of forces, or both, that an
athlete can generate and express in the sprinting action to
improve medium- to long-distance sprint performance.
1 Introduction
Football athletes are defined as those who are competing
within a football code. These typically include soccer,
American football, Canadian football, Australian football,
rugby union, rugby league, rugby sevens, Gaelic football,
and futsal. Football code athletes should be proficient
at sprinting both short (i.e., 5–20 m) and medium–long
(> 20 m) distances [1–5]. Although less frequent, play-
ers also perform medium- (i.e., > 20 and ≤ 40 m) to long-
distance sprints (e.g., > 40 m), enabling athletes to express
maximum sprinting velocity (Vmax) capabilities, particularly
from moving starts [4, 6–14]. Very large associations have
been demonstrated between Vmax and sprint performance
(0–36.6 m, r = 0.94; 18.3–36.6 m, r = 0.97) in football code
athletes, whereas the relative rate of acceleration remained
the same irrespective of sprinting performance, indicating
that a higher Vmax enables a superior acceleration perfor-
mance [8]. Given that most athletes accelerate in a similar
manner relative to Vmax, it may be that Vmax serves as the
upper threshold or limiting factor in the acceleration phase
performance. Therefore, improving an athlete’s sprinting
Vmax may indirectly improve acceleration [8]. Hence, the
development of Vmax and medium–long sprint performance
is a vital component of athletic performance within the foot-
ball codes [15–18].
Sprint performance over distances greater than 20 m (i.e.,
0–30 and 0–40 m split time or velocity) has been shown to
be a differentiating factor between playing standards [19–21]
and age categories [19, 21, 22] and is associated with suc-
cess in key attacking and defensive performance indicators in
football code athletes (e.g., rugby sevens [16], rugby league
[17, 18], soccer [23]). This body of evidence emphasises the
importance of sprint performance for football performance
and player development. Unlike sprinters or non-athletic
populations, sprint performance development programmes
in football code athletes are typically performed concur-
rently with multiple other potentially contrasting physical
capacities (e.g., endurance) alongside the code’s specific
technical–tactical skills. Therefore, developing sprint per-
formance is a challenge for all practitioners involved in the
football codes [15, 19, 24]. The review by Nicholson et al.
[25] reported that short-sprint performance outcomes (0–5,
0–10, and 0–20 m) were enhanced concurrently with code-
specific training in football code athletes, but no research has
identified the most effective training methods for enhancing
medium- to long-distance sprint outcomes in football code
athletes (e.g., 0–30, 0–40, 0–50 m). This highlights the need
for specifically targeted sprint-based research to understand
the most effective, evidence-based methods for developing
sprint performance over medium to long sprint distances
(e.g., 30–50 m).
Sprinting is a multidimensional skill with distinct phases
(e.g., acceleration and Vmax). The sequential phases present
shifting kinetic and kinematic outcomes as running velocity
increases [26]. The kinetic changes include a reduction in
the relative contribution of horizontal and increasing con-
tribution of vertical ground reaction forces [26]. Kinematic
outcomes include progressively greater stride length and fre-
quency, reduced contact times, and the trunk lean becoming
closer to vertical [26]. As a population, football code ath-
letes exhibit different physical and technical approaches to
sprinting [27, 28] when compared with well-trained sprint-
ers. Notably, Vmax is achieved at shorter distances (e.g.,
15–40 vs. 40–60 m, respectively) with a lower Vmax (~ 7–10
vs. > 12 m·s−1) compared with well-trained elite male sprint-
ers [8, 9, 27, 29–31]. Furthermore, a higher Vmax percent-
age is attained at shorter distances (e.g., 90% at 13.7 m in
American football [8]; 96% at 21 m in rugby [9]). This high-
lights the need for specifically targeted sprint-based research
within this population.
259
Training Medium to Long Sprint Performance in Football Athletes
Previous reviews of the literature and meta-analyses
[32, 33] assessing mixed population cohorts (i.e., sprint-
ers, team sport, and non-athletic populations) and several
training studies evaluating the effectiveness of sprint training
interventions [34–36] reported that sprint performance is a
trainable capacity. However, the responses to sprint develop-
ment were reported to be highly variable [32, 34, 37, 38].
Training effects appear to be mode specific, with distance-
specific performance changes (e.g., 0–30 and 0 to > 30 m)
associated with phase-specific adaptations (i.e., accelera-
tion vs. Vmax [32, 33]). Training modes are typically classi-
fied based on task specificity into the following subgroups:
primary (e.g., sprint technique, sprinting), secondary (e.g.,
resisted or assisted sprinting), or tertiary (e.g., non-specific
methods, including resistance training and plyometrics) [39].
Limitations in the literature mean that the best method of
enhancing medium to long sprint performance, both indi-
vidually and across football codes, is currently unclear.
These limitations include (1) a lack of reviews exclusively
including football code athletes, instead including sprint-
ers and non-athletes [32, 33, 40–49]; (2) a lack of studies
examining all training modalities across football code ath-
letes [32, 33, 40–49]; and (3) previous systematic reviews
and meta-analyses [32, 33, 41] have misclassified training
modes by failing to account for the normal training practices
undertaken by training intervention groups (e.g., training
categorised as a resisted sled intervention also including
two strength sessions per week). These limitations heavily
influence the interpretation and knowledge associated with
sprint training interventions for applying evidence-based
practices within football code athletes. Hence, the effec-
tive development of medium to long sprint performance is
a collective problem across codes. A cross-football codes
systematic review would provide a more comprehensive
overview of the available literature than one focusing on
an individual sport, while also comparing best methods of
developing medium to long sprint performance. However,
the magnitude and direction of the training response may be
affected by ‘moderator’ variables, presenting changes based
on population characteristics such as the sport [50], age [42],
and sex [51] of the athlete and on training phase (e.g., pre-
season [33]). Therefore, it is important to also identify the
moderator variables and evaluate the extent that they may
affect the resultant training effect [52].
This systematic review and meta-analysis aimed to (1)
analyse the impact of different methods to enhance medium-
to long-distance sprint performance outcomes (0–30 m, 0
to > 30 m, and the Vmax phase) within football code athletes
and (2) identify how moderator variables (i.e., football code,
sex, age, playing standard, phase of season) affect the train-
ing response.
2 Methods
2.1 Design and Search Strategy
A systematic review and meta-analysis was conducted in
accordance with the Preferred Reporting Items for System-
atic Reviews and Meta-Analyses (PRISMA) statement [53]
and followed the PROSPERO guidelines. Given the nature
of the project, the review protocol was prospectively regis-
tered on the database for Open Science Framework (OSF:
https:// osf. io/ kshqn/). A systematic search of electronic data-
bases (PubMed, The Cochrane Library, MEDLINE, SPORT-
Discus, and CINAHL, via EBSCOhost) was conducted to
identify original research articles published from the earli-
est available records up to and including 4 December 2019.
Boolean search phrases were used to include search terms
relevant to football code athletes (population), the training
intervention (dependent variable), and the sprint perfor-
mance outcomes (independent variable). Relevant keywords
for each search term were determined through pilot search-
ing (screening of titles/abstracts/keywords/full texts of pre-
viously known articles). Keywords were combined within
terms using the ‘OR’ operator, and the final search phrase
was constructed by combining the three search terms using
the ‘AND’ operator (Table 1).
2.2 Study Selection
Duplicate records were identified and removed, and the
remaining records were screened against the predefined
inclusion and exclusion criteria (Table 2). Studies were
Table 1 Database literature
search strategy
Search term
Keywords
1. Sports population
“soccer” OR “football” OR “rugby” OR “futsal”
(NOT/- “sprinters” OR “swimming” OR “cycling” OR “Paralympic”)
2. Training intervention
“sprinting” OR “sprint” OR “training” OR “speed” OR “resisted” OR
“assisted” OR “resistance” OR “power” OR “strength” OR “plyo-
metric” OR “weightlifting” OR “strongman” OR “technique” OR
“weight” OR “sled” OR “intervention” OR “sprint mechanics”
3. Outcome measures
“sprint performance” OR “acceleration” OR “velocity”
Search phrase:
1 AND 2 AND 3
260
B. Nicholson et al.
screened independently by two researchers (BN, AD). The
screening of the journal articles was completed over two
phases. Studies were initially excluded based on the content
of the titles and abstracts, followed by a full-text review. If
the reviewers’ decisions differed, reviewers met to come to
an agreed decision on the paper. Disparities in study selec-
tion were resolved by a third reviewer (KT).
2.3 Data Extraction
One author (BN) extracted the following data using a spe-
cifically designed standardised Microsoft Excel spread-
sheet: general study information (i.e., author, year), sub-
ject characteristics (i.e., sample size, sex, age, body mass,
height, sport, training status, performance level), training
intervention characteristics (i.e., training methods, control
group information, number of sessions per week, duration
of training intervention, total amount of training sessions,
training intensity, training volume, testing distances, test-
ing equipment, training surface, other training, reported
training-related injuries), and primary outcome measures
(i.e., pre- and post-training intervention means and stand-
ard deviations [SDs]). All studies that included the time
or velocity achieved from the initial start position (0 m) to
between > 20 and ≤ 30 m and between 0 and > 30 m were
categorised into the 0–30 m and 0 to > 30 m subgroups,
respectively. The Vmax-phase subgroup included directly
measured Vmax achieved or time to completion for dis-
tances > 20 m with a maximum intensity run-in distance
of ≥ 20 m before recording time (e.g., 20–30 or 30–40 m).
These outcomes aimed to identify distance-specific
changes, whilst representing the longer sprint distances
(0 to 30–50 m) performed by football code athletes and
those commonly measured by researchers/practitioners.
Descriptive information relating to the training activi-
ties performed in the studies was used to categorise each
intervention into the training mode subgroups outlined in
Table 3. If the pre- and post-outcome measure data were
not available from the tables or the results section, the data
were requested from the author(s). If the authors did not
have access to these data, we extracted data on outcome
measures from figures using WebPlotDigitizer version
4.1 software (2018). Means and SDs/standard error of the
mean were measured manually at the pixel level to the
scale provided in the study’s figures.
2.4 Study Quality Assessment
The quality of the included studies was assessed using
the same scale as in McMaster et al. [54]. This scale is
designed to evaluate research conducted in athletic-based
training environments from a combination of items from the
Cochrane, Delphi, and PEDRO scales. The methodologi-
cal scale assesses the study in the following ten domains:
inclusion criteria stated, subject assignment, intervention
description, control groups, dependent variables definition,
assessment methods, study duration, statistics, results sec-
tion, and conclusions. Each domain was assigned a score of
either 0 indicating clearly no, 1 indicating maybe, or 2 indi-
cating clearly yes. The scores were then summed to assess
the total study quality out of a maximum of 20.
Table 2 Inclusion/exclusion criteria (title/abstract screening and full screening)
Criteria
Inclusion
Exclusion
1
Studies with human subjects and a pre- and post-outcome
measure(s) identifying sprint performance > 20 m
Studies with non-human subjects and/or no pre- and post-outcome
measure(s) identifying sprint performance ≤ 20 m or performance
outcomes measured using stopwatches
2
Training intervention study with the training programme clearly
outlined, designed to produce chronic adaptations (not acute).
Interventions including specific sprint training (resisted,
assisted, unresisted sprinting, sprint mechanics, and technique
training), non-specific sprint training (strength, power, plyo-
metric training, and non-traditional methods), and combined
sprint training (combined specific, combined non-specific, and
combined mixed methods)
Inappropriate study design: not an intervention study or an acute/
post-activation study
3
Original research article
Reviews, surveys, opinion pieces, books, periodicals, editorials
4
Population: football code athletes. Football athletes defined as
those who are competing within a football code. Football codes
for inclusion: soccer, American football, Canadian football,
Australian football, rugby union, rugby league, rugby sevens,
Gaelic football, futsal
Non-football code sports (e.g., solo, racquet/bat, or combat sports),
match officials, or non-athletic populations
5
Healthy, able-bodied, non-injured athletes
Special populations (e.g., clinical, patients), athletes with a physi-
cal or mental disability, and athletes considered to be injured or
returning from injury
261
Training Medium to Long Sprint Performance in Football Athletes
2.5 Data Analysis and Meta‑analyses
Data extracted from the systematic search were included in
the meta-analyses. Improvements in sprint performance are
typically identified by a reduction in time taken to cover a
given distance or an increase in Vmax achieved for a given
time point and or distance [55, 56]. Therefore, pre- and post-
time changes were reversed before conducting the analysis.
This enabled both time and velocity changes to represent the
same direction, thus identifying a reduction in time or an
increase in velocity for a given distance as a positive change.
A random-effects meta-analysis was performed using
Comprehensive Meta-Analysis Version 3.0 software (Bio-
stat, Englewood, NJ, USA) to assess the magnitude of
change in the outcomes across the relevant primary studies
and to explore the effect of moderator variables on the vari-
ation among study outcomes [57]. This included implement-
ing two meta-analysis approaches: (1) pre-and post-training
within-group changes and (2) pairwise between-group effect
difference designs. This approach provides an extensive
review of all the available training intervention literature
for developing sprint performance in football code athletes,
including multiple research designs with and without sport-
only control groups. In the between-group pairwise analysis,
for the studies with multiple intervention groups and single
control groups [35, 36, 58–68], the control samples were
split into two or more groups of smaller sample sizes to
enable two or more (reasonably independent) experimental
comparisons [69]. This aligns with our extensive design to
evaluate all available literature without combining or remov-
ing distinct subgroups (e.g., primary and tertiary methods
[67]). Overall summary estimates were calculated for each of
the training type subgroups: primary, secondary, combined
specific, tertiary, combined methods, and sport-only train-
ing (Table 3). We conducted a meta-analysis to identify the
between-comparator group (e.g., primary vs. sport only, ter-
tiary vs. sport only) adjusted mean performance effects when
a sport-only comparator group was available. Combining a
within-group pre-post change design and pairwise between-
group differences enabled an evaluation of both high-quality
controlled trial studies to evaluate training causality and to
explore the breadth of the available literature using a range
of research designs.
Outcome measures were converted into standardised
mean differences (SMDs) with 95% confidence intervals
(CI) (used as the summary statistic) and 95% prediction
intervals (PI). The SMD represents the size of the effect of
the intervention relative to the variability observed in that
intervention. An inverse-variance random-effects model was
used for the meta-analysis because it allocated a propor-
tionate weight to trials based on the size of their individual
standard errors and facilitated analysis while controlling for
heterogeneity across studies [70]. The inputted data included
Table 3 Subgroup categorisation
Subgroup categories are based on previous definitions from Plisk [39] and Rumpf et al. [32]
Specific sprint training: training methods in which the athlete is simulating/performing the sprint movement pattern (see pri-
mary and secondary methods)
Tertiary methods (non-specific sprint training): training meth-
ods not involving the athlete sprinting, that have a transfer
into sprint performance as a result of the subsequent training
adaptations (e.g., strength, power, plyometric training). These
may be performed individually (e.g., strength training) or
in combination with other tertiary methods (e.g., strength,
power, and plyometric training)
Combined specific methods: training methods that included both primary and secondary methods (e.g., sprinting + resisted sled
sprinting)
Primary methods: training methods simulating the sprint
movement pattern (sprint-technique drills, stride length and
frequency exercises, and sprints of varying distances and
intensities)
Secondary methods: training methods simulating the sprint
action but applying overload by reducing or increasing the
speed of the movement by applying additional resistance
(e.g., sledges, resistance bands, weighted garments or incline
sprints [gravity resisted]) or assistance (e.g., pulley systems,
partner assisted or decline sprints [gravity assisted])
Combined training: training methods that included both specific sprint training (primary and or secondary methods) and tertiary methods in combination (e.g., strength, power, resisted, and
unresisted sprint training)
Sport only training: training methods not including any specific or non-specific sprint training. This is described as a format of offensive, defensive, and match simulation technical and tactical
drills, which may include some form of endurance training and or competitive games
262
B. Nicholson et al.
sample sizes, outcome measures with their respective SDs,
and a correlation coefficient for within-subject measure-
ments. These correlation coefficients (0–30 m, r = 0.92; 0 to
> 30 m, r = 0.92; and Vmax phase, r = 0.95) were estimated
from prior field testing. The SMD values were interpreted
as follows: < 0.20 as trivial, 0.20–0.39 as small, 0.40–0.80
as moderate, and > 0.80 as large [71]. A positive SMD indi-
cated that the training intervention was associated with an
improvement in sprint performance, whereas a negative
SMD indicated a decrease in the respective performance
outcome. Accompanying p values tested the null hypothesis
that there was no statistically significant change in sprint
performance regardless of the training method. Statistical
significance was considered for p < 0.05. Heterogeneity
between trials was assessed using the I2 statistic, with mod-
erate (> 50%) to high (> 75%) values used to indicate poten-
tial heterogeneity sources [72]. The I2 statistic was supported
by reporting the Tau-squared statistic and the Chi-squared
statistic. Sensitivity analyses were conducted for each sub-
group by repeating the analyses with each study omitted in
turn; this examined whether any conclusions were dependent
on a single study.
Subgroup analyses were performed to (1) compare the
within-group change in pre- and post-sprint performance
and pairwise between-group effects from comparative tri-
als and (2) evaluate the potential moderator variables. The
moderator variables were determined a priori: sex (male vs.
female), football code, playing standard (elite vs. sub-elite
[from Swann et al. [73], the highest reported standard of
performance]), age category (senior [mean age ≥ 18 years]
vs. youth [mean age < 18 years]), and training phase (pre-
season vs. in-season vs. off-season).
2.6 Evaluation of Small Study Effects
Small study effects were explored through visual interpre-
tation of funnel plots of SMD versus standard errors and
by quantifying Egger’s linear regression intercept [74] to
evaluate potential bias. A statistically significant Egger’s
statistic (p value < 0.05) indicated the presence of a small
study effect.
3 Results
3.1 Overview
After duplicates were removed, 1801 studies remained. The
study selection inclusion criteria identified 60 studies for
inclusion in the within-group change meta-analysis and
26/60 studies for inclusion in the pairwise between-group
analysis (Fig. 1). The 60 studies [34–36, 58–68, 75–120]
included multiple different research designs (with and
without experimental control groups), providing 111 inter-
vention groups and 27 sport-only groups. Training groups
were sub-grouped into six training classifications (sport
only, n = 27; combined methods, n = 35; primary methods,
n = 8; secondary methods, n = 9; tertiary methods, n = 59;
and combined specific n = 0) to differentiate between find-
ings for distinct sprint performance outcomes (Table 3). The
26 identified studies compared a training intervention with a
sport-only (i.e., control) comparator group [35, 36, 58–68,
75, 82, 88, 90, 92, 95–97, 104, 106, 113, 114, 119]. This pro-
vided 41 eligible training groups for pairwise between-group
comparisons (sport-only training vs. combined methods,
n = 9; primary methods, n = 3; secondary methods, n = 2;
and tertiary methods, n = 27).
Table S1 (non-specific/tertiary, n = 59), Table S2 (com-
bined, n = 35), and Table S3 (specific, n = 17) (all in the
electronic supplementary material [ESM]) present the indi-
vidual training group study descriptives, training interven-
tions, and sprint outcomes for the included studies. The 60
studies [34–36, 58–68, 75–120] represented a total sample
of 1500 football code athletes with a mean sample size of
11.1 ± 3.9 participants per training group. In total, 56 stud-
ies were conducted in male athletes, three studies were in
female athletes [86, 106, 116], and one was in a mixed popu-
lation [65]. The mean age of the participants included in the
studies ranged from 11 to 26.8 years. The athlete popula-
tions ranged from sub-elite to elite [73]. Collectively, the
training intervention durations ranged from 3 to 22 weeks
(7.4 ± 3.1 weeks), with the intervention training frequency
ranging between one and four sessions per week (2.1 ± 0.6)
over 6–32 individual sessions.
Studies were conducted in soccer (n = 43), rugby league
(n = 4), rugby union (n = 4), rugby sevens (n = 3), Ameri-
can football (n = 1), Australian football (n = 1), and mixed
football codes (n = 4). No studies in futsal or Gaelic foot-
ball players satisfied the inclusion criteria. Studies were
conducted in pre-season (n = 21), in-season (n = 26), or off-
season (n = 3) periods, and across pre-season and in-season
periods (n = 2). Eight studies did not report the phase of
the season. Sprint assessment distances ranged from 22.9 to
50 m (0–30 m [n = 46], 0 to > 30 m [n = 20], and Vmax phase
[n = 13]). Timing devices included electronic timing gate
systems (n = 52), high-speed video cameras (n = 3), radar
measurement devices (n = 2), 1080 sprint device (n = 2), a
digital timing device (n = 1), a laser measurement device
(n = 1), a kinematic measurement system (n = 1), and a
mobile application (mysprint; n = 1).
Sport-only training groups were described as some format
of offensive or defensive match simulation and technical and
tactical drills performed over two to ten sessions per week
across 2–6 days per week lasting between 30 and 120 min
per session as well as some form of endurance training and
one to two competitive or friendly games per week. Various
263
Training Medium to Long Sprint Performance in Football Athletes
methods of endurance training were described, including
simulated games performed in small-, medium-, or large-
sided games formats (e.g., 3 vs. 3–11 vs. 11), low-intensity
aerobic conditioning, high-intensity interval training, and
recreational or cardiovascular activities (e.g., basketball, bik-
ing, running, aerobics). Sport-only training was conducted
in both pre-season and in-season periods over a duration of
6–16 weeks.
Specific sprint-training groups completed sprinting,
resisted and assisted sprinting, and technical sprint drills as
individual modalities and/or in combination (e.g., complex
and contrast sets). The training was performed 1–3 days per
week, with intervention periods lasting from 4 to 8 weeks
(8–21 sessions). The primary sprint-training methods
included single-set interventions ranging from 8–10 rep-
etitions of short-distance sprints (18.3–20 m; 160–183 m
session totals) to 4–6 repetitions of long-distance springs
(200 m; 800–1200 m session totals). Multiple-set methods
ranged from 2–6 sets of 2–8 repetitions of medium- to long-
distance sprints (30–50 m; 120–1200 m session totals). One
study performed submaximal sprint efforts (85% Vmax),
involving 4–6 sets of 4 repetitions of long sprints (50 m;
800–1200 m session totals) [102]. Resisted sprinting was
performed as either a single set of 3–10 repetitions of
Fig. 1 Flow diagram of the
process of study selection
Records idenfied through
database searching
(n=5788)
Addional records idenfied
through other sources
(n=34)
Records aer duplicates removed
(n=1801)
Full-text arcles assessed
for eligibility
(n=245)
Full-text arcles excluded
(n=185)
73 sprint performance
outcome measures ≤20m
30 Inappropriate outcome
measure - no sprinng
performance outcome
30 Training programme -
not clearly outlined
16 Inappropriate
populaon - not football
code athletes
10 Inappropriate study
design - irrelevant
intervenon design
6 Full text not available
6 Inappropriate study
design - not an
intervenon study
7 Measured using
stopwatches
4 Not published in English
language
3 Inappropriate study
design - acute/post
acvaon study
Studies included in the
within-group change
meta-analysis
(n=60)
Titles and abstracts
screened
(n=1801)
Records excluded
(n=1556)
Idenficaon
Screening
Eligibility
Included
Studies with a sport only
comparator group
included in the pairwise
between-group effect
meta-analysis
(n=26)
Studies excluded with no
sport only comparator
group (n=34)
264
B. Nicholson et al.
short-distance sprints (18.3–20 m; 60–200 m session total)
or multiple-set methods, ranging from 2 to 7 sets of 3–5
repetitions of short-medium distance resisted sled sprints
(5–40 m; 130–455 m session totals). Resisted sprint loads
ranged from light to very heavy loads [44]. Loads were pre-
scribed based on percentage body mass (BM) (i.e., 10–80%
BM). Assisted sprinting methods involved both single and
multi-set methods. The single-set intervention included 1 set
of 10 repetitions of short sprints over 18.3 m with a bungee
cord assistive load at 14.7% BM (183 m session total [116]).
Multi-set methods ranged from 1 to 3 sets of 3 repetitions
of medium-distance sprints (40 m) with towing eliciting a
0.5- to 1-s faster 0–40 m time using a sprint master towing
device (120–360 m session total) [101]. The same study used
a combined study arm using the same assistance load while
also wearing a 10-lb weighted vest.
Tertiary sprint-training groups consisted of strength,
power, and/or plyometrics training performed as individual
modalities and/or in combination (e.g., complex and con-
trast sets). The training was performed 1–4 days per week,
with intervention periods lasting from 4 to 22 weeks (8–32
sessions). Lower body strength training (e.g., squat, hip
hinge, and calf raise variations) ranged from moderate to
supramaximal loads (55–110% one-repetition maximum
[1RM]) with low- to high-volume training (e.g., 2–6 sets of
2–6 repetitions and/or 2–6 sets of 8–30 repetitions). Power
sessions consisted of ballistic (e.g., squat jump) and Olym-
pic weightlifting-type exercises (e.g., clean/snatch deriva-
tives) at low to heavy loads (15–80% 1RM to + 30% BM)
and velocity-based training using loads corresponding to the
mass at which optimal power is produced (1–1.1 × optimal
power load). Volume ranged from 2 to 5 sets of 2–12 repeti-
tions. Plyometrics sessions involved low- to high-intensity
plyometrics (e.g., ankle hops to 50 cm accentuated eccen-
tric loading drop jump at + 20% BM) for 1–12 sets of 4–20
repetitions (20–260 foot contacts session totals). The only
type of surface identified was a grass surface. Several of the
sessions were performed in combination with upper body
training.
Combined methods training groups consisted of various
formats of both specific sprint training (primary and/or sec-
ondary methods) and tertiary methods in combination (e.g.,
strength, power, resisted and unresisted sprint training).
These were completed as individual modalities and/or in
combination (e.g., complex and contrast sets). The training
was performed 1–4 days per week, with intervention periods
lasting from 3 to 15 weeks (6–22 sessions). Strength train-
ing ranged from moderate to supramaximal loads (70–120%
1RM) with low to high volume (e.g., 2–6 sets of 2–6 rep-
etitions and/or 3–4 sets of 8–12 repetitions). Power train-
ing consisted of ballistic (e.g., squat jump) and Olympic
weightlifting-type exercises (e.g., clean/snatch derivatives)
at light to heavy loads (20–86% 1RM) and/or velocity-based
training using loads corresponding to the mass at which
optimal power is produced (1–1.1 × optimal power load
or 0.8–1.2 m·s−1 loads). This also included medicine ball
throws of 3–12 kg. Volume ranges were from 2 to 6 sets of
2–8 repetitions per set. Plyometrics sessions involved low- to
high-intensity plyometrics (e.g., ankle hops to 75 cm hurdle
jumps), with 2–5 sets of 1–10 repetitions (9–250 foot con-
tacts session totals). The only type of surface identified was
a synthetic grass pitch. The specific sprint-training methods
included single-set interventions ranging from 1 to 8 repeti-
tions of short- to long-distance sprints (5–45.72 m) or mul-
tiple-set methods, ranging from 1 to 5 sets of 3–7 repetitions
of short- to medium-distance sprints (5–40 m; 30–800 m
session totals) from various starting positions. Resisted
sprint loads ranged from light to very heavy loads. Loads
were prescribed based on absolute loads (i.e., 10–30 kg),
percentage BM, i.e., 5–20% BM or reduction in Vmax cor-
responding to the additional resistance applied (10–60%
reduction in Vmax). One training study used assisted sprints,
involving 1 set of five medium-distance sprints (40 m) with
25 m of each sprint including a 2% gradient decline (200 m
session total [83]). Several of the sessions were performed
in combination with upper body training.
3.2 Study Quality
The scores for the assessment of study quality [54] are
shown in Table 4 and ranged from 11 to 20 with a mean
score of 18 ± 1.9, demonstrating high study quality. Items 2
(subjects assigned appropriately [random/equal baseline]),
4 (control group inclusion), and 9 (results detailed [mea
n ± SD, percent change, effect size]) were the most decisive
factors in separating high-quality and low-quality studies.
3.3 Meta‑analysis
Tables S1–S3 in the ESM provide the individual study
statistics.
3.4 Standardised Mean Difference (SMD) for 0–30 m
Performance
For 0–30 m performance, 103 within-training group effects
were analysed from 45 original studies [34, 36, 58–60,
62–66, 75, 77–80, 82, 85–88, 90–100, 102–108, 113,
115–120]. In total, 32 training and control groups from 21
studies were eligible for a pairwise between-group analysis
(sport-only control vs. experimental) [36, 58–60, 62–66, 75,
82, 88, 90, 92, 95–97, 104, 106, 113, 119]. In nine studies
[36, 58–60, 62–66], the 21 available control groups were
split to allow comparison between the multiple training
groups in the studies [69]. Figures 2, 3 show the SMD for
each training type.
265
Training Medium to Long Sprint Performance in Football Athletes
Table 4 Methodological quality
scale scores
Study
Question number
Score
1
2
3
4
5
6
7
8
9
10
Alptekin et al. [75]
2
2
2
2
2
1
2
2
0
2
17
Barr et al. [76]
2
2
2
2
2
2
2
2
2
2
20
Beato et al. [77]
2
2
2
0
2
2
2
2
2
2
18
Bianchi et al. [78]
2
2
2
0
2
2
2
2
2
2
18
Borges et al. [79]
2
2
2
0
2
2
2
2
0
2
16
Bouguezzi et al. [80]
2
2
2
0
2
2
2
2
2
2
18
Bremec [58]
2
2
2
2
2
2
2
2
2
2
20
Chelly et al. [81]
2
2
2
2
2
2
2
2
2
2
20
Christou et al. [82]
2
2
2
2
2
2
2
2
2
2
20
Cook et al. [83]
2
2
2
0
2
2
2
2
2
2
18
Coratella et al. [59]
2
2
2
2
2
2
2
2
2
2
20
Coutts et al. [84]
2
0
2
0
2
2
2
2
0
2
14
de Hoyo et al. [85]
2
2
2
0
2
2
2
2
2
2
18
Derakhti [60]
2
2
2
2
2
2
2
2
2
2
20
Douglas et al. [34]
2
2
2
2
2
2
2
2
2
2
20
Enoksen et al. [35]
2
2
2
2
2
2
2
2
2
2
20
Escobar-Álvarez et al. [86]
2
0
2
2
2
2
2
2
1
1
16
Escobar-Álvarez et al. [87]
1
0
2
0
1
2
2
2
1
0
11
Faude et al. [88]
2
2
2
2
2
2
2
2
2
2
20
Gabbett et al. [89]
2
0
2
0
2
2
2
2
1
2
15
García-Pinillos et al. [90]
2
2
2
2
2
2
2
2
0
2
18
Gil et al. [91]
2
2
2
0
2
2
2
2
2
2
18
Hammami et al. [92]
2
2
2
2
2
2
2
2
0
2
18
Hammami et al. [93]
2
2
2
0
2
2
2
2
2
2
18
Hammami et al. [61]
2
2
2
2
2
2
2
2
2
2
20
Harris et al. [94]
2
2
2
0
2
0
2
2
0
2
14
Karsten et al. [95]
2
2
2
2
2
2
2
2
0
2
18
Krommes et al. [96]
2
2
2
2
2
2
2
2
2
2
20
Lahti et al. [36]
2
2
2
2
2
2
2
2
2
2
20
López-Segovia et al. [97]
2
2
2
2
2
2
2
2
2
2
20
Loturco et al. [98]
2
2
2
0
2
2
2
2
0
2
16
Loturco et al. [99]
2
2
2
0
2
2
2
2
2
2
18
Loturco et al. [100]
2
2
2
0
2
2
2
2
0
2
16
Majdell and Alexander [101]
2
2
2
0
2
2
2
2
0
2
16
Manouras et al. [62]
2
2
2
2
2
2
2
2
0
2
18
McMaster et al. [120]
2
2
2
0
2
2
2
2
2
2
18
Meckel et al. [102]
2
2
2
0
2
2
2
2
0
2
16
Michailidis et al. [103]
2
2
2
2
2
2
2
2
0
2
18
Negra et al. [104]
2
2
2
2
2
2
2
2
0
2
18
Orange et al. [105]
2
2
2
2
2
2
2
2
2
2
20
Ozbar [106]
2
2
2
2
2
2
2
2
2
2
20
Ramírez-Campillo et al. [63]
2
2
2
2
2
2
2
2
2
2
20
Ramírez-Campillo et al. [64]
2
2
2
2
2
2
2
2
2
2
20
Ramírez-Campillo et al. [65]
2
2
2
2
2
2
2
2
2
2
20
Ramírez-Campillo et al. [66]
2
2
2
2
2
2
2
2
1
2
19
Randell et al. [107]
2
2
2
2
2
2
2
2
2
2
20
Rey et al. [108]
2
2
2
2
2
2
2
2
2
2
20
Rimmer and Sleivert [67]
2
2
2
2
2
2
2
2
0
2
18
Rønnestad et al. [68]
2
2
2
2
2
2
2
2
0
2
18
266
B. Nicholson et al.
Table 4 (continued)
Study
Question number
Score
1
2
3
4
5
6
7
8
9
10
Rønnestad et al. [109]
2
2
2
0
2
2
2
2
0
2
16
Ross et al. [110]
2
2
2
0
2
2
2
2
2
2
18
Scott et al. [111]
2
2
2
2
2
2
2
2
0
2
18
Shalfawi et al. [112]
2
2
2
2
2
2
2
2
2
2
20
Söhnlein et al. [113]
2
0
2
2
2
2
2
2
2
2
18
Tønnessen et al. [114]
2
2
2
2
2
2
2
2
2
2
20
Tous-Fajardo et al. [115]
2
0
2
2
2
2
2
2
0
2
16
Upton [116]
2
2
2
0
2
2
2
2
0
2
16
West et al. [117]
2
2
2
0
2
2
2
2
0
2
16
Winwood et al. [118]
2
2
2
0
2
2
2
2
0
2
16
Wong et al. [119]
2
0
2
2
2
2
2
2
0
2
16
0 = clear no, 1 = maybe, 2 = clear yes
Training type
Training
groups (n)
SMD (95% CI)
95% PI
p-
value
Sport only
22
0.02 [-0.11, 0.15]
[-0.60, 0.64]
0.78
Combined methods
23
0.43 [0.21, 0.65]
[0.69, 1.55]
<0.001
Primary methods
6
0.20 [-0.01, 0.42]
[-0.51, 0.92]
0.06
Secondary methods
7
0.61 [0.31, 0.91]
[-0.43, 1.65]
<0.001
Ter ary methods
45
0.39 [0.24, 0.54]
[-0.63, 1.41]
<0.001
-1
-0.5
0
0.5
1
1.5
2
Heterogeneity: I2 = 92.84%; Q = 1424.88; t2 = 0.21 and df =102
← Reduced sprint performance
Increased sprint performance→
a
a
a,b
Standardised mean difference (mean ± 95% CI and 95% PI)
Fig. 2 Forest plots showing the SMD (mean [95% CI and 95% PI])
for the studies evaluating the between-training-group effects on
0–30 m sprint performance. aSignificantly different to sport-only
training, p < 0.05; bSignificantly different to primary training meth-
ods, p < 0.05. Bold formatting indicates p < 0.05. CI confidence inter-
val, PI prediction interval, SMD standardised mean difference
Training type
Training
groups (n)
SMD (95% CI)
95% PI
p-
value
Combined methods
5
0.58 [-0.93, 2.10]
[-5.20, 6.37]
0.45
Primary methods
2
0.33 [-0.58, 1.25]
N/A
0.48
Secondary methods
2
2.78 [1.53, 4.03]
N/A
<0.001
Ter ary methods
23
1.49 [0.95, 2.03]
[-1.06, 4.03]
<0.001
Heterogeneity: I2 = 85.25%; Q = 210.11; t2 = 1.68 and df =31
← Favours control
Favours experimental→
Standardised mean difference (mean ± 95% CI)
-7.5
-5.0
-2.5
0.0
2.5
5.0
7.5
and 95% PI)
Fig. 3 Forest plots showing the SMD (mean [95% CI and 95% PI])
in post-intervention 0–30 m sprint performance between intervention
and control athletes. Bold formatting indicates p < 0.05. CI confi-
dence interval, N/A fewer than three training groups available, PI pre-
diction interval, SMD standardised mean difference
267
Training Medium to Long Sprint Performance in Football Athletes
3.4.1 Within‑Group Changes (0–30 m)
The sport-only and primary methods training failed to show
statistical significance for change in 0–30 m performance.
Significant performance improvements were observed in the
combined and secondary methods training groups (moderate
SMD) and tertiary methods (small SMD).
The combined, secondary, and tertiary methods demon-
strated a significantly larger training effect than sport-only
training. Only secondary methods reported a significantly
larger training effect than primary training methods.
3.4.2 Pairwise Between‑Group Differences (0–30 m)
The combined and primary training methods failed
to show statistical significance to sprint performance
changes compared with sport-only training. Significant
performance improvements were observed (large SMD)
for the secondary and tertiary training groups compared
with the sport-only control groups. Between-experimental
subgroups analysis failed to show statistical significance
between training methods. Between-experimental-sub-
group analysis was not conducted on the primary or sec-
ondary subgroups with control groups because only two
training groups were available.
3.5 SMD for 0 to > 30 m Performance
For 0 to > 30 m performance, 43 within-training group
effects were analysed from 18 original studies [35, 61, 68,
76–78, 83–85, 89, 92, 101, 109–112, 114, 116]. Eight train-
ing and control groups from five studies were eligible for
a pairwise between-group analysis (sport-only control vs.
experimental) [35, 61, 68, 92, 114]. The five available con-
trol groups were split in three studies [35, 61, 68] to allow
comparison between multiple training groups in the studies
[69]. Figures 4, 5 show the SMD for each training type.
Training type
Training
groups (n)
SMD (95% CI)
95% PI
p-value
Sport only
5
0.22 [-0.10, 0.54]
[-0.97, 1.41]
0.18
Combined methods
18
0.33 [0.14, 0.52]
[-0.50, 1.16]
<0.001
Primary methods
2
0.06 [-0.14, 0.25]
N/A
0.57
Secondary methods
5
0.37 [0.25, 0.50]
N/A*
<0.001
Ter ary methods
12
0.22 [-0.26, 0.70]
[-1.73, 2.17]
0.37
-2
-1.5
-1
-0.5
0
0.5
1
1.5
2
2.5
← Reduced sprint performance
Increased sprint performance→
Standardised mean difference (mean ± 95% CI and 95% PI)
Heterogeneity: I2 = 93.16%; Q = 599.021; t2 = 0.24 and df = 42
a
a
Fig. 4 Forest plots showing the SMD (mean [95% CI and 95% PI])
for the studies evaluating the between-training-group effects on 0 to
> 30 m sprint performance. aSignificantly different to primary train-
ing methods, p < 0.05. Bold formatting indicates p < 0.05. CI confi-
dence interval, N/A fewer than three training groups available, N/A*
all studies show a common effect size, PI prediction interval, SMD
standardised mean difference
Training type
Training
groups (n)
SMD (95% CI)
95% PI
p-
value
Combined methods
4
1.51 [0.21, 2.80]
[-4.26, 7.28]
0.02
Ter ary methods
4
1.12 [0.56, 1.68]
[-0.29, 2.52]
<0.001
Heterogeneity: I2 = 60.25%; Q = 17.61; t2 = 0.50 and df =7
← Favours control
Favours experimental→
Standardised mean difference (mean ± 95% CI
-5
-2.5
0
2.5
5
7.5
and 95% PI)
Fig. 5 Forest plots showing the SMD (mean [95% CI and 95% PI]) in post-intervention 0 to > 30 m sprint performance between intervention and
control athletes. Bold formatting indicates p < 0.05. CI confidence interval, PI prediction interval, SMD standardised mean difference
268
B. Nicholson et al.
3.5.1 Within‑Group Changes (0 to > 30 m)
The sport-only training, primary, and tertiary methods failed
to show statistical significance for change in 0 to > 30 m
sprint performance. Significant performance improvements
were observed in the combined and secondary methods
training groups (small SMD). Between-subgroups analy-
sis failed to show statistical significance between training
methods. Between-subgroup analysis was not conducted on
the primary training methods subgroup as only two training
groups were available.
3.5.2 Pairwise Between‑Group Differences (0 to > 30 m)
Significant performance improvements were observed
(large SMD) for the combined and tertiary training groups
compared with the sport-only control groups. Between-
experimental subgroups analysis failed to show statistical
significance between training methods.
3.6 SMD for Maximum‑Velocity Phase Performance
For Vmax-phase performance, 31 within-training group
effects were analysed from 13 original studies [34, 58, 67,
68, 76, 81, 93, 97, 110–112, 114, 116]. Eight training and
control groups from five studies were eligible for a pairwise
between-group analysis (sport-only control vs. experimen-
tal) [58, 67, 68, 97, 114]. The five available control groups
were split in three studies [58, 67, 68] to allow comparison
between the multiple training groups in the studies [69]. Fig-
ures 6, 7 show the SMD for each training type.
Training type
Training
groups (n)
SMD (95% CI)
95% PI
p-
value
Sport only
5
0.19 [-0.45, 0.83]
[-2.33, 2.71]
0.57
Combined methods
9
0.05 [-0.23, 0.34]
[-1.01, 1.11]
0.73
Primary methods
3
-0.07 [-0.24, 0.10]
[-1.75, 1.61]
0.43
Secondary methods
3
0.07 [-0.10, 0.23]
[-1.57, 1.71]
0.43
Ter ary methods
11
0.45 [0.08, 0.81]
[-0.97, 1.83]
0.02
-2.5 -2 -1.5 -1 -0.5
0
0.5
1
1.5
2
2.5
3
← Reduced sprint performance
Increased sprint performance→
Heterogeneity: I2 = 94.82%; Q = 578.74; t2 = 0.23 and df = 30
a
Standardised mean difference (mean ± 95% CI and 95% PI)
Fig. 6 Forest plots showing the SMD (mean [95% CI and 95% PI])
for the studies evaluating the between-training-group effects on Vmax-
phase sprint performance. aSignificantly different to primary training
methods, p < 0.05. Bold formatting indicates p < 0.05. CI confidence
interval, PI prediction interval, SMD standardised mean difference,
Vmax maximum sprinting velocity
Training type
Training
groups (n)
SMD (95% CI)
95% PI
p-
value
Combined methods
2
-0.83 [-4.33, 2.68]
N/A
0.64
Primary methods
2
1.13 [0.17, 2.09]
N/A
0.02
Secondary methods
1
1.27 [-0.11, 2.65]
N/A
0.07
Ter ary methods
3
1.95 [0.75, 3.15]
[-10.13, 14.03]
<0.001
Heterogeneity: I2 = 89.47%; Q = 66.49; t2 = 3.40 and df =7
← Favours control
Favours experimental→
Standardised mean difference (mean ± 95% CI)
-12.5 -10 -7.5 -5 -2.5
0
2.5
5
7.5 10 12.5 15
and 95% PI)
Fig. 7 Forest plots showing the SMD (mean [95% CI and 95% PI])
in post-intervention Vmax-phase sprint performance between interven-
tion and control athletes. Bold formatting indicates p < 0.05. CI confi-
dence interval, N/A fewer than three training groups available, PI pre-
diction interval, SMD standardised mean difference, Vmax maximum
sprinting velocity
269
Training Medium to Long Sprint Performance in Football Athletes
3.6.1 Maximum‑Velocity Phase Within‑Group Changes
The sport-only training, primary, secondary, and combined
methods failed to show statistical significance for change
in Vmax-phase performance. The tertiary training methods
showed a significant moderate performance improvement.
The tertiary training methods demonstrated a significantly
larger training effect than primary training methods.
3.6.2 Maximum‑Velocity Phase Pairwise Between‑Group
Differences
The secondary and combined training methods failed to
show statistical significance to sprint performance change
to sport-only training. Significant performance improve-
ments were observed (large SMD) for the primary and
tertiary methods training groups compared with the sport-
only control groups. Between-subgroup analysis was not
conducted as the tertiary methods were the only training
group with more than two training groups available.
3.7 Within‑Group Change Design vs. Pairwise
Between‑Group Effect
No significant difference was observed for the combined
methods subgroups (all distance outcomes). Both signifi-
cant (Vmax phase) and non-significant (0–30 m) differences
were found for the primary training between-subgroup
analysis. The between-group effect from comparative trials
was significantly larger for both tertiary (all distance out-
comes) and secondary methods (0–30 m and Vmax phase)
(Table 5).
3.8 Heterogeneity
The degree of overall heterogeneity was high for all out-
come measures between studies I2 (> 75%).
3.9 Sensitivity Analysis
Omitting each study separately identified the effect that each
study had on the mean effect. This revealed minor changes
only for the secondary training methods. These changes did
not have a substantial impact on the statistical significance
of the overall mean effect. Sport-only, combined, primary,
and tertiary training methods were sensitive to the exclusion
of one or more studies independently and, in turn, moder-
ated the statistical interpretation of the results. Removal of
one of the five 0 to > 30 m studies [35] from the sport-only
methods subgroup moderated the within-group change sta-
tistical significance from non-significant (p > 0.05) to signifi-
cant (p < 0.05). Removal of one of the five 0–30 m studies
[97] and one of two Vmax-phase studies from the pairwise
between-group differences (sport-only vs. combined train-
ing methods) moderated the statistical significance from
non-significant (p > 0.05) to significant (p < 0.05). Removal
of one of the four 0 to > 30 m studies [35] from the pair-
wise between-group differences (sport-only vs. combined
training methods) moderated the statistical significance
from significant (p < 0.05) to non-significant (p > 0.05).
Removal of two of the five 0–30 m studies [58, 60] and
one of three Vmax-phase studies [58] from the within-group
change primary methods subgroup moderated the statisti-
cal significance from non-significant (p > 0.05) to signifi-
cant (p < 0.05). Removing one of two 0–30 m Vmax-phase
primary methods subgroup studies [58] from the pairwise
between-group differences (primary vs. combined training
methods) moderated the statistical significance from non-
significant (p > 0.05) to significant (p < 0.05). Removing one
of the eight within-group 0 to > 30 m studies [89] and one
of the six Vmax-phase studies [81] from the tertiary training
method subgroup moderated the statistical significance from
non-significant to significant and from significant to non-
significant, respectively.
3.10 Evaluation of Small Study Effects
Inspection of the funnel plots for the within-group change
revealed the presence of a statistically significant Egger’s
regression intercept, showing evidence of small study
effects for the 0–30 m (intercept 9.36; 95% CI 5.68–13.04;
p < 0.001) and Vmax-phase (intercept 11.38; 95% CI − 4.88
to 17.87; p < 0.01). For studies included in the pairwise
between-group differences comparison, evidence indicated
small study effects for the 0–30 m (intercept 8.90; 95% CI
4.22–13.21; p < 0.001), 0 to > 30 m (intercept 6.60; 95%
CI − 0.10 to 13.27; p = 0.05), and Vmax-phase (intercept
15.83; 95% CI − 3.15 to 28.14; p = 0.02). The SMD between
pre- and post-intervention sprint performance was therefore
not considered symmetrical, suggesting the presence of sig-
nificant publication bias [121]. However, there was little
Table 5 Subgroup analysis comparing the within-group change
standardised mean difference in sprint performance and pairwise
between-group effect from comparative trials
↑ indicates that the pairwise between-group effect standardised mean
difference was significantly larger (p < 0.05) than the within-group
change in sprint performance
Subgroup within study
0–30 m
0 to > 30 m
Vmax phase
Combined methods
p = 0.85
p = 0.08
p = 0.63
Primary methods
p = 0.79
NA
↑p = 0.02
Secondary methods
↑p < 0.01
NA
↑p = 0.01
Tertiary methods
↑p < 0.001
↑p = 0.02
↑p = 0.02
270
B. Nicholson et al.
evidence to indicate a small study effect for the within-group
change in the 0 to > 30 m outcome studies (intercept 3.69;
95% CI − 1.90 to 9.28; p = 0.19).
Table 6 Summary of moderator variable analysis for football code, sex, playing standard, age, and phase of training meta-analysis by subgroup
with the sport-only training groups removed
Between-group differences
Subgroup standardised mean difference
Football code
0–30 m
Soccer vs. rugby league, p = 0.07
Soccer vs. rugby union, p = 0.98
Rugby league vs. rugby union, p = 0.10
American footballa
Rugby sevensa
0 to > 30 m
American football vs. rugby league, p = 0.47
American football vs. rugby sevens, p = 0.31
American football vs. rugby union, p = 0.08
American football vs. soccer, p = 0.34
Rugby league vs. rugby union, p = 0.59
Rugby league vs. rugby sevens, p = 0.64
Rugby league vs. soccer, p = 0.37
Rugby sevens vs. rugby union, p = 0.49
Rugby sevens vs. soccer, p = 0.02*
Rugby union vs. soccer, p < 0.001*
Australian footballa
Vmax phase
Rugby sevens vs. soccer, p = 0.16
Australian footballa
Soccer
0–30 m (n = 62; SMD 0.47; 95% CI 0.34–0.59; 95% PI − 0.55 to 1.48); p < 0.001*
0 to > 30 m (n = 21; SMD 0.49; 95% CI 0.30–0.68; 95% PI − 0.41 to 1.39); p < 0.001*
Vmax (n = 14; SMD 0.32; 95% CI 0.02–0.62; 95% PI − 0.45 to 1.43); p = 0.04*
Rugby union
0–30 m (n = 6; SMD 0.46; 95% CI 0.18–0.74; 95% PI − 0.50 to 1.42); p < 0.001*
0 to > 30 m (n = 4; SMD 0.07; 95% CI − 0.02 to 0.16; 95% PI − 0.12 to 0.26); p = 0.12
Vmax (NA)
American football
0–30 m (NA)
0 to > 30 m (n = 3; SMD 0.33; 95% CI 0.06–0.60; 95% PI − 2.43 to 3.08); p = 0.02*
Vmax (NA)
Rugby league
0–30 m (n = 4; SMD − 0.06; 95% CI − 0.60 to 0.48; 95% PI − 2.64 to 2.53); p = 0.84
0 to > 30 m (n = 3; SMD − 0.39; 95% CI − 2.30 to 1.53; 95% PI − 25.17 to 24.39); p = 0.69
Vmax (NA)
Rugby sevens
*0–30 m (n = 1; SMD 0.43; 95% CI 0.17–0.69); p < 0.01*
0 to > 30 m (n = 4; SMD 0.15; 95% CI − 0.06 to 0.36; 95% PI − 0.58 to 0.88); p = 0.16
Vmax (n = 4; SMD 0.08; 95% CI − 0.06 to 0.22; 95% PI − 1.37 to 2.34); p = 0.27
Australian Football
0–30 m (NA)
0 to > 30 ma (n = 2; SMD − 0.14; 95% CI − 0.39 to 0.12); p = 0.29
Vmax
a (n = 2; SMD 0.09; 95% CI − 0.07 to 0.24); p = 0.27
Sex
0–30 m
Male vs. female, p = 0.15
0 to > 30 m
Male vs. female, p = 0.77
Vmax phase
Male vs. female, p = 0.17
Male
0–30 m (n = 74; SMD 0.38; 95% CI 0.26–0.49; 95% PI − 0.59 to 1.35); p < 0.001*
0 to > 30 m (n = 34; SMD 0.30; 95% CI 0.11–0.48; 95% PI − 0.81 to 1.41); p < 0.001*
Vmax (n = 23; SMD 0.22; 95% CI 0.02–0.42; 95% PI − 0.41 to 1.38); p = 0.03*
Female
0–30 m (n = 7; SMD 0.64; 95% CI 0.30–0.97; 95% PI − 0.54 to 1.81); p < 0.001*
0 to > 30 m (n = 3; SMD 0.25; 95% CI 0.00–0.50; 95% PI 2.53–3.03); p = 0.05
Vmax (n = 3; SMD 0.02; 95% CI − 0.18 to 0.22; 95% PI − 4.99 to 5.96); p = 0.84
Playing standard
0–30 m
Elite vs. sub-elite, p = 0.21
0 to > 30 m
Elite vs. sub-elite, NA
Vmax phase
Elite vs. sub-elite, p = 0.55
Elite
0–30 m (n = 52; SMD 0.39; 95% CI 0.25–0.53; 95% PI − 0.60 to 1.38); p < 0.001*
0 to > 30 m (n = 36; SMD 0.28; 95% CI 0.10–0.45; 95% PI − 0.39 to 1.36); p < 0.001*
Vmax (n = 22; SMD 0.21; 95% CI 0.00–0.42; 95% PI …); p = 0.04*
Sub-elite
0–30 m (n = 16; SMD 0.58; 95% CI 0.32–0.85; 95% PI − 0.59 to 1.75); p < 0.001*
0 to > 30 m (NA)
Vmax (n = 4; SMD 0.10; 95% CI − 0.18 to 0.22; 95% PI − 1.37 to 2.34); p = 0.48
Age
0–30 m
Senior vs. youth, p = 0.07
0 to > 30 m
Senior vs. youth, p = 0.24
Vmax phase
Senior vs. youth, p = 0.37
Senior
0–30 m (n = 44; SMD 0.51; 95% CI 0.34–0.68; 95% PI − 0.63 to 1.65); p < 0.001*
0 to > 30 m (n = 25; SMD 0.19; 95% CI 0.08–0.31; 95% PI − 0.40 to 1.38); p < 0.001*
Vmax (n = 21; SMD 0.25; 95% CI 0.03–0.47; 95% PI − 0.41 to 1.39); p = 0.03*
Youth
0–30 m (n = 35; SMD 0.32; 95% CI 0.20–0.44; 95% PI − 0.41 to 1.05); p < 0.001*
0 to > 30 m (n = 12; SMD 0.48; 95% CI 0.03–0.94; 95% PI − 0.47 to 1.45); p = 0.04*
Vmax (n = 5; SMD 0.00; 95% CI − 0.23 to 0.23; 95% PI − 0.88 to 1.86); p = 0.98*
271
Training Medium to Long Sprint Performance in Football Athletes
3.11 Moderator Variables
Table 6 presents the subgroup analysis assessing potential
moderating factors for sprint performance (0–30 m, 0 to
> 30 m performance, and Vmax-phase). The between-sub-
group analysis showed significant (p < 0.05) differences for
football code, age, and phase of training; all moderated the
overall magnitude of training effects (either smaller or larger
SMD). However, the between-subgroup differences were not
consistent across distance outcomes. Both playing standard
and sex consistently demonstrated no significant difference
between subgroups.
4 Discussion
4.1 Overview of the Main Findings
Multiple training methods are recommended for improving
medium- to long-distance sprint performance because of its
importance in the football codes [32, 33, 40–49]. This sys-
tematic review with meta-analysis is the first to (1) analyse
the impact of different methods in enhancing medium- to
long-distance sprint performance outcomes (0–30 m, 0 to
> 30 m, and the Vmax phase) within football code athletes
and (2) identify how moderator variables (i.e., football code,
sex, playing standard, age, and phase of season) affected the
training response. This review analysed 60 studies [34–36,
58–68, 75–120], totalling sprint performance measurements
from 1500 athletes, thus providing the largest systematic
evidence base for enhancing medium- to long-distance sprint
performance over distances > 20 m exclusively including
football code athletes.
In summary, the meta-analysis of all the included studies
showed enhanced sprint performance in the combined, sec-
ondary, and tertiary training methods groups. Combined and
secondary methods showed small to moderate improvements
in 0–30 m and 0 to > 30 m performance. Tertiary methods
showed small and moderate performance improvements in
both 0–30 m and Vmax-phase outcomes, respectively. Signifi-
cant performance improvements (large SMD) were observed
for the combined (0 to > 30 m), primary (Vmax phase), sec-
ondary (0–30 m), and tertiary methods (all outcomes) when
compared pairwise with the sport-only control groups.
These findings support previous literature that stated that
the medium to long sprint performance of football code ath-
letes can be enhanced concurrently alongside football code-
specific training [25, 41]. Despite several training methods
demonstrating significant improvement in sprint perfor-
mance, it is important to note that the PIs contained both
null and negative effects in all training groups. This indi-
cates that, for all training subgroups and assuming a normal
distribution of the data, some athletes experienced null or
negative performance effects even though the point estimate
suggested benefit. Sport-only training showed no significant
change in medium to long sprint performance, suggesting
such training alone is insufficient to improve performance.
The significant differences in between-group effect compari-
sons for studies with control groups and the within-group
change consistently demonstrated a larger effect. Despite
Subgroup analyses showing the SMD (mean; 95% CI and 95% PI) between post and pre-intervention sprint performance outcomes. Some stud-
ies were not included because the value used for subgroup analysis was not reported or did not match the appropriate categories. PI were not
included for subgroups with fewer than three training groups
CI confidence interval, NA no training group met the inclusion criteria, PI prediction interval, SMD standardised mean difference, Vmax maxi-
mum velocity-phase sprint performance outcome
a Fewer than three training groups
*p < 0.05
Table 6 (continued)
Between-group differences
Subgroup standardised mean difference
Phase
0–30 m
In-season vs. off-season, p = 0.91
In-season vs. pre-season, p = 0.13
Pre-season vs. off-season, p = 0.33
0 to > 30 m
In-season vs. off-season, p < 0.10
In-season vs. pre-season, p < 0.09
Pre-season vs. off-season, p = 0.11
Vmax phase
In-season vs. pre-seaso,n p = 0.36
In-season
0–30 m (n = 41; SMD 0.32; 95% CI 0.16–0.48; 95% PI − 0.72 to 1.36); p < 0.001*
0 to > 30 m (n = 11; SMD 0.64; 95% CI 0.38–0.89; 95% PI − 0.49 to 1.46); p < 0.001*
Vmax (n = 10; SMD 0.28; 95% CI − 0.14 to 0.71; 95% PI − 0.51 to 1.48); p = 0.19
Off-season
0–30 m (n = 4; SMD 0.29; 95% CI − 0.13 to 0.71; 95% PI − 1.73 to 2.31); p = 0.18*
0 to > 30 m (n = 3; SMD 0.33; 95% CI 0.06–0.60; 95% PI − 4.99 to 5.96); p = 0.02*
Vmax (NA)
Pre-season
0–30 m (n = 26; SMD 0.52; 95% CI 0.31–0.73; 95% PI − 0.58 to 1.62); p < 0.001*
0 to > 30 m (n = 17; SMD 0.02; 95% CI − 0.23 to 0.26; 95% PI − 0.43 to 1.41); p = 0.94
Vmax (n = 8; SMD 0.08; 95% CI − 0.04 to 0.19; 95% PI − 0.57 to 1.54); p = 0.19
272
B. Nicholson et al.
sprint measures over > 20 m being a proxy measure of Vmax
improvements, changes in performance may not result exclu-
sively from Vmax-specific adaptations. Instead, performance
changes in outcomes > 20 m may be attributed to either or
both adaptations specific to the acceleration or Vmax phases.
Between-subgroup analysis identified that football code, age,
and phase of training all moderated the overall magnitude
of training effects (either smaller or larger SMD). However,
the between-subgroup differences were not consistent across
distance outcomes. The increase in performance was signifi-
cantly greater for soccer than for rugby union, rugby sevens,
and American football for 0 to > 30 m, whereas the improve-
ment in performance was significantly greater for American
football than for rugby union (0 to > 30 m). The increase
in performance was significantly greater for youth athletes
than for senior athletes (0 to > 30 m). In-season performance
changes were significantly greater than in the pre-season and
off-season periods in the 0 to > 30 m outcomes only. Playing
standard and sex consistently demonstrated no significant
difference between subgroups. The lack of consistency may
suggest greater importance of other moderator variables,
such as training and load prescription (e.g., mode, volume,
intensity, and frequency), over the described individual
population characteristics.
4.2 Summary of Interventions to Develop Sprint
Performance
The 60 studies were categorised into five training modes,
resulting in 111 training groups (i.e., sport only, n = 27; com-
bined methods, n = 35; primary methods, n = 8; secondary
methods, n = 9; tertiary methods, n = 59). Of the 60 studies,
26 had sport-only comparator groups [35, 36, 58–68, 75, 82,
88, 90, 92, 95–97, 104, 106, 113, 114, 119], which provided
41 training groups for between-group effect comparisons
(combined methods, n = 9; primary methods, n = 3; second-
ary methods, n = 2; tertiary methods, n = 27). No research
met the inclusion criteria for the combined specific training
methods group, which combined both primary and second-
ary training methods. These findings highlight the volume
of tertiary method training studies and the reported gap in
the available literature to support specific sprint-training
methods (primary, secondary, and combined specific train-
ing methods) in football code athletes [33, 44]. This also fur-
ther supports the requirement for the within-group analysis,
including a greater range of study designs given the small
number of studies with a sport-only control group avail-
able. The scarcity of specific sprint-training method studies
is most probably because football code training typically
consists of tertiary training methods to develop the multiple
physical capacities (e.g., strength, speed, power) required
within these sports. This is a strength of the current study,
as previous reviews [32, 33] did not include all training
undertaken by the intervention groups within their analysis
(e.g., primary or secondary training groups also completing
tertiary training methods or vice versa [94, 117, 122, 123]).
The current degree of overall heterogeneity was high for
all outcome measures between studies (I2 > 75% [124]). Het-
erogeneity is to be expected in systematic reviews given the
grouping of both clinically and methodologically diverse
studies [124]. The high degree of heterogeneity reflects
the diversity of the training effects presented. This is likely
due to the wide variation in the intervention characteristics,
including training frequency [78, 80], intensity [34, 36, 59,
125], duration [76], volume [109], other training completed
[62, 100]), population characteristics (e.g., sex [65], base-
line physical characteristics [60, 110], training experience
[34, 80]), sprint monitoring methods (e.g., start position,
environmental factors [56]), and technology (e.g., equipment
[58]). Therefore, these findings should be interpreted care-
fully as the variation of the effect sizes demonstrates that
training response is highly individualised.
The quality of the studies was high (18 ± 1.9; range
11–20) because most studies provided clearly described
research methodology, enabling practitioners and/or
researchers to replicate or build on research findings reli-
ably [126]. A methodological study scale used to evaluate
research conducted in athletic-based training environments
[54] showed that, to increase the quality of future studies,
researchers should randomise participants, include a control
group, and provide a detailed results section. The inclusion
of detailed information on additional training conducted in
applied settings is important for the understanding of the
training intervention undertaken and to fully assess whether
any outside interactions with any adaptations were seen fol-
lowing a training intervention [127].
Most training interventions reported positive effects on
sprinting capabilities, which suggests that sprint perfor-
mance outcomes can easily be improved with a variety of
methods. However, this needs to be considered from the
context of the literature base and the relative importance
of phase-specific adaptations. Included studies represented
both youth and senior athletes from elite and sub-elite
cohorts, with the majority having limited previous system-
atic exposure to the intervention methods [58, 80, 82, 85,
89, 95, 114]. Based on the dose–response relationship and
the principle of diminishing returns, athletes with a rela-
tively low training age are more likely to have greater train-
ing responses [128–130]. However, as previously reported
[33], this does not appear to be the case for the Vmax phase
or highly trained populations. Highly trained athletes have
demonstrated that mean annual within-athlete sprint per-
formance differences are lower than typical variations, or
smallest worthwhile change, and the influence of external
conditions (e.g., wind, temperature, altitude, timing meth-
ods/procedures [56, 130]). Inspection of the funnel plot and
273
Training Medium to Long Sprint Performance in Football Athletes
Egger’s regression intercept identified evidence of small
study effects in the 0–30 m and Vmax-phase performance
outcomes. The SMDs between pre- and post-intervention
sprint outcomes were not considered symmetrical, suggest-
ing the presence of significant publication bias. While publi-
cation bias towards studies reporting positive outcomes may
be involved, another plausible explanation is the lack of a
control group in many studies, as the results might have been
affected by learning effects or the football code training in
the intervention period.
4.3 Subgroup Analyses of Training Methods
The principle of specificity [137, 138] was used to categorise
the training intervention subgroups (i.e., sport only, primary,
secondary, tertiary, and combined). Primary methods pre-
sent the greatest specificity by simulating the sprint move-
ment pattern [131], whereas the secondary methods are less
specific, involving overloaded sprinting actions. The tertiary
training methods included strength, power, and plyometric
training, which are considered the least ‘specific’ to sprint
performance as these methods are commonly performed
to target neuromuscular adaptations rather than simulating
movement mechanics [132]. The extent to which the method
impacts on and ‘transfers’ to sprint performance ultimately
determines the quality of a training programme to improve
athletic performance [133].
The factors underpinning the development of sprint per-
formance appear to be consistent across sports [134–140].
Practitioners can target the determinants of performance,
such as optimising the sequencing of stride length and fre-
quency, enhancing the athlete’s physical capacities relative
to BM (e.g., lower limb force–velocity–power; stiffness)
and increasing the mechanical effectiveness of force appli-
cation [134, 136, 138, 140–145]. These methods provide
practitioners with multiple methods of developing sprinting
performance [130, 144, 146]. Performance improvements
result from specific transferable training adaptations typi-
cally categorised as neural or morphological (architectural
or structural) factors [26, 146–149]. However, training
effects appear to be mode specific, with distance-specific
performance changes (e.g., 0–30 and 0 to > 30 m) associated
with phase-specific adaptations [32]. Although the factors
underpinning sprint development are consistent, phase-spe-
cific differences in both kinetic and kinematic variables are
clear [26]. The importance of mechanical variables appears
to shift as sprint distance increases (e.g., greater associa-
tion between theoretical maximal force generation in shorter
sprints vs. greater associations in maximum theoretical
velocity force can be applied in longer sprints [150]). There-
fore, it is important to consider the phase-specific adapta-
tions that may be present across medium- to long-distance
sprint outcomes.
Despite researchers and practitioners typically using out-
come measures over distances > 20 m as a proxy measure of
Vmax-phase capabilities, performance changes may be attrib-
uted to either or both adaptations specific to the acceleration
or Vmax phases, not the Vmax phase exclusively. This is evi-
dent as the Vmax phase presented performance changes that
were distinctly different from both the 0–30 m and the 0 to
> 30 m outcomes. Although the acceleration and Vmax phases
are related [8, 132, 150–153], separate physical capacities
and mechanical parameters determine sprint performance
[27, 29, 129, 137, 140, 154–156]. Research has demon-
strated that football code athletes can attain Vmax-phase
sprinting patterns at distances ≤ 20 m [6–10, 29]. Therefore,
after 20 m, there is likely an increasing influence of the Vmax
phase, with the time spent increasing with distance. There-
fore, given the sequential phases of sprinting, both 0–30
and 0 to > 30 m outcomes will be influenced by changes
in acceleration, with the 0 to > 30 m outcome influenced
to a lesser extent (more time performing Vmax sprinting
patterns), whereas the Vmax-phase flying sprint split times
and Vmax assessments do not include, or include a limited,
acceleration phase. Hence, it is important to emphasize that,
although the sequential phases are related, different factors
affect performance in each phase. Therefore, training pro-
tocols to develop each of these phases must also differ [33].
This was evident in both the secondary and the combined
methods training groups. Hence, when including all stud-
ies, both training methods presented a significant improve-
ment in both 0–30 and 0 to > 30 m performance, whereas
they produced non-significant trivial changes in Vmax-phase
performance. Therefore, practitioners should also consider
the mechanical and neuromuscular requirements that shift
across the sub-phases (acceleration, maximal speed, and
maintenance) of medium- to long-distance sprint outcomes
and the implications of these for training phase-specific per-
formance [26, 150, 154, 157].
4.3.1 Sport‑Only Training
Sport-only training focuses on the development of techni-
cal and tactical performance within football and does not
include any specific or non-specific sprint training. The
meta-analysis showed that sport-only training groups did not
significantly change sprint performance [35, 36, 58–68, 75,
82, 88, 90, 95–97, 104, 106, 113, 114, 119]. Football code
training is characterised by multidirectional and intermittent
bouts of high-intensity running and sprinting interspersed
with bouts of moderate- and low-intensity activity (e.g.,
jogging, walking, and repositioning [158–161]). Therefore,
although football code training may involve athletes repeat-
edly performing short sprints (e.g., 5–20 m, 2–3 s) during
and between sport-specific actions [2, 23, 158, 159, 162],
this most likely has limited or no very-high-speed or sprint
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B. Nicholson et al.
threshold running [160, 161, 163]. Such training methods do
not meet the recommendations that athletes be exposed to
multiple sprints where they maximally accelerate to achieve
and maintain Vmax with complete recovery between efforts
to effectively enhance sprint performance [130]. Further
explanations could include residual fatigue and the interfer-
ence effect affecting maximal force and velocity outcomes
within sport-only practices [130, 164–166]. Therefore, evi-
dence suggests that sport-only training alone is insufficient
to improve medium to long sprint performance, and football
code practitioners should consider this within their planning
and delivery of training.
4.3.2 Primary Methods
Primary methods simulate the sprint movement pattern (e.g.,
sprint-technique drills, stride length and frequency exercises,
and sprints of varying distances and intensities). The com-
bined exposure of large forces (> 2 × BM) produced over
short ground-contact periods (~ 0.08 to ~ 0.20 s) performed
at high movement velocities (7–10 m·s−1) while maxi-
mally sprinting results in both a coordinative overload and
high neuromuscular stimulation [134, 136–138, 140, 155,
167]. Therefore, exposure to maximal sprinting is expected
to facilitate chronic physical adaptations and enhanced
mechanical efficiency to improve sprint performance [133,
134, 136–138, 140, 167]. However, no studies have meas-
ured chronic kinematic changes over distances > 20 m in
response to primary training methods (no additional tertiary
methods) to support their use in football code athletes [67,
101]. Our findings suggest that primary training methods
[58, 60, 67, 86, 101, 102, 116] may not significantly improve
sprint performance and—in some cases—may impair per-
formance. The primary methods within-group changes
presented no significant change in sprint performance (i.e.,
0–30 m, SMD 0.20 [95% CI − 0.01 to 0.42; 95% PI − 0.51 to
0.92]; 0 to > 30 m, SMD 0.06 [95% CI − 0.14 to 0.25; 95%
PI not applicable as n < 3]; Vmax SMD − 0.07 [95% CI − 0.24
to 0.10; 95% PI − 1.75 to 1.61]). This was further supported
by the pairwise between-group comparisons (sport only vs.
primary), which confirmed no significant difference was evi-
dent in the 0–30 m: SMD 0.33 (95% CI − 0.58 to 1.25; 95%
PI not applicable as n < 3). Despite the Vmax-phase outcome
reporting, the primary methods were superior (large SMD)
to sport-only training (SMD 1.13 [95% CI 0.17–2.09; 95%
PI not applicable as n < 3]), and this difference reflects the
maintenance of sprint performance rather than the reduced
performances reported in the sport-only groups [58, 67]. The
contradictions between our findings and previous reviews
supporting primary training methods is likely because other
studies misclassified training methods by not including addi-
tional training (e.g., resistance training), most probably as
part of their usual training programme [38, 117, 168–171].
Therefore, previous review findings may support a combined
approach of both specific and non-specific training, not pri-
mary training alone [32, 33].
Football code athletes have high chronic exposure to short
sprints (< 20 m) with incomplete recovery between sprints
as part of the demands of training and matches; therefore,
replicating these exposures is unlikely sufficient stimulus for
neurological or morphological adaptations [158–161, 172].
Prescribing short-sprint repetition distances (e.g., 18.7–20 m
[58, 60, 116]) limits athlete exposure to sprinting at Vmax
(typically achieved at > 20 m in football code athletes [8,
9, 27, 29–31]), performed at submaximal efforts (< 95%
Vmax [102]) and/or with incomplete recovery (e.g., 2–3 min
between repetitions [< 1–2 min of activity−1]) for medium
to long sprints (e.g., 30–55 m sprints, ~ 4–7 s duration [67,
86, 102]). Furthermore, incomplete rest between sprint
efforts may reduce maximal sprint intensity, causing meta-
bolic stress and reduction in energy substrates [173–175].
However, it is worth noting that the removal of two studies
[58, 60] that prescribed short sprints moderated the statisti-
cal significance for the 0–30 m and Vmax-phase outcomes
from non-significant to significant. These findings contrast
with the findings in short-sprint performance, indicating
that longer sprints and Vmax-phase outcomes may be more
susceptible to performance changes from primary training
methods when prescribed appropriately [25]. Future stud-
ies should provide complete rest periods between maximal
intensity sprints reaching and maintaining Vmax.
Running technique drills that simulate the sprinting action
by isolating specific movements into more manageable com-
ponents [130, 176] are a component of primary training. For
positive reinforcement of the technique, sprinting biome-
chanics must closely resemble the action and develop the
athlete’s limiting factor(s) [131, 177]. However, technique
drills (e.g., A and B drills) are often performed at much
slower velocities than sprinting, potentially not replicating
sprinting from a kinematic standpoint [178]. It has been
questioned whether running drills have value, especially
when performed incorrectly [179, 180]. However, as with
short-distance sprint outcomes [25], no study has evaluated
the effects of including/excluding sprint-technique drills in
football code athletes, and explanations of the training pre-
scription are often limited. Therefore, sprint training that
addresses the magnitude and rate of force production on the
ground and the mechanical efficiency (e.g., tertiary or sec-
ondary methods) may be more appropriate [180].
4.3.3 Secondary Methods
Secondary training modalities apply overload to the sprint-
ing action by reducing (e.g., resisted sprinting) or increas-
ing (e.g., assisted sprinting) the movement speed, allowing
athletes to reach supramaximal velocities. Across the seven
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Training Medium to Long Sprint Performance in Football Athletes
studies [58, 60, 79, 85, 86, 101, 116], findings showed a
significant moderate within-group improvement in 0–30 m
(SMD 0.61 [95% CI 0.31–0.91; 95% PI − 0.43 to 1.65])
and small improvements in 0 to > 30 m (SMD 0.37 [95%
CI 0.25–0.50; 95% PI: all studies shared a common effect
size]), with no significant changes in Vmax phase (SMD 0.07
[95% CI − 0.10 to 0.23; 95% PI − 1.57 to 1.71]). These find-
ings are supported by the pairwise between-group analysis
(sport only vs. control), confirming the effectiveness of the
secondary methods (large SMD) in enhancing or maintain-
ing medium to long sprint performance, respectively, com-
pared with reductions in sport-only training groups (0–30 m,
SMD 2.78 [95% CI 1.53–4.03; 95% PI not applicable as
n < 3]) and Vmax phase (SMD 1.27 [95% CI − 0.11 to 2.65;
95% PI not applicable as n < 3]). Training adaptations have
been reported as being velocity change specific (%Vmax
increase vs. reduction [181]), with variations in distance-
specific improvements for secondary methods (i.e., assisted
vs. resisted) [116]. This is evident in both our findings and
those of another review, reporting no significant improve-
ments in Vmax-phase outcomes in secondary training meth-
ods [33]. Hence, the improvements in 0–30 and 0 to > 30 m
performance may be a result of acceleration-specific adap-
tations reflected in short-sprint improvements included in
the sprint outcome. The overload of the secondary training
methods results in neurological or morphological adapta-
tions, allowing greater generation of ground reaction forces
and improved mechanical efficiency to enhance performance
[33, 44].
Resisted sprints (i.e., loaded sleds) were shown to
increase both stride length and frequency and lead to an
acute increase in forward trunk lean (improved position
to generate horizontal impulse) during sprints < 20 m in
team sport athletes and university students [182–185]. In
contrast, assisted methods demonstrated increased stride
length and decreased stride frequency in track athletes [33,
44], whereas reduced ground contact times were reported
in football code athletes [101]. Studies measuring chronic
temporospatial changes in response to secondary training
methods (no additional tertiary methods) to support these in
football code athletes are currently limited [101]. Of the two
overload strategies, resisted sprint training [58, 60, 79, 85,
86, 116] has received the greatest attention in the research
on football code athletes despite significant improvements
in both training methods (resisted [58, 60, 85, 86, 116],
assisted [116], and a combination of both [101]). Currently,
no study has reported a statistically superior training effect
between assisted and resisted training modes, so which train-
ing mode is the most effective for developing sprint per-
formance remains unclear. Therefore, secondary training
methods appear to be an effective method for coaches and
athletes to improve 0–30 and 0 to > 30 m sprint performance
outcomes. However, if the aim is to develop the Vmax-phase
performance, then training strategies other than sled towing
(e.g., weighted vests) may be needed to develop phase-spe-
cific adaptations. For example, vertical forces have a greater
relative contribution to the Vmax phase [136, 137]. Acute
kinematic differences suggest vertical force production when
sprinting could be developed by undertaking training strate-
gies utilising weighted vests by providing a greater load on
the eccentric braking phase at the beginning of the stance
phase [185, 186], whereas sled towing is expected to pro-
vide a superior adaptation in horizontal force production
[185, 187, 188]. Further research is required to determine
the optimal load, loading strategy, and dose for performance
enhancement, particularly for Vmax development.
4.3.4 Tertiary Methods
Tertiary training methods represent a wide range of training
methods (e.g. strength, power, plyometrics [32, 189]) that
are commonly performed to target neuromuscular adapta-
tions that determine sprint performance (e.g., force–veloc-
ity–power and force–velocity profile) rather than simulat-
ing movement mechanics [26, 130, 146, 150]. Using the
load–velocity relationship, the appropriate resistance (body-
weight or external loads) limits either the maximum velocity
or the force at which the maximum effort will occur, or both
[190]. Therefore, practitioners are able to use force–veloc-
ity–power-orientated exercises in isolation or in combination
(e.g., high force/low velocity vs. low force/high velocity vs.
peak power load) to target load-specific adaptations [26, 130,
146, 150].
Despite previous criticisms of tertiary training methods
questioning the effectiveness of developing sprint perfor-
mance, significant within-group moderate improvements
were found for the 0–30 m (SMD 0.38 [95% CI 0.23–0.53;
95% PI − 0.63 to 1.41]) and Vmax-phase outcomes (SMD
0.45 [95% CI 0.08–0.81; 95% PI − 0.97 to 1.83]). No sig-
nificant change was found for the 0 to > 30 m outcome
when all studies were included (SMD 0.22 [95% CI − 0.26
to 0.70; 95% PI − 1.73 to 2.17]). The significant within-
group changes in point estimate in the 0–30 m and Vmax
outcomes were supported by significant findings in the
pairwise between-group analysis (sport only vs. tertiary),
with observed performance improvements (large SMD)
confirming the effectiveness of the tertiary training meth-
ods in enhancing medium to long sprint performance com-
pared with sport-only training: 0–30 m (SMD 1.49 [95%
CI 0.95–2.03; 95% PI − 1.06 to 4.03]), 0 to > 30 m (SMD
1.12 [95% CI 0.56–1.68; 95% PI − 0.29 to 2.52]), and Vmax
phase (SMD 1.95 [95% CI − 0.75 to 3.15; 95% PI − 10.13 to
14.03]). Therefore, phase-specific adaptations may be pre-
sent. However, the presence of significant improvements in
both 0–30 m (likely a greater influence of the acceleration
phase) and the Vmax-phase performance changes are likely
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B. Nicholson et al.
a result of both acceleration- and Vmax-phase-specific adap-
tations. Research comparing the kinetic factors underlying
differences between athletes with higher Vmax capabilities
(sprinters) and slower athletes (soccer players), found that,
at the same touchdown velocity, the sprinters attenuated the
eccentric forces to a greater extent in the late braking phase
and produced a higher antero‐posterior component of force,
yet ground contact durations were similar across groups
[27]. Therefore, training methods such as strength, power,
or plyometrics training that increase an athlete’s ability to
produce sufficient vertical force, to withstand and reverse
eccentric braking forces, and to generate high antero‐pos-
terior propulsive force may be required to enhance an ath-
lete’s ability to accelerate more rapidly while also attaining
a greater Vmax [27, 130]. The improved physical capacities
developed during tertiary training methods have previously
been shown to manifest in significant improvements in sprint
performance with associated reductions in contact time or
changes in stride frequency and length [34, 67, 169, 170].
Therefore, correspondence between the larger ground reac-
tion forces produced across medium- to long-distance sprints
and the neural and morphological adaptations induced by
these training methods is likely to be high [140]. Hence,
the lack of significance in the 0–30 m outcomes is likely
due to large significant reductions in sprint performance as
presented by Gabbett et al. [89], moderating the statistical
interpretation of the results and therefore supporting previ-
ous research [32] for the use of tertiary training methods
(i.e., strength, power, and plyometric training) performed
individually or in combination (e.g., strength power and
plyometrics training) for improving sprint performance.
Considerations should be made when training for
increased mass development, which is often associated with
tertiary methods: as an athlete gets heavier they may not
produce higher maximal force characteristics when normal-
ised for BM [132]. Therefore, the force requirements in the
stance leg increase with BM to minimise the braking forces
and maximise propulsive forces to attain Vmax, as does the
aerodynamic drag resulting from a larger frontal surface area
[132, 191]. Hence, increases in BM may be counterproduc-
tive for sprinting, at least when not moving an external mass
[132].
4.3.5 Combined Methods
Combined methods training includes both specific sprint
training (primary and or secondary methods) and tertiary
methods, recommended by researchers and sprint and
football code practitioners to develop sprint performance
[24, 32, 133, 192–194]. This combination of both training
methods enables practitioners to provide stimuli to develop
both mechanical efficiency and the maximal physical capa-
bilities of the lower limb concurrently [110, 169, 170, 195].
Previous studies of combined specific and tertiary training
methods demonstrated significant improvements in physi-
cal capacities (e.g., force, velocity, and power [36, 110]),
increased stride lengths, reduced stride frequencies, and
reduced stance contact times [76, 169, 170]. However, the
changes in spatiotemporal variables are limited to short dis-
tances, with no significant changes presented in medium-dis-
tance sprints (e.g., stride length or frequency and contact or
flight times [36, 76]). This review found significant within-
group moderate improvement at 0–30 m (SMD 0.43 [95% CI
0.21–0.65; 95% PI − 0.69 to 1.55]) and small improvements
in 0 to > 30 m (SMD 0.33 [95% CI 0.15–0.51; 95% PI − 0.50
to 1.16]), with no significant change in the Vmax phase (SMD
0.05 [95% CI − 0.23 to 0.34; 95% PI − 1.01 to 1.11]). Pair-
wise within-group analysis (sport only vs. combined) indi-
cated significant performance improvements in favour of
combined methods (large SMD): 0 to > 30 m, SMD 1.51
[95% CI 0.21–2.80; 95% PI − 4.26 to 7.28]). Interestingly,
the 0–30 m and Vmax-phase contrasted with these findings,
suggesting the combined methods were no more effective
than sport-only training: 0–30 m (SMD 0.58 [95% CI − 0.93
to 2.10; 95% PI − 5.20 to 6.37]); Vmax phase (SMD − 0.83
[95% CI − 4.33 to 2.68; 95% PI not applicable as n < 3]).
Sensitivity analysis appeared to indicate that the single study
demonstrating a large reduction in the Vmax-phase sprint per-
formance changed both the statistical significance and the
direction of the reported effect [97]. The negative effects
reported in this study were attributed to the interference of
the volume of aerobic training and thus is an important con-
sideration when attempting to develop medium to long sprint
performance. As discussed in Sect. 4.3.3, phase-specific
adaptations appear to be present, with performance changes
likely a result of acceleration-specific adaptations reflected
in short-sprint improvements included in the sprint outcome.
Despite presenting significant training effects, each method
presented different training methods (see Table S3 in the
ESM). Therefore, combined specific methods appear to be
an effective training method for football code athletes for
0–30 and 0 to > 30 m sprint performance outcomes. How-
ever, if the aim is to develop the Vmax-phase performance,
training strategies may be modified to develop phase-spe-
cific adaptations (e.g., increase vertical ground reaction in
reduced stance phases). Further research is required to iden-
tify the optimal combination of exercises and training loads
to improve phase-specific performance.
4.4 Moderator Variables
It is important to identify the moderator variables (i.e., foot-
ball code, sex, age, playing standard, stage of the season)
that may impact upon sprint training outcomes. Studies were
excluded from the analysis if the value used for subgroup
analysis was not reported, if they did not provide sufficient
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Training Medium to Long Sprint Performance in Football Athletes
detail, or if they did not match the appropriate moderator
categories.
4.4.1 Sex
The meta-analysis of the intervention training groups
found that the sprint performance of both male and female
football code athletes could be improved. However, the
improvements for the 0 to > 30 m and Vmax-phase outcomes
in females were not significant. When comparing male and
female athletes, there was no significant difference between
the training effects. This should be taken within the context
of the scarcity of the available information on female athlete
training compared with that for males [196]. The limited
research comparing sex differences in training response in
football code athletes found no significant effect of sex on
changes in sprint performance [65]. Therefore, despite the
demonstrated differences between physical characteristics
[21, 132] and endocrine response [197] to training between
males and females, evidence is currently insufficient to sug-
gest that practitioners should approach developing sprint
performance differently based on an athlete’s sex.
4.4.2 Playing Standard
Both elite and sub-elite subgroups improved sprint perfor-
mance. However, there was no significant improvement
in sub-elite Vmax-phase performance. The between-group
comparison identified no significant difference between the
training effects for elite and sub-elite groups. Despite sprint
performance differentiating between performance standards
[19–21], no study has explored whether sub-elite athletes are
more sensitive to training than elite populations. However,
research has demonstrated a decrement in the magnitude of
the correlations with increasing levels of practice between
the lower limb neuromuscular maximal capabilities and
the ability to generate force during sprinting for sub-elite
athletes compared with elite athletes [129, 150]. Therefore,
further improvements may be represented by the ability
to effectively apply force into the ground at progressively
increasing velocities (mechanical effectiveness) to achieve
either a greater rate of acceleration or enhanced Vmax perfor-
mance, or both. Hence, for medium- to long-distance sprints,
a greater focus on developing the mechanical capabilities
contributing to the athlete’ s ability to generate propulsive
impulse (force × time) and their application at higher veloci-
ties and decreasing ground contact times (i.e., mechanical
efficiency, theoretical maximal horizontal velocity and maxi-
mal power) is required [146, 150]. Theoretically, this may
be achieved by using resisted sprints that enable athletes to
apply force at high velocities (low loads or assisted sprint-
ing), by training at loads that correspond with optimal load
for maximal power as well as low load (BM) or assisted
horizontal or vertical jumps [146]. However, further research
is required to demonstrate the effectiveness of these training
strategies. Therefore, despite the demonstrated differences
between physical characteristics between elite and sub-elite
athletes [132] when considered independent of training
status, evidence is insufficient to suggest that practitioners
should approach developing sprint performance differently
based on athlete’s playing standard within the football codes.
4.4.3 Age
The sprint performance of both senior and youth cohort
subgroups was enhanced following training interventions,
apart from the youth Vmax phase. Between-group compari-
sons identified that youth athletes enhanced sprint per-
formance more than senior athletes at 0 to > 30 m, which
supports research stating that training response is typically
greater in younger athletes than in their older counterparts
[89]. Factors such as chronological age may have moder-
ated the training effects of the tertiary training methods in
male youth athletes, with a greater training effect in younger
(< 15 years) than in older (< 18 years) athletes [89]. Youth
athletes experience multiple morphological and neural
changes as a result of growth and maturation [198], which
has implications for sprinting performance changes [48, 50,
199]. The stage of maturation has been shown to moderate
the training effect, with youth athletes training at pre-peak
height velocity presenting lesser improvements than those
at mid- and post-peak height velocity [48, 50]. Changes in
youth cohorts may have been affected by the inclusion of
pre-pubescent athletes and ineffective training exposures
[93], which was not considered in the current analysis. These
training effects suggest that coaches of youth athletes should
take into consideration chronological and maturational age,
increased baseline performance levels, and greater training
experience [89, 200]. However, further research is required
to understand sprint performance outcomes by age, which
could include maturity grouping.
4.4.4 Sport
All sprint performance outcomes were improved in the
soccer subgroup. Rugby union and American football pre-
sented significant improvements in 0–30 and 0 to > 30 m,
respectively. No significant improvement was found in
rugby league, rugby sevens, or Australian Rules football.
Football codes training subgroups with limited representa-
tion in the literature (one to two training groups for a given
distance outcome) were not considered for subgroup analy-
sis (e.g., 0–30 m rugby sevens [n = 1] [87]). Despite differ-
ences in physical characteristics [129, 132] and movement
demands [158, 159], there were limited between-subgroup
differences. The between-group comparison showed that
278
B. Nicholson et al.
the increase in performance was significantly greater in
soccer than in rugby union, rugby sevens, and American
football (0 to > 30 m). The improvement in performance
was significantly greater in American football than in rugby
union (0 to > 30 m). No significant differences were found
between the training effects for the football code subgroups
for the Vmax-phase outcome. Although several factors may
have contributed to the significant differences (e.g., training
content, duration, frequency), the greater training experience
in various forms of resistance training in the rugby codes
and American football (e.g., ≥ 2 years’ systematic resistance
training [76, 83, 105, 117, 118, 201]) may have resulted
in lower morphological or neurological adaptability to the
training stressors, resulting in lower training responses com-
pared with the less training-experienced soccer subgroups
[130, 132]. However, the literature is insufficient to dem-
onstrate the between-subgroup differences across all sprint
performance outcomes, and it remains unclear whether these
are specific to training methods or distance outcomes. No
study has compared the difference in training effects between
football codes implementing matched training interventions
in football code athletes on sprint performance. Therefore,
evidence is insufficient to support coaches adapting sprint-
training methods based on football code.
4.4.5 Season
The in-season and off-season subgroups presented signifi-
cant improvements in 0–30 and 0 to > 30 m, despite prac-
titioners typically having less time available to develop
physical or movement capacities during the in-season and
off-season periods [51]. Pre-season subgroups only sig-
nificantly enhanced 0–30 m performance, and no signifi-
cant improvement in the Vmax phase was observed at any
phase of the season. It is generally reported that fitness
improvements are observed in the pre-season, with sub-
sequent stabilisation of such fitness variables in-season
[202]. Consequently, greater benefits are expected in trials
performed during the pre-season period than in those in
the in-season [203, 204]. The between-group comparison
found significantly greater improvements in-season com-
pared with pre-season and off-season in the 0 to > 30 m
outcome only. Therefore, with appropriate prescribed
training methods, 0–30 and 0 to > 30 m sprint performance
can be enhanced in-season. The 0 to > 30 m pre-season
subgroup was sensitive to the large reduction in training
performance presented by Gabbett et al. [89], explain-
ing the lack of significant improvement. The Vmax phase
appeared to present greater resistance to change based on
the current training programmes. None of the included
studies compared the difference between training effects
between the phase of the season, implementing matched
training interventions in football code athletes on sprint
performance. Therefore, despite the differences in training
demands between training phases, evidence is insufficient
to support coaches adapting sprint-training methods based
on the phase of the season.
4.5 Limitations
Whilst this work represents the largest systematic review
and meta-analysis of medium- to long-distance sprint
performance, limitations do exist. First, this review clas-
sified training into groups (i.e., sport-only, primary, sec-
ondary, tertiary, combined, and combined specific meth-
ods), which improved on previous classifications [32, 39]
but also did not consider the complexity of sprint per-
formance development within the training prescription,
the population, and the assessment methodologies. The
broad within-group change approach taken was used to
review all available literature; however, this method rep-
resents a suboptimal method of exploring training cau-
sality while also providing additional areas of bias to
the interpretation (e.g., regression to the mean [205]).
However, we attempted to address this by combining
a within-group pre-post change design and a pairwise
between-group design, enabling an evaluation of both
high-quality controlled trial comparisons and an explora-
tion of the breadth of the available literature using a range
of research designs. Despite the important influence of
prior training status and physical capacities [128–130], it
was not possible to include these as moderators for several
reasons: (1) most studies did not report physical capacity
and/or training experience within their descriptive statis-
tics; (2) those that did were inconsistent in how they were
reported and the testing methods used; and (3) studies
were often limited to years of football code-specific train-
ing or resistance training, with little consideration of how
the stimulus was provided. Therefore, the level of detail
to fully understand sprint development is lacking, but this
is difficult in the context of understanding sprint develop-
ment and the multiple factors that interact. However, the
review attempted to analyse several moderator variables
(i.e., football code, sex, playing standard, age, and phase
of the season), highlighting a limitation that most research
is undertaken using parallel-group trials within male soc-
cer athletes involving mainly tertiary training methods.
Therefore, research including randomised controlled trials
across the football codes and female cohorts using multi-
ple training methods is limited, which may affect the meta-
analysis and moderator variable analysis and subsequent
interpretation. Despite these limitations, the information
gathered from the current review with meta-analysis may
support practitioners in making evidence-informed deci-
sions when organising and evaluating training.
279
Training Medium to Long Sprint Performance in Football Athletes
4.6 Future Research Directions
This review presented similar research directions to those
presented in the short-sprint training literature as the limi-
tations were consistent across all outcomes [25]. Where
possible, future research should use high-quality research
designs (e.g., randomised controlled trials) to expand and
reaffirm the current findings whilst addressing the multiple
gaps in specific populations. Research is required to exam-
ine the training effects in football codes other than soccer
(e.g., rugby codes, American football, Australian Rules,
Gaelic football, and futsal), in world-class and successful
elite athletes, in trained populations with systematic training
exposures, in youth athletes of various growth and matura-
tional status, and in female athlete cohorts. It is worth high-
lighting that, although several effective training methods
are reported, it may be inappropriate to try to define the
best methods for enhancing sprint performance in football
(e.g., exercises, set and repetition schemes). Instead, the
integration of different methods based on the training back-
ground, individual requirements, and progression over the
training process needs to be further analysed to inform the
optimal stimulus and organisation of training. It is essential
that future research designs include pairing subjects based
on resistance training experience and/or physical capacities
(i.e., lower limb force characteristics) to establish a greater
understanding of whether training changes and adaptations
are dependent upon these variables. Both researchers and
practitioners should consider the combined modelling of
velocity–time curves with kinematic and kinetic changes
assessed at more frequent intervals. This would enable prac-
titioners to isolate and confirm a time course of adaptations
and the underlying causes of changes in performance [21,
129, 150] whilst also reducing the limitations associated
with pre- and post-sprint times or velocities [55]. Given the
respective importance of repeated sprint ability and non-
linear sprint outcomes in the football codes, future research
should explore their development, providing practitioners
with a more comprehensive overview of developing athletes’
sprint characteristics.
Research identified that the majority of elite sprint and
football code coaches reported utilising and advocating for
an integrated approach using the combined training methods
approach [24, 32, 133, 192–194]. This is performed both
individually and in separate sessions and combinations (e.g.,
complex or contrast sets), enabling the development of mul-
tiple physical capacities and skills simultaneously [24, 32,
133, 192–194]. Therefore, further research would be better
suited to manipulating the combination, sequencing, and
loading parameters of combined specific and non-specific
methods to enhance sprint performance longitudinally as,
ultimately within the football codes, combined training is
implemented. This should be combined with methods of
profiling that allow optimisation and individualisation of
training exposures [150, 189, 206–208], which may reduce
the variability in performance change [189]. While exercise
specificity is certainly an important principle when develop-
ing a training programme, it is only one of several princi-
ples that will influence the effectiveness of the programme.
Therefore, future research should continue to explore within
and between subgroups the effects of overload, variation,
and reversibility and the effect on sprint performance change
[26]. Furthermore, this needs to be supported with determin-
ing the minimal and optimal training doses to retain and
develop sprint performance in football code athletes. This
will directly influence practitioners’ organisation of training
and the prescribed loading variables.
5 Conclusions
Establishing the most effective methods to improve medium-
to long-distance performance outcomes is an important
consideration for practitioners working across the football
codes. This work represents the first systematic review and
meta-analysis of sprint performance development using
medium- to long-distance outcomes that include all training
modalities while exclusively assessing within- and across-
football code athletes. The results indicate that medium to
long sprint performance outcomes can be enhanced through
secondary (i.e., resisted or assisted sprinting), combined
(i.e., primary or secondary and tertiary training methods)
(0–30 m and 0 to > 30 m), and tertiary training methods
(0–30 m). In addition, tertiary training methods were the
only method that enhanced Vmax-phase performance signifi-
cantly. Performance changes in outcomes > 20 m may be
attributed to either or both adaptations specific to the accel-
eration or Vmax phases, and not Vmax exclusively. Despite
this, when comparing training typology, no individual mode
was found to be the most effective. However, both sport-
only training and primary training methods appeared to
be insufficient to develop medium- to long-distance sprint
performance outcomes. The null and negative performance
effects present in all training group PIs warrant caution, as—
regardless of training mode-specific point estimate—factors
such as athlete’s capacities, previous training exposures, and
the programme design may moderate positive performance
adaptations. Moderator effects, although not mode specific,
suggested that there is no consistent effect of age, sex, play-
ing standard, and phase of the season on sprint performance
change across outcomes. Regardless of the population char-
acteristics, medium- to long-distance sprint performance can
be enhanced by increasing either the magnitude or the ori-
entation of force an athlete can generate and express in the
sprinting action, or both. These findings present practitioners
280
B. Nicholson et al.
with several options to suit their programme to enhance
medium- to long-distance sprint performance.
Supplementary Information The online version contains supplemen-
tary material available at https:// doi. org/ 10. 1007/ s40279- 021- 01552-4.
Declarations
Funding No sources of funding were used to assist in the preparation
of this article.
Conflict of interest Ben Nicholson, Alex Dinsdale, Ben Jones, and
Kevin Till have no conflicts of interest that are directly relevant to the
content of this article.
Availability of data and materials The datasets generated during and/or
analysed during the current study are available from the corresponding
author on reasonable request.
Ethics approval Approval was obtained from the ethics committee of
Leeds Beckett University. The procedures used in this study comply
with the ethical standards of the Declaration of Helsinki.
Consent for publication Not applicable.
Author contributions All the authors contributed to the manuscript,
including the conception and design of the study, analysis and inter-
pretation of the data, drafting and critical revision of the manuscript,
and approval for publication. All authors read and approved the final
manuscript.
Open Access This article is licensed under a Creative Commons Attri-
bution 4.0 International License, which permits use, sharing, adapta-
tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article's Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article's Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visit http:// creat iveco mmons. org/ licen ses/ by/4. 0/.
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Authors and Affiliations
Ben Nicholson1 · Alex Dinsdale1 · Ben Jones1,2,3,4,5 · Kevin Till1,2
* Ben Nicholson
[email protected]
1
Carnegie Applied Rugby Research (CARR) Centre,
Carnegie School of Sport, Leeds Beckett University,
Headingley Campus, Leeds LS6 3QS, UK
2
Leeds Rhinos Rugby League Club, Leeds, UK
3
England Performance Unit, The Rugby Football League,
Leeds, UK
4
School of Science and Technology, University of New
England, Armidale, NSW, Australia
5
Division of Exercise Science and Sports Medicine,
Department of Human Biology, Faculty of Health Sciences,
The University of Cape Town and the Sports Science
Institute of South Africa, Cape Town, South Africa
| The Training of Medium- to Long-Distance Sprint Performance in Football Code Athletes: A Systematic Review and Meta-analysis. | 09-09-2021 | Nicholson, Ben,Dinsdale, Alex,Jones, Ben,Till, Kevin | eng |
PMC8751030 |
Citation: Ouyang, Y.; Cai, X.; Li, J.;
Gao, Q. Investigating the “Embodied
Spaces of Health” in Marathon
Running: The Roles of Embodiment,
Wearable Technology, and Affective
Atmospheres. Int. J. Environ. Res.
Public Health 2022, 19, 43. https://
doi.org/10.3390/ijerph19010043
Academic Editor: Paul B. Tchounwou
Received: 12 November 2021
Accepted: 20 December 2021
Published: 21 December 2021
Publisher’s Note: MDPI stays neutral
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Attribution (CC BY) license (https://
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4.0/).
International Journal of
Environmental Research
and Public Health
Article
Investigating the “Embodied Spaces of Health” in Marathon
Running: The Roles of Embodiment, Wearable Technology,
and Affective Atmospheres
Yi Ouyang 1, Xiaomei Cai 2, Jie Li 1 and Quan Gao 3,*
1
School of Geographical Sciences, Guangzhou University, Guangzhou 510006, China;
[email protected] (Y.O.); [email protected] (J.L.)
2
School of Tourism Management, South China Normal University, Guangzhou 510006, China;
[email protected]
3
School of Geography and Planning, Sun Yat-Sen University, Guangzhou 510006, China
*
Correspondence: [email protected]
Abstract: This paper examines how spaces of health are produced through embodied and affective
practices in marathon running in China. While the social-cultural effects of distance running have
gained increasing attention among public health scholars and policymakers, there has been little
effort paid to the spatiality of running and its contributions to producing healthy spaces for the
general public. This paper therefore fills the lacuna through a qualitative study that was conducted
with 29 amateur marathon runners in China. Drawing on the Gioia Methodology in coding and
analyzing qualitative data, we highlight the interactive effects of body, wearable technology, and
affective atmospheres in producing what we call “embodied space of health.” We suggest that the
embodied space of health is not simply the bodily experience per se but rather a relational space
constituted through the co-production of body, non-human objects, and space/place. It is through
these relational spaces that the effects of health and well-being (e.g., self-exploration and therapeutic
feelings) emerge in marathon.
Keywords: running; bodily space; affective atmospheres; health
1. Introduction
Running has gradually become an important inquiry to public health researchers and
policymakers since the late 1970s given its health-promoted benefits [1,2]. In particular, over
the past one decade or so, scholars have shown growing interests in exploring the cultures
of distance running and how they relate to the issues of health and wellbeing [3–7]. This
cultural approach to running studies pay attention to the ways in which healthy lifestyles
are produced and maintained through running cultures and practices [6,8]. They contend
that running is a form of embodied practice through which people’s health consciousness
and subjectivity are shaped. For example, distance running is increasingly perceived by
people as a way to attain self-realisation and a self-disciplined lifestyle [4]. However,
existing research in the cultural studies of running largely neglects the spatial dimension
of running and especially how the consequence of health emerges from the interaction be-
tween body, object, and space/place in running. Some scholars have noted that space/place
matters in health studies not only because some places (e.g., therapeutic landscape) have
health-promoted effects but because space conditions and mediates people’s practices of
health making [9,10]. This is particularly the case in running, an inherently spatial practice
that calls upon the body to move across/through spaces [4]. Nevertheless, the relationship
between running, space, and health warrants a closer examination.
This paper therefore fills the lacuna through elaborating on the idea of what we call
“embodied space of health” and through a qualitative study of marathon running in China.
Over the past decade, marathon running has become one of the most popular sports in
Int. J. Environ. Res. Public Health 2022, 19, 43. https://doi.org/10.3390/ijerph19010043
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2022, 19, 43
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China. The number of marathon races held on the country has dramatically grown from 22
in 2011 to 1581 in 2018 [11]. During the same period, the number of participants has also
increased from 410 thousand to more than 7 million [11]. Marathons have gained much
attention from not only the public but also the policymakers. In 2017, the Chinese state
launched a Marathon Development Plan, which signified that the marathon was promoted
to a state-sanctioned program [11]. According to Ronkainen et al., the growing demands
and enthusiasm for marathon running in China is fueled by the country’s socio-political
reform and the dramatic economic growth over the past two decades [12]. The significant
improvement on people’s life quality has led to “a rapidly growing, health-conscious, and
affluent class” who have paid increasing attentions to their bodies and health [12] (p. 42). In
the ideological sphere, the market-oriented and neoliberal reforms in China have released
people from the constraints of collectivist ideologies, which instead enables individuals’
pursuit of self-enrichment and self-making [13]. In particular, health and health-making
are viewed as an important facet of desired citizenship and particularly individuals’ utility
in a market-oriented society [13]. The popularity of marathon in China has opened up new
spaces for health practices. These social contexts provide an important entry to examine
the social-cultural logics of marathon and especially the interaction of body, space, and
health in the marathon. Against this backdrop, this paper therefore aims to explore how
spaces of health are produced through the embodied and affective practices in running. It
is noteworthy that we utilise “space” rather “place” in this paper because space addresses
a more relational account of health-making, while place is often associated with particular
qualities of health (e.g., therapeutic landscape). Nevertheless, we suggest that space can
become place through embodied and affective practices in running. Drawing on Gioia
Methodology [14], we emphasise the interactive effects of body, wearable technology, and
affective atmospheres in producing the “embodied space of health.” This paper therefore
moves away from a biophysical study of health in running studies to an embodied and
relational account of running and health.
2. Recreational Running and the Embodied Space of Health
2.1. Recreational Running, Space, and Health
Public health scholars in recent years have shown growing interest in exploring the role
of recreational running in shaping the practices and subjectivities of health [4]. Running is
perhaps one of the most popular form of sports that contributes to a healthy lifestyle [2]. In a
medical sense, running positively facilitates the achieving of healthy body through tackling
obesity, improving well-being and mental health status, inspiring individuals’ desires for
participating in sports activities, and increasing people’s capacity of self-management [15].
The popularity of running is not only due to its health-related benefits but also the low
costs of entry that enable individuals to easily and inexpensively practice at flexible space-
times [16,17]. Moreover, running as a widely participated sport is increasingly promoted
by the state to build up a “healthy society,” which is integral to the neoliberal health policy
that channels the accountability for health from state to individuals [18]. Therefore, running
is an important topic for public health policymakers around the world.
In particular, the cultural studies of recreational running has gained growing attentions
in recent years [3,6,7,19]. This line of research primarily focuses on how health practices
and subjectivities are constituted through social construction of running. For example,
Collinson and Hockey suggested that distance running can create subculture and collective
identity within runners in which particular values and dispositions, such as self-discipline,
stoicism, and sportsmanship, are valorized [3]. As they note, the “affective community of
friends and fellow runners” influences runners’ social-psychological capacity to manage
their bodies and especially injuries and restoration [3] (p. 394). Yet, the sociality of running
is not only shaped by the collective practices and interactions of runners but also the
spatial-temporal arrangements and the collective physical infrastructures that structures
runners’ health practices [20,21]. In general, running is argued to be a key element of
the self-realisation and identity-making of its practitioners who seek to demonstrate their
Int. J. Environ. Res. Public Health 2022, 19, 43
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skills and affirm their beliefs in healthy lifestyle: “this identity extends beyond immediate
benefits, such as body tone, weight loss, and overall fitness, and comes to include a more
intrinsic self-identification as a runner” [7] (p. 338). Another strand of research relates
running to the production of healthism and health-related consciousness [6,14]. Runners’
health practices and desires for fitness is also influenced by the discourses of healthism
constructed by society and media on the “internalized body-ideals—on what the healthy
and fit body should look like, and how to gain body-satisfaction” [6] (p. 18). The promotion
of healthism in many societies has become a device to achieve social control and to produce
productive, healthy, and self-responsible citizens. In this sense, social and political contexts
are also crucial in shaping the health practices and subjectivities of runners, as running is a
site through which healthism is internalised into runners’ body.
Although existing scholarship has acknowledged the cultural significance of running,
little attention has been paid to the spatiality of running and especially how running can
create health-promoting spaces [4]. In essence, running is an inherently spatial practice
because it calls upon the body to move across/through space, place, and landscape and
influences the way individuals make sense of the environments around them [18]. Some
research has revealed that space/place matters in eliciting running practices and public
health [22–24]. This primarily manifests in the studies that examine the significance of
events (e.g., road runs and fun runs) and particular place/landscape (e.g., parks, forests,
and hill) in stimulating the health effects of running [22–24]. Nevertheless, a more nuanced
understanding of running, space, and health remains piecemeal [21]. Attending to the
spatiality of running and health should focus on not only the body as a site through which
health subjectivities are formed but also how the embodied practices of running may create
new spaces of health [4,21]. In other words, embodiment is not only a crucial dimension of
health but also influences the ways that runners make sense of the space and place around
them [4]. This paper therefore contributes to this inquiry by elaborating on what we call
the “embodied spaces of health” in recreational running.
2.2. Theorising the “Embodied Space of Health” in Running
It has been widely recognised that running is an embodied and mobile practice that
moves in/across space/place [4]; yet, how health subjects form and emerge from the
interaction between body and space is largely under-theorised. Some research has revealed
that health and well-being are not simply acquired through the management of medical
body but also cultivated through the encounters with particular space/place, for instance,
the therapeutic landscapes [10]. The importance of the concept of space/place in health
studies is further acknowledged by the relational approach to health studies that draws
upon the merits of actor-network theory [25]. This approach argues that effects of health
“emerge from relationalities, interactions and assemblages of body/self, social discourses,
more-than-human subjects, and the broader social-environmental setting” [26] (p. 1).
Bearing this in mind, running is better understood as an embodied encounter between
people and space/place [27]. In running, people and space are actually in “a mutually
reinforcing and reciprocal relationship” [27] (p. 1825). For example, Little’s study of
running in nature suggested that people’s intimacy with nature is integral to their project
of self-caring, while the running practices in turn produce an authentic natural space that is
emotionally perceived as health-promoted [4]. This paper therefore advances the relational
and spatial approach to running and health by introducing the concept of what we call
“embodied space of health.” There are at least three lines of insights that contribute to our
theorisation of the “embodied space of health.”
First, the “embodied space of health” recognises the role of bodies and bodily practices
at the centre of health making and the production of health-promoted space/place. The
health effects of running are not instinctive but rather learned and disciplined through
running bodies such that particular health subjectivities, consciousness, dispositions, and
lifestyles can become part of the self [4,28]. Hanold pointed out that the bodily experiences
of pain during marathon running provide a way for the runners to explore the capacity of
Int. J. Environ. Res. Public Health 2022, 19, 43
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the body and to achieve self-realisation [29]. He also suggested that the desires for healthy
and disciplined bodies reproduce the social norms that associate marathon running with
middle-classness. Similarly, inspired by Lefebvre’s rhythm analysis, Edensor and Larsen
examined the bodily rhythms of marathon practitioners [5]. They argued that marathon
running is a rhythm that is collectively achieved by the spatial-temporal arrangements
of the body, place, environment, and various actors. Therefore, runners need to train
and manage their body in order to mobile to attain mobile rhythms and “experience
a collective eurhythmia with fellow runners” [5] (p. 731). In short, marathon running
involves management of the desires, capacity, pain, and rhythm of the body through which
the health subjects can emerge.
Second, existing literature of running has begun to acknowledge the role of wearable
technologies (e.g., smartwatch, self-tracking devices) in the production of health-promoting
places/spaces [4,30,31]. The literature on the “quantified self” has suggested that digital
technologies can help quantify bodies and their interaction with places to facilitate self-
betterment and self-reflection [32]. This is particularly the case in the wide utilisation of
wearable technologies, such as self-tracking devices in jogging and running. Esmonde’s
study of women’s use of fitness tracking technologies indicated that digital technologies
can enhance, reframe, or even undermine the pleasure that runners derive from their body’s
movement through space. She further acknowledges the non-human agency of digital
technologies that data collection in turn disciplines individuals’ feelings of health [31].
Little [4], however, argued that some runners’ use of digital technology may influence
personal values of health that cannot be quantified, such as sociality and escape from
regular life patterns. Nevertheless, human, non-human, and other types of objects are
capable of acting and shaping the social-spatial relations of health. Wearable technologies
therefore can be considered as an important factor in shaping the “embodied space of
health” in running.
Third, the “embodied space of health” captures not only the bodily experiences per se
but also the diffused, ambiguous, and non-representational spaces of health. This is partic-
ularly the case in the studies of “atmospheres,” “affect,” and “moods” of running [33,34].
Atmosphere is often understood as the “spatially extended quality of feeling” and “some-
thing distributed yet palpable, a quality of environmental immersion that registers in and
through sensing bodies whilst also remaining diffuse, in the air, ethereal” [35] (p. 413).
Researchers often use the concept of “affective atmospheres” to understand this diffused
forms of spatiality. “Affective atmospheres” are not feelings and bodily experiences per se
but something formed through the interactions between bodies, objects, and environments,
which in turn have the capacity to shape and condition people’s behaviours and subjec-
tivities [36,37]. Lupton contended that affective atmospheres can profoundly influence
the ways in which people “sense the spaces they inhabit and through which they move
and the other actors in those spaces;” therefore, affective atmospheres also shape how
health is felt and performed in specific spaces [32] (p. 1). For example, Larsen and Jensen
considered weather as an important affective atmosphere in distance running [37]. They
contended that “concrete and situated weather conditions are felt in our multi-sensorial
embodied relations to the ‘outer environment’” so that the experiences of running bodies
can be animated [37].
In general, existing literature has indicated that body, technology, and atmospheres
are important in shaping the space of health. However, there is scant research that examine
how body, technology, and atmospheres mutually shape one another in a way that may
engender new subjectivities and spaces of health in running. This paper therefore aims
to explore how embodied spaces of health are produced through the interaction of body,
non-human actors, and environments.
Int. J. Environ. Res. Public Health 2022, 19, 43
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3. Materials and Methods
3.1. Data Collection
The materials of this paper are based on a project that explores the embodied prac-
tices of marathon runners in China. Our data were collected through a qualitative study
conducted from September 2019 to January 2020. The methods utilised in this study in-
cluded participant observation and in-depth interviews. We also collected four runners’
dairies that recorded their experience during marathons. The dairies were copied, with
respondents’ permission, and analysed as important data sources of this research project.
The interviews were conducted with 29 amateur marathon runners, including 20 men and
9 women, with ages varying from 22 to 55 (see Table 1). All respondents had participated
in at least two marathons in one year. Most respondents were well-educated university
students, managers, or professionals who can be roughly categorised as middle class in
China. The interviews were largely unstructured to encourage participants to freely narrate
their experiences of running and how they make sense of the environments around them
during running. Interviews lasted from 30 min to 2 h and were recorded and transcribed in
full. Pseudonyms are utilised to protect the anonymity of respondents.
Table 1. Demographic information of participants.
Number
Gender
Age
Occupation
Number
Gender
Age
Occupation
M1
Male
30
Manager
M16
Male
27
Freelancer
M2
Male
30
IT developer *
M17
Male
41
Doctor
M3
Male
28
Architect
M18
Male
30
Company staff
M4
Male
40
Teacher
M19
Male
50
Constructor
M5
Male
22
Student
M20
Male
28
Entrepreneur
M6
Male
25
Student
F1
Female
40
Manager
M7
Male
40
Teacher
F2
Female
28
Company staff
M8
Male
23
Student
F3
Female
50
Accountant
M9
Male
38
Manager
F4
Female
35
Manager
M10
Male
48
Manager
F5
Female
34
Banker
M11
Male
25
Company staff
F6
Female
26
Banker
M12
Male
24
Student
F7
Female
23
Teacher
M13
Male
29
Company staff
F8
Female
29
Researcher
M14
Male
34
Manager
F9
Female
28
Company staff
M15
Male
28
Teacher
* Note: IT refers to information technology.
3.2. Data Coding and Analysis
This paper engages the Gioia Methodology to analyse and interpret interview and
dairies data so as to increase the “qualitative rigor” in inductive research [14]. This method-
ology is a modified version of grounded theory that aims to reveal the structure and
connection of qualitative data through conceptualisation and coding. There are some basic
steps of this method. First, researcher should “start looking for similarities and differences
among emerging categories” and “bend over backward to give those categories labels that
retain informants’ terms” [38] (p. 286). Second, we consider the constellation of 1st-order
codes, which should adhere faithfully to the terms ustilised by the informants. Third, if
there are some deeper process or structures underlying the 1st-order codes, we then can
proceed to 2nd-order themes and aggregate dimensions that form the basis for building a
data structure [14]. The interview and dairies data were coded with the assistance of the
qualitative data analysis software NVivo 11. As a result, we generated 522 codes that relate
to “body, space, and health” in marathon running. Based on these 522 codes, we conducted
1st-order analysis, which resulted in eleven 1st-order concepts and six 2nd-order themes.
An overview of the coding is presented below in Table 2.
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Table 2. The data coding of marathon running.
Aggregate
Dimensions
2nd-Order Concepts
1st-Order Concepts
Examples of Illustrative Quote
Bodily experience of
health
Capacity of the body
Pursuing the healthy and
desired body
“I have hyperlipidaemia and fatty
liver. So, I decided to change by
running marathon.”
Exploring the potentials and
limits of the running body
“That felt like riding a roller coaster,
which made you addicted and kept
you pushing the limits of your body.”
Autonomy of the body
Cultivating self-disciplined
bodies
“You paid more attention to manage
your body and time and stopped
staying up late.”
Resisting social norms
“Running has enabled me to break up
this patterned life trajectory.”
Digitally-mediated
experience of health
Self-betterment through
wearable technology
Establishing quantified self
“I can see the number and intensity of
trainings that I have done and I
intend to reach.”
Self-monitoring
“After training, these devices can
help you monitor your body.”
Negotiation of digital agency
Constraints of the wearable
technology
“Without the device, I can’t ensure
whether I was leading a scientific
running. It made me uncomfortable”.
Atmospheric
experience of health
Affective atmosphere
Sense of ritual
“You feel validated because of this
sense of ritual.”
Interaction of the bodies
“We would encourage and take care
each other on the road.”
Aesthetic place and landscape
“When you are running, you can
experience different beautiful
landscapes across China”.
Therapeutic environments
Nature, urban environment,
and weather
“This [environment] somewhat
purified me and brought me
peacefulness at that comment.”
4. Results
4.1. Marathon Running and the Bodily Experience of Health
The perception and exploration of the body is central to the health effects of marathon
running. Our coding processes show that the bodily experience of health can be divided
into two conceptulisations of the body: First, runners attempt to build up the capacity of
the body by cultivating healthy body and exploring the potentials of their body; second,
through marathon running, practitioners reclaim the autonomy of the body that was
thwarted by the programmatic lifestyles and social norms in the city. In general, the body is
a crucial site through which not only the biophysical presence of health but also the health
subjectivities are formed.
Pursuing a healthy body or desired body shape is often one of the main motivations
for participating into marathon running. However, marathon is nevertheless an intensive
endurance sport that may not be suitable for those who are not ready for a full marathon.
Therefore, many practitioners would engage in normal running first as pre-marathon
training and consider participating into marathon as the impetus to push them to build up
a healthy lifestyle and disciplined body. For example, M4, a 40-year-old teacher who was
troubled by obesity, told us:
You know, medically speaking, running is the best cure for illness. I have hyper-
lipidaemia and fatty liver. So, I decided to change by running marathon. But I am
not ready for a full marathon. I just ran around in the playground and hopefully
I will be ready to participate one day. Despite this, I can see significant change
that took place on myself. I became more self-disciplined. To prepare for the
marathon, I have a morning jog and regular diet every day.
Int. J. Environ. Res. Public Health 2022, 19, 43
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When we re-interviewed M4 four months later, he had completed his first marathon
attempt. However, we suggest that people’s engagements with marathon often goes
beyond concerns for the biophysical sense of health but also contributes to the construction
of a running body through which to achieve self-exploration. Many runners highlight
that marathon is a journey of self-exploration and transformation in which you can truly
experience the potentials and limits of your body. For example, M3, a 28-year-old architect,
recorded his experience of one marathon race in his diary:
Marathon is normally considered as a boring and physically-intensive sport in
outsiders’ eyes. But after you have participated in it, you would know that it’s a
process of communication between you and your body. While your body was
extremely tired, it persuaded you to give up. But simultaneously, your brain
would generate endorphin that made you excited and joyful. Gradually, you
would be addicted to these complex feelings . . . I think marathon has changed
me from within, which manifested in not only the body shape but also the spirit
and the energetic state of life. It is a systematic transformation of the self.
M3’s experience is consistent with Shipway and Holloway’s argument [6] that running
provides people a source of meaning and a life-changing experience that enable runners to
cultivate a confident self. Yet, we further suggest that running as a project of self-exploration
is animated by the situated bodily experience in particular “moments.” For example, the
bodily experience of “tiredness” and “painfulness” frequently appears in the interviews
and dairies. In particular, the negotiation of painfulness during marathon describes the
bodily experience of most practitioners. F5, a 34-year-old banker, contended that the painful
experience offered her a way to explore the limits of her body, through which she can attain
a new understanding of painfulness and the self:
When I reached the last 10 km in my first marathon attempt, I intensively felt
that I had pushed my body to its limits. I heavily and slowly moved my legs
that went into convulsions. I could clearly hear my breaths and heartbeats. It
was definitely painful . . . But, when I came back from it, I couldn’t help having a
second attempt of marathon, to continue experiencing this kind of pain. I realised
that pain was just a part of my experience that I didn’t need to avoid. I learned to
attain happiness from being in pain during a marathon.
Apart from self-exploration, M14, a 34-year-old manager, explains that the embodied
experience of marathon enabled him to reclaim the autonomy of the body and to escape
from the patterned lifestyle in the city. For M14, marathon running helped him to rediscover
the “true potential” of his body and attain an state of transcendence, in which he detached
from the patterned and ordinary self:
After a few years into the job, I had led an increasingly patterned and program-
matic lifestyle, nothing had changed. I couldn’t find any passion until I took
up marathon running. Running has enabled me to break up this patterned life
trajectory that may constrain me in the expected future . . . Running a marathon
felt like riding a roller coaster; it is painful yet exciting while you keep pushing
the limits of your body. It seemed masochistic, but If you didn’t do this, you
would never know your true potential.
Although marathon is a sport that requires the management and discipline of the body,
many correspondents report that self-discipline instead enabled them to reclaim control of
their body/life. For example, F9, a 28-year-old company staff member, told us that it helped
her attain higher degree of freedom by leading an ordered and self-disciplined lifestyle:
“When you engage in marathon, your life becomes more ordered because you pay more
attention to managing your body and time and stop staying up late. To maintain a healthy
lifestyle, I also had courage to reject many unnecessary parties.” In general, the running
body is an important site through which they can transform themselves to attain a certain
state of freedom, control, and self-realisation that form the basis for a healthy lifestyle.
Int. J. Environ. Res. Public Health 2022, 19, 43
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4.2. Wearable Technology and Digitally-Mediated Body
As Esmonde [31] (p. 809) noted, “the practice of self-tracking can influence a person’s
movement through the world while running or walking in important ways.” In particular,
self-tracking and wearable technologies can reconfigure the ways runners make sense of
the relationship between space and self through a quantitative lens. In this section, we
reveal more complex ways of how running body and space are digitally mediated and
negotiated. We suggest that running bodies are also shaped by wearable technologies that
facilitate, condition, and even structure the ways in which marathon runners manage their
own bodies, conduct, and ways of being and extent to which they exercise their agency.
According to the interviews and dairies, wearable technologies, such as self-tracking
devices, GPS, and running-oriented apps, are widely used among runners. Twenty-five
of 29 participants reported that they frequently used wearable devices or other running-
oriented apps in running.
On the one hand, for most runners, the use of self-tracking and wearable digital
devices is a crucial requirement of scientific running. That is, it is through the digital
quantification of the body that runners can scientifically monitor their bodies, avoid risks,
and achieve self-betterment. As F1, a 40-year-old manager, noted:
I must use the watch from which I can see the indexes of my body because I think
I am a scientific runner. It can help me more efficiently set up my own training
plans. I can see the number and intensity of trainings that I have done and I intend
to reach. After training, these devices can help you monitor your body—whether
your body has re-energised or whether it is ready for the next race.
Wearable technology not only provides an quantitative account of runners’ body but
also shapes the ways and rhythms that they interact with the space/place around them
while they are running. The word “rhythms” (jiezhou, 节奏) were frequently mentioned
by many marathon runners. For them, wearable technology can help them significantly
build up the rhythms of running. Edensor and Larsen [5] note that running rhythms is
a body’s harmonious relation with the situated environments and the spatial-temporal
arrangements in marathon running. These include but are not limited to the control of
the speed, breathing, and pulse in accordance with particular phases/environments in
marathon [34]. In this sense, wearable technology plays a crucial role in establishing the
rhythms. For example, M5, a 23-year-old college student, explained to us the importance of
the digitally-mediated rhythms in marathon running:
Sometimes losing your rhythms (jiezhou, 节奏) of running would really affect
your mood and lead to frustration . . . You need to know where you can speed
up and where you should preserve your strength. You may face topographies
during marathon, so you need to adjust your paces accordingly. The running
watch can help you achieve this by offering you in-situ data.
On the other hand, the construction of a quantified body also means that data and dig-
ital technologies are not simply “tools” but rather an extension of the body. In other words,
digital technologies have homeostatic autonomy that in turn conditions and disciplines
human affective capacities [39]. To a certain extent, the digital normalises the disciplined
bodies by quantitively guiding runners to overcome or be cautious of the whims (and
basically laziness) of the self. As M15, a 28-year-old teacher, suggested, the data becomes
an integral part of his body:
I rely on the data stored in my watch. If I forget to wear it, I feel anxious when I
am running, because the device can tell you the locations, track your footprints,
and record your heartbeat. They are very important for a runner. Without these
data, you may be in a dangerous condition that you don’t realise. So, mastering
this information is also being responsible to your own body.
Similarly, F4, a 35-year-old manager, highlighted her reliance on the wearable running
devices and what counts as “scientific” running:
Int. J. Environ. Res. Public Health 2022, 19, 43
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If you run without the device, you can’t find the problems that may harm you.
It’s unscientific. For example, you cannot know whether the strength from your
two legs are equal. This may harm your legs if you don’t realise . . . Without the
device, I will feel uncomfortable.
M15 and F4’s running practices indicate that reliance on digital technologies may
also lead to an emphasis on data over feelings, confidence, and corporeal sensations. In
this sense, wearable technologies can offer a scientific approach to running but also simul-
taneously structure and limit individuals’ perception and imagination of the embodied
potential of the body. In a few situations, digital technologies may decrease the pleasure of
running, as data do not always follow runners’ desires [31,32]. As a few correspondents
noted, failing to achieve the expectations they set up (e.g., the amount of training) would
always upset them. For example, F6 told us that unsatisfied data leads to a feeling of loss
and frustration because it influences her confidence and rhythms in marathon running:
“When the data shows that you didn’t finish the first half in the expected time, it will
definitely thwart your confidence because the second half will be more challenging.” In
this sense, the stress imposed by the data also took their focus away from the pleasure
in running.
Overall, the embodied and digital practices of marathon running are important “tech-
nologies of the self” through which runners constitute a desired and scientific way of health.
However, the relationship between body and wearable technology are always mutually
constitutive: on the one hand, wearable technology can enhance the potential of the body
that help runners to achieve self-betterment and self-exploration; on the other hand, the
running body is also shaped and structured by both technological forces that may limit
its agency. In what follows, we further elaborate on the collective running body and the
formation of embodied atmospheres of health.
4.3. Atmospheric Experience of Health
Marathon running is not an isolating sport but rather an atmospheric space in which
different bodies, objects, and environments co-produce runners’ situated experience. Many
marathon runners highlight that the “atmosphere” (qifen, 气氛) is an important source
of their enjoyment that enables them to participate repeatedly. Drawing on the episte-
mology of actor-network theory, we therefore reveal how the atmospheric space of health
is constructed through runners’ interaction with other human bodies (e.g., runners and
audiences), non-human objects, and situated environments/landscape (e.g., nature and
weather). These atmospheres in turn shape runners’ embodied practices of health. Ac-
cording to our coding, we particularly emphasise the ritualistic, aesthetic, and therapeutic
nature of place/nature and how it contributes to generating the “affective atmosphere”
of marathons.
The affective atmospheres of marathons are co-produced by, for example, the opening
ceremony, the chants and cheers from the audiences, the particular place/landscape that
people run across, and the interactions of different runners. These collectively create a sense
of ritual that distinguishes marathons from the ordinary. For example, M2, a 30-year-old IT
developer, explained how he attains a strong sense of ritual in marathons:
I think the atmosphere of a marathon is something that really puts you in motion.
It make you excited immediately. This is quite different from the situations that
you ran individually because you can’t feel these atmospheres and especially the
sense of ritual—you feel like you are participating in a very especial event.
Similarly, M5, a 22-year-old college student, recorded his accounts of the ritualised
atmospheres in a marathon staged in Beijing:
I have been to Beijing three times, but this time is quite different. The starting
point of marathon was set up at Tiananmen Square. That really gave me a sense
of spectacle and ritual. It made you felt that this particular moments and the
spectacular architectures were exclusively designed for you . . .
Int. J. Environ. Res. Public Health 2022, 19, 43
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As Collins [40] (p. 340) notes, ritualised atmospheres or spaces are generated from the
assemblage of the collective bodies in a physical attunement: “When human bodies are
together in the same place, there is a physical attunement: currents of feeling, a sense of
wariness or interest, a palpable change in the atmosphere.” This is particularly the case in
marathons in which different bodies are immerged into a collective affective atmosphere.
For example, F9, a 28-year-old company staff, described how this atmosphere serves as an
affective force that pushes her body:
When you went to that mood and atmosphere, you would never easily quit
even though you were extremely tired. There were quite a lot people around
you. Not matter how fast and slow you ran, there were always people that
accompanied you. We called each other running fellows regardless of age and
gender. We would encourage and take care each other on the road. So, there was
an atmosphere there.
The atmospheres of marathons are also formed through runners’ embodied encounter/
interaction with particular place, nature, landscape, and environmental conditions. When
participants run across/through spaces, they also experience and attach meanings to the
situated space/place around them. For example, M4, a 40-year-old teacher, considered
marathon as a journey in which he can view the aesthetic landscape in different places
across China. Yet, For M4, marathon is not simply a journey because it enables him to
interact with the place in a mobile way that he cannot experience in normal tourism:
Marathon is like a journey in that you can view different landscape and experi-
ence different cultures in different places of China. But the difference [between
marathon and travel] is that you are embracing the landscape while you are run-
ning, you are using your foot to measure the land you ran through. For example,
I participated a marathon in Yangzhou. That was in March, as the Chinese ancient
poetry says: “In the mist and flowers of spring, I journeyed south to Yangzhou”
(烟花三月下扬州). When I ran along the West Lake, I can feel the connection with
this place. This experience was quite different from that of tourism visitors.
M4’s experiences suggest that marathon running can be seem as the embodied encoun-
ters with places. On the one hand, we acknowledge the body’s crucial roles in generating
aesthetic experience of place [33]. Yet, on the other hand, the embodied encounter in
marathon running is not simply a sensual and visionary “tourist gaze” [41] but rather a mo-
bile practice that can engender new atmospheric and aesthetic perception of space/place.
Many runners also emphasis the role of situated natural environments and especially
weather in creating different atmospheric feelings in marathons. As Larsen and Jensen [37]
(p. 1) argued, the atmospheres of running is also “mediated by the material sensations
of what Ingold [42] terms ‘weather-worlds,’” as “people move in and through the air,
sunshine, heat, rain, wind, snow, fog, or icy roads.” For example, M1, a 30-year-old
manager, described in his diary how he attained a sense of purification and a therapeutic
feeling when he was running in cold and rainy environments:
It was a cold and rainy morning, around nine degrees Celsius. My body hadn’t
warmed up even though I had ran away from the starting point for 20 min. When
I ran across the city centre, it’s strange that I didn’t see the streets thronged with
people and traffics as I expected. At this moment, the city hadn’t yet revived from
the night time, peaceful and cool. This somewhat purified me and brought me
peacefulness at that moment.
As Schusterman [43] (p. 8) argued, “to focus on feeling one’s body is to foreground it
against its environmental background, which must be somehow felt in order to constitute
that experienced background.” It is through the situated environments that “an essentially
situated, relational, and symbolic self” can be animated and felt. In this case, it is through
the ritualistic, atmospheric, and environmental atmospheres from which the marathon, as a
journey of self-exploration, is affectively engendered and constituted. The experience and
Int. J. Environ. Res. Public Health 2022, 19, 43
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subjectivity of health therefore emerge from these embodied encounters between body and
space/place in marathon running.
5. Discussion
In general, this paper suggests that the embodied space of health in marathons emerges
through interaction of body, non-human objects (wearable technology), and atmospheres.
As we see in Figure 1, the construction of running body provides marathon participants a
way to build up the capacity of the body and to reclaim the autonomy of the body. This
bodily capacity including not only the biophysical presence of health but also individuals’
project of self-exploration and self-realisation, which are achieved through mobile and
disciplined running practice. Running also helps participants to escape from or resist to
the patterned and programmatic “social body” so as to reclaim the autonomy of their
bodies. Overall, the body can be viewed as a basic spatial unit through individuals act on
themselves to attain healthy or desired being of the body.
Figure 1. The model of the embodied space of health in marathon running.
The qualitative data also show the ways that wearable technology interacts with
body and space. Given the intimacy between body and technology, the self-tracking
devices can be considered as the extended body of runners. These wearable technologies
enhance runners’ bodily capacity by establishing a “quantified self” and by refiguring the
ways they make sense of the spaces around them. Yet, wearable technology also in turn
constrains runners’ bodily autonomy, as they heavily rely on data and technology to achieve
self-betterment. Digital technology, as Esmonde noted, can induce runners to particular
assumptions and expectations of their own: “that running should have a purpose beyond
pleasure in movement that one can shape their body through data collection and the type
of body towards which people aspire, and that improving one’s numbers by running faster
and longer is a common-sense goal” [31] (p. 814). This is particularly the case in this paper:
that these assumptions instead distract runner away from the pleasure in running.
This paper also offers an account of the diffused and atmospheric spaces of health.
We outline the ritualistic, aesthetic, and therapeutic atmospheres that emerge from the
interactions between different bodies and between the body and situated environments in
marathons. In this sense, we therefore argue that health experience is not simply constructed
through biophysical (e.g., the medical definition of health) and discursive processes (e.g.,
healthism) but also can be captured through the lens of atmospheres. In general, drawing
Int. J. Environ. Res. Public Health 2022, 19, 43
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on an actor-network theory and the relational accounts of health, we suggest that the
embodied space of health in marathon running is not simply bodily experience per se but
rather is the relational space constituted through the interactive effects of body, technology,
and atmospheres.
6. Conclusions
In this paper, we have shown what is the “embodied space of health” in marathon
running and how it is formed through the interactions between body, wearable technology,
and space (especially the atmospheres). This paper advances the research of public and
environmental health studies by offering a relational and non-representational approach to
capturing the spatiality of health experiences. We argue that the effects of health emerges
from the bodily, digitally mediated, and atmospheric experiences of running. Different
from the research on health and place that tends to associate health with particular qualities
of place, the “embodied space of health” highlights the relational and non-representational
nature of health that emerges from the relationalities of different bodies and objects. We
also note that through particular atmospheres in running, space becomes meaningful
places such that the therapeutic effects of places are engendered. Yet, the limitations of this
research are also noticeable. Our study cannot fully capture and understand the bodily and
atmospheric experiences in running due to the limitation of interviews. Therefore, future
studies can use innovative methods, such as mobile methods and qualitative GIS [44], to
explore the more complex spatiality of health experience.
Author Contributions: Conceptualization, Q.G., Y.O., and X.C.; methodology, Q.G. and J.L.; formal
analysis, Y.O. and Q.G.; investigation, Y.O., J.L., and Q.G.; resources, Q.G.; writing—original draft
preparation, Y.O.; writing—review and editing, Y.O. and X.C.; supervision, Q.G. and X.C.; project
administration, Q.G.; funding acquisition, Q.G. All authors have read and agreed to the published
version of the manuscript.
Funding: This research was funded by the National Natural Science Foundation of China, grant
number 42071191 and 41829101.
Institutional Review Board Statement: The study was conducted according to the guidelines of the
Declaration of Helsinki and approved by the Ethics Committee of Newcastle University (protocol
code 14813, 7 September 2017).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Conflicts of Interest: The authors declare no conflict of interest.
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| Investigating the "Embodied Spaces of Health" in Marathon Running: The Roles of Embodiment, Wearable Technology, and Affective Atmospheres. | 12-21-2021 | Ouyang, Yi,Cai, Xiaomei,Li, Jie,Gao, Quan | eng |
PMC7662379 | International Journal of
Environmental Research
and Public Health
Article
A Comparative Study on the Performance Profile of
Under-17 and Under-19 Handball Players Trained in
the Sports School System
Tomasz Gabrys 1
, Arkadiusz Stanula 2,*
, Subir Gupta 3, Urszula Szmatlan-Gabrys 4,
Daniela Benešová 1
, Łukasz Wicha 5 and Jakub Baron 2
1
Department of Physical Education and Sport Science, Faculty of Pedagogy, University of West Bohemia,
301 00 Pilsen, Czech Republic; [email protected] (T.G.); [email protected] (D.B.)
2
Institute of Sport Science, The Jerzy Kukuczka Academy of Physical Education, Mikołowska 72A,
40-065 Katowice, Poland; [email protected]
3
Faculty of Medical Sciences, University of West Indies, 11000 Cave Hill, Barbados;
[email protected]
4
Faculty of Rehabilitation, Department of Anatomy, University of Physical Education,
31-571 Krakow, Poland; [email protected]
5
Polish Handball Federation, Puławska 300 A, 02-819 Warszawa, Poland; [email protected]
*
Correspondence: [email protected]; Tel.: +48 207-53-33
Received: 26 September 2020; Accepted: 28 October 2020; Published: 30 October 2020
Abstract: This study evaluates the anatomical profiles, jump, sprint, power outputs, endurance, and
peak blood lactate levels ([LA]peak) of handball players of two age groups—U17 (n = 77) and U19
(n = 46)—and analyses the role of training in their physical abilities. Vertical jump performance was
determined by counter movement jump (CMJ) and counter movement jump with free arms (CMJFA)
tests. A running-based anaerobic sprint test (RAST) determined the relative power output (watts/kg
body weight) and absolute power output (watts) of the players. Sprint performance over 5 m, 10 m,
and 30 m distances was evaluated. An incremental shuttle run test (40 m) was designed to determine
aerobic threshold (AeT), anaerobic threshold (AnT), and [LA]peak. All parameters were measured for
pivots, wingers, backs, and goalkeepers of each group. The U19 players were significantly heavier
than the U17 group, but both the groups were nearly equal in height. The U19 group jumped higher
than the U17 members, although the only significant difference (p = 0.032) was observed between
the wingers of the groups in CMJ. Sprint performance varied marginally between the groups and
only U19 pivots were found to be significantly (for distances of 5, 10, and 30 m: p = 0.047, p = 0.018,
and p = 0.021, respectively) faster than U17 pivots. No difference in relative power output between
the groups was noted, although the U19 players recorded higher absolute power outputs. Maximal
velocity and velocities at the AeT and AnT were almost similar in the groups. Distance covered by
the groups at the intensities of AeT and AnT varied only little. Higher [LA]peak was observed in the
U19 players. U19 players failed to convert their superior power into speed and jump. The training
pattern of the handball players needs to be revised so that U19 players may develop faster and be
more enduring than the U17 group.
Keywords: power output; aerobic threshold; anaerobic threshold; peak blood lactate; jump tests
1. Introduction
Selection and training systems of sports schools in Poland, coordinated by various sports bodies,
including the Polish Handball Federation, have merits and demerits. Besides providing sports training
to their athletes, sports schools in Poland focus on other social matters as well. The assessment of
Int. J. Environ. Res. Public Health 2020, 17, 7979; doi:10.3390/ijerph17217979
www.mdpi.com/journal/ijerph
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a player’s talent in team sports is based on three areas: motor skills and physique, mental health,
and social features [1–3]. A common training program in the sports schools has its pros and cons.
A common physical training program in sports schools across the country is likely to cause similar
physiological adaptation in the adolescents and young players, although individual development
factor plays an important steering force in their overall development. However, a similar training
pattern does not create opportunities to implement sports-specific training programs [4–6].
Handball players require specific training that allows them to perform cyclic and acyclic activities
efficiently during 60 min of match play. Like many other team sports, the movement pattern of handball
players during match play is intermittent, intense, and varies widely in phases of defense and attack [7,8].
Apart from physical training, the performance of a handball player is influenced by anthropometric,
physiological, and kinematic factors, like many other team sports [9–11]. Match-specific fitness of
a handball player can be evaluated by a number of well-designed field tests [12]. The physical and
physiological characteristics of handball players of various levels have been studied extensively by
researchers [13–15]. These are concerned with aerobic capacity, anaerobic endurance, and anaerobic
power determined by sprint run, jump, and throw [13–15].
The differences between youth (16–19 year) handball players of various levels have been
documented by researchers [16,17]. Handball matches are played at the intensity range of 65 to
85% VO2max and at a blood lactate concentration of 3 to 11 mmol/L. The VO2max of the youth
(16–21 year) handball players varies from 50 to 65 mL/kg/min, which partly depends on their position
of play. The blood lactate concentration in same group of handball players after a run ramp test for the
exhaustion is 10–12 mmol/L [14,18–22]. The endurance capability of athletes is commonly assessed by
measuring their performance or running speed at the level of anaerobic threshold (AnT), which reflects
the running economy and efficiency of the player. The VO2max reflects the endurance potential of
a player and is not as important a marker of economy of run as the AnT [23,24]. In spite of the
dominance of aerobic metabolism, the sport of handball is interspersed by high intensity activities like
jumps, throws, changes of direction, and stops that greatly tax anaerobic metabolism [18,23]. The load
imposed on the players is determined mostly by the demand of the game. Much of the movement
during a handball game takes place in quick succession, with brief rest or slow movement in between.
Although these activities are anaerobic in nature, the need to repeat them frequently demands a high
level of aerobic capacity. Endurance training is designed to delay the appearance of fatigue of the
players, during both training and match-play [19,25].
Handball is a game with a large number of explosive movements such as accelerations, turns,
jumps, and throws [4]. Therefore, in assessing a player’s progress, it is very important to measure
the anaerobic capacity of the player. Sprint, jump, and throw are commonly measured to assess the
anaerobic power of a handball player [26–28]. Studies [29,30] show that CMJ values in the groups of
handball players aged 16–19 do not show significant progression similar to the mean power in the
RAST test [29,31]. However, to the best of our knowledge, no studies have been conducted so far that
evaluated the physical and physiological profiles of age-group handball players in the sports schools
of Poland. The age of 17–19 years in the development of handball players is a period of transition
from junior handball to the requirements for handball players in senior teams, as indicated by the
values of motor preparation indicators recorded in other studies [14,15,29,32]. It should be expected
that, during this period, there will be a significant development of motor skills such as endurance,
relative power, and running speed. The sports schools of Poland still follow the guidelines for the
selection of players and their training set by the concerned authority decades before. A review of
the selection criteria and training programs is absolutely essential, especially in the light of recent
advancement of sports science and training. The aim of the present study is to revise the selection
criteria and efficacy of training of the U17 and U19 handball players of the Polish Handball Federation
Sports Schools, by comparing anthropometric profiles and explosive power, sprinting ability, and
selected physiological characteristics.
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2. Materials and Methods
2.1. Participants
A total of 133 male handball players, all of whom were students of the Polish Handball Federation
Sports Schools at Gda´nsk, Kielce, Kwidzyn, and Płock, participated in this study. Players were divided
into two categories: U17 (age: 15 to <17 years) and U19 (age: 17 to <19 years). In each age group,
the players were divided according to the position: pivots (U17: n = 7, U19: n = 10), wingers U17:
n = 8, U19: n = 22, backs (U17: n = 26, U19: n = 42), and goalkeepers (U17: n = 5, U19: n = 13). All
of the U19 and some of the U17 players were selected for the Junior Polish National Team. Body
weight and height of the participants and their playing positions are presented in Table 1. All subjects
(in the case of 18+ years) or their parents or legal guardians (in the case of <18 years) provided their
written consent to participate in this study after being informed of all procedures and risks involved in
this study. They were in good health and reported no injuries and infections at the time of the study.
The study was conducted during a scheduled training week, before competitive session.
Table 1. Physical characteristics of handball players across their playing positions.
Indicator
Position
U19
U17
Mean
Difference (%)
p-Value
Effect Size
Weight (kg)
P
101.9 ± 11.3
92.4 ± 14.93
9.52 (9.3%)
0.176
0.70/Moderate
W
80.5 ± 3.10
69.4 ± 4.89
11.13 (13.8%)
<0.001
2.47/Very large
B
86.5 ± 10.92
78.5 ± 8.71
7.99 (9.2%)
0.003 #
0.83/Moderate
GK
92.8 ± 11.69
81.6 ± 8.07
11.15 (12.0%)
0.033
1.22/Large
Height (cm)
P
190.3 ± 4.89
192.3 ± 6.06
−2.01 (−1.1%)
0.478
0.36/Small
W
183.4 ± 4.07
180.5 ± 7.48
2.92 (1.6%)
0.307
0.43/Small
B
188.7 ± 5.60
187.0 ± 6.68
1.71 (0.9%)
0.281
0.27/Small
GK
189.6 ± 5.32
188.3 ± 4.64
1.29 (0.7%)
0.554 #
0.27/Small
Note: P—pivots; W—wingers; B—backs; GK—goalkeepers; # a nonparametric test was used to compare the groups.
The whole experiment was divided in two sessions and conducted over two days. The two
experimental sessions were separated by approximately 24 h. Subjects were instructed to refrain
from all sorts of caffeine ingestion 48 h before tests. In the first session, all subjects performed a
countermovement jump (CMJ) test and countermovement jump with free arms (CMJFA) test, sprint
run over a distance of 30 m, and running-based anaerobic sprint test (RAST), after 20 min of break.
Both the jump and the sprint tests were performed twice and only the better result was analyzed for this
study. In the second session, the endurance capability of the subjects was evaluated. The endurance
test and the RAST, however, were performed once only.
2.1.1. Jump Tests
All the subjects performed two jump tests—(1) counter movement vertical jump without arm swing
(CMJ): participants were instructed to stand upright comfortably with hands on hips. They remained in
this position for 3 s before the jump was performed. Following a verbal command, the players initiated
a countermovement followed by a maximal vertical jump in one continuous motion. Participants were
instructed to keep their hands on their hips throughout the jump, and their legs straight while in the
air [33–35]. (2) Counter movement vertical jump with arm swing (CMJFA): this differs from the CMJ
in that both the arms were allowed to move freely during the vertical jump [36]. Each of the jump
tests was repeated twice, with a passive recovery of 1 min between the two, and the best result was
recorded and analyzed. Optojump (Microgate, Srl., Bolzano, Italy) was used for the measurement of
the jump height.
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2.1.2. Sprint Test
This test was preceded by a non-standardized 20 min warm-up. Subjects performed two 30 m
sprint runs starting from a standing position. A 4 min interval with light active recovery separated
two trials. Time was recorded using SMARTSPEED PRO time gate system (Fusion Sport, Brisbane,
Australia). Time was measured at the 5 m, 10 m, and 30 m marks. Time measured for the 5 m and 10 m
distances indicated the ability to quick start, whereas the speed achieved for the 30 m distance reflected
the speed usually obtained during the transition from defense to attack phase in typical handball
match play.
2.1.3. Running-Based Anaerobic Sprint Test (RAST)
Anaerobic capacity was measured by a running-based anaerobic sprint test (RAST). It has been
shown that this test can replace the Wingate test to estimate anaerobic power and capacity [37].
Each subject completed six 35 m sprint runs, with 10 s passive rest between two repetitions. Time was
recorded using SMARTSPEED PRO time gate system (Fusion Sport, Brisbane, Australia). The power
output (in watts) for each sprint was calculated according to the following equation:
Anaerobic capacity (Watt) = Weight (kg) × Distance (m) 2 ÷ Time (s) 3
(1)
Fatigue Index = [Maximum power (watts) − Minimum power (watts)] ÷ Total time (s)
for the 6 sprints
(2)
The RAST gives an estimate of the neuromuscular and energy determinants of maximal anaerobic
performance and is a simple, but very useful test used in team sports like handball, where running is
an important component of activities [38].
2.1.4. Endurance Test
This is a multistage fitness test that determines endurance by an incremental shuttle run. This test
was conducted on a synthetic surface in an indoor hall. The test involved continuous running between
two lines 40 m apart [39]. Subjects started running at the speed of 8 km/h, which is increased by
1.5 km/h after every 3 min thereafter, until exhaustion. To assure the constant running speed, subjects
were instructed to adjust their pace using audio signals. The audio signal was given at the end and
at the middle of 40 m distance. The end of the test was considered when the participant twice failed
to reach the front line in time (objective evaluation) or he felt not able to cover another shuttle at the
dictated speed (subjective evaluation) [40].
During the test, heart rate was continuously recorded at an interval of 5 s using Polar Team2
Pro chest-worn heart rate monitors (Polar Electro, Kempele, Finland). Maximal heart rate (HRmax):
the highest heart rate (HR) recorded at the exhaustive stage of the endurance test was considered as
the HRmax.
Collection of blood samples for the measurement of lactate concentration: after the end of each
stage of run, the subjects were stopped for 30 s, during which 20 mL of capillary blood was collected
from earlobe by pin-prick under aseptic conditions. Blood samples were also taken at the end of the
test and at the 4th and 8th minutes of the recovery period. Blood lactate concentration ([LA]) was
measured using a lactate analyzer (Biosen C-Line EKF Diagnostic GmbH, Magdeburg, Germany).
Peak blood lactate concentration ([LA]peak): the highest [LA] recorded following the end of the
test was recorded as the [LA]peak.
Determination of aerobic threshold (AeT): the running intensity at which the [LA] increased by
0.5 mmol/L was marked as the AeT [41].
Determination of anaerobic threshold (AnT): the running speed at the [LA] of 4 mmol/L was
considered as the AnT of the player [42].
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The total distance of run, completed by the subject in the endurance test, was divided into three
intensity zones—(a) zone 1: up to AeT, (b) zone 2: above AeT to AnT, and (c) zone 3: above the
AnT level.
2.2. Statistical Analyses
Mean and standard deviation were used to represent the average and the typical spread of values
of all the measured variables. The normal Gaussian distribution of the data was verified by the
Shapiro–Wilk’s test. If the data were normally distributed within groups, an independent samples
t-test was used to test the differences between U17 and U19. If the data were not normally distributed,
a Mann–Whitney U-test was used. Two separate one-way analyses of variance with a Tukey post-hoc
test were used to determine whether and where differences existed in the all measured variables
between the playing positions in each age group. The effect size (ES) of the intervention was calculated
using Cohen’s guidelines. Threshold values for ES were >0.2 (small), >0.6 (moderate), >1.2 (large),
and >2.0 (very large) [43]. Statistical significance was set at p ≤ 0.05. All calculations were performed
with STATISTICA ver. 13.3 (TIBCO Software Inc., Palo Alto, CA, USA).
3. Results
3.1. Body Weight and Height
Body weight and height of the U17 and U19 players are presented in Table 1. Weight and height
between the U17 and U19 players for all position of play are compared. No statistically significant
difference in body height between U17 and U19 players was noted. Under 19 players, however, were
heavier than their U17 counterparts by 9.2 to 13.8% and the difference was significant in all cases,
except in pivots.
3.2. Vertical Jump Performance
Figure 1 presents the jump performance of the players. It compares the performance of the U19
and U17 players of each playing position. Superior jumping skill was demonstrated by the U19
players compared with the U17 players, for any given position of play, although the difference was
non-significant in most of the cases. Wingers of the U19 group demonstrated significantly higher CMJ
ability than the U17 players. As expected, CMJFA score was higher than all the respective cases of CMJ.
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difference in body height between U17 and U19 players was noted. Under 19 players, however, were
heavier than their U17 counterparts by 9.2 to 13.8% and the difference was significant in all cases,
except in pivots.
Table 1. Physical characteristics of handball players across their playing positions.
Indicator
Position
U19
U17
Mean Difference (%)
p-Value
Effect Size
Weight (kg)
P
101.9 ± 11.3
92.4 ± 14.93
9.52 (9.3%)
0.176
0.70/Moderate
W
80.5 ± 3.10
69.4 ± 4.89
11.13 (13.8%)
<0.001
2.47/Very large
B
86.5 ± 10.92
78.5 ± 8.71
7.99 (9.2%)
0.003 #
0.83/Moderate
GK
92.8 ± 11.69
81.6 ± 8.07
11.15 (12.0%)
0.033
1.22/Large
Height (cm)
P
190.3 ± 4.89
192.3 ± 6.06
−2.01 (−1.1%)
0.478
0.36/Small
W
183.4 ± 4.07
180.5 ± 7.48
2.92 (1.6%)
0.307
0.43/Small
B
188.7 ± 5.60
187.0 ± 6.68
1.71 (0.9%)
0.281
0.27/Small
GK
189.6 ± 5.32
188.3 ± 4.64
1.29 (0.7%)
0.554 #
0.27/Small
Note: P—pivots; W—wingers; B—backs; GK—goalkeepers; # a nonparametric test was used to
compare the groups.
3.2. Vertical Jump Performance
Figure 1 presents the jump performance of the players. It compares the performance of the U19
and U17 players of each playing position. Superior jumping skill was demonstrated by the U19
players compared with the U17 players, for any given position of play, although the difference was
non-significant in most of the cases. Wingers of the U19 group demonstrated significantly higher CMJ
ability than the U17 players. As expected, CMJFA score was higher than all the respective cases of CMJ.
Figure 1. Test results of counter movement jump (CMJ) and counter movement jump free arms
(CMJFA) of the participants. (P—pivots; W—wingers; B—backs; GK—goalkeepers; * p < 0.05).
3.3. Sprint Performance
Sprint performance (time) of the participant handball players, for various distance marks, as
well as differences in performance between U17 and U19 groups, and the p-values and the ES of the
difference, are presented in Table 2. The players of all positions of the U19 group outperformed the
e
e ti e U17
laye
i
both the 10
a d 30
i t u
althou h the diffe e
e
a
i
ifi a t
Figure 1. Test results of counter movement jump (CMJ) and counter movement jump free arms (CMJFA)
of the participants. (P—pivots; W—wingers; B—backs; GK—goalkeepers; * p < 0.05).
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3.3. Sprint Performance
Sprint performance (time) of the participant handball players, for various distance marks, as
well as differences in performance between U17 and U19 groups, and the p-values and the ES of the
difference, are presented in Table 2. The players of all positions of the U19 group outperformed the
respective U17 players in both the 10 m and 30 m sprint runs, although the difference was significant
only in the case of pivots. On the other hand, except in the case of pivots, the U17 group members in
the 5 m sprint demonstrated better performance than their U19 counterparts.
Table 2. Sprint performance of the U17 and U19 participant handball players.
Distance (m)
Position
Sprint Time (Seconds)
Mean
Difference (%)
p-Value
Effect Size
U19
U17
5 m
P
1.06 ± 0.04
1.10 ± 0.03
−0.03 (−3.3%)
0.045 #
1.05/Moderate
W
1.08 ± 0.05
1.05 ± 0.05
0.03 (2.7%)
0.151
0.61/Moderate
B
1.05 ± 0.03
1.05 ± 0.04
0.00 (0.4%)
0.717
0.11/Trivial
GK
1.10 ± 0.03
1.08 ± 0.06
0.02 (1.5%)
0.574
0.29/Small
10 m
P
1.80 ± 0.07
1.89 ± 0.06
−0.09 (−4.72%)
0.017 #
1.32/Large
W
1.77 ± 0.07
1.78 ± 0.07
−0.01 (−0.6%)
0.721
0.15/Trivial
B
1.76 ± 0.04
1.78 ± 0.07
−0.02 (−1.1%)
0.18
0.34/Small
GK
1.83 ± 0.07
1.84 ± 0.08
−0.01 (−0.8%)
0.721
0.18/Trivial
30 m
P
4.38 ± 0.13
4.62 ± 0.23
−0.25 (−5.6%)
0.007 #
1.27/Large
W
4.21 ± 0.12
4.31 ± 0.16
−0.10 (−2.4%)
0.113
0.67/Moderate
B
4.26 ± 0.13
4.32 ± 0.17
−0.06 (−1.3%)
0.142
0.37/Small
GK
4.43 ± 0.24
4.48 ± 0.16
−0.05 (−1.1%)
0.625
0.26/Small
Note: P—pivots, W—wingers, B—backs, GK—goalkeepers; # a nonparametric test was used to compare the groups.
3.4. Running-Based Anaerobic Sprint Test (RAST)
Maximum power (Pmax), minimum power (Pmin), average power (Pav), and fatigue index (FI),
recorded in RAST, are presented in Table 3. All the power outputs are expressed in watts/kg body
weight in this table. All the power outputs—Pmax, Pmin, and Pav—of U19 outfield players exceeded
the power outputs of U17 players of similar positions, although the difference in none of the cases was
found to be significant. Only goalkeepers of the U17 group demonstrated higher Pmin and Pav than the
U19 goalkeepers, although the ES was only trivial. Wingers of both the U19 and U17 groups showed
higher Pmax and Pav than other players of their own group. No significant difference of FI between the
groups was found and the ES varied from trivial to moderate.
Table 4 shows the power output of the players determined by RAST, but the power output in this
table is expressed in watts. All the power outputs (Pmax, Pmin, and Pav) of the older age group (U19)
were recorded higher than those of the younger group (U17) of handball players and the difference was
significant in all the cases, except Pmin between the goalkeepers. The ES varied from moderate to large.
Table 3. Power output (watts/kg body weight) and fatigue index (FI) in handball players as determined
by the running-based anaerobic sprint test (RAST).
Indicator
Position
U19
U17
Mean
Difference (%)
p-Value
Effect Size
Pmax
(Watts/kg
body weight)
P
8.05 ± 0.84
7.02 ± 1.13
1.03 (12.8%)
0.060
1.00/Moderate
W
9.66 ± 0.95
9.07 ± 1.47
0.59 (6.1%)
0.301
0.44/Small
B
9.17 ± 0.95
8.96 ± 1.36
0.21 (2.3%)
0.499
0.17/Trivial
GK
8.30 ± 1.15
7.89 ± 0.93
0.41 (4.9%)
0.440
0.42/Small
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Table 3. Cont.
Indicator
Position
U19
U17
Mean
Difference (%)
p-Value
Effect Size
Pmin
(Watts/kg
body weight)
P
5.70 ± 0.94
5.07 ± 0.91
0.63 (11.1%)
0.183
0.69/Moderate
W
6.68 ± 0.64
6.13 ± 1.17
0.55 (8.3%)
0.218
0.52/Small
B
6.57 ± 0.78
6.37 ± 0.99
0.2 (3.1%)
0.383
0.22/Small
GK
5.47 ± 0.88
5.63 ± 0.90
−0.16 (−2.9%)
0.742
0.18/Trivial
Pav
(Watts/kg
body weight)
P
6.69 ± 0.77
5.88 ± 0.98
0.81 (12.1%)
0.088
0.90/Moderate
W
7.98 ± 0.74
7.62 ± 1.05
0.35 (4.4%)
0.391
0.36/Small
B
7.71 ± 0.81
7.57 ± 1.12
0.14 (1.9%)
0.574
0.14/Trivial
GK
6.67 ± 1.05
6.75 ± 0.87
−0.08 (−1.2%)
0.874
0.08/Trivial
FI
P
29.24 ± 8.66
27.79 ± 7.02
1.44 (4.9%)
0.709
0.19/Trivial
W
30.60 ± 5.11
32.71 ± 14.99
−2.11 (−6.9%)
0.702
0.16/Trivial
B
28.27 ± 5.73
28.57 ± 7.68
−0.3 (−1.1%)
0.865
0.04/Trivial
GK
34.17 ± 4.23
28.82 ± 6.36
5.35 (15.7%)
0.104
0.91/Moderate
Note: P—pivots; W—wingers; B—backs; GK—goalkeepers; FI—fatigue index.
Table 4. Absolute power (watts) produced in the players of various playing positions, recorded in RAST.
Indicator
Position
U19
U17
Mean
Difference (%)
p-Value
Effect Size
Pmax
(Watts)
P
798.2 ± 125.4
641.8 ± 112.9
156.4 (19.6%)
0.017
1.33/Large
W
807.5 ± 121.9
630.9 ± 121.5
176.6 (21.9%)
<0.001 #
1.45/Large
B
784.4 ± 98.2
701.2 ± 122.2
83.2 (10.6%)
0.005
0.73/Moderate
GK
777.9 ± 102.0
641.1 ± 80.1
136.8 (17.6%)
0.008
1.59/Large
Pmin
(Watts)
P
561.5 ± 88.9
459.6 ± 65.5
101.9 (18.2%)
0.015
1.35/Large
W
556.8 ± 62.9
425.9 ± 89.5
130.9 (23.5%)
0.001
1.57/Large
B
563.1 ± 85.3
497.0 ± 79.8
66.0 (11.7%)
0.002
0.81/Moderate
GK
511.4 ± 66.2
455.7 ± 65.1
55.6 (10.9%)
0.125
0.85/Moderate
Pav
(Watts)
P
662.6 ± 100.9
534.7 ± 80.1
127.9 (19.3%)
0.011
1.44/Large
W
666.4 ± 92.2
529.8 ± 86.6
136.6 (20.5%)
0.001 #
1.55/Large
B
661.0 ± 91.6
591.6 ± 96.1
69.5 (10.5%)
0.004
0.74/Moderate
GK
623.8 ± 78.6
547.3 ± 64.9
76.5 (12.3%)
0.050
1.12/Moderate
Note: P—pivots; W—wingers; B—backs; GK—goalkeepers; # a nonparametric test was used to compare the groups.
3.5. Endurance Performance
Maximum velocity (Vmax), velocity at the aerobic threshold (VAeT), and the velocity of the players
at the intensity of anaerobic threshold (VAnT), determined in endurance test, are presented in Figure 2.
The U19 players of most of the playing positions showed higher Vmax, VAeT, and VAnT. When compared
between the age groups (U19 and U17), the difference of the velocity for any given intensity was only
marginal, no significant difference was observed in any of the cases, and the ES varied only from trivial
to small.
The distance covered by the players at three different intensity zones is shown in Figure 3. The total
distance covered (DTOTAL) is the arithmetic sum of the distance covered up to the aerobic threshold
(DAeT) and the distance covered up to the intensity of anaerobic threshold (DAnT) (but higher than
the AeT level). Like velocity, the difference of distance covered for any of the three given intensities
between the groups (U19 and U17) was marginal again. Only DTOTAL of the U19 backs was found to
be significantly higher than that of the U17 backs.
Table 5 shows HRmax% at the intensities of AeT (HRAeT) and AnT (HRAnT) of the participants.
No significant difference in HRAeT and HRAnT between the age groups was found, except the HRAeT
of the backs.
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Maximum velocity (Vmax), velocity at the aerobic threshold (VAeT), and the velocity of the players
at the intensity of anaerobic threshold (VAnT), determined in endurance test, are presented in Figure
2. The U19 players of most of the playing positions showed higher Vmax, VAeT, and VAnT. When
compared between the age groups (U19 and U17), the difference of the velocity for any given
intensity was only marginal, no significant difference was observed in any of the cases, and the ES
varied only from trivial to small.
Figure 2. Velocity of the players at three intensity zones.
The distance covered by the players at three different intensity zones is shown in Figure 3. The
total distance covered (DTOTAL) is the arithmetic sum of the distance covered up to the aerobic
threshold (DAeT) and the distance covered up to the intensity of anaerobic threshold (DAnT) (but higher
than the AeT level). Like velocity, the difference of distance covered for any of the three given
intensities between the groups (U19 and U17) was marginal again. Only DTOTAL of the U19 backs was
found to be significantly higher than that of the U17 backs.
Figure 2. Velocity of the players at three intensity zones.
Int. J. Environ. Res. Public Health 2020, 17, x
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Figure 3. Distance covered by the players at different intensity zones in the endurance test.
Table 5 shows HRmax% at the intensities of AeT (HRAeT) and AnT (HRAnT) of the participants. No
significant difference in HRAeT and HRAnT between the age groups was found, except the HRAeT of the
backs.
Table 5. Internal load parameters of the subjects.
Indicator
Position
U19
U17
Mean Difference (%)
p-Value
Effect Size
HRmax
[beats/min]
P
195.4 ± 8.72
199.1 ± 5.93
N/A
N/A
N/A
W
196.4 ± 5.29
200.3 ± 6.7
N/A
N/A
N/A
B
196.0 ± 10.13
195.6 ± 5.81
N/A
N/A
N/A
GK
193.6 ± 5.03
199.4 ± 3.66
N/A
N/A
N/A
HRAnT
[%HRmax]
P
91.8 ± 2.79
89.6 ± 4.18
2.20 (2.4%)
0.244
0.60/Small
W
91.6 ± 3.20
91.0 ± 4.09
0.58 (0.6%)
0.720
0.15/Trivial
B
89.8 ± 4.86
91.0 ± 3.26
−1.21 (−1.4%)
0.227
0.31/Small
GK
90.1 ± 3.89
91.5 ± 2.93
−1.38 (−1.5%)
0.425
0.43/Small
HRAeT
[%HRmax]
P
83.4 ± 1.63
82.2 ± 4.90
1.20 (1.4%)
0.770 #
0.31/Small
W
82.6 ± 4.09
84.5 ± 4.30
−1.88 (−2.3%)
0.292
0.44/Small
B
80.8 ± 5.06
83.5 ± 3.83
−2.72 (−3.4%)
0.015
0.63/Moderate
GK
82.6 ± 2.18
82.6 ± 3.99
−0.01 (−0.01%)
0.997
0/Trivial
Note: P—pivots; W—wings; B—backs; GK—goalkeeper; N/A—not appropriate; # a nonparametric
test was used to compare the groups.
Figure 4 presents [LA]peak of the subjects recorded after the end of the endurance test. The players
of all the positions of U19 demonstrated higher [LA]peak than their U17 counterparts, although the
difference was statistically significant only between the backs (p < 0.001) and the pivots (p = 0.037) of
the two groups.
Figure 3. Distance covered by the players at different intensity zones in the endurance test.
Table 5. Internal load parameters of the subjects.
Indicator
Position
U19
U17
Mean Difference (%)
p-Value
Effect Size
HRmax
[beats/min]
P
195.4 ± 8.72
199.1 ± 5.93
N/A
N/A
N/A
W
196.4 ± 5.29
200.3 ± 6.7
N/A
N/A
N/A
B
196.0 ± 10.13
195.6 ± 5.81
N/A
N/A
N/A
GK
193.6 ± 5.03
199.4 ± 3.66
N/A
N/A
N/A
HRAnT
[%HRmax]
P
91.8 ± 2.79
89.6 ± 4.18
2.20 (2.4%)
0.244
0.60/Small
W
91.6 ± 3.20
91.0 ± 4.09
0.58 (0.6%)
0.720
0.15/Trivial
B
89.8 ± 4.86
91.0 ± 3.26
−1.21 (−1.4%)
0.227
0.31/Small
GK
90.1 ± 3.89
91.5 ± 2.93
−1.38 (−1.5%)
0.425
0.43/Small
HRAeT
[%HRmax]
P
83.4 ± 1.63
82.2 ± 4.90
1.20 (1.4%)
0.770 #
0.31/Small
W
82.6 ± 4.09
84.5 ± 4.30
−1.88 (−2.3%)
0.292
0.44/Small
B
80.8 ± 5.06
83.5 ± 3.83
−2.72 (−3.4%)
0.015
0.63/Moderate
GK
82.6 ± 2.18
82.6 ± 3.99
−0.01 (−0.01%)
0.997
0/Trivial
Note: P—pivots; W—wings; B—backs; GK—goalkeeper; N/A—not appropriate; # a nonparametric test was used to
compare the groups.
Figure 4 presents [LA]peak of the subjects recorded after the end of the endurance test. The players
of all the positions of U19 demonstrated higher [LA]peak than their U17 counterparts, although the
difference was statistically significant only between the backs (p < 0.001) and the pivots (p = 0.037) of
the two groups.
Int. J. Environ. Res. Public Health 2020, 17, 7979
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test was used to compare the groups.
Figure 4 presents [LA]peak of the subjects recorded after the end of the endurance test. The players
of all the positions of U19 demonstrated higher [LA]peak than their U17 counterparts, although the
difference was statistically significant only between the backs (p < 0.001) and the pivots (p = 0.037) of
the two groups.
Figure 4. Peak blood lactate [LA]peak concentrations in the participants determined in the endurance
test (* p < 0.05, **** p < 0.001).
Figure 4. Peak blood lactate [LA]peak concentrations in the participants determined in the endurance
test (* p < 0.05, **** p < 0.001).
4. Discussion
Handball players need specific training that allows them to do multiple and complex physical
tasks successfully. Like many other team sports, age, training, skill, and playing position serve
important roles in developing efficiency in handball players [8,44]. The requirements for playing in
each position are determined by the appropriate physique, absolute power, and physiological profile
of the player [45]. This, in turn, sets appropriate training demands for players of each playing position,
and thus can differentiate a winger from a pivot or a back [15,25,46]. The key findings of this study are
that the explosive power of the U19 players was superior to that of the U17 players, which resulted in
better jump performance, but failed to improve speed in the U19 group. The training program in the
sports schools of Poland was unsuccessful in the improvement of endurance in U19 players.
4.1. Pivots
Pivots experience more physical confrontations than players of any other positions, against the
opponent team members, during a game. As a result, strength and explosive power are some of
the primary requirements for pivots [6,29]. This is evident from the body weight and height of the
U19 and U17 groups, where U19 pivots are nearly 10% heavier than pivots of the U17 group, but
the difference in height between the two is almost absent (~1%). Another important requirement for
pivots is the ability to run fast on a longer available space of the court (e.g., the 15–30 m segment of the
sprint test in this study), which is especially very useful in counterattack. Fast attack and defense in
quick succession, jumps, and powerful throws during game require appropriate anaerobic training of
the players, especially for pivots [47]. A high training load elevates the serum growth hormone and
testosterone in puberty and adolescence, which modulate muscle development and power.
Training of high intensity and long duration act as appropriate stimuli that favor to improve
or maintain body stature and power [48]. Raspberry and Bouchard [49] have shown that resistance
training can be carried out to a maximum load of 80% without appreciable risk of injury at this age.
According to Gorostiaga et al. [50], a training program including high resistance exercises with slow
movements that favor muscle hypertrophy hinders the development of explosive power, and thus
favors sprinting ability. There was no difference in explosive power between the U17 and U19 groups
as reflected by CMJ and CMJFA performance. Pivots of the U19 group showed significantly higher
sprinting performance than the U17 pivots for all the distance marks (5 m, 10 m, and 30 m). This change
of direction ability in pivot players was also reported in other studies [47,51]. The ability of change of
direction with maximum power in pivots largely occurs between the ages of 16 and 19 years [52]. In all
power ratings, U19s dominate over U16s. This is particularly evident when the power output was
expressed in watts/kg body weight [31,38].
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In case of the pivots, the anaerobic power generated was largely transferred to external loads,
as noted by Krüger et al. [19]. This is partly supported by the fact that the [LA]peak of the pivots of
U19s was ~23% higher than that of the younger (U17) group of players. However, the Vmax, VAeT and
VAnT of the U19 pivots were only marginally higher than those of the pivots of the U17 group.
4.2. Wingers
Jump, sprint; explosive strength; ability to accelerate, especially between 20 and 30 m distance;
and reasonably high aerobic power are some of the key requirements for successful wingers [51,53].
There was no difference in body height between the age groups, although weight increased significantly
(13.8%, p < 0.001; ES = very large) in the higher age group (U19). With a significant increase in body
weight, a significant increase in anaerobic power and explosive strength is expected in U19 wingers
compared with their U17 counterparts. However, an increase in muscle mass in U19, if any, and its role
in the improvement of explosive strength requires further study. In the studied groups, no significant
difference in speed over the distance of 5 to 10 m was found. The difference in explosive power
is clearly visible in the CMJ results (p = 0.032) between the two age groups. The height of CMJ is
higher by 11% and CMJFA by 9% in the U19 group. Thus, the increase in mass is accompanied by an
increase in explosive power, but the increase in muscle mass did not support faster running in the
U19 players. This observation is also supported by the fact that the absolute power (watts) output in
the U19 players in RAST was significantly higher than that in the U17 group, but no such difference
existed when the power was expressed in watts/kg body weight. While an increase in muscle mass is
usually associated with an increase in power, there is no real difference in power with respect to the
body mass in both age groups in this study. Improper training methods and loads probably failed to
stimulate the relative increase in power in U19 players [54]. This was observed in other team sports as
well [55,56]. The inclusion of agility in speed training brings much better results than repeated speed
training or interval training in handball players [54,57,58]. Running economy in handball players, like
many other team games, plays a crucial role in maintaining the higher intensity of work during match
play without appreciable fatigue [59,60].
Running intensity above the AnT level resulted in more dependence on the anaerobic metabolism
and decreased running economy of the players. The U19 players, except pivots, covered a longer
distance above the AnT and produced higher [LA] than the participants of the U17 group. This suggests
a decrease in the running economy in the U19 group compared with the U17 group [59]. The relationship
between anthropometric parameters, including body weight and running speed, was pointed out by
Kukoli et al. [61] and Young et al. [62]. The increase in absolute power generation without any change
in relative power likely results from the increase in body weight of U19 players. The reason behind the
lack of improvement of relative power in U19 players needs further study.
4.3. Backs
One of the major requirements of backs is a high level of strength combined with muscle mass.
The U19 backs demonstrated higher glycolytic capacity than the backs of U17 group, as reflected by the
23% higher [LA]peak, in spite of lower HRAeT in comparison with the U17 backs. The strength training
is likely to improve the sprint, acceleration, and jumping and throwing abilities of the handball players.
The longer distance covered by the backs during competitive match play needs reasonable aerobic
training as well [19,53,63]. A significant difference in body weight (9%, p = 0.001; ES = moderate) of
backs between the groups (U19 and U17) is noticeable, although no differences in explosive power
and running speed were found between the groups in this study. No significant motor development
beyond the age of 17 years is commonly found that would differentiate the U19 group from the U17
group, and this can explain why there is no significant difference in explosive power and running speed
between the groups [47]. In backs, like pivots and wingers, power development in U19 players mainly
results from an increase in muscle mass. A 10% increase in power is not enough to improve the speed
significantly in U19 backs when compared with the backs of the U17 group. The total distance covered
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(DTotal) by the backs of the U19 group exceeded the DTotal covered by the backs of the U17 group by 6%,
mainly due to a much higher (>16%) DAnT, in spite of the lower DAeT. This again explains superiority
of the anaerobic power in U19 backs in spite of compromised aerobic capacity.
4.4. Goalkeepers
Besides game-specific skill, handball goalkeepers are trained for developing explosive power,
which is a prerequisite to efficient and effective jumping, throwing the ball, and quick acceleration of
movement in all possible directions [19,27,32].
The height of the goalkeepers of both the age groups, like outfield players, does not vary
significantly [64]. However, U19 goalkeepers were heavier than their U17 counterparts. Probably,
stronger muscles of the U19 members were responsible for their superior performance in CMJ and
CMJFA when compared with the U17 group. In spite of an increase in the explosive power of leg
muscles, which improved their jumping ability, the U19 players were not faster than the U17 group.
Higher FI in the U19 group suggests that they were unable to maintain the desired speed in repetitive
sprints in comparison with the U17 goalkeepers. Longer DTotal and DAeT by the U19 participants
indicate higher aerobic capacity in U19 handball players than U17 players. More intense and frequent
anaerobic training stimulated the anaerobic glycolytic system in the older group (U19) of handball
players, and this was reflected by higher [LA]peak in these players than the U17 participants. The reason
for the limitations of the motor development of goalkeepers of U19 may be slowing down of biological
maturity after 17 years of age [65].
5. Conclusions
The aim of this cross-sectional study was to compare physical fitness and some physiological
characteristics of U17 and U19 Polish handball players with special reference to their position of play.
Players of both the groups were equally taller, but the U19 members were significantly heavier than the
U17 participants. Players of all the U19 positions dominate over the U17 players in terms of absolute
power. However, a higher body weight has eliminated these differences in relative power values.
Increases in body weight and total muscle mass in U19 players were responsible for superior explosive
power, which caused better performance in the jump tests (CMJ and CMJFA) when compared with
U17 players. The players of the U19 group showed lower running efficiency up to AeT level and
longer distance covered above AeT than the U17 group. However, the U19 players possessed higher
anaerobic capacity and an efficient glycolytic system compared with the group of U17 players. Players
with higher body weight (U19) worked at a significantly higher energy cost level compared with the
players of lower body weight (U17) of similar playing positions.
6. Study Limitations
The research has limitations on its wide use in men’s handball. The training system in a sports
school has strict conditions that are different from training in sports clubs. The sports school players
who participated in the research did not differ in the organization of the day, diet, and training loads.
When relating the results of the presented studies to the values obtained in other training groups,
the above limitations, which constitute an integral part of each sports training process, should be taken
into account.
7. Practical Recommendations
Training of U19 groups should be targeted to transfer power into speed. There is a clear increase
in maximum power with a lack of adequate development of running speed at distances important in
handball (5 and 10 m). This is because of the fact that weight gain is not accompanied by an increase
in relative power, so the observed power development is only compensated for by weight gain. It
is also important because of the size of players, which limits their flexibility and ability to change
directions rapidly. Development of endurance and running economy of the players should not be
Int. J. Environ. Res. Public Health 2020, 17, 7979
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ignored, while focusing the training on the explosive power and sprinting ability of the players. It is
recommended to increase the training impact at the age of 17–19 towards the development of running
economy and speed increase on the thresholds (AeT and AnT).
Author Contributions: Conceptualization, T.G., A.S., and S.G.; methodology, T.G., A.S., and S.G.; software, U.S.-G.
and J.B.; validation, D.B., Ł.W., and J.B.; formal analysis, A.S., T.G., and D.B.; investigation, T.G., U.S.-G., and D.B.;
resources, T.G. and Ł.W.; data curation, S.G. and J.B.; writing—original draft preparation, T.G., A.S., and S.G.;
writing—review and editing, U.S.-G. and D.B.; visualization, A.S.; supervision, T.G. All authors have read and
agreed to the published version of the manuscript.
Funding: Financed by the project: SGS-2019-011.
Conflicts of Interest: The authors declare no conflict of interest.
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| A Comparative Study on the Performance Profile of Under-17 and Under-19 Handball Players Trained in the Sports School System. | 10-30-2020 | Gabrys, Tomasz,Stanula, Arkadiusz,Gupta, Subir,Szmatlan-Gabrys, Urszula,Benešová, Daniela,Wicha, Łukasz,Baron, Jakub | eng |
PMC5685587 | RESEARCH ARTICLE
Exposure time, running and skill-related
performance in international u20 rugby union
players during an intensified tournament
Christopher J. Carling1,2, Mathieu Lacome2*, Eamon Flanagan3, Pearse O’Doherty4,
Julien Piscione2
1 Institute of Coaching and Performance, University of Central Lancashire, Preston, United Kingdom,
2 Research Department, French Rugby Union, Marcoussis, France, 3 Irish Rugby Football Union, Fitness
Department, Dublin, Ireland, 4 Statsports Technologies™, Newry, Northern Ireland
* [email protected]
Abstract
Purpose
This study investigated exposure time, running and skill-related performance in two interna-
tional u20 rugby union teams during an intensified tournament: the 2015 Junior World
Rugby Championship.
Method
Both teams played 5 matches in 19 days. Analyses were conducted using global positioning
system (GPS) tracking (Viper 2™, Statsports Technologies Ltd) and event coding (Opta
Pro®).
Results
Of the 62 players monitored, 36 (57.1%) participated in 4 matches and 23 (36.5%) in all 5
matches while player availability for selection was 88%. Analyses of team running output (all
players completing >60-min play) showed that the total and peak 5-minute high metabolic
load distances covered were likely-to-very likely moderately higher in the final match com-
pared to matches 1 and 2 in back and forward players. In individual players with the highest
match-play exposure (participation in >75% of total competition playing time and >75-min in
each of the final 3 matches), comparisons of performance in matches 4 and 5 versus match
3 (three most important matches) reported moderate-to-large decreases in total and high
metabolic load distance in backs while similar magnitude reductions occurred in high-speed
distance in forwards. In contrast, skill-related performance was unchanged, albeit with trivial
and unclear changes, while there were no alterations in either total or high-speed running
distance covered at the end of matches.
Conclusions
These findings suggest that despite high availability for selection, players were not over-
exposed to match-play during an intensified u20 international tournament. They also imply
PLOS ONE | https://doi.org/10.1371/journal.pone.0186874
November 14, 2017
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OPEN ACCESS
Citation: Carling CJ, Lacome M, Flanagan E,
O’Doherty P, Piscione J (2017) Exposure time,
running and skill-related performance in
international u20 rugby union players during an
intensified tournament. PLoS ONE 12(11):
e0186874. https://doi.org/10.1371/journal.
pone.0186874
Editor: Jaime Sampaio, Universidade de Tras-os-
Montes e Alto Douro, PORTUGAL
Received: April 11, 2017
Accepted: October 9, 2017
Published: November 14, 2017
Copyright: © 2017 Carling et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the paper and its Supporting Information
files.
Funding: No specific funding was provided for this
work either by the French Rugby Union Federation,
Irish Rugby Football Union or Statsports
Technologies Ltd. These commercial entities only
provided support in the form of salaries for authors
[CC, ML, EF, PO and JP], but did not have any
additional role in the study design, data collection
that the teams coped with the running and skill-related demands. Similarly, individual play-
ers with the highest exposure to match-play were also able to maintain skill-related perfor-
mance and end-match running output (despite an overall reduction in the latter). These
results support the need for player rotation and monitoring of performance, recovery and
intervention strategies during intensified tournaments.
Introduction
Rugby union is an intermittent team sport requiring players to repeatedly perform bouts of
high-speed running interspersed with periods of low-speed activity [1]. Intense static exertions
such as scrummaging, physical collisions and tackles also occur frequently throughout play
[2]. On average, forward and back players at elite senior levels are shown to spend 14% and 8%
of their match time in highly intense activities such as sprinting and tackling and in scrums,
rucks and mauls [3]. Combined, these physical demands are shown to result in high levels of
muscle damage [4,5], neuromuscular and perceptual fatigue [6] and compromised immunity
[7] post-competition. While generally transient in nature, such disturbances typically persist
for 24–48 h following match-play although muscle damage can last for several days with large
variations in recovery kinetics reported across individuals [8]. At elite senior levels however, a
single match is generally played per week over the course of the season [9]. Therefore, the time
interval separating consecutive matches is sufficient in theory to ensure complete physical and
physiological recovery [10].
In contrast to elite senior rugby union competition, congested competition schedules
involving multiple matches played in a short time period occur in players in elite junior cate-
gories. For example, the annual World Rugby u20 World Cup schedule requires national
teams to participate in 5 matches over a 19-day period. If recovery time between successive
matches is short, residual fatigue, muscle damage and reduced immunity have the potential to
compromise ensuing match performance [11]. Yet to our knowledge, no data currently exist
on the potential effects on match performance (e.g., running, technical actions) of participa-
tion in intensified tournaments such as the u20 World Cup. Related research in junior Rugby
League players has reported a progressive accumulation of fatigue represented by a reduced
capacity to perform high-speed exercise during tournaments where multiple matches were
played over a 5-day period [12]. An investigation more representative of the u20 World Cup
schedule (cycle of 4 matches in 22 days vs. 5 matches in 19 days), albeit in professional rugby
league players demonstrated fluctuations in running activity with reductions in high-speed
and increases in low-speed distance covered in the latter matches [13]. No information was
reported on any potential changes in technical skill-related performance in either study. Thus
research investigating match-to-match running and technical skill-related performance during
the u20 World Cup is warranted.
Despite the aforementioned potential risk of fatigue accumulation and compromised com-
petitive performance associated with insufficient recovery time during intensified tourna-
ments, no information exists on the actual exposure time of players to match-play. Recent
research in a professional association football club [14] has shown that despite the frequent
occurrence of periods of match congestion across the season, squad rotation strategies were
employed by the coaching staff to ensure that players did not endure over-exposure. Thus, in
our opinion, similar data across tournaments such as the u20 World Cup are necessary to
Match performance in elite u20 rugby union
PLOS ONE | https://doi.org/10.1371/journal.pone.0186874
November 14, 2017
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and analysis, decision to publish, or preparation of
the manuscript. The specific roles of these authors
are articulated in the ‘author contributions’ section.
Competing interests: The authors have no
competing interests and their commercial affiliation
(French Rugby Union Federation, Irish Rugby
Football Union or Statsports Technologies Ltd)
does not alter their adherence to PLOS ONE
policies on sharing data and materials. (as detailed
online in the journal’s guide for authors http://
journals.plos.org/plosone/s/competing-interests).
determine the actual extent of player exposure and therefore the aforementioned potential risk
of compromised match performance.
This study examined exposure time and the effects of an intensified tournament on running
and skill-related match performance in international u20 players during the 2015 World
Rugby u20 World Cup.
Materials and methods
Experimental approach to the problem
The present study was conducted during the 2015 World Rugby u20 World Cup tournament.
Participation time for each player was recorded to determine the extent of match exposure
over this intensified schedule. Global positioning systems (GPS) and match analysis software
were used to gather data related to match running and skill performance and examine the
potential effects of the congested schedule on performance notably in players with high expo-
sure time to match-play.
Participants
All players were members of the French or Irish national u20 teams. Altogether, 63 players
(age: 19.8 ± 0.5 y, body mass: 99.1 ± 9.1 kg, stature: 185.4 ± 7.0 cm) participated. Prior to par-
ticipation, all players received comprehensive verbal and written explanations of the study and
provided voluntarily signed informed consent to wear GPS in competitive matches and to par-
ticipate in the collection of performance data for the entirety of the Championship. These data
arose as a condition of selection for their national team in which player performance was rou-
tinely measured over the course of the competitive season [15]. Nevertheless, institutional
board approval for the study was obtained from the Medical Council of the Federation Fran-
c¸aise de Rugby. To ensure confidentiality, all performance data were anonymized. This study
conformed to the recommendations of the Declaration of Helsinki.
Competition
During the competition, each team played 5 matches in 19 days. A total of 4 days (94-98h) sep-
arated matches 1 and 2 and matches 2 and 3 and 5 days (118-120h) separated matches 3 and 4
and matches 4 and 5. Altogether, 226 match observations (forwards = 128 and backs = 98
matches) were collected. All participating players followed standardized recovery protocols
over the course of the competition: consumption of a minimum of 40 g carbohydrates and
20 g protein in liquid or whole food form immediately after competition. Players were also
requested to use cold bath, massages and compression garments. The day following the match,
players performed recovery protocols (hydrotherapy session, foam rolls, compression gar-
ments) and received appropriate nutritional and hydration plans.
Study design
In order to conduct the analyses, two categories of performance measures were employed:
1. Time-motion analyses of running performance.
Each player wore a 10-Hz GPS unit
(mass = 50g, size = 86x33x20mm; Viper 2™, Statsports Technologies™, Newry, Northern Ire-
land) in a bespoke pocket fitted in their playing jersey which positioned the GPS unit on the
upper thoracic spine between the scapulae. Independent testing has reported low typical error
of measurement (range: 0.7–1.7%) and coefficient of variation (2.0–2.9%) as well as low abso-
lute error (2.9–3.0%) over a range of activities including repeated 30m shuttle runs, a 132.3m
circuit simulating soccer activity and 16-minute duration small-sided matches (unpublished
Match performance in elite u20 rugby union
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November 14, 2017
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data, Marathon Performance Center, 2014). All participants were familiarised with the devices
as part of their daily training and practice in the season leading up to the 2015 World Rugby
u20 World Cup.
The GPS units were turned on at least 30 minutes prior to each match to facilitate satellite
signal connection. Information on the average number of satellites to which GPS devices were
connected and values for the horizontal dilution of precision were unavailable. Following the
matches, GPS data were downloaded to a laptop and analysed with proprietary software
(STATSport Viper Rugby v2.6.1.173, STATSports Technologies Ltd., Ireland, UK). Players
whose GPS unit suffered a loss of signal for a period of time within the match were excluded
(i.e., GPS fell on the ground, spikes in the data, n = 11). Each file was cropped to ensure that
only data recorded when the player was on the field was included. A number of locomotor var-
iables were analysed: total distance run (TD) and that covered at high-running speeds (HS)
(threshold > 5.5 m.s-1). High-metabolic load distance (HI distance + distance covered while
accelerating above 2 m.s-2) [16] and the total number of high-speed activities (> 5.5 m.s-1) and
accelerations (> 2 m.s-2) were also recorded. Finally, the peak 5-min of HMLD (HMLD.Peak5-
min) was recorded for each match and player using a 5-min rolling average with step 0.1-s.
2. Match analyses of skill-related performance.
Measures of skill-related performance
defined by Opta Pro1 data provider and coded by the company’s match analysts using the
Sportscode software (Sportstec, Australia) included the total number of tackles, passes and car-
ries along with respective completion rates in these events. Effective playing time (time the ball
was in play) was also recorded. Although no data exists for elite rugby union, high levels of
Opta inter-operator reliability for coding match events in elite association football have been
demonstrated [17].
Data collection procedures
1. Participation patterns.
Exposure time was recorded for each individual player. Basic
metrics quantified from this data included total number of and percentage of the players com-
pleting: (1) 3, 4 and 5 matches respectively, (2) 3, 4 and 5 matches played successively, (3) at
least 60-min play [18] in 3, 4 and 5 matches played successively, (4) >240-min (equivalent to 3
complete matches) and >320-min (equivalent to 4 complete matches) total participation time
over the tournament. Time loss injuries and subsequent unavailability for match selection
were prospectively recorded by the team physicians respective to both teams.
2. Overall team running and skill-related performance.
To investigate accumulated
changes in overall team performance, running and skill-related performance measures were
normalised relative to each player’s participation time and compared across matches 1 to 5.
Players competing for <60-min were excluded. A total of 171 match observations were col-
lected including 77 and 94 observations for backs and forwards respectively.
3. Running and skill-related performance in “high exposure” players.
Players with high
exposure time notably during the final three matches were assessed separately. These three
matches were selected as these were considered to be the highest standard and most important
matches of the competition (e.g., semi-finals, finals or matches to determine team seeding in
the following year’s u20 world cup) and for which coaching staff habitually select their best
performers. Hence players should have been subjected to the highest physical and technical
demands in these three matches. Inclusion criteria were: (1) participation in at least 75-min in
each of the final 3 matches in the series, and (2) played more than 320-min over the course of
the competition (>75% of total playing time).
To investigate potential accumulated changes in individual match-performance, the afore-
mentioned running and skill-related measures were normalised relative to each player’s total
Match performance in elite u20 rugby union
PLOS ONE | https://doi.org/10.1371/journal.pone.0186874
November 14, 2017
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playing time and compared from Match 3 to Match 5. The total distance and high metabolic
load distance covered were also compared for the final 10-min period versus the mean value
(minus first and last 10-min periods) for the other 10-min periods.
Statistical analysis
Statistical analyses were performed using R statistical software (R. 3.1.0, R Foundation for Sta-
tistical Computing) using the lme4 and psychometric package. Means and standard deviations
for each group or playing time were derived from a generalized linear model, with the distribu-
tion and link function contingent upon the nature of the dependent variable. The overdis-
persed Poisson distribution was chosen for modelling the data from the match analyses and
the normal distribution was chosen for distances from the time-motion analyses. For each
analysis, the match (Match 1 to Match 5) was included as a fixed effect while players and teams
were included as random effects. The % differences between mean values with 90% confidence
intervals (CI) are reported.
A magnitude-based inferential approach was adopted [19,20]. Effect sizes (ES) were quanti-
fied to indicate the practical meaningfulness of the differences in mean values. Standardisation
was performed with the estimated marginal means and associated variance provided by the
generalized linear model. The ES was classified as trivial (0–0.19), small (0.20–0.59), moderate
(0.6–1.19), large (1.20–1.99) and very large (>2.0). If the 90% CI over-lapped small positive
and negative values, the magnitude was deemed unclear. The chances that the changes in run-
ning- or skill-related performance were greater for a group (i.e., greater than the smallest
worthwhile change, SWC (0.2 multiplied by the between-subject standard deviation, based on
Cohen’s d principle)), similar or smaller than the other group were calculated. Quantitative
chances of greater or smaller changes in performance variable were assessed qualitatively with
the following scale: 25−75%, possible; 75−95%, likely; 95−99%, very likely; >99%, almost cer-
tain. [21]
Results
Match exposure
The patterns of participation of players and exposure to periods of match congestion cycles are
presented in Table 1. Of the 62 players, 36 (57%) played 4 matches and 23 (37) played 5
matches. Of these appearances, 39, 28 and 23 players played 3, 4 and 5 matches successively
(62, 44, and 37% respectively). The proportion of backs and forwards who played 3, 4 and 5
matches successively with over 60-min of playing time was 14, 6 and 6% respectively for for-
wards and 35, 19 and 8% respectively for backs. Player availability for selection overall across
the competition was 88%.
Overall team match performance
Table 2 reports running and skill-related performance of players completing at least 60-min
in the matches while Fig 1 reports standardised changes in running and skill-related perfor-
mance in match 2 to 5 compared with match 1. Overall, unclear to likely small changes in
HSR, HMLD, sprints and accelerations were observed for backs (ES: -0.44 ±0.44 to 0.54 ±0.54)
between match 1 and the other matches. Regarding total distance covered, moderate increases
were observed for match 3 and 5 compared with match 1 (ES: 0.62 ±0.31 and 0.65 ±0.44
respectively). In forwards, unclear to small changes were reported in all running-performance
variables except for total distance covered. Regarding total distance covered, small to moderate
Match performance in elite u20 rugby union
PLOS ONE | https://doi.org/10.1371/journal.pone.0186874
November 14, 2017
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increases were observed between match 3 and 5 compared to match 1 (ES: 0.40 ±0.42 and
0.89 ±0.80 respectively).
Regarding skill-related performance, unclear to small differences in the frequency of passes
and carries were observed between match 1 and the other matches. Likely moderate increases
were reported between the frequencies of tackles performed by backs between match 1 and
matches 2 to 4 (ES: 1.00 ±0.70; 1.30 ±0.53 and 1.10 ±0.80 for matches 2, 3 and 4 respectively).
Unclear to small fluctuations in pass success rates or average gain per carries were observed in
backs. Likely moderate decreases in tackles success rates occurred between match 1 and match
3 and 4 in backs (ES: 1.30 ±0.53 and 1.10 ±0.80). In forwards, there were unclear to trivial effect
size differences in the frequency and success rates of skill-related performance measures
between match 1 and the other matches except in tackling actions for which there was a mod-
erate decrease in match 1 vs match 2 and a moderate decrease in passing success rates in
match 1 vs match 4.
There was no difference in effective playing time between Match 1 and 2 but possibly mod-
erate to likely large increases were observed in Match 3, 4 and 5 compared with Match 1 (ES:
0.90 ±0.49; 1.75 ±0.51; 1.43 ±0.50 respectively).
Match performance in “high exposure” players
Table 3 reports running and skill-related performance in high exposure players. In backs, likely
moderate to large decreases in total distance covered and HLMD distance covered were
reported between match 3 versus match 4 and 5 (ES: -0.61 ±0.78 to -1.70 ±1.50). Regarding
HSR distance covered as well as sprints and acceleration frequencies, only unclear differences
were reported between match 3 versus match 4 and 5. In forwards, except for HSR distance
covered (ES: 1.20 ±0.78 and 0.69 ±0.75 for Match 4 and 5 compared to Match 3 respectively),
only unclear differences were reported in running related performance.
Table 1. Overall participation of players in the competition and exposure to match congestion cycles.
Match exposure
ALL PLAYERS (62)
FORWARDS (36)
BACKS (26)
Occurrences (n) Relative Nb
(%)
Occurrences (n) Relative Nb
(%)
Occurrences (n) Relative Nb
(%)
Matches played
Played >320 min in total
14
22%
5
14%
9
35%
Played >240 min in total
23
37%
10
28%
13
50%
Participations in 3 games (nb)
47
75%
26
72%
21
81%
Participations in 4 games (nb)
36
57%
19
53%
17
65%
Participations in 5 games (nb)
23
37%
13
36%
10
38%
Multiple match cycles
Participations in 3 successive games (nb)
39
62%
23
64%
16
62%
Participations in 3 successive games
>60-min (nb)
14
22%
5
14%
9
35%
Participations in 4 successive games (nb)
28
44%
16
44%
12
46%
Participations in 4 successive games
>60-min (nb)
7
11%
2
6%
5
19%
Participations in 5 successive games (nb)
23
37%
13
36%
10
38%
Participations in 5 successive games
>60-min (nb)
4
6%
2
6%
2
8%
Nb: Number.
https://doi.org/10.1371/journal.pone.0186874.t001
Match performance in elite u20 rugby union
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In backs and forwards, unclear differences were observed in pass and tackle success rates
and average gain per carries between match 3 versus match 4 and 5 although there was a
large increase in tackle success rates in match 3 vs match 5 in backs (ES: 1.20 ±0.99). In
backs, there were possibly moderate and likely small increases in the frequency of passes (ES:
0.77 ±0.86 and 0.41 ±0.57 respectively) along with a possibly moderate to possibly large
decrease in tackle frequency in matches 4 and 5 compared with match 3 (ES: -0.87 ±0.91 and
-1.58 ±1.04 respectively). In forwards, unclear differences were observed in the frequency of
tackles and carries between match 3 and matches 4 and 5. Possibly small to possibly moderate
increases in passing frequency were reported in match 3 compared to matches 5 and 4 (ES:
0.41 ±0.57 and 0.77 ±0.86 respectively).
Fig 2 reports differences in total distance covered and HMLD distance covered between the
mean 10-min versus the final 10-min period, from match 3 to match 5. Small to moderate
increases in total distance covered between the final 10-min and mean 10-min period were
observed in matches 4 and 5 compared to match 3 (ES: 0.33 ±0.41 and 0.95 ±1.10 respectively).
Regarding HMLD, there were large increases in match 4 and 5 compared to match 3 (ES:
1.25 ±0.83 and 1.24 ±1.30 respectively).
Table 2. Running and skill- performance in players competing at least 60-min from match 1 to match 5.
BACKS
Match 1 (13)
Match 2 (14)
Match 3 (13)
Match 4 (12)
Match 5 (12)
TD (m.min-1)
66.8 ± 6.0
64.7 ± 8.3
71.3 ± 7.9
68.0 ± 5.1
70.3 ± 3.6
HSR (m.min-1)
4.4 ± 2.0
4.1 ± 1.4
4.0 ± 1.5
4.9 ± 2.3
4.4 ± 1.8
HMLD (m.min-1)
10.5 ± 2.0
10.0 ± 1.9
11.1 ± 2.8
11.3 ± 2.4
11.3 ± 2.0
Sprints (n.min-1)
0.24 ± 0.08
0.25 ± 0.07
0.24 ± 0.08
0.29 ± 0.1
0.27 ± 0.08
Accel (n.min-1)
0.31 ± 0.08
0.27 ± 0.09
0.34 ± 0.13
0.36 ± 0.11
0.35 ± 0.11
HMLD.Peak5min (m.min-1)
25.7 ± 5.2
26.9 ± 6.0
28.3 ± 6.0
30.6 ± 9.0
30.0 ± 8.3
Tackles (n)
0.05 ± 0.03
0.09 ± 0.04
0.10 ± 0.04
0.08 ± 0.03
0.06 ± 0.03
Passes (n)
0.10 ± 0.12
0.10 ± 0.11
0.07 ± 0.09
0.12 ± 0.1
0.07 ± 0.04
Carries (n)
0.08 ± 0.04
0.05 ± 0.03
0.06 ± 0.04
0.09 ± 0.03
0.10 ± 0.06
Tackles (%)
0.82 ± 0.30
0.83 ± 0.15
0.62 ± 0.23
0.63 ± 0.18
0.74 ± 0.29
Passes (%)
0.97 ± 0.06
0.98 ± 0.05
0.93 ± 0.11
0.93 ± 0.12
0.91 ± 0.14
Average Gain/Carries (m)
5.23 ± 3.00
5.10 ± 2.28
6.59 ± 8.05
5.82 ± 2.89
4.70 ± 2.29
FORWARDS
Match 1 (12)
Match 2 (10)
Match 3 (12)
Match 4 (9)
Match 5 (10)
TD (m.min-1)
59.8 ± 4.7
53.8 ± 6.4
62.7 ± 8.2
61.3 ± 4.6
63.6 ± 3.5
HSR (m.min-1)
1.1 ± 0.8
0.6 ± 0.5
1.0 ± 0.8
1.4 ± 0.7
1.1 ± 0.8
HMLD (m.min-1)
6.5 ± 2.2
5.2 ± 1.9
7.0 ± 2.4
6.4 ± 3.0
7.2 ± 2.0
Sprints (n.min-1)
0.09 ± 0.06
0.06 ± 0.05
0.10 ± 0.07
0.10 ± 0.06
0.09 ± 0.06
Accel (n.min-1)
0.31 ± 0.16
0.19 ± 0.11
0.31 ± 0.16
0.27 ± 0.16
0.33 ± 0.11
HMLD.Peak5min (m.min-1)
15.4 ± 3.2
16.3 ± 5.4
17.4 ± 5.1
15.7 ± 6.5
19.3 ± 4.9
Tackles (n)
0.11 ± 0.06
0.15 ± 0.01
0.13 ± 0.05
0.08 ± 0.03
0.12 ± 0.06
Passes (n)
0.03 ± 0.04
0.01 ± 0.02
0.02 ± 0.03
0.04 ± 0.04
0.04 ± 0.06
Carries (n)
0.09 ± 0.06
0.05 ± 0.05
0.10 ± 0.08
0.08 ± 0.06
0.09 ± 0.06
Tackles (%)
0.96 ± 0.06
0.89 ± 0.11
0.92 ± 0.09
0.83 ± 0.19
0.94 ± 0.08
Passes (%)
0.99 ± 0.03
1.00 ± 0.00
0.98 ± 0.06
0.91 ± 0.19
0.98 ± 0.06
Average Gain/Carries (m)
1.91 ± 1.68
1.93 ± 1.51
1.88 ± 1.34
1.56 ± 1.04
1.46 ± 1.11
Effective playing time (min)
29.3 ± 2.1
29.6 ± 3.4
35.3 ± 8.5
32.2 ± 0.2
33.1 ± 2.5
TD: Total distance; HSR: High speed running; HMLD: High metabolic load distance; ES: Effect size; % chances: % chances that the true difference is +ive/
trivial/ -ive.
Number in parenthesis refers to the number of players analysed.
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Discussion
To our knowledge, this is the first study conducted in international junior rugby union players
to investigate exposure time to match-play, running and skill-related match performance dur-
ing an intensified tournament (5 matches in 19 days). The main findings were: (1) only <60%
and <40% of players participated in 4 or 5 of all matches respectively despite a substantially
higher availability rate for selection, (2) the two teams as a whole were able to maintain run-
ning- and skill-related performance throughout this intensive schedule, (3) in players with the
highest exposure time to play, overall running performance over the final two matches was
Fig 1. Standardised differences in running (panel A)- and skill (panel B)- related performance between match 1 and match 2 to 5 in
forwards and backs. Grey zone stands for trivial zone (effect size ± 0.2). TD: Total distance; HSR (High speed running); HMLD: High metabolic
load distance. Accel: Accelerations; HMLD.Peak5min: Peak 5-min of high metabolic load distance.
https://doi.org/10.1371/journal.pone.0186874.g001
Match performance in elite u20 rugby union
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affected to a certain extent although end match running output and overall skill-related perfor-
mance remained stable.
Match exposure
In elite rugby union, the exposure time of players to competition has generally received little
attention in the scientific literature [9]. No information exists for elite players in younger age
categories and especially during intensified tournaments such as the u20 World Cup. In this
tournament, teams are exposed to a demanding schedule of 5 matches over a 19-day period. In
the present study, analysis of two international u20 teams showed that only 57% and 37% of
players participated in 4 or 5 out of the 5 successive matches respectively despite player avail-
ability being nearly 90% across the tournament. These findings imply that the teams’ coaching
staff recognised the need to rotate and rest players over the course of the tournament. In
regards to participation in successive matches, almost two-thirds of players were exposed to 3
consecutive matches although only 22% (35% of backs and 14% of forwards) played over
60-mins in all three matches. While no information is available on the actual reasons of
Table 3. Running and skill-performance in “high-exposure players” from match 3 to match 5.
BACKS (5)
Match 3
Match 4
Match 5
Match 3 vs Match 4
Match 3 vs Match 5
ES
% chances
ES
% chances
TD (m.min-1)
73.7 ± 7.1
66.1 ± 4.6
69.9 ± 3.5
-1.20 ±0.80
0/2/97
-0.61 ±0.78
4/14/81
HSR (m.min-1)
4.9 ± 1.0
4.8 ± 1.7
3.8 ± 0.9
-0.05 ±0.79
29/33/37
-0.98 ±1.30
6/9/85
HMLD (m.min-1)
12.2 ± 0.6
11.2 ± 1.8
10.8 ± 0.9
-0.67 ±0.81
4/13/83
-1.70 ±1.50
2/3/95
Sprints (n.min-1)
0.29 ± 0.02
0.30 ± 0.06
0.26 ± 0.05
0.22 ±8.90
50/3/47
-0.57 ±0.94
9/17/75
Accel (n.min-1)
0.40 ± 0.10
0.40 ± 0.12
0.37 ± 0.11
-0.03 ±2.40
44/11/45
-0.30 ±0.96
19/24/57
HMLD.Peak5min (m.min-1)
31.8 ± 5.0
28.4 ± 6.3
26.9 ± 1.2
-0.53.± 1.04
12/15/72
-1.20.± 1.04
2/4/94
Tackles (n)
0.12 ± 0.05
0.08 ± 0.03
0.06 ± 0.02
-0.87 ±0.91
3/8/89
-1.58± 1.04
1/1/98
Passes (n)
0.03 ± 0.03
0.06 ± 0.04
0.06 ± 0.05
0.72 ±1.20
79/12/9
0.66 ±1.10
78/14/9
Carries (n)
0.08 ± 0.02
0.07 ± 0.02
0.08 ± 0.05
-0.15 ±1.60
35/18/48
-0.06 ±0.91
31/30/39
Tackles (%)
0.59 ± 0.19
0.59 ± 0.20
0.80 ± 0.12
0.01 ±1.00
37/27/36
1.20 ±0.99
95/4/2
Passes (%)
0.95 ± 0.11
0.86 ± 0.14
0.92 ± 0.14
-0.60 ±1.00
10/15/75
-0.24 ±1.00
22/25/53
Average Gain/Carries (m)
5.52 ± 7.35
5.71 ± 3.09
3.46 ± 1.51
0.03 ±0.88
36/32/32
-0.35 ±0.94
15/23/61
FORWARDS (5)
Match 1
Match 2
Match 3
Match 3 vs Match 4
Match 3 vs Match 5
ES
% chances
ES
% chances
TD (m.min-1)
61.4 ± 8.8
62.5 ± 3.5
64.2 ± 2.5
0.15 ±0.61
44/39/17
0.40 ±0.66
70/24/7
HSR (m.min-1)
0.5 ± 0.3
1.4 ± 0.8
1.0 ± 0.8
1.20 ±0.78
98/1/0
0.69 ±0.75
86/11/3
HMLD (m.min-1)
5.8 ± 2.0
6.5 ± 3.6
7.1 ± 1.6
0.23 ±0.69
53/32/15
0.65 ±1.10
75/15/10
Sprints (n.min-1)
0.06 ± 0.04
0.11 ± 0.07
0.08 ± 0.05
0.91 ±0.80
93/6/1
0.43 ±0.88
67/21/11
Accel (n.min-1)
0.28 ± 0.10
0.29 ± 0.19
0.34 ± 0.1
0.07 ±0.85
40/31/30
0.53 ±0.78
76/18/6
HMLD.Peak5min (m.min-1)
17.1 ± 6.1
14.6 ± 7.6
18.4 ± 5.6
-0.33.± 1.04
20/20/60
0.19.± 1.04
51/23/27
Tackles (n)
0.13 ± 0.05
0.10 ± 0.02
0.13 ± 0.05
-0.85 ±1.10
6/11/83
0.01 ±1.1
38/25/37
Passes (n)
0.03 ± 0.03
0.06 ± 0.04
0.05 ± 0.07
0.77 ±0.86
87/9/4
0.41 ±0.57
74/22/4
Carries (n)
0.10 ± 0.08
0.09 ± 0.06
0.10 ± 0.06
-0.07 ±0.72
25/37/37
-0.06 ±0.69
25/39/36
Tackles (%)
0.87 ± 0.07
0.80 ± 0.19
0.90 ± 0.09
-0.48 ±0.80
8/19/73
0.35 ±1.40
57/18/25
Passes (%)
0.97 ± 0.07
0.85 ± 0.22
0.96 ± 0.08
-0.63 ±0.95
7/14/79
-0.06 ±2.20
41/13/45
Average Gain/Carries (m)
1.35 ± 0.72
1.14 ± 0.67
1.22 ± 1.13
-0.27 ±1.40
28/18/53
-0.13 ±0.63
18/40/42
Effective playing time (min)
35.3 ± 8.5
32.2 ± 0.2
33.1 ± 2.5
-0.5± 0.74
6/18/76
-0.34± 0.74
12/25/63
TD: Total distance; HSR: High speed running; HMLD: High metabolic load distance; ES: Effect size; % chances: % chances that the true difference is +ive/
trivial/ -ive.
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Match performance in elite u20 rugby union
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practitioners for selection/non-selection or substitutions of players during the present con-
gested competition, these results again tend to suggest that rotation strategies were employed
to avoid over-exposure. Similar findings have been previously identified in an elite association
football club [14]. However, before any generalisations can be made additional work is neces-
sary to determine exposure time and identify the reasons for rotation strategies across all par-
ticipating teams and multiple u20 World Cup competitions.
Overall team performance
Analyses of running and skill related performance (excluding players competing for less than
60-min) for the two teams as a whole across the 5-match schedule reported no notable changes
from match to match. It is noteworthy that during the final match of the series, small to mod-
erate increases in values were observed for the total distance covered, HMLD, number of accel-
erations and HMLD.Peak5-min compared to those recorded in matches 1 and 2 in both backs
and forwards. The frequency of passes, successful passes and tackles and average gains per
Fig 2. Differences in total distance covered (panel A) and high metabolic load distance covered (panel
B) between the mean 10-min versus the final 10-min period, from match 3 to match 5. Grey zone stands
for trivial zone (effect size ± 0.2). Grey circles: Individual observations. Black circle and bar: Mean and
standard deviation.
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carry were lower in match 5 versus match 1 whereas the frequency of tackles and carries were
higher. However, the effect sizes for these differences ranged from trivial to small. Taken
together, these findings suggest that the two teams as a whole coped ‘physically’ and ‘techni-
cally’ with the demands of this intensive schedule. In the absence of similar data for rugby
union, comparisons can only be made with other team sports such as soccer and rugby league.
In two studies in elite soccer, neither skill nor running performance declined in two teams as a
whole over several successive matches played over a short time period [22,23]. Junior rugby
league players in contrast [12] reported an attenuation in overall distance run and that covered
in high-speeds in the final two matches during an intensified competition (5x40-minute
matches played over a 5-day period).
Several reasonable explanations may be forwarded for this lack of a reduction in match per-
formance. First, the 4-5-day interval between matches may have been sufficient to enable full
physical and/or physiological recovery and readiness for the following match [24]. Second, the
systematic monitoring by the teams of recovery responses (e.g., RPE, sleep quality and quan-
tity, muscle soreness) following competition combined with daily training load management
enables evidence-based and informed decisions on player selection policies for the forthcom-
ing match [9,25]. Third, the aforementioned standardized post-match recovery interventions
possibly also aided players to maintain match performance although contrasting evidence
exists for their effectiveness [26,27]. Finally, the highly developed physical qualities of players
at international standards could have attenuated post-match fatigue enabling a quicker recov-
ery. In rugby league, both the ability to perform high-intensity running and body strength are
shown to minimise post-match fatigue and muscle damage markers [28]. Work in elite rugby
union populations is necessary to verify this latter explanation.
Performance in “high match exposure” players
A separate analysis of the final three matches of the competition (separated by 5-days recovery
intervals) was conducted as these were considered the most demanding due to the standard of
the opposition and stakes: semi-finals, finals or matches to determine team seeding in the fol-
lowing year’s u20 world cup. In backs who participated in a minimum 75-min play in each of
these latter matches and 75% of the total team’s exposure over the entire competition, there
were moderate to large decreases in total distance covered, HMLD and HMLD.Peak5min
overall in games. Similar magnitude drops also occurred for HSR in forwards in matches 4
and 5 versus match 3.
These findings imply that running performance overall was negatively affected in high
exposure players and might be associated with a progressive accumulation of fatigue. The
decline could be associated to the cumulative perceptual, physical and physiological effects of
participation in several matches over a short time frame. These results also demonstrate the
importance of examining performance on an individual basis notably in players with greater
exposure rather than simply for the team as a whole. It is important to note however that a
reduction in effective playing time in matches 4 and 5 occurred. This drop might have partly
contributed to the lower distances covered. Research to identify potential reasons for such
match-to-match changes in running output related to effective playing time and other contex-
tual factors such as score line is necessary. Similarly, simultaneous monitoring of post-match
neuromuscular, blood creatine kinase, perceptual well-being, RPE and sleep responses [9]
would be pertinent to complement the present external analyses of match demands. In general,
work is necessary to determine the minimal time interval necessary to ensure that elite junior
players are fully recovered psychologically, physically and physiologically between consecutive
matches during the present tournament.
Match performance in elite u20 rugby union
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Interestingly, despite the decrease in overall running output in matches 4 and 5 versus
match 3, no decrements in total distance covered or HMLD were observed during the final
10-minutes of play compared to the mean distance run for all other 10-min periods. Thus it
seems that the high exposure players were able to maintain end-match running performance
even at the latter end of the congested schedule. This result contrasts with previous research
showing a general trend for reductions in running distances towards the end of matches in
elite senior rugby union [29–31]. A reasonable explanation for this lack of a decline could be
linked to players adopting a pacing strategy in order to maintain their ability to participate in
key match actions throughout the entire course of play [32].
Recent research has shown that senior international rugby union players are able to main-
tain skill-related performance over the course of match-play even when declines in running
performance occur [33]. Here, a large disparity in changes in the overall frequency and success
rates of technical actions was observed in backs and forwards across the three final matches
rendering difficult the interpretation of findings. For example, in match 5 compared to match
4 passing frequency improved in both playing positions whereas tackle frequency dropped in
backs but increased in forwards. As these patterns might only be a reflection of the present two
teams and related to the opposition teams each faced (standard, style of play, tactics), we sug-
gest there is a need for analysis of all participating u20 teams to provide a larger sample from
which more accurate conclusions can be drawn.
Limitations and research perspectives
While two national teams collaborated on this research project, larger sample-size studies are
necessary to determine exposure time and assess player rotation strategies across all participat-
ing teams and in those that are deemed to be successful or non-successful. Monitoring of the
time course of various recovery markers (perceptual, physical and physiological) is also neces-
sary to allow assessment of how a congested schedule impacts post-match recovery kinetics
and subsequent readiness for play.
Conclusions
This study shows that only <60% and <40% of players participated in 4 or 5 of all matches
respectively despite high availability for selection suggesting that coaching staff operated rota-
tion and rest strategies. It would seem that effective squad management strategies are necessary
to aid junior international teams in sustaining work rate and skill proficiency over an intensi-
fied schedule as reflected in the maintaining of running and skill-related match performance
by the present teams. However, in individual players reporting the highest exposure time to
play especially in the most important matches (final 3 in the 5 match series), running perfor-
mance over the entire match was affected to a certain extent although overall skill-related per-
formance remained stable. Similarly, running performance during the latter stages of play was
also stable. These results suggest that, while overall running performance tended to decrease in
high exposure players, coaches can generally be confident in their players’ ability to maintain
end-match physical- and skill-related performance even during congested schedules. This pos-
itive result might be linked to pacing and/or post-match recovery strategies and requires fur-
ther investigation.
Supporting information
S1 Data. Blind Global positioning system dataset.
(XLSX)
Match performance in elite u20 rugby union
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November 14, 2017
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Author Contributions
Conceptualization: Christopher J. Carling, Mathieu Lacome, Eamon Flanagan, Julien
Piscione.
Data curation: Mathieu Lacome.
Formal analysis: Mathieu Lacome, Pearse O’Doherty.
Funding acquisition: Julien Piscione.
Investigation: Christopher J. Carling, Mathieu Lacome.
Methodology: Christopher J. Carling, Mathieu Lacome, Eamon Flanagan.
Project administration: Julien Piscione.
Resources: Eamon Flanagan.
Software: Pearse O’Doherty.
Supervision: Eamon Flanagan, Julien Piscione.
Validation: Christopher J. Carling, Mathieu Lacome, Eamon Flanagan, Julien Piscione.
Visualization: Pearse O’Doherty.
Writing – original draft: Christopher J. Carling.
Writing – review & editing: Christopher J. Carling, Mathieu Lacome.
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| Exposure time, running and skill-related performance in international u20 rugby union players during an intensified tournament. | 11-14-2017 | Carling, Christopher J,Lacome, Mathieu,Flanagan, Eamon,O'Doherty, Pearse,Piscione, Julien | eng |
PMC8927644 | ORIGINAL RESEARCH
published: 03 March 2022
doi: 10.3389/fsurg.2022.851113
Frontiers in Surgery | www.frontiersin.org
1
March 2022 | Volume 9 | Article 851113
Edited by:
Songwen Tan,
Central South University, China
Reviewed by:
Xuefeng Yang,
University of South China, China
Wenjun Gu,
Shanghai Jiaotong University School
of Medicine, China
*Correspondence:
Peng Huang
[email protected]
†These authors share first authorship
Specialty section:
This article was submitted to
Visceral Surgery,
a section of the journal
Frontiers in Surgery
Received: 09 January 2022
Accepted: 31 January 2022
Published: 03 March 2022
Citation:
Zhao S, Liu S, Wen Y, Qi Q and
Huang P (2022) Analysis of the Effect
of External Counterpulsation
Combined With High-Intensity Aerobic
Exercise on Cardiopulmonary Function
and Adverse Cardiovascular Events in
Patients With Coronary Heart Disease
After PCI. Front. Surg. 9:851113.
doi: 10.3389/fsurg.2022.851113
Analysis of the Effect of External
Counterpulsation Combined With
High-Intensity Aerobic Exercise on
Cardiopulmonary Function and
Adverse Cardiovascular Events in
Patients With Coronary Heart
Disease After PCI
Shiming Zhao 1†, Shaowen Liu 1†, Yuan Wen 1, Qiuhuan Qi 1 and Peng Huang 2*
1 Department of Cardiology, Wuhan Hankou Hospital, Wuhan, China, 2 Intensive Care Unit, Emergency Medical Department,
Wuhan Hankou Hospital, WuHan, China
Purpose: To explore the intervention effect of external counterpulsation (ECP) combined
with high-intensity aerobic exercise (HIAT) on patients with coronary heart disease (CHD)
after PCI.
Methods: 124 patients with stable CHD after PCI admitted to our hospital from June
2018 to June 2021 were selected, and all patients were divided into control group
and observation group using the random number table method. The control group
received conventional treatment, The observation group received ECP combined with
HIAT based on the control group. The cardiorespiratory function indexes, exercise
endurance indexes, incidence of major cardiovascular adverse events (MACE), Barthel
index of the two groups were observed.
Results: After intervention, METs max, VO2 max, VO2 max/kg, VO2 max/HR, and PP, ED,
AT, and Barthel score in both groups were significantly higher than before intervention,
and patients in the observation group were significantly higher than those in the control
group (P < 0.05). The incidence of MACE in the observation group (3.23%) was lower
than in the control group (12.90%) (P < 0.05).
Conclusion: ECP combined with HIAT can improve the cardiopulmonary function of
patients with CHD after PCI, and improve exercise endurance, reduce the incidence of
MACE, improve patients’ ability of daily living.
Keywords: coronary heart disease, external counterpulsation, high-intensity aerobic exercise, cardiopulmonary
function, adverse cardiovascular events
Zhao et al.
External Counterpulsation/High-Intensity Aerobic Exercise
INTRODUCTION
Coronary heart disease (CHD), a common disease among
middle-aged and elderly people, has become the leading cause of
hospitalization and death in China. The onset age of this disease
is generally after 60 years old, and in recent years, the prevalence
of CHD has been on a rapid rise (1). With the development
of science and technology and medical treatment, percutaneous
coronary intervention (PCI) is increasingly used in the treatment
of CHD, which is a therapeutic method for patients with coronary
artery stenosis to unblock the narrowed or occluded coronary
artery lumen by transcatheter technique. It has the advantages of
less trauma, quick recovery and high success rate (2, 3). However,
PCI is not the end of treatment for patients with CHD. Although
PCI can save patients’ lives, the incidence of major cardiovascular
adverse events (MACE) after PCI is high and the recovery of
cardiopulmonary function after PCI is poor (4, 5). At present,
only drug or surgical treatment can not completely relieve the
risk factors of patients with CHD, and it is of great clinical
significance to effectively stabilize the condition of patients with
CHD, reduce the incidence of coronary complications, and
improve the cardiopulmonary function of patients.
Research has shown that the key to improving the quality
of life and prognosis of patients with CHD is not only
conventional drug therapy, but also somato-psychological and
other integrated rehabilitation measures are equally important
(6). External counterpulsation (ECP) is a non-invasive assisted
circulation device, which sequentially inflates the balloon during
the diastolic phase of the heart to promote blood return
to the lower extremity arteries and increase coronary artery
perfusion, and is beneficial to improving myocardial blood
supply and increasing oxygen-carrying capacity, thus affecting
cardiopulmonary function, and has become the main non-drug
treatment for various angina pectoris, heart failure and other
cardiovascular diseases (7, 8). In addition, cardiac rehabilitation
therapy with exercise training as the core content is gradually
recognized and respected by clinical health care professionals and
patients. High-intensity aerobic training (HIAT) can reduce the
body’s inflammatory reaction, improve the patient’s endothelial
function, promote the establishment of coronary collateral
circulation and delay coronary stenosis through high-intensity
effective exercise stimulation (9). HIAT not only helps to control
body weight, improve patients’ blood pressure and blood glucose,
but also prevents cardiovascular events, promotes mental health,
and controls risk factors of cardiovascular disease as a whole, thus
improves patients’ exercise function and survival quality, and has
a positive impact on patients’ prognosis (10). The aim of this
study was to investigate the effect of ECP combined with HIAT
on cardiopulmonary function and MACE in patients with CHD
after PCI.
MATERIALS AND METHODS
Object
124 patients with stable CHD after PCI admitted to our hospital
from June 2018 to June 2021 were selected, and all patients
were divided into control group and observation group using the
random number table method, with 62 cases each.
Inclusion Criteria
Met the diagnostic criteria of coronary heart disease (11); PCI
was performed successfully for the first time within 3 months;
Hemodynamics was stable after PCI; Have the condition of
basic movement.
Exclusion Criteria
Accompanied by movement restriction diseases such as bone
joints and muscles; Patients with severe arrhythmia and
severe heart failure that affect ECP; Severe cardiopulmonary
dysfunction;
Those
who
were
unable
to
perform
cardiopulmonary exercise test for various reasons; Accompanied
by systemic serious organic diseases; Complicated infectious
diseases; Mental disorder, abnormal cognitive function, Unable
to cooperate with training; Increase or decrease the amount of
exercise if you did not follow the instructions.
Methods
The control group received conventional treatment, including
drug therapy, anti-blocking rehabilitation training, and daily
nursing (1). The medical staff gave the patients anti-platelet
aggregation, nitrates, angiotensin-converting enzyme inhibitors,
and statins (2). Integrated with the guidance of the director
of our rehabilitation department, the patients performed elastic
band exercises with the help of researchers to ensure that the
patients did not feel any discomfort on the day of training,
and instructed the patient to wear a heart rate monitor.
Preparatory activities and relaxation activities were performed
before exercise, relaxation movements and warm-up movements
include shoulder, wrist, ankle, neck, waist, hip, knee joint
activities. The patients’ blood pressure and heart rate were
closely monitored during exercise, and exercise was stopped
immediately if symptoms such as progressive chest pain, pale
complexion, ataxia, dizziness, fatigue, and shortness of breath
occurred. The training forms could simply be arranged and
designed according to the movement of the joint, the resistance
provided by the elastic band at 100% extension was 1.7 kg. In
resistance training, each isometric contraction lasted 10s, rested
for 10 s, repeated 10 times as a set of training, and each training
was done with 10 sets of training (3). Health education was
carried out on quitting smoking and drinking, eating regularly,
exercising properly, and regulating emotions.
The observation group received ECP combined with HIAT
based on the control group. Patients were evaluated by
cardiopulmonary exercise test before the intervention. Patients
were first warmed up with a power bike for 5 min with no load
and rested for 3 min with an initial power of 5 W. The power
was increased at a rate of 10 W/min. Patients were kept at a
speed of 50–60 r/min while pedaling training. When patients
had chest pain, weakness, dyspnea and other uncomfortable
symptoms, or when ECG and blood pressure monitoring reached
the indications for test discontinuation, the evaluation was
discontinued and peak power (PP) was recorded (1). ECP: The
intervention was performed with a balloon type ECP device
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March 2022 | Volume 9 | Article 851113
Zhao et al.
External Counterpulsation/High-Intensity Aerobic Exercise
(P-ECP/TM, Pushkang, Chongqing). During the treatment, the
patient was lying flat on the bed, and airbags were pumped on
the patient’s calves and thighs as well as buttocks, which were
connected to the air compressor through an air tube. Under
cardiac monitoring, the balloons were inflated and deflated
simultaneously with the patient’s cardiac cycle, with sequential
compression of the lower limbs and buttocks during diastole
and rapid deflation of the three balloons during systole, with a
counterpulsation balloon inflation pressure of 260–340 mmHg
and a finger pulse wave showing a diastolic/systolic wave ratio
>1.2. 1 time/d, 1 month was a course of treatment (2). HIAT:
After 5 min of warm-up, patients were trained with power
treadmill by bicycle with aerobic exercise intensity of 80% PP,
3 min for each group, with 1 min rest between groups, 10 groups
for each training, a total of 40 min. The initial training could
be carried out with 60% PP as exercise load for 7 days of
adaptive training. The treatment lasted for 3 months, 1 time/d,
and 3 times/week.
Observation Index
(1) Baseline
information
such
as
patient’s
age,
gender,
smoking
history,
alcohol
history,
combined
diseases,
and postoperative course of PCI were recorded.
(2) Before intervention and 3 months after intervention, the
K482
cardiopulmonary
exercise
test
training
system
(COSME,
Italy)
was
used
to
measure
the
patients’
cardiorespiratory function indexes. The patients’ maximal
METs (METs max), maximal oxygen uptake (VO2
max),
maximal oxygen uptake every kilogram (VO2 max/kg) and
maximal oxygen pulse (VO2 max/HR) were recorded.
(3) Before intervention and 3 months after intervention,
the K482 cardiopulmonary exercise test training system
(COSME, Italy) was used to measure the exercise endurance
indexes of the patients. The PP, exercise duration (ED) and
anaerobic threshold (AT) in the patients’ cardiopulmonary
exercise test were recorded.
(4) The incidence of MACE such as angina pectoris, arrhythmia
and heart failure was recorded in both groups within 3
months of intervention.
(5) Before intervention and 3 months after intervention, the
Barthel index was used to evaluate the patients’ ability of
daily living. The scale had 10 items with a total score of
100 points, >60 points: in daily life, patients could basically
take care of themselves; 40–60 points: in daily life, patients
needed the help from others; 20–40 points: life needs a lot
of help; <20 points: in daily life, patients completely needed
the help from others. The higher the score, the stronger the
independence and the smaller the dependence of the patient.
Statistical Methods
SPSS 22.0 software was used for analysis. The measurement data
was (± s), the comparison was made by t-test, the count data
was (%), and the comparison was made by χ2 test. P < 0.05 was
statistically significant.
RESULTS
Baseline Information of the Patient
There was no statistical difference in age, gender, smoking
history, alcohol history, combined diseases, and postoperative
course of PCI between the two groups (P > 0.05). As shown
in Table 1.
Cardiopulmonary Function of Patients
After intervention, METs
max, VO2
max, VO2
max/kg, and
VO2 max/HR in both groups were significantly higher than
before intervention, and patients in the observation group were
significantly higher than those in the control group (P < 0.05).
As shown in Figure 1.
Exercise Endurance of Patients
After intervention, PP, ED, and AT in both groups were
significantly higher than before intervention, and patients in the
observation group were significantly higher than those in the
control group (P < 0.05). As shown in Figure 2.
Incidence of MACE in Patients
The incidence of MACE in the observation group (3.23%) was
lower than in the control group (12.90%) (P < 0.05). As shown
in Table 2.
Ability of Daily Living of Patients
After intervention, the Barthel score in both groups were
significantly higher than before intervention, and patients in
the observation group was significantly higher than that in the
control group (P < 0.05). As shown in Figure 3.
DISCUSSION
PCI is one of the common clinical treatment modalities for
CHD, which can effectively improve myocardial blood perfusion,
promote myocardial cell recovery and improve prognosis (12).
However, after PCI, the myocardial blood supply of patients with
CHD is insufficient, and the oxygen-carrying capacity of the
body is reduced, which leads to the decline of cardiopulmonary
function and exercise endurance, easily triggers MACEs such
as angina pectoris, arrhythmia, heart failure, seriously affecting
the physical and mental health and life safety of patients
(13). At present, the clinic attaches great importance to the
rehabilitation of patients with CHD, and the intervention model
with the ultimate goal of improving cardiopulmonary function,
improving quality of life and returning to society is gradually
applied widely.
ECP is a non-medical, non-invasive physiotherapy method
that increases cardiac perfusion by wrapping the patient’s
buttocks and lower extremities with segmental balloons. During
the diastolic phase of the heart, the balloons are sequentially
inflated to promote the return of blood from the arteries of
the lower extremities to the aorta and then to the arteries
at all levels, thereby increasing diastolic pressure, and during
the systolic phase of the heart, the balloons are rapidly
deflated to allow rapid flow of blood from the aorta to
the lower extremities to reduce cardiac afterload (14). The
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External Counterpulsation/High-Intensity Aerobic Exercise
TABLE 1 | Baseline information of patients (n, %, ¯x± s).
Group
Number of cases
Age (years)
Gender
Smoking history
Alcohol history
<60
≥60
Male
Female
Control group
62
28 (45.16%)
34 (54.84%)
31 (50.00%)
31 (50.00%)
36 (58.06%)
35 (56.45%)
Observation group
62
30 (48.39%)
32 (51.61%)
27 (43.55%)
35 (56.45%)
37 (59.68%)
39 (62.90%)
χ2 value
0.130
0.518
0.033
0.536
P-value
0.719
0.472
0.855
i0.464
Group
Number of cases
Combined diseases
Postoperative course of PCI (d)
Diabetes
Hypertension
Hyperlipidemia
Control group
62
19 (30.64%)
14 (22.58%)
13 (20.96%)
40.23 ± 8.13
Observation group
62
17 (27.42%)
16 (25.81%)
12 (19.35%)
38.85 ± 8.55
χ2/t value
0.273
0.920
P-value
0.872
0.359
FIGURE 1 | Cardiopulmonary function of patients. Compared with before intervention, *P < 0.05; compared with control group, #P < 0.05.
principles of ECP therapy are mainly: (1) Increase aortic diastolic
pressure, increase coronary blood perfusion and improve
myocardial blood supply. (2) Reduce peripheral resistance,
improve blood flow, and promote the formation of coronary
collateral circulation. (3) Increase the shear stress of blood
flow, improve the shape and function of vascular endothelial
cell, repair damaged vascular endothelium, and inhibit the
development of atherosclerosis. (4) Accelerate blood flow, reduce
blood viscosity, improve microcirculation while increasing the
oxygen uptake capacity of the body. (5) When the balloon is
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External Counterpulsation/High-Intensity Aerobic Exercise
FIGURE 2 | Exercise endurance of patients. Compared with before intervention, *P<0.05; compared with control group, #P < 0.05.
TABLE 2 | Incidence of MACE in patients (n, %).
Group
Number of cases
Angina pectoris
Arrhythmia
Heart Failure
Total incidence
Control group
62
5 (8.06%)
2 (3.23%)
1 (1.61%)
8 (12.90%)
Observation group
62
1 (1.61%)
1 (1.61%)
0 (0.00%)
2 (3.23%)
χ2 value
3.916
P-value
0.048
constantly squeezing the lower limbs, the body’s nervous system
generates micro-electrical stimulation, which is conducive to
relieving muscle tension and relaxing the cerebral cortex (15–17).
ECP is a non-invasive, safe, effective, and inexpensive treatment
device that can reduce the discomfort of patients with CHD,
control the progression of the disease, and change the exercise
endurance of the patient, thereby facilitating adaptation to more
intense or longer exercise (18). Physical inactivity is one of the
risk factors for CHD, and long-term physical inactivity may
lead to a decrease in cardiorespiratory fitness, which in turn
may affect the patient’s quality of life. HIAT can positively
affect the cardiovascular system of patients with CHD after
PCI in many ways: (1) HIAT can promote the formation of
cardiac collateral circulation, improve coronary artery blood
supply and intrinsic myocardial contractility, increase coronary
blood flow and capillary diffusion, and improve the circulation
transportation capacity of the coronary artery, thereby reducing
cardiac work and improving left ventricular myocardial function.
(2) HIAT can promote adaptive changes in the structure,
function and regulatory capacity of the cardiovascular system
and skeletal muscle system, which can increase the density of
skeletal muscle capillaries, increase the number of myocardial
capillaries, improve the supply of peripheral blood, increase
the oxygen uptake capacity of skeletal muscle, so as to meet
the body’s demand for oxygen and reducing the load on the
heart. (3) Aerobic exercise can increase the shear stress of
coronary blood flow, stimulate the production and release of
nitric oxide synthase in vascular endothelial cells, improve the
vasodilatory capacity of endothelial intact coronary arteries,
improve the function of peripheral vascular endothelial cells,
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External Counterpulsation/High-Intensity Aerobic Exercise
FIGURE 3 | Ability of daily living of patients. Compared with before
intervention, *P < 0.05; compared with control group, #P < 0.05.
and thus increase myocardial perfusion. (4) HIAT enhances the
oxygen utilization capacity and aerobic metabolism of muscle
groups, improves mitochondrial function of cardiomyocytes,
which in turn increases cardiovascular effects, improves overall
patient function, and reduces the incidence of cardiovascular
events. (5) HIAT reduces coronary stent lumen loss in patients
with CHD after PCI, and this may be closely related to a
reduction in the patient’s systemic inflammatory response (19–
21). Villelabeitia-Jaureguizar have found that compared with
moderate-intensity aerobic exercise, although the patients are
more laborious during HIAT, the duration of HIAT is short, and
interval rest can avoid excessive fatigue and discomfort, which
makes the patient’s tolerance higher (22). At the same time, HIAT
brings stronger exercise stimulation to patients, and the higher
the intensity of exercise, the higher the cardiorespiratory fitness
of patients with CHD. METs max can reflect the level of cardiac
energy metabolism and exercise capacity; VO2 max indicates the
body’s maximum aerobic metabolic capacity, cardiac output and
cardiac reserve function, and VO2 max is the gold standard for
evaluating cardiopulmonary function; VO2 max/kg corrects the
effect of body weight on oxygen uptake and was a predictor
of cardiovascular events; VO2 max/HR can reflect the oxygen
intake capacity of the heart’s stroke volume. PP is the maximum
exercise load that the patient can tolerate in the cardiopulmonary
exercise test; ED is the exercise time that the patient lasted from
the beginning to the end of the cardiopulmonary exercise test
evaluation; AT is the critical value of the transition from aerobic
metabolism to anaerobic metabolism when the body performs
increasing load exercise, which can reflect the body’s maximum
aerobic exercise capacity. In this study, METs max, VO2 max,
VO2 max/kg, VO2 max/HR, PP, ED, and AT of patients in the
observation group were significantly higher than those in the
control group, suggesting that ECP combined with HIAT can
improve the cardiopulmonary function and exercise endurance
of patients with CHD after PCI.
In addition, we found that patients with CHD after PCI
had a lower incidence of MACE and better daily living ability
after interventions. The traditional single rehabilitation training
model cannot provide sufficient training volume to resist the
patient’s physical strength loss and cannot achieve the goal
of motor learning optimization through sufficient repetitive
activities, so the therapeutic effect is limited. In contrast, ECP
and HIAT can improve myocardial oxygen supply, enhance
the physical performance of patients, and relieve or even
reduce the occurrence of angina pectoris and arrhythmias. The
combined application of the two methods will eliminate obesity
and bad mood and other risk factors of cardiovascular and
cerebrovascular diseases, help patients gradually recover their
ability to perform activities of daily living and improve the
quality of survival (23, 24). It is worth mentioning that patients
with contraindications to exercise can also be treated with ECP.
Clinicians can give ECP to patients with CHD first, and then
start HIAT when the patient’s condition is stable and there
is no discomfort, which is safe and effective in the field of
CHD rehabilitation.
CONCLUSION
In conclusion, ECP combined with HIAT can improve the
cardiopulmonary function of patients with CHD after PCI, and
improve exercise endurance, reduce the incidence of MACE,
improve patients’ ability of daily living. This intervention brings
a new model for cardiac rehabilitation. In this study, in
order to ensure the uniformity of aerobic exercise intervention
intensity for patients, we only used one form of exercise to
train patients. In addition, when performing cardiopulmonary
exercise test, due to insufficient exercise cooperation and
subjective exercise effort of patients, this may affect the research
results. At the same time, cardiopulmonary exercise test also
require relatively high operation requirements for professional
technicians. Therefore, this study needs to expand the sample
size, prolong the observation time, and choose the exercise form
according to the patient’s personal interests in the future, so
as to further prove the long-term efficacy of ECP combined
with HIAT.
DATA AVAILABILITY STATEMENT
The original contributions presented in the study are included
in the article/supplementary material, further inquiries can be
directed to the corresponding author/s.
ETHICS STATEMENT
The studies involving human participants were reviewed and
approved by the Ethics Committee of the WuHan HanKou
Hospital. The patients/participants provided their written
informed consent to participate in this study.
AUTHOR CONTRIBUTIONS
PH was the director of the entire study. All authors of this study
made equal contributions, mainly including the design of the
study, the inclusion of cases, the detection of results, the statistics
of the data, and the writing of the paper.
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Conflict of Interest: The authors declare that the research was conducted in the
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March 2022 | Volume 9 | Article 851113
| Analysis of the Effect of External Counterpulsation Combined With High-Intensity Aerobic Exercise on Cardiopulmonary Function and Adverse Cardiovascular Events in Patients With Coronary Heart Disease After PCI. | 03-03-2022 | Zhao, Shiming,Liu, Shaowen,Wen, Yuan,Qi, Qiuhuan,Huang, Peng | eng |
PMC9821460 | RESEARCH ARTICLE
Auditory interaction between runners: Does
footstep sound affect step frequency of
neighboring runners?
Hiroaki FurukawaID1*, Kazutoshi Kudo1,2*, Kota Kubo3☯, Jingwei Ding4☯, Atsushi Saito5
1 Department of Life Sciences, Graduate School of Arts and Sciences, The University of Tokyo, Tokyo,
Japan, 2 Graduate School of Interdisciplinary Information Studies, The University of Tokyo, Tokyo, Japan,
3 Faculty of Occupational Therapy, Department of Rehabilitation, Kyushu Nutrition Welfare University,
Kitakyushu, Fukuoka, Japan, 4 Graduate School of Human-Environment Studies, Kyushu University,
Fukuoka, Japan, 5 Faculty of Human-Environment Studies, Kyushu University, Fukuoka, Japan
☯ These authors contributed equally to this work.
* [email protected] (HF); [email protected] (KK)
Abstract
This study aimed to investigate the effect of footsteps of a neighboring runner (NR) on the
main runner’s step frequency (SF), heart rate (HR), and rating of perceived exertion (RPE).
The participants were male long-distance runners belonging to a university track and field
team. Two experiments were conducted in which the main runner (participant) and NR
(examiner) ran with the same running speed on two adjacent treadmills separated by a thin
wall. The participants were instructed that the experimental purpose was to investigate the
HR when running with others and running alone. In Experiment 1, NR performed three trials
of changing the footstep tempo in 5 bpm (beat per minute) faster (+5bpmFS), 5 bpm slower
(-5bpmFS), or no footsteps (NF) conditions. The results showed that the footstep condition
affected the variability of the SF but not the mean SF. Next, Experiment 2 was conducted by
increasing the footstep tempo condition. NR performed seven trials of changing the footstep
tempo by ±3 bpm, ±5 bpm, ±10 bpm, or no footstep. The results showed that the footstep
condition affected the mean SF and the SF decreased at -10bpmFS compared to NF. There
were no differences in the HR and RPE between conditions. These results indicated that the
footsteps of NR could influence the SF, although it was unclear whether footsteps were
involved in the synchronization between runners. Overall, our findings emphasize the envi-
ronmental factors that influence running behavior, including the NR’s footsteps.
Introduction
In running competitions, there are two types of situations: running alone and running with
people. In the 60m, 1500m and 3000m time trials, studies show that the performance can be
better in head-to-head than when running alone [1–3]. It is not clear why running with others
improves performance in long-distance running, or how the differences in the conditions
affect performance. Previous studies have reported the following factors: drafting (reduction of
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a1111111111
a1111111111
a1111111111
a1111111111
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OPEN ACCESS
Citation: Furukawa H, Kudo K, Kubo K, Ding J,
Saito A (2023) Auditory interaction between
runners: Does footstep sound affect step frequency
of neighboring runners? PLoS ONE 18(1):
e0280147. https://doi.org/10.1371/journal.
pone.0280147
Editor: Yury Ivanenko, Fondazione Santa Lucia
Istituto di Ricovero e Cura a Carattere Scientifico,
ITALY
Received: September 21, 2021
Accepted: December 21, 2022
Published: January 6, 2023
Copyright: © 2023 Furukawa et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: Our all dataset are
publicly available from https://doi.org/10.6084/m9.
figshare.21779501.
Funding: Japan Society for the Promotion of
Science 22J15395 Hiroaki Furukawa Grants-in-Aid
for Scientific Research(KAKENHI) 20H04571
Kazutoshi Kudo.
Competing interests: The authors have declared
that no competing interests exist.
aerodynamic drag by the preceding runner) [4–6], improvement of arousal level by social facil-
itation [7–9], and changes in attentional focus [10–12].
Each runner has a unique step frequency (SF) (i.e. the number of steps per minute) that
optimizes their performance [13, 14]. However, the SF of two neighboring runners (NR) may
leave their unique range and intermittently get close, which is considered to be a "synchroniza-
tion" between runners [13]. In the 100m final of the 2009 World Championships in Athletics
in Berlin, Usain Bolt set a world record, and Tyson Gay, who came in second, set the world’s
second-best record. Analysis of SF of these two runners revealed that although their unique
SFs were different in the semifinals, they were intermittently close in the finals, suggesting the
possibility of synchronization [13]. However, it is not clear what kind of visual or auditory
information causes this phenomenon. Moreover, no previous study has demonstrated that
synchronization has a positive effect on running performance. As it occurs even in top athletes
with optimized running movements, it is desirable to study the relationship between synchro-
nization and performance and how it occurs [13].
It has been widely shown that auditory information entrains movement tempo (i.e. the
number of beats or steps per minute; e.g., see Refs. 15–20), and this phenomenon is called the
"entrainment" of movement tempo by auditory information [15, 16]. Auditory information
with a certain tempo can also entrain SF of walking and running movements and that the
tempo of SF approaches that of auditory information [16–20]. "Music” has elements of melody
and harmony along with tempo and also simple beat sounds (e.g., metronome) which entrain
SF of walkers and runners [19, 20]. A characteristic auditory information during running with
others is the footsteps of others, which may cause SF entrainment.
A meta-analysis of the effects of music on the feeling scale, heart rate (HR), oxygen con-
sumption (VO2), rating of perceived exertion (RPE), and performance has shown that listen-
ing to music during exercise improves the feeling scale, VO2, RPE, and performance [21].
Specifically, synchronizing the tempo of auditory information with SF reduces physiological
load and produces better performance [22, 23]. Even for simple beats without melody and har-
mony, SF-synchronized beats can improve performance [23]. This positive effect has been
attributed to the improvement in contractile efficiency of active muscles and the reduction in
metabolic cost due to synchronization with auditory stimulation [22, 24, 25].
When running with another runner, the footsteps of the other runner can be considered as
external auditory information, and when SF synchronization occurs between the two runners
[13], the footsteps of the other runner approach a state in which the auditory stimuli are syn-
chronized with SF. Similar to a metronome or music, it may affect SF synchronization, physio-
logical load, and performance.
In an experiment in which two participants walked side-by-side while their visual informa-
tion was cut off, their SFs synchronized even when they were not instructed to do so [26–28].
Hence, the sound of each other’s footsteps (auditory information) may affect SF, resulting in
unintentional synchronization. However, it has not been clarified whether the footsteps of
other runners affect SF during running, and no study shows a relationship between uninten-
tional synchronization between two runners and their footsteps. Moreover, the effects of the
footsteps of other runners on physiological load, RPE, and performance have not been suffi-
ciently examined.
Therefore, the study aims to investigate (1) whether the different footstep tempo of the NR
affect the SF of the main runner, and (2) the effects of NR footsteps on HR and RPE of the
main runner.
In Experiment 1, we hypothesized that the footstep tempo of an NR would cause entrain-
ment of the main runner’s SF, and examined its effect on SF. We set up an experimental situa-
tion in which the footsteps of a NR running side-by-side were manipulated based on the SF of
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the main runner to study the effect of the footsteps of one runner on the other. In Experiment
2, larger number of tempo conditions were adopted than those in Experiment 1 in order to
examine the effect of the wider range of footstep tempo on the SF.
Methods
Participants
Healthy male trained distance runners participated in Experiment 1 (N = 10) and Experiment
2 (N = 16). In Experiment 2, one participant was excluded from this analysis because he had a
within-participant standard deviation (SD) of SF greater than 3 SDs from the mean across par-
ticipants. Therefore, we adopted the data for 15 participants. The mean ages (±SD) were 20.7
±1.4 years and 20.9±1.6 years, the mean height was 169.4±4.8 cm and 170.4±3.8 cm, the mean
body mass was 56.5±3.6 kg and 56.1±4.2 kg, the best time for a 5000-m in the current year was
16 min 22s ± 1 min 1 s and 16 min 6 s±44 s, in Experiments 1 and 2, respectively. They had
practiced distance running on a university track and field team, and had trained for at least 40
minutes per day, four days a week for the past month. Four out of ten participants in Experi-
ment 1 also participated in Experiment 2. Before the experiment, we explained the outline and
possible risks in writing and orally to the participants, and obtained their consent to partici-
pate. This study was approved by the Ethics Committee of the Department of Health and
Sports Science, Graduate School of Human and Environmental Studies, Kyushu University.
Experiment 1
Experimental procedure and setup.
After arriving at the laboratory, the participants’
blood pressure, resting HR, and body mass were recorded, and the experimental procedures
were explained. The participants were instructed that the purpose was to conduct "an experi-
ment to investigate the HR when running alone and with two people," but the original purpose
was not revealed. After stretching, an HR measurement sensor (WearLink+ Coded Transmit-
ter 31 XS-S, Polar) was attached to the chest, and an acceleration sensor (Stride Sensor WIND,
Polar) was attached to the right shoe’s laces. Using these devices, HR and SF data were
obtained every 5 s as beats per minute (bpm) and rotations per minute (rpm). A 5-min warm-
up run was performed on one of the two adjacent treadmills (right side). The first trial of the
experiment was started after a 5-min break. The running speed in the warm-up run and the
main experiment was equivalent to approximately 70% HRmax. Based on the American Heart
Association, the maximum HR estimated as “220-age” was used [29].
Stimuli.
A thin wall (200 cm long, 170 cm wide, 6 cm thick, white) was placed between
the two treadmills so that the runners could not see each other and only hear the footsteps (Fig
1). The running time per trial was 7 min and 30 s, and a constant speed was set, resulting in
approximately 70% of HRmax (hereinafter “setting speed”). Totally, three trials were per-
formed at the same setting speed. The following three conditions (1) to (3) were randomized
and performed one at a time in a counterbalanced order. The rest period between trials was
five minutes. Referring to the study by Dyck et al. [16], which showed that the tempo of music
approached the running SF, the change rate in the footstep tempo of NR was set at ±5 bpm
(equivalent to approximately ±3%).
Conditions.
(1) Footsteps +5 bpm condition (+5bpmFS)
The participant ran at a setting speed for 7 min and 30 s, while the NS ran at the same
speed for the same time, manipulating his steps. In the first 5 min, the NS listened to a
metronome beeping at the same tempo as the participant’s cadence (i.e. the number of
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ipsilateral steps per minute) and synchronized with the sound. Therefore, the participant
listened to both his footsteps and that of the NR, which were generated at a tempo approxi-
mated to their SF. The NR increased the cadence by 2.5 rpm from 5 min after the start of
each trial, based on the participant’s average cadence from 4 min 40 s to 5 min ("reference
time 1"). Five minutes after the start of each trial, the NR increased the cadence by 2.5
rpm. This operation increased SF (the number of steps per min) by 5 steps per minute
(spm), and the participant heard footsteps 5 bpm faster. The change in the cadence of NR
was performed in 5 s. For example, if the participant was running at a cadence of 90 rpm,
5 min after the start of the run, the cadence of the NR was increased to 92.5 rpm over 5 s.
The participant heard footsteps with a tempo of 185 spm (92.5 rpm or 185 bpm) after 5
min and 5 s. To adjust the tempo of the metronome sound, the cadence of the participant
measured by the accelerometer was displayed on a running computer (RS800CX, Polar),
and the tempo of the metronome was adjusted to this value.
(2) Footsteps -5 bpm condition (-5bpmFS)
As in the +5bpmSF condition, the participant ran at a setting speed for 7 min and 30 s,
while the NR ran at the same speed simultaneously and manipulated his steps. The NR’s
cadence was set to twice that of the participant’s mean at the reference time 1, and his SF
was slowed down by 5 spm from 5 min after the start of each trial. The rest of the proce-
dure was the same as described in (1).
(3) No footstep condition (NF).
The NR walked silently from the start to the end of the run. The participant ran at a con-
stant running speed for 7 min and 30 s.
Measurements
Cadence.
The cadence was measured every 5 s using an accelerometer attached to the
right shoe’s laces and recorded on a running computer (RS800CX, Polar). The cadence at ref-
erence time 1 was defined as the "reference cadence," and after reference time 1 was defined as
the "post-change cadence." To confirm the degree of increase or decrease in cadence due to the
change in tempo of the participants’ footsteps, the ratio of the change to the mean reference
Fig 1. Experimental situation.
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cadence was calculated as the "SF change rate" using the following formula:
SF change rate ð%Þ ¼ PostResults of Experiment 1
SF change rate
Fig 2 shows the SF change rate every 5 s in the +5bpmFS (A), -5bpmFS (B), and NF conditions.
A two-way (condition × time) ANOVA showed that there was no interaction (F[5.05, 45.47] =
1.44, p = 0.23, Z2
p = 0.14). There was no significant main effect of the condition on SF change
rate (F[2, 18] = 0.80, p = 0.47, Z2
p = 0.082). However, there was the marginal main effect of time
on SF change rate (F[4.51, 40.62] = 2.41, p = 0.058, Z2
p = 0.21). Multiple comparison showed no
differences between conditions.
The summarized mean SF change rate from 5 min after the start of each trial to the end is
shown in Fig 3. While the NF data were concentrated around 0%, the variation for the
±5bpmFS seemed to be larger.
Fig 4 shows the mean SD of the SF change rate from 5 min after the start of each trial to the
end. One-way (condition) ANOVA showed that there was a marginally significant main effect
of condition on the SD of SF change rate (F[2, 18] = 3.17, p = 0.066, Z2
p = 0.26). Multiple com-
parisons showed there were no differences between conditions.
HR
Fig 5A shows the mean HR from 0 to 5 min, and from 5 to 7 min and 30 s in each condition.
To investigate the effect of the different footstep tempos of the NR, the HR was divided into
two sections: 0 to 5 min, where the NR’s footsteps and the participant’s SF were synchronized;
however, were different after 5 min. A two-way (condition × time) ANOVA was performed on
the HR, and the results showed that there was no interaction (F[2, 18] = 0.22, p = 0.80, Z2
p =
0.024) and no main effect of condition on HR (F[2, 18] = 0.70, p = 0.51, Z2
p = 0.072). However,
the main effect of time on HR was significant (F[1, 9] = 74.23, p = 0.000, Z2
p = 0.89).
Fig 2. Changes in the SF change rate every 5 s in Experiment 1. The error bars represent between-participant SD. Compared to no footsteps condition
(NF), the step frequency seems to decrease in the +5 bpm (A) and -5 bpm (B) footsteps condition but there were no significant differences between these
conditions.
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RPE
Fig 5B shows the mean RPE at 5 min and 7 min after the start of each trial. A two-way
(condition × time) ANOVA for RPE showed no interaction (F[2, 18] = 1.16, p = 0.34, Z2
p =
0.11), and there was no main effect of either condition (F[2, 18] = 0.56, p = 0.58, Z2
p = 0.058) or
time (F[2, 18] = 1.47, p = 0.26, Z2
p = 0.14).
Discussion
Effect of the footsteps of the NR on SF
In this study, we examined whether the different footstep tempos of the NR affected the
main runners’ SF. The participants ran at a constant speed for 7 min and 30 s, and listened
to the footsteps of the NR with the same tempo for the first 5 min, and then to the footsteps
of the NR whose tempo was 5 bpm faster or slower after 5 min. The SF of well-trained run-
ners was reported to show small variability when they run at around comfortable speed
[31]. In this study, we used a running speed that was considered to be comfortable, and
when there was no perceptual information from the NR in the NF condition, the SF change
rate showed little variation and the SD was small. However, when the main runner heard
the footsteps of the NR and the tempo change (±5bpmFS), the SF change rate was highly
variable, and the SD was large. This suggests that the footsteps of the NR may have affected
the SF of the main runner.
The study aimed to investigate the effect of the footsteps of the NR on the SF of a main
runner’s free-running motion without instruction. For this, the original purpose was not
communicated, and the participants were instructed that the experiment investigated the
HR when running alone and with others. As an interview was conducted after each running
condition, one of the participant said, "I felt that the SF of the person next to me became
faster," and recognized the change in tempo of the footsteps of the NR. However, there was
no statement that they tried to match SF to the faster footsteps, and there was no major
Fig 3. Summarized mean SF change rate in Experiment 1. Each plot shows data for one participant and the data are
the mean of the Step frequency (SF) change rate from 5 min after the start of each trial to the end of the trial. The data
for the same participants are plotted in the same color. The means for each condition are connected by lines and the
error bars represent between-participant SD. The plots were concentrated around 0% in NF, whereas the variability
was larger in -5bpmFS and +5bpmFS.
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change in the SF change rate. This suggests that the SF fluctuation was not affected by the
intention of this study, but occurred spontaneously. Another participant reported that he
intentionally tried to match his SF to the footsteps of the NR in the -5 bpm condition. The
SF decreased along with the tempo of the footsteps of the NR; however, the decrease of 5
spm did not occur in 5 s along with the change in the tempo, but gradually decreased over
approximately 1 min. The participants were not instructed to synchronize their SF with the
footsteps of the NR, indicating that the footsteps may encourage intentional and spontane-
ous SF synchronization. The other participants did not report intentionally trying to match
their SF to the tempo of the NR footsteps.
SF entrainment by the footsteps of the NR
Dyck et al. [16] found that a tempo change of 3% or less from the NR’s SF caused its entrain-
ment in music. In the ±5bpmFS, the footstep tempo was changed by ±5 bpm, which corre-
sponds to a change of approximately ±3% from the NR’s SF.
Fig 4. Mean SD of SF change rate in Experiment 1. Each plot shows data for one participant, and the data are the mean SD of the step frequency
(SF) change rate from 5 min after the start of each trial to the end. The data for the same participants are plotted using the same color. The means
for each condition are connected by lines and the error bars represent between-participant SD.
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Similar to music, it was expected that SF would increase with a tempo change of +5 bpm
and show a decrease of -5 bpm for footsteps, but no significant differences were found
between the conditions. This may have been because of a large change in footstep tempo.
The closer the music tempo was to the NR’s SF, the greater the entrainment effect [16].
However, it has been shown that a large frequency difference between two oscillators results
in smaller entrainment effects and larger SD of the oscillation frequency [32]. In this study,
the increased SD of SF under conditions with NR suggests that the tempo change was
beyond the entrainment basin. We conducted Experiment 2 by adding more tempo condi-
tions, with the hypothesis that the entrainment effects would occur with tempo changes
closer to the main runners’ SF.
Fig 5. Mean HR and RPE in Experiment 1. HR (A) was averaged from 0 to 5 min and 5 to 7 min and 30 s, and RPE
(B) was at 5 and 7 min after the start of each trial in each condition. The error bars represent the between-participant
SD. There was no difference in HR or RPE between conditions.
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Results of Experiment 2
SF change rate
Fig 6 shows the SF change rate every 10 s in the ±3 bpm footsteps condition (±3bpmFS), the
NF, the ±5 bpm footsteps condition (±5bpmFS), and the ±10 bpm footsteps condition
(±10bpmFS). A two-way ANOVA (condition × time) showed that there was no interaction
between condition and time (F[8.21, 114.90] = 1.11, p = 0.36, Z2
p = 0.073), with the former hav-
ing a significant main effect on the SF change rate (F[6, 84] = 3.25, p = 0.006, Z2
p = 0.19). As a
result of multiple comparisons using the Bonferonni test, there was a significant difference
between the NF and -10bpmFS(p = 0.010). Moreover, a significant difference between
-10bpmFS and +3bpmFS was found (p = 0.011). Time had a significant main effect on the SF
change rate (F[3.90, 54.54] = 2.59, p = 0.048, Z2
p = 0.16).
Fig 7 shows the summarized mean SF change rate from 3 min after the start of each trial to
the end of the trial.
Fig 8 shows the mean SD of the SF change rate from 3 min after the start of each trial to the
end. One-way (condition) ANOVA showed that there was no significant main effect of condi-
tion on the SD of SF change rate (F[6, 84] = 1.32, p = 0.26, Z2
p = 0.086).
HR and RPE
Fig 9A shows the mean HR from 0 to 3 min, and from 3 to 5 min and 30 s in each condition.
To investigate the effect of the different footstep tempos of the NR, the HR was divided into
two sections: 0 to 3 min, where the footsteps of the NR and the participant’s SF were synchro-
nized, and after 3 min, where the footstep tempo of the NR and the participant’s SF were dif-
ferent. As a result of a two-way (condition × time) ANOVA for HR, there was no interaction
(F[6, 84] = 0.99, p = 0.44, Z2
p = 0.066) and no main effect of condition (F[6, 84] = 0.42, p = 0.87,
Z2
p = 0.029). Time had a main effect on HR (F[1, 14] = 11.30, p = 0.005, Z2
p = 0.45).
Fig 9B shows the RPE at 3 and 5 min after the start of each trial in each condition. A two-
way (condition × time) ANOVA for RPE showed there was no interaction (F[6, 84] = 0.33,
p = 0.92, Z2
p = 0.023) and no main effect of condition (F[6, 84] = 0.49, p = 0.82, Z2
p = 0.034).
Time had a main effect on RPE (F[1, 14] = 7.98, p = 0.014, Z2
p = 0.36).
Discussion
The participants ran at a comfortable constant running speed for 5 min and 30 s. After hearing
the footsteps of a NR whose SF and tempo were the same as theirs for the first 3 min, they ran
3, 5, or 10 bpm faster (+3bpmFS, +5bpmFS, +10bpmFS) or 3, 5, or 10 bpm slower (-3bpmFS,
-5bpmFS, +10bpmFS) after 3 min.
Recognition of research purpose by the participants
In Experiment 2, the participants were not told the original purpose of the study but were
informed that it investigated HR when running alone and with others. In the interviews assess-
ing the participants’ impressions after each condition, there was no indication that they were
aware that the purpose was to measure SF. This suggests that the participants’ SF fluctuations
were not affected by the purpose of the study and occurred spontaneously.
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Fig 6. Changes in the SF change rate every 10 s in Experiment 2. The error bars represent between-participant SD. Both +5bpmFS (C) and -5bpmFS (D)
showed a tendency to decrease, reproducing the results of Experiment 1. The increase in the SF at +3bpmFS was consistent with the hypothesis. There was a
significant difference between the NF and -10bpmFS as well as -10bpmFS and +3bpmFS.
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SF entrainment by the footsteps of the NR
We examined whether the change in footstep tempo closer (±3 bpm) to the main runner’s SF
than ±5 bpm or farther away (±10 bpm) caused the participants’ SF to be entrained. As
hypothesized, there was a trend toward increased SF at +3 bpmFS, and a significant difference
was detected between NF and + -10 bpm as well as +3 bpm and -10 bpm. These results partially
support the hypothesis that footstep tempo changes cause SF entrainment.
It has been shown that the SF of two people walking or running side-by-side approached
each other [13, 26–28, 33, 34] and it has been confirmed that footsteps are a factor that causes
entrainment during walking [26–28]. However, synchronization with external information is
less likely to occur at higher exercise intensities [35], and it may be less likely while running,
where exercise intensity is higher than in walking.
Fig 7. Summarized mean SF change rate in Experiment 2. Each plot shows data for one participant and the data are the mean of the Step
frequency (SF) change rate from 3 min after the start of each trial to the end of the trial. The data for the same participants are plotted using the
same color. The means for each condition are connected by lines, and the error bars represent between-participant SD. The plots were
concentrated around 0% in NF, whereas the variability was larger in the other conditions. The step frequency of the main runner could be close to
the footstep tempo of a neighboring runner when it ranged from -10 bpm to +3 bpm.
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SF is difficult to increase and easy to decrease
Overall, compared to NF, the SF seemed to decrease under all conditions except +3 bpmFS.
Previous studies reported that the ratio of SF increase to SF decrease is small and the ratio of
SF increase to SF decrease is large owing to the entrainment of music [16, 17, 36]. The same
asymmetric trend was observed in the present study.
General discussion
This study aimed to investigate the effects of footsteps of a NR on the main runner’s SF, HR,
and RPE. In Experiment 1, the participants ran at a comfortable constant speed for 7 min and
30 s, and after listening to the footsteps of a NR with the same tempo for the first 5 min, and
then to the footsteps of a NR whose tempo was 5 bpm faster (+5bpmFS) or slower (-5bpmFS)
after 5 min. In Experiment 2, the wider range of tempo conditions were adopted than those in
Experiment 1; the participants heard footsteps 3 bpm, 5 bpm, and 10 bpm faster (+3bpmFS,
+5bpmFS, and +10bpmFS) or 3 bpm, 5 bpm, and 10 bpm slower (-3bpmFS, -5bpmFS, and
-10bpmFS).
Different tempo changes of the footsteps of the NR affect the main runner’s
SF
In Experiment 1, the effect of NR footsteps on the SD of SF was observed. Experiment 2,
wherein the footstep tempo condition was added, showed the effect of NR footsteps on SF. In
both Experiments 1 and 2, there was a decreasing trend in SF at ±5 bpmFS compared to NF,
although it was not statistically significant. The main effect of time on the SF was also consis-
tent between Experiments 1 and 2. These indicate the reproducibility of the results. These
results showed that a change in the footstep tempo of NR caused a different SF fluctuation in
the main runner than in its absence. It has been shown that auditory stimuli with a certain
periodicity can activate several brain structures including the basal ganglia, which is consid-
ered to be a brain region that modulates locomotion, and that predicting the tempo of auditory
Fig 8. Mean SD of SF change rate in Experiment 2. Each plot shows data for one participant and the data are the
mean SD of the step frequency (SF) change rate from 3 min after the start of each trial to the end. The data for the same
participants are plotted using the same color. The means for each condition are connected by lines, and the error bars
represent between-participant SD. NF showed the lowest mean and replicated Experiment 1, but there were no
significant differences among conditions.
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Fig 9. Mean HR and RPE in Experiment 2. HR (A) was averaged from 0 to 3 min and 3 to 5 min and 30 s, and RPE (B) was at 3
and 5 min after the start of each trial in each condition. The error bars represent the SD. There was no difference in HR or RPE
between conditions.
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stimuli can promote the activation [37]. Several studies have shown that auditory stimuli such
as music with a periodic tempo and metronomes affect the SF of runners [16, 17, 20]. These
auditory stimuli can easily predict the timing of beat to beat, resulting in significant activation
of the basal ganglia, which is thought to affect the tempo of the movement (SF).
Auditory-motor synchronization
The tempo of a movement is entrained into a specific cycle or phase in response to external
sensory stimuli. This is also called sensorimotor synchronization [38]. Specifically, the syn-
chronization of the motor tempo with rhythmic auditory stimuli is called auditory-motor syn-
chronization. Auditory-motor synchronization studies to date have included both instructed
and uninstructed synchronization experimental paradigms, although most previous studies on
auditory-motor synchronization have focused on instructed synchronization tasks, such as
handheld pendulum swinging [39, 40], dancing [41, 42], and tapping [15, 43].
However, auditory-motor synchronization can occur spontaneously even when the partici-
pant is not instructed to match the tempo of the movement to the auditory stimulus [16, 44].
For example, synchronization between footstep sound and steps has been extensively studied
in walking. Nessler et al. [26] conducted an experiment in which two participants walked on
two adjacent treadmills, and their visual or auditory information were blocked, or they also
walked hand in hand. In each of these conditions, synchronization between the two walkers
occurred without any instruction, indicating that it can be spontaneous between two people
walking side-by-side if they are provided with visual, auditory, or tactile sensory information
of the other person.
Although these results partially supported the hypothesis that footstep tempo changes cause
SF entrainment, there were no significant differences except between NF and -10 bpm, which
is not sufficient to adequately support the hypothesis. This may be due to an increased internal
focus of attention caused by a higher intensity of exercise compared to walking. As exercise
intensity increases, physiological sensations dominate the attention and focus on external
bodily information is reduced [45, 46]. Reduced allocation of attention to the partner causes
less interpersonal synchrony [47, 48]. Many participants reported their feelings about muscle
status and running movements, and this increased internal focus of attention might have inter-
fered with synchrony. Further empirical research is needed, including experiments with differ-
ent exercise intensities.
HR and RPE
In Experiments 1 and 2, the effects of NR footsteps on the main runners’ HR and RPE were
examined. No differences were found among the conditions. In previous studies, synchronous
music and synchronous metronomes have been shown to affect HR, oxygen uptake, and per-
formance [22, 23, 49, 50]. Although music has been shown to affect RPE [21], effects of beat
sounds without melody or harmony (e.g., metronome) have not been observed. Since the foot-
steps of other runners are a beat sound with a constant tempo without melody or harmony,
they do not reduce the psychological load during running but improve the physiological load.
In the present study, the RPE was not changed by listening to the footsteps of the NR, and the
HR did not change. It has been shown that each runner has a unique optimal SF that mini-
mizes physiological load [14]. Therefore, it is possible that the change in the tempo of the foot-
steps of the NR did not lead to an improvement in the physiological load because the NR
deviated from the unique optimal SF.
In the present study, considering the effect of fatigue on SF, the exercise intensity was set
within the range of running speed and total running time, which were reported not to cause
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fatigue in previous studies [16]. It is possible that the relatively low intensity of exercise did not
affect the physiological load due to footsteps. Future studies should examine the effects of
other runners’ footsteps on physiological effects and performance at exercise intensities above
the anaerobic work threshold and at running speeds closer to race conditions.
Limitations
This study has some limitations. Previous studies reported a relationship between the number
of attentional resources directed toward a partner and the occurrence of interpersonal syn-
chronization during side-by-side walking [48]. However, the allocation of attentional
resources in a laboratory setting was different (e.g., attention tended to be directed to footsteps
or vice versa), and the results may differ from those in over-ground settings obtained through
over-ground running.
In this study, the exercise intensity was low to moderate. Hence, it is unclear how important
footsteps were for physiological and psychological load and performance in high-intensity
races. Future research is required to examine and understand these issues.
Conclusion
We examined the effect of the footstep sounds of adjacent runners on the SF of trained run-
ners. The results showed that the footstep sounds of adjacent runners can partially influence
the mean and variability of step frequency, suggesting that running step characteristics can be
unintentionally modulated by auditory information generated by others during running.
Future research should examine the effects of multimodal information in a wide field environ-
ment, such as actual long-distance running competitions.
Supporting information
S1 Table. Individual running speed in Experiments 1 and 2.
(PDF)
Author Contributions
Conceptualization: Hiroaki Furukawa.
Data curation: Hiroaki Furukawa.
Formal analysis: Hiroaki Furukawa, Kota Kubo, Jingwei Ding, Atsushi Saito.
Funding acquisition: Hiroaki Furukawa, Kazutoshi Kudo.
Investigation: Hiroaki Furukawa, Kota Kubo, Jingwei Ding, Atsushi Saito.
Methodology: Hiroaki Furukawa, Atsushi Saito.
Project administration: Hiroaki Furukawa.
Resources: Kazutoshi Kudo, Atsushi Saito.
Supervision: Kazutoshi Kudo, Atsushi Saito.
Visualization: Hiroaki Furukawa.
Writing – original draft: Hiroaki Furukawa, Kazutoshi Kudo, Atsushi Saito.
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| Auditory interaction between runners: Does footstep sound affect step frequency of neighboring runners? | 01-06-2023 | Furukawa, Hiroaki,Kudo, Kazutoshi,Kubo, Kota,Ding, Jingwei,Saito, Atsushi | eng |
PMC8910038 |
Citation: Huffman, R.P.;
Van Guilder, G.P. The Effect of
Acetaminophen on Running
Economy and Performance in
Collegiate Distance Runners. Int. J.
Environ. Res. Public Health 2022, 19,
2927. https://doi.org/10.3390/
ijerph19052927
Academic Editor: Jooyoung Kim
Received: 25 January 2022
Accepted: 27 February 2022
Published: 2 March 2022
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4.0/).
International Journal of
Environmental Research
and Public Health
Article
The Effect of Acetaminophen on Running Economy and
Performance in Collegiate Distance Runners
Riley P. Huffman
and Gary P. Van Guilder *
Department of Recreation, Exercise & Sport Science, Western Colorado University, Gunnison, CO 81230, USA;
[email protected]
* Correspondence: [email protected]; Tel.: +1-970-943-7133
Abstract: Acetaminophen (ACT) may decrease perception of pain during exercise, which could allow
runners to improve running economy (RE) and performance. The aim of this study was to determine
the effects of ACT on RE and 3 km time trial (TT) performance in collegiate distance runners.
A randomized, double blind, crossover study was employed in which 11 track athletes (9M/2F;
age: 18.8 ± 0.6 years; VO2 max: 60.6 ± 7.7 mL/kg/min) completed three intervention sessions.
Participants ingested either nothing (baseline, BSL), three gelatin capsules (placebo, PLA), or three
500 mg ACT caplets (ACT). One hour after ingestion, participants completed a graded exercise test
consisting of 4 × 5 min steady-state stages at ~55–75% of VO2 max followed by a 3 km TT. There
was no influence of ACT on RE in any stage. Similarly, ACT did not favorably modify 3 km TT
performance [mean ± SD: BSL = 613 ± 71 s; PLA = 617 ± 70 s; ACT = 618 ± 70 s; p = 0.076]. The
results indicate that ACT does not improve RE or TT performance in collegiate runners at the 3 km
distance. Those wanting to utilize ACT for performance must understand that ACT’s benefits have
yet to be significant amongst well-trained runners. Future studies should examine the effects of
ACT on well-trained runners over longer trial distances and under more controlled conditions with
appropriate medical oversight.
Keywords: endurance; time trial; perceived exertion; pain reliever
1. Introduction
During high intensity efforts runners experience a great deal of pain [1]. This pain
can be a result of muscle fatigue, tissue damage, or aggravation of previous injury [1]. In
elite races, where all runners are well-trained with comparable aerobic capacities, pain
management is often the primary factor for determining success [2]. Taking pain-relieving
medications, which are not banned by the governing body of the sport, and which are safe
to ingest for healthy individuals with no allergies to their ingredients or contraindications
to the medication, has been investigated as a way to enhance exercise performance. Ac-
etaminophen (ACT), also known as paracetamol, is an over-the-counter pain reliever and
fever reducer. ACT can alter acute and chronic responses to exercise by increasing pain
threshold and demanding a greater amount of a stimulus before pain is felt [3].
The use of analgesics is extremely prevalent among runners [4]. In a study of 806
runners conducted by Rosenbloom et al., researchers found that 87.8% of subjects had
utilized analgesics within the last year [4]. Over 200 of the subjects in the study reported
the use of non-steroidal anti-inflammatory drugs (NSAIDs) directly prior to a race event.
The top three reasons for use before a race are: (1) to reduce inflammation/swelling (58%),
(2) to increase pain tolerance (42.7%), and (3) to continue running through an injury
(42.7%) [4]. As the use of NSAIDs and analgesics in running is highly prevalent for
these three primary reasons, it is important for runners that wish to utilize these drugs to
understand how the drug they choose to use acts on the body and the risks associated with
each drug.
Int. J. Environ. Res. Public Health 2022, 19, 2927. https://doi.org/10.3390/ijerph19052927
https://www.mdpi.com/journal/ijerph
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ACT is considered to be a selective cyclooxygenase-2 (COX-2) inhibitor [5]. Being a
selective COX-2 inhibitor, ACT lacks the antiplatelet and detrimental effects on gastroin-
testinal mucosa of COX-1 inhibition, making it safer on the gastrointestinal tract than
other drugs that are not selective inhibitors. Most NSAIDs, such as ibuprofen, are not
selective inhibitors and therefore contain a risk of intestinal damage. Unlike NSAIDs, ACT
is almost unanimously considered to have no anti-inflammatory activity and does not
produce gastrointestinal damage or untoward cardiorenal effects [6]. Indeed, a major ad-
verse effect of NSAIDs is their known tendency to cause gastrointestinal (GI) complications,
such as mucosal ulceration, bleeding, perforation, and the formation of diaphragm-like
strictures [7]. In a study analyzing the aggravation of exercise-induced intestinal injury by
ibuprofen in athletes, Van Wijck et al. examined four scenarios around ibuprofen and exer-
cise (800 mg ibuprofen before cycling, cycling without ibuprofen, 800 mg ibuprofen at rest,
and rest without ibuprofen intake). They found that ibuprofen consumption and cycling
resulted in increased plasma intestinal fatty acid binding protein (I-FABP) levels, reflecting
small intestinal injury. These levels were higher after cycling with ibuprofen than after
cycling without ibuprofen, rest with ibuprofen, or rest without ibuprofen. Additionally,
small intestinal permeability increased, especially after cycling with ibuprofen, reflecting
loss of gut barrier integrity. They concluded that ibuprofen aggravates exercise-induced
small intestinal injury and induces gut barrier dysfunction in healthy individuals [7]. This
phenomenon does not occur with ACT due to the different mechanisms of action of ACT
compared to ibuprofen and other NSAIDs [5]. These studies demonstrate that those wish-
ing to utilize drugs prior to races in order to increase pain tolerance are at an increased
risk of adverse health effects when choosing NSAIDs, such as ibuprofen, as opposed to an
analgesic drug, such as ACT [7]. They also demonstrate that ACT should not be used to
treat inflammation or swelling, as ACT does not have an anti-inflammatory effect [5,6].
ACT is a safe drug at appropriate doses [6]. The amount of 7.5 g in adults is widely
considered as the lowest acute dose capable of causing toxicity [6]. All studies examining
ACT and its effect on performance utilize doses ranging from 0.5 g to 1.5 g [3,8–14], well
under the threshold for the potential of toxicity. There have been no reports of acute
toxicity in healthy adults ingesting a single dose of ACT below 125 mg/kg [6]. Unlike
ibuprofen or other NSAIDs, ACT has only a small peripheral effect and acts primarily
on the central nervous system [6]. Even so, the risks of ACT should be fully outlined for
coaches and athletes to consider. As with many drugs, ACT can have very harmful effects,
specifically to the liver, if taken above prescribed doses. Unfortunately, ACT overdose is
responsible for more acute liver failure cases in the US and UK than all other etiologies
combined [15]. The most common reason ACT ingestion results in death by overdose is
its use in suicide attempts. Suicide attempts are a frequent cause of exposure to a single,
high overdose of ACT [15]. Regrettably, unintentional overdose can occur as a result of
combining multiple over-the-counter drugs, such as sleep-aids and cold medications, that
may all have components of ACT [15]. Nevertheless, extensive literature reviews suggest
that even susceptible people are unlikely to suffer adverse effects from therapeutic doses
of ACT [15]. Additionally, there is an antidote against ACT-induced liver injury, the drug,
N-acetylcysteine (NAC). NAC acts through facilitating scavenging of a reactive metabolite
during the metabolism phase and is most effective when administered within 8 h of the
overdose. This allows ACT-induced liver injury and liver failure to have a relatively high
survival rate. As ACT is one of the most common over-the-counter drugs and because the
vast majority of those who take ACT do not come close to taking over-therapeutic dosages
of it, it is one of the safest over-the-counter drugs available [15].
Several studies have demonstrated significant endurance performance improvements
among participants in ACT conditions compared to placebo conditions during both cy-
cling and running. These improvements have been contributed to improved ability to
tolerate pain as a result of prolonged exercise or a decreased perception of perceived
pain or exertion during exercise. For example, the cycling studies by Delextrat et al. [8],
Foster et al. [9], Mauger et al. [10], Mauger et al. [11], and Morgan et al. [12] have demon-
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strated that ingestion of ACT before a cycling bout improved performance through an
increased average or peak power output or a decreased time to complete a specified dis-
tance [8–12]. Some researchers concluded that these improvements in performance were a
result of the participants’ improved ability to tolerate pain during cycling [8–10]. Despite
the many studies completed on cycling performance and ACT, there have been few studies
conducted to examine the effects of ACT ingestion on running performance. In the only
study examining running endurance performance and ACT ingestion, Dagli et al. [3] found
that after taking ACT, recreationally active runners were able to improve 3 km time trial
performance by 1.9% compared to placebo [3]. However, this study was conducted using
exclusively male participants and was performed on a treadmill, which is not as specific to
distance running compared to the running over ground that is characteristic of National
Collegiate Athletic Association (NCAA) track and cross-country runners. Indeed, there are
no well-controlled randomized studies investigating the potential exercise performance
effects of ACT on well-trained, elite level male and female distance runners. Additionally,
there have not been any studies examining the effects of ACT on running economy (RE).
RE is determined by the steady state oxygen consumption for a standard speed [16–18].
An athlete with improved RE consumes less oxygen for a given steady state running
speed [19], thus improving their performance by expending less energy throughout a
race [19]. Over the course of a race, runners experience increasing amounts of fatigue, which
contributes to reduced mechanical efficiency and poor economy of motion [1]. For instance,
Meardon et al. [1] found that stride time became less consistent over the course of a 5 km
time trial while examining stride time variability, indicating that during prolonged running
there was an increased need for gate adjustments due to increasing fatigue [1].
Based on the evidence to date in a multitude of studies, ACT has been demonstrated
to improve cycling performance [8–12]. Yet, the only study examining the effects of ACT
ingestion on endurance running performance used recreationally active runners and did
not examine its effect on RE [3]. Therefore, the purpose of this randomized, double blind,
crossover experiment was to determine the effects of ACT on RE and a 3 km time trial
performance in well-trained NCAA collegiate distance runners. It was hypothesized that
ACT would improve RE and 3 km time trial performance through a reduction in perceived
pain during running.
2. Materials and Methods
2.1. Experimental Approach
In this randomized, double blind, crossover experiment, participants reported to the
High Altitude Exercise Physiology Laboratory on five separate occasions (see Figure 1). The
experiment was randomized by order; the research assistant randomly assigned each par-
ticipant’s first condition as either a baseline condition (BSL), only water ingestion, placebo
condition (PLA), water and placebo ingestion, or ACT condition (ACT), water and ACT
ingestion. The random assignment was accomplished using a random number generator,
which selected a number at random between one and three. Participants proceeded to
complete each session based on their starting condition. For example, if a participant was
randomly assigned ACT as their first condition, their condition order would be ACT then
BSL then PLA. The first session for all participants consisted of completing questionnaires,
informed consent, and a treadmill running familiarization. This session lasted 30–45 min
and was followed by the next session two days later. In the second session, lasting about
an hour, anthropomorphic measurements and determination of VO2 max were completed.
In the third, fourth, and fifth sessions, each occurring one week apart and commencing on
the same day of the week at the same time of day, subjects were assigned to ingest either
eight ounces of water to serve as their baseline (BSL), eight ounces of water paired with
three empty red gelatin capsules which served as a placebo (PLA), or eight ounces of water
paired with three 500 mg capsules of ACT (1.5 g) (ACT). Following ingestion, participants
waited 60 min and then completed a 20-min RE assessment on a treadmill, which also
served as a warm-up for their 3 km time trial on the indoor track.
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Figure 1. Experimental flowchart. (BSL = baseline) (PLA = placebo) (ACT = acetaminophen)
(RE = running economy) (TT = Time Trial).
2.2. Subjects
Eleven total participants (9 men and 2 women) were recruited to participate in the
study. Participants were well-trained distance runners on the NCAA division II cross-
country team at Western Colorado University (WCU). Participants were considered well-
trained based on VO2 max and were in the 99th percentile for VO2 max in their age and
sex-group based on fitness guidelines [20]. Participants completed the study during the
middle of the indoor track season. They typically performed two workouts per week and
four low intensity runs per week in addition to the experimental trials. One workout
would consist of four to ten intervals of 400 to 1000 m with one to three minutes of jogging
between repetitions. The other workout would be a continuous run of 20–35 min at 80–90%
of VO2 max. Men in the study ran between 80 and 120 km/wk. Women in the study
ran between 56 and 96 km/wk. Men and women runners trained at an average running
velocity of 14.0 km/h and 12.5 km/h, respectively. Participants were excluded from the
study if they were found to be allergic to, or had previous complications with, the drug
ACT, if they were heavy alcohol users, or if they had had any liver complications in the past.
Participants were also excluded from the study if they were not classified as low risk for
heart disease based on the American College of Sports Medicine risk algorithm. Exclusion
criteria were assessed with the physical activity readiness questionnaire (PAR-Q) [21] and a
medical history questionnaire, which included questions regarding over-the-counter drug
use and alcohol use. All measurements of participants were conducted in the High Altitude
Performance Laboratory at WCU, except for the 3 km time trial, which was performed on
the indoor track in the WCU Mountaineer Fieldhouse. All subjects provided written and
verbal informed consent prior to participating in the study. This study was approved by
the Institutional Review Board at WCU [HRC2020-01-01-R12].
2.3. Procedures
2.3.1. Familiarization and Lead-In
Following completion of the informed consent and other screening questionnaires,
participants underwent a lead-in period to familiarize them with the VO2 max protocol
and treadmill RE assessments. The familiarization session was a way for participants to
gain an understanding of how to run on a treadmill with open-circuit indirect calorimetry
and to get a sense of the rating of the perceived exertion (RPE) scale. In this session the
participant did not run to volitional exhaustion. This allowed them to return to the lab
within 48 h for the genuine VO2 max assessment without the possibility of fatigue.
For this familiarization session participants were fitted with a mask attached to falconia
tubing, which was attached to the metabolic cart (Parvo Medics TrueOne® 2400, Sandy City,
UT, USA) to collect expired gases. Participants were also fitted with a chest strap (Polar,
Lake Success, NY, USA) to monitor heart rate throughout the test. Participants ran for 10 to
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12 min at increasing speeds on the treadmill (Trackmaster, Newton, KS, USA). This session
was paced in a way that participants would reach an RPE of about 7 within 10–12 min,
giving them an understanding of the perception of effort they would feel throughout the
genuine VO2 max assessment and later RE assessments. At the conclusion of the session,
participants completed a low intensity cool-down at a self-selected pace for at least five
minutes and were dismissed from the lab. The entirety of the screening and familiarization
session lasted 30–45 min.
2.3.2. Anthropomorphic Measurements
While wearing only running attire, the participant removed their shoes and stood on a
scale (Tanita, Arlington Heights, IL, USA) to be weighed in kilograms (kg). A measuring
stick built into the scale was used to measure the participant’s height in centimeters (cm).
Body mass index (BMI) was later calculated from these measurements using the formula
BMI = weight (kg)/height (m)2. Body fat percentage was assessed using an Omron HBF-300
handheld body composition analyzer (Omron, Bannockburn, IL, USA).
2.3.3. Maximal Oxygen Consumption
Following anthropomorphic measurements, participants completed a self-selected
10-min dynamic warm-up consisting of stretches and other exercises on the indoor track in
the WCU Mountaineer Fieldhouse. The same warm-up routine was performed for each
participant prior to the RE test and time trial. This allowed the participant to prepare to
perform as they would in a typical training session or race.
VO2 max was determined using open-circuit spirometry combined with indirect
calorimetry (Parvo Medics TrueOne® 2400, Sandy City, UT, USA) in response to incre-
mental treadmill running (Trackmaster, Newton, KS, USA). Flow and gas calibrations
were performed prior to each test using standard operating procedures provided by the
manufacturer. Participants were fitted with a mask attached to falconia tubing, which was
attached to the metabolic cart to collect expired gases. They were also fitted with a chest
strap (Polar, Lake Success, NY) to monitor heart rate throughout the test. The treadmill was
set to an initial incline of one percent grade, as one percent grade most accurately reflects
the energetic cost of outdoor running [22,23].
Male participants completed a 3-min warm up at 12 km/h at a 1% grade. There-
after, the treadmill velocity was increased 0.8 km/h every minute until velocity reached
19.2 km/h; at this point, the velocity remained constant and grade of the treadmill was in-
creased 2% every minute of the test until the participant reached volitional fatigue. Female
participants followed a similar pattern. They completed a 3-min warm up at 10.5 km/h
at a 1% grade. Thereafter, treadmill velocity was increased 0.8 km/h every minute until
velocity reached 17.7 km/h. At this point the velocity remained constant and grade of the
treadmill was increased 2% every minute of the test until the participant reached volitional
fatigue. Heart rate and RPE were recorded at the end of each minute throughout the test.
Participants were provided verbal encouragement throughout the test until exhaustion.
VO2 data were smoothed with a 15-s moving average. VO2 max was denoted as the highest
15 s moving average obtained during the last minute of exercise with no further increase in
VO2. All tests were terminated by volitional exhaustion. A true VO2 max was confirmed
based on a plateau in VO2 defined by a change of <150 mL/min despite a change in
workload and an RER greater than 1.10.
2.3.4. Intervention Sessions
Each of the three intervention sessions took place on the same day of the week,
beginning at the same time of day, exactly one week apart for each participant. Participants
were instructed to avoid caffeine for four hours prior to all interventions and tests. They
were also instructed to maintain similar diet and sleep habits on the days prior to testing
and on the days of testing. Each session began with the participant meeting with the
research assistant who would administer one of the three interventions. The participant
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received either a baseline of 8 ounces of water paired with nothing, three placebo capsules
paired with 8 ounces of water, or 1.5 g ACT in the form of three 500 mg capsules paired
with 8 ounces of water. The order of the intervention was randomized and was blinded
to the participant and the primary investigators. Following ingestion, the participant was
instructed to relax and perform a non-stressful activity, such as reading or listening to music
for 50 min. Thereafter, participants completed their individualized 10-min dynamic warm
up routine, and then transitioned to the RE test. This timeframe was chosen because peak
plasma concentration of ACT occurs approximately 45–60 min after oral administration [6].
2.3.5. Running Economy
Each participant was fitted with a heart rate monitor and a mask connected to a tube
leading to the metabolic cart in the same fashion as the familiarization and VO2 max tests.
The RE test consisted of four and five-minute stages at increasing running velocities. The
intensity of each stage was kept relatively low as RE at lower speeds has been demonstrated
to be more strongly correlated with performance [16]. The duration of five minutes for
each stage was selected, as it takes approximately four to five minutes to reach steady
state oxygen consumption [24]. The total duration of 20 min was selected because the
participants in the study consistently warm-up for workouts and race for 20 min and the
RE portion of the assessment served as a warm-up for the subsequent 3 km time trial
performance measure. Heart rate, oxygen consumption, and RPE were recorded during
the last minute of each stage. Male participants ran each stage at 10.5 km/h, 11.2 km/h,
12.0 km/h, and 12.9 km/h (174.4 m/min, 187.8 m/min, 201.2 m/min, and 214.6 m/min).
Female participants ran each stage at 9.7 km/h, 10.5 km/h, 11.2 km/h, and 12.0 km/h
(160.9 m/min, 174.4 m/min, 187.8 m/min, and 201.2 m/min). The intensity of these
stages ranged from approximately 55% to 75% of VO2 max throughout the duration of
the test. RE was expressed in two ways. First, as the oxygen cost required to run 1 km
of horizontal distance (mL/kg/km) and second, as the caloric unit cost—the energy in
kilocalories required to run 1 km of horizontal distance (kcal/kg/km). This unit has been
demonstrated to be more sensitive to changes in relative velocity compared with oxygen
cost [25]. Caloric unit cost was calculated by dividing the steady-state energy expenditure
cost (kcal/min) obtained during the last four 15-s moving averages of each stage by body
mass (kg), divided by running velocity (m/min) and multiplied by 1000 (1000 m/km), as
done in a previous RE study [24].
2.3.6. Track Time Trial
Following the RE test, participants were given 15 minutes to use the restroom, change
shoes if desired, and perform any additional warm up stretches or exercises as they nor-
mally would prior to a race. This routine was again kept constant for each individual
participant. Exactly 15 min following the conclusion of the RE test, the participants began
the 3 km time trial on the indoor track at the Mountaineer Fieldhouse.
Participants were instructed to complete fifteen laps on the 200 m track in the inner-
most lane as quickly as possible, as they would in a race. Researchers recorded the duration
of each lap split. At the completion of the time trial, the total run duration, heart rate,
and oxygen saturation were recorded. The participant’s heart rate and oxygen saturation
(SpO2) were measured by a fingertip pulse oximeter (American Diagnostic Corporation,
Hauppauge, NY, USA). The participant then performed a low intensity cool down of their
choosing and subsequently completed a four-question survey regarding their perception of
effort and difficulty during the time trial. The questions on the survey were answered on a
1–10 scale with 1 being lowest and 10 highest. The questions were: (1) How would you rate
your level of effort over the course of the time trial? (2) How would you rate the exercise
difficulty of the entire time trial? (3) How would you rate your level of performance based
on your current fitness level during the time trial? (4) How would you rate your average
level of perceived exertion over the time trial? Following the completion of the survey,
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the participant was dismissed for the day. Each remaining intervention was separated by
exactly one week and repeated at the same time of day in the randomly determined order.
2.3.7. Statistical Analysis
Descriptive characteristics of the participants are presented as means and standard
deviations. With the exception of the 3 km time trial, all data met assumptions of normality.
Therefore, the nonparametric Friedman’s test was used to determine treatment differences
in the 3 km time trial, and data are reported with median and interquartile range as
appropriate. A 3 × 4 (trial × exercise stage) analysis of variance for repeated measures
with Bonferroni adjustment for pairwise multiple comparisons was used for treatment
differences in submaximal exercise variables (i.e., VO2 and heart rate) and RE between the
four treadmill stages. A three-way analysis of variance with repeated measures was used to
determine differences in post time trial heart rate and oxygen saturation. A Friedman’s test
was used to determine differences in RPE and the four-question self-evaluation form. These
data were therefore displayed accordingly as median and interquartile range. All other
continuous data that met assumptions of normality were reported as mean ± standard
deviation. Level of statistical significance was set at p < 0.05 and SPSS version 27 (IBM-SPSS,
Boston, MA, USA) was used to perform these statistical analyses.
3. Results
Table 1 shows subject characteristics. Runners were normal weight based on body
mass index and presented with VO2 max values at or above the 99th percentile for age and
sex [20]. Each participant continued normal track training during the study: the average
mileage for the men was 103 km/wk; the average mileage for the women was 76 km/wk.
Table 1. Descriptive characteristics of participants.
Characteristic (Units)
All Participants
(n = 11)
Men
(n = 9)
Women
(n = 2)
Age (years)
18.8 ± 0.6
18.7 ± 0.5
19.5 ± 0.7
Height (cm)
171.1 ± 6.9
173.7 ± 4.2
159.5 ± 2.1
Weight (kg)
58.6 ± 5.3
59.7 ± 5.1
53.8 ± 2.9
BMI (kg/m2)
20.0 ± 1.1
19.8 ± 0.8
21.2 ± 1.7
BF%
9.7 ± 5.1
7.6 ± 1.0
19.5 ± 4.2
ABS VO2 max (L/min)
3.6 ± 0.6
3.8 ± 0.4
2.6 ± 0.3
REL VO2 max (mL/kg/min)
60.6 ± 7.7
63.3 ± 5.3
48.4 ± 2.2
Weekly training distance (km/wk)
98.1 ± 16.7
103.0 ± 9.9
76.0 ± 28.3
Abbreviations: cm (centimeters), kg (kilograms), kg/m2 (kilogram/meter2), BF% (body fat %) ABS (absolute),
L/min (liters/minute), REL (relative), mL/kg/min (milliliters/kilogram/minute), and km/wk (kilometers
per week).
3.1. Time and Splits
Figure 2 shows the 3 km time trial performance for the interventions. There were
no significant differences in the time to complete the time trial among the interventions.
Performance times observed in the present study were within 2–5% of what the participants
actually performed in a competitive 3 km race in the weeks following the study. Mean
performance time between the three conditions were within five s (p = 0.076). Similarly, no
significant differences were found in any of the 1 km split times between BSL, PLA, and
ACT groups (p = 0.406, 0.234, and 0.811, respectively). Mean values for the first, second,
and third split times from start to 1 km, 1 km to 2 km, and 2 km to 3 km were all within
three seconds between BSL, PLA, and ACT conditions.
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Figure 2. Box and whisker plot for 3 km time trial times in s for baseline, placebo, and ACT conditions.
The box is the interquartile range, the horizontal line is the median, the cross (
within three seconds between BSL, PLA, and ACT conditions.
Figure 2. Box and whisker plot for 3 km time trial times in s for baseline, placebo, and ACT condi-
tions. The box is the interquartile range, the horizontal line is the median, the cross (✛) is the mean,
and the error bars are the minimum and maximum. ACT; acetaminophen.
3.2. Running Economy
The RE exercise intensities for stage 1, 2, 3, and 4 corresponded to approximately
60%, 66%, 71%, and 74% of V̇O2 max, respectively. All subjects achieved steady-state
oxygen consumption in each stage. As shown in Figure 3, there were no significant dif-
ferences between BSL, PLA, and ACT conditions in RE expressed as mL/kg/km in any of
the four stages. For example, the average RE across stage 4 for BSL was 207.4 mL/kg/km,
compared with 208.6 mL/kg/km for PLA and 208.5 mL/kg/km for ACT (p = 0.886; Figure
3). Likewise, when expressed as kcal/kg/km, RE was also similar among the conditions.
For example, the average RE across stage 4 for BSL was 1.009 kcal/kg/km, compared with
1.015 kcal/kg/km for PLA and 1.016 kcal/kg/km for ACT (p = 0.857; Figure 4).
) is the mean, and the
error bars are the minimum and maximum. ACT; acetaminophen.
3.2. Running Economy
The RE exercise intensities for stage 1, 2, 3, and 4 corresponded to approximately
60%, 66%, 71%, and 74% of VO2 max, respectively. All subjects achieved steady-state
oxygen consumption in each stage. As shown in Figure 3, there were no significant
differences between BSL, PLA, and ACT conditions in RE expressed as mL/kg/km
in any of the four stages.
For example, the average RE across stage 4 for BSL was
207.4 mL/kg/km, compared with 208.6 mL/kg/km for PLA and 208.5 mL/kg/km for ACT
(p = 0.886; Figure 3). Likewise, when expressed as kcal/kg/km, RE was also similar among
the conditions. For example, the average RE across stage 4 for BSL was 1.009 kcal/kg/km,
compared with 1.015 kcal/kg/km for PLA and 1.016 kcal/kg/km for ACT (p = 0.857;
Figure 4).
Figure 3. Box and whisker plots for RE expressed as mL/kg/km for baseline, placebo, and ACT
conditions for (A) Stage 1: 60% of VO2 max, (B) Stage 2: 66% of VO2 max, (C) Stage 3: 71% of VO2
max, and (D) 74% of VO2 max. The box is the interquartile range, the horizontal line is the median,
the cross (
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, kg (kilograms), kg/m2 (kilogram/meter2), BF% (body fat %) ABS
), REL (relative), mL/kg/min (milliliters/kilogram/minute), and
m time trial performance for the interventions. There were no
e time to complete the time trial among the interventions.
in the present study were within 2–5% of what the partici-
a competitive 3 km race in the weeks following the study.
ween the three conditions were within five s (p = 0.076). Sim-
nces were found in any of the 1 km split times between BSL,
406, 0.234, and 0.811, respectively). Mean values for the first,
from start to 1 km, 1 km to 2 km, and 2 km to 3 km were all
n BSL, PLA, and ACT conditions.
for 3 km time trial times in s for baseline, placebo, and ACT condi-
e range, the horizontal line is the median, the cross (✛) is the mean,
mum and maximum. ACT; acetaminophen.
ties for stage 1, 2, 3, and 4 corresponded to approximately
f V̇O max respectively All subjects achieved steady state
) is the mean, and the error bars are the minimum and maximum. ACT; acetaminophen.
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Figure 4. RE expressed as kcal/kg/km for baseline, placebo, and ACT conditions for (A) Stage 1:
60% of VO2 max, (B) Stage 2: 66% of VO2 max, (C) Stage 3: 71% of VO2 max, and (D) 74% of VO2
max. ACT; acetaminophen.
3.3. Heart Rate, Oxygen Consumption, and Saturation
Table 2 shows the sub-maximal heart rate and oxygen consumption during the RE tests,
and the post time trial oxygen saturation and heart rate. Sub-maximal oxygen consumption
was similar between BSL, PLA, and ACT at each of the four RE stages (p = 0.529, 0.148,
0.234, and 0.159, respectively) as was heart rate (bpm) throughout the four RE stages
(p = 0.518, 0.135, 0.071, and 0.176, respectively). Post time trial oxygen saturation (p = 0.913) and
post time trial heart rate (p = 0.846) were not different between BSL, PLA, and ACT conditions.
Table 2.
Oxygen consumption and heart rate between baseline (BSL), placebo (PLA), and ac-
etaminophen (ACT) conditions.
Stage
Speed (m/min)
(Male, Female)
BSL
(M ± SD)
PLA
(M ± SD)
ACT
(M ± SD)
p-Value
Oxygen Consumption (mL/kg/min)
1
174.4, 160.9
36.0 ± 2.6
35.9 ± 3.6
35.0 ± 2.8
0.529
2
187.8, 174.4
38.3 ± 2.8
38.3 ± 3.7
38.9 ± 2.4
0.148
3
201.2, 187.8
41.2 ± 3.5
41.6 ± 3.5
41.8 ± 2.2
0.234
4
214.6, 201.2
44.0 ± 2.7
44.2 ± 3.9
44.2 ± 2.5
0.159
Heart Rate (bpm)
1
174.4, 160.9
134 ± 11
139 ± 8
136 ± 9
0.518
2
187.8, 174.4
143 ± 10
150 ± 9
147 ± 9
0.135
3
201.2, 187.8
149 ± 8
155 ± 8
154 ± 8
0.071
4
214.6, 201.2
158 ± 8
162 ± 9
160 ± 8
0.176
Post TT Oxygen Saturation (%)
N/A
(Post 3 km TT)
87.6 ± 2.8
87.6 ± 3.0
87.4 ± 3.1
0.913
Post TT Heart Rate (bpm)
N/A
(Post 3 km TT)
176.7 ± 6.4
174.1 ± 11.3
175.7 ± 6.2
0.846
M ± SD, (mean ± standard deviation); mL/kg/min, (milliliters/kilogram/minute); m/min, (meters/minute);
bpm, (beats per minute); TT, (time trial); km, (kilometer); BSL, baseline; PLA, placebo; ACT, acetaminophen.
Int. J. Environ. Res. Public Health 2022, 19, 2927
10 of 14
3.4. RPE and Questionnaire Responses
As shown in Table 3, there were no significant differences in RPE during each RE stage
between the three conditions. In addition, no significant differences were found in any of
the post 3 km time trial questionnaire responses between the three conditions.
Table 3. Rating of perceived exertion (RPE) (1 = very low RPE, 10 = very high RPE) during RE stages
and post TT perception of effort and difficulty responses between BSL, PLA, and ACT trials.
Stage/Question
Speed (m/min)
(Male, Female)
BSL
Med (25th, 75th)
PLA
Med (25th, 75th)
ACT
Med (25th, 75th)
p-Value
RPE during RE Stages
1
174.4, 160.9
1 (1, 2)
1 (1, 2)
1 (1, 2)
0.273
2
187.8, 174.4
2 (1, 2.5)
2 (2, 2.5)
2 (1, 3)
0.957
3
201.2, 187.8
2.5 (1.5, 3)
3 (2, 3)
2 (2, 4)
0.519
4
214.6, 201.2
3 (1.5, 5)
3 (2, 5)
2 (2, 5)
0.922
Responses to Questionnaire
Q1
Effort level
9 (8, 9)
9 (8, 9.5)
9 (9, 9)
0.091
Q2
Exercise difficulty
8.5 (8, 9)
9 (8, 10)
9 (8, 9)
0.656
Q3
Performance level
8 (8, 9)
8 (7, 9)
8 (7.5, 9)
0.368
Q4
Perceived exertion
8 (7, 9)
8 (8, 9)
9 (8, 9)
0.140
Abbreviations: TT (time trial); BSL, baseline; PLA, placebo; ACT, acetaminophen; Med 25th, 75th (median
(25th percentile, 75th percentile)); m/min (meters/minute); Q, (question).
4. Discussion
In contrast to our hypothesis, the primary findings of this randomized, double-blind
crossover trial indicate that supplementation with ACT does not improve RE or 3 km time
trial performance in NCAA competitive cross-country athletes. Baseline RE expressed as
mL/kg/km and kcal/kg/km were within 1% of the placebo and ACT conditions for all
stages of the incremental exercise test. Additionally, there was no noticeable difference in
the time to complete the 3 km time trial, as well as with 1 km splits with ACT. Collectively,
given similar steady-state oxygen consumption, heart rate, minute ventilation, respiratory
exchange ratio, and gross energy cost during incremental treadmill running between
conditions, ACT supplementation does not favorably modify exercise economy or 3 km
time trial performance.
ACT’s primary mechanism of action for pain relief is on the serotonergic descending
pain pathway [26]. ACT inhibits prostaglandin (PG) synthesis from arachidonic acid in
human skeletal muscle; as a result, PGs regulate adaptations to muscular exercise [26].
An analgesic drug, such as ACT, can alter the acute and chronic responses to exercise by
elevating the pain threshold and requiring a greater amount of pain before it is felt [3]. As
exercise-induced pain is a contributor to volitional exhaustion or changes in pacing during
exercise [2], a reduction in perceived pain should increase the athlete’s performance [2,3].
RE has been demonstrated to account for a significant amount of the variation observed
in race performance amongst elite level runners [16]. RE is dependent on a variety of factors,
including efficiency of form [27] and both central and peripheral fatigue [1,28,29]. Due to the
influence of RE to be affected by central fatigue and its correlation with performance in elite
runners, it was hypothesized that ACT, which has a direct effect on central fatigue [26,30],
would improve RE in competitive athletes. The results of this study demonstrate that RE
was similar across BSL, PLA, and ACT conditions for all RE stages, both as measured in
mL/kg/km and in kcal/kg/km.
Our findings are in contrast to those by Dagli et al. [3], who reported a 1.9% (14 s)
improvement in the 3 km time trial performance. It is important to note the crucial
study design and sample differences between the present study and those by Dagli and
colleagues. While Dagli et al. studied recreationally active male runners with an av-
erage VO2 max of 55.67 ± 5.35 mL/kg/min, measured at sea level [3], we specifically
recruited in-competition NCAA elite male and female athletes with an average VO2 max of
Int. J. Environ. Res. Public Health 2022, 19, 2927
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60.6 ± 7.7 mL/kg/min, measured at 7700 feet, which had already undergone substantial
endurance training. Indeed, the participants in our study completed the 3 km distance
two minutes faster on average than participants in the study by Dagli et al. [3], despite
completing the trials at 7700 feet as opposed to sea level. Notably, the average post exercise
oxygen saturation levels in the present study are quite low, as shown in Table 2. This
difference in completion time and duration of effort may be a critical reason as to why the
present study did not demonstrate appreciable differences in performance with ACT.
Of the previous studies examining endurance performance, the majority of studies
that found statistically significant differences in performance between ACT and control
conditions required exercise times of at least 20 min. For example, Mauger et al. [10] found
a 30 s improvement between ACT and control in a 10-mile cycle time trial, which lasted
on average 26.25 min for the ACT condition and 26.75 min for the control condition [10].
Mauger et al. [11] found a four-minute difference between ACT and control conditions
in a cycle test to exhaustion in the heat in which subjects in the ACT condition were able
to cycle for 22.7 min compared to only 18.8 min in the control condition [11]. Foster et al.
found a 19 watt improvement in average power between ACT and control conditions in a
repeated Wingate study with a total exercise time of 20 min when active recovery cycling
was included [9]. Delextrat et al. found a 24-watt improvement in peak power [8] in a
similar study design as Foster et al. [9]. All of these studies used a randomized double-
blind crossover design [8–11]. Only two previously conducted studies investigated the
effects of ACT on exercise bouts involving an exercise duration less than 20 min [3,12].
Both of these studies were also randomized double blind crossover studies with an ACT
condition and a placebo condition. These two studies reported significant performance
benefits of ACT compared with control conditions. However, it should be emphasized
that both studies demonstrated marginal, albeit significant, improvements with ACT. First,
the study by Dagli et al. [3] reported a small difference of 1.9% with ACT. Second, the
study by Morgan et al. [12] also demonstrated a small, 5-watt difference in average power
over a 3-min maximum cycle test, which was a 1.4% difference compared with control
conditions [12].
ACT has been demonstrated to decrease participants’ RPE during running bouts of
similar or increased intensities [3,13]. We did not demonstrate any significant differences
in RPE between treatment conditions. Likewise, we did not demonstrate any significant
differences in the perception of effort and difficulty questionnaire among trials. The median
reported value for all four of the post time trial questions on the questionnaire were within
1 point of each other on the 1–10 scale across the three treatment conditions. This dis-
plays that the participants did not perceive a significant difference in effort, difficulty,
performance, or exertion between the three conditions.
A limitation of this study was the small sample size (11) and unequal distribution of
male (9) and female (2) participants. Although all statistical tests were performed while
examining only one sex at a time and results were the same as when all participants
were examined together, a more balanced quantity of male and female participants is
recommended for future studies. Another limitation of the present study was the training
schedule of participants was not controlled from week to week. Although participants
completed similar weekly training volumes throughout the study, the exact workouts of
the participants varied from week to week and thus may have resulted in the participants
feeling more or less fatigued from each week’s workouts between the three trials. However,
the variability between training loads should not have had a significant effect on the total
outcome of the study, due to the randomization of the order each participant undertook.
Future studies can minimize the potential for this phenomenon by scheduling data collec-
tion during the off-season, where the participants are less likely to be doing high intensity
training over the study duration. Furthermore, the duration between trials may not need
to be an entire week, as well-trained runners typically have the ability to recover from
hard efforts faster than recreationally active runners. For example, it has been suggested
that “aerobic fitness enhances recovery from high intensity intermittent exercise through
Int. J. Environ. Res. Public Health 2022, 19, 2927
12 of 14
enhanced aerobic contribution, increased post-exercise VO2, and possibly by increased
lactate removal and increased PCr restoration, which has been linked to improved power
recovery” [31,32]. Therefore, in studies involving well-trained participants, the required
time between trials may only be 48–72 h as opposed to studies with recreationally active
participants who require more time between trials to fully recover.
Another variable that future research studies involving well-trained participants
should examine is the trial distance. The present study examined the effectiveness of ACT
over a relatively short time trial distance of 3 km. On average, participants completed this
distance in just over ten minutes. ACT has been demonstrated to be effective in improv-
ing performance amongst well-trained participants over longer durations. For example,
Mauger and colleagues examined ACT’s influence on performance over a ten-mile cycle
time trial in 13 trained male cyclists [10]. They found that ACT significantly improved
performance by 30 s over the course of the ten-mile trial. As this study was examining a
distance that took over 26 min to complete, it is possible that ACT’s effectiveness increases
as the required trial duration increases, especially in studies involving well-trained par-
ticipants. Future studies on well-trained runners should investigate the effectiveness of
ACT over distances of at least 8 km, which would require an average duration of effort of
at least 26 min, as in the study by Mauger et al. [10].
5. Conclusions
The results of the present study indicate no performance benefit of ACT on RE or a
3 km time trial performance among NCAA competitive collegiate distance runners. These
results are in contrast to some [3,8–12], but not all [13,14] studies investigating the potential
for ACT to improve exercise performance. To our knowledge, as this is the first study
to examine the effects of ACT on well-trained collegiate distance runners, it appears that
ACT has a more significant effect on performance for recreationally active runners than
well-trained runners [3]. It remains to be found whether ACT is beneficial for well-trained
runners at distances other than 3 km or under more controlled experimental circumstances,
such as with a higher number of participants and a more favorable proportion of male and
female participants. Finally, it should be emphasized that ingestion of ACT is for medical
purposes only. It is not recommended for athletes to use ACT for exercise performance
without a medical indication. Moreover, prior review of relevant medical history by
the athletes’ healthcare team, and physician approval before an athlete uses ACT, is the
best practice.
Author Contributions: This work is the result of collaboration among R.P.H. and G.P.V.G. Both
authors have equally contributed, reviewed, and improved the manuscript. Conceptualization,
R.P.H., G.P.V.G.; Methodology, R.P.H., G.P.V.G.; Formal Analysis, R.P.H., G.P.V.G.; Investigation,
R.P.H., G.P.V.G.; Data Curation, R.P.H., G.P.V.G.; Writing—Original Draft Preparation, R.P.H., G.P.V.G.;
Writing—Review and Editing, R.P.H., G.P.V.G.; Visualization, R.P.H., G.P.V.G.; Supervision, G.P.V.G.;
Project Administration, R.P.H., G.P.V.G. All authors have read and agreed to the published version of
the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted in accordance with the Declaration
of Helsinki and was approved by the Institutional Review Board of Western Colorado University
(HRC2020-01-01-R12).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Some or all data and models that support the findings of this study are
available from the corresponding author upon reasonable request.
Acknowledgments: The authors would like to thank the research assistant, Jonathan Specht, who
was able to begin every experimental session by administering the treatment for each participant.
They also thank Coach Jennifer Michel for allowing the utilization of her athletes as participants for
this project. Finally, they thank all the student athletes who volunteered their time and energy to
Int. J. Environ. Res. Public Health 2022, 19, 2927
13 of 14
participate in this study. This study would not have been possible without the tremendous amount
of effort they put into each session. We are very grateful for their willingness to arrive on time to
each meeting, follow all instructions, and participate to their fullest capacity for the entirety of the
study. Thank you to everyone who helped to make this research project possible.
Conflicts of Interest: The authors declare no conflict of interest.
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PMC9603534 | Citation: Sanchez-Trigo, H.; Zange, J.;
Sies, W.; Böcker, J.; Sañudo, B.;
Rittweger, J. Effects of Aging and
Fitness on Hopping Biomechanics.
Int. J. Environ. Res. Public Health 2022,
19, 13696. https://doi.org/10.3390/
ijerph192013696
Academic Editors: Yufei Cui and
Dariusz Mosler
Received: 22 September 2022
Accepted: 18 October 2022
Published: 21 October 2022
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4.0/).
International Journal of
Environmental Research
and Public Health
Article
Effects of Aging and Fitness on Hopping Biomechanics
Horacio Sanchez-Trigo 1,*
, Jochen Zange 2
, Wolfram Sies 2, Jonas Böcker 2, Borja Sañudo 1
and Jörn Rittweger 2,3
1
Department of Physical Education and Sports, University of Seville, 41013 Sevilla, Spain
2
German Aerospace Center (DLR), Institute of Aerospace Medicine, 51147 Cologne, Germany
3
Department of Pediatrics and Adolescent Medicine, University Hospital Cologne, 50931 Cologne, Germany
*
Correspondence: [email protected]
Abstract: Physical exercise promotes healthy aging and is associated with greater functionality and
quality of life. Muscle strength and power are established factors in the ability to perform daily tasks
and live independently. Stiffness, for mechanical reasons, is another important constituent of running
performance and locomotion. This study aims to analyze the impact of age and training status on
one-legged hopping biomechanics and to evaluate whether age-related power decline can be reduced
with regular physical exercise. Forty-three male subjects were recruited according to their suitability
for one of four groups (young athletes, senior athletes, young controls and senior controls) according
to their age (young between 21 and 35, vs. older between 59 and 75) and training status (competing
athletes vs. non-physically active). The impact of age and training status on one-legged hopping
biomechanics were evaluated using the two-way analysis of variance (ANOVA) method. Significant
differences among groups were found for hopping height (p < 0.05), ground contact time (p < 0.05),
peak ground reaction force (p < 0.05) and peak power (p < 0.01). No differences among groups were
found in ground-phase vertical displacement and vertical stiffness (p > 0.05). Young athletes and older
non-physically active people achieved the best and worst performance, respectively. Interestingly,
there were not any differences found between young non-physically active people and senior athletes,
suggesting that chronic training can contribute to partly offset effects that are normally associated
with aging.
Keywords: physical fitness; sedentary behavior; aging; biomechanics; stiffness; muscle power
1. Introduction
Current demographic data show a significant population aging in developed countries,
leading to increased health care costs [1]. Preventing mobility limitations and maintaining
independent functioning in the aging population is of major public health importance [2].
One of the factors associated to age-associated decline in mobility is the decline in muscle
force and power, which is aggravated by a sedentary lifestyle [3]. Both sedentarism and
aging cause a decline in muscle performance and functionality. Thus, it is of interest to
assess separately the respective contributions of sedentarism and aging to better understand
this process, and to evaluate to which degree can a physically active life compensate age-
associated decline in muscle power. Master athletes are particularly interesting to study
these processes. These are individuals who train to compete in athletic events at a high
level beyond a typical sports retirement age [4]. Master athletes can be considered as rare
examples of aging without the common confounder of increased sedentarism at older
age [4]. Previous research on master athletes has shown a clear effect of age and athletic
specialization on muscle power since, while aging is associated with a 40% reduction
in jumping power from the 3rd to the 7th decade of life, sprint-trained master athletes
have greater jumping power than endurance master athletes [4–6]. To a large extent, the
age-related decline in jumping power is explicable by age-effects on body composition [7].
However, to the best of our knowledge, no previous study has yet compared age-related
Int. J. Environ. Res. Public Health 2022, 19, 13696. https://doi.org/10.3390/ijerph192013696
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2022, 19, 13696
2 of 11
effects on muscle power between master athletes and a cohort matched in age, height and
weight that is non-physically active. In this study, we compare the jumping performance
and biomechanics of athletes and ordinary active non-athletes control subjects, both at
a young age and in elder subjects typically affected by aging processes. Our aim is to
quantify how far the plyometric performance of elite master athletes is superior above age
matched non-athletes, and how far the jumping biomechanics of athletes with respect to
non-athletes is affected by aging and fitness. To answer this research question, the effects of
age and training status on jumping biomechanical parameters will be assessed. It is our
hypothesis that a prolonged engagement in exercise is related to a reduced age-related
decline in muscle power and performance.
2. Materials and Methods
2.1. Participants
This study was conducted within the MALICoT project, which was designed to
compare intramuscular connective tissue between young athletes, young non-physically
active people, senior athletes and senior non-physically active people. Specifically, the study
targeted power athletes (jumpers and sprinters) for the athlete groups. For the recruitment
process, the study was advertised via social media and on the DLR website (www.dlr.de/
me/en/desktopdefault.aspx/tabid-15377/ accessed on 20 September 2022). An online
questionnaire was filled out by interested subjects. Activity levels were quantified using the
Freiburger questionnaire for physical activity [8,9] and the subjects’ energy expenditure was
estimated, in terms of metabolic equivalents of task (METs). The questionnaire included
questions to check criteria for inclusion and exclusion. Inclusion criteria were (a) age either
between 20 and 35 for the young groups and age between 60 and 75 for the senior groups;
(b) ≥4 h per week training and regular competition in sprint running or jumping events
for the athletic groups, and ≤25 METs per week spent in exercise for the non-physically
active group; (c) male sex; and (d) ability to provide informed consent (all groups). People
were excluded when diagnosed with diabetes, when they had contraindications against
magnetic resonance imaging or against muscle biopsy, or when they had experienced
injuries or musculoskeletal disorders likely to interfere with the testing protocol.
All participants provided written informed consent prior to participating in this study.
The experimental protocol was approved by the Ethical Committee of the Ärztekammer
Nordrhein in Düsseldorf, Germany (ref. no. 2018269). The study was prospectively
registered on the German register of clinical trials (www.drks.de accessed on 20 September
2022) with registration number DRKS00015764.
2.2. Sample Size
As mentioned above, this study is part of the MALICoT project, whose main goal is to
investigate endomysium and perimysium content as a function of age and training state in
humans. The lack of information on age- and training-state dependency of muscle tissue’s
elastic modulus makes a statistically-motivated sample size definition difficult. However,
a sample size of 12 subjects per each of the four sub-groups (young athletes, young non-
physically active people, senior athletes and senior non-physically active people), and,
thus, a total of 48 seemed a feasible goal, based on previous experience. On the other hand,
preliminary data suggest a variation coefficient of 1.76% for reproducibility. Thus, with such
a good reproducibility, this study aimed to allow the estimation of group means and their
standard deviation, and to discover effects of age and training state. As stated above, there
has been no previous quantitative human study on endomysium thickness. For sample size
calculation, we therefore rely on previous research reporting a group difference between 6-
and 18-week-old chickens of 1.03 µm with standard deviation of 1.24 µm in endomysium
thickness [10]. Using a t-test to test the primary hypothesis, and setting α = 0.05 and β = 0.2,
we arrive at an estimated sample size of 24 subjects per group. The study aimed, therefore,
at including 12 subjects per group, and, thus, a total of 48 participants.
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2.3. Testing Procedures
Jumping mechanography was employed to assess motor performance. This technique
relies on plyometric tests performed on a force platform to evaluate dynamic muscle
function and has been found to be a reliable and sensitive measure of mobility performance
in elite athletes as well as in frail patients employing both two-legged and single-legged
jumps [3,11]. In the present study, a multiple one-leg hopping (M1LH) test using the
dominant leg was carried out [12–14]. Subjects were instructed to start with shallow hops,
increase height to maximum followed by 4 to 5 maximum hops and finally reduce hop
height again.
The M1LH test was performed on a force plate (Leonardo Mechanography GRFP,
Novotec Medical Inc., Pforzheim, Germany) continuously measuring the vertical ground
reaction forces (GRF) at a sampling rate of 800 Hz.
2.4. Data Processing
The GRF signals recorded during the M1LH test were analyzed using the module
‘signal’ within the software package R (R Core Team, 2020, Vienna, Austria). Each individual
hop was identified by the detecting the flying phases (absence of GRF) and the phases of
ground contact (positive GRF). The following variables were calculated for each hop:
•
Flight time (FT): duration of the flying phase of the hop, that is, time interval in which
the subject has no contact with the ground;
•
Ground contact time (GCT): interval of time in which the subject’s leg is contact with
the ground after the FT;
•
Maximum GRF: peak GRF registered during the GCT after landing, and prior to the
next hop;
•
Hopping height (HH). Calculated from flight time using the equation of uniformly
accelerated motions [15]:
HH = g·FT2/8
where:
g—gravity acceleration constant (9.81 m/s2)
FT—flight time
•
Vertical acceleration (AV) of the center of mass (COM) over time. Calculated from GRF
and subject’s body mass [16]:
AV(t) = F(t) − m·g
m
where:
F(t)—GRF over time
m—body mass
g—gravity acceleration constant (9.81 m/s2)
•
Vertical velocity (VV) of the COM over time. Calculated from the integration in the
time domain of the acceleration-time data [16]:
VV(t) =
Z
AV(t)dt + c =
Z F(t) − m·g
m
dt + c
where:
AV(t)—Vertical acceleration over time
F(t)—GRF over time
m—body mass
g—gravity acceleration constant (9.81 m/s2)
c—integration constant
The integration constant (c) was based upon the assumption that vertical velocity of
the COM was zero at the middle of the GCT; in other words, assuming that COM peak
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downward displacement is reached at the middle of the GCT between hops [16,17]. Since
GRF data is discrete, the previous integration was implemented by summation of the
GRF samples.
•
Vertical displacement (DV) of the COM during ground contact. Calculated from
numerical double integration in the time domain of the acceleration-time data, or
equivalently, from the numerical integration in the time domain of the vertical velocity-
time data [16,18]:
DV(t) =
Z
VV(t)dt + c =
x F(t) − m·g
m
dt dt + c
where:
VV(t)—Vertical velocity over time
F(t)—GRF over time
m—body mass
g—gravity acceleration constant (9.81 m/s2)
c—integration constant
Since our goal was to determine COM displacement, the integration constant (k) was
set to zero at the initial instant [19]. Given that velocity data are discrete, the previous
integration was implemented by summation of the velocity samples.
•
Max DV(t): Maximum vertical downward displacement of the COM during ground
contact (also known as countermovement depth);
•
Power output, normalized to subject’s body weight [20]:
P(t) = F(t)·VV(t)
m
where:
VV(t)—Vertical velocity over time
F(t)—GRF over time
m—body mass
•
Vertical stiffness (K), calculated for each hop as the ratio between the peak GRF and
maximum COM displacement, according to the spring–mass model [18,21,22]. Since
body size influences stiffness [23], K was normalized by body mass for each subject
and expressed as kN/m/kg [19,24]:
K =
maxF(t)
maxDV(t)·m−1
where:
max F(t)—Maximum GRF;
m—body mass.
According to the spring–mass model, max F(t) and max DV(t) coincide in the middle
of the ground-contact phase during hopping [18]. In fact, the vertical stiffness parameter, K,
is only valid if the lower extremity behaves like a simple spring–mass system [19,25]. To
evaluate that assumption, the linear correlation between DV(t) and F(t) was also calculated.
Only those hops for which this correlation is r > 0.80 comply with the assumption of
spring-like behavior [19,25]. Hops that were unable to meet this criterion were not used for
data analysis.
Finally, for each subject the three highest hops (the three hops with the highest HH)
were selected, and the averages for all the previously described parameters were computed
using these three hops.
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2.5. Statistical Analysis
The impact of age and training status on the M1LH test was evaluated by comparing
all previously described biomechanical parameters using the two-way analysis of variance
(ANOVA) with two factors (age × training status). To assess assumptions of homoscedas-
ticity, Levene’s test was performed. Normality was evaluated using Shapiro–Wilk’s test.
Group means were compared performing Tukey’s post-hoc test, if a significant main ef-
fect was observed. Statistical significance was set at p < 0.05. Pearson correlation (r) was
employed to measure linear correlation and evaluate the assumption of spring–mass-like
behavior. These statistical analyses were performed using Jamovi (The Jamovi project, 2019,
Version 1.0).
3. Results
3.1. Participants Characteristics
Forty-three male subjects completed the study. Twenty-two young subjects (21–35
years old) and twenty-one senior subjects (59–75 years old) were recruited. Among them,
ten young subjects and ten senior subjects regularly trained and competed as athletes in
sprint or jumping events, while the remaining subjects (twelve young and eleven senior)
were only ordinary physically active without performing intensive and specific training
like the subjects in the two athletes’ groups do. Thus, four groups were established: young
athletes (YA), young controls (YC), senior athletes (SA) and senior controls (SC). Their
characteristics are summarized in Table 1.
Table 1. Participants characteristics.
Young Athletes
Young Controls
Senior Athletes
Senior Controls
N
10
12
10
11
Height [cm]
178.9 ± 7.7
180.8 ± 6.7
177.6 ± 7.6
176.9 ± 5.8
Weight [kg]
76.2 ± 13.7
75.4 ± 13.0
74.8 ± 8.4
79.8 ± 8.8
Age [years]
23.9 ± 2.3
28.9 ± 4.5
65.1 ± 4.1
66.1 ± 4.8
Activity Level [METs/week]
55.4 ± 22.8
20.4 ± 42.9
94.3 ± 39.5
23.9 ± 13.2
N: number of subjects. METs: metabolic equivalents of task.
3.2. Biomechanical Parameters
Table 2 shows the descriptive statistics (average ± standard deviation) of the biome-
chanical parameters calculated for the M1LH test. As described in Section 2.4, these
parameters included HH, GCT, maximum GRF, maximum DV, K and maximum power.
Table 2. Biomechanical parameters of the multiple one-legged hopping test.
Young Athletes
Young Controls
Senior Athletes
Senior Controls
Hopping Height [cm]
16.6 ± 3.3
11.8 ± 2.5
10.7 ± 3.4
6.9 ± 2.3
Ground Contact Time [ms]
275 ± 48
320 ± 50
303 ± 53
348 ± 48
Max GRF [kN]
2.87 ± 0.52
2.32 ± 0.57
2.31 ± 0.31
2.26 ± 0.30
Max DV [%]
9.3 ± 1.8
9.8 ± 1.7
9.7 ± 2.3
9.0 ± 1.8
Vertical Stiffness [N/m/kg]
230 ± 86
165 ± 49
180 ± 59
191 ± 55
Max Power [W/kg]
32.9 ± 6.5
25.5 ± 4.8
22.7 ± 4.9
18.1 ± 3.2
Data reported as average ± standard deviation. GRF: ground reaction forces. DV: Vertical displacement of the
center of mass during ground contact.
3.3. Hopping Height
A two-way ANOVA was performed to analyze the effect of age and training status on
hopping height revealing that there was not a statistically significant interaction between
the effects of age and training status (F-value = 0.264, p = 0.610). Simple main effects
analysis showed that age did have a statistically significant effect on hopping height (F-
value = 34.995, p < 0.001), and that training status also had a statistically significant effect
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on hopping height (F-value = 21.823, p < 0.001). Tukey’s post-hoc test results for multiple
comparisons are shown in Table 3.
Table 3. ANOVA results for hopping height.
Comparison
Mean
Difference
SE
df
t
p-Value
Cohen’s d
95% C.I.
Lower
Upper
Young − Seniors
5.40
0.913
36.0
5.92
<0.001
1.88
1.09
2.66
Athletes − Controls
4.26
0.913
36.0
4.67
<0.001
1.48
0.747
2.21
Young athletes − Young controls
4.73
1.29
36.0
3.658
0.004
1.644
0.651
2.637
Young athletes − Senior athletes
5.87
1.32
36.0
4.436
<0.001
2.038
0.987
3.090
Young athletes − Senior controls
9.66
1.32
36.0
7.305
<0.001
3.356
2.127
4.586
Young controls − Senior athletes
1.14
1.26
36.0
0.903
0.803
−0.394
−1.286
0.497
Young controls − Senior controls
4.93
1.26
36.0
3.919
0.002
1.712
0.736
2.689
Senior athletes − Senior controls
3.79
1.29
36.0
2.947
0.027
1.318
0.358
2.278
3.4. Ground Contact Time
A two-way ANOVA was performed to analyze the effect of age and training status on
GCT revealing that there was not a statistically significant interaction between the effects
of age and training status (F-value = 6.21 × 10 −7, p = 0.999). Simple main effects analysis
showed that age did not have a statistically significant effect on GCT (F-value = 3.16, p
= 0.084), although simple main effects analysis showed that training status did have a
statistically significant effect on GCT (F-value = 8.30, p = 0.007). Tukey’s post-hoc test
results for multiple comparisons are shown in Table 4.
Table 4. ANOVA results for ground contact time.
Comparison
Mean
Difference
SE
df
t
p-Value
Cohen’s d
95% C.I.
Lower
Upper
Young − Seniors
−28.0
15.8
36.0
−1.78
0.084
−0.564
−1.22
0.0932
Athletes − Controls
−45.4
15.8
36.0
−2.88
0.007
−0.913
−1.59
−0.234
Young athletes − Young controls
−45.4
22.3
36.0
−2.032
0.195
−0.913
−1.85
0.0240
Young athletes − Senior athletes
−28.0
22.8
36.0
−1.227
0.614
−0.564
−1.51
0.3776
Young athletes − Senior controls
−73.4
22.8
36.0
−3.214
0.014
−1.477
−2.47
−0.4804
Young controls − Senior athletes
17.4
21.7
36.0
0.800
0.854
−0.349
−1.24
0.5407
Young controls − Senior controls
−28.0
21.7
36.0
−1.290
0.575
−0.563
−1.46
0.3329
Senior athletes − Senior controls
−45.4
22.2
36.0
−2.041
0.192
−0.913
−1.85
0.0200
3.5. Maximum Ground Reaction Forces
A two-way ANOVA was performed to analyze the effect of age and training status
on max GRF revealing that there was not a statistically significant interaction between the
effects of age and training status (F-value = 3.35, p = 0.075). Simple main effects analysis
showed that age did have a statistically significant effect on max GRF (F-value = 4.97,
p = 0.032), and that training status also had a statistically significant effect on max GRF
(F-value = 4.56, p = 0.040). Tukey’s post-hoc test results for multiple comparisons are shown
in Table 5.
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Table 5. ANOVA results for maximum ground reaction forces.
Comparison
Mean
Difference
SE
df
t
p-Value
Cohen’s d
95% C.I.
Lower
Upper
Young − Seniors
0.312
0.140
36.0
2.23
0.032
0.707
0.0421
1.37
Athletes − Controls
0.299
0.140
36.0
2.14
0.040
0.677
0.0141
1.34
Young athletes − Young controls
0.5546
0.198
36.0
2.7979
0.039
1.2576
0.298
2.217
Young athletes − Senior athletes
0.5677
0.203
36.0
2.8018
0.039
1.2873
0.306
2.269
Young athletes − Senior controls
0.6103
0.203
36.0
3.0121
0.023
1.3840
0.395
2.373
Young controls − Senior athletes
0.0131
0.193
36.0
0.0681
1.000
−0.0298
−0.916
0.856
Young controls − Senior controls
0.0557
0.193
36.0
0.2893
0.991
0.1264
−0.760
1.013
Senior athletes − Senior controls
0.0426
0.197
36.0
0.2161
0.996
0.0966
−0.811
1.004
3.6. Maximum DV
A two-way ANOVA was performed to analyze the effect of age and training status on
maximum DV revealing that there was not a statistically significant interaction between the
effects of age and training status (F-value = 0.9687, p = 0.332). Simple main effects analysis
showed that age did not have a statistically significant effect on maximum DV (F-value
= 0.0956, p = 0.759), and that training status did not have a statistically significant effect
on maximum DV (F-value = 0.0609, p = 0.806). Tukey’s post-hoc test results for multiple
comparisons are shown in Table 6.
Table 6. ANOVA results for maximum DV.
Comparison
Mean
Difference
SE
df
t
p-Value
Cohen’s d
95% C.I.
Lower
Upper
Young − Seniors
0.00186
0.00601
36.0
0.309
0.759
0.0980
−0.545
0.741
Athletes − Controls
0.00148
0.00601
36.0
0.247
0.806
0.0783
−0.565
0.721
Young athletes − Young controls
−0.00443
0.00852
36.0
−0.5201
0.954
−0.2338
−1.147
0.680
Young athletes − Senior athletes
−0.00406
0.00871
36.0
−0.4658
0.966
−0.2140
−1.147
0.719
Young athletes − Senior controls
0.00334
0.00871
36.0
0.3836
0.980
0.1763
−0.757
1.109
Young controls − Senior athletes
0.000375
0.00828
36.0
0.0452
1.000
−0.0198
−0.906
0.866
Young controls − Senior controls
0.00777
0.00828
36.0
0.9384
0.784
0.4100
−0.482
1.302
Senior athletes − Senior controls
0.00740
0.00848
36.0
0.8727
0.819
0.3903
−0.521
1.302
3.7. Vertical Stiffness
A two-way ANOVA was performed to analyze the effect of age and training status on
K revealing that there was not a statistically significant interaction between the effects of
age and training status (F-value = 3.658, p = 0.064). Simple main effects analysis showed
that age did not have a statistically significant effect on K (F-value = 0.385, p = 0.539), and
that training status did not have a statistically significant effect on K (F-value = 1.852, p =
0.182). Tukey’s post-hoc test results for multiple comparisons are shown in Table 7.
Table 7. ANOVA results for vertical stiffness.
Comparison
Mean
Difference
SE
df
t
p-Value
Cohen’s d
95% C.I.
Lower
Upper
Young − Seniors
12.3
19.8
36.0
0.621
0.539
0.197
−0.448
0.841
Athletes − Controls
27.0
19.8
36.0
1.36
0.182
0.431
−0.220
1.08
Young athletes − Young controls
64.9
28.1
36.0
2.309
0.115
1.038
0.0931
1.982
Young athletes − Senior athletes
50.2
28.7
36.0
1.748
0.315
0.803
−0.1484
1.754
Young athletes − Senior controls
39.3
28.7
36.0
1.367
0.528
0.628
−0.3157
1.572
Young controls − Senior athletes
−14.7
27.3
36.0
−0.537
0.949
0.235
−0.6532
1.123
Young controls − Senior controls
−25.6
27.3
36.0
−0.937
0.785
−0.410
−1.3011
0.482
Senior athletes − Senior controls
−10.9
28.0
36.0
−0.391
0.979
−0.175
−1.0828
0.733
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3.8. Maximum Power
A two-way ANOVA was performed to analyze the effect of age and training status on
maximum power revealing that there was not a statistically significant interaction between
the effects of age and training status (F-value = 0.848, p = 0.363). Simple main effects
analysis showed that age did have a statistically significant effect on maximum power
(F-value = 31.105, p < 0 .001), and that training status also had a statistically significant
effect on maximum power (F-value = 14.452, p < 0 .001). Tukey’s post-hoc test results for
multiple comparisons are shown in Table 8.
Table 8. ANOVA results for maximum power.
Comparison
Mean
Difference
SE
df
t
p-Value
Cohen’s d
95% C.I.
Lower
Upper
Young − Seniors
0.890
0.160
36.0
5.58
<0.001
1.77
0.999
2.54
Athletes − Controls
0.607
0.160
36.0
3.80
<0.001
1.21
0.501
1.91
Young athletes − Young controls
0.754
0.226
36.0
3.33
0.010
1.497
0.5178
2.476
Young athletes − Senior athletes
1.037
0.231
36.0
4.48
<0.001
2.060
1.0061
3.114
Young athletes − Senior controls
1.497
0.231
36.0
6.47
<0.001
2.973
1.8014
4.145
Young controls − Senior athletes
0.283
0.220
36.0
1.29
0.576
−0.563
−1.4592
0.333
Young controls − Senior controls
0.743
0.220
36.0
3.38
0.009
1.476
0.5224
2.430
Senior athletes − Senior controls
0.460
0.225
36.0
2.04
0.192
0.913
−0.0196
1.846
4. Discussion
The goal of this study was to assess the effects of aging and fitness on jumping
performance and biomechanical parameters. To do so, four groups (i.e., YA, SA, YC and
SC) were established according to their age (young, between 21 and 35, vs. older, between
59 and 75) and fitness status (competing athletes vs. non-physically active).
YA and SC showed the highest (16.6 ± 3.3 cm) and lowest (6.9 ± 2.3 cm) HH, re-
spectively, which differed significantly from the other two groups (YC: 11.8 ± 2.5 cm, SA:
10.7 ± 3.4 cm; all p < 0.05). GCT was significantly shorter for YA (275 ± 48 ms) compared
to SC (348 ± 48 ms; p = 0.014), with no statistical differences between the other groups
(YC: 320 ± 50 ms, SA: 303 ± 53 ms; all p > 0.05). Maximum GRF was significantly higher
for YA (2.87 ± 0.52 kN) compared with the rest of the groups (YC: 2.32 ± 0.57 kN, SA:
2.31 ± 0.31 kN, SC: 2.26 ± 0.30 kN; all p < 0.05). Peak power was significantly higher
for YA (32.9 ± 6.5 W/kg) compared with the rest of the groups (YC: 25.5 ± 4.8 W/kg,
SA: 22.7 ± 4.9 W/kg, SC: 18.1 ± 3.2 W/kg; all p < 0.01), and for YC compared to SC
(p < 0.01). No statistically significant differences among groups were found in maximum
DV, expressed as a percentage of subject’s height (YA: 9.32 ± 1.8%, YC: 9.77 ± 1.7%, SA:
9.73 ± 2.3%, SC: 8.99 ± 1.8%; all p > 0.05). No statistically significant differences among
groups were found in vertical stiffness, normalized to body mass (YA: 230 ± 86 N/m/kg,
YC: 165 ± 49 N/m/kg, SA: 180 ± 59 N/m/kg, SC: 191 ± 55 N/m/kg; all p > 0.05).
As expected, the best performance was observed in YA, and the worst performance was
registered in SC in the described M1LH test. Interestingly, there were not any differences
found between YC and SA, so these results suggest that chronic training could be associated
to a counterbalance of effects that are normally associated with aging. Within young
participants, YA showed significantly higher GRF and power than YC, while there were
no differences in ground contact time, vertical displacement (during countermovement)
and stiffness, so it could be hypothesized that higher fitness improves performance by
increasing force application and muscle power, but it doesn’t affect the other biomechanical
parameters. Within older participants, SA showed a significantly higher performance
than SC, although there were no statistically significant differences between the analyzed
biomechanical parameters, probably due to the reduced number of participants. Within
trained individuals of different age, YA showed significantly higher GRF and power than
SA, while there were no differences in ground contact time, vertical displacement (during
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countermovement) and stiffness, suggesting, therefore, that aging negatively affects force
application and muscle power, but it doesn’t affect the remaining biomechanical parameters.
Age-related changes in muscle power have been previously reported in the literature [26].
Within sedentary individuals, YC had a better performance than SC probably attributable to
a significantly higher muscle power, suggesting again that aging negatively affects muscle
power [27]. In conclusion, both aging and sedentarism result in a decreased muscle power
in the M1LH test, but lifelong training could be associated to a counterbalance of the effects
of aging [28–32].
There are several limitations to the study. First, the number of participants is reduced,
which could be limiting the significance of our findings. Second, there were male par-
ticipants only. Including females might have unveiled other results, as there are major
differences between female and male skeletal muscles, including differences in energy
metabolism, fiber type composition, and contractile speed [33]. Finally, only sports with a
high implication of muscle power (sprinting and jumping) were considered in the partici-
pants’ selection. It would be of interest to include other athletic modalities and sports.
Future research directions might include studying differences in muscle architecture
and the connective tissue of the muscles to better understand the underlying causes of age-
related decline in power and how to optimize physical training to counteract such processes.
In the elder athletes, the superior performance may result from both, an intensive training
and a genetically determined slower aging process. The number of athletes performing
sprint or jumping disciplines in high age is extremely small, and much smaller compared
with the more frequent elder endurance runners. The small number of cases could suggest
that the conservation of plyometric performance in senior sprinters and jumpers might not
only result from adaptation on training but may a have genetical component affecting aging
as well. Future studies should analyze genetical characteristics of master athletes to clarify
this question. More importantly, further research and action are required to propagate
master athletics as a role model and therefore contribute to improve life quality in our
aging society.
5. Conclusions
Lifelong athletic training can contribute to partly offsetting age-related muscle power
decline.
Author Contributions: Conceptualization, J.R. and J.Z.; methodology, J.R. and J.Z.; formal analysis,
H.S.-T.; investigation, J.Z., J.B. and W.S.; data curation, J.Z., J.B. and H.S.-T.; writing—original draft
preparation, H.S.-T.; writing—review and editing, J.R. and B.S.; visualization, H.S.-T.; supervision,
B.S: project administration, J.R.; funding acquisition, J.R. All authors have read and agreed to the
published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted according to the guidelines of the
Declaration of Helsinki, and approved by the Ethical Committee of the Ärztekammer Nordrhein
in Düsseldorf, Germany (ref. no. 2018269). The study was prospectively registered on the German
register of clinical trials (www.drks.de accessed on 20 September 2022) with registration number
DRKS00015764.
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: The data presented in this study are available on request from the
corresponding author.
Acknowledgments: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
Int. J. Environ. Res. Public Health 2022, 19, 13696
10 of 11
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| Effects of Aging and Fitness on Hopping Biomechanics. | 10-21-2022 | Sanchez-Trigo, Horacio,Zange, Jochen,Sies, Wolfram,Böcker, Jonas,Sañudo, Borja,Rittweger, Jörn | eng |
PMC4916632 | Page 1 of 2
Supplementary material
Supplementary Figure 1: Distribution of estimated VO2 max
Supplementary Table 1: Distribution of estimated VO2 max (ml O2/min/kg) by sex and ethnic group
All children
Boys
Girls
Ethnic group or sub-group
n
Mean
SD
N
Mean
SD
N
Mean
SD
All children
1625
39.4
4.5
825
40.9
4.4 800
37.8
4.0
White European
424
39.6
4.6
231
40.7
4.6 193
38.2
4.2
South Asian
407
38.5
4.4
200
39.9
4.3 207
37.1
4.1
Indian
111
37.6
4.8
64
39.1
4.9
47
35.7
4.0
Pakistani
147
38.6
3.9
77
39.9
3.7
70
37.1
3.6
Bangladeshi
121
39.1
4.4
49
41.0
4.3
72
37.8
4.0
Black African-Caribbean
413
40.1
4.4
208
41.8
4.1 205
38.3
3.9
Black African
230
40.4
4.5
113
42.4
4.1 117
38.5
4.1
Black Caribbean
148
39.7
4.1
76
41.0
4.1
72
38.3
3.8
Other
381
39.3
4.5
186
41.0
4.4 195
37.7
3.9
South Asian other and black other subgroups are not included in the table therefore the numbers in the subgroups do not add up to the main ethnic
group totals for South Asians and black African-Caribbeans
Page 2 of 2
Supplementary Table 2: Ethnic differences in physical activity and adiposity
Mean/geometric mean* (95% CI), p-value for difference from white Europeans
White European
South Asian
Black African-Caribbean
Other
Outcome
(n = 324)
(n =278)
(n = 320)
(n = 293)
Counts
401,758
(392,024, 411,491)
381,981
(370,884, 393,078)
0.002
414,900
(405,040, 424,761)
0.02
394,651
(384,606, 404,696)
0.22
CPM
501
(488, 513)
459
(445, 473)
<0.0001
500
(488, 513)
0.96
478
(465, 491)
0.002
Steps
10,356
(10,144, 10,567)
9,550
(9,311, 9,788)
<0.0001
9,928
(9,714, 10,142)
<0.001
10,000
(9,782, 10,217)
0.002
MVPA (min)
71
(68, 74)
65
(62, 68)
<0.0001
72
(69, 75)
0.15
69
(66, 71)
0.05
FMI (kg/m5)*
2.10
(2.01, 2.18)
2.19
(2.09, 2.29)
0.17
1.90
(1.83, 1.98)
<0.001
2.18
(2.09, 2.27)
0.20
All means are adjusted for sex, age quartiles, month and school (random effect)
Abbreviations: CPM, counts per minute; FMI, fat mass index; MVPA, moderate to vigorous physical activity
Supplementary Figure 1: Distribution of estimated VO2 max
| Cross-sectional study of ethnic differences in physical fitness among children of South Asian, black African-Caribbean and white European origin: the Child Heart and Health Study in England (CHASE). | 06-20-2016 | Nightingale, C M,Donin, A S,Kerry, S R,Owen, C G,Rudnicka, A R,Brage, S,Westgate, K L,Ekelund, U,Cook, D G,Whincup, P H | eng |
PMC3359364 | Impact of Environmental Parameters on Marathon
Running Performance
Nour El Helou1,2,3*, Muriel Tafflet1,4, Geoffroy Berthelot1,2, Julien Tolaini1, Andy Marc1,2,
Marion Guillaume1, Christophe Hausswirth5, Jean-Franc¸ois Toussaint1,2,6
1 IRMES (bioMedical Research Institute of Sports Epidemiology), INSEP, Paris, France, 2 Universite´ Paris Descartes, Sorbonne Paris Cite´, Paris, France, 3 Faculte´ de
Pharmacie, De´partement de Nutrition, Universite´ Saint Joseph, Beirut, Lebanon, 4 INSERM, U970, Paris Cardiovascular Research Center – PARCC, Paris, France, 5 Research
Department, INSEP, Paris, France, 6 Hoˆtel-Dieu Hospital, CIMS, AP-HP, Paris, France
Abstract
Purpose: The objectives of this study were to describe the distribution of all runners’ performances in the largest marathons
worldwide and to determine which environmental parameters have the maximal impact.
Methods: We analysed the results of six European (Paris, London, Berlin) and American (Boston, Chicago, New York)
marathon races from 2001 to 2010 through 1,791,972 participants’ performances (all finishers per year and race). Four
environmental factors were gathered for each of the 60 races: temperature (uC), humidity (%), dew point (uC), and the
atmospheric pressure at sea level (hPA); as well as the concentrations of four atmospheric pollutants: NO2 – SO2 – O3 and
PM10 (mg.m23).
Results: All performances per year and race are normally distributed with distribution parameters (mean and standard
deviation) that differ according to environmental factors. Air temperature and performance are significantly correlated
through a quadratic model. The optimal temperatures for maximal mean speed of all runners vary depending on the
performance level. When temperature increases above these optima, running speed decreases and withdrawal rates
increase. Ozone also impacts performance but its effect might be linked to temperature. The other environmental
parameters do not have any significant impact.
Conclusions: The large amount of data analyzed and the model developed in this study highlight the major influence of air
temperature above all other climatic parameter on human running capacity and adaptation to race conditions.
Citation: El Helou N, Tafflet M, Berthelot G, Tolaini J, Marc A, et al. (2012) Impact of Environmental Parameters on Marathon Running Performance. PLoS ONE 7(5):
e37407. doi:10.1371/journal.pone.0037407
Editor: Alejandro Lucia, Universidad Europea de Madrid, Spain
Received February 28, 2012; Accepted April 19, 2012; Published May 23, 2012
Copyright: 2012 El Helou et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: The authors have no support or funding to report.
Competing Interests: The authors have declared that no competing interests exist.
* E-mail: [email protected]
Introduction
Like most phenotypic traits, athletic performance is multifacto-
rial and influenced
by genetic and environmental factors:
exogenous factors contribute to the expression of the predisposing
characteristics among best athletes [1,2]. The marathon is one of
the most challenging endurance competitions; it is a mass
participation race held under variable environmental conditions
and temperatures sometimes vary widely from start to finish [3–5].
Warm weather during a marathon is detrimental for runners and
is commonly referenced as limiting for thermoregulatory control
[3,6].
More
medical
complaints
of
hyperthermia
(internal
temperature $39uC) occur in warm weather events, while
hypothermia (internal temperature #35uC) sometimes occurs
during cool weather events [3].
In addition, participating in an outdoor urban event exposes
athletes to air pollution which raises concerns for both performance
and health [7]. Runners could be at risk during competitions as they
are subject to elevated ventilation rate and increased airflow velocity
amplifying the dose of inhaled pollutants and carrying them deeper
into the lungs [7–9]. They switch from nasal to mouth breathing,
bypassing nasal filtration mechanisms for large particles. Both might
increase the deleterious effects of pollutants on health and athletic
performance [8,10]. Exposure to air pollution during exercise might
be expected to impair an athlete’s performance in endurance events
lasting one hour or more [7,10].
The relationship between marathon performance decline and
warmer air temperature has been well established. Vihma [6] and
Ely et al. [11,12] found a progressive and quantifiable slowing of
marathon performance as WBGT (Wet Bulb Globe Temperature)
increases, for men and women of wide ranging abilities. Ely et al.
[13] as well as Montain et al. [14] also found that cooler weather
(5–10uC) was associated with better ability to maintain running
velocity through a marathon race compared to warmer conditions
especially by fastest runners; weather impacted pacing and the
impact was dependent on finishing position. Marr and Ely [9]
found significant correlations between the increase of WBGT and
PM10, and slower marathon performance of both men and
women; but they did not find significant correlations with any
other pollutant.
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May 2012 | Volume 7 | Issue 5 | e37407
Previous studies have mostly analysed the performances of the
top 3 males and females finishers as well as the 25th-, 100th-, and
300th- place finishers [11,13–16]. Here we targeted exhaustiveness
and analysed the total number of finishers in order to quantify the
effect of climate on the full range of runners.
The objectives of this study were 1) to analyse all levels of
running
performance
by
describing
the
distribution
of
all
marathons finishers by race, year and gender; 2) to determine
the impact of environmental parameters: on the distribution of all
marathon runners’ performance in men and women (first and last
finishers, quantiles of distribution); and on the percentage of
runners withdrawals. We then modelled the relation between
running speed and air temperature to determine the optimal
environmental conditions for achieving the best running perfor-
mances, and to help, based on known environmental parameters,
to predict the distribution and inform runners on possible
outcomes of running at different ambient temperatures. We tested
the hypothesis that all runners’ performances distributions may be
similar in all races, and may be similarly affected by temperature.
Methods
Data Collection
Marathon race results were obtained from six marathons
included in the « IAAF Gold Labeled Road Races » and « World
Marathon Majors »: Berlin, Boston, Chicago, London, New York
and Paris. From 2001 to 2010 (available data are limited before
2001) the arrival times in hours: minutes: seconds, of all finishers
were gathered for each race. These data are available in the public
domain on the official internet website of each city marathon, and
on marathon archives websites [17] and complementary data
when needed from official sites of each race. Written and informed
consent was therefore not required from individual athletes. The
total number of collected performances was 1,791,972 for the 60
races (10 years 66 marathons), including 1,791,071 performances
for which the gender was known. We also gathered the total
number of starters in order to calculate the number and the
percentage of non-finishers (runner withdrawal) per race.
Hourly weather data corresponding to the race day, time span
and location of the marathon were obtained from ‘‘weather
underground website’’ [5]. Four climatic data were gathered for
each of the 60 races: air temperature (uC), air humidity (%), dew-
point temperatures (uC), and atmospheric pressure at sea level
(hPA). Each of these parameters was averaged for the first 4 hours
after the start of each race. Hourly air pollution data for the day,
time span and location of each race were also obtained through
the concentrations of three atmospheric pollutants: NO2 – SO2 –
O3 (mg.m23) from the Environmental Agency in each state (the
Illinois Environmental Protection Agency for Chicago maratho’n,
the Massachusetts Department of environmental Protection for
Boston marathon and the New York State Department of
Environmental Conservation for New York marathon), and the
Environmental agency websites of the three European cities [18–
20]. All pollutants values were averaged for the first 4 hours after
the start of each race.
Concurrent measurements of air pollution for all ten race years
(2001–2010) were only available for 3 pollutants, because air
pollution monitoring sites typically measure only a subset of
pollutants and may not have been operational in all years. In
addition, particulate matters PM10 were collected in Paris and
Berlin, but there were not enough measurements in the other four
cities races days.
Data Analysis and selection
Men and women performances were analysed separately. For
each race and each gender every year, we fitted the Normal and
log-Normal distributions to the performances and tested the
normality and log normality using the Kolmogorov-Smirnov D
statistic. We rejected the null hypothesis that the sample is
normally or log–normally distributed when p values ,0.01.
The following statistics (performance levels) were determined for
all runners’ performances distribution of each race, every year and
for each gender:
–
the first percentile of the distribution (P1), representing the elite
of each race.
–
the winner.
–
the last finisher.
–
the first quartile of the distribution (Q1), representing the 25th
percentile of best performers of the studied race.
–
the median.
–
the inter quartile range (IQR), representing the statistical
dispersion, being equal to the difference between the third and
first quartiles.
A Spearman correlation test was performed between each
performance level and climate and air pollution parameters, in
order to quantify the impact of weather and pollution on
marathon performances. Spearman correlation tests were also
performed between each environmental parameter. The year
factor was not included because we previously demonstrated that
for the past ten years, marathon performances were now
progressing at a slower rate [21].
Temperature and running speed
We modelled the relation between running speed of each
performance level for each gender and air temperature, using a
second degree polynomial quadratic model, which seems appro-
priate to depict such physiological relations [22–24].
The second degree polynomial equation was applied to
determine the optimal temperature at which maximal running
speed is achieved for each level of performance for each gender,
and then used to calculate the speed decrease associated with
temperature increase and decrease above the optimum.
We similarly modelled the relation between air temperature and
the percentage of runners’ withdrawal.
All analyses were performed using the MATLAB and SAS
software.
Results
The total numbers of starters and finishers of the 6 marathons
increased over the 10 studied years (Figure 1). Marathons
characteristics are described in supplementary data (Table S1).
The race with the least number of finishers was Boston 2001 with
13381 finishers and the highest number was seen in New York
2010 with 44763 finishers.
Three marathons were held in April, the other three during fall.
Air temperatures ranged from 1.7uC (Chicago 2009) to 25.2uC
(Boston 2004) (Table 1).
Performance distribution
For all 60 studied races, the women and men’s performance
distributions were a good approximation of the ‘‘log normal’’ and
‘‘normal’’ distributions (p-values of Kolmogorov-Smirnov statistics
$0.01).
Environmental Parameters and Marathon Running
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May 2012 | Volume 7 | Issue 5 | e37407
Figure 2 illustrates examples of 4 races’ performances distribu-
tion fit: men’s performances distribution of two races in Paris
(2002: Tu = 7.6uC; and 2007: Tu = 17.4uC) and Chicago (2002:
Tu = 5.4uC; and 2007: Tu = 25uC).
We notice a stable gap between male and female performances at
all levels in all marathons, women being on average 10.3%61.6%
(mean 6 standard deviation) slower than men (Table S1); mean
female winners are 9.9%61.5% slower than male winners, mean
female median is 9.9%61.6% than male median, and mean female
Q1 are 11.1%61.5% slower that male Q1.
Correlations
Spearman correlations results are displayed in Table 2, detailed
correlations by marathon are available in supplementary data
(Table S2).
The environmental parameter that had the most significant
correlations with marathons performances was air temperature: it
was significantly correlated with all performance levels in both
male and female runners.
Humidity was the second parameter with a high impact on
performance; it was significantly correlated with women’s P1 and
men’s all performance levels.
The dew point and atmospheric pressure only had a slight
influence (p,0.1) in men’s P1 and women’s P1 respectively, and
did not affect the other performance levels.
Concerning the atmospheric pollutants, NO2 had the most
significant correlation with performance: it was significantly
correlated with Q1, IQR and the median for both genders. Sulfur
dioxide (SO2) was correlated with men’s P1 (p,0.01) and had a
slight influence (p,0.1) on men’s Q1. Finally ozone (O3) only had
a slight influence (p,0.1) on men’s Q1. In the marathon by
marathon analysis, ozone (O3) had the most significant correlation
with performance (Table S2): it was significantly correlated with all
performance levels (P1, Q1, IQR and the median) of the Berlin
and Boston (except men’s IQR) marathon for both genders. It also
affected Chicago (men’s P1, Q1, and men’s median), and New
York (women’s Q1) marathons.
Temperature and running speed
When temperature increased above an optimum, performance
decreased. Figure 3 describes the relationship between marathons
running speeds and air temperature, fit through a quadratic
second degree polynomial curve for women’s P1 and men’s Q1 of
all 60 races.
For each performance level the speed decrease associated with
temperature increase and decrease is presented in supplementary
data (Table S3).
For example the optimal temperature at which women’s P1
maximal running speed was attained was 9.9uC, and an increase of
1uC from this optimal temperature will result in a speed loss of
0.03%. The optimal temperatures to run at maximal speed for
men and women, varied from 3.8uC to 9.9uC according to each
level of performance (Table S3).
Warmer air temperatures were associated with higher percent-
ages of runners’ withdrawal during a race (Figure 4). After testing
linear, quadratic, exponential and logarithmic fits, the quadratic
equation was the best fit (r2 = 0.36; p,0.0001) for modelling the
percentage of runners withdrawals associated with air temperature
(Figure 4):
%withdrawals~{0:59|t0Cz0:02|t0C2z5:75
Discussion
Our study is the first to our knowledge to analyse the
exhaustiveness of all marathon finishers’ performances in the
three major European (Berlin, Paris and London, which were not
previously analysed) and three American marathons. Previous
studies have mostly analysed American marathons including
Chicago, Boston and New York that are analysed in the present
paper [9,11–15], but they have only included the performances of
the top 3 males and females finishers as well as the 25th-, 100th-,
and 300th- place finishers [11,13–15]. In the present study we
0
5000
10000
15000
20000
25000
30000
35000
40000
45000
50000
Finishers
Non finishers
Number of starters
Berlin
Boston
Chicago
London
New York
Paris
2001
2010
2001
2010
2001
2010
2001
2010
2001
2010
2001
2010
Figure 1. Number of starters and finishers by marathon and year (missing data points for Boston, Chicago and Paris marathons).
doi:10.1371/journal.pone.0037407.g001
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Table 1. Average and range values of all weather and pollution parameters for the six marathons.
Marathon
Parameter
N
Mean
Std Dev
Minimum
Maximum
Berlin
Run in September; Starts 9am
Temperature (uC)
10
14.9
3.2
11.3
21.3
Dew Point (uC)
10
10.6
1.8
5.8
12.3
Humidity (%)
10
78.0
14.5
55.0
98.5
Atmospheric pressure (hPA)
10
1017.0
6.3
1003.0
1029.0
NO2 (mg.m23)
10
26.5
4.0
20.8
33.2
O3 (mg.m23)
10
41.0
17.3
21.2
81.8
PM10 (mg.m23)
8
25.1
11.4
7.6
46.5
SO2 (mg.m23)
10
5.0
3.1
1.1
10.7
Boston
Run in April; Starts 10am
Temperature (uC)
10
11.8
5.1
8.0
25.2
Dew Point (uC)
10
3.9
3.8
22.1
10.2
Humidity (%)
10
62.6
19.9
28.3
91.0
Atmospheric pressure (hPA)
10
1013.0
12.4
981.6
1029.0
NO2 (mg.m23)
10
29.3
10.3
14.6
50.5
O3 (mg.m23)
10
73.5
25.7
18.5
122.7
PM10 (mg.m23)
0
SO2 (mg.m23)
10
7.0
2.9
1.6
12.1
Chicago
Run in October; Starts 7:30am
Temperature (uC)
10
12.1
7.5
1.7
25.0
Dew Point (uC)
10
4.9
7.6
25.9
19.0
Humidity (%)
10
62.8
8.1
52.3
79.2
Atmospheric pressure (hPA)
10
1022.0
6.4
1012.0
1031.0
NO2 (mg.m23)
10
27.9
13.0
9.7
52.0
O3 (mg.m23)
10
57.1
15.1
35.9
84.0
PM10 (mg.m23)
2
26.7
11.6
15.3
38.0
SO2 (mg.m23)
9
6.5
3.1
2.1
12.4
London
Run in April; Starts 9:30am
Temperature (uC)
10
12.4
3.2
9.5
19.1
Dew Point (uC)
10
6.0
2.9
0.8
10.7
Humidity (%)
10
66.9
16.7
42.9
86.1
Atmospheric pressure (hPA)
10
1010.0
12.5
976.4
1020.0
NO2 (mg.m23)
10
44.8
14.5
22.8
72.2
O3 (mg.m23)
9
51.4
17.1
35.0
92.3
PM10 (mg.m23)
2
27.8
14.5
13.7
41.9
SO2 (mg.m23)
10
4.5
2.8
0.0
8.8
New York
Run in November; Starts 10am
Temperature (uC)
10
12.5
4.1
7.1
18.4
Dew Point (uC)
10
2.3
6.4
25.6
12.8
Humidity (%)
10
51.1
12.1
36.5
79.8
Atmospheric pressure (hPA)
10
1020.0
7.8
1009.0
1034.0
NO2 (mg.m23)
9
55.1
17.2
21.9
77.3
O3 (mg.m23)
10
32.6
12.3
11.1
53.8
PM10 (mg.m23)
10
5.0
0.0
5.0
5.0
SO2 (mg.m23)
9
19.7
12.2
4.8
42.4
Paris
Run in April; Starts 8:45am
Temperature (uC)
10
9.2
3.2
4.8
17.4
Dew Point (uC)
10
4.2
4.1
23.6
13.4
Humidity (%)
10
72.4
10.1
45.9
85.4
Atmospheric pressure (hPA)
10
1019.0
6.2
1005.0
1026.0
NO2 (mg.m23)
10
43.0
13.7
23.4
73.1
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analysed the total number of finishers in order to exhaustively
quantify the effect of climate on runners from all performance
levels. Updating and extending earlier results, this study still
concludes that the main environmental factor influencing mara-
thon performance remains temperature. The pattern of perfor-
mance reduction with increasing temperature is analogous in men
and women, suggesting no apparent gender differences. In
addition the mean gap between male and female performances
is the same across all marathons and all performance levels
(Table 1). This is consistent with our previous work that showed
that the gender gap in athletic performance has been stable for
more than 25 years, whatever the environmental conditions [25].
The more the temperature increases, the larger the decreases in
running speeds (Table S3). This is supported by the increased
percentage of runners’ withdrawals when races were contested in
very hot weather (Figure 4), and by the significant shift of the
race’s results through the whole range of performance distribution
(Figure 2). The significant effect of air temperature on the median
values (Table 2) also suggests that all runners’ performances are
similarly affected by an increase in air temperature, as seen in
Figure 2 showing performances distribution of races in Paris and
Chicago with different air temperatures: the significant shift of
performance towards the right concerns all runners categories,
from the elite to the less trained competitors. In addition the
percentage of runner’s withdrawals in Chicago 2007 was the
highest (30.74%) among all 60 studied races (Figure 1 and
Figure 4). Roberts [26] reported that organisers tried to interrupt
the race 3.5 h after the start. This was not successful as most of the
finishers crossed the finish line much later (up to 7 h after the
start); 66 runners were admitted to the hospital (12 intensive care
cases with hydration disorders, heat shock syndromes and 1 death).
During the 2004 Boston Marathon (Tu = 22.5uC) more than 300
emergency medical calls were observed, consequently the race’s
start time changed from noon to 10 am in order to decrease heat
stress and related casualties [26]. The 2007 London Marathon was
hot by London standards (air Tu = 19.1uC vs. an average of
11.6uC for the nine other years analysed in our study), 73
hospitalisations were recorded with 6 cases of severe electrolyte
imbalance and one death, the total average time (all participants’
average) was 17 min slower than usual. In contrast, the number of
people treated in London 2008 in cool and rainy conditions
(Tu = 9.9uC), was 20% lower [26]. Our results showed that the
percentage of runners’ withdrawals from races significantly
increases with increasing temperature (Figure 4). The acceptable
upper limit for competition judged by the American College of
Sports Medicine (ACSM) is a WBGT of 28uC, but it may not
reflect the safety profile of unacclimatized, non-elite marathon
runners [3,26–28]. Roberts [26] stated that marathons should not
be allowed to start for non-elite racers at a WBGT of 20.5uC. Our
results suggest that there is no threshold but a continuous process
Table 1. Cont.
Marathon
Parameter
N
Mean
Std Dev
Minimum
Maximum
O3 (mg.m23)
10
66.9
9.8
55.2
82.1
PM10 (mg.m23)
10
37.9
32.6
16.6
132.7
SO2 (mg.m23)
10
6.4
3.7
1.5
12.2
doi:10.1371/journal.pone.0037407.t001
0
2
4
6
8
10
12
2:10
3:10
4:10
5:10
6:10
7:10
8:10
Percent
0
2
4
6
8
10
12
2:10
3:10
4:10
5:10
6:10
7:10
8:10
0
2
4
6
8
10
12
2:10
3:10
4:10
5:10
6:10
7:10
8:10
Percent
Arrival time in hour:minutes
0
2
4
6
8
10
12
2:10
3:10
4:10
5:10
6:10
7:10
8:10
Arrival time in hour:minutes
A - Chicago 2002
B - Paris 2002
C - Chicago 2007
D - Paris 2007
Figure 2. Distribution of performances: example of men’s performances distribution for Chicago (in 2002: T6C = 5.46C; and in 2007:
T6C = 256C); and Paris (in 2002: T6C = 7.66C; and in 2007: T6C = 17.46C).
doi:10.1371/journal.pone.0037407.g002
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on both side of an optimum: the larger the gap from the optimal
temperature, the lower the tolerance and the higher the risk. In
fact, in environments with high heat and humidity, not only is
performance potentially compromised, but health is also at risk
[29]; both are similarly affected. As soon as WBGT is higher than
13uC the rate of finish line medical encounters and on-course
marathon dropouts begin to rise [26] as similarly seen in our study
in Figure 4.
Warm weather enhances the risk of exercise induced hyper-
thermia; its first measurable impact is the reduction of physical
performance [4,14,29–31] as it is detrimental for the cardiovas-
cular, muscular and central nervous systems [32,33]. More recent
work suggested that central fatigue develops before any elevation
in body temperature occurs: evidence supported that subjects
would subconsciously reduce their velocity earlier after the start of
an exercise in hot environment, when internal temperatures are
still lower than levels associated with bodily harm. Exercise is thus
homeostatically regulated by the decrease of exercise intensity
(decrease of running performance and heat production) in order to
prevent hyperthermia and related catastrophic failures [34,35].
On the other hand, cool weather is associated with an improved
ability to maintain running velocity and power output as
compared to warmer conditions, but very cold conditions also
tend to reduce performance [29,36,37].
Among the studied races’ winners, men’s marathon world
record was beaten in Berlin in 2007 and 2008 (Haile Gebrselassie
in 02:03:59), as well as women’s marathon world record, beaten in
London 2003 (Paula Radcliffe in 02:15:25). The winners’ speeds
couldn’t be affected in the same way than the other runners by air
temperature and the other environmental parameters, because top
performances can fluctuate from year to year due to numerous
factors, such as prize money, race strategies, or overall competition
[11]. Another explanation is that, in all of our 60 studied races,
89.5% of male winners were of African origin (57.9% from Kenya;
21.1% from Ethiopia; and 10.5% from Eritrea, Morocco and
South Africa); as well as 54.5% of female winners (27.3% from
Kenya and 27.3% from Ethiopia- data not shown). African
runners might have an advantage over Caucasian athletes,
possibly due to a unique combination of the main endurance
factors such as maximal oxygen uptake, fractional utilization of
VO2max and running economy [38]. They might also perform
better in warm environments as they are usually thinner than
Caucasian runners (smaller size and body mass index) producing
less heat with lower rates of heat storage [38–40]. Psychological
factors may also play a role; some hypothesis suggested that
regardless of the possible existence of physiological advantages in
East African runners, belief that such differences exist may create a
background that can have significant positive consequences on
performance [41,42].
Genetics and training influence the tolerance for hyperthermia
[4,38,43]. Acclimatisation involving repeated exposures to exercise
in the heat also results in large improvements in the time to fatigue.
Optimal thermoregulatory responses are observed in runners who
have been acclimatized to heat and who avoid thirst before and
during the race. Their best performances might be less influenced by
temperature as winners had been more acclimatized to it
[4,29,30,44]. The avoidance of thirst sensation rather than optimum
Table 2. Spearman correlations results between all
marathons performance levels and environmental
parameters: $ = p,0.1; * = p,0.05; ** = p,0.01;
*** = p,0.001.
Parameter
Gender
P1
Median
Q1
IQR
Temperature
Women
0.31*
0.30*
0.35**
0.15
Men
0.48***
0.40***
0.44***
0.25$
Dew Point
Women
0.14
0.18
0.21
0.01
Men
0.25$
0.19
0.20
0.10
Humidity
Women
20.3*
20.16
20.19
20.21
Men
20.34**
20.28*
20.32*
20.19
Atm. Pressure
Women
0.22$
0.06
0.07
0.06
Men
0.13
0.04
0.06
0.06
NO2
Women
0.11
0.40**
0.43***
0.33*
Men
0.25$
0.38**
0.35**
0.27*
O3
Women
0.01
20.15
20.11
20.20
Men
20.05
20.21
20.24$
20.11
PM10
Women
0.08
0.15
0.25
0.03
Men
0.10
0.10
0.09
0.16
SO2
Women
0.21
0.13
0.21
0.02
Men
0.37**
0.20
0.25$
0.04
P1: first percentile, Q1: first quartile, IQR: Inter Quartile Range.
doi:10.1371/journal.pone.0037407.t002
0
5
10
15
20
25
30
3.4
3.5
3.6
3.7
3.8
3.9
4.0
Temperature (°C)
speed (m.s−1)
0
5
10
15
20
25
30
2.6
2.8
3.0
3.2
3.4
3.6
3.8
4.0
Temperature (°C)
A - Women P1
B - Men Q1
Figure 3. Quadratic second degree polynomial fit for Women’s P1 running speeds vs. air temperature, r2 = 0.27; p,0.001;
max = 9.96C. B) Men’s Q1 running speeds vs. air temperature, r2 = 0.24; p,0.001; max = 66C.
doi:10.1371/journal.pone.0037407.g003
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hydration prevents the decline in running performance [45];
contradicting the idea that dehydration associated with a body
weight loss of 2% during an exercise will impair performance, recent
studies reported that Haile Gebrselassie lost 10% of his body weight
when he established his world record [45–47].
Previous studies suggested that the impact of weather on speed
might depend on running ability, with faster runners being less
limited than slower ones [6,13,14,29]. This could be attributable
to a longer time of exposition to the environmental conditions of
slower runners during the race [11]. Also, slower runners tend to
run in closer proximity to other runners with clustering formation
[48,49], which may cause more heat stress as compared with
running solo [50]. These elements, however, are not supported
after analyzing the full range of finisher’s data; at a population
level, temperature causes its full effect whatever the initial
capacity. Differences in fitness relative to physiological potential
may also contribute to differences in performance times and ability
to cope with increasing heat stress [11,48,49].
There was a strong correlation of running speed with air
temperature (Figure 3). The maximal average speeds were
performed at an optimal temperature comprised between 3.8uC
and 9.9uC depending on the performance level (Table S3); small
increases in air temperatures caused marathon performances to
decline in a predictable and quantifiable manner. On the other
hand, large decreases in air temperatures under the optimum also
reduce performances. These optimal temperatures found in the
present study are comprised in the optimal temperature range of
5–10uC WBGT found in previous studies [14]; other studies stated
that a weather of 10–12uC WBGT is the norm for fast field
performance and reported a decrease of performance with
increasing WBGT [12,27,51,52]. Best marathon times and most
marathon world records were achieved in cool environmental
temperatures (10–15uC) and have been run in the early morning
during spring and fall [12]. Analysing Gebrselassie’s performances
in Berlin reveals that they follow the same trend, with both World
Records obtained at the lowest temperatures (14uC in 2007 and
13uC in 2008, vs. 18uC in 2009 and 22uC in 2006 when he also
won these two races without beating the world record).
The relationship between running speed and air temperature
defined in our study (Figure 3) is similar to the relationship found
between mortality and air temperature (asymmetrical U-like
pattern) in France defined by Laaidi et al [53], where mortality
rates increase with the lowest and the highest temperatures. A
‘‘thermal optimum’’ occurs in between, where mortality rates are
minimal [53]. The great influence that temperature has on
performance is comparable to the influence it has on mortality,
suggesting that both sports performance and mortality are
thermodynamically regulated. This also emphasizes the utility of
prevention programs, the assessment of public health impacts and
acclimatization before participating in hot marathons [53]. Similar
correlations were also found between temperature and swimming
performance in juvenile southern catfish [22], and between
increases in summer water temperature and elevated mortality
rates of adult sockeye salmon [23]; suggesting that physiological
adaptations to temperature, similarly occur in various taxons, but
vary within specific limits that depend on species and will modify
performances.
Air pollution and performance
The measured levels of pollution had no impact on perfor-
mance, except for ozone (Table S2) and NO2 (Table 2). Assessing
the effect of any single air pollutant separately is not simple; it is
not isolated in the inhaled air, but rather combined with other
parameters. Therefore any possible influence might probably be
due to a combination of components. In addition most marathons
are held on Sunday mornings, when urban transport activity and
its associated emissions are low, and photochemical reactions
driven by solar radiation have not yet produced secondary
pollutants such as ozone [9]. This is the most probable explanation
to our results, confirming previous studies. Among the air
pollutants analysed in the present study, ozone and NO2 had
the greatest effect on decreasing marathon performances (Ta-
ble S2). Ozone concentrations on the ground increase linearly
with air temperature [7,8,10]; thus the effect of ozone in our study
may be mainly associated with the temperature effect, as seen in
Berlin and Chicago. However ozone and other pollutants effects
are known to be detrimental to exercise performance only when
exposure is sufficiently high. Many studies showed no effect of air
pollutants on sports performance [9]. Some of them showed that
PM2.5 and aerosol acidity were associated with acute decrements
in pulmonary function, but these changes in pulmonary function
were unlikely to result in clinical symptoms [54]. Others showed
that chronic exposure to mixed pollutants during exercise may
result in decreased lung function, or vascular dysfunction, and may
compromise performance [55]. During the marathons studied
here, concentrations of air pollutants never exceeded the limits set
forth by national environmental agencies (US Environmental
Protection Agency- EPA; AirParif; European Environmental
Agency- EEA) or the levels known to alter lung function in
laboratory situations [9].
Conclusions
Air temperature is the most important factor influencing
marathon running performance for runners of all levels. It greatly
influences the entire distribution of runners’ performances as well
as the percentage of withdrawals. Running speed at all levels is
linked to temperature through a quadratic model. Any increase or
decrease from the optimal temperature range will result in running
speed decrease. Ozone also has an influence on performance but
its effect might be linked to the temperature impact. The model
developed in this study could be used for further predictions, in
order to evaluate expected performance variations with changing
weather conditions.
Temperature (°C)
Withdrawals (%)
0
5
10
15
20
25
30
35
0
5
10
15
20
25
30
Figure 4. Relationship between air temperature and the
percentage of runners’ withdrawals, modeled with a quadratic
fit (blue curve, r2 = 0.36; p,0.0001). The green curve represents the
quadratic fit without the maxima (Chicago 2007: 30.74% withdrawals at
a race temperature of 25uC).
doi:10.1371/journal.pone.0037407.g004
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May 2012 | Volume 7 | Issue 5 | e37407
Supporting Information
Table S1
Time values of different descriptive statistics
and their variability by marathon and gender. 1 Value of
the described statistic for all performances of all year together,
hour:min:sec 2 Standard deviation of the described statistic for all
performances of each year, hour:min:sec 3 IQR: Inter Quartile
Range.
(DOCX)
Table S2
Spearman correlations results between each
marathon performance levels and environmental pa-
rameters: $ = p,0.1; * = p,0.05; ** = p,0.01; *** =
p,0.001. P1: first percentile, Q1: first quartile, IQR:
Inter Quartile Range.
(DOCX)
Table S3
Optimal temperatures for maximal running
speeds of each level of performance, with speed losses
associated with each temperature increase.
(DOCX)
Acknowledgments
We thank the Centre National de De´veloppement du Sport and the Ministry
of Health,Youthand Sport.We thankINSEPteamsfor theirfullsupport. We
thank Mrs Karine Schaal for carefully reviewing the manuscript.
Author Contributions
Conceived and designed the experiments: JFT NEH GB AM. Analyzed the
data: JT GB AM NEH MG MT. Wrote the paper: NEH GB JFT.
Reviewed the paper: CH JFT.
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Environmental Parameters and Marathon Running
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| Impact of environmental parameters on marathon running performance. | 05-23-2012 | El Helou, Nour,Tafflet, Muriel,Berthelot, Geoffroy,Tolaini, Julien,Marc, Andy,Guillaume, Marion,Hausswirth, Christophe,Toussaint, Jean-François | eng |
PMC10415251 | 1
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Gender differences in footwear
characteristics between half
and full marathons in China:
a cross‑sectional survey
Yuyu Xia 1,11, Siqin Shen 2,3,4,11, Sheng‑Wei Jia 1,5*, Jin Teng 6, Yaodong Gu 2, Gusztáv Fekete 4,
Tamás Korim 7, Haotian Zhao 8, Qiang Wei 9 & Fan Yang 5,10*
There are concerns about the risk of injuries caused by marathons in China. Since male and female
runners have different injury risks, gender differences in running shoe functionality should be
further complemented. A supervised questionnaire survey of 626 marathon runners was collected.
The questionnaire was categorized into four sections: (1) participant profile, (2) importance of shoe
properties, (3) functional evaluation of shoe properties and (4) importance ranking of shoe properties.
The Mann–Whitney U test, Fisher’s exact test of cross tabulation and Chi‑square test, and two‑way
ANOVA were used to analyze the results of this survey. The significance level was set at P < 0.05.
The full marathon participants were older than the half marathon participants. There was no gender
difference in the importance of shoe features to elite runners. In addition, women are more concerned
about upper elasticity and have higher requirements for running shoes than men. Women were more
focused on injury prevention, while men were more focused on running performance. Heel cushioning
was identified by all participants as the most important running shoe feature. There were no gender
differences between elite players’ demand for running shoes, but significant gender differences were
found between genders at other running levels.
In recent years, marathon running has gained tremendous popularity in China. The number of national marathon
and road running events surged from 51 in 2014 to a staggering 1828 in 2019, representing an increase of over
30 times in just five years. Furthermore, the total number of participants reached an impressive 7.12 million,
showing a significant 22.22% increase compared to the previous year1. This surge in participation reflects the
fact that marathons are no longer limited to talented runners but have become inclusive, attracting individuals
of all ages and skill levels2. However, alongside the rise in popularity and participation, the occurrence of long-
distance running-related injuries has also increased3. Consequently, scholars have directed their attention towards
studying the biomechanics, performance, and sports equipment related to running4–6. Among the various fac-
tors that impact running, the choice of running shoes has emerged as a critical consideration for runners7. I In
marathons, running shoes serve the primary purposes of protecting runners’ feet from friction and cushioning
the impact force generated during ground contact. This impact force can reach levels ranging from 2 to 5 times
the body weight, potentially leading to running-related injuries8–10. Research has demonstrated that altering
footwear properties can influence the movement characteristics of runners, thereby affecting both their sports
performance and the risk of injuries11–13, For instance, tuning the forefoot longitudinal bending stiffness of run-
ning shoes can reduce energy loss in lower limb joints and improve overall running performance11; Similarly,
increasing midsole thickness has been found to enhance the moment arm of the lower extremity, optimizing the
running mechanism and improving running economy12,13.
OPEN
1School of Social Sciences, Tsinghua University, Beijing, China. 2Faculty of Sports Science, Ningbo University,
Ningbo, China. 3Faculty of Engineering, University of Pannonia, Veszprém, Hungary. 4Savaria Institute of
Technology, Eötvös Loránd University, Szombathely, Hungary. 5Li Ning Sports Science Research Center, Li Ning
(China) Sports Goods Company Limited, Beijing, China. 6Department of Sports Biomechanics, Beijing Sport
University, Beijing, China. 7Department of Materials Engineering, Faculty of Engineering, University of Pannonia,
Veszprém, Hungary. 8Department of Physical Education, Jiangnan University, Wuxi 214122, China. 9Department
of Physical Education, Tangshan Normal University, Tangshan, China. 10Department of Physical Education and
Research, China University of Mining and Technology-Beijing, Beijing 100083, China. 11These authors contributed
equally: Yuyu Xia and Siqin Shen. *email: [email protected]; [email protected]
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In addition to the increasing popularity of marathon running, there has been a notable rise in the number
of female participants. In 2020, over 50 million Americans participated in running or jogging, with only 9% of
the participants being male (Rizzo, N. Statistics. 120 + Running Statistics 2021/2022. Available online: https://
runre peat. com/ resea rch- marat hon- perfo rmance- across- natio ns (accessed on 7 March 2020).). Studies suggest
that long-distance running strategies should be tailored based on gender, age, and the specific event a runner
is training for14. Males and females exhibit differences in anatomical characteristics in long-distance running.
Female runners tend to demonstrate a greater range of movement in their hip and knee joints compared to male
runners, which results in lower joint stability for females compared to males15. These findings highlight the
distinct needs of males and females when it comes to sports equipment. However, current footwear developers
primarily produce female running shoes based on scaled-down versions of male lasts, which is an unreasonable
approach for female runners. It is evident that shoe construction should consider the differences in foot shape
and running characteristics between males and females, as well as the specific demands of runners16–18. It is evi-
dent that such an approach is unreasonable for female runners. Shoe construction should take into account the
differences in foot shape and running characteristics between males and females, as well as the specific demands
of the runners8,16,19. In comparison to the large number of participants in distance running, only a select few
individuals, such as footwear designers and manufacturers, have the expertise to design and determine the con-
struction of running shoes20. While there is an abundance of studies and theories on the biomechanical aspects of
Chinese long-distance running, such as kinetics and lower limb kinematics15,16,21,22. While previous studies have
investigated the characteristics of sports shoes for various activities such as gym workouts, football, basketball,
tennis, and badminton using questionnaires23–27, limited information is available regarding the specific require-
ments of running shoes for marathon runners. Therefore, the self-perception of marathon runners when wearing
running shoes remains an important aspect that requires further investigation and analysis. Understanding how
marathon runners perceive the characteristics of their running shoes is crucial for designing footwear that meets
their specific needs and enhances their overall running experience and performance.
Therefore, the purpose of this cross-sectional study is to examine gender differences in the perception of
running shoe requirements among participants of different performance levels in Chinese full/half marathons.
By doing so, we aim to contribute to the improvement of running shoe design by taking into account gender-
specific and other individual characteristic demands".
Methods
Study design and participants.
This cross-sectional study was conducted at the Hangzhou Marathon
held by the China Athletics Association (Hangzhou, China) in November 2019. The basic inclusion criteria were:
above 18 years old, demonstrating regular participation in long-distance running by engaging in the activity at
least four times per week for the past six months, and having participated in at least one competition of more
than 5 km, including both full marathon (42.195 km) and half marathon (21.0975 km) races. The exclusion
criteria were: lower limb surgery or neurological injury.
Sample size calculation.
The sample size for this study was determined using the online Sample Size Cal-
culator (Raosoft Inc., Seattle, WA, USA, raosoft.com). Considering a 5% margin of error, 95% confidence inter-
val, and 50% response distribution, a sample size of 381 was recommended. It is worth noting that approximately
36,000 runners were enrolling in the marathon’s competitions. A total of 822 runners were approached, and 626
runners returned their responses and consented to participate in the study, resulting in a response rate of 76.2%.
Instruments and data collection.
Data were collected through a supervised questionnaire that consisted
of four sections. The questionnaire was categorized into four sections: (1) participant profile, (2) importance of
shoe properties, (3) functional evaluation of shoe properties, and (4) importance ranking of shoe properties. All
questionnaires were conducted after the participants finished the competition.
In the first section, participant profiles were obtained, including information such as gender, age, body height,
body weight, race distance (full Marathon (42.195 km) or Half Marathon (21.0975 km)), and finish time.
The second section assessed the importance of various shoe properties as common requirements during
running. The evaluated variables included forefoot curvature, forefoot bending stiffness, forefoot elasticity, heel
curvature, heel cup, heel height, heel cushioning, midfoot anti-twist, midsole hardness, midsole thickness, out-
sole grip, guidance line, insole shape, upper breathability, upper elasticity, carbon fiber plate, shoelace, and shoe
mass. Participants indicated their preferences on a 5-point Likert scale, ranging from 1 (Strongly unimportant)
to 5 (Extremely important).
In the third section, participants were asked to evaluate whether specific shoe properties improve running
performance or prevent sports injuries. The shoe properties assessed were the same as those in section two,
and participants provided ratings using references A (Not important for running performance or preventing
injuries), B (Important for running performance), C (Important for prevention of injuries), and D (Important
for both running performance and prevention of injuries). The fourth section involved participants ranking the
importance of shoe properties, and they selected the top three properties they deemed most important.
This study referred to the “Chinese Athletics Association Marathon Runners Level Evaluation Standards,” and
the participants were classified into the following age groups: 18–29 years, 30–34 years, 35–39 years, 40–44 years,
45–49 years, 50–54 years, 55–59 years, 60–64 years, and 65 + years. Furthermore, each participant’s finish time
was divided into the following performance groups: elite-level (87 runners), first-level (191 runners), second-
level (210 runners), and third-level (138 runners) (As shown in Supplementary Table S1).
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Ethical considerations.
The research protocol was reviewed and approved by the Li Ning Institutional
Ethics Committee in accordance with the principles of the Declaration of Helsinki (approval code: LN-
IRB-2019-003). Prior to participation, all participants were provided with detailed information regarding the
purpose and content of the study. Informed consent was obtained from each participant. The research did not
involve human clinical trials or animal testing.
Data validity and collection.
To ensure the consistency and reliability of the factor loadings, Cronbach’s
α coefficient was employed in this study, resulting in a value of 0.874, which indicated acceptable reliability of
the questionnaire. The suitability of the data for factor analysis was assessed using the Bartlett spherical test and
the Kaiser–Meyer–Olkin (KMO) test. The KMO value of 0.905 indicated that the questionnaire data were suit-
able for factor analysis. Furthermore, the Bartlett’s test result (X2 = 3017.032, df = 153, P = 0.000) confirmed the
necessity of the analysis.
The questionnaire was administered in the field, and participants completed it under the supervision of
researchers who provided guidance to ensure the validity of the data. Researchers explained the definitions of
footwear and foot-related terminology to avoid misunderstandings, particularly for participants with limited
knowledge of footwear construction. Additionally, researchers ensured that participants did not provide ran-
dom or missing answers, thus maintaining the questionnaire’s quality. All questionnaires were completed after
participants finished the competition.
Data analysis.
Descriptive statistics were used to describe the characteristics of the participants in the first
section of the study. The Kolmogorov–Smirnov test was conducted on the data from the second and third sec-
tions, which revealed that the data did not conform to a normal distribution (P < 0.05). Therefore, non-paramet-
ric tests were used for further analysis. The Mann–Whitney U test was employed to analyze gender differences
in the “Importance of shoe properties” section, and Fisher’s Exact Test of Cross tabulation and Chi-square test
were used for the analysis of the “Functional evaluation of shoe properties” section. Two-way ANOVA was used
to analyze the interaction characteristics of gender and race within the context of our cross-sectional survey
investigating gender differences in footwear characteristics between half and full marathons in China. The sig-
nificance level was set at P < 0.05. All statistical analyses were performed using SPSS 21.0 (SPSS Inc., Chicago,
IL, USA). All figures in this study were created using Origin 2021 (OriginLab Corporation, Northampton, MA,
USA).
Result
Characteristics of the participants.
A total of 626 questionnaires were collected in this study. The basic
information of the participants is presented in Table 1, and all respondents gave informed consent and partici-
pated voluntarily. As shown below, most runners were males (76.2%), male and female participants in the full
marathon were older than the half marathon, and females had lower body mass index (BMI) values than males.
Furthermore, this study used two-way ANOVA to analyze the interaction characteristics of gender and race
in this survey, and found that there was no interaction between gender and race items on BMI [F(1,622) = 1.789,
P = 0.182, η2 = 0.002]. The main effect analysis showed that gender (F(1,622) = 34.290, P < 0.001, η2 = 0.052) and
race events [F(1,622) = 1.789, P < 0.05, η2 = 0.008)] had significant effects on BMI, respectively. For race items, the
BMI values of males in both the full marathon and half marathon were significantly higher than that of females
(P = 0.001, 0.000). For gender, males who participated in the half marathon had a significantly higher BMI value
than the full marathon (P = 0.001), but there was no significant difference in females.
Importance of shoe properties.
In Table 2, females were more concerned about upper elasticity than
males, and females’ demand for running shoes was generally higher than males. The Mann–Whitney U test
found no gender differences in evaluating the importance of shoe properties by elite-level runners in the full
marathon. Compared with first-level male runners, females rated forefoot bending stiffness and upper elastic-
ity as higher importance (P = 0.044, 0.001). For second-level runners, females reported higher importance of
midsole hardness and upper elasticity than males (P = 0.024, 0.007). In addition, the importance scores of upper
elasticity and shoelace in the third-level female runners were significantly higher than those of the male runners
(P = 0.043, 0.046).
For half-marathon runners, there were no gender differences in the evaluation of shoe properties’ importance
between elite-level and second-level runners, and the differences were mainly found in first- and third-level
Table 1. Characteristics of participants.
Gender
Male (n = 478)
Female (n = 148)
Race
Half marathon (n = 129)
Full marathon (n = 349)
Half marathon (n = 79)
Full marathon (n = 69)
Mean ± SD
Mean ± SD
Mean ± SD
Mean ± SD
Age (yr.)
35.4 ± 8.3
37.4 ± 9.6
37.3 ± 9.1
41.3 ± 9.9
Body height (cm)
173.3 ± 5.5
172.1 ± 5.5
160.1 ± 5.0
161.1 ± 5.3
Body weight (kg)
70.8 ± 11.7
66.6 ± 9.0
54.7 ± 8.8
54.0 ± 11.3
BMI (kg/m2)
23.6 ± 3.6
22.3 ± 3.3
21.1 ± 3.0
21.0 ± 4.4
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participants. Table 3 showed that the importance score of forefoot elasticity for first-level female runners was
significantly lower than that of males (P = 0.034). Third-level female runners rated upper elasticity as more
important than males (P = 0.017), while third-level males reported higher importance of carbon fiber plate and
shoe mass (P = 0.028, 0.022).
Functional evaluation of shoe properties.
The Fisher’s Exact Test was used to compare males’ and
females’ functional evaluation of shoe properties.
Table 2. Gender differences in full-marathon participants’ perceptions of the importance of shoe properties
(Mean ± SD). *Indicates a significant difference, P < 0.05.
Shoe function
Elite-level
P
First-level
P
Second-level
p
Third-level
P
Male
Female
Male
Female
Male
Female
Male
Female
Forefoot curvature
3.83 ± 0.72
3.33 ± 1.49
0.549
3.54 ± 0.81
3.80 ± 0.63
0.104
3.46 ± 0.84
3.35 ± 0.70
0.509
3.32 ± 0.87
3.73 ± 0.77
0.103
Forefoot bending stiffness
3.97 ± 0.81
3.17 ± 1.07
0.054
3.74 ± 0.95
4.16 ± 0.61
0.044*
3.82 ± 0.89
4.00 ± 0.72
0.370
3.60 ± 0.82
3.87 ± 0.62
0.258
Forefoot elasticity
4.23 ± 0.78
3.50 ± 1.26
0.129
4.00 ± 0.92
4.16 ± 0.78
0.482
3.95 ± 0.80
4.04 ± 0.75
0.658
3.77 ± 0.82
3.73 ± 0.77
0.624
Heel curvature
3.69 ± 0.93
3.00 ± 1.00
0.170
3.37 ± 0.90
3.56 ± 0.80
0.341
3.50 ± 0.86
3.43 ± 0.71
0.572
3.43 ± 0.88
3.33 ± 0.94
0.876
Heel cup
3.60 ± 0.82
3.50 ± 1.26
0.782
3.82 ± 0.82
3.60 ± 0.75
0.204
3.88 ± 0.82
3.65 ± 0.81
0.219
3.43 ± 0.88
3.60 ± 1.02
0.675
Heel height
3.80 ± 0.86
4.17 ± 0.37
0.301
3.68 ± 0.96
3.60 ± 0.75
0.631
3.60 ± 0.86
3.78 ± 1.02
0.259
3.50 ± 0.92
3.87 ± 0.72
0.167
Heel cushioning
4.33 ± 0.89
4.17 ± 1.07
0.814
4.34 ± 0.78
4.48 ± 0.64
0.486
4.40 ± 0.73
4.39 ± 0.64
0.795
4.37 ± 0.58
4.20 ± 0.91
0.773
Midfoot anti-twist
4.00 ± 0.83
3.50 ± 1.26
0.394
3.93 ± 0.87
4.12 ± 0.86
0.242
4.08 ± 0.87
4.17 ± 0.76
0.714
3.90 ± 0.85
3.67 ± 0.94
0.317
Midsole hardness
4.01 ± 0.78
4.17 ± 0.69
0.700
3.91 ± 0.82
4.24 ± 0.81
0.052
3.89 ± 0.90
4.35 ± 0.70
0.024
3.78 ± 0.84
3.87 ± 0.88
0.700
Midsole thickness
3.86 ± 0.80
3.33 ± 1.25
0.327
3.69 ± 0.83
4.04 ± 0.77
0.053
3.60 ± 0.85
3.96 ± 0.75
0.072
3.70 ± 0.84
3.67 ± 0.87
0.771
Outsole grip
4.29 ± 0.76
3.50 ± 1.26
0.102
4.21 ± 0.81
4.36 ± 0.62
0.503
4.14 ± 0.77
4.48 ± 0.50
0.072
3.93 ± 0.93
4.07 ± 0.85
0.744
Guidance Line
3.67 ± 0.86
3.00 ± 1.29
0.190
3.66 ± 0.86
3.92 ± 0.84
0.234
3.70 ± 0.82
4.04 ± 0.81
0.082
3.45 ± 0.90
3.20 ± 0.65
0.170
Insole shape
3.84 ± 0.92
3.17 ± 0.69
0.078
3.65 ± 0.81
3.68 ± 0.88
0.902
3.54 ± 0.86
3.83 ± 0.82
0.130
3.28 ± 0.82
3.47 ± 0.62
0.477
Upper breathability
4.10 ± 0.86
3.83 ± 0.90
0.516
4.11 ± 0.73
4.04 ± 0.66
0.514
4.16 ± 0.72
4.04 ± 0.55
0.325
3.93 ± 0.70
4.00 ± 0.73
0.787
Upper elasticity
4.03 ± 0.93
3.33 ± 1.11
0.127
3.74 ± 0.91
4.36 ± 0.56
0.001*
3.63 ± 0.92
4.17 ± 0.56
0.007*
3.53 ± 0.87
4.07 ± 0.77
0.043*
Carbon fiber plate
4.19 ± 0.87
3.67 ± 0.94
0.195
3.84 ± 0.97
3.84 ± 0.92
0.845
3.92 ± 0.85
3.74 ± 0.94
0.450
3.55 ± 0.94
3.73 ± 0.77
0.597
Shoelace
3.71 ± 0.93
3.67 ± 0.47
0.790
3.61 ± 0.94
3.68 ± 1.12
0.383
3.47 ± 0.77
3.65 ± 0.91
0.248
3.38 ± 0.80
3.93 ± 0.85
0.046*
Shoe mass
4.46 ± 0.73
4.33 ± 0.75
0.662
4.39 ± 0.77
4.44 ± 0.50
0.863
4.33 ± 0.67
4.57 ± 0.50
0.159
4.32 ± 0.65
4.33 ± 0.70
0.866
Table 3. Gender differences in half-marathon participants’ perceptions of the importance of shoe properties
(Mean ± SD). *Indicates a significant difference, P < 0.05.
Shoe function
Elite-level
P
First-level
P
Second-level
p
Third-level
P
Male
Female
Male
Female
Male
Female
Male
Female
Forefoot curvature
3.63 ± 0.86
3.33 ± 0.47
0.510
3.54 ± 0.78
3.54 ± 0.76
0.960
3.40 ± 0.79
3.47 ± 0.62
0.714
3.54 ± 0.80
3.59 ± 0.78
0.826
Forefoot bending stiffness
3.38 ± 0.48
4.00 ± 0.00
0.077
3.93 ± 0.75
3.75 ± 0.60
0.198
3.75 ± 0.90
3.77 ± 0.96
0.859
3.85 ± 0.84
3.82 ± 0.89
0.963
Forefoot elasticity
3.75 ± 0.43
4.00 ± 0.82
0.623
4.18 ± 0.66
3.79 ± 0.71
0.034*
3.87 ± 0.94
3.87 ± 0.99
0.923
4.12 ± 0.67
3.82 ± 1.03
0.400
Heel curvature
3.38 ± 0.70
4.00 ± 0.82
0.323
3.36 ± 0.77
3.42 ± 0.70
0.951
3.46 ± 0.84
3.17 ± 0.69
0.137
3.29 ± 0.89
3.45 ± 0.72
0.560
Heel cup
3.75 ± 0.66
3.67 ± 0.47
0.909
3.29 ± 0.96
3.79 ± 0.82
0.072
3.48 ± 1.05
3.70 ± 0.74
0.555
3.78 ± 0.84
3.45 ± 0.84
0.153
Heel height
3.50 ± 0.87
3.67 ± 0.47
0.742
3.46 ± 0.91
3.67 ± 0.80
0.616
3.44 ± 0.93
3.60 ± 0.76
0.617
3.68 ± 0.75
3.55 ± 0.72
0.367
Heel cushioning
4.50 ± 0.71
4.33 ± 0.47
0.567
4.25 ± 0.69
4.25 ± 0.60
0.850
4.27 ± 0.96
4.37 ± 0.71
0.962
4.44 ± 0.66
3.95 ± 1.19
0.145
Midfoot anti-twist
4.38 ± 0.86
4.33 ± 0.47
0.735
3.68 ± 0.93
3.92 ± 0.64
0.435
3.73 ± 1.04
3.70 ± 0.69
0.551
4.05 ± 0.82
3.86 ± 1.01
0.562
Midsole hardness
3.75 ± 1.09
4.33 ± 0.47
0.456
3.75 ± 0.83
3.96 ± 1.02
0.271
3.90 ± 0.74
3.90 ± 0.75
0.846
3.93 ± 0.64
3.86 ± 1.01
0.864
Midsole thickness
3.25 ± 0.83
3.33 ± 0.47
0.722
3.43 ± 1.02
3.75 ± 0.83
0.357
3.50 ± 0.84
3.63 ± 0.60
0.571
3.49 ± 0.74
3.77 ± 0.79
0.173
Outsole grip
3.88 ± 1.05
3.33 ± 0.47
0.394
4.21 ± 0.56
3.88 ± 0.73
0.087
4.00 ± 0.90
3.83 ± 0.90
0.380
4.24 ± 0.73
3.86 ± 1.18
0.340
Guidance Line
3.88 ± 0.78
3.67 ± 0.47
0.741
3.57 ± 0.78
3.54 ± 0.71
0.863
3.42 ± 0.84
3.40 ± 0.92
0.933
3.63 ± 0.69
3.64 ± 0.71
0.974
Insole shape
3.75 ± 0.97
4.00 ± 0.00
0.737
3.25 ± 0.87
3.54 ± 0.64
0.328
3.37 ± 1.06
3.43 ± 0.80
0.980
3.59 ± 0.91
3.59 ± 0.78
0.847
Upper breathability
3.88 ± 0.33
4.00 ± 0.00
0.540
3.82 ± 0.71
3.92 ± 0.70
0.898
3.87 ± 1.02
3.93 ± 0.89
0.903
4.02 ± 0.78
4.00 ± 1.09
0.582
Upper elasticity
4.13 ± 0.78
4.33 ± 0.47
0.741
3.82 ± 0.80
3.83 ± 0.69
0.774
3.58 ± 0.93
3.90 ± 0.79
0.123
3.61 ± 0.85
4.09 ± 0.90
0.017*
Carbon fiber plate
3.50 ± 1.22
4.00 ± 0.00
0.515
3.75 ± 0.87
3.71 ± 0.61
0.797
3.62 ± 0.98
3.40 ± 0.71
0.291
3.73 ± 0.77
3.32 ± 0.55
0.028*
Shoelace
3.50 ± 1.41
3.67 ± 0.47
0.981
3.61 ± 0.90
3.58 ± 0.81
0.814
3.35 ± 0.96
3.23 ± 0.76
0.609
3.49 ± 0.83
3.36 ± 0.93
0.659
Shoe mass
3.88 ± 1.27
4.67 ± 0.47
0.323
4.43 ± 0.49
4.21 ± 0.58
0.186
3.98 ± 0.99
4.00 ± 0.77
0.718
4.37 ± 0.79
3.82 ± 1.07
0.022*
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This study found no gender differences in elite-level runners’ functional evaluations of shoe properties for
full-marathon runners. There were significant gender differences in functional assessments of first-level runners
in outsole grip, upper elasticity, shoe mass, and guidance line (P = 0.048, 0.002, 0.015, 0.001), as shown in Fig. 1.
Further conducted pairwise comparisons found that for outsole grip, 57% of males believed that this property
was important in improving running performance, significantly higher than 32% of females (Fig. 1). Conversely,
44% of females thought the outsole grip was important for preventing sports injuries, more than 21.1% of
males. Compared with 4% of females, 35% of males believed that the upper elasticity was neither beneficial for
improving running performance nor preventing sports injuries. However, 32% of women felt the upper elasticity
was important for preventing sports injuries, significantly higher than 14% of males. In addition, 7% of males
thought shoe mass was important for preventing sports injuries, markedly less than 24% of females. 44% of
females believe that the importance of the guidance line was reflected in preventing sports injuries, and 4% of
females considered that this property could prevent sports injuries and improve running performance, which
was significantly higher than that of males.
Second-level participants’ functional evaluation of shoe properties found significant gender differences in
outsole grip and midsole hardness (P = 0.046, 0.025), as shown in Fig. 2. For the outsole grip, 21.9% of males
reported that the property was not crucial for running performance and injury prevention, and only 4.3% of
females agreed with this, a significant difference. In contrast, 8.7% of females rated the characteristic as neces-
sary for running performance and injury prevention, significantly more than 1.9% of males. Their evaluation of
the function of midsole hardness was similar, males (30.5%) who rated that midsole hardness was not crucial
for both running performance and injuries prevention significantly over females (8.7%), and females who con-
sidered that midsole hardness was necessary for both running performance and injuries prevention (13%) were
significantly more than males (2.9%).
Fisher’s Exact Test showed no gender differences in functional evaluations of shoe characteristics between
elite and second-level runners for half-marathon participants. However, gender differences existed between
first-level and third-level runners.
Specifically, there was a significant gender difference (P = 0.012) in the functional evaluation of outsole grip
for first-level runners in the half marathon. A pairwise comparison found that 45.8% of females and 14.3% of
males rated this feature unimportant for running performance and injury prevention (Fig. 3). The proportion
of females was significantly higher than that of males. In addition, 50% of males considered that the property of
Figure 1. Gender differences in shoe properties functional perception of first-level participants in the full
marathon. Note: (A) Not important for running performance and prevent injuries, (B) Important for running
performance, (C) Important for prevent injuries, (D) Important for both running performance and prevent
injuries. *Indicates a significant difference, P < 0.05.
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outsole grip was essential to running performance, significantly more than 12.5% of women, which was statisti-
cally significant, as shown in Fig. 3.
In addition, there was a significant gender difference in functional evaluations of upper elasticity and forefoot
bending stiffness among third-level runners (P = 0.011, 0.002). 46.3% of males and 13.6% of females thought
upper elasticity was unrelated to running performance or injury prevention. However, 18.2% of females rated
upper elasticity as necessary for injury prevention, significantly more than 2.4% of males.
Furthermore, 61% of males and 17.3% of females considered forefoot bending stiffness unimportant for run-
ning performance and injury prevention, indicating a statistically significant difference. However, 12.2% of males
reported this function as important for injury prevention, significantly less than 45.5% of females. Compared
to 0% of males, 9.1% of females reported that this feature was important for running performance and injury
prevention, indicating a significant difference, as shown in Fig. 4.
Importance ranking of shoe properties.
This study used descriptive statistics to conduct frequency
statistics on the importance of shoe characteristics ranked by males and females in the full marathon and half
marathon, respectively. Both males and females agreed that “heel cushioning” was the most critical running shoe
feature, but there were differences in the ranking of other shoe features.
Specifically, the three properties that male full marathon participants rated as the most important were “heel
cushioning,” “forefoot elasticity,” and “shoe mass.” The top three shoe traits for females were “heel cushioning,”
“midfoot anti-twist,” and “forefoot bending stiffness,” as shown in Fig. 5.
Figure 2. Gender differences in functional perception of shoe properties second-level participants in the full
marathon. Note: (A) Not important for running performance and prevent injuries, (B) Important for running
performance, (C) Important for prevent injuries, (D) Important for both running performance and prevent
injuries. *Indicates a significant difference, P < 0.05.
Figure 3. Gender differences in functional perception of shoe properties first-level participants in the half
marathon. Note: (A) Not important for running performance and preventing injuries, (B) Important for
running performance, (C) Important for preventing injuries, (D) Important for both running performance and
preventing injuries. *Indicates a significant difference, P < 0.05.
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Figure 4. Gender differences in functional perception of shoe properties of third-level participants in the
half marathon. Note: (A) Not important for running performance and preventing injuries, (B) Important for
running performance, (C) Important for preventing injuries, (D) Important for both running performance and
preventing injuries. *Indicates a significant difference, P < 0.05.
Figure 5. Ranking of the importance of shoe properties. (A)- Full-male; (B)- Full-female; (C)- Half-male; (D)-
Half-male;. The red box represents the top three ranked shoe characteristics.
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In addition, half-marathon participants identified "heel cushioning," "midfoot anti-twist," and "forefoot elas-
ticity" as the three most important characteristics of shoes, as shown in Fig. 5. Furthermore, upon analyzing the
data separately for male and female participants, we found that female participants rated "shoe mass" as one of
their top three preferred characteristics, while male participants favored "forefoot elasticity" and "forefoot bend-
ing stiffness" as their preferred features".
Discussion
In this study, we observed a significantly higher number of male participants completing marathon races com-
pared to females. According to the "2019 China Marathon Big Data Report" released by the Chinese Athletics
Association, the number of participants increased by 14.28% in 2019 compared to 2018. Among them, the
number of male participants in China was considerably higher than females. However, in the half marathon
races, the number of female participants exceeded that of males, aligning with the findings of our study but
contrasting with the trend observed in the United States28. These findings highlight the gender disparities in
marathon participation in China, with a higher proportion of males in the full marathon category and a higher
engagement level of females in the half marathon category.
To better understand the reasons behind these gender differences, it is important to consider factors such as
motivation and demographics. The "2019 China Marathon Big Data Report" revealed that male full marathon
runners in China were more motivated, accounting for 74.63% of all male participants. In our study, we found
a similar trend, with 73% of male participants completing the full marathon. In contrast, the percentage of male
participants in the half marathon was 27%, while females accounted for 53% of all female participants. These
findings suggest that in Chinese marathon events, there is a significantly higher number of male participants in
the full marathon category compared to females, while female participants demonstrate a higher level of engage-
ment in the half marathon category.
Furthermore, our study explored the age distribution of marathon participants and found that female par-
ticipants were older than male participants, with an average age of over 35 years old. This result is consistent
with the analysis of the age group of Chinese marathon runners from 2016 to 2019, indicating that the primary
finishers of Chinese marathons are predominantly middle-aged individuals. Several factors, including physical
and mental needs, social influence, and disposable time, may contribute to this age distribution29.
In addition to age, we also examined the influence of gender and age on athletic performance. It was observed
that regardless of gender, participants who completed the full marathon were older compared to those who com-
pleted the half marathon. This finding suggests that older participants are more inclined to participate in longer
endurance sports, reflecting their greater emotional control and sense of responsibility for completing tasks5,30.
Another aspect we investigated was the relationship between participants’ BMI and their involvement in
marathon races. We found that the BMI values of male full marathon participants were significantly lower than
those of half marathon participants, and the BMI values of female participants were significantly lower than
those of male participants. Previous cross-sectional studies have suggested that BMI contributes to the risk of
running-related injuries in population samples31–33. More specifically, a low BMI even increases female runners’
risk of lower extremity injury31. Specifically, a low BMI increases the risk of lower extremity injury in female run-
ners due to their tendency to have lower body fat percentages compared to non-marathon females32,33. Although
some studies have shown no direct association between participants’ BMI and injury risk, considering BMI as a
potentially modifiable risk factor becomes relevant if it is influenced by marathon activity34.
Moving on to the preferences for shoe characteristics among elite runners, we found no gender differences
in these preferences in both the half and full marathon categories. This observation indicates that elite runners,
regardless of gender, possess a comprehensive understanding of shoes after extensive training sessions and
consistently prioritize shoe properties that enhance athletic performance35,36. Their knowledge enables them to
select more suitable running shoes that align with their specific running requirements35,36.
Forefoot bending stiffness is a crucial factor in footwear performance development37, and it plays a significant
role in maintaining both comfort and performance in running shoes38. Furthermore, it has been observed that
increasing the forefoot bending stiffness in footwear can reduce the extent of metatarsophalangeal joint extension
during movement39. In our study, female marathon participants consistently ranked forefoot bending stiffness
as their third most important consideration, indicating a higher expectation for this characteristic compared to
males. These findings highlight the significance of forefoot bending stiffness in meeting the specific needs and
preferences of female runners. Previous studies on gender differences in Chinese foot shape show that Chinese
females have a lower first-toe height than males19. Therefore, females wearing running shoes with the same
forefoot bending stiffness at the same running interface need to generate a larger metatarsophalangeal joint
moment, which is more likely to increase the risk of injury of metatarsal stress fractures39. The subjective reports
of female runners also underscore this point.
Additionally, female full marathon runners expressed a higher level of concern about the upper elasticity of
running shoes compared to males. Previous studies have shown that upper elasticity is a critical factor affect-
ing comfort and may impact shoe choice preferences40. Biomechanical studies have also shown that changes in
the upper elasticity can even lead to changes in running patterns41. This preference for footwear comfort aligns
with the notion that for runners, emotional value and overall experience hold significance, alongside athletic
performance42.
Moreover, our study analyzed the preferences of runners based on their finishing times and identified specific
characteristics that different levels of runners prioritize. For instance, female three-level finishers, who took
the longest to finish the race, emphasized the necessity of shoelaces. This preference aligns with the idea that
shoelaces allow for a more comfortable shoe fit, enabling runners to adjust the tightness to obtain a custom fit
that accommodates the shape of their foot43. Therefore, the fit design of shoelaces is vital for marathon runners,
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as increased long-distance running time may lead to increased foot movement in the shoe, and ill-fitting laces
can cause blisters and subungual hematomas44,45.
In this study, full-marathon first-level males emphasized forefoot elasticity significantly more than females46.
Studies have shown that changing the flexibility of the forefoot area of a running shoe can provide a greater
range of motion in the forefoot and increase activation of the calf muscles47,48. Chen et al.’s research showed
that increasing the forefoot elasticity of the soles of running shoes can reduce the activity of muscles49, thereby
reducing energy consumption and improving exercise performance. In the half marathon, the first-level male
participants also emphasized forefoot elasticity compared with females, which was consistent with the statistics
for full-marathon participants.
A study has examined the impact of shoe mass on preference, performance, and biomechanical variables50.
In another study, it was found that for every 100g reduction in shoe weight, running economy improved by 1%
and running performance improved by 0.7%51. In this research, third-level males reported higher importance
of shoe mass. Specifically, heavier footwear reduced comfort in second and third-level runners and increased
energy requirements at all running levels, potentially reducing preference52. Heavier shoes had a significant effect
on ankle angle, ankle moment53 and plantar pressure (second and third-level runners)54, which is consistent
with the results of this study.
In the “Functional evaluation of shoe properties” part, females were more concerned about whether these
properties were necessary for injury prevention, while males were more concerned about the importance of
shoe properties to running performance, which may be because females’ shoe lasts usually downsized versions
of males’ shoe lasts, and women rarely buy suitable shoes when purchasing running shoes, and inappropriate
shoes will increase the risk of injury during running16. However, males can usually buy shoes that fit their feet
and preference, which can improve sports performance.
Heel cushioning was reported in this study as the most critical function for all participants, which is an
essential function of running shoes. Robbins et al. suggest that the increased cushioning in running shoes can
attenuate the perceived magnitude of forces acting on the foot plantar surface55. The study by Mark et al. showed
that runners (rearfoot strike pattern) used the same pair of running shoes to run 480 km, and the amount of
heel cushioning of the rear running shoes would be reduced by 16% to 33%56. Based on previous research results
by Taunton et al., heel support and cushioning function will decrease with running shoes, and the risk of long-
distance running injury will increase57. Therefore, stabilizing the heel cushioning performance of running shoes
is significant for preventing injuries. In addition, male and female participants in the same schedule have different
attributes of shoes ranked second and third, and the same-gender participants of different programs also have
different opinions. Based on our findings and previous studies, it is important to consider specific characteristic
designs in running shoes for different genders and different race distances. For example, our results had shown
that female runners may benefit from shoe designs that address factors such as heel cushioning, midfoot anti-
twist, and shoe mass. On the other hand, male runners in marathon races have shown a preference for shoe char-
acteristics such as heel cushioning, forefoot elasticity, and forefoot bending stiffness. These examples highlight
the need for gender-specific and race-specific considerations in running shoe design.
Limitations
Our study has several limitations that should be acknowledged when interpreting the findings and considering
their generalizability. Firstly, it is important to note that participants in our study did not wear the same shoes,
which may have resulted in variations in wearing experiences and shoe preferences58. This heterogeneity in
footwear selection could introduce bias and potentially influence participants’ perceptions of shoe properties,
thereby affecting the validity of our findings. Therefore, caution should be exercised when generalizing the results
to populations where participants wear standardized shoes.
Secondly, our study recruited a relatively smaller number of elite players, which limits the generalizability of
the findings to the elite athlete population59,60. Elite athletes often possess unique characteristics and preferences
that differ from recreational runners, and their perceptions of shoe properties may vary significantly. Hence, the
applicability of our results to elite-level marathon runners should be interpreted with caution.
Additionally, we acknowledge that the COVID-19 pandemic has had a significant impact on various aspects
of society, including the field of sports and athletics. Unfortunately, our study did not assess data from the years
2020–2022, which coincided with the height of the pandemic. This represents a limitation in capturing the
potential influence of the pandemic on Chinese marathon runners and their perceptions.
Conclusion
There were no gender differences between elite players’ demand for running shoes, but significant gender differ-
ences were found between genders at other running levels. Both males and females agreed that “heel cushioning”
was the most critical running shoe feature. Females pay more attention to the protection brought by shoes, while
males pay attention to the sports performance of shoes.
In conclusion, our study underscores the importance of considering gender and distance factors when design-
ing running shoes. The distinct characteristics demanded by male and female runners, along with the variations
related to different running distances, emphasize the need for customization and optimization in the development
of running footwear. We believe that our findings contribute valuable knowledge to the field and have practical
implications for the running shoe industry.
Data availability
All data generated or analysed during this study are included in this published article.
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Received: 26 March 2023; Accepted: 29 July 2023
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Author contributions
F.Y. and S.W.J. designed this study; J.T., Q.W. and H.Z. distributed and collected questionnaires; Y.G., G.F. and
T.K. performed the statistical analyses and outcome assessments; Y.X. and S.S. wrote the original draft. All authors
revised and approved the final manuscript.
Competing interests
The authors declare no competing interests.
Additional information
Supplementary Information The online version contains supplementary material available at https:// doi. org/
10. 1038/ s41598- 023- 39718-x.
Correspondence and requests for materials should be addressed to S.-W.J. or F.Y.
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© The Author(s) 2023
| Gender differences in footwear characteristics between half and full marathons in China: a cross-sectional survey. | 08-10-2023 | Xia, Yuyu,Shen, Siqin,Jia, Sheng-Wei,Teng, Jin,Gu, Yaodong,Fekete, Gusztáv,Korim, Tamás,Zhao, Haotian,Wei, Qiang,Yang, Fan | eng |
PMC7379642 | 232 |
Scand J Med Sci Sports. 2019;29:232–239.
wileyonlinelibrary.com/journal/sms
1
|
INTRODUCTION
Low cardiorespiratory fitness (VO2max) is a strong indepen-
dent predictor of poor metabolic health and increased risk for
most non‐communicable diseases, as well as lower sustained,
work productivity, and shorter life expectancy.1,2 During re-
cent decades, several behavioral and environmental factors
have changed which may have negatively affected population
Received: 22 July 2018 |
Revised: 28 September 2018 |
Accepted: 12 October 2018
DOI: 10.1111/sms.13328
O R I G I N A L A R T I C L E
Decline in cardiorespiratory fitness in the Swedish working force
between 1995 and 2017
Elin Ekblom‐Bak1
| Örjan Ekblom1
| Gunnar Andersson2 | Peter Wallin2 |
Jonas Söderling3 | Erik Hemmingsson1
| Björn Ekblom1
This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the original
work is properly cited.
© 2018 The Authors. Scandinavian Journal of Medicine & Science In Sports Published by John Wiley & Sons Ltd
1Åstrand Laboratory of Work
Physiology, The Swedish School of Sport
and Health Sciences, Stockholm, Sweden
2Research Department, HPI Health Profile
Institute, Danderyd, Sweden
3Department of Medicine, Karolinska
Institutet, Karolinska University Hospital
Solna, Stockholm, Sweden
Correspondence
Elin Ekblom‐Bak, The Åstrand Laboratory
of Work Physiology, The Swedish School
of Sport and Health Sciences, Stockholm,
Sweden.
Email: [email protected]
Funding information
The study was supported by the Swedish
Research Council for Health, Working Life
and Welfare (FORTE, Dnr 2018‐00384),
and the Swedish Armed Forces grant
number (AF9220915).
Background: Long‐term trend analyses of cardiorespiratory fitness (VO2max) in the
general population are limited.
Objectives: To describe trends in VO2max from 1995 to 2017 in the Swedish work-
ing force and to study developments across categories of sex, age, education, and
geographic regions.
Methods: A total of 354 277 participants (44% women, 18‐74 years) who partici-
pated in a nationwide occupational health service screening between 1995 and 2017
were included. Changes in standardized mean values of absolute (L/min) and relative
(mL/min/kg) VO2max, and the proportion with low (<32) relative VO2max are re-
ported. VO2max was estimated using a submaximal cycle test.
Results: Absolute VO2max decreased by −6.7% (−0.19 L/min) in the total popula-
tion. Relative VO2max decreased by −10.8% (−4.2 mL/min/kg) with approximately
one‐third explained by a simultaneous increase in body mass. Decreases in absolute
fitness were more pronounced in men vs women (8.7% vs 5.3%), in younger vs older
(6.5% vs 2.3%), in short (11.4%) vs long (4.5%) education, and in rural vs urban re-
gions (6.5% vs 3.5%), all P < 0.001. The proportions with low VO2max increased
from 27% to 46% (P < 0.001).
Conclusion: Between 1995 and 2017, there was a steady and pronounced decline in
mean cardiorespiratory fitness in Swedish adults. Male gender, young age, short edu-
cation, and living in a rural area were predictive of greater reductions. The proportion
with low cardiorespiratory fitness almost doubled. Given the strong associations be-
tween cardiorespiratory fitness and multiple morbidities and mortality, preventing
further decreases is a clear public health priority, especially for vulnerable groups.
K E Y W O R D S
aerobic capacity, maximal oxygen consumption, population, secular trend, VO2max
EKBLOM‐BAK Et AL.
|
233
EKBLOM‐BAK Et AL.
levels of physical activity (PA) and thereby cardiorespiratory
fitness.3 Together with an increased prevalence of overweight
and obesity,4 it is plausible that the level of relative VO2max
(mL/min/kg) has decreased. However, previous studies of
secular trends in VO2max are limited to military conscripts5-7
or smaller samples of the general population,8-10 meaning that
there is a lack of studies on secular trends in large populations
of adults. Women are understudied, and with the alarming
inequality in health and longevity between socioeconomic
groups11 and an expected significant increase in multi‐mor-
bidity among the older population over the next decades,12
subgroups analyses are highly clinically relevant.
Health Profile Assessment (HPA) has been carried out in
occupational health services in Sweden for almost 40 years
to promote health, collecting data from approximately 40 000
annual examinations during the last years.13 The combina-
tion of the large amount of HPA performed each year and
the long‐term use of established and standardized methods in
occupational health promotion generates a unique database,
which enables analyses of level of and change in estimated
VO2max in the Swedish working population over several
decades.
The primary aim of this paper was to describe secular
trends in estimated VO2max from a submaximal cycle er-
gometer test between 1995 and 2017 in a large sample of
the working Swedish population, aged 18 to 74 years, and to
study potential variations between women and men, different
age‐groups, educational levels, and regions.
2
|
MATERIALS AND METHODS
This study was based on cohort data from the HPA database,
managed by the HPI Health Profile Institute (Stockholm,
Sweden), which also is responsible for standardization of
methods used and education of the HPA coaches since in-
ception. The HPA is an interdisciplinary method13,14 and
includes an extensive questionnaire, measurements of
anthropometrics and blood pressure, a submaximal cycle
test for estimation of VO2max and a person‐centered di-
alogue with an HPA coach. Participation is voluntary, is
free of charge, and is offered to all employees working for
a company or organization connected to occupational or
other health service. From October 1982 until May 2017,
437 676 participants (18 to 74 year old) with a first‐time
HPA and providing data on gender, age, and educational
level were stored in the central database. The annual rate of
participants was substantially lower in the first years, 1982
(n = 1) and 1994 (n = 888), compared to the following full
years, 1995 (n = 1 347) vs 2016 (n = 31 529). To minimize
influence of uncertainty and variations in the data collection
procedure, we limited our analyses to 1995‐2017 (n = 436
126). Of these, 81.2% (n = 354 277) provided valid data of
estimated VO2max and were included in the analyses. All
participants provided informed consent prior to data col-
lection. The study was approved by the ethics board at the
Stockholm Ethics Review Board (Dnr 2015/1864‐31/2 and
2016/9‐32), and adhered to the Declaration of Helsinki.
2.1 | Estimation of VO2max
Measurement of actual VO2max by a graded test to exhaus-
tion in the general population is limited by numerous factors,
including health risks in non‐athletic population and de-
pendence on laboratory equipment and expertise. Therefore,
VO2max was estimated from the standardized Astrand sub-
maximal cycle ergometer test.15 Criterion validity has been
tested for the Astrand test, showing no systematic bias and
limited variation in mean difference between estimated and
directly measured VO2max, mean difference 0.01 L O2/min
(95% CI −0.10 to 0.11).8,16 All participants were requested
to refrain from vigorous activity the day before the test, con-
suming a heavy meal 3 hours and smoking/snuff use 1 hour
before the test, and avoiding stress. The participant cycled on
a calibrated ergometer at an individually adapted submaxi-
mal work rate for 6 minutes to achieve a steady‐state pulse.
Using the steady‐state pulse, VO2max was estimated from
a sex‐specific nomogram, with corresponding age‐correction
factors, expressed as absolute (L/min) and relative (mL/min/
kg) VO2max.
2.2 | Other measurements
Body mass was assessed with a calibrated scale in light-
weight clothing to the nearest 0.5 kg. Body height was meas-
ured to the nearest 0.5 cm using a wall‐mounted stadiometer.
Highest educational attainment and place of dwelling (as
county in Sweden of residence) at the time for the HPA was
obtained by linking the personal identity number of the par-
ticipants with data from Statistics Sweden.
2.3 | Internal dropout analysis
Out of the total study population with a HPA since 1995, 81
849 participants (18.8%) lacked data on estimated VO2max.
Reasons for a non‐valid VO2max were medication affecting
the heart rate (such as betablockers) or heart rate outside the
valid range. Some participants could not perform the test
because of pain complaints, illness or perceived inability.
Internal participation analyses for each 2‐year time period
between 1995 and 2017 revealed that included participants,
compared to excluded participants, were younger (42.2
vs 46.0 years, P < 0.001), had lower body mass (78.1 vs
81.4 kg, P < 0.001) and had higher education (27.9% univer-
sity degree vs 22.8%, P < 0.001); however, the differences
were generally small (Table S1).
EKBLOM‐BAK Et AL.
234 |
EKBLOM‐BAK Et AL.
2.4 | Statistical analysis
For analyses of change in VO2max between 1995 and 2017,
years were grouped into 2‐year periods (except the first pe-
riod where we used 3 years) for reducing variations between
years and for increasing statistical power. Mean values of
estimated absolute and relative VO2max per 2‐year period
were standardized, using the direct method, to the popula-
tion 18‐74 years old in Sweden in 2015 (n = 6,842,976) by
sex, age (18‐24 years, 25‐34 years, 35‐44 years, 45‐49 years,
50‐54 years, 55‐64 years, 65‐74 years), and length of educa-
tion (<9 years; 10‐12 years; ≥12 years). Standardized mean
values were calculated in order to account for yearly varia-
tions in important prognostic variables (age, education, gen-
der, and region). Standardized mean values were stratified
by sex, age (18‐34 years, 35‐49 years, 50‐74 years), educa-
tion (<9 years, 10‐12 years, ≥12 years), and county (counties
categorized as including the three largest cities of Sweden
“Urban,” counties including a majority of rural municipali-
ties defined by Swedish Association of Local Authorities
and Regions “Rural,” and all other counties “All other”).
Linear regression models were applied to study changes in
absolute and relative VO2max over the study period within
the total population and across subgroups. Absolute and
relative VO2max, respectively, were introduced as depend-
ent variable, and sex, age, educational level, region, and
year performed as independent variables. Significant change
was defined as P < 0.05 for the performed year variable. To
study the interaction between subgroups in decrease of ab-
solute and relative VO2max, an interaction term (performed
year*sub‐group) was introduced in the above regression
analyses. Significant interaction(s) were defined as P < 0.05
for the interaction term. As all changes and interaction analy-
ses were significant, statement of a decrease or interaction
in the manuscript refers to a significant decrease or interac-
tion. To study the change in absolute and relative VO2max
per year between different subgroups, the probability val-
ues were computed for the difference between the B‐coef-
ficients.17 Proportions of women and men with low relative
VO2max (<32 mL/min/kg18) per 2‐year period were calcu-
lated and standardized, using the direct method, to the same
population as for the mean values (above). For sensitivity
analyses, lower cutoffs, by 1 MET steps (3.5 mL/min/kg),
were also analyzed; <28.5, <25, and <21.5 mL. Sex‐spe-
cific odds ratios (95% CI), adjusted for age and education
level, were obtained to study and compare the annual change
in proportion below each cutoff. Levene’s test for equality
of variances was used to study potential increased variance
within subgroups between the first five and last 5 years of the
study period. The statistical analyses were conducted using
IBM SPSS (Statistical Package for the Social Sciences for
Windows), version 24.0.0, 2016, SPSS Inc, Chicago, IL and
SAS version 9.4.
TABLE 1
Distribution of sex, age, and educational level as well as standardized mean (SD) of height (cm) and weight (kg) in the study population, 1995‐2017
Year
Women
Men
N
Sex
Age
Years of education
n
Height
Mean (SD)
Weight
Mean (SD)
n
Height
Mean (SD)
Weight
Mean (SD)
Women
Men
18‐34 y
35‐49 y
50‐74 y
≤9 y
10‐12 y
>12 y
1995‐1997
4574
52%
48%
30%
48%
22%
16%
70%
14%
2395
165.4 (0.5)
66.2 (0.7)
2179
179.9 (0.4)
82.4 (0.4)
1998‐1999
6543
45%
55%
28%
44%
28%
13%
67%
19%
2964
166.4 (0.4)
66.7 (0.6)
3579
179.6 (0.4)
82.8 (0.6)
2000‐2001
12 545
49%
51%
28%
42%
31%
12%
67%
21%
6206
166.6 (0.3)
67.5 (0.6)
6339
180.0 (0.3)
84.5 (1.2)
2002‐2003
22 629
52%
48%
29%
42%
29%
11%
69%
20%
11 858
166.7 (0.5)
67.3 (0.4)
10 771
179.7 (0.2)
83.4 (0.5)
2004‐2005
37 420
52%
48%
26%
44%
31%
10%
65%
25%
19 500
166.2 (0.3)
68.4 (0.6)
17 920
179.3 (0.4)
82.6 (0.7)
2006‐2007
38 519
49%
51%
25%
44%
31%
10%
65%
25%
18 714
166.2 (0.3)
68.4 (0.4)
19 805
179.8 (0.3)
83.9 (0.6)
2008‐2009
43 479
46%
54%
26%
43%
31%
10%
65%
26%
20 068
166.2 (0.3)
68.8 (0.4)
23 411
179.7 (0.3)
84.5 (0.6)
2010‐2011
39 177
44%
56%
26%
45%
29%
9%
63%
27%
17 301
166.3 (0.2)
69.6 (0.4)
21 876
180.1 (0.3)
85.1 (0.6)
2012‐2013
57 246
41%
59%
27%
45%
28%
8%
61%
31%
23 336
166.6 (0.2)
69.5 (0.5)
33 910
180.0 (0.3)
85.0 (0.6)
2014‐2015
55 584
38%
62%
30%
43%
28%
7%
63%
30%
20 894
166.3 (0.3)
69.8 (0.5)
34 690
179.9 (0.3)
85.5 (0.6)
2016‐2017
36 561
37%
63%
33%
40%
27%
7%
64%
29%
13 464
166.1 (0.3)
69.4 (0.5)
23 097
179.9 (0.3)
85.9 (0.6)
Total
354 277
44%
56%
28%
43%
29%
9%
64%
27%
156 700
166.3 (0.3)
68.3 (0.6)
197 577
179.8 (0.3)
84.1 (0.7)
EKBLOM‐BAK Et AL.
|
235
EKBLOM‐BAK Et AL.
3
|
RESULTS
Participation rates by age‐group (18‐34, 35‐49 and 50‐74 years)
were similar over time, while a variation in proportion of men
and women as well as participants with high education from
1995 to 2017 was more pronounced (Table 1). Standardized
mean body mass was higher in both men (4.2%) and women
(4.8%) in the latter compared with the early years.
Absolute VO2max decreased by 6.7% (−0.19 L/min) in the
total population between 1995‐1997 and 2016‐2017 (Figure
1, Table S2). Men had higher levels of absolute VO2max and
experienced a greater decrease compared to women; −8.7%
(−0.28 L/min) vs −5.3% (−0.13 L/min).
Relative VO2max decreased even more in the total popula-
tion (−10.8%, −4.2 mL/min/kg), in men (−12.4%, −4.8 mL)
and women (−9.4%, −3.6 mL) (Figure 1, Table S2). The de-
crease in relative VO2max was, to one‐third, explained by a
simultaneous increase in body mass.
Younger age‐groups had higher absolute and relative
VO2max compared to middle‐aged and older age‐groups
(Figure 2 A,B, Table S3). Decreases were most pronounced
in the youngest age‐group (absolute VO2max −6.5%, rela-
tive VO2max −9.2%), compared to the middle (−3.2% and
−7.1%) and oldest age‐group (−2.3% and −6.1%). This was
seen for both men and women (Table S6); however, the dif-
ferences in decrease for relative VO2max were similar in all
male age‐groups due to a larger increase in body mass in the
middle‐aged and older age‐groups.
Participants with shorter education had lower absolute and
relative VO2max throughout the whole study period compared
to participants with longer education (Figure 2 C,D, Tables S4
and S7). The decrease in absolute VO2max was greater in par-
ticipants with short (−11.4%) compared to medium (−6.2%)
and long (−4.5%) education. A simultaneous increase in
body mass resulted in a greater decrease in relative VO2max
(−12.8%, −11.5%, and −7.0%, respectively). Participants with
≥12 years of education experienced a levelling‐off in the de-
crease over the first 10 years of the 21st century. While the re-
ductions were similar across all age‐groups in participants with
short and medium educational attainment, only the youngest
age‐group experienced a significant decrease in VO2max in
participants with high education (Table S8).
There was a decrease in absolute and relative VO2max in
all county‐groups (Figure 2 E,F, Table S5). Starting off with a
higher value in 1995‐1997, both the rural county group (absolute
VO2max −6.5%, relative VO2max −10.5%) and all other coun-
ties (−9.4% and −14.0%) had a steeper decrease in VO2max
compared to the group with large city‐counties (−3.5% and
−7.8%). However, all county‐groups had similar values at the
end of the study period. Participants with long education and
in counties including the three largest cities had a lower yearly
decrease in relative VO2max compared to participants in lower
educational levels and other counties, respectively (Table 2).
The yearly decrease over the study period was 6.8 mL/min and
0.13 mL/min/kg, respectively, with a steeper annual decrease in
relative VO2max at the end of the 1990 s and 2010 to 2017 com-
pared to the first decade of the 21st century (Table 2). Men experi-
enced a greater decrease in relative VO2max per year compared to
women, as well as younger age‐groups compared to older.
The proportion with low VO2max (<32 mL/min/kg) in-
creased significantly over the study period, from 27% in
1995‐1997% to 46% in 2016‐2017, with a small but sig-
nificantly greater increase in men (26% to 46%) compared
to women (28% to 46%), P < 0.001 (Figure 3, Table S9).
Proportions below each lower cutoff (<28.5, 25, 21.5 mL)
increased even further (P < 0.001) in both men and women.
Potential change in variance in relative VO2max between
the first five (1995‐1999) and the last five (2013‐2017) years
of the study period is presented in Table S10. The variance
was greater in participants with long education, among mid-
dle‐aged and older at the end of the study period, while the
variance was smaller in young women with short education.
4
|
DISCUSSION
In this large cohort with data spanning from 1995 to 2017, we
found evidence of a consistent and considerable decrease in
absolute cardiorespiratory fitness (VO2max) of −6.7% (−0.19
L/min) in a large sample of Swedish adults. The decrease in
FIGURE 1
Change in standardized mean of absolute (L/min, left) and relative (mL/min/kg, right) VO2max from 1995 to 2017 in the total
study sample and in relation to sex
EKBLOM‐BAK Et AL.
236 |
EKBLOM‐BAK Et AL.
relative cardiorespiratory fitness was even more pronounced,
−10.8% (−4.2 mL/min/kg), only partly explained by a si-
multaneous increase in body weight. In sub‐group analyses,
we found that reductions were more pronounced in men, in
young age‐groups, in those with short education, and in rural
regions. The proportions with low cardiorespiratory fitness
(<32 mL) increased substantially over the study period, from
27% to 46% in the total study population, with greater, rela-
tive increases using lower cutoffs.
The present findings are similar to previous studies in
smaller population samples and young, male military con-
scripts. Craig et al reported a lower relative VO2max in
2007‐2009 compared to 1981 in Canadian children and
adults.10 Repeated population‐based cross‐sectional studies
in Swedish adults showed no change in absolute or relative
VO2max in women between 1990, 2001 and 2013.8,9 But a
decrease in relative VO2max in younger and middle‐aged men
between 1990 and 2001, and in the total male group between
1990 and 2013. The decrease in relative VO2max was mainly
due to an increase in body mass. In male Swedish military
conscripts, no change was seen in maximal working capac-
ity (absolute VO2max) assessed by cycle ergometer between
1986 and 1995, however, with mean increase in body mass of
1.9 kg over the study period.5 Moreover, relative VO2max was
lower in Norwegian 18‐year‐old men in 2002 compared to
1980,6 and distance achieved in a 12‐minutes running test de-
creased with almost 400 m between 1980 and 2015 in Finnish
male conscripts.7 The decline in performance in the two latter
cohorts was mainly explained by a simultaneous increase in
body mass. The discrepancy between previous studies and the
present study of change in absolute VO2max is highly inter-
esting and may partly be due to the different population stud-
ied. Though, from a public health point of view, the present
result is alarming and may have an even greater impact on the
health panorama, as a lower absolute aerobic work capacity
as well as a higher body mass both have an independent asso-
ciation with increased disease risk and reduced longevity.18,19
Albeit a shift in behavioral and environmental factors
potentially decreasing the levels of vigorous PA in the gen-
eral population, secular trend analyses of leisure‐time PA,
including sports participation, show increasing levels during
the past 30 years in the adult population in high‐income
countries.8,20,21 The proportion of Swedish adults reporting
high‐intensity exercise ≥two times/wk has increased, in all
age‐groups and in all levels of education, between the late
1980 s and 2006‐2007.22 This level of exertion should be suf-
ficient for at least maintaining level of VO2max in these sub-
jects. However, whether self‐reported higher levels of intense
activity reflect an actual increase in high‐intensity exercise
can be questioned. Although an increased participation rate
between 1993 and 2007 in the world’s largest cross‐country
race held annually in Sweden, increased run times were seen
in both top, mean, and bottom quartiles, as well as in the top
and bottom 5%, irrespectively of sex and age.23 However,
during the same time period, work‐related PA has de-
creased significantly, with a shift from occupations requiring
FIGURE 2
Change in standardized mean of absolute (L/min, left) and relative (mL/min/kg, right) VO2max from 1995 to 2017 in relation to
age‐group (A and B), length of education (C and D), and region (E and F)
EKBLOM‐BAK Et AL.
|
237
EKBLOM‐BAK Et AL.
moderate‐to‐vigorous PA to predominantly sedentary or
light PA occupations.20,21,24 As sufficient amount of physical
stress of the cardiorespiratory system is required to maintain
or increase VO2max, it could be hypothesized that the lower
work‐related levels of more intense PA may partly explain
the decrease of VO2max in the studied population of Swedish
employees and may be a target area for future interventions.
One sub‐group that exhibited no or low decrease in both
absolute and relative VO2max was middle‐aged and older
participants with long education, especially during the first
10 years of the 21st century. Looking at potential time trends
of participation in events requiring more strenuous physi-
cal activity, there was an explosion in numbers of marathon
finishers in Europe around the turn of the millennium, with
approximately 200 000 finishers in year 2000 to 600 000 in
2011.25 Running is an easy accessible form of exercise, how-
ever, also with a strong gradient in relation to educational
level; those with highest education engages to a greater extent
to endurance and strenuous exercise than those with lower
education.25 Trend data from Statistics Sweden also reveal
an accelerating proportion of the population that around
the turn of the millennium reports high‐intensity exercise at
least two times a week, with a more pronounced increase in
middle‐aged and older adults but similar across educational
levels.22 Although highly speculative, the increased interest
and participation rates in strenuous forms of activity in some
subgroups of the population may have had an impact on the
lower decline of VO2max in these sub‐populations. However,
the increased intra‐individual variance between the early and
the latter years of the study period in the same subgroups may
also indicate that a possible increase in participation in more
strenuous activity may be limited to a part of, rather than the
full, population of the sub‐group.
The mean decrease in VO2max of 4.2 mL/min/kg, with
even larger decreases in some subgroups, is highly clinically
relevant. A 1 MET (3.5 mL/min/kg) increase in VO2max
has been associated with 13% and 15% decreased risk of all‐
cause mortality and CVD events, respectively.26 Moreover, a
1 MET improvement in fitness between baseline and a second
examination was associated with a 7%, 22%, and 12% lower
risk of subsequent incidence of hypertension, metabolic syn-
drome, and hypercholesterolemia, respectively, after 6‐year
follow‐up in healthy adults.19
Moreover, the considerable increase in proportion of both
women and men with low fitness level is notable. Low fitness
level has previously been linked to a substantially higher risk
of all‐cause mortality after 8‐year follow‐up.27 The popula-
tion‐attributable risks assessed in the same study revealed that
9% and 15% of all deaths in men and women, respectively,
with low VO2max in the studied population might have been
prevented if they had become more fit. Halting the gradual
reduction in cardiorespiratory fitness is a clear public health
priority for a sustainable future and of high clinical relevance,
mainly by providing improved opportunities for regular phys-
ical activity. The greater decline in specific subgroups, with
increasing gaps between subgroups, is especially alarming
and may be primary targets for interventions to improve
health in this population. For example, the steeper decrease
in participants with short education is alarming. Lower ed-
ucational level or socioeconomic status compared to higher
has previously been associated with lower VO2max and/or
fulfillment of recommended levels of moderate‐to‐vigorous
PA.28,29 This is suggested as one important contributing fac-
tor to the social inequality in health between socioeconomic
groups, with low socioeconomic status associated with higher
burden of disease and shorter life expectancy.11
The main strength of the present study is the large sample
with yearly assessments of VO2max in the Swedish working
population over a 23‐year period, with the potential to per-
form highly clinically relevant analyses of variations across
subgroups. Previous elucidation of change in cardiorespira-
tory fitness over several decades in a large population‐based
sample is, to our knowledge, non‐existing. Standardization
of data in relation to the Swedish population with regard to
sex, age, and length of education enabled comparison over
the study period. A limitation was relatively lower number
of participants during the early years compared to the latter,
TABLE 2
Changes in cardiorespiratory fitness per year in the
total population and across subgroups
Absolute VO2max
(ml·min−1)
Relative VO2max
(ml·min−1·kg−1)
B (95% CI)
B (95% CI)
Total
−6.8 (−7.2 to −6.4)
−0.13 (−0.14 to −0.13)
Women
−2.4 (−3.0 to −1.9)a
−0.09 (−0.09 to −0.08)a
Men
−10.0 (−10.6 to −9.4)
−0.17 (−0.18 to −0.17)
Ageb
18–34 y
−14.2 (−15.1 to −13.3)
−0.24 (−0.25 to −0.22)
35–49 y
−5.4 (−6.0 to −4.8)
−0.12 (−0.13 to −0.11)
50–74 y
−0.4 (−1.1 to 0.3)
−0.06 (−0.07 to −0.05)
Length of education
≤9 y
−8.7 (−10.0 to −7.5)
−0.14 (−0.16 to −0.12)
10–12 y
−7.5 (−8.0 to −7.0)
−0.15 (−0.16 to −0.15)
≥12 y
−3.8 (−4.7 to −2.9)c
−0.08 (−0.09 to −0.07)c
Region (counties)
Urban
−5.8 (−6.5 to −5.1)d
−0.11 (−0.12 to −0.10)d
Rural
−7.5 (−8.4 to −6.6)
−0.16 (−0.17 to −0.14)
All other
−7.9 (−8.6 to −7.2)
−0.16 (−0.17 to −0.15)
Values are adjusted for sex, age, education level and weight (only relative
VO2max values).
aSignificantly different women vs. men.
bSignificantly different between all age‐groups.
cSignificantly different from ≤9 years and 10–12 years.
dSignificantly different from rural and all other counties.
EKBLOM‐BAK Et AL.
238 |
EKBLOM‐BAK Et AL.
inducing a lower power. Another limitation is the use of a
submaximal test to estimate VO2max. However, measuring
actual VO2max during maximal performance would not
have been feasible in this large non‐athletic population, to-
gether with HPA test leaders not experts in work physiology
nor with access to laboratory equipment. In addition, as-
sessment of VO2max by the Astrand protocol is reported to
yield a valid and reliable estimation of actual VO2max.8,16
Participants on medication that could affect heart rate re-
sponse during the submaximal test were not excluded in the
present study. In the total study population, 79% of the par-
ticipants reported no medication, 3% reported medication,
and 18% lacked data on medication use. The relative pro-
portion of participants reporting medication or with miss-
ing data (with the possibility that they were on medication)
increased over the years from 1995 to 2017. However, most
cardio‐protective treatments, including anti‐hypertensive
medication, have typically heart rate‐lowering effects, which
in turn would yield a higher estimated VO2max during the
submaximal cycle test. So, if anything, the decline in esti-
mated VO2max over the years could be somewhat underes-
timated. We had only data on county of residence and not
on municipality of residence. This might have yielded a too
rough classification of the population when analyzing po-
tential region differences.
5
|
PERSPECTIVE
The present study provides for the first time evidence of an over-
all deterioration in cardiorespiratory fitness in a large cohort of
men and women over the last three decades, which may have
had a negative impact on performance and health in this popula-
tion. Previous studies of secular trends in VO2max have been
limited to military conscripts or smaller samples of the general
population. The main driver for the decline was a deterioration
in cardiorespiratory aerobic capacity, and only partly by a si-
multaneous increase in body mass. The reduction was particu-
larly pronounced in men, in younger ages, in participants with
a low educational level, and in rural regions. Given the strong
associations between cardiorespiratory fitness and multiple mor-
bidities and mortality, preventing further decreases is a clear pub-
lic health priority, especially for vulnerable groups. Replication
of findings in other countries and populations are needed.
ACKNOWLEDGEMENTS
The authors gratefully acknowledge the HPI Health Profile
Coaches from all over Sweden. A special thanks to the mem-
bers of staff at HPI Health Profile Institute.
CONFLICT OF INTEREST
GA (responsible for research and method) and PW (CEO and
responsible for research and method) are employed at HPI
Health Profile Institute. JS reports personal fees from HPI
Health Profile Institute during the conduct of the study.
ORCID
Elin Ekblom‐Bak
http://orcid.org/0000-0002-3901-7833
Örjan Ekblom
http://orcid.org/0000-0001-6058-4982
Erik Hemmingsson
http://orcid.org/0000-0001-7335-3796
Björn Ekblom
http://orcid.org/0000-0002-4030-5437
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SUPPORTING INFORMATION
Additional supporting information may be found online in
the Supporting Information section at the end of the article.
How to cite this article: Ekblom‐Bak E, Ekblom Ö,
Andersson G, et al. Decline in cardiorespiratory fitness
in the Swedish working force between 1995 and 2017.
Scand J Med Sci Sports. 2019;29:232–239. https://doi.
org/10.1111/sms.13328
| Decline in cardiorespiratory fitness in the Swedish working force between 1995 and 2017. | 11-15-2018 | Ekblom-Bak, Elin,Ekblom, Örjan,Andersson, Gunnar,Wallin, Peter,Söderling, Jonas,Hemmingsson, Erik,Ekblom, Björn | eng |
PMC6103506 | RESEARCH ARTICLE
Oxygen uptake kinetics and speed-time
correlates of modified 3-minute all-out shuttle
running in soccer players
Mark Kramer1*, Rosa Du Randt1, Mark Watson2, Robert W. Pettitt3
1 Human Movement Science Department, Nelson Mandela University, Port Elizabeth, South Africa,
2 Psychology Department, Nelson Mandela University, Port Elizabeth, South Africa, 3 Rocky Mountain
University of Health Professions, Provo, Utah, United States of America
* [email protected]
Abstract
How parameters derived from oxygen uptake _VO2 kinetics relate to critical speed is not fully
understood, and how such parameters relate to more sport-specific performances, such as
shuttle running, has not been investigated. Therefore, the primary aims of the present stu-
dent were to examine the _VO2 kinetics during all-out linear and shuttle running and compare
physiological variables of all-out running to variables measured during a graded exercise
test (GXT). Fifteen male soccer players performed a graded exercise test (GXT) and the
_VO2 kinetics from a series of three different 3-min all-out tests (3MT’s) were evaluated.
_VO2max achieved during the GXT did not differ from maximal _VO2 achieved during the all-
out tests (F = 1.85, p = 0.13) (overall ICC = 0.65; typical error = 2.48 mlkg-1min-1; coefficient
of variation = 4.8%). A moderate, inverse correlation (r = -0.62, p = 0.02) was observed
between τ (14.7 ± 1.92 s) and CS (3.96 ± 0.52 ms-1) despite the narrow SD for τ. No differ-
ences (p > 0.05) were observed for any of the _VO2 kinetics between continuous and shuttle
running bouts. The linear running 3MT (r3MT) represents a viable surrogate to the GXT and
data beyond CS and D’ may be gleaned by using the bi-exponential speed-time model.
Introduction
Measurement of the oxygen uptake ( _VO2) responses to constant work exercise performed in
various intensity domains is well researched and understood [1–3], yet research where severe-
intensity exercise is performed using non-constant strategies (e.g. all-out running), has
received limited attention [4,5]. Successful performance in athletic activities is dependent on
the level of aerobic energy transfer, which in turn is governed by the magnitude and the time
course of pulmonary _VO2 and muscle O2 consumption [3]. Measurement of _VO2 kinetics can
therefore provide valuable insights pertaining to the ventilatory, cardiovascular and neuro-
muscular responses to a given exercise mode, duration and intensity [2,6,7].
The speed of the increase in the _VO2 response, represented by the primary phase time con-
stant τ and is reflective of muscle _VO2 kinetics [7], towards a steady state (or quasi steady-
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August 21, 2018
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OPEN ACCESS
Citation: Kramer M, Du Randt R, Watson M, Pettitt
RW (2018) Oxygen uptake kinetics and speed-time
correlates of modified 3-minute all-out shuttle
running in soccer players. PLoS ONE 13(8):
e0201389. https://doi.org/10.1371/journal.
pone.0201389
Editor: Alessandro Moura Zagatto, Sao Paulo State
University - UNESP, BRAZIL
Received: February 20, 2018
Accepted: June 13, 2018
Published: August 21, 2018
Copyright: © 2018 Kramer et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: To enhance the
reproducibility of the results we have gladly
deposited our data in an online repository (https://
doi.org/10.7910/DVN/3JVSOH).
Funding: The authors received no specific funding
for this work.
Competing interests: The authors have declared
that no competing interests exist.
Abbreviations: _VO2, rate of pulmonary oxygen
uptake; _VCO2, rate of pulmonary carbon dioxide
state) therefore implicates the relative contribution of oxidative and non-oxidative metabolic
processes to energy transfer [6]. Greater depletion of high energy phosphates (primarily phos-
phocreatine [PCr]) and the anaerobic catabolism of glycogen to lactate is experienced when
_VO2 kinetics are slower and/or the amplitude of the _VO2 kinetics are greater [2,6,7]. Faster
_VO2 kinetic responses (i.e. smaller τ) are therefore indicative of healthy and/or fit individuals,
whereas slower responses (i.e. larger τ) are more representative of unfit or unhealthy individu-
als [7]. The extent to which the associated _VO2 kinetic parameters of male soccer players relate
to critical speed is presently not well understood. Furthermore, how such parameters relate to
more sport specific performances, such as all-out shuttle running, has not been investigated.
Modern trends in field sports, such as soccer and rugby, have shown increases in playing
intensity (i.e. time and distance spent running at speeds exceeding 21 kmhr-1), necessitating a
requisite increase in the physical fitness parameters of players [8–10]. High intensity perfor-
mance is characterized by the ability to sustain a high percentage of maximum oxygen uptake
( _VO2max), with the gas exchange threshold (GET) often being associated with an athlete’s
maximum sustainable intensity rate [7,10–12]. However, although the GET is a good predictor
of exercise performance, it is not reflective of the athlete’s competition specific intensity [13].
Alternatively, critical power (for cycling) or critical speed (for running) has emerged as a more
viable substitute and has been found to be more consistent with high-intensity exercise [7].
Knowing and understanding specific speed thresholds and the physiological responses they
elicit therefore has important performance implications.
Exercise intensities performed at speeds below the lactate threshold (LT, or gas exchange
threshold [GET]) are defined as moderate, whereby a metabolic steady state is rapidly
achieved. Heavy intensity exercise is bounded by intensities above LT, but below critical power
(CP or the maximal lactate steady state [MLSS]), resulting in elevated but stable blood lactate
levels [2,7]. In fact, CP represents the highest _VO2 at which blood lactate and _VO2 can be stabi-
lized [2]. From a _VO2 kinetics perspective, the _VO2 in the heavy intensity domain exhibits a
‘slow component’ which represents an elevated _VO2 and results in a delayed steady state of
10–15 minutes or more depending on the relative power/speed within the heavy intensity
domain. Exercise in the severe domain is constrained to intensities above CP in which
_VO2max can be elicited [14]. Within the severe domain, the slow component causes _VO2 to
rise to maximum and blood lactate levels to rise exponentially until exercise is terminated
[2,10,14].
More specifically, CP has been found to be a robust parameter representative of a fatigue
threshold, placed approximately midway between GET and _VO2max, which demarcates the
heavy from the severe intensity domains [12]. The CP concept was first proposed by Monod
and Scherrer whereby maximal work rate and the time to exhaustion of a single muscle group
exhibited a hyperbolic relationship [15]. The curvature constant of the hyperbolic relationship
(termed W’; measured in kilojoules [kJ]) represents the maximum amount of work that can be
completed at intensities above CP. This same relationship has since been extended to whole
body exercise such as cycling [16,17], swimming [18,19], rowing [20,21], running [22,23] and
even field-based sports such as soccer and rugby [24–26].
What had initially held back the broader implementation of the CP concept was the
requirement of several exhaustive bouts over several days [12]. This limitation was overcome
in 2006 whereby it was evidenced that a 3-min all-out exercise test (3MT) for cycling was
found to accurately replicate the CP and W’ values obtained using the more cumbersome pro-
tocols [27]. When running is the preferred mode of exercise, the CP term is replaced with criti-
cal speed (CS; measured in ms-1 as opposed to watts), and W’ is replaced by D’ (measured in
meters, and is indicative of the maximum distance that can be covered at speeds above CS).
O2 kinetics and all-out running
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August 21, 2018
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expulsion; HRmax, maximum heart rate; BF,
breathing frequency; _VE, minute ventilation; CP,
critical power; RER, respiratory exchange ratio; CS,
critical speed; GET, gas exchange threshold;
Δ50%, midpoint between GET and _VO2max; D’,
curvature constant of the speed-time relationship
for high-intensity exercise (maximum distance
covered at speeds above CS); r3MT, 3-minute
maximal run test; TE, typical error; ICC, intra-rater
correlation coefficient; CV, coefficient of variation;
O2, oxygen; CO2, carbon dioxide.
The same 3MT protocol has since been successfully applied to running (here referred to as
r3MT to differentiate it from the cycling version) resulting in the successful derivation of CS
and D’ [22,23]. The conventional r3MT requires athletes to run all-out in a straight line (or
around a track), and has even been used to derive CS and D’ parameters for soccer and rugby
players. Sports involving shuttle running, that incorporate multiple changes of direction, may
limit the ecological validity of the r3MT, and motivates a modification of the 3MT protocol to
incorporate all-out shuttle running. To our knowledge there is presently no research whether
modifications of the r3MT protocol would modify the physiological loading of athletes as mea-
sured by the _VO2 uptake kinetics as well as other physiological measures such as heart rate
(HR), breathing frequency (BF), minute ventilation ( _V E), or the respiratory exchange ratio
(RER). No studies, to the knowledge of the present authors, have measured the _VO2 kinetics
during the r3MT or modified versions thereof.
Similarly, given the nature of the r3MT speed-time curve, a wealth of information may be
overlooked when only CS and D’ parameters are considered. Factors such as maximal speed
achieved, rate of speed decay towards CS, and time to maximal speed are simply not reported
in the literature. In part, this is due to a lack of mathematical modeling that accurately repre-
sents the instantaneous changes in speed during the r3MT. Such modeling may lead to greater
insights into physiological factors governing high intensity running performance.
Given that CS and D’ are mathematically derived parameters, the mathematical model
bears important consideration as variation in model selection will influence the parameter esti-
mates [28,29]. Although various mathematical models exist to derive both CP and W’ (or CS
and D’), none yet have attempted to model the r3MT. We introduce such a model in the pres-
ent study and compare the CS and D’ parameters derived to more traditional methods pro-
posed by Vanhatalo et al. [16] and Broxterman et al. [23].
The principal purpose of this study was therefore to characterize the _VO2 kinetics of linear
all-out running and contrast these to the _VO2 kinetics of all-out shuttle running of varying dis-
tances (i.e. 25-m and 50-m). We also distinguished the physiological parameters obtained
from all-out running to those obtained from a traditional laboratory-based GXT to determine
whether the physiological stresses imposed by the all-out tests were inherently different. Given
that the speed-time curve of linear all-out running has not been modeled before, but that such
modeling could provide important performance-related information that could be used for
intervention-based analyses, a secondary purpose of the study was therefore to determine
whether such a model could adequately characterize the speed-time curve. The model was
compared to traditional methods of analysis for deriving CS and D’, and extended to compare
the speed-time model parameters to those of the _VO2 kinetics.
Materials and methods
Ethics statement
The Research Ethics Committee for human test subjects of the Nelson Mandela University, in
accordance with the Code of Ethics of the World Medical Association (Declaration of Hel-
sinki), approved all procedures. All subjects provided written informed consent after having
the testing procedures explained both verbally and in written format.
Experimental overview
Subjects visited the testing facility on five separate occasions, with each visit separated by at
least 48 hours over a two-week period. The first visit was used to familiarize subjects with the
testing procedures prior to the start of experimentation. On the second visit subjects
O2 kinetics and all-out running
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August 21, 2018
3 / 15
performed the incremental running test on a motorized treadmill (Woodway, USA) to deter-
mine _VO2max and GET, as well as the heart rate (HR), minute ventilation ( _V E), respiratory
exchange ratio (RER), breathing frequency (BF) and running velocities associated with these
parameters. On the third visit, after a standardized warm-up, subjects completed the r3MT on
a 400m outdoor track with a portable spirometer (Metamax 3B, Cortex Biophysik, Leipzig,
Germany), global positioning system (GPS, Cortex, Germany) and Polar H7 heart rate moni-
tor (Polar Electro Oy, FI-90440, Kempele, Finland) to determine peak values along with data
for subsequent modeling of the _VO2 kinetics. The fourth and fifth visits utilized the same
assessment set-up as that of the 3MT described previously, but the tests were modified to
incorporate all-out shuttle-like turns over 25-m or 50-m distances respectively on a designated
portion of the outdoor track to maintain the same surface kinetics. The sequence of the all-out
testing was counterbalanced to avoid an order effect.
Subjects
A total of 15 male soccer players volunteered for the study. The subjects had the following
characteristics (mean ± SD): age = 23.1 ± 3.1 years, height = 1.73 ± 0.06 m, and weight =
68.9 ± 8.6 kg. Subjects were recruited from the Nelson Mandela University first team soccer
club, were apparently healthy, had a minimum of one-year competitive playing experience,
were not taking any medications and were uninjured at the time of testing.
Procedures
Graded exercise test with verification protocol.
The system was calibrated prior to each
test using ambient air, with an assumed concentration of 20.94% O2 and 0.03% CO2, as well as
a gas of known O2 and CO2 concentrations of 15% and 5% respectively as per manufacturer’s
instructions. The turbine flowmeter was calibrated using a 3-L syringe (Metamax 3B, Cortex
Biophysik). Prior to the GXT, subjects completed a five-minute warm-up at 6–8 kmhr-1 on a
motorized treadmill (Woodway, 4Front, USA), followed by a five-minute rest period during
which subjects were encouraged to complete dynamic stretches. The ramp test began at 8
kmhr-1 at an incline of 1o and increased by 1 kmhr-1 every minute until exhaustion was
reached. Inspired and expired gas volume and concentrations were continuously sampled
breath-by-breath using an automated open circuit spirometry device (Metamax 3B, Cortex
Biophysik). Heart rate was continuously monitored throughout the test using short range
telemetry (Polar H7 HR monitor, Polar, Finland). A rating of perceived exertion (RPE), using
the original Borg scale [30], was used to monitor when athlete’s felt close to exhaustion. Strong
verbal encouragement was given throughout the test to ensure maximal effort. Once exhaus-
tion was reached, subject’s straddled the treadmill belt, upon which speed was returned to 6
kmhr-1 to allow for an active recovery period lasting 3-minutes. To determine whether a ‘true’
_VO2max was attained, a verification bout was utilized [31–34]. At the end of the 3-minute
active recovery period, the treadmill speed was increased to 2-stages below the speed reached
at the final stage of the primary _VO2max test, that is, if the test was initially terminated at 15
kmhr-1 using a 1 kmhr-1min-1 protocol, then the validation bout would be initiated at 13
kmhr-1 to validate the _VO2max value. The end-stage _VO2 reached during the verification
bout would need to be within 3% of the original bout to be deemed a ‘true’ _VO2max [33,34].
Gas exchange data were reduced to 10-second averages for the estimation of the GET using
the following criteria: (1) the first disparate increase in _VCO2 in the _VCO2 vs. _VO2 plot using
the V-slope method [35,36]; (2) an increase in _V E= _VCO2 with no increase in _V E= _VO2; and (3)
the first increase in end-tidal O2 tension with no fall in end-tidal CO2 tension. _VO2max was
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determined using the highest _VO2 average over a 30-second period during the GXT, with vali-
dation of the ‘true’ _VO2max measured with the verification bout. Oxygen uptake, HR, _V E, BF
and speed at Δ50% were calculated from the initial GXT data as the midpoint between GET
and _VO2max data. The speed at GET (sGET), Δ50% (sΔ50%) and at _VO2max (s _VO2max)
were linearly interpolated at 1-minute preceding the sample [22]. The verification bout was
used to determine whether a ‘true’ _VO2max was reached. Only two subjects failed to be within
the 3% cut-off (3.9% and 4.1% respectively) and were subsequently asked to re-do the test
within a one-week period. On re-testing, both subjects managed to be within the requisite cut-
off and were subsequently retained for analysis.
Three-minute all-out running tests.
In the third session subjects completed the r3MT on
an outdoor 400 m tartan sprinting track with minimal wind conditions and a clear sky. After
10–15 minutes of active warm-ups and dynamic stretching, subjects were fitted with a portable
spirometer and global positioning sensor (GPS) sampling at 1 Hz (Metamax 3B, Cortex Bio-
physik) along with a chest strapped wireless HR monitor (H7, Polar, Finland). The GPS system
connects directly to the portable spirometer thereby allowing speed data collection that is con-
gruent with the breath-by-breath data. Subjects were instructed to run all-out with maximal
effort throughout the entirety of the test. Although verbal encouragement was provided
throughout the test, subjects were neither informed of the elapsed time nor time remaining to
discourage pacing. Subjects were instructed to stop once 3 minutes and 5 seconds had elapsed
to ensure full GPS coverage. The same procedures, sprinting track, equipment and principles
were applied to the modified 3MT’s (25-m and 50-m shuttle 3MT) during the fourth and fifth
sessions, each test being separated by at least 48 hours. The modified 3MT’s, unlike the con-
ventional r3MT, incorporated 180o turns over distances of 25-m or 50-m, and were therefore
deemed more “sport specific” for activities such as soccer, rugby, and hockey given that the
modified tests would require significant accelerations and decelerations for each shuttle. The
number of turns required would be inversely proportional to the distance of the shuttle, in
other words, 25-m shuttles would require more turns compared to 50m shuttles in the given
time. The modified all-out shuttle test has been validated by comparing CS and D’ against sev-
eral distance time-trials [37].
Assessment of oxygen uptake kinetics.
For each subject and each 3MT test, breath-by-
breath _VO2 data were linearly interpolated to give one value per second (averaging increment
of 1 s), which were then time aligned to the start of the test.
The oxygen uptake (O2) kinetics were modeled using a mono-exponential function [2,3,38]
expressed as:
_VO2ðtÞ ¼ _VO2ðBLÞ þ A1 ð1 where t is the time, S(t) is the speed at a given time, S0 is the y-asymptote (also defined as CS),
Ag is the growth amplitude of the exponential, Ad is the decay amplitude of the exponential, tc
is the time offset between exponential growth and decay, τg is the time constant of the expo-
nential growth term and τd is the time constant of the exponential decay term. Unconstrained
non-linear regression by least sum of squares (OriginPro 2017 [version 94E], OriginLab, USA)
was used to determine all the coefficients.
From the bi-exponential speed (S0) model, the CS is represented by the S0 term, peak speed
can be determined by summing the S0 and Ad terms, and D’ can be determined by integration
of the model at speeds above CS (see Fig 1).
Critical speed values were obtained as the average speed of the final 30-seconds for each all-
out test [22,37]. Speeds for all tests were sampled at 1Hz, allowing for comparable fidelity of
Fig 1. Bi-exponential speed-time (S0) model and parameters of the r3MT for a representative subject.
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speed-time data for the 25m 3MT and 50m 3MT to that of Saari, et al. [37]. It is important to
note however, that greater precision of shuttle speed data should be obtained, and that the val-
ues presented should interpreted with some mindfulness.
Statistical analyses
The Statistica (version 10.1) software package was used for statistical data analysis. Data are
presented as mean ± SD unless otherwise stated. All data were assessed for normality using the
Shapiro-Wilk test, and all data were found to conform to normality. A one-way analysis of var-
iance (ANOVA) with repeated measures was used to compare maximum _VO2 values, _V E;
HRmax RER, and BF, for each test (GXT, verification bout, r3MT, 25m 3MT and 50m 3MT),
followed by a post-hoc Scheffe´ test for instances where the null-hypotheses were rejected. The
parameter estimates for the _VO2 kinetics (A, δ, and τ) for all three 3MT’s were analysed using
a one-way ANOVA, followed by post-hoc Scheffe´ testing for significant differences. Simple lin-
ear regression was used to compare parameter estimates of the _VO2 kinetics and bi-exponen-
tial speed-time models. Relative consistency between tests was assessed using the intraclass
correlation coefficient (ICC α), whereas absolute consistency was evaluated using coefficient
of variation (CV%) and typical error (TE) [39]. The fit of the S0-model to the raw data was
evaluated using the coefficient of determination (r2) and the standard error of the estimate
(SEE). Statistical significance was accepted at a level of p < 0.05.
Results
Graded exercise test
Consistent peak _VO2 values (i.e. within 3%) in the incremental and verification bouts would
provide support that a ‘true’ _VO2max was reached. Relative _VO2max values (mlkg-1min-1)
between the GXT and the verification bout did not differ significantly (t = 1.73, p = 0.11), and
were internally consistent (CV% = 1.7, TE = 0.88 mlkg-1min-1), thereby indicating the
achievement of a true _VO2max. A summary of the physiological parameters obtained from the
GXT are presented in Table 1.
Comparison in terms of graded and all-out running tests
Table 1 displays the physiological data from the GXT and all-out running performances. No
significant differences were found between absolute or relative _VO2max; _V E, or BF for all
physiological tests. Peak values for HR in the all-out tests were lower than the GXT. The RER
values were higher during the all-out tests compared to the GXT. From Table 1 above it is evi-
dent that CS derived from the r3MT was not significantly different from speed at Δ50%
(t = 0.90, p = 0.39) and there was strong internal consistency observed between the two metrics
(CV% = 6.8, TE = 0.27 ms-1).
The parameter estimates for the _VO2 uptake kinetics for each of the all-out tests are pre-
sented in Table 2 (see also Fig 2). No significant differences for any of the parameter estimates
could be detected, implying a potentially similar physiological response for each of the all-out
tests, at least from a muscle-metabolic and cardiopulmonary perspective. The averaged maxi-
mal oxygen uptake obtained for the all-out shuttle tests are presented in Fig 2A together with
the 95% confidence interval (CI) for the GXT. An example of the modeled _VO2 uptake kinetics
for the 25m 3MT is presented in panel B of Fig 2 (R2 = 0.97, representing the average goodness
of fit for all subjects).
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The r3MT speed-time (S0) model
In alignment with the methods described by Vanhatalo et al. [16] and Broxterman et al. [23]
for deriving CS from an all-out test (i.e. the average speed of the final 30-seconds of the all-out
test), the S0 parameter in the present study was compared to the average speed in the final
30-seconds of the r3MT and evaluated for absolute and relative consistency. With a TE of 0.09
ms-1, CV of 2.3%, and ICC α of 0.97, the S0 parameter derived from the S0-model is indeed
reflective of CS determined via the methods proposed by Vanhatalo et al. [16] and Broxterman
et al. [23]. The same was true for the D’ parameter, which is defined as the area under the
curve, but above CS during an all-out test. The D’ parameter would traditionally be
Table 1. Peak values of the GXT and all-out tests.
GXT
Verification
GET
Δ50%
r3MT
25m 3MT
50m 3MT
ANOVA Statistics
(F, p)
_VO2 (Lmin-1)
3.45 ± 0.29
3.42 ± 0.25
2.65 ± 0.27
3.05 ± 0.26
3.56 ± 0.35
3.71 ± 0.38
3.69 ± 0.33
F = 2.545,
p = 0.065
_VO2max
(mlkg-1min-1)
50.46 ± 3.95
49.91 ± 4.05
38.67 ± 3.89
44.57 ± 3.66
51.96 ± 4.56
53.59 ± 4.80
53.03 ± 5.17
F = 1.847,
p = 0.130
_V E (Lmin-1)
126.61 ± 16.92
127.19 ± 18.19
73.63 ± 15.88
100.12 ± 15.22
132.81 ± 15.03
138.34 ± 16.69
137.65 ± 16.90
F = 1.646,
p = 0.173
BF (breathsmin-1)
57.87 ± 15.63
59.80 ± 13.43
44.07 ± 15.93
50.97 ± 15.44
60.93 ± 10.72
61.27 ± 8.97
60.60 ± 10.13
F = 0.192,
p = 0.942
HRmax
(beatsmin-1)
189 ± 4
189 ± 5
165 ± 8
177 ± 5
183 ± 6c,d
179 ± 5a,b
182 ± 4a,b
F = 10.260,
p < 0.001
RER
1.12 ± 0.05
1.02 ± 0.04
0.94 ± 0.03
1.03 ± 0.03
1.25 ± 0.12a,c,d
1.30 ± 0.08a,b
1.30 ± 0.07a,b
F = 39.255,
p < 0.001
End-stage speed
(ms-1)
4.66 ± 0.36
4.10 ± 0.36
3.14 ± 0.32
3.90 ± 0.31a
3.96 ± 0.52a
3.10 ± 0.36
a,b,d
3.66 ± 0.45a
F = 29.928,
p < 0.001
Values are mean ± SD. GXT (graded exercise test); GET (gas exchange threshold); 3MT (3-minute all-out run test); 25-m 3MT (3-minute all-out shuttle run test over
25-m distances); 50-m 3MT (3-minute all-out shuttle run test over 50-m distances); _V_O2max (maximal rate of pulmonary oxygen uptake); _V_
E (minute ventilation); BF
(breathing frequency); HR (heart rate); RER (respiratory exchange ratio).
a significantly different from GXT
b significantly different from r3MT
c significantly different from 25m 3MT
d significantly different from 50m 3MT
p < 0.05
p < 0.01
p < 0.001.
Note: verification data was not included in the all-out comparison as this data was used merely to verify the GXT data.
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Table 2. Parameter estimates for the _VO2 response for the all-out tests.
r3MT
25m 3MT
50m 3MT
ANOVA Statistics (F, df, p)
_VO2ðBLÞ (mlkg-1min-1)
14.30 ± 5.92
16.34 ± 4.77
12.57 ± 5.63
F = 1.792, p = 0.179
A (mlkg-1min-1)
37.39 ± 7.59
34.69 ± 7.01
38.15 ± 8.55
F = 0.827, p = 0.444
Asymptote (mlkg-1min-1)
51.69 ± 4.68
51.03 ± 4.70
50.72 ± 5.19
F = 0.154, p = 0.858
τ (s)
14.67 ± 1.92
17.42 ± 4.75
14.92 ± 3.38
F = 2.765, p = 0.075
δ (s)
0.54 ± 0.31
0.56 ± 0.32
0.47 ± 0.17
F = 0.439, p = 0.647
Values are mean ± SD. _VO2ðBLÞ (baseline _VO2); τ time constant of the exponential function; δ is the time delay of the exponential function.
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determined from the raw speed-time data in the absence of a mathematical model, and may
therefore capture ‘noise’ inherent in raw data [16, 23]. As such, a comparison of both methods
(i.e. the S0-model compared to raw data), yielded a TE of 12.31 m, CV of 7.2% and an ICC α of
0.93, again indicating strong agreement and consistency. The fit of the modeled speed data to
the raw speed data showed a very strong fit (r2 = 0.91 and SEE = 0.40 ms-1). This would imply,
at the very least, that the S0-model is justifiably comparable to the ‘traditional’ methods, and
may supersede these methods due to additional information gleaned from the model.
The S0-model provides a total of 6 parameters (Table 3). The CS is evidenced by the S0
term, whereas the time at which peak speed (Smax) is attained is reflected by the tc term. The
magnitude of the decay amplitude, which indicates the decline in speed from peak speed to
CS, is indicated by the Ad parameter, and the decay time constant, reflected by τ, represents
the amount of time necessary to achieve 63% of Ad. Finally, an approximation of the peak
speed attained is reflected by the Smax parameter, which consists of a summation of the S0 and
Ad terms (see Fig 1).
Fig 2. Oxygen uptake for all 3 all-out tests. Panel A: dotted grey lines represent 95% CI of _VO2max derived from the lab-based GXT; Panel B: indicates the
summarized parameter estimates of the mono-exponential equation derived for the 25m 3MT for the squad of athletes.
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Table 3. Parameter estimates for the r3MT S0-model.
Parameters
r3MT
S0 (ms-1)
3.96 ± 0.52
tc (s)
7.67 ± 2.54
Ag (ms-1)
19.13 ± 7.76
τg (s)
12.01 ± 8.83
Ad (ms-1)
5.28 ± 0.78
τd (s)
36.95 ± 12.66
Smax (ms-1)
9.24 ± 0.70
Values are mean ± SD. S0 (critical speed); tc (time delay); Ag (growth amplitude); τg (growth time constant); Ad (decay
amplitude); τd (decay time constant); Smax = (S0 +Ad) (peak speed).
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The link between the _VO2 uptake kinetics and the S0-model is presented in Fig 3A. We
investigated a potential link between τ derived from the _VO2 uptake kinetics the CS derived
from the r3MT S0 model. The regression analysis (Fig 3B) yielded a moderate, inverse correla-
tion (Fig 3B).
Discussion
A surprising finding of the current study was the lack of a significant difference in _VO2 kinet-
ics of all three all-out tests. Whether athletes performed a continuous straight-line sprint with-
out directional changes (r3MT), or whether athletes sprinted all-out with 180o turns every
25-m or 50-m respectively, there were no appreciable differences in _VO2max; _V E, BF, or in
parameter estimates of the _VO2 kinetic responses such as _VO2ðBLÞ, A, asymptote, τ or δ
(Tables 1 and 2). Given that _VO2 kinetics are reflective of muscle metabolic processes [2,3],
this would imply that the physiological, and perhaps neuromuscular, loading of linear and
shuttle all-out running are similar. This is an important finding in that, for shuttle running,
each change of direction requires substantial braking forces followed by propulsive forces,
thereby challenging the force and endurance capacities of the leg musculature [40]. Repeated
directional changes would therefore increase the aerobic demand of the legs, with a concomi-
tantly greater level of muscle deoxygenation and fatigue development [40,41]. Conversely,
speeds during shuttle running are typically lower compared to straight line running (due to
the directional changes), which in turn would lower muscle deoxygenation and fatigue devel-
opment [40]. The present study therefore lends credence to the latter body of evidence in that
_VO2 kinetics were not significantly different (eluding to the muscle metabolic processes), and
HRmax being lower during shuttle running compared to linear running.
Also noteworthy, the _VO2max values achieved in the laboratory were consistently repro-
duced in all three field-based tests. Attainment of _VO2max during the r3MT is consistent with
existing literature [7,12], although much of this has focused almost exclusively on the cycling
3MT. A novel finding therefore lies in the attainment of _VO2max even during the all-out
Fig 3. O2 kinetics and regression analysis. (Panel A) O2 kinetics and speed-time relationship of the r3MT; (Panel B) regression analysis of the O2 kinetics time constant.
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shuttle tests, perhaps hinting at the robustness of the 3MT methodology in taxing the requisite
bioenergetic pathways.
Within the all-out bouts, _VO2max was achieved within 90-seconds, specifically ~74 s for
the r3MT, ~87 s for the 25m 3MT, and ~75 s for the 50m 3MT, and stayed near constant for
the remainder of the tests despite exponential decay in speed that would asymptote in the
attainment of CS and a commensurate depletion of D’. These findings are congruent with
research by Vanhatalo et al. [42], whereby _VO2max was reached within ~72 s during a 3-min
all-out cycling test. The attainment, and maintenance, of _VO2max despite a commensurate
exponential decrease in running speed is indicative, in part, of a progressive loss of muscle effi-
ciency [42]. This progressive loss has been attributed to a higher phosphate cost of force gener-
ation (i.e. mechanistic basis of fatigue) rather than a greater O2 cost of oxidative of ATP
production (i.e. energy supply basis of fatigue] [42].
The rapid attainment of _VO2max during all three 3MT’s can be explained by the fact that
speeds above CS lead to substantial decreases in arterial pH, as evidenced by the high RER
achieved for all 3MT’s, evoking a dramatic increase in _V E primarily due to increases in BF,
hence increasing the O2 cost of breathing [3,4,7]. The lack of significant differences in _VO2
uptake kinetics or physiological correlates, such as _VO2max; _V E and BF, between the three
all-out tests warrants further investigation (i.e. perhaps investigating the energetics associated
with all-out running and/or a muscle-blood profile). From a neurological perspective differ-
ences between straight-line running and shuttle running exist [41–44]. All-out sprint exercise
requires maximal recruitment of available motor-units thereby requiring increased mitochon-
drial respiration; hence the increased _VO2 uptake towards maximum within 90-seconds of all-
out effort [4]. Changes in muscle phosphocreatine (PCr) concentrations, which serve as an
indicator of muscle metabolic perturbations, decrease exponentially during the first 30-sec-
onds of all-out activity, after which the rate of utilization tends to asymptote towards a pseudo
‘steady-state’ [3,4]. The muscle metabolic perturbations therefore reach very high levels during
such activities, which may in part explain the fatigue experienced during all-out running.
Although this may serve as a viable explanation for the exponential speed decrements, other
evidence is suggestive of a mechanistic fatigue basis, rather than an energy supply limitation
[42].
The CS derived from the S0-model was comparable to the laboratory-based sΔ50%, a find-
ing consistent with previous investigations using all-out cycling [16] and running [22]. When
coupled with the field-based _VO2max data, the implications of the present analyses are that
the physiological parameters derived from the r3MT were similar to those obtained from the
laboratory-based GXT, meaning that the r3MT may serve as a potential surrogate for the GXT
as a measure of aerobic fitness for athletic population groups using portable spirometry.
A potential link between the parameter estimates derived from the _VO2-kinetics and the
S0-model was also established, with a moderate, inverse relationship between τ and the CS
attained during the r3MT (Fig 3). Such a result indicates that individuals with lower time con-
stants had higher overall CS values; in other words, those who exhibited a faster time to
_VO2max could sustain a higher overall CS. The τ is representative of muscle-metabolic pro-
cesses, whereby intensity-dependent _VO2 closely mirrors the intramuscular [PCr] kinetics in
an inverse relationship (i.e. dramatic decreases in [PCr] and other metabolites drive the respi-
ratory response), with the magnitude of the response being dependent on the proximity of the
intensity to CS [3,45,46]. The CS parameter attained at the end of an all-out test is reliant on
primarily peripheral fatigue related factors such as reduced [PCr], elevated [Pi] and reduced
pH [12,46]. It is important to note however, that at intensities above CS, additional factors
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may contribute to fatigue (e.g. central fatigue [impaired muscle activation, efficiency]), which
could explain some of the exponential speed decay, and may account for some of the unex-
plained variance between the τ and CS parameter comparisons (i.e., the τ parameter from the
S0-model may be measuring a unique physiological characteristic) [42]. Future investigators
may wish to evaluate experimental interventions (e.g., manipulation of inspired O2, adapta-
tions to training) on the τ parameter from the S0-model.
The present study presents the first link between a parameter estimate derived from _VO2
kinetics and that derived from the S0-model, tentatively hinting at the utility of the model to
provide potentially useful insights to the underlying mechanics of the r3MT (Fig 3B). Future
research should therefore focus on probing differences in CS and D’ between the three differ-
ent versions of the r3MT, as would investigations pertaining to the energetics of turning. In
other words, do turning and turning frequencies tend to tax the body to a greater extent com-
pared to straight-line running? It is hypothesized at this stage that the peak speeds attained for
each of the three tests would be distinctive, and that the number of turns would be vastly dif-
ferent especially for the 25m 3MT compared to the 50m 3MT [47]. It is inferred therefore that
differences in speed and turn quantity may be inversely proportional which may explain the
overall similar physiological loads between tests obtained in the present study. It is acknowl-
edged that all-out running, which is non-constant, may limit the utility of spirometry to detect
the underlying physiological loads imposed on the human body. Investigating the kinetic ener-
getics of turning may therefore provide insights that differentiate all-out shuttle turning from
linear all-out running, whereas at this stage, no discernible differences between the various all-
out modalities were apparent.
Conclusions
The practical findings for the study were four-fold. Firstly, all three 3MT’s yielded _VO2max
values similar to laboratory-based assessments implying that the r3MT’s may provide a suit-
able estimate of _VO2 uptake within a three-minute time frame, as well as providing additional
parameters such as CS and D’. Secondly, no significant differences in _VO2 kinetics could be
detected using present methods implying that 25-m or 50-m all-out shuttles could provide a
useful alternative for determining _VO2 uptake kinetics within the severe-intensity domain.
Thirdly, the introduction of a bi-exponential S0-model may provide useful insights into under-
lying mechanics of the r3MT. The model may be useful in comparing the different r3MT’s
based on the notion that accurate measurements of speed can be made for the all-out shuttle
versions of the r3MT. Finally, the _VO2 time constant, or τ, is inversely related to CS, implying
that underlying fatigue mechanisms may be similar; but, further inquiry into the all-out meth-
odology is recommended.
Author Contributions
Conceptualization: Mark Kramer, Robert W. Pettitt.
Data curation: Mark Kramer.
Formal analysis: Mark Kramer, Robert W. Pettitt.
Investigation: Mark Kramer.
Methodology: Mark Kramer, Rosa Du Randt, Mark Watson, Robert W. Pettitt.
Supervision: Robert W. Pettitt.
Visualization: Mark Kramer.
O2 kinetics and all-out running
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Writing – original draft: Mark Kramer, Rosa Du Randt, Mark Watson, Robert W. Pettitt.
Writing – review & editing: Rosa Du Randt, Mark Watson.
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| Oxygen uptake kinetics and speed-time correlates of modified 3-minute all-out shuttle running in soccer players. | 08-21-2018 | Kramer, Mark,Du Randt, Rosa,Watson, Mark,Pettitt, Robert W | eng |
PMC6912807 | Journal of
Clinical Medicine
Review
Pilates Method Improves Cardiorespiratory Fitness:
A Systematic Review and Meta-Analysis
Rubén Fernández-Rodríguez 1,2
, Celia Álvarez-Bueno 2,3,*, Asunción Ferri-Morales 4
,
Ana I. Torres-Costoso 4
, Iván Cavero-Redondo 2 and Vicente Martínez-Vizcaíno 2,5
1
Movi-Fitness S.L, Universidad de Castilla La-Mancha, 16002 Cuenca, Spain; [email protected]
2
Health and Social Care Center, Universidad de Castilla La-Mancha, 16002 Cuenca, Spain;
[email protected] (I.C.-R.); [email protected] (V.M.-V.)
3
Universidad Politécnica y Artística del Paraguay, Asunción 001518, Paraguay
4
Faculty of Physiotherapy and Nursing, Universidad de Castilla-La Mancha, 45071 Toledo, Spain;
[email protected] (A.F.-M.); [email protected] (A.I.T.-C.)
5
Facultad de Ciencias de la Salud, Universidad Autónoma de Chile, Talca 3460000, Chile
*
Correspondence: [email protected]
Received: 1 September 2019; Accepted: 21 October 2019; Published: 23 October 2019
Abstract: Cardiorespiratory fitness has been postulated as an independent predictor of several chronic
diseases. We aimed to estimate the effect of Pilates on improving cardiorespiratory fitness and to
explore whether this effect could be modified by a participant’s health condition or by baseline VO2
max levels. We searched databases from inception to September 2019. Data were pooled using
a random effects model. The Cochrane risk of bias (RoB 2.0) tool and the Quality Assessment Tool for
Quantitative Studies were performed. The primary outcome was cardiorespiratory fitness measured
by VO2 max. The search identified 527 potential studies of which 10 studies were included in the
systematic review and 9 in the meta-analysis. The meta-analysis showed that Pilates increased VO2
max, with an effect size (ES) = 0.57 (95% CI: 0.15–1; I2 = 63.5%, p = 0.018) for the Pilates group vs. the
control and ES = 0.51 (95% CI: 0.26–0.76; I2 = 67%, p = 0.002) for Pilates pre-post effect. The estimates
of the pooled ES were similar in both sensitivity and subgroup analyses; however, random-effects
meta-regressions based on baseline VO2 max were significant. Pilates improves cardiorespiratory
fitness regardless of the population’s health status. Therefore, it may be an efficacious alternative for
both the healthy population and patients suffering from specific disorders to achieve evidenced-based
results from cardiorespiratory and neuromotor exercises.
Keywords: aerobic capacity; cardiac rehabilitation; mind–body; Pilates; cardiorespiratory fitness;
VO2 max; adults; prescription of exercise; systematic review; meta-analysis
1. Introduction
Strong evidence supports that higher levels of cardiorespiratory fitness (CRF) are associated with
a lower risk of cardiovascular morbidity and mortality as well as all-cause mortality [1–3]. In addition,
CRF decreases the risk of developing some specific diseases [4], such as chronic obstructive pulmonary
disease (COPD) and lung or colorectal cancer [5,6], most of which are associated with a large burden
of disease [7]. Furthermore, several studies have shown that higher levels of CRF may attenuate
the negative association between CV risk factors and sedentary behaviours independent of physical
activity [8–11]. Thus, CRF emerges as an independent predictor for several chronic diseases [12] and
as a remarkable overall health status measure in different populations [12].
To improve CRF, current evidence suggests that physical exercise must reach a minimum
intensity [13,14] of at least 45% oxygen uptake reserve in the general population and 70%–80% in
J. Clin. Med. 2019, 8, 1761; doi:10.3390/jcm8111761
www.mdpi.com/journal/jcm
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athletes [15]. Greater improvements in maximal oxygen uptake (VO2 max) are obtained with vigorous
physical exercises when compared with moderate intensity exercises [3]. Moreover, it has been
suggested that some types of physical exercises that are not traditionally considered as cardiorespiratory
exercises [16,17], such as Pilates, could increase CRF.
Pilates has become popular in recent years as a holistic exercise [16] focused on respiration, body
control and accuracy of movements. Current evidence suggests positive effects of Pilates on respiratory
muscle strength, balance, quality of life and overall physical performance [18–24]. These benefits
are observed not only in the healthy population but also in those with specific disorders, such as
chronic low back pain [16], multiple sclerosis [25], breast cancer [26] and Parkinson’s disease [27].
The neuromuscular stimulation achieved during Pilates [28] may be of sufficient intensity to improve
CRF, providing benefits in VO2 max for individuals with different health conditions [29–33]. Thus,
it seems that Pilates exercises include a mind–body component [34] that could have a beneficial impact
in different populations.
However, evidence for the comparative benefits of Pilates vs. other physical exercises in terms
of VO2 max remains inconclusive [22,35], and there are no studies that have evaluated oxygen
consumption during Pilates sessions. Therefore, it is difficult to assess whether Pilates exercises reach
the minimum intensity needed to improve CRF. We conducted this systematic review and meta-analysis
to determine the effectiveness of Pilates on CRF as measured through VO2 max. Moreover, we explored
whether the effect of Pilates on CRF could be modified by the participant’s health condition or baseline
VO2 max level.
2. Materials and Methods
2.1. Search Strategy and Study Selection
The present review and meta-analysis were reported according to the Preferred Reporting Items
for Systematic Reviews and Meta-Analyses (PRISMA) [36] and follow the recommendations of the
Cochrane Handbook for Systematic Reviews of Interventions [37]. This study was registered through
PROSPERO with registration number CRD42019124054.
We conducted a systematic literature search in the following databases: MEDLINE (via PubMed),
Cochrane Central Register of Controlled Trials (CENTRAL), EMBASE (via Scopus), Web of Science
and the Physiotherapy Evidence Database (PEDro), from each database’s inception until September
2019 for studies aimed at determining the effectiveness of the Pilates method on CRF as measured
through VO2 max. The search algorithm was conducted using PICO’s strategy (type of studies,
participants, interventions, comparators and outcome assessment) and combined Medical Subject
Headings, free-terms and matching synonyms of the following related words: (1) population: adults,
“middle aged”, “young adult”; (2) intervention: Pilates, mind–body, “exercise movement techniques”;
(3) outcome: “cardiorespiratory fitness”, “aerobic fitness”, “aerobic capacity”, “heart rate”; and (4)
comparator: control conditions or another physical exercise. In addition, we searched the citations
included in the identified publications deemed eligible for our study. The complete search strategy for
MEDLINE is presented in Table 1.
Table 1. Strategy for MEDLINE.
Population
Intervention
Outcome
Adults
Pilates
“Cardiorespiratory fitness”
OR
OR
OR
Middle aged
Mind-body
“Aerobic fitness”
OR
OR
OR
Young adult
Exercise Movement Techniques (Mesh)
“Aerobic capacity”
OR
“Heart rate”
OR
Cardiorespiratory fitness (Mesh)
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2.2. Eligibility Criteria
Two initial reviewers (RFR and CAB) independently examined the titles and abstracts of retrieved
articles to identify suitable studies. Those studies in which the title and abstract were related to the
aim of the present review were included for full text request. We included studies that (1) were
conducted as randomised controlled trials (RCTs), non-randomised controlled trials (non-RCTs) or
pre-post studies; (2) included a mean participant age ≥18 years; (3) involved participants in any health
condition; and (4) were based on at least one exercise intervention described as “Pilates” (mat, machine
or both). Studies were excluded if (1) outcome measurements were not reported as VO2 max values, or
(2) they were not written in English, Spanish or Portuguese. A third reviewer (VMV) resolved cases of
initial reviewer disagreement.
Ethical Aspects
The present systematic review and meta-analysis were performed by collecting and analysing
data from previous studies in which informed consent had been obtained by the respective original
investigators. Therefore, this study was exempt from ethics approval.
2.3. Data Extraction and Quality Assessment
Two authors (RFR and CAB) independently extracted the following information from the included
studies: First author’s name and year of publication; study design; characteristics of the participants
included; mean age; sample size and percentage of female subjects; weekly frequency, period and
modality of Pilates intervention; supervision of the intervention by a certified instructor; use of
a detailed exercise protocol; the reported measurement of VO2 max; the device used to measure VO2
max; and main results. A third reviewer (VMV) resolved cases of author disagreement.
The risk of bias of RCTs was assessed using the Cochrane risk-of-bias tool for randomised trials
(RoB 2.0) [38], in which five domains were evaluated: Randomization process, deviations from intended
interventions, missing outcome data, measurement of the outcome, and selection of the reported result.
Each domain was assessed for risk of bias. Studies were graded as (1) “low risk of bias” when a low
risk of bias was determined for all domains; (2) “some concerns” if at least one domain was assessed as
raising some concerns, but not to be at high risk of bias for any single domain; or (3) “high risk of bias”
when high risk of bias was reached for at least one domain or the study judgement included some
concerns in multiple domains [38].
For pre-post studies and non-RCTs we used the Quality Assessment Tool for Quantitative
Studies [39], in which seven domains were evaluated: Selection bias, study design, confounders,
blinding, data collection methods, withdrawals and dropouts. Each domain was considered strong,
moderate or weak. Studies were classified as “low risk of bias” if they presented no weak ratings;
“moderate risk of bias” when there was at least one weak rating; or “high risk of bias” if there were
two or more weak ratings [39].
Risk of bias was independently assessed by two reviewers (RFR and CAB). A third reviewer
(VMV) was consulted in case of disagreement.
2.4. Data Analysis
Primary data extracted from each study included mean VO2 max, standard deviation of pre-post
intervention and sample size. Effect sizes (ES) and related 95% confidence intervals (CIs) were calculated
for each study [40]. The Dersimonian and Laird random effects method [41] was used to compute
pooled ES estimates and respective 95% CIs. We estimated the pooled ES for the effect of Pilates vs. the
control group (CG). The heterogeneity of results across studies was evaluated using the I2 statistic, with
I2 values of 0%–30% considered “not important” heterogeneity; >30%–50% representing moderate
heterogeneity; >50%–80% representing substantial heterogeneity, and >80%–100% representing
considerable heterogeneity. The corresponding p-values and 95%CI for I2 were also considered [42].
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Finally, we conducted two additional analyses: (i) the pre-post ES of Pilates on the intervention group
(Appendix A), and (ii) the mean difference of Pilates vs. CG (Appendix B).
For all the analyses, when studies reported data on two intervention groups of Pilates, the effects
of both groups were pooled in order to calculate the average effect size. Finally, when studies
reported more than one intervention, we only considered the Pilates intervention for conducting
this meta-analysis.
A sensitivity analysis was conducted by removing each included study to assess the robustness
of the summary estimates. Further, subgroup analysis based on participants’ health status and
random-effects meta-regression by baseline VO2 max values were conducted to determine their
potential effect on the pooled ES estimates. Finally, publication bias was evaluated through visual
inspection of funnel plots and Egger’s regression asymmetry test for the assessment of small-study
effects [43]. Statistical analyses were performed using StataSE software, version 15 (StataCorp, College
Station, TX, USA).
3. Results
3.1. Systematic Review
3.1.1. Study Selection
The search strategy identified 527 potential studies for inclusion. Of these, 10 studies were
included in the systematic review. Only nine studies were included in the meta-analysis because one
study [44] did not provide the required data to calculate ES (Figure 1).
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For all the analyses, when studies reported data on two intervention groups of Pilates, the effects
of both groups were pooled in order to calculate the average effect size. Finally, when studies
reported more than one intervention, we only considered the Pilates intervention for conducting this
meta-analysis.
A sensitivity analysis was conducted by removing each included study to assess the robustness
of the summary estimates. Further, subgroup analysis based on participants’ health status and
random-effects meta-regression by baseline VO2 max values were conducted to determine their
potential effect on the pooled ES estimates. Finally, publication bias was evaluated through visual
inspection of funnel plots and Egger’s regression asymmetry test for the assessment of small-study
effects [43]. Statistical analyses were performed using StataSE software, version 15 (StataCorp,
College Station, TX, USA).
3. Results
3.1. Systematic Review
3.1.1. Study Selection
The search strategy identified 527 potential studies for inclusion. Of these, 10 studies were
included in the systematic review. Only nine studies were included in the meta-analysis because one
study [44] did not provide the required data to calculate ES (Figure 1).
Figure 1. Flow of the included studies.
Figure 1. Flow of the included studies.
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3.1.2. Study and Intervention Characteristics
Study and intervention characteristics are summarised in Table 2. Of the 10 included studies,
five were RCTs [22,29,33,35,45], two were non-RCTs [31,44] and three were pre-post studies [30,32,46].
All the studies were conducted between 2008 and 2019 and included a total of 332 participants,
of which 223 were in Pilates groups (67%) and 109 in control groups (33%).
The age of the
participants ranged between 18 and 66 years; four studies were conducted in women only [22,31,32,46].
Furthermore, seven studies were conducted in a healthy population, including people described
in the primary studies as people without health disorders or specific pathologies [22,31] (four in
sedentary individuals [30,32,44,46] and one in trained runners [33]) and three studies were conducted
in populations with specific health disorders, including those described in the primary studies as
suffering some diseases or specific health disorders such as heart failure [35], chronic stroke [29] and
overweight/obesity [45].
In control groups, participants were encouraged to continue with their routine physical activity
or to obtain conventional treatment. Among control groups, two studies did not allow structured
physical exercise [22,45]; one did not describe the control group activity [31]; and one performed the
running conventional program [33] and two studies the conventional rehabilitation programs [29,35].
Concerning the characteristics of the Pilates interventions, the majority of studies consisted of
two or three 40–60 min sessions, three times per week, over 8–16 weeks. The mean attendance at the
Pilates sessions was 88.2% (80%–100%). Among the 10 studies, six described the Pilates intervention as
Pilates mat [22,29,30,33,35,46], three studies combined both modalities (mat and machine) [32,44,45]
and one did not report the Pilates modality [31]. Moreover, six studies were conducted by a certified
instructor [22,29,30,33,35,45] or with a detailed exercise protocol [29,30,32,34,44,45].
The outcome, VO2 max, was directly measured in nine studies (two with a cycloergometer and
seven with a treadmill) [29–33,35,45–47] and one study [22] used an algorithm based on heart rate to
estimate VO2 max values. The studies assessed participants at the end of the Pilates intervention, an
no study measured VO2 max during the Pilates session.
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Table 2. The included studies.
Author
Design
Participants’
Characteristics
Mean Age
Sample Size (%
Female)
Frequency
Period
Type of
Pilates
Certified
Instructor
Detailed
Protocol
Outcome Measure
Outcome Results
Wolkodoff 2008
[44]
CT
Sedentary
(healthy)
PG = 23–64
n = 20
PG = 14 (85.7%)
CG = 6 (83.3%)
40′/3.2xwk
8wks
Both
NA
Yes
-Peak VO2 mL/kg/min
(Oxycon Mobile)
CG change = 0.38
PG change = 6.06
17% of change in PG
Guimarães et al.,
2012 [35]
RCPT
Heart failure
PG = 46 ± 12
CRG = 44 ± 11
n = 16
PG = 8 (38%)
CRG = 8 (19%)
60′/2xwk
16wks
Mat
Yes
Yes
-Peak VO2 mLO2/kg/min
(Vmax 229 model, SensorMedics,
Yorba Linda, CA, USA)
PG: improvements in peak
VO2 (p = 0.01)
Comparing both groups, PG
showed greater improvement
on peak VO2 (p = 0.02)
Gildenhuys et al.,
2013 [22]
RCT
Elderly women
(healthy)
PG = 66 ± 5
CG = 65 ± 5
n = 50
PG = 25 (100%)
CG = 25 (100%)
60′/3xwk
8wks
Mat
Yes
NA
-VO2 max mL.kg−1 min−1
(6minWalk; indirect equation)
PG did not significantly
improve VO2 max (p = 0.247)
Lim HS et al.,
2016 [29]
RCT
Chronic stroke
PG = 63 ± 8
CG = 62 ± 7
n = 20
PG = 10 (40%)
CG = 10 (50%)
3xwk
8wks
Mat
Yes
Yes
-VO2 max mL/min
-VO2 max per kg
(metabolic analyzer: Quark b2,
COSMED, Italy 2011)
PG: VO2 max and VO2 max
per kg increased significantly
CG: VO2 max per kg
diminished significantly
Diamantoula et
al., 2016 [46]
Q-E
Sedentary
women
(healthy)
PG = 26 ± 5
AP = 21.3 ± 2
PG land = 20
(100%)
AP = 20 (100%)
2xwk
2years
Mat/aqua
NA
NA
-VO2 max mL/min (Ergometer
cycle (Amila kh803), following
the Astrand-Ryhming test, based
on heart rate in submaximal
effort)
No differences between
groups, better VO2 max in
total for both groups
Tinoco-
Fernández et al.,
2016 [30]
Q-E
Sedentary
students
(healthy)
PG = 18–35
n = 45
PG = 45
(78%)
60′/3xwk
10wks
Mat
Yes
Yes
-VO2 max L/kg/min
-VO2 max L/min
(MasterScreen CPX apparatus)
Increment in peak VO2 and
VO2 max
Rodrigues et al.,
2016 [32]
Q-E
Sedentary
women
(healthy)
PG = 23 ± 2
PG = 10 (100%)
45′/2xwk
11wks
Both
NA
Yes
-VO2 max mL.kg−1 min−1
portable metabolic system
(VO2000®, MedGraphics®,
St. Paul, MN, USA)
Peak VO2 tended to increase,
but the differences were not
statistically significant
Mikalacki et al.,
2017 [31]
CT
Adult women
(healthy)
PG = 48 ± 7
CG = 47 ± 7
n = 64
PG = 36 (100%)
CG = 28 (100%)
55–60′/2xwk
NA
NA
NA
NA
-Relative VO2 max
-Absolute VO2 max
(Medisoft, model 870c)
PG: significant increase on
relative VO2max, absolute
VO2 max
-CG: not significant changes
Finatto et al.,
2018 [33]
RCT
Trained
runners
(healthy)
PG = 18 ± 1
CG = 18 ± 1
n = 32
PG = 15–13
NA %
CG = 16–15
60′/1xwk
12wks
Mat
Yes
NA
-VO2 max mL.kg−1.min−1
(VO2000 (Medgraphics, Ann
Arbor, USA)
PG: significantly higher
values on VO2 max (p < 0.001)
Rayes et al., 2019
[45]
RCT
Overweight/obesePG = 55.9 ± 6.6
CG = 45.5 ± 9.3
n = 60
NA%
PG = 22
CG = 25/17
60′/3xwk
8wks
Both
Yes
Yes
-VO2 max (mL/kg/min)
(motorized treadmill; Inbrasport,
ATL, Porto Alegre, Brazil)
PG: Significant improvement
on VO2 max
CG: not significant changes
CT: controlled trial; RCT: randomised controlled trial; RCPT: randomised controlled pilot trial; Q-E: quasi-experimental; PG: Pilates group; CG: control group; AP: Aqua-Pilates group; NA:
not available; wk: week; VO2 max: maximal oxygen uptake.
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3.1.3. Quality Assessment and Risk of Bias
Five RCTs were assessed according to the RoB 2.0 tool [38], of which two were assessed as “low
risk of bias” and three as “some concerns” (Figure 2). The remaining five studies (non-RCTs and
pre-post studies) were assessed according to the Quality Assessment Tool for Quantitative Studies [39],
of which two were classified as “low risk of bias”, two as “moderate risk of bias” and one as high risk
of bias (Figure 3).
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3.1.3. Quality Assessment and Risk of Bias
Five RCTs were assessed according to the RoB 2.0 tool [38], of which two were assessed as “low
risk of bias” and three as “some concerns” (Figure 2). The remaining five studies (non-RCTs and pre-
post studies) were assessed according to the Quality Assessment Tool for Quantitative Studies [39],
of which two were classified as “low risk of bias”, two as “moderate risk of bias” and one as high risk
of bias (Figure 3).
Figure 2. Quality assessment for RCT (RoB 2.0).
Figure 3. Quality assessment for non-RCT.
Figure 2. Quality assessment for RCT (RoB 2.0).
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3.1.3. Quality Assessment and Risk of Bias
Five RCTs were assessed according to the RoB 2.0 tool [38], of which two were assessed as “low
risk of bias” and three as “some concerns” (Figure 2). The remaining five studies (non-RCTs and pre-
post studies) were assessed according to the Quality Assessment Tool for Quantitative Studies [39],
of which two were classified as “low risk of bias”, two as “moderate risk of bias” and one as high risk
of bias (Figure 3).
Figure 2. Quality assessment for RCT (RoB 2.0).
Figure 3. Quality assessment for non-RCT.
Figure 3. Quality assessment for non-RCT.
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3.2. Data Synthesis
3.2.1. Meta-Analysis
The pooled ES for the effect of Pilates vs. CG on CRF was 0.57 (95% CI: 0.15–1.00; I2 = 63.5%,
p = 0.02) (Figure 4) and for Pilates pre-post ES was 0.51 (95% CI: 0.26–0.76; I2 = 67%, p < 0.01) (Figure A1,
Appendix A). The mean difference analysis of Pilates vs. CG was 2.77 (95% CI: 1.12–4.42; I2 = 33.4%,
p = 0.19) (Figure A3, Appendix B).
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3.2. Data Synthesis
3.2.1. Meta-Analysis
The pooled ES for the effect of Pilates vs. CG on CRF was 0.57 (95% CI: 0.15–1.00; I2 = 63.5%, p =
0.02) (Figure 4) and for Pilates pre-post ES was 0.51 (95% CI: 0.26–0.76; I2 = 67%, p < 0.01) (Figure A1,
Appendix A). The mean difference analysis of Pilates vs. CG was 2.77 (95% CI: 1.12–4.42; I2 = 33.4%,
p = 0.19) (Figure B1, Appendix B).
Figure 4. Meta-analysis for Pilates Method vs. control group (pooled ES analysis).
3.2.2. Sensitivity and Meta-Regression Analyses
After removing studies from the analyses individually, none substantially modified the pooled
ES estimate in Pilates vs. CG (Table 3), Pilates pre-post effect on intervention (Table A1, Appendix A)
and mean difference of Pilates vs. CG. (Table B1, Appendix B). The subgroup analyses by
participants’ health conditions modified the pooled ES estimate for Pilates vs. CG (Table 4) and mean
difference of Pilates vs. CG (Table B2, Appendix B), but not for Pilates pre-post effect on intervention
(Table A2, Appendix A).
Table 3. Sensitivity analyses.
Pilates Method vs. Control
Author, Year
ES
LL
UL
I2
Guimarães et al., 2012 [35]
0.6
0.12
1.08
70.8
Gildenhuys et al., 2013 [22]
0.69
0.20
1.18
64.4
Lim HS et al., 2016 [29]
0.62
0.10
1.14
70.7
Mikalacki et al., 2017 [31]
0.62
0.03
1.22
70.8
Finatto et al., 2018 [33]
0.4
0.16
0.64
0
Rossell-Rayes et al., 2019 [45]
0.63
0.12
1.15
70.4
ES: Effect size; LL: Lower limit; UL: Upper limit.
Figure 4. Meta-analysis for Pilates Method vs. control group (pooled ES analysis).
3.2.2. Sensitivity and Meta-Regression Analyses
After removing studies from the analyses individually, none substantially modified the pooled ES
estimate in Pilates vs. CG (Table 3), Pilates pre-post effect on intervention (Table A1, Appendix A) and
mean difference of Pilates vs. CG. (Table A5, Appendix B). The subgroup analyses by participants’
health conditions modified the pooled ES estimate for Pilates vs. CG (Table 4) and mean difference of
Pilates vs. CG (Table A6, Appendix B), but not for Pilates pre-post effect on intervention (Table A2,
Appendix A).
Table 3. Sensitivity analyses.
Pilates Method vs. Control
Author, Year
ES
LL
UL
I2
Guimarães et al., 2012 [35]
0.6
0.12
1.08
70.8
Gildenhuys et al., 2013 [22]
0.69
0.20
1.18
64.4
Lim HS et al., 2016 [29]
0.62
0.10
1.14
70.7
Mikalacki et al., 2017 [31]
0.62
0.03
1.22
70.8
Finatto et al., 2018 [33]
0.4
0.16
0.64
0
Rossell-Rayes et al., 2019 [45]
0.63
0.12
1.15
70.4
ES: Effect size; LL: Lower limit; UL: Upper limit.
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Table 4. Subgroup analyses by participants’ health status.
Pilates Method vs. Control
ES
LL
UL
I2
Healthy
0.80
−0.05
1.65
85
Unhealthy
0.40
−0.01
0.81
0
ES: Effect size; LL: Lower limit; UL: Upper limit.
The random-effects meta-regression models by VO2 max baseline levels were significant for
Pilates vs. CG (p = 0.03) (Table 5) and for Pilates pre-post effect on intervention (p = 0.05) (Table A3,
Appendix A) but not for mean difference of Pilates vs. CG (p = 0.08) (Table A7, Appendix B).
Table 5. Meta-regression analyses by VO2 max baseline values.
Coefficient
p
Pilates Method vs. control
0.04
0.03 *
VO2 max: Maximal oxygen uptake (mL/kg/min); * Significant at p ≤ 0.05.
3.2.3. Publication Bias
A significant publication bias was not found in Pilates vs. CG studies, as evidenced by both the
funnel plot (Figure 5) asymmetry and an Egger’s test (p = 0.465) (Table 6), nor in the mean difference
of Pilates vs. CG by funnel plot asymmetry (Figure A4, Appendix B) and an Egger’s test (p = 0.69)
(Table A8, Appendix B). However, in Pilates pre-post effect studies publication bias was found (p = 0.07)
(Table A4, Appendix A).
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Table 4. Subgroup analyses by participants’ health status.
Pilates Method vs. Control
ES
LL
UL
I2
Healthy
0.80
−0.05
1.65
85
Unhealthy
0.40
−0.01
0.81
0
ES: Effect size; LL: Lower limit; UL: Upper limit.
The random-effects meta-regression models by VO2 max baseline levels were significant for
Pilates vs. CG (p = 0.03) (Table 5) and for Pilates pre-post effect on intervention (p = 0.05) (Table A3,
Appendix A) but not for mean difference of Pilates vs. CG (p = 0.08) (Table B3, Appendix B).
Table 5. Meta-regression analyses by VO2 max baseline values.
Coefficient
p
Pilates Method vs. control
0.04
0.03 *
VO2 max: Maximal oxygen uptake (ml/kg/min); * Significant at p ≤ 0.05.
3.2.3. Publication Bias
A significant publication bias was not found in Pilates vs. CG studies, as evidenced by both the
funnel plot (Figure 5) asymmetry and an Egger’s test (p = 0.465) (Table 6), nor in the mean difference
of Pilates vs. CG by funnel plot asymmetry (Figure B2, Appendix B) and an Egger’s test (p = 0.69)
(Table B4, Appendix B). However, in Pilates pre-post effect studies publication bias was found (p =
0.07) (Table A4, Appendix A).
Table 6. Publication bias by Egger’s test.
Coefficient
p-Value
Pilates method vs. control group
1.64
0.47
Figure 5. Funnel plot for Pilates vs control group.
Figure 5. Funnel plot for Pilates vs control group.
Table 6. Publication bias by Egger’s test.
Coefficient
p-Value
Pilates method vs. control group
1.64
0.47
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4. Discussion
This systematic review and meta-analysis were performed to determine the effectiveness of Pilates
interventions for improvement of CRF measured through VO2 max. Our findings highlight that Pilates
is an alternative exercise to improve VO2 max values. Furthermore, our results were substantially
modified by participants’ health conditions for Pilates vs. control group analyses but not for Pilates
pre-post effect on intervention; otherwise, baseline VO2 max values could influence CRF improvement.
Although some studies [22,35,45,46] have failed to show significant changes in CRF after Pilates
intervention, no study has reported negative effects of Pilates on the CRF levels, and therefore the
positive clinical implications should not be underestimated. Additionally, more significant benefits of
Pilates on CRF were achieved when other activities, such as running, were included [33] and this could
be explained through a synergistic relationship between these training methods.
Evidence suggests that people with lower levels of CRF are more sensitive to improvement of
this parameter [47]. Accordingly, in our study estimates of pooled ES were higher in those studies in
which participants had lower baseline CRF levels, such as people with health disorders. Conversely,
our meta-regression analyses suggested that higher levels of VO2 max at baseline are related with
higher ES of the Pilates intervention. These findings should cautiously be interpreted since they
may indicate that the effect of Pilates in those studies with higher VO2 max levels at baseline were
distortedly overestimated. Probably these biased estimates were a consequence of reporting results in
absolute terms (change in VO2 max in ml) instead of in relative terms (percentage of increase in VO2
max), but could have clinical implications suggesting that Pilates exercise is an effective rehabilitation
strategy for several disorders, including some cardiac pathologies. Moreover, Pilates exercise showed
high compliance levels indicating that it may be better tolerated than the aerobic exercises typically
employed in rehabilitation programs.
Three potential sources of improvement may explain the positive impact of Pilates intervention
on CRF: Strengthening of the lumbopelvic region, increased flexibility of the ribcage and breathing
exercises. First, the strengthening of lumbopelvic and core muscles induced by Pilates may produce
a more efficient movement pattern in upper and lower limbs, as well as greater strength in expiratory
muscles [19,33]. Second, due to the flexibility improvement, a more efficient mobility pattern of the
ribcage may be achieved [30]. Finally, the breathing techniques adopted during Pilates training may
increase lung capacity [29] and functionality of intercostal muscles [17]. On these bases, improved
ventilation efficiency would be achieved, resulting in a higher flow of oxygenated blood into muscle
tissues [35], enhanced local circulation [19,30] and muscle oxidative capacity [45], and less energy
waste. Therefore, Pilates could reach the minimum intensity required to improve CRF [13,14] although
no published study has verified this.
Our systematic review and meta-analysis present some limitations that must be stated. First,
it was not possible to blind Pilates interventions and some of the included studies did not provide
details about the randomisation sequence or allocation concealment. Second, considerable levels of
heterogeneity were observed in the analyses, and we cannot omit this fact. Third, the heterogeneity of
participants’ health conditions and the dose and intensity of the Pilates intervention could potentially
affect our estimates. Fourth, significant publication bias was evidenced by Egger’s test and unpublished
results could modify the findings of the present meta-analysis. Fifth, it should be highlighted the
difficulty to comply with a full training program by very busy professionals, thus, this concern should
not be neglected in the implementation of our results. Sixth, rarely it is possible to measure VO2
max directly in clinical settings, thus other more applicable procedures for indirect measurement of
VO2 max should be used. Seventh, although subgroup analyses by participants’ health conditions
modified the ES estimates, these results should be cautiously considered due to the lack of studies in
each subgroup. Finally, due to the lack of long-term assessments, we could not determine whether the
benefits to CRF measured through VO2 max are preserved over time. Therefore, our results should be
cautiously considered.
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5. Conclusions
In summary, our results support Pilates as an effective intervention to improve CRF in both healthy
people and individuals with disorders related to aerobic capacity. Despite this, further studies should
be conducted, including short- and long-term measurements to determine the intensity level reached
by VO2 max during Pilates intervention and whether CRF improvement is preserved over time.
Author Contributions: Conceptualization, R.F.-R. and I.C.-R.; methodology, R.F.-R., C.Á.-B. and I.C.-R.; software,
I.C.-R.; validation, A.I.T.-C. and A.F.-M.; formal analysis, R.F.-R.; investigation, R.F.-R. and A.I.T.-C.; resources,
R.F.-R. and A.F.-M.; data curation, C.Á.-B. and V.M.-V.; writing—original draft preparation, R.F.-R. and C.Á.-B.;
writing—review and editing, V.M.-V.; visualization, A.I.T.-C. and A.F.-M.; supervision, V.M.-V. and C.Á.-B.
Funding: This study was funded by Apadrina la Ciencia.
Acknowledgments: We are grateful to Movi-fitness, FSE and JCCM for the fellowship contract of R.F.-R.
Conflicts of Interest: The authors declare no conflict of interest.
Appendix A
Analyses for Pilates pre-post effect on intervention (A1–A6: Meta-analysis, sensitivity analysis,
subgroup analysis, meta-regression, publication bias and funnel plot).
Appendix Figure A1. Meta-analysis.
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5. Conclusions
In summary, our results support Pilates as an effective intervention to improve CRF in both
healthy people and individuals with disorders related to aerobic capacity. Despite this, further
studies should be conducted, including short- and long-term measurements to determine the
intensity level reached by VO2 max during Pilates intervention and whether CRF improvement is
preserved over time.
Author Contributions: Conceptualization, R.F.-R. and I.C.-R.; methodology, R.F.-R., C.Á.-B. and I.C.-R.;
software, I.C.-R.; validation, A.I.T.-C. and A.F.-M.; formal analysis, R.F.-R.; investigation, R.F.-R. and A.I.T.-C.;
resources, R.F.-R. and A.F.-M.; data curation, C.Á.-B. and V.M.-V.; writing—original draft preparation, R.F.-R.
and C.Á.-B.; writing—review and editing, V.M.-V.; visualization, A.I.T.-C. and A.F.-M.; supervision, V.M.-V.
and C.Á.-B.
Funding: This study was funded by Apadrina la Ciencia.
Acknowledgments: We are grateful to Movi-fitness, FSE and JCCM for the fellowship contract of R.F.-R.
Conflicts of Interest: The authors declare no conflict of interest.
Appendix A
Analyses for Pilates pre-post effect on intervention (A1–A6: Meta-analysis, sensitivity analysis, subgroup
analysis, meta-regression, publication bias and funnel plot).
Appendix Figure A1. Meta-analysis.
Figure A1. Meta-analysis for Pilates pre-post effect on intervention.
Appendix Table A1. Sensitivity analysis.
Table A1. Sensitivity analyses for Pilates pre-post effect on intervention.
Pilates Method Intervention
Author, Year
ES
LL
UL
I2
Guimarães et al., 2012 [35]
0.52
0.25
0.79
71.1
Gildenhuys et al., 2013 [22]
0.57
0.29
0.84
69.1
Diamantoula et al., 2016 [46]
0.53
0.25
0.80
71.1
Lim HS et al., 2016 [29]
0.53
0.24
0.83
71
Figure A1. Meta-analysis for Pilates pre-post effect on intervention.
Appendix Table A1. Sensitivity analysis.
Table A1. Sensitivity analyses for Pilates pre-post effect on intervention.
Pilates Method Intervention
Author, Year
ES
LL
UL
I2
Guimarães et al., 2012 [35]
0.52
0.25
0.79
71.1
Gildenhuys et al., 2013 [22]
0.57
0.29
0.84
69.1
Diamantoula et al., 2016 [46]
0.53
0.25
0.80
71.1
Lim HS et al., 2016 [29]
0.53
0.24
0.83
71
Rodrigues et al., 2016 [32]
0.43
0.20
0.65
60.1
Tinoco-Fernández et al., 2016 [30]
0.56
0.24
0.89
71.1
Mikalacki et al., 2017 [31]
0.57
0.26
0.89
70.5
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Table A1. Cont.
Pilates Method Intervention
Author, Year
ES
LL
UL
I2
Finatto et al., 2018 [33]
0.39
0.24
0.54
19.6
Rossell-Rayes et al., 2019 [45]
0.55
0.27
0.83
70.6
ES: Effect Size; LL: Lower Limit; UL: Upper limit.
Appendix Table A2. Subgroup analysis.
Table A2. Subgroup analyses by participants’ health status.
Pilates Method Intervention
ES
LL
UL
I2
Healthy
0.64
0.26
1.02
78.9
Unhealthy
0.39
0.14
0.64
0
ES: Effect Size; LL: Lower Limit; UL: Upper limit.
Appendix Table A3. Random effect meta-regression by baseline VO2 max values.
Table A3. Meta-regression analysis by VO2 max baseline values.
Coefficient
p-Value
Pilates Method intervention
0.05
0.05 *
VO2 max: Maximal oxygen uptake (mL/kg/min); * Significant at p ≤ 0.05.
Appendix Table A4. Publication bias (table).
Table A4. Publication bias by Egger’s test.
Coefficient
p-Value
Pilates Method intervention
2.19
0.07 *
* Significant at p < 0.1.
Appendix Figure A2. Funnel plot (figure).
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Rodrigues et al., 2016 [32]
0.43
0.20
0.65
60.1
Tinoco-Fernández et al., 2016 [30]
0.56
0.24
0.89
71.1
Mikalacki et al., 2017 [31]
0.57
0.26
0.89
70.5
Finatto et al., 2018 [33]
0.39
0.24
0.54
19.6
Rossell-Rayes et al., 2019 [45]
0.55
0.27
0.83
70.6
ES: Effect Size; LL: Lower Limit; UL: Upper limit.
Appendix Table A2. Subgroup analysis.
Table A2. Subgroup analyses by participants’ health status.
Pilates Method Intervention
ES
LL
UL
I2
Healthy
0.64
0.26
1.02
78.9
Unhealthy
0.39
0.14
0.64
0
ES: Effect Size; LL: Lower Limit; UL: Upper limit.
Appendix Table A3. Random effect meta-regression by baseline VO2 max values.
Table A3. Meta-regression analysis by VO2 max baseline values.
Coefficient
p-Value
Pilates Method intervention
0.05
0.05 *
VO2 max: Maximal oxygen uptake (ml/kg/min); * Significant at p ≤ 0.05.
Appendix Table A4. Publication bias (table).
Table A4. Publication bias by Egger’s test.
Coefficient
p-Value
Pilates Method intervention
2.19
0.07 *
* Significant at p < 0.1.
Appendix Figure A2. Funnel plot (figure).
Figure A2. Funnel plot for Pilates pre-post effect on intervention.
Figure A2. Funnel plot for Pilates pre-post effect on intervention.
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Appendix B. Mean Difference Analyses for Pilates vs. CG (B1–B6: Meta-Analysis, Sensitivity
Analysis, Subgroup Analysis, Meta-Regression, Publication Bias and Funnel Plot)
Appendix Figure A3. Meta-analysis.
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Appendix B. Mean difference analyses for Pilates vs. CG (B1–B6: Meta-analysis, sensitivity analysis, subgroup
analysis, meta-regression, publication bias and funnel plot).
Appendix Figure B1. Meta-analysis.
Figure B1. Meta-analysis for Pilates vs. control group (mean difference).
Appendix Table B1. Sensitivity analysis.
Table B1. Sensitivity analyses for Pilates vs. control group.
Pilates vs. Control Group
Author, Year
MD
95% CI
I2
Guimarães et al., 2012 [35]
2.24
0.89, 4.58
46.7
Gildenhuys et al., 2013 [22]
3.88
2.53, 5.24
0.0
Lim HS et al., 2016 [29]
2.77
0.85, 4.69
46.5
Mikalacki et al., 2017 [31]
2.59
0.48, 4.69
46.2
Finatto et al., 2018 [33]
1.71
0.09, 3.33
0.0
Rossell-Rayes et al., 2019 [45]
2.25
0.82, 4.67
46.7
MD: Mean difference; CI: Confidence interval.
Appendix Table B2. Subgroup analysis.
Table B2. Subgroup analyses by participants’ health status.
Pilates vs. Control Group
MD
95% CI
Healthy
2.77
1.12, 4.42
Unhealthy
2.67
−0.61, 5.95
MD: Mean difference; CI: Confidence interval.
Appendix Table B3. Random effect meta-regression by baseline VO2 max values.
Figure A3. Meta-analysis for Pilates vs. control group (mean difference).
Appendix Table A5. Sensitivity analysis.
Table A5. Sensitivity analyses for Pilates vs. control group.
Pilates vs. Control Group
Author, Year
MD
95% CI
I2
Guimarães et al., 2012 [35]
2.24
0.89, 4.58
46.7
Gildenhuys et al., 2013 [22]
3.88
2.53, 5.24
0.0
Lim HS et al., 2016 [29]
2.77
0.85, 4.69
46.5
Mikalacki et al., 2017 [31]
2.59
0.48, 4.69
46.2
Finatto et al., 2018 [33]
1.71
0.09, 3.33
0.0
Rossell-Rayes et al., 2019 [45]
2.25
0.82, 4.67
46.7
MD: Mean difference; CI: Confidence interval.
Appendix Table A6. Subgroup analysis.
Table A6. Subgroup analyses by participants’ health status.
Pilates vs. Control Group
MD
95% CI
Healthy
2.77
1.12, 4.42
Unhealthy
2.67
−0.61, 5.95
MD: Mean difference; CI: Confidence interval.
Appendix Table A7. Random effect meta-regression by baseline VO2 max values.
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Table A7. Meta-regression analysis by VO2 max baseline values.
Coefficient
p-Value
Pilates vs. control group
0.09
0.08
VO2 max: Maximal oxygen uptake (mL/kg/min).
Appendix Table A8. Publication bias (table).
Table A8. Publication bias by Egger’s test.
Coefficient
p-Value
Pilates vs. control group
−0.50
0.69
Appendix Figure A4. Funnel plot (figure).
J. Clin. Med. 2019, 8, 1761
14 of 17
Table B3. Meta-regression analysis by VO2 max baseline values.
Coefficient
p-Value
Pilates vs. control group
0.09
0.08
VO2 max: Maximal oxygen uptake (mL/kg/min).
Appendix Table B4. Publication bias (table).
Table B4. Publication bias by Egger’s test.
Coefficient
p-Value
Pilates vs. control group
−0.50
0.69
Appendix Figure B2. Funnel plot (figure).
Figure B2. Funnel plot for Pilates vs. control group (mean difference).
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© 2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
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(CC BY) license (http://creativecommons.org/licenses/by/4.0/).
| Pilates Method Improves Cardiorespiratory Fitness: A Systematic Review and Meta-Analysis. | 10-23-2019 | Fernández-Rodríguez, Rubén,Álvarez-Bueno, Celia,Ferri-Morales, Asunción,Torres-Costoso, Ana I,Cavero-Redondo, Iván,Martínez-Vizcaíno, Vicente | eng |
PMC10356687 | Vol.:(0123456789)
Sports Medicine (2023) 53:1609–1640
https://doi.org/10.1007/s40279-023-01853-w
SYSTEMATIC REVIEW
The Acute Demands of Repeated‑Sprint Training on Physiological,
Neuromuscular, Perceptual and Performance Outcomes in Team Sport
Athletes: A Systematic Review and Meta‑analysis
Fraser Thurlow1,3 · Jonathon Weakley1,2,3 · Andrew D. Townshend1 · Ryan G. Timmins1,3 ·
Matthew Morrison1,3 · Shaun J. McLaren4,5
Accepted: 17 April 2023 / Published online: 24 May 2023
© Crown 2023
Abstract
Background Repeated-sprint training (RST) involves maximal-effort, short-duration sprints (≤ 10 s) interspersed with brief
recovery periods (≤ 60 s). Knowledge about the acute demands of RST and the influence of programming variables has
implications for training prescription.
Objectives To investigate the physiological, neuromuscular, perceptual and performance demands of RST, while also examin-
ing the moderating effects of programming variables (sprint modality, number of repetitions per set, sprint repetition distance,
inter-repetition rest modality and inter-repetition rest duration) on these outcomes.
Methods The databases Pubmed, SPORTDiscus, MEDLINE and Scopus were searched for original research articles investi-
gating overground running RST in team sport athletes ≥ 16 years. Eligible data were analysed using multi-level mixed effects
meta-analysis, with meta-regression performed on outcomes with ~ 50 samples (10 per moderator) to examine the influence
of programming factors. Effects were evaluated based on coverage of their confidence (compatibility) limits (CL) against
elected thresholds of practical importance.
Results From 908 data samples nested within 176 studies eligible for meta-analysis, the pooled effects (± 90% CL) of
RST were as follows: average heart rate (HRavg) of 163 ± 9 bpm, peak heart rate (HRpeak) of 182 ± 3 bpm, average oxygen
consumption of 42.4 ± 10.1 mL·kg−1·min−1, end-set blood lactate concentration (B[La]) of 10.7 ± 0.6 mmol·L−1, deciMax
session ratings of perceived exertion (sRPE) of 6.5 ± 0.5 au, average sprint time (Savg) of 5.57 ± 0.26 s, best sprint time (Sbest)
of 5.52 ± 0.27 s and percentage sprint decrement (Sdec) of 5.0 ± 0.3%. When compared with a reference protocol of 6 × 30 m
straight-line sprints with 20 s passive inter-repetition rest, shuttle-based sprints were associated with a substantial increase
in repetition time (Savg: 1.42 ± 0.11 s, Sbest: 1.55 ± 0.13 s), whereas the effect on sRPE was trivial (0.6 ± 0.9 au). Performing
two more repetitions per set had a trivial effect on HRpeak (0.8 ± 1.0 bpm), B[La] (0.3 ± 0.2 mmol·L−1), sRPE (0.2 ± 0.2 au),
Savg (0.01 ± 0.03) and Sdec (0.4; ± 0.2%). Sprinting 10 m further per repetition was associated with a substantial increase in
B[La] (2.7; ± 0.7 mmol·L−1) and Sdec (1.7 ± 0.4%), whereas the effect on sRPE was trivial (0.7 ± 0.6). Resting for 10 s longer
between repetitions was associated with a substantial reduction in B[La] (−1.1 ± 0.5 mmol·L−1), Savg (−0.09 ± 0.06 s) and
Sdec (−1.4 ± 0.4%), while the effects on HRpeak (−0.7 ± 1.8 bpm) and sRPE (−0.5 ± 0.5 au) were trivial. All other moderating
effects were compatible with both trivial and substantial effects [i.e. equal coverage of the confidence interval (CI) across
a trivial and a substantial region in only one direction], or inconclusive (i.e. the CI spanned across substantial and trivial
regions in both positive and negative directions).
Conclusions The physiological, neuromuscular, perceptual and performance demands of RST are substantial, with some of
these outcomes moderated by the manipulation of programming variables. To amplify physiological demands and perfor-
mance decrement, longer sprint distances (> 30 m) and shorter, inter-repetition rest (≤ 20 s) are recommended. Alternatively,
to mitigate fatigue and enhance acute sprint performance, shorter sprint distances (e.g. 15–25 m) with longer, passive inter-
repetition rest (≥ 30 s) are recommended.
Study Registration Open Science Framework. Registration
https:// doi. org/ 10. 17605/ OSF. IO/ 2XQ3A
Extended author information available on the last page of the article
1610
F. Thurlow et al.
Key Points
The most common RST set configuration is 6 × 30 m
straight-line sprints with 20 s of passive inter-repetition
rest.
The reference estimates for HRavg (90% HRmax), VO2avg
(~ 70–80% VO2max) and B[La] (10.8 mmol·L−1) dem-
onstrate the substantial physiological demands of RST
in team sport athletes. Associated prediction intervals
for these estimates suggest that most of these demands
are consistently substantial across many RST protocols,
sports and athlete characteristics.
Shorter inter-repetition rest periods (≤ 20 s) and longer
repetition distances (> 30 m) amplify physiological
demands and cause greater inter-set reductions in sprint
performance (i.e. performance fatigue). Inversely, longer
inter-repetition rest periods (≥ 30 s) and shorter repeti-
tion distances (≤ 20 m) enhance acute sprint perfor-
mance and reduce the physiological demands.
Shuttle-based protocols are associated with slower rep-
etition times, likely due to the added change-of-direction
component, but may reduce sprint decrement. The effect
of shuttle versus straight-line RST protocols on physi-
ological and perceptual outcomes remains inconclusive.
Performing two less repetitions per set (e.g. four as
opposed to six repetitions) maintains the perceptual,
performance and physiological demands of RST.
The findings from our investigation provide practitioners
with the expected demands of RST and can be used to
help optimise training prescription through the manipu-
lation of programming variables.
1 Introduction
Repeated-sprint training (RST) involves maximal-effort,
short-duration sprints (≤ 10 s), interspersed with brief
(≤ 60 s) recovery times [1]. It appears an effective and
time-efficient training modality for physical adaptations in
team-sport athletes, with as few as six sessions over two
weeks shown to enhance high-speed running abilities [2].
The implementation of RST can also provide athletes with
exposure to maximal sprinting, acceleration and decel-
eration, which are important components of team sport
[3–5]. Throughout an athlete’s training program, there is a
range of opportunities for RST to be used, such as during a
pre-season where a progressive reduction in running volume
and an increase in intensity is often implemented [6]. Alter-
natively, it could be employed during the playing season to
promote the maintenance of specific physical qualities (e.g.
speed, aerobic fitness), used as part of late-stage rehabilita-
tion or implemented at a time when a training ‘shock-cycle’
is required. However, each training program requires differ-
ent outcomes, with these attained through the manipulation
of programming variables.
The type of stimulus is an important driver of the chronic
adaptive response to training [7]. Repeated-sprint train-
ing is low-volume and short in duration, typically lasting
10–20 min per session, but due to the maximal intensity at
which it is performed, it can generate adaptive events that
ultimately result in the capacity for enhanced performance
[8, 9]. This includes an improved aerobic and metabolic
capacity [10–17]. However, there is considerable variation
in RST prescription, with acute programming variables (e.g.
sprint distance, rest duration, number of repetitions) regu-
larly manipulated in research and practice [8, 18]. These
changes can influence the internal and external load experi-
enced by athletes during RST (i.e. the acute demands) and
subsequently have the potential to cause diverse training
adaptations [12]. For instance, in a study by Iaia et al. [19],
higher within-set blood lactate concentration (~ 3 mmol⋅L−1
B[La]) was recorded during RST with shorter rest times
(15 s versus 30 s), which can indicate a greater anaerobic
contribution to exercise [20]. Accordingly, after six-weeks
of training, the 15 s rest group achieved greater improvement
in 200 m sprint time and the Yo-Yo intermittent recovery test
level 2 compared with the 30 s group [19], with anaerobic
energy production central to performance in these events
[21, 22]. Thus, it is important to understand how the manipu-
lation of programming variables affects the acute demands
of RST, as this evidence can be useful to help explain how
and why training adaptations may manifest.
There is conflicting evidence within and across studies
regarding the effects of programming variables on the acute
demands of RST. In a study by Alemdaroğlu et al. [23],
B[La] and percentage sprint decrement (Sdec) were greater
with 6 × 40 m shuttle repeated-sprints compared with the
same straight-line protocol. Conversely, compared with
shuttle-based sprints, straight-line sprints induced greater
demands when more repetitions were performed over a
shorter distance (8 × 30 m repeated-sprints) [23]. The pre-
scription of active inter-repetition rest has been shown to
promote higher heart rate and oxygen consumption (VO2)
compared with passive rest [24]. However, Keir et al. [25]
found that demands were greater when passive rest, fewer
repetitions, shorter rest time and a longer sprint distance
were prescribed. Ultimately, there is an infinite combina-
tion of programming variables that can alter the training
outcome, but the acute effects of these factors are not well
1611
Acute Demands of Repeated-Sprint Training
understood. Therefore, to guide training prescription and
enhance the effectiveness of RST, it is important to gain a
quantitative understanding of the acute effects of each pro-
gramming factor.
While excessive training loads can contribute to fatigue,
an appropriate training dose may allow for greater improve-
ments in fitness and performance [26]. Knowledge of the
acute demands of RST can help practitioners manage fatigue
and target specific training outcomes. Therefore, our system-
atic review and meta-analysis aims to (1) identify the most
common RST set configuration, (2) evaluate and summa-
rise the acute physiological, neuromuscular, perceptual and
performance demands of RST, and (3) examine the meta-
analytic effects of sprint modality, number of repetitions per
set, sprint repetition distance, inter-repetition rest modality
and inter-repetition rest duration on the acute RST demands.
2 Methods
2.1 Search Strategy
This study was conducted in accordance with the ‘Preferred
Reporting Items for Systematic Reviews and Meta-analyses’
(PRISMA) guidelines [27] and registered on Open Science
Framework (Registration https:// doi. org/ 10. 17605/ OSF.
IO/ 2XQ3A). A systematic search of the literature was con-
ducted to find original research articles investigating the
acute demands of RST in team sport athletes. The latest
search was performed on 10 January 2022, using the elec-
tronic databases Pubmed, SPORTDiscus, MEDLINE and
Scopus. No restrictions were imposed on the publication
date. Relevant keywords for each search term were identified
through pilot searching of titles/abstracts/full-texts of previ-
ously known articles. Key search terms were grouped and
searched within the article title, abstract and keywords using
the search phrase (‘repeat* sprint*’ OR ‘intermittent sprint*’
OR ‘multiple sprint*’) AND (‘exercise’ OR ‘ability’ OR
‘training’) AND (‘team sport’ OR ‘players’ OR ‘athletes’)
AND (‘physiological’ OR ‘perceptual’ OR ‘neuromuscular’
OR ‘metabolic’ OR ‘fatigue’) NOT (‘cycling’ OR ‘swim-
ming’). No medical subject headings were applied to the
search phrase.
Following the initial search of the literature, results were
exported to EndNote library (Endnote X9, Clarivate Ana-
lytics, USA) and duplicates were removed. The remaining
articles were then uploaded to Covidence (http:// www. covid
ence. org, Melbourne, Australia), with the titles and abstracts
independently screened by two authors (F.T., M.M.). Full-
texts of the remaining articles were then accessed to deter-
mine their final inclusion–exclusion status. Articles selected
for inclusion were agreed upon by both authors, with any
disagreements resolved by discussion or a third author
(J.W.). Furthermore, Google Scholar, as well as reference
lists of all eligible articles and reviews [1, 8, 9, 28], were
searched to retrieve any additional studies. Figure 1 dis-
plays the strategy for the study selection process used in
this review.
2.2 Inclusion–Exclusion Criteria
The inclusion and exclusion criteria can be found in Table 1.
We chose to omit any studies in which the mean athlete
age was ≤ 16 years, as children may respond differently
to RST [29, 30]. Studies were excluded if RST was per-
formed in ≥ 30 °C because larger performance decrements
may occur in hot compared with cool conditions [31]. We
acknowledge that the residual effects of intense exercise may
last up to 72 h [32], but acute demands measured up to 24 h
following RST was selected because: (a) it is common for
RST and other team sport activity to be interspersed with
minimal recovery time (i.e. < 72 h), (b) pilot scoping of the
literature only identified five studies [33–37] that recorded
measurements on athletes > 24 h. Several studies/protocols
were excluded from this investigation that implemented
repeated-sprint sequences with sport skill elements [38–42]
or involved a reactive component in response to an external
stimulus (e.g. light sensor) [43–46]. Evidence from studies
involving both single-set and multi-set repeated sprints was
recorded, including the acute demands from repeated-sprint
ability tests. For studies that involved pre-post testing of
RST, separated by an intervention period (e.g. training, sup-
plementation), only the RST baseline results were reported
to ensure that the intervention period did not bias the
results. Where observational time-series studies measured
RST across a season, results were included for each phase
(e.g. pre-season, mid-season, post-season), providing that
no intervention was implemented outside of usual practice.
2.3 Classification of Study Design
To provide information on study design (Supplementary
Table S2), studies were categorised under four designs as
follows: (1) observational – non-experimental, (2) single
group pre-test post-test – experimental treatment applied to
a single group of participants, with the dependent variable/s
measured before and after treatment, (3) crossover – two
or more experimental conditions applied to the same par-
ticipants, with or without a control condition, (4) parallel
groups – two or more experimental conditions applied to two
groups of different participants, with or without a control
condition. Additionally, single-group time-series designs
were categorised under observational and denoted.
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F. Thurlow et al.
2.4 Selection of Outcome Measures
and Programming Variables
The outcome measures (Table 2) were selected on the basis
of pilot scoping of the literature that identified commonly
used indicators of internal responses to exercise and per-
formance capacity in team sport settings [28, 47, 48]. Per-
centage sprint decrement, as defined by Fitzsimons et al.
[49] and Glaister et al. [50], was chosen as it is the most
ecologically valid index to quantify fatigue during RST
[50]. However, caution should be taken when interpreting
Sdec as weak relative and absolute reliability exists between
repeated-sprint ability tests [51]. Blood lactate is sensitive
to changes in exercise intensity and duration and is one of
the preferred methods used to assess the anaerobic glycolytic
contribution to exercise [20]. Sprint force–velocity–power
parameters, as defined by Samozino et al. [52], and spring-
mass model parameters, as defined by Morin et al. [53], were
chosen as they represent field-based methods used to assess
the mechanical effectiveness of sprinting and the neuromus-
cular manifestation of fatigue during over-ground running
[54].
Programming variables recorded were: sprint modality
(i.e. straight-line, 180° shuttle or multi-directional), number
Fig. 1 Flow diagram of the
study selection process
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Acute Demands of Repeated-Sprint Training
Table 1 Study inclusion–exclusion criteria
RST repeated-sprint training, U17 under 17 age group, U18 under 18 age group
Criteria Inclusion
Exclusion
1
Original research article
Reviews, surveys, opinion pieces, books, periodicals, editorials, case studies, non-aca-
demic/non-peer-reviewed text
2
Full-text available in English
Cannot access the full text in English
3
Team sport athletes (field- or court-based invasion sports) of any gender
Non-team sports (e.g. solo, racquet or combat sports), ice-, sand- or water-based team
sports, match officials, non-athletic populations. Studies that described participants as
playing intermittent sports or used a combination of team sport and non-team sport ath-
letes, unless group results were separated
4
Participants mean age ≥ 16 years. Where mean age was not provided, and if an age group
was listed as U17 or above, this was accepted
Mean athlete age was < 16 years, or participants were described as U16 or below. Addition-
ally, studies that used a combination of athletes below and above the age cut-off, unless
group results were separated
5
Healthy, able-bodied, non-injured athletes
Special populations (e.g. clinical, patients), athletes with a physical or mental disability, or
athletes considered to be injured or returning from injury
6
RST was over-ground running on a flat surface
RST was performed on a treadmill, cycle or another implement. RST was performed on a
slope or sand
7
RST was performed at maximal intensity, with a mean work duration of ≤ 10 s or ≤ 80 m
in distance, a recovery duration of ≤ 60 s and ≥ 2 repetitions performed in total. Single
set and multi-set repeated-sprints
RST was performed at submaximal intensity, with a work duration of > 10 s or > 80 m, a
recovery duration of > 60 s, and only a single sprint repetition
8
RST was a fixed protocol, without any sport skill elements
RST involved a reactive change of direction in response to an external stimulus (e.g. light
sensor) or sport skill elements (e.g. passing, kicking, shooting)
9
Studies must have reported ≥ 1 acute outcome measure (outcome measures are presented
in Sect. 2.3). Acute demands must have occurred during (within) or immediately follow-
ing RST up to 24 h
No relevant outcome measures were reported. RST demands occurred > 24 h
10
≥ 1 condition or group must have performed the intervention under normal conditions
(e.g. usual nutritional intake, hydrated state, normoxia, absence of ergogenic aids,
≤ 30 °C, regular warm-up protocol)
RST was performed in a possibly fatigued or potentiated state (e.g. sports training, maximal
fitness assessment, pre-conditioning strategies) occurring within or 24 h before RST.
Placebo treatments were used before or during RST
11
Sprint times were recorded using electronic timing gates
Sprint times were recorded with a hand-held stopwatch or a video-camera
1614
F. Thurlow et al.
of repetitions per set, number of sets per session, sprint dis-
tance or duration per repetition, inter-repetition rest dura-
tion, inter-repetition rest modality, inter-set rest duration and
inter-set rest modality.
2.5 Extraction of Study Information
Mean and standard deviation data were extracted directly
from tables and within the text of the included studies. To
obtain data from studies where information was provided in
figures, graph digitising software (WebPlotDigitizer, ver-
sion 4.3, USA) was used. For studies where rest duration
was given as an exercise to rest ratio or on a time cycle
that included sprint time, an estimated ‘actual’ rest time was
also established. This was determined by extracting aver-
age sprint time (Savg) data from studies, where provided.
For example, if Savg was 3.2 s and the recovery duration
was given as 1:5 exercise to rest ratio, then the estimated
recovery duration was 16 s, or if the recovery duration was
given on a 30 s cycle, then the estimated recovery duration
was 27 s, with recovery durations rounded to the nearest
whole number.
With regards to sprint modality, shuttle repeated-sprints
were defined as RST where one or more 180° changes of
direction were performed. Multi-directional repeated-sprints
involved RST where changes of direction were performed
with angles other than 180°, but due to the large variety of
designs (e.g. different angles and courses), this format was
excluded from the meta-analysis. For rest modality, ‘passive’
included protocols where participants were required to walk
back to a two-way start line (sprints alternating from both
ends) in preparation for the next sprint. Where information
relating to exercise protocols (e.g. sprint distance) could
not be found within the study or clarification was required,
authors were contacted. If authors did not respond, samples
were removed from the meta-analysis. The Participant Clas-
sification Framework [55] was used to define training and
performance calibre of the athletes included in our investiga-
tion (Supplementary Table S2).
Twenty-four estimates nested within 13 studies collected
session ratings of perceived exertion (sRPE) via Borg’s
6–20 scale. For consistency with other included studies and
to comply with more standard practice, 6–20 values were
converted to Category–Ratio 10 (CR10®) units (deciMax)
using the appropriate table conversion [56]. Standard devia-
tions were converted by a factor that was proportionate to the
mean value of each estimate, which ranged between 13–19
(conversion factors = 0.27–0.53). Where VO2 was expressed
in absolute terms (L·min−1) [25], it was converted to relative
terms (mL⋅min−1⋅kg−1) by extracting the mean body mass
of the participants from the study. Where Sdec of 5% was set
as the termination criteria [57], the mean number of repeti-
tions was used for meta-analysis. Heart rates were inclusive
of both the sprint component and inter-repetition rest peri-
ods, but samples were excluded [58] which continuously
Table 2 Summary of the
outcome measures of interest
sRPE session ratings of perceived exertion, CR10 Category-Ratio 10, CMJ counter movement jump, JH
jump height, FVP force–velocity–power, V0 theoretical maximal velocity, F0 theoretical maximal force, P0
theoretical maximal power, RFpeak maximal ratio of force, DRF slope/rate of decrease in ratio of force with
increasing velocity, SMM spring-mass model, Kvert vertical stiffness, Kleg leg stiffness, ΔL leg compression,
Δz centre of mass vertical displacement, Fzmax maximal vertical force, HR heart rate, HRavg average heart
rate, HRpeak peak heart rate, HRpost heart rate recorded immediately post exercise, % HRmax percentage of
maximal heart rate, CK serum creatine kinase, CK 24h serum creatine kinase measured 24 h post exercise,
B[La] blood lactate, VO2avg average oxygen consumption, % VO2peak percentage of peak oxygen consump-
tion, % VO2max percentage of max oxygen consumption, Sbest best sprint time, Savg average sprint time, Stotal
total sprint time, Sdec percentage sprint decrement
Category
Measure
Metric
Physiological
HR
HRavg, HRpeak, HRpost and/or % HRmax
CK
CK 24 h
B[La]
Post (0–10 min)
VO2
VO2avg, VO2peak and/or % VO2max
Neuromuscular
CMJ
JH
Sprint FVP parameters as defined
by Samozino et al. [43]
V0, F0, P0, RFpeak, DRF
SMM parameters as defined by
Morin et al. [44]
Kvert, Kleg, ΔL, Δz, Fzmax
Perceptual
sRPE
CR10® and 6–20 sRPE scales [46]
Performance
Sprint times
Sbest, Savg, Stotal
Sdec
As defined by Fitzsimons [40] and
Glaister et al. [41]
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Acute Demands of Repeated-Sprint Training
recorded heart rate during the inter-set rest periods. Due to a
lack of studies reporting the effect of RST on peak heart rate
(HRpeak) as a percentage of maximal heart rate (HRmax), this
data was unable to be meta-analysed. However, these results
[2, 59–62] are summarised in section 3.4.3. Post-exercise
B[La] samples were meta-analysed together, irrespective of
the exact time point that they were measured (i.e. 0–10 min).
Although, for context, specific timepoints of each sample are
given in Supplementary Table S3. Where studies provided
multiple timepoints of B[La] collection, the highest value
was used for meta-analysis. The considerable variation in
measurement error between different jump systems makes
it difficult to compare counter-movement jump (CMJ) height
between different studies [63] and as such, CMJ height
results were recorded, but not meta-analysed. For context,
the type of jump measurement systems used in each study
are noted alongside the results in Supplementary Table S3.
2.6 Assessment of Reporting Quality and Risk
of Bias
To assess the reporting quality and risk of bias within the
studies included in this review, two authors (F.T. and M.M.)
independently evaluated the literature using a modified ver-
sion of the Downs and Black index. This scale includes 14
original items and ranks each item as 0 or 1, with higher
total scores (out of 14) indicating higher quality studies. The
original Downs and Black scale was reported to have accept-
able test–retest (r = 0.88) and inter-rater reliability (r = 0.75)
[64]. If there was an absence of clear information to assess
an item on either scale, it was scored as 0. Any disagree-
ments between the two authors were resolved by discussion
or a third author (J.W.).
2.7 Data Analysis
All analyses were performed in the statistical computing
software R (Version 4.0.0; R Core Team, 2020). Studies eli-
gible for meta-analysis often reported RST outcomes from
several subgroups (e.g. elite versus non-elite, males versus
females, etc.), from repeated measures taken on the same
group of athletes (e.g. set 1 and set 2, warm-up A versus
warm-up B, etc.), or a combination of both. To appropri-
ately account for this hierarchical structure, in particular,
the within-study correlation arising from repeated measures
[65] and on the assumption that the true acute demand of
RST varies between studies [66], data were analysed using
multi-level mixed-effects meta-analysis via the metafor
package [67]. Initial (baseline) models were run for each
outcome measure with 10 or more estimates and fit using
restricted maximum-likelihood. These models included only
random effects, which were specified in a nested structure
as studies (i.e. individual research papers; outer factor) and
groups within studies (inner factor, [65]). Units of analy-
sis were therefore individual estimates from groups within
studies, given as the mean value of the outcome measure
following RST. Both the associated standard deviation
(SD) and sample size were used to calculate the variance
of each estimate. When a study involved repeated measures
(i.e. multiple rows of data for the same group of athletes),
dependency was accounted for by replacing variance with
the entire ‘V’ matrix; that is, the variance–covariance matrix
of the estimates [65]. Block-diagonal covariance matrices
were estimated with an assumed correlation of r = 0.5 using
the clubSandwich package [68]. Since it is uncommon for
studies to report the correlation coefficient between repeated
measures [69], our assumption was informed by re-analysis
of our previous (unpublished) work in team-sport RST.
Uncertainty in meta-analysed estimates was expressed
using 90% compatibility (confidence) intervals (CI), calcu-
lated based on a t-distribution with denominator degrees of
freedom given from the unique number of ‘group’ levels
(i.e. the inner level of the random effects structure). Pooled
estimates were also presented with 90% prediction intervals,
which convey the likely range of the true demand of RST
in similar future studies [70]. Between-study and between-
group heterogeneity in each meta-analysed estimate was
quantified as a SD [Sigma (σ)] [71]), with 90% CI calculated
using the Q-profile method [72].
To examine the effect of programming variables on
acute RST outcomes, candidate factors were added to the
aforementioned baseline models as fixed effects for out-
comes with sufficient estimates available (approximately
10 per moderator [73]). The five moderator variables were:
sprint modality (categorical: straight-line or 180° shuttle),
number of repetitions per set (continuous, linear), total dis-
tance covered in each repetition (continuous, linear), inter-
repetition rest modality (categorical: active or passive) and
inter-repetition rest duration (continuous, linear). Factors
were re-scaled so that the reference (intercept) effect repre-
sented the performance or response to 6 m × 30 m straight-
line sprints with 20 s passive rest between repetitions. The
effects of each moderator were then estimated (along with
90% CI and 90% prediction intervals, where appropriate),
with all other factors being held constant. Categorical
moderators were given as the difference between levels
(shuttle compared with straight-line sprints and active
compared with passive inter-repetition rest). Continuous
moderators were evaluated at a magnitude deemed to be
practically relevant for training prescription: performing
two more repetitions, sprinting 10 m further per repetition
and resting for 10 s longer between repetitions. The effects
of repetition distance on repetition time (average and fast-
est sprint) were not shown (but were still offset to a dis-
tance of 30 m), because the time taken to complete a sprint
repetition is almost entirely dependent on the distance to
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F. Thurlow et al.
be covered. The total amount of variance explained by
the combination of moderators was given as a pseudo-R2
value, calculated by subtracting the total (pooled) variance
from final models ( 휎2
mods ) as a fraction of baseline models
( 휎2
base ) from 1 (1 − [휎2
mods∕휎2
base]).
To provide an interpretation of programming modera-
tors, we (subjectively) considered the entire range of the
CI representative of values compatible with our models
and assumptions [74], relying mostly on the point esti-
mate. To further contextualise the practical relevance of
moderators, we visually scaled effects against regions of
practical significance. That is, reference values for each
outcome measure that have been empirically or theoreti-
cally anchored to some real-world importance in the con-
text of team-sport athletes and/or RST. These thresholds
were: 2 bpm (~ 1%) in HRpeak [75], 1 au in CR10-scaled
sRPE [76], a 1% faster or slower sprint time [77] based on
the reference performance given as the intercept: 0.05 s
for Savg, 0.04 s for best sprint time (Sbest) and 1% for Sdec
across a set [77]. In absence of a recognised practical
reference value for a change in B[La] above the anaero-
bic threshold, we used the value of a small, standardized
effect. Between-athlete standard deviations from included
estimates (n = 120) were meta-analysed on the log scale,
as previously described (SD = 1.9 mmol·L−1, 90% CI
1.7–2.22), before being multiplied by 0.2. The threshold
for a moderate standardised effect (0.6 × 1.9 mmol·L−1)
was also calculated and shown for visual purposes. When
a CI fell entirely inside the region of practical significance
or predominantly inside one region, we declared an effect
as trivial. When a CI fell entirely outside the region of
practical significance or predominantly outside the region,
we declared an effect substantial. If there was equal cover-
age of the CI across the trivial region and the substantial
region in only one direction (i.e. positive or negative),
the effect was deemed compatible with both trivial and
substantial effects. Finally, when the CI spanned across
substantial regions in both positive and negative direc-
tions, including the trivial region, an effect was deemed
inconclusive.
3 Results
Following the screening process (Fig. 1), 215 publications
were included in our investigation, with data from 908 sam-
ples nested within 176 studies eligible for meta-analysis.
Across all studies, there were 4818 athlete inclusions from
282 repeated-sprint protocols reported.
3.1 Study Characteristics
The most common study design for investigations of acute
demands of RST was single group, cross sectional observa-
tional (n = 87 studies, 40%). Soccer was the most investi-
gated sport (n = 104, 48%), followed by basketball (n = 33,
15%), rugby (league, union and sevens) (n = 15, 7%), futsal
(n = 14, 7%), handball (n = 12, 6%), field hockey (n = 10,
5%), Australian rules football (n = 5, 2%), volleyball (n = 3,
1%), netball (n = 2, 1%) and a mixture of team sports (n = 17,
8%). Of these sports, 21 (10%) studies involved elite/inter-
national level athletes, 125 (58%) studies involved highly
trained/national level athletes and 58 (27%) studies involved
trained/development level athletes, with 11 (5%) studies not
reporting the training and performance calibre of the ath-
letes. Female athletes were represented in 31 (14%) stud-
ies. A summary of the participants and study characteristics
of included publications are provided in Supplementary
Table S2.
3.2 Outcomes for the Assessment of Reporting
Quality and Risk of Bias
Supplementary Table S1 summarises the outcomes of the
modified Downs and Black scale for the assessment of
reporting quality and risk of bias. Results ranged from 7 to
12, with a mean score of 9.6 ± 0.9.
3.3 Study Outcomes
A summary of the training protocols and study outcomes
of included publications are provided in Supplementary
Table S3.
Performance outcomes were represented in 198 (92%)
of studies and the most common outcome measure was Sdec
(n = 127 studies, 59%) (Fig. 2). The most common prescrip-
tion of each programming variable were straight-line sprints
(n = 153 protocols, 54%), performed over 30 m (n = 107,
38%), with a passive recovery (n = 186, 66%) lasting 20 s
(n = 83, 29%), prescribed as one set of six repetitions
(n = 122, 43%; Fig. 3). The majority of protocols (n = 263,
93%) employed one set of repeated-sprints, with two sets,
three sets and four sets used in five (2%), ten (4%) and four
(1%) protocols, respectively. The most common inter-set
rest times for all multi-set protocols were 4 (six protocols)
and 5 mins (five protocols). The number of 180° changes of
direction prescribed for shuttle repeated-sprints ranged from
one to two. The most prescribed mode of active recovery
was a slow jog back to a one-way start line (n = 32 protocols,
33%, i.e. sprints start from one end only). There was one
1617
Acute Demands of Repeated-Sprint Training
study [33] that strictly enforced a 5 m deceleration zone and
one other study [78] that enforced a 6 m deceleration zone.
3.3.1 Meta‑analysed Acute Demands of Repeated‑Sprint
Training
The acute physiological, perceptual and performance
demands of RST in team sport athletes are presented in
Table 3. Also presented are the 90% CI and PI for each
estimate, as well as the between sample and between study
variation (σ).
3.3.2 Moderating Effects of Programming Variables
on the Acute Demands of Repeated‑Sprint Training
The moderating effects of programming variables on the
acute physiological, perceptual and performance demands
of RST are presented in Figs. 4, 5, 6, 7, 8, 9, 10, 11, 12,
13, 14, 15. All effects were evaluated as the change in
each outcome measure when compared with a reference
protocol of 6 m × 30 m straight-line sprints with 20 s pas-
sive inter-repetition rest. Unless noted in the subsequent
sections, moderating effects were deemed inconclusive
[i.e. a confidence level (CL) spanning across substantial
regions in both positive and negative directions, including
the trivial region].
3.3.2.1 Shuttle‑Based Sprints Shuttle-based sprints were
associated with a substantial increase in Savg and Sbest (i.e.
slower times; Figs. 10, 11, 12, 13), whereas the effect on
sRPE was trivial (Figs. 6, 7). Performing shuttle-based
sprints was compatible with both a trivial and substantial
reduction in Sdec [i.e. a less pronounced decline in sprint
times (faster) throughout the set; Figs. 14 and 15].
3.3.2.2 Performing Two More Repetitions Per Set Per-
forming two more repetitions per set had a trivial effect on
HRpeak (Figs. 4 and 5), sRPE (Figs. 6 and 7), Savg (Figs. 12
and 13), Sdec (Figs. 14 and 15) and B[La] (Figs. 8 and 9).
Additionally, performing two more repetitions per set was
compatible with both a trivial and substantial increase in
Sbest (i.e. slower time; Figs. 10 and 11).
3.3.2.3 Sprinting 10 m Further Per Repetition Sprinting
10 m further per repetition was associated with a substan-
tial increase in B[La] (Figs. 6 and 7) and Sdec [i.e. a more
pronounced decline in sprint times (slower) throughout
Fig. 2 The distribution of outcome measures. Data given as the total
number of studies represented (out of 215). Sbest best sprint time,
Savg average sprint time, Stotal total sprint time, Sdec percentage sprint
decrement, CMJ counter-movement jump, SMM spring-mass model
characteristics, FVP sprint force–velocity–power profiling, sRPE rat-
ings of perceived exertion, HR heart rate, B[La] blood lactate, CK
serum creatine kinase, VO2 oxygen consumption
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F. Thurlow et al.
the set; Figs. 14 and 15], whereas the effect on sRPE was
trivial (Figs. 6 and 7). Additionally, sprinting 10 m further
per repetition was compatible with both a trivial and sub-
stantial increase in HRpeak (Figs. 4 and 5). The effects on
Sbest and Savg were not evaluated.
3.3.2.4 Resting for 10 s Longer Resting for 10 s longer
between repetitions was associated with a substantial
reduction in B[La] (Figs. 8 and 9), Savg (Figs. 12 and 13),
and Sdec (Figs. 14 and 15), while the effects on HRpeak
(Figs. 4 and 5) and sRPE (Figs. 6 and 7) were trivial. Rest-
ing for 10 s longer between repetitions was compatible
with both a trivial and substantial reduction in Sbest (i.e.
faster time; Figs. 10 and 11).
3.3.2.5 Performing Active Inter‑Repetition Rest Using an
active inter-repetition rest modality was compatible with
both a trivial and substantial increase in HRpeak (Figs. 4 and
5), sRPE (Figs. 6 and 7) and Sdec (Figs. 14 and 15).
Fig. 3 The distribution of RST prescription across all 282 protocols. Data are given as the total number of protocols represented (percentage)
[range]
1619
Acute Demands of Repeated-Sprint Training
3.3.3 Acute Demands of Repeated‑Sprint Training
on Non‑Meta‑Analysed Outcomes
The acute demands of straight-line and shuttle RST on
non-meta-analysed outcomes are as follows: total sprint
time ranged from 7.82 to 86.09 s (number of studies = 102,
number of samples = 185), end-set heart rate (HRpost) ranged
from 139 to 191 bpm (n = 4 and 12), HRpeak as % HRmax
ranged from 85% to 97% (n = 4 and 12), average VO2 as
a percentage of maximal oxygen consumption (VO2max)
ranged from 73% to 83% (n = 3 and 6) and creatine kinase
measured 24 h post-session ranged from 354 to 1120 µ·L−1
(n = 6 and 8). The absolute change in CMJ height ranged
from 2.4 to −8.6 cm (n = 9 and 20) and the percent change
ranged from 8% to −27% (n = 10 and 21). Results from
studies that investigated spring-mass model parameters
(n = 2 and 2) and sprint force–velocity–power parameters
(n = 1 and 1) are provided in Supplementary Table S3.
3.3.4 Acute Demands of Multi‑directional Repeated‑sprint
Training
The acute demands of multi-directional RST are as follows:
Sdec ranged from 1% to 7% (number of studies = 13, number
of samples = 24), Sbest ranged from 4.36 to 8.21 s (n = 11
and 19), Savg ranged from 4.14 to 8.39 s (n = 12 and 22),
total sprint time ranged from 32.22 to 83.99 s (n = 9 and 11),
end-set B[La] ranged from 5.4 to 15.4 mmol·L−1 (n = 6 and
8), sRPE ranged from 5.5 to 9.1 au (n = 6 and 10) and HRpeak
ranged from 178 to 195 b·min−1 (n = 6 and 10).
Table 3 Meta-analysed acute physiological, perceptual and performance demands of repeated-sprint training in team sport athletes
Multi-directional protocols are excluded. Heart rate results are independent of each other (HRpeak ≠ HRmax)
CI confidence interval, PI prediction interval, HRavg average heart rate, % HRmax percentage of maximal heart rate, HRpeak peak heart rate,
VO2avg average oxygen consumption, B[La] blood lactate, sRPE session ratings of perceived exertion, Sbest best sprint time, Savg average
sprint time, Sdec percentage sprint decrement
Outcome measure
Number of…
Pooled effect
Variation (σ, 90% CI) between…
Studies
Samples
Estimate
90% CI
90% PI
Studies (σ1)
Samples (σ2)
HRavg
bpm
12
24
163
154 to 171
131 to 194
16 (11 to 24)
6 (4 to 9)
% HRmax
10
21
90
87 to 92
82 to 97
3 (2 to 6)
2 (1 to 3)
HRpeak
bpm
29
54
182
179 to 184
168 to 195
7 (6 to 10)
2 (1 to 3)
VO2avg
mL·kg−1·min−1
6
6
42.4
32.3 to 52.4
16.0 to 68.7
9.2 (0.0 to 20.6)
2.4 (0.8 to 9.4)
B[La]
mmol·L−1
64
120
10.7
10.1 to 11.3
5.6 to 15.8
2.6 (2.1 to 3.1)
1.7 (1.4 to 2.0)
sRPE
au (deciMax)
40
68
6.5
6.0 to 6.9
3.5 to 9.5
1.2 (0.7 to 1.6)
1.3 (1.1 to 1.6)
Sbest
s
103
191
5.52
5.26 to 5.79
2.79 to 8.25
1.57 (1.40 to 1.79)
0.45 (0.40 to 0.51)
Savg
s
112
200
5.57
5.31 to 5.82
2.83 to 8.3
1.54 (1.37 to 1.74)
0.57 (0.51 to 0.65)
Sdec
%
125
224
5.0
4.7 to 5.3
1.4 to 8.7
2.0 (1.8 to 2.3)
0.9 (0.8 to 1.1)
Fig. 4 The moderating effects of programming variables on peak heart rate during repeated-sprint training with team sport athletes
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F. Thurlow et al.
Fig. 5 The moderating effects of a sprint modality, b inter-repetition rest mode, c repetitions per set, d total repetition distance and e inter-repeti-
tion rest time on peak heart rate during repeated-sprint training with team sport athletes. Larger circles, greater study size
Fig. 6 The moderating effects of programming variables on session ratings of perceived exertion following repeated-sprint training with team
sport athletes
1621
Acute Demands of Repeated-Sprint Training
Fig. 7 The moderating effects of a sprint modality, b inter-repetition
rest modality, c repetitions per set, d total repetition distance and e
inter-repetition rest time on session ratings of perceived exertion fol-
lowing repeated-sprint training with team sport athletes. Larger cir-
cles, greater study size
Fig. 8 The moderating effects of programming variables on end-set blood lactate following repeated-sprint training with team sport athletes
1622
F. Thurlow et al.
Fig. 9 The moderating effects of a sprint modality, b inter-repetition rest modality, c total number of repetitions, d total repetition distance and e
inter-repetition rest time on end-set blood following repeated-sprint training with team sport athletes. Larger circles, greater study size
Fig. 10 The moderating effects of programming variables on best sprint time during repeated-sprint training with team sport athletes
1623
Acute Demands of Repeated-Sprint Training
4 Discussion
This systematic review and meta-analysis provides the first
comprehensive synthesis of the acute demands of RST in
team sport athletes. It contains data from 215 studies, 282
repeated-sprint protocols and 4818 athlete inclusions. We
demonstrate that physiological, neuromuscular, perceptual
and performance demands incurred during RST are con-
sistently substantial; a finding supported by both the meta-
analysed point estimates and their 90% prediction intervals
(Table 3). Moreover, the magnitude of these acute demands
can be influenced by the manipulation of programming vari-
ables (Table 4). Prescribing longer sprint distances (> 30 m)
and/or shorter (≤ 20 s) inter-repetition rest can increase
physiological demands and performance decrement. Con-
versely, the most effective strategy to mitigate the acute
decline in sprint performance is the prescription of longer
inter-repetition rest times (≥ 30 s) and shorter sprint dis-
tances (15–25 m). The effects of performing two more rep-
etitions per set on our outcomes was trivial, which suggests
that prescribing a lower number of successive sprints (e.g.
four as opposed to six) may be a useful strategy to reduce
Fig. 11 The moderating effects of a sprint modality, b inter-repetition rest modality, c repetitions per set and d inter-repetition rest time on best
sprint time during repeated-sprint training with team sport athletes. Larger circles, greater study size
1624
F. Thurlow et al.
sprint volume, while maintaining the desired physiologi-
cal demands. The influence of shuttle-based protocols and
inter-repetition rest modality remain largely inconclusive.
These findings from our review and meta-analysis can be
used to inform RST prescription and progression in team
sport athletes.
Repeated-sprint training is one method among an array
of training options that practitioners can use to enhance the
physical performance of team sport athletes. The meta-ana-
lytic estimate of sRPE (Table 3) indicates that RST is per-
ceived to be ‘very hard’ (90% PI: ‘moderate’ to ‘extremely
hard’), which agrees with the intended prescription of this
training modality [18, 79]. Taking into account that a typical
RST session lasts for between 10–20 min, the sRPE-training
load (sRPE × training duration) is a fraction of that observed
during team sport practice [80–82], being approximately
65–130 au (deciMax units). However, this should be consid-
ered alongside the physiological and neuromuscular stresses
imposed by the RST session. The 10.1–11.3 mmol·L−1 ref-
erence estimate of B[La] is well above the second lactate
threshold (~ 4 mmol·L−1) and therefore indicates that there is
an immediate and intensive demand placed on the anaerobic
glycolytic system during RST [83]. A high rate of anaero-
bic energy production, accompanied by a B[La] response
exceeding 10 mmol·L−1, may be an important stimulus to
elicit positive long-term changes in enzymes central for
anaerobic glycolysis [28, 84]. Therefore, to potentially opti-
mise the anaerobic adaptations to RST for team sport ath-
letes, sessions that cause a B[La] demand of > 10 mmol·L−1
should be prescribed. Practitioners should also be conscious
of the neuromuscular demands (i.e. impairment in the mus-
cles ability to produce force) imposed by RST, with con-
siderable decrements in CMJ height observed immediately
after its implementation. However, while fatigue may be
detrimental to acute performance, it also can be important
for adaptation [85].
Athletes can reach VO2max during RST [86] and the aver-
age VO2 demand is considerable (Table 3), corresponding
to approximately 70%–80% of VO2max for the normal team
sport athlete [87–90]. This also agrees with studies reporting
the average VO2 demands of RST as a percentage of the ath-
letes measured VO2max [24, 59, 60]. Training sessions spent
with longer periods of time at a high percentage of VO2max
have been suggested to be an optimal stimulus for enhanc-
ing aerobic fitness, particularly in well-trained athletes [79,
91–93]. If the objective is to maximise aerobic adaptations,
practitioners should therefore prescribe RST sessions that
induce an average VO2 demand of > 90% max (or > 95%
maximal heart rate) [79, 94], which could be achieved by
manipulating certain programming variables in isolation
and/or combination. Although moderator analysis of VO2
was not feasible due to a low number of samples, qualitative
synthesis indicates that longer sprint distances [86], active
rest periods [24] and shuttle-based RST [59, 60] can amplify
the VO2 demands. While RST is a time-efficient training
method that can induce small to large improvements across
a range of physical parameters [8, 9], practitioners should,
however, consider that RST is unlikely to be the best tool for
eliciting time at or near VO2max and ultimately, for enhancing
aerobic fitness [9, 79]. Pursuing utmost change in this area
by implementing excessively demanding protocols could
mitigate the improvement of other physical qualities (e.g.
speed). Manipulating programming variables based on the
goals of the training program is therefore crucial to regulate
the acute demands of RST and optimise specific adaptations.
4.1 Sprint Modality
There were a greater number of RST protocols that pre-
scribed straight-line sprints (n = 153, 54%) compared
with shuttle RST (n = 105, 37%) and multi-directional
RST (n = 24, 9%). Across the 24 protocols that prescribed
Fig. 12 The moderating effects of programming variables on average sprint time during repeated-sprint training with team-sport athletes
1625
Acute Demands of Repeated-Sprint Training
multi-directional repeated-sprints [46, 95–111], there were
a variety of different designs and angles implemented, rang-
ing from 45° to 135°, for 2–5 changes of direction. Given
the multitude of programming variables to consider, meta-
analysis of multi-directional RST was not feasible. None-
theless, we found that consistently high HRpeak (178–195
bpm and 92%–100% HRmax), sRPE (5.5–9.1 au) and post-
session B[La] (5.4–15.4 mmol·L−1) were reported across
all multi-directional protocols. Multi-directional sequences
were designed to replicate specific movement demands of
team sports, where rapid changes of direction are common
[5, 112, 113]. Moreover, previous research has identified that
straight-line speed and change of direction ability are differ-
ent physical qualities because of their distinct biomechanical
determinants [112, 113]. Greater application of multi-direc-
tional and shuttle-based RST may therefore be used to help
develop change of direction ability, but practitioners should
be aware of the acute demands of each modality.
Compared to straight-line RST, our meta-analysis shows
that sprint times are clearly slower during shuttle-based RST
Fig. 13 The moderating effects of a sprint modality, b inter-repetition rest modality, c repetitions per set and d inter-repetition rest time on aver-
age sprint time during repeated-sprint training with team sport athletes. Larger circles, greater study size
1626
F. Thurlow et al.
Fig. 14 The moderating effects of programming variables on sprint time decrement during repeated-sprint training with team sport athletes
Fig. 15 The moderating effects of a sprint modality, b inter-repetition rest modality, c repetitions per set, d total repetition distance and e inter-
repetition rest time on sprint time decrement during repeated-sprint training with team sport athletes. Larger circles, greater study size
1627
Acute Demands of Repeated-Sprint Training
(Figs. 10 and 12), but Sdec is less (Fig. 14). Practitioners
can therefore expect slower sprint velocity when changes of
direction are implemented, but athletes may be able to better
sustain their initial sprint performance. The effects on HRpeak
and B[La] were inconclusive (Figs. 4 and 8), while the effect
on sRPE was mostly trivial (Fig. 6), which may suggest that
these physiological and perceptual demands of RST are
independent of sprint modality. It should be noted, however,
that the acute demands of RST performed with changes of
direction are conditional to the number and angle of direc-
tion changes, the distance between each direction change and
the duration of the sequence [60, 99, 106, 114, 115]. These
factors affect the absolute speeds that are attained and the
muscular work performed during the sprint, propulsive and
braking components. Additionally, by integrating changes of
direction into RST, there is accumulation of acceleration and
deceleration which can increase the neuromuscular demand
[99]. This seems evident by greater reductions in CMJ height
following shuttle-based RST [104, 116, 117].
Shuttle-based sprints can be applied during a RST pro-
gram to emphasise change of direction, limit absolute run-
ning speeds and induce a similar physiological demand to
straight-line RST. There may be instances, such as towards
the end of season, where practitioners want to limit the phys-
iological stress on the athlete during shuttle or multi-direc-
tional RST. In these cases, it has been demonstrated that
decreasing the sprint duration through time-matched proto-
cols is an effective strategy [99]. Therefore, when design-
ing RST, practitioners need to consider the influence of the
direction changes on the duration of the sprint, rather than
just the overall distance, as this can have a marked effect on
the internal demands [99]. Of course, straight-line sprints
should be implemented if the goal is to expose athletes to
higher speeds.
4.2 Number of Sprint Repetitions and Sets
Repeated-sprint training is implemented in research and
practice to target a broad range of outcomes, which is
reflected by considerable variation in the number of sprint
repetitions prescribed across studies (range 2–40 repeti-
tions per set). The vast majority of protocols (n = 257, 94%)
implemented just one set, with six repetitions the most
prescribed number of sprints per set (n = 122 protocols,
43%). Protocols that prescribed ≥ 12-repetitions per set
[19, 33–35, 61, 62, 86, 118–128] were often designed to
induce a high degree of fatigue. Accordingly, high creatine
kinase responses (542–1127 µ·L−1) were reported in studies
prescribing high repetition protocols [33–35, 123], despite
longer inter-repetition rest times (≥ 30 s). These long-series
of exhaustive efforts are counterintuitive to the movement
demands of team sports, where sprint efforts are more likely
to occur in small clusters [129, 130]. While the moderating
effects of the number of sets per session was not meta-ana-
lysed due to the low number of samples, it is worth noting
that with an increasing number of sets, sprint times decayed
and heart rate was increased, but changes in B[La] seem
negligible [58, 122, 131]. Further investigation is required
to better understand the impact of the number of sets per-
formed per session, as well as the overall session volume,
on the acute demands of RST.
A substantial physiological demand is induced with the
prescription of just six sprint repetitions, as demonstrated by
the estimates and PI’s for HRpeak and B[La] (Figs. 4 and 8).
A large cardiac demand, inferred by the 182 bpm reference
estimate of HRpeak, coupled with a B[La] response exceed-
ing 10 mmol·L−1, provide a strong aerobic and anaerobic
stimulus, which may underpin the improvements in high-
speed running abilities observed after RST interventions [2,
8]. With the reference estimate of B[La] above 10 mmol·L−1
Table 4 Summary of the effects
of programming variables on
the acute demands of repeated-
sprint training in team sport
athletes
HRpeak
B[La]
sRPE
Sbest
Savg
Sdec
Shuttle RST
?
?
=
↑
↑
= ↓
Two more repetitions
=
=
=
= ↑
=
=
10 m longer distance
= ↑
↑
=
*
*
↑
Active rest
= ↑
?
= ↑
= ↓
↓
= ↑
10 s longer rest
=
↓
=
↓
↓
↓
Acute demands based on meta-analytic inferences and compared with the reference protocol of
6 m × 30 m straight-line sprints with 20 s passive inter-repetition rest
Symbols: ‘=’ indicates ‘trivial’, ‘↑’ substantial increase’, ‘↓’ indicates a ‘substantial decrease’, ‘= ↓’
indicates ‘compatibility with both a trivial and substantial decrease’, ‘= ↑’ indicates ‘compatibility with
both a trivial and substantial increase’, ‘?’ indicates ‘inconclusive’ and ‘*’ indicates that the effects
were not evaluated. Note: a decrease in Sbest and Savg indicates that sprint times are faster
RST repeated-sprint training, HRpeak peak heart rate, B[La] blood lactate, sRPE session ratings of per-
ceived exertion, Sbest best sprint time, Savg average sprint time, Sdec percentage sprint decrement
1628
F. Thurlow et al.
and HRpeak close to maximal after six repetitions, further
pursuing small increases in these acute physiological out-
comes by performing more repetitions does not seem worth-
while. Our meta-analytic estimates show that the effects
of performing two more repetitions per set was trivial on
all outcome measures except Sbest, which was compatible
with both trivial and substantial effects (Fig. 10). There-
fore, other programming factors appear to have a greater
effect on physiological, perceptual and performance out-
comes. Crude estimation of the number of additional sprints
required for the point estimate of each outcome measure to
equal the minimum practically important difference reveals
an unrealistic and impractical expectation. For example, the
number of additional repetitions needed to increase sRPE
by a one-unit scale change in our data is ten (i.e. 16-repeti-
tions per set in total). This increase in volume and the neu-
romuscular demands of high repetition sets (greater than ten
repetitions) may induce excessive muscle damage [33–35,
123]. Moreover, large numbers of repetitions can result in
‘pacing’ strategies that influence the maximal nature of RST
and accumulated fatigue reduces the effectiveness of later
sprints [132]. This is supported by our findings that show a
Sdec of 1.2% would be expected to occur in studies (groups)
performing 6 more repetitions (i.e. 12-repetitions per set in
total) [77]. Therefore, excessive numbers of sprint repeti-
tions can exacerbate fatigue and cause sub-optimal perfor-
mance during RST.
Lower numbers of repetitions per set (e.g. greater than six
repetitions) may be a more effective programming approach
during competition periods to reduce training volume while
still providing a potent physiological stimulus and allow-
ing for the quality of each repetition to be maintained. In
this regard, the trivial reduction expected in each outcome
measure when performing four versus six repetitions may
be beneficial, when viewing from a risk-reward perspective.
However, a one-size-fits-all approach regarding the RST pre-
scription for team sport athletes can lead to some athletes
being under-stimulated, while others can be overloaded,
depending on the athletes’ speed and fitness profile [133,
134]. When the number of repetitions performed is fixed,
there is considerable inter-individual variation in the degree
of fatigue experienced across the same group of athletes
[48]. This can be incurred despite two athletes having simi-
lar maximal aerobic speeds but different maximal sprinting
speeds (i.e. differences in anaerobic speed reserve) [134,
135]. In our review, all studies, except one [57], prescribed a
fixed number of repetitions. However, in the study by Aken-
head et al. [57] the level of relative sprint decrement (5%)
was prescribed with a ‘flexible’ repetition scheme, which
allowed more control over the magnitude of fatigue accrued
by all participants. By prescribing a level of relative sprint
decrement or relative performance threshold, instead of a
fixed number of repetitions, practitioners can individualise
RST prescription. This could provide practitioners with the
ability to autoregulate training load based on differences in
physical capacities and fluctuations in prior fatigue.
4.3 Sprint Distance
A sprint distance of 30 m was most implemented (n = 107
protocols, 38%), which is longer than the average sprint
distance typically observed during field-based team-sports
competitions (15–25 m) [136]. Additionally, 40 m was the
longest sprint distance prescribed (n = 74, 26%). This dis-
tance is commonly used as a proxy measure of maximal
speed in team sport athletes [137, 138], as it can allow maxi-
mal velocity to be reached when it is applied in a straight-
line format. Furthermore, both 30 m and 40 m were often
implemented as a shuttle format, with one to two changes
of direction. A distance of 14 m was the shortest sprint
effort prescribed, represented in two protocols [139], while
15 m was prescribed in 11 (4%) protocols. Compared with
longer sprints (> 30 m), these shorter distances emphasise
the acceleration phase of sprinting and were often applied
with court-based athletes (i.e. basketball and handball) [122,
139–141]. Shorter distances may better reflect the competi-
tive environment of court-based team sports where players
are engaged in sprint efforts of 15 m and less [119, 142,
143].
Despite the prevalence of studies implementing a sprint
distance of 30 m, altering the distance of each sprint effort
by 10 m had the largest moderating effect on B[La] (substan-
tial increase), Sdec (substantial increase [more pronounced
decline in sprint times]) and HRpeak (compatible with a triv-
ial and substantial increase). Longer sprints increase phos-
phocreatine (PCr) depletion and glycolytic activity, while
also resulting in an increased accumulation of metabolic
by-products (e.g. hydrogen ions, inorganic phosphate) [1,
136]. Furthermore, longer sprints provide exposure to faster
absolute running speeds and higher vertical ground reaction
forces that are attained via upright running mechanics [144,
145]. This is compared with shorter distances, where the
athlete spends a high proportion of time in the acceleration
phase, resulting in a greater horizontal propulsive force, but
smaller braking force [144, 145]. Consequently, there can
be a greater strain on the musculoskeletal system during
longer sprints [146–148]. This is evident through greater
declines in sprint kinematics (i.e. vertical stiffness and centre
of mass vertical displacement) when longer sprint distance
(35 m versus 20 m) was prescribed in two studies that inves-
tigated spring-mass model characteristics [54, 149]. Despite
a greater physiological and neuromuscular demand imposed
by longer sprints, the effect of a 10 m longer sprint on sRPE
was trivial (Fig. 6). This suggests that greater distances can
be prescribed without inducing a practically substantial
increase in perceived exertion.
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Acute Demands of Repeated-Sprint Training
When beginning a RST program, shorter distances
(15–25 m) are a more conservative option that can be used
to limit metabolic stress and neuromuscular strain. It may
also be beneficial to prescribe shorter distances during
maintenance/taper sessions or for athletes who may never
be exposed to longer sprints during competition (e.g. court-
based athletes, goalkeepers). Training progression and over-
load can then be achieved by gradually increasing distance
(> 30 m) with a view to expose athletes to faster absolute
running speeds, greater fatigue and a high physiological
demand. This could be implemented during preparation
phases before commencing high-intensity training drills
and match-play, or during late-stage return to play follow-
ing injury.
4.4 Inter‑repetition Rest Duration
There was considerable heterogeneity in the distribution
of inter-repetition rest duration across the protocols, which
ranged from 10 to 60 s. This was partly due to differences in
the approach to rest prescription, whereby pre-determined
times, time-cycles and work-to-rest ratios were all employed
in different literature. A 10 s rest duration was prescribed
in 11 (4%) protocols, but such short rest may make it dif-
ficult for athletes to safely decelerate and make it back to
the start-line in time for the next sprint. The most common
rest durations were 20 s and 30 s, represented in 83 (29%)
and 67 (24%) protocols, respectively. These rest durations
are similar to the amount of recovery time typically afforded
between sprints during team sport competition [129, 130].
A 60 s rest duration was implemented in 9 (3%) protocols.
Shorter rest times (e.g. 10 s versus 20 s) are associated
with slower sprint times, greater performance fatigue and
an increased metabolic response. Additionally, shorter rest
may lead to greater decrements in CMJ height following
RST [150]. Inversely, longer inter-repetition rest times (e.g.
30 s vs 20 s) have a substantial influence on the reduction of
B[La] and allow for sprint performance to be better main-
tained across a set (i.e. faster Savg and lower Sdec). This is
likely due to greater clearance of metabolic by-products and
increased PCr resynthesis [1, 121]. An interesting finding
of our study was that a 10-s longer inter-repetition rest had
a trivial effect on HRpeak and sRPE. Longer inter-repetition
rest may allow athletes to perform each repetition with
greater speed [151] and reduce the desire for pacing. Fur-
thermore, longer rest would be expected to increase set dura-
tion, thereby allowing both heart rate and VO2 to increase
with time [86, 106, 122]. It is possible, however, that the
cardiorespiratory demand could be blunted if prolonged rest
times (e.g. 60 s) are implemented. This was demonstrated
in a group of well-trained university students where VO2
was 9% less when 60-s rest times were used during RST,
compared with 30 s rest [151].
Collectively, our findings support the use of longer rest
durations (≥ 30 s) to reduce within session fatigue and main-
tain repetition quality. Longer rest times could therefore be
implemented during periods of fixture congestion to reduce
player fatigue during RST, or used during the intensifica-
tion stage of a pre-season to maximise sprint performance
[19]. Additionally, longer rest times are recommended
when longer sprint distances are prescribed, which can help
account for the extended work duration of these sequences.
However, longer rest durations reduce the metabolic demand
of RST, which could limit certain physiological adaptations
(e.g. maximal accumulated oxygen deficit, changes in glyco-
lytic enzymes) [28, 152] and performance in activities that
require a substantial anaerobic component [19]. Therefore,
shorter rest durations (≤ 20 s) can be prescribed to induce
greater levels of fatigue, which could help prepare team-
sport athletes for peak periods of a match, where sprint
efforts can be interspersed with minimal rest [129, 130].
4.5 Inter‑repetition Rest Modality
There were a higher number of protocols that implemented
passive inter-repetition rest (n = 186, 66%), as opposed to
an active rest period (n = 96, 34%). Active recovery pro-
tocols were commonly combined with inter-repetition rest
durations of ≥ 25 s. Most protocols that prescribed an active
recovery involved a slow jog at pre-defined running speeds
(e.g. 2 m⋅s−1) or self-selected speeds, which were often
returning to a one-way start line. Other active recovery pro-
tocols implemented faster running speeds such as 8 km⋅h−1
[23, 118] and 50% of maximal aerobic speed [24, 86, 153,
154]. When these faster running speeds were prescribed,
the physiological demands (i.e. heart rate, VO2, B[La]) were
amplified and there was a greater Sdec compared with passive
rest and active rest performed at a slow jog [24, 153–155].
Repeated jumps were performed during the inter-repetition
rest period in two studies [59, 156], which increased the car-
diorespiratory and muscular demands [59, 156]. However,
the internal demands are likely to be more varied compared
with a precise running intensity.
The findings of our meta-analysis suggest that active rest
may cause a substantial increase in HRpeak (Fig. 4), sRPE
(Fig. 6) and Sdec (Fig. 14), although we acknowledge that
these effects are also compatible with trivial values (i.e.
there could be no substantial influence). Active recovery
limits the oxidative potential for PCr resynthesis before each
sprint, which affects the maintenance of muscle power [24,
133, 150]. This leads to greater declines in anaerobic work
capacity and subsequently, repeated-sprint performance. On
the contrary, passive recovery is associated with an enhanced
PCr resynthesis and as our results confirm, a smaller Sdec
[157, 158]. While there were no substantial differences
in B[La] (Fig. 8), our meta-analysis does not consider the
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F. Thurlow et al.
intensity of the recovery period, which ultimately deter-
mines the extent of the acute demands [59, 153, 157].
The prescription of active recovery might amplify
the physiological and perceptual demands to RST, as well
as performance decrement, without increasing the sprint
volume. This could be achieved, for example, by prescrib-
ing active recovery at an intensity of ≥ 50% maximal aero-
bic speed. It would be practical to implement this with a
standardised recovery-run distance and rest durations of
≥ 25 s to allow the athlete to gradually decelerate from the
sprint component into the recovery running speed. Yet, once
again, acknowledging that the influence of active recovery
on HRpeak, sRPE and Sdec were compatible with both trivial
and substantial effects, we advise practitioners to place more
emphasis on recovery duration for manipulating RST acute
demands at present. For this reason, future research should
examine the effects of specific active recovery intensities on
RST physiological, perceptual, neuromuscular and perfor-
mance demands.
4.6 RST Protocols with Additional Modifications
The use of additional modifications to RST can be applied
to augment or attenuate internal demands. Short enforced
deceleration zones (< 10 m), which were prescribed in two
studies [33, 78], reduce sprint performance and exacerbate
the magnitude of muscle damage due to the large eccentric
forces applied during rapid braking, which is further accen-
tuated when higher numbers of repetitions are performed.
Gradual deceleration zones (> 10 m) are therefore recom-
mended to mitigate undue muscular damage. Performing
repeated jumps within the inter-repetition rest period may be
an effective strategy to induce a greater physiological stimu-
lus during RST, while exposing athletes to sport-specific
actions, without an increase in the volume of high-intensity
running [59, 156]. When jumps were prescribed in studies
by Buchheit et al. [59] and Padulo et al. [156], very high
B[La] (10.2–13.1 m⋅mol−1), HRpeak (96%–97% heart rate
max) and sRPE (7.9–8.0 au) were observed. The additional
muscular work performed during the recovery period with
jumps has previously been shown to increase muscle deoxy-
genation of the lower limbs, but it should be noted that these
sequences are also likely to reduce acute sprint performance
[59, 156]. Furthermore, with only two studies investigating
the effects of jumps within the inter-repetition rest period,
the optimal volume and intensity of these actions are yet to
be established. There is potential for other modifications to
be implemented during RST, such as sport-specific skills
(e.g. passing, shooting), grappling, push-ups and tackling
into contact bags. These types of explosive efforts typically
precede or follow high-intensity runs/sprints during match
play [159–161] and may help to better simulate the physi-
ological demands associated with competition. Furthermore,
flying sprints that incorporate a submaximal acceleration
zone may provide exposure to repeated bouts of maximal
velocity sprinting, without the neuromuscular demands of
rapid acceleration [162].
4.7 Limitations
There are several important issues to consider when inter-
preting our findings. Depending on the outcome measure,
a proportion of the variation in the meta-analysed acute
demands of RST can be explained by factors other than
the programming variables investigated (Supplementary
Table S4). Factors directly related to individual differences
in human physiology have been shown to influence the acute
demands to RST, such as age [36, 100, 101, 111, 163–166],
fitness level [167], playing status [46, 168–174], gender
[131, 139, 175, 176] and ethnicity [177]. Furthermore, a
proportion of the variation in the acute demands may also
be due to the impact of programming variables not inves-
tigated (e.g. number of sets), as well varied data collection
methods, conditions and reporting. For example, there are
inter- and intra-individual differences in B[La] accumulation
depending on sampling procedures (time and site), hydration
status, previous exercise and ambient temperature [18, 47,
178]. Nevertheless, the influence of the latter factors on the
present review are likely to be low considering that item ten
in the inclusion–exclusion criteria ensures that RST must
have been performed under normal conditions (e.g. hydrated
state, ≤ 30 °C) and without fatiguing exercise occurring in
the previous 24 h. We also appreciate the concerns of com-
paring CMJ height between different methods and devices
[179], which is why CMJ outcomes were not meta-analysed.
When interpreting acute heart rate and VO2 responses to
training, it is important to consider the starting value at the
commencement of exercise, which will influence the magni-
tude of change. However, the majority of studies did not pre-
sent this information, and thus, we were unable to account
for this in our analyses. Additionally, there was an insuffi-
cient number of samples to determine the moderating effects
of programming variables on average heart rate and VO2.
There was also a low number of samples for HRpeak as %
HRmax, creatine kinase, spring mass-model parameters and
sprint force–velocity–power parameters, which meant we
were unable to meta-analyse these outcomes. Therefore, in
future, researchers may wish to investigate the effects of RST
on these outcomes. Finally, it should be noted that while our
elected reference adjustments of 10 m and 10 s allow for
comparison between sprint distance and inter-repetition rest
time, respectively, this will not always represent the same
relative change (i.e. an increased sprint distance from 10 m
to 20 m represents a 100% change, while 30 m–40 m rep-
resents a 25% change). Therefore, this information should
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Acute Demands of Repeated-Sprint Training
be treated with caution and used within the context of the
programmed session.
5 Conclusions
Our systematic review and meta-analysis is the first to sum-
marise the acute physiological, neuromuscular, perceptual
and performance demands of RST in team sport athletes,
while providing a quantitative synthesis of the effects of pro-
gramming variables. RST provides a potent physiological
stimulus for the physical development of team sport ath-
letes, with the magnitude of the acute demands influenced
by several programming variables (Table 4). Longer sprint
distances and shorter inter-repetition rest periods are the
most efficacious strategies to increase RST demands. When
manipulated in combination, these factors are likely to have
an even greater effect, from which the magnitude of within-
session fatigue and acute training response can be expected
to follow. Reducing the number of repetitions per set (e.g.
four as opposed to six) can maintain the physiological, per-
ceptual and performance demands of RST while reducing
sprint volume. When combined with shorter sprint distances
and increased inter-repetition rest periods, this might be a
useful strategy during strenuous training and competition
periods [26]. Additionally, straight-line, shuttle and multi-
directional repeated-sprints can be prescribed to target
movement specific outcomes, depending on the aims of the
training program. While there is a large quantity of evidence
relating to acute performance outcomes of RST, there is a
lack of literature on cardiorespiratory (e.g. VO2) and neuro-
muscular demands. The insights from our review and meta-
analysis provide practitioners with the expected demands of
RST and can be used to help optimise training prescription
through the manipulation of programming variables.
Supplementary Information The online version contains supplemen-
tary material available at https:// doi. org/ 10. 1007/ s40279- 023- 01853-w.
Declarations
Funding Open Access funding enabled and organized by CAUL and
its Member Institutions.
Conflict of Interest All authors declare that they have no conflict of
interests relevant to the content of this review.
Data Availability All data and material reported in this systematic
review and meta-analyses are from peer-reviewed publications. All
extracted data is available in Supplementary Tables S2 and S3.
Author Contributions Fraser Thurlow, Jonathon Weakley, Matthew
Morrison and Shaun McLaren conceptualised the review and crite-
ria. Fraser Thurlow, Jonathon Weakley, Matthew Morrison and Shaun
McLaren completed the screening, data extraction and data analysis
of all data within this manuscript. All authors created the tables and
figures. All authors contributed to the writing of the manuscript. All
authors reviewed, refined and approved the final manuscript.
Open Access This article is licensed under a Creative Commons Attri-
bution 4.0 International License, which permits use, sharing, adapta-
tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article's Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article's Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visit http:// creat iveco mmons. org/ licen ses/ by/4. 0/.
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Authors and Affiliations
Fraser Thurlow1,3 · Jonathon Weakley1,2,3 · Andrew D. Townshend1 · Ryan G. Timmins1,3 ·
Matthew Morrison1,3 · Shaun J. McLaren4,5
* Fraser Thurlow
[email protected]
1
School of Behavioural and Health Sciences, Australian
Catholic University, Brisbane, Australia
2
Carnegie Applied Rugby Research (CARR) Centre, Carnegie
School of Sport, Leeds Beckett University, Leeds, UK
3
Sports Performance, Recovery, Injury and New Technologies
(SPRINT) Research Centre, Australian Catholic University,
Brisbane, Australia
4
Newcastle Falcons Rugby Club, Newcastle Upon Tyne, UK
5
Institute of Sport, Manchester Metropolitan University,
Manchester, UK
| The Acute Demands of Repeated-Sprint Training on Physiological, Neuromuscular, Perceptual and Performance Outcomes in Team Sport Athletes: A Systematic Review and Meta-analysis. | 05-24-2023 | Thurlow, Fraser,Weakley, Jonathon,Townshend, Andrew D,Timmins, Ryan G,Morrison, Matthew,McLaren, Shaun J | eng |
PMC7538888 | Reviewers' Comments:
Reviewer #1:
Remarks to the Author:
The authors are correct in identifying that an explosion of data collection from wearable exercise
apps has the potential to enable new insight into exercise bioenergetics and fatigue. However,
while I like the general approach taken by the authors and appreciate the labour involved in their
study, I believe they have 'missed a trick' in limiting their analysis to the 'universal model of
running performance' described by Mulligan et al in 2018 (and not yet validated by others). The
'critical power' model is well established in the field and has both theoretical and practical validity
but is unfortunately not used by the authors; indeed, the authors are somewhat (and unjustifiably,
in my opinion) dismissive of the CP concept. In summary, as presented, the study is limited to a
novel and essentially unvalidated model of running performance and this calls into question at
least some of the conclusions. While the approach (data mining) surely has merit, the analyses
need to be less blinkered and more comprehensive in this first step.
Reviewer #2:
Remarks to the Author:
In this study, the researchers show that a model they previously developed to predict future race
performance from past race performances performs well in a large dataset of race times and
distances estimated from a running watch. They extract parameters from the model related to (1)
endurance and (2) running speed and VO2 Max and show that there are associations between
these two parameters and training metrics extracted from the dataset.
The dataset is exciting, the associations with training are interesting, and as far as I can tell, the
analysis as performed was sound overall. But there are some issues with the manuscript as written
and the analysis as performed that limit impact. Of most significance is that the novelty is not
overwhelmingly clear. For example, the model has been previously published and shown to relate
well to real-world performance data, so these aspects of the current paper are not particularly
novel. The physiological parameters are shown to vary among the population, but this is not
particularly novel besides the means in which the parameters were extracted. The correlations
with training performance are just correlations and, as the authors acknowledge, it is not possible
to determine whether the training measures associated with higher performance cause those
higher performances or are merely associated with being a high-performing athlete.
Given the size and, I expect, richness of the dataset, I imagine that there is much more that the
investigators could have learned. I list a few questions in the following paragraphs that the authors
might have explored.
Do aspects of training help to explain errors in the model predictions? This could have helped us
move toward a more causal link between training and race performance. There also seemed to be
a systematic error in their model related to the endurance parameter. Is this related to training?
Or errors in their data? Or a gap in their model? This question should have been explored more
fully.
Are there means to predict an athlete’s race performance from sub-maximal training performance
(i.e., not races), using heart rate or any other measures the watch might provide? The current
model requires subjects to performance two or more races at maximal effort to extract these
parameters. While this is an improvement on physiological testing it is still a burden and does not
seem to take advantage of the dataset. I presume heart rate is available, for example. Would
heart rate and heart-rate variability during training help to detect some of the physiological
parameters on training runs?
Do the measures extracted from their model and the real-world dataset match measures extracted
from gold standard lab assessments in a small (but heterogeneous) subset of the subjects? While
the researchers do compare to previously published data, these tests would have provided more
convincing evidence that their model is valid in a population with varying age, gender, ethnicity,
and training status.
Does their phenomenological model perform better than past models on this large dataset? What
about a simple linear regression model? Comparing the models against additional baselines would
have provided further confidence.
Another major contribution could be to share the dataset with other researchers, which would be
highly novel and a means to accelerate research on human performance, injury, and real-world
training. I would not expect the researchers to tackle all of these problems, but I would expect
more novel insights or contributions in some form.
Another issue with the current submission is that I found the manuscript more challenging to read
and understand than needed. Work is needed to improve the readability and clarity of the writing.
As one example, the abstract as written contains very few specific details about the study that was
performed. What parameters were predicted? What is performance? What are training modes?
Given space, the abstract should not be exhaustive, but the key details should be described with
enough specificity to give the reader a more clear understanding of what the study entailed. The
Introduction, Results, and Discussion need similar improvements to more clearly and succinctly
state what analysis was performed.
Reviewer #3:
Remarks to the Author:
MAJOR
In the Introduction, the authors challenge an axiom that has been characterizing exercise
physiology since longer than a century, the axiom that measurement conditions should be
standardized. I kindly disagree with this view. Existing models, validated experimentally in the
laboratory, and applicable on the field and on large-scale numbers, come from standard
experimental laboratory conditions. The theoretical models do exist indeed. They have been
developed theoretically and validated by measuring V’O2max during exercise testing and the
fraction of V’O2max utilization and the energy cost of the locomotion mode at stake at steady
state. The basic formula id as follows:
V = f * V’O2max/C (1)
Where v is velocity, f the sustainable fraction of V’O2max over a given distance, and C the energy
cost of the locomotion mode at stake. C has the dimension of a force and represents the metabolic
energy that is to be spent to generate the force that is necessary to overcome the forces that
oppose to the body movement. These are two forces: 1) air resistance (or water resistance in
swimming) and 2) frictional forces. These can be expressed as follows:
C = k v2 + Cf (2)
This equation means that, if you plot C as a function of the square of speed, you obtain linear
relationships with slope equal to constant k and y-intercept equal to the energy cost that is
necessary to overcome frictional forces (high in running, low in cycling). Constant k is directly
proportional to the frontal surface area of the moving body, to the aerodynamic (or hydrodynamic
factor) Cx, and to the air (or water) density. With these simple relationships, it is possible to
simulate and interpret all what happens in field conditions and during actual competitions. I just
give the authors a few references (clearly overlooked by the authors) to make them aware of what
I am saying: di Prampero PE, Int J Sports Med 7: 55-72, 1986; di Prampero PE, Eur J Appl Physiol
82: 345-360, 2000; di Prampero et al, J Appl Physiol 47: 201-206, 1979; di Prampero et al, Eur J
Appl Physiol 55: 259-266, 1986; Ferretti et al, Eur J Appl Physiol 111: 391-401, 2011; Margaria et
al, J Appl Physiol 18: 367-370, 1963; Minetti et al, J Appl Physiol 93: 1039-1046, 2002;
Pendergast et al, J Appl Physiol 43: 475-479, 1977; Tam et al, Eur J Appl Physiol 112: 3797-3806,
2012; Zamparo et al, Eur J Appl Physiol 111: 367-378, 2011. All the elements that are necessary
to set a model to be applied to large data sets and in field conditions are present in those and
many other studies.
What is the use of a variable like running economy, which the authors define as the steady state
oxygen consumption at a given constant speed instead of C? Physically speaking, C looks more
appropriate.
At the end of page 2, the authors create artificially a dichotomy between laboratory tests and
actual competition conditions: nevertheless, the theoretical background derived from laboratory
tests is fully applicable to laboratory conditions.
A sentence like “Unfortunately, these approaches predict that speeds below a critical velocity can
be maintained for infinite duration which contradicts observation” has been criticized (see e.g.
Ferretti, Energetics of Muscular Exercise, Springer 2015, chapter on critical power). Laboratory
physiologists are perfectly aware of the fact that energy sources in the body are finite.
Under Results, I read: “Main determinants of aerobic fitness and endurance in long distance
runners (LDR) are maximal oxygen uptake per body weight, VO2;max , velocity dependent, sub-
maximal oxygen demand, known as running economy (RE), and the lactate or ventilatory
threshold (LT) that sets the limit below which a steady state blood lactate concentration is
maintained”. Although a reference is given, this statement is not correct, see equation 1 in this
report.
Equation 1 of the article is constructed in such a way to encompass a large variety of field
conditions, independent of the physiological model. Frankly, I do not see a role for such a study,
unless we create an artificial opposition between classical physiological studies and a kind of
“modern” approach that the authors claim. Big numbers are fascinating, but their utility depend of
the context into which they are inserted and interpreted. The context exists, but the authors seem
to be unaware of it.
The discussion id biased by the chosen approach and does not deserve to be discussed analytically
MINOR
Endurance running dates back much longer than the ancient Olympic Games: it is alike that pre-
historical nomadic societies used endurance running while hunting or for migrating.
Page 2, line 7 : ranging instead of raging
3
Rebuttal letter
“Novel insights on human exercise performance from big data mining”
(NCOMMS-20-02292)
Please find below our point-to-point answers to the reviewer comments (C: comment, A: answer).
Answer to Reviewer #1
We thank the reviewer for her/his time spent looking over our manuscript and their comments that we address
point-by-point in the following.
C The authors are correct in identifying that an explosion of data collection from wearable exercise apps has
the potential to enable new insight into exercise bioenergetics and fatigue. However, while I like the general
approach taken by the authors and appreciate the labour involved in their study, I believe they have ’missed a
trick’ in limiting their analysis to the ’universal model of running performance’ described by Mulligan et al in
2018 (and not yet validated by others). The ’critical power’ model is well established in the field and has both
theoretical and practical validity but is unfortunately not used by the authors; indeed, the authors are somewhat
(and unjustifiably, in my opinion) dismissive of the CP concept.
A We acknowledge that the ’critical power’ model is well established. A. V. Hill described the idea behind this
concept already in 1925 (The Physiological Basis of Athletic Records, Lancet, 1925). He derived the idea from
running and other world records as he noted that maximum speed or power over time T follows a hyperbolic
curve that can be described by the equation Pmax(T) = Pc + A/T, where Pc corresponds to critical power
(although Hill did not use that term) and A represent anaerobic power reserve. Furthermore, Hill noted that
this relation is limited to durations up to 12 minutes and called it short-term fatigue. He thought that short-term
fatigue originates from muscles whereas other forms of fatigue that take longer to develop have more complex
origins, such as neural fatigue, and are therefore much harder to describe. Thus, his idea of ’critical power’ was
not meant to describe human performance over long-duration exercise. Currently, the ’critical power’ model is
mainly applied to running distances up to 10km. For longer distances, the concept of a duration dependent
fractional utilization of maximal aerobic power is required, as pointed out also by Reviewer #3 (see also work
by di Prampero, and Peronnet & Thibault). In fact, Hill indicated in Figure 4 of his 1925 paper that the
average running velocity tends to decrease logarithmically with race duration (we have attached this figure as
an appendix to this rebuttal). Our universal model for running performance, as described in our previous paper
in 2018 and used in the present work, builds on Hills observation. It describes running performance over a
much broader exercise duration band. However, we do acknowledge that critical power has been useful in some
applications. For example, it has been used in cycling, where loading of the muscles and fatigue is di↵erent
from running. Below, we have attached a table in which we summarize the ’critical power’ and other models.
In fact, the ’critical velocity’ vc (corresponding to critical power) indeed occurs in our model (as described in
Mulligan et al in 2018) as a combination of parameters, i.e., vc = vm − D0/tc where we followed the notation of
the ’critical power’ model used in A. M. Jones, A. Vanhatalo, Sports Med 47, S65 (2017). In order to highlight
the di↵erence between the ’critical power’ model and our model, we have performed a detailed comparison of
the models, using running world records from 1987 and 2020, and also personal records from six elite marathon
runners taken from the above mentioned publication of A. M. Jones & A. Vanhatalo. Corresponding results
are attached below. As the relation between the models is not directly relevant to our present data analysis of
race distances between 5km and the Marathon, we have removed the reference to ’critical power’ to avoid any
confusion and to not give a false impression of this concept.
C In summary, as presented, the study is limited to a novel and essentially unvalidated model of running perfor-
mance and this calls into question at least some of the conclusions. While the approach (data mining) surely
4
has merit, the analyses need to be less blinkered and more comprehensive in this first step.
A While we agree that our model is novel, we disagree with the conclusion that it is ”essentially unvalidated”. As
pointed out by Reviewer #2, ”the model has been previously published and shown to relate well to real-world
performance data”. We note that other researchers have checked their models also by comparison to athletic
records for a certain range of distances, and so did we for our model. To provide a constructive basis for further
review, and to clear up misunderstandings, but also to defend our mathematical model used for analyzing the
data, we provide below a new, rather detailed comparison of the ’critical power’ model and our model, including
new graphs and tables. Our new results show that our model agrees with current athletic world and personal
records with an error of less than 1%. We are not aware of any mathematical model that explains current world
records from 800m to the Marathon at better accuracy.
5
Rebuttal letter
“Novel insights on human exercise performance from big data mining”
(NCOMMS-20-02292)
Please find below our point-to-point answers to the reviewer comments (C: comment, A: answer).
Answer to Reviewer #2
We thank the reviewer for her/his time spent looking over our manuscript and their comments and interesting
questions that we address point-by-point in the following.
C The dataset is exciting, the associations with training are interesting, and as far as I can tell, the analysis as
performed was sound overall. But there are some issues with the manuscript as written and the analysis as
performed that limit impact. Of most significance is that the novelty is not overwhelmingly clear. For example,
the model has been previously published and shown to relate well to real-world performance data, so these aspects
of the current paper are not particularly novel.
The physiological parameters are shown to vary among the
population, but this is not particularly novel besides the means in which the parameters were extracted. The
correlations with training performance are just correlations and, as the authors acknowledge, it is not possible
to determine whether the training measures associated with higher performance cause those higher performances
or are merely associated with being a high-performing athlete.
A Novelty of the current paper is that it can explain running performance from 5km up to the marathon in a large
group of runners, with a wide range of performance levels, using two e↵ective parameters: the crossover velocity
vm and the endurance parameter El. Usually, running performance is measured by VO2max alone, which is a
poor indicator of performance as it ignores running economy (the energy cost of running per distance) which
shows a considerable variation among athletes. In addition, running economy changes (slowly) over time, which
is believed to be associated with various forms of fatigue and change of physiological parameters like, e.g.,
body temperature. Given the complexity of these mechanisms and their current poor understanding, it appears
interesting that two parameters are rather e↵ective in describing running performances of a few hours duration.
It should be stressed that our model is the first to model running over these long time scales by a logarithmic
decay in fractional utilization (FU) of maximal aerobic power. Previous models considered constant or linear
decrease in FU, leading to systematic errors for distances over 10km (Only the model by Peronnet & Thibault
considers a combination of logarithmic and power law decays). We have added in the appendix to this rebuttal
a detailed comparison of our model to other existing models that were suggested by the other reviewers.
In our work, we think for the first time, one can see how training history is associated with key performance
parameters on a large population level. It should be noted that endurance is impossible to measure in the
laboratory as it would require multiple hours of running on a treadmill which presumably involves a number of
artificial e↵ects compared to ’real world’ running. Hence, there is currently no reliable evaluation of correlations
between real-world running endurance and training beyond some studies of individual athletes. It is, however,
correct that our analysis does not determine if training is the cause of observed performance, and just associated
with higher performance level. While this is an interesting question for future analysis, even the here detected
correlations can be of practical importance: They can be useful for estimating realistic expectations for a race
for less experienced runners from their training intensity and volume, and hence prevent ”hitting the wall”
early in the race. In addition, our observation that endurance peaks at a given training load (in TRIMP), see
Fig. 5(c), should help preventing over-training, i.e., unproductive increase in training that can cause injury and
other health problems.
6
C Given the size and, I expect, richness of the dataset, I imagine that there is much more that the investigators
could have learned. I list a few questions in the following paragraphs that the authors might have explored.
Do aspects of training help to explain errors in the model predictions? This could have helped us move toward
a more causal link between training and race performance. There also seemed to be a systematic error in their
model related to the endurance parameter. Is this related to training? Or errors in their data? Or a gap in their
model? This question should have been explored more fully.
A We feel that we should first clarify the content of our data set since it is less rich as your comments suggest.
Our model contains only the date, total distance and average velocity for all runs of the subjects. (See below
for a comment on heart rate.) While more data are recorded by GPS watches, these time series with one second
resolution could not be provided by our industrial partner for millions of kilometers of running. However, we
agree that separate work on a smaller number of subjects with higher data detail would be very interesting and
should be performed in the future.
Regarding observed deviations between actual race times and model predictions, we first note that our model
has been shown to outperform all existing models when applied to personal records from 800m to the marathon
of elite runners (please see appendix to this rebuttal). The systematic error in the predicted marathon times in
Fig.4(a) at rather small and large endurance appear to be a consequence of the difficulty to measure endurance
from a few races at shorter distances when these races are not performed under prefect conditions or optimal
motivation of the athlete.
As Fig.
4(b) shows, this problem is most pronounced for slower runners.
Fast
runners demonstrated the smallest error between prediction and actual race time. This is consistent with the
observation that fast runners display also highest consistency in performance over all race distances (due to
higher experience and more racing attempts on a given distance), and hence their endurance parameter shows
less uncertainty. This is particularly the case for elite runners (see analysis in the appendix). As there were
associations between performance indicators and training background (Fig. 5), we can draw a similar conclusion:
Low relative training intensity and high training volume, typical for more experienced and faster runners, is
associated with smaller model error.
C Are there means to predict an athletes race performance from sub-maximal training performance (i.e., not races),
using heart rate or any other measures the watch might provide? The current model requires subjects to per-
formance two or more races at maximal e↵ort to extract these parameters. While this is an improvement on
physiological testing it is still a burden and does not seem to take advantage of the dataset. I presume heart rate
is available, for example. Would heart rate and heart-rate variability during training help to detect some of the
physiological parameters on training runs?
A Estimating race performance from sub-maximal training performance directly is impossible without additional
assumptions being made. An important quantity for endurance running performance is the decay of fractional
utilization of maximal aerobic power with duration which measures for how long an runner can maintain a
certain fraction of maximal aerobic power output. This quantity can be estimated from ’time to exhaustion’
experiments in the laboratory, i.e., by maximal tests. Without a precise knowledge of this quantity (measured
by El in our model), a ’typical’ value can only be assumed (depending on training status). Our dataset contains
for most athletes a number of races over 5km to the halfmarathon as these distances are used during training
as ’test races’. Hence, for marathon runners, this information on maximal e↵ort events is usually available and
provides a clear improvement over physiological testing in the laboratory where maximal e↵ort is impossible to
motivate for a distance of 20km or longer.
As far as heart rate is concerned, out data set does not contain heart rate data for all runs and athletes as not all
runners who wore a GPS watch wear a heart rate monitor (chest strap). But even if this data would be available,
there remains an important unknown: the maximal heart rate of the athlete which varies substantially among
7
individuals and cannot be determined accurately and easily from age-based formulas. Without the maximal
heart rate the important relative e↵ort (the quantity p in our model) cannot be determined accurately. Because of
this, our running model was built on the requirement that a priori no information about the runner’s physiology
is needed. Additional challenges are that heart rate is a↵ected by external factors, such as temperature, that
are often unknown. The same goes for heart rate variability as even less is understood about how di↵erent levels
of heart rate variability during exercise relate to e↵ort or athletic performance.
C Do the measures extracted from their model and the real-world dataset match measures extracted from gold
standard lab assessments in a small (but heterogeneous) subset of the subjects? While the researchers do compare
to previously published data, these tests would have provided more convincing evidence that their model is valid
in a population with varying age, gender, ethnicity, and training status.
A When it comes to endurance running tests conducted in the laboratory, there are several reasons why they
should not be considered as benchmark for running performance: (1) Maximal tests in laboratory are difficult
to repeat, possibly due to lack of motivation to go all-out without opponent or competition or even price money
to win. As a result, the coefficient of variation may be as high as 25% (Billat et. al., Med Sci Sports Exerc,
1994; Wigley et al., Int J Sports Med, 2007); (2) Running mechanics varies considerably between treadmill and
over ground running (Nigg et al., Med Sci Sports Exerc, 1994; Sinclair et al., Sport Biomech, 2012). One reason
may difficulty to simulate wind resistance; (3) Maximal laboratory tests are short-lasting and therefore fail to
account for reduction in running economy and subsequent increase in oxygen consumption at given speed that
occurs over long-distance running. We note also that all existing models for running performance have been
validated by comparison to athletic records, and not by laboratory testing. Demographic and other measures
that rely on user input are not reliable in big data sets from tracking platforms as ours as many users never
update default settings. Only location, which is given by GPS, is considered reliable.
C Does their phenomenological model perform better than past models on this large dataset? What about a sim-
ple linear regression model? Comparing the models against additional baselines would have provided further
confidence.
A The most realistic test of models is their agreement with running world records and personal records of elite
athletes since those data are most consistent and obviously obtained under maximal e↵ort and controlled settings.
A variety of models have been proposed in the past. Only one of them, proposed by Peronnet & Thibault
[F. Peronnet, G. Thibault, Mathematical analysis of running performance and world running records, J Appl
Physiol. 67, 453 (1989)] employs a logarithmically decaying fractional utilization of maximal aerobic power,
based on empirical observations in athletic performances. Their model predicts world-records with an error of
less than 1% but the model is complicated by the fact that it requires many physiological parameters (body
weight, running economy, etc) that are unrealistically assumed to be the same for every athlete. While our
model is similar to the one by Peronnet & Thibault it is di↵erent in two essential points: (1) The logarithmic
decay of fractional utilization of maximal aerobic power emerges in our model from an exact solution of a
self-consistency equation and (2) our model is universal in the sense that it depends only on relative (rescaled)
quantities and hence can be applied to all athletes without knowing details like, e.g., body weight and size, and
running economy. Our model predicts world records from 800m to the marathon with an error slightly less than
the one observed for the model of Peronnet & Thibault. To provide a constructive basis for further review,
and to clear up misunderstandings indicated by the other reviewers, but also to defend our mathematical model
used for analyzing the data, we provide below a new, rather detailed comparison of the Peronnet & Thibault
model and some other models (mentioned by the other reviewers) and our model, including new graphs and
tables. The attached tables and graphs also show that a linear regression would not work since the race velocities
change on a logarithmic time scale, with a marked crossover at about 2000m race distance. While we think
that our new comparison can help the evaluation of our present work, it would not improve the manuscript
8
but would only make it more exhaustive to read. We note that details of our model and its validation against
world records have been published earlier [M. Mulligan, G. Adam, T. Emig, A minimal power model for human
running performance, PLoS ONE 13(11): e0206645 (2018)].
C Another major contribution could be to share the dataset with other researchers, which would be highly novel
and a means to accelerate research on human performance, injury, and real-world training. I would not expect
the researchers to tackle all of these problems, but I would expect more novel insights or contributions in some
form.
A Following general policy, our data set shall be made available to other researchers upon request once our work
has been published.
C Another issue with the current submission is that I found the manuscript more challenging to read and understand
than needed. Work is needed to improve the readability and clarity of the writing. As one example, the abstract
as written contains very few specific details about the study that was performed. What parameters were predicted?
What is performance? What are training modes? Given space, the abstract should not be exhaustive, but the
key details should be described with enough specificity to give the reader a more clear understanding of what
the study entailed. The Introduction, Results, and Discussion need similar improvements to more clearly and
succinctly state what analysis was performed.
A We have rewritten some parts of the manuscript to improve clarity of the description of performed analysis.
Specifically, the abstract contains now more details about our study.
9
Rebuttal letter
“Novel insights on human exercise performance from big data mining”
(NCOMMS-20-02292)
Please find below our point-to-point answers to the reviewer comments (C: comment, A: answer).
Answer to Reviewer #3
We thank the reviewer for her/his time spent looking over our manuscript and their comments that we address
point-by-point in the following.
C In the Introduction, the authors challenge an axiom that has been characterizing exercise physiology since longer
than a century, the axiom that measurement conditions should be standardized.
I kindly disagree with this
view. Existing models, validated experimentally in the laboratory, and applicable on the field and on large-scale
numbers, come from standard experimental laboratory conditions. The theoretical models do exist indeed. They
have been developed theoretically and validated by measuring VO2max during exercise testing and the fraction
of VO2max utilization and the energy cost of the locomotion mode at stake at steady state. The basic formula
id as follows:
V = F ⇤ ˙V O2max/C
(.1)
where v is velocity, F the sustainable fraction of VO2max over a given distance, and C the energy cost of the
locomotion mode at stake. C has the dimension of a force and represents the metabolic energy that is to be spent
to generate the force that is necessary to overcome the forces that oppose to the body movement. These are two
forces: 1) air resistance (or water resistance in swimming) and 2) frictional forces. These can be expressed as
follows:
C = kv2 + Cf
(.2)
This equation means that, if you plot C as a function of the square of speed, you obtain linear relationships
with slope equal to constant k and y-intercept equal to the energy cost that is necessary to overcome frictional
forces (high in running, low in cycling). Constant k is directly proportional to the frontal surface area of the
moving body, to the aerodynamic (or hydrodynamic factor) Cx, and to the air (or water) density. With these
simple relationships, it is possible to simulate and interpret all what happens in field conditions and during actual
competitions. I just give the authors a few references (clearly overlooked by the authors) to make them aware
of what I am saying: di Prampero PE, Int J Sports Med 7: 55-72, 1986; di Prampero PE, Eur J Appl Physiol
82: 345-360, 2000; di Prampero et al, J Appl Physiol 47: 201-206, 1979; di Prampero et al, Eur J Appl Physiol
55: 259-266, 1986; Ferretti et al, Eur J Appl Physiol 111: 391-401, 2011; Margaria et al, J Appl Physiol 18:
367-370, 1963; Minetti et al, J Appl Physiol 93: 1039-1046, 2002; Pendergast et al, J Appl Physiol 43: 475-479,
1977; Tam et al, Eur J Appl Physiol 112: 3797-3806, 2012; Zamparo et al, Eur J Appl Physiol 111: 367-378,
2011. All the elements that are necessary to set a model to be applied to large data sets and in field conditions
are present in those and many other studies.
A We thank the Reviewer for discussing the details of the model developed by P. .E. di Prampero et al. These
remarks suggest that there has been a misunderstanding which could be due to our very brief discussion of our
model and in particular its relation to other models. Let us hence clarify this point, by using your notation
for the model. Our model is exactly equivalent to above equations (.1) and (.2) with a particular form for the
sustainable fraction F and a constant, velocity independent C which has been used previously by others [see,
e.g., S. Lazzer et al., Eur J Appl Physiol, 112, 1709 (2012)] and is justified for the running velocities in our data
10
set (negligible air resistance). While the reviewer does not provide an explicit expression for F, this model has
been applied to half and full marathon races, using for the sustainable fraction
F(T) = f0 − f1T ,
(.3)
i.e., a linearly decreasing function of the duration T of the race, with constants f0, f1[P. E. di Prampero et al.,
Eur J Appl Physiol 55, 259 (1986)]. A related model has been developed by Peronnet & Thibault [F. Peronnet,
G. Thibault, J Appl Physiol, 67, 453 (1989)], using a logarithmic function for the sustainable fraction,
F(T) = 1 +
E
MAP log(T/TMAP) ,
(.4)
with maximal aerobic power MAP, a negative constant E and TMAP = 7min. Peronnet & Thibault motivated this
choice by empirical arguments based on world record performances up to the Marathon distance. Interestingly,
we have shown in our paper in 2018 [M. Mulligan, G. Adam, T. Emig, PLoS ONE 13(11): e0206645 (2018)]
that the form of Eq. (.4) can be derived mathematically from a self-consistent integral equation. In the notation
of our present manuscript, the sustainable fraction is given by
F(T) = Pmax(T)
Pm
= 1 − Pl
Pm
log T
tc
(T > tc) ,
(.5)
with Pm =MAP and tc = 6min, see Eq. (3) of our manuscript. Substituting this equation in your Eq. (.1)
yields exactly our model. This and additional details of the relation between the model you described above,
the so-called ’critical power’ model proposed by another Reviewer, and the model by Peronnet & Thibault
are summarized in the attached table. We have also performed a new, extensive comparison of these models
to current running world records and personal records of some elite marathon runners, including the model
proposed in above Eqs. (.1) and (.2) with F given by Eq. (.3). All results are attached below. They show
that our model has overall the smallest average error for the considered athletics records. We note that the
’critical power’ model and above model with F given by Eq. (.3) show substantial discrepancies with running
records for distances longer than ⇠ 10km (see attached plots). Hence, we believe that (1) a logarithmic decay
of F is essential and (2) our model is a very reasonable approach to analyze the race distances of 5km, 10km,
Halfmarathon and Marathon in our data set.
C What is the use of a variable like running economy, which the authors define as the steady state oxygen con-
sumption at a given constant speed instead of C? Physically speaking, C looks more appropriate.
A We agree that the energy cost of running, C, is the appropriate quantity. In fact, as pointed out in the previous
item, our model does employ this concept. The exact relation between C in your equation and our model is
v ⇤ C = Pb + Pm − Pb
vm
v
(.6)
where Pm =MAP and Pb is the resting (basal) metabolic rate (power). This relation means that we measure
the energy cost of running in our model by a parameter vm which is a velocity that is close to the running
speed that can be maintained for about 6min, equivalent to the time scale TMAP in the model of Peronnet &
Thibault. Please note that this implies the relation Cf = (Pm − Pb)/vm and vm ⇤ C = MAP.
C At the end of page 2, the authors create artificially a dichotomy between laboratory tests and actual competition
conditions: nevertheless, the theoretical background derived from laboratory tests is fully applicable to laboratory
conditions.
A It is not our intention to suggest a general discrepancy between laboratory testing and actual race performance.
Our explanations on the items above show that we indeed use the theoretical background that you suggest. The
11
crucial di↵erence between previous approaches and ours is based on our result for the duration dependence of the
sustainable fraction F. And hence the point we want to rise here is the often relative short duration of laboratory
testing. Incremental running test is the most common laboratory test that is conducted to determine aerobic and
anaerobic thresholds as well as maximal aerobic speed and maximal heart rate. However, incremental running
test is short-lasting and cannot account for the e↵ect of exercise duration on thresholds or general e↵ects of
fatigue. The maximal fractional utilization F(T) can be investigated in time-to-exhaustion test such as running
at certain fraction of VO2max, but the obtained results may have low test-retest repeatability as indicated by
a 25% coefficient of variation [Billat et. al., Med Sci Sports Exerc, 1994; Wigley et al., Int J Sports Med, 2007].
Furthermore, running mechanics between treadmill and over ground running are di↵erent [Nigg et al., Med Sci
Sports Exerc, 1994; Sinclair et al., Sport Biomech, 2012]. In conclusion, laboratory tests are most suitable
for observing changes in running performance over relative short durations, but test results may not always
accurately predict actual race performance due to a lack of knowledge of the function F(T) and also due to
di↵erences in running mechanics that occur between treadmill and outdoor ground. Also, an important aspect
when comparing laboratory testing and actual races in which world records are set is the degree of motivation
of the athlete. This latter point seems particularly relevant to long lasting time-to-exhaustion tests performed
to determine F.
C A sentence like Unfortunately, these approaches predict that speeds below a critical velocity can be maintained
for infinite duration which contradicts observation has been criticized (see e.g. Ferretti, Energetics of Muscular
Exercise, Springer 2015, chapter on critical power). Laboratory physiologists are perfectly aware of the fact that
energy sources in the body are finite.
A With this statement on the ’critical power’ model we wanted to point out the importance of using a fractional
utilization F(T) < 1 of maximal aerobic power when describing long lasting events like the marathon.
C Under Results, I read: Main determinants of aerobic fitness and endurance in long distance runners (LDR) are
maximal oxygen uptake per body weight, VO2max , velocity dependent, sub-maximal oxygen demand, known as
running economy (RE), and the lactate or ventilatory threshold (LT) that sets the limit below which a steady
state blood lactate concentration is maintained. Although a reference is given, this statement is not correct, see
equation 1 in this report.
A As explained before, the di↵erence between equation (1) in your report and our model consists in the function
used to describe the fractional utilization F(T). The ”lactate or ventilatory threshold (LT)” is defined in our
article from the duration dependence of F(T) as the fractional utilization of MAP that the runner can maintain
for one hour. We have changed the name and description of this threshold in our article accordingly to avoid
confusion with other concepts such as LT. As also explained before, the energy cost of running is measured in
our model by the velocity vm which is directly related to C in equation (1) in this report.
C Equation 1 of the article is constructed in such a way to encompass a large variety of field conditions, independent
of the physiological model. Frankly, I do not see a role for such a study, unless we create an artificial opposition
between classical physiological studies and a kind of modern approach that the authors claim. Big numbers are
fascinating, but their utility depend of the context into which they are inserted and interpreted. The context
exists, but the authors seem to be unaware of it. The discussion id biased by the chosen approach and does not
deserve to be discussed analytically.
A Equation 1 of our article is in fact an exact mathematical solution of the eq. (1) given in this report, with the
fractional utilization of MAP given by F(T) = 1 − log(T/tc) for a race of duration T > tc with the time scale
tc = 6min in this article. This form for F(T) was derived in our earlier work [M. Mulligan, G. Adam, T. Emig,
PLoS ONE 13(11): e0206645 (2018)]. Hence, our chosen approach fits fully into the existing context after the
importance of F(T) is understood.
12
C Endurance running dates back much longer than the ancient Olympic Games: it is alike that pre-historical
nomadic societies used endurance running while hunting or for migrating.
A Thank you for this interesting remark. We have modified the beginning of the introduction to give a more
general presentation.
C Page 2, line 7 : ranging instead of raging
A Thank you. We corrected this spelling error.
13
Appendix to Rebuttal Letter: New results from a comparison of existing mathematical models
A. V. Hill: The physiological basis of athletic records (1925)
In his seminal work, Hill posed the question ”how long a given e↵ort can be maintained”. To answer this question
he analyzed running records. In Figure 4 of his original article (reproduced in Fig. 1 below) he plotted the average
running speed over the a logarithmic time scale. It can be seen that for running (an other sports) the velocity decays
linearly with the logarithm of time, following two branches with di↵erent slopes. The analysis of Peronnet & Thibault
[F. Peronnet, G. Thibault, Mathematical analysis of running performance and world running records, J Appl Physiol.
67, 453 (1989)] and our mathematical model, applied to current world records, confirm Hill’s observation with high
accuracy, as shown in the next section. This logarithmic decay is not reproduced by the models proposed by Reviewers
#1 and #3.
FIG. 1 Original figure from A. V. Hill, The physiological basis of athletic records, The Lancet, September 5, 1925, showing
average speed for running and other sports over a logarithmic time scale.
14
Comparison of mathematical models
The mathematical models for running performance mentioned by the reviewers (reviewer #1: critical power model,
reviewer #3: di Prampero’s approach) and the model by Peronnet & Thibault are summarized and compared in
Table I. The last column of this table provides the relation of those models to our model.
In order to assess and compare the accuracy of these models and our model we have performed detailed anal-
yses of men running world records (1987 as in Peronnet & Thibault, and current as of April 2020) and personal
records of six elite marathon runners (Antonio Pinto, Eliud Kipchoge, Felix Limo, Haile Gebrselassie, Mo Farah,
Steve Jones; choice of athletes taken from A. M. Jones, A.Vanhatalo, Sports Med 47, S65 (2017); Data from
https://www.worldathletics.org/athletes). For all models the unknown parameters were determined by minimizing
the mean squared relative error between the theoretically predicted time and the actual race time, i.e., the expression
Err = 1
N
N
X
j=1
✓Ttheory(dj) − Trace(dj)
Trace(dj)
◆2
(.7)
was minimized where the sum extends over N race distances dj. A numerical algorithm based on di↵erential evolution
was used for this purpose. The following models were analyzed:
MIT: Our model, here called the ’MIT model’
[M. Mulligan, G. Adam, T. Emig, PLoS ONE 13(11): e0206645 (2018)]
CP: The ’critical power’ model
[see e.g. M. Jones, A.Vanhatalo, Sports Med 47, S65 (2017)]
PT: The model of Peronnet & Thibault
[F. Peronnet, G. Thibault, J Appl Physiol. 67, 453 (1989)]
diP: The model of di Prampero (with F(T) given by Eq. (.3) with f0 = 1)
[see e.g. P. E. di Prampero et al., Eur J Appl Phys 55, 259 1986]
Following the analysis in A. M. Jones, A.Vanhatalo, Sports Med 47, S65 (2017), for the CP model the race distances
were restricted to dj < 15.000m for the determination of the model parameters.
The analyzed race distances and times are listed along with the obtained model parameters in the attached tables,
see Figs. 2 and 4. Shown are also the errors of the model predictions for each race distance and the average error
(av.error) for each model. The attached plots in Figs. 3 and 5 show the race results (open circles) and the four
model predictions for the average race velocity ¯v(d) as function of the race distance d as solid curves. The velocity is
measured in units of vm and the distance in units of dc = vmtc which corresponds to a simple linear rescaling of time
and distance.
We decided to plot average velocity (in units of the velocity vm at maximal aerobic power, MAP) since this shows
clearly the relative slow decay of velocity with racing distance. For example, the world records show that a marathon
is raced just ⇠ 18% below the velocity at MAP. This means that a mathematical model needs to achieve a rather
high precision in predicting the mean velocity in order to properly distinguish between endurance running distances.
Summary of results from analyzing running records
Our findings are as follows:
1. For all analyzed data sets, the average error between the model prediction and the actual race times is smallest for
the MIT model, followed by the PT model. It should be noted that both models describe the fractional utilization
15
of maximal aerobic power by a logarithmic function. The typical error of both models for the marathon is well
below 1%, and with the average error of our MIT model being less than half of the error of the PT model for
world records.
2. The CP model shows a systematic discrepancy for distances over 10km and below 1500m. The predicted average
velocity tends to a constant (”critical velocity”) with increasing distance, indicated by a dashed line in the plots.
The typical error for the marathon varies around 8%, both for world and personal records.
3. The diP model also shows a systematic error in the range of long race distances. The curve for the mean velocity
shows a non-monotonous curvature that bends towards too small velocities for larger distances, leading to a
typical error of a few percent for the half and full marathon.
4. Interestingly, for most data sets (in particular the world records), three model predictions converge (intersect)
on one particular point that is defined in the MIT model by the velocity vm and the distance dc = vmtc,
corresponding approximately to the time scale TMAP ⇠ tc in the PT model over which the velocity vm ⇠ vMAP
can be maintained. This observation has important consequences: It shows that all four models tend to agree
with increasing accuracy when the velocity vm vMAP is approached. This implies that ’critical power’ or ’critical
velocity’ can be obtained from the MIT model. This is indeed the case, and the relation is summarized in the
attached Tab. I.
5. The data from world records are described by all models in general better than personal records of individual
athletes since world records are a result of optimized preparation and talent of an athlete for a given distance.
However, even on the level of individual athletes, the MIT model outperforms the other models, as shown by
the modeling of elite marathon runners (see Tab. 4 and Fig. 5).
We conclude that the models based on a constant or polynomial function F(T) for the fractional utilization of MAP
give an approximate description of running records that is valid only for distances below the 5km or the 10km race
or durations below 15 to 30min. This time scale is consistent with the 15min duration already observed by A. V. Hill
in his 1925 paper for the ending of a rapid decrease of race velocity and the beginning of a slower, logarithmic fall.
Indeed, for larger distances, a logarithmic function F(T), as used in the PT model and the our model, is essential for
a consistent description of real world running records.
16
TABLE I Summary of performance models.
model, reference
main variables and equations
relation to our model (’MIT model’)
Critical Power (CP)
Monod & Scherrer (1965)
The model is expected to describe races from 800m up to 5km or perhaps 10km. Power P(v) and velocity
v(T) sustainable over time T: [A. M. Jones, A. Vanhatalo, Sports Med 47, S65 (2017)]
P(T) = Pc + W 0
T ,
or
v(T) = vc + D0
T
with critical power Pc and critical speed (CS) vc, anaerobic capacity W 0 (in W/kg) or distance D0 (in m).
Fractional utilization is fixed at unity: Power P < Pc or velocity v < vc can be maintained for “infinite”
time but in praxis limited by substrate.
CP model close to our model around duration tc
with relation
vc ⇡ vm − D0
tc
and
D0 ⇡
Ps
Pm + Ps vmtc
No description of fractional utilization of MAP,
corresponding to Pl = 0 in our model.
di Prampero (diP)
di Prampero (1986)
Maximal velocity v(T) sustainable for time T [di Prampero et al., J Appl Physiol 74,2318 (1993)]:
v(T) =
F(T)
C(v(T))
˙Emax,
˙Emax = A
T + MAP − MAP ⌧
T (1 − e−T/⌧)
with work A from anaerobic sources, maximal aerobic power MAP, ⌧ = 10s, and the energy cost of
running [per distance and body weight in J/(m kg)] given by
C(v) = Cf + kv2 + 2v3/d
(v in m/s, d in m)
with k = 0.0103, Cf = 3.79. Fractional utilization F(T) of MAP over duration T is approximated by
F(T) = f0 − f1T
where f0 ⇡ 1, f1 ⇡ 0 for T < 20min, and f0 ⇡ 0.94, f1 ⇡ 10−3 for durations from a half to a full marathon
with T in min. [di Prampero et al., Eur J Appl Phys 55, 259 1986].
MAP b= Pm
Fractional utilization of MAP:
F(T) = 1 − Pl
Pm log T
tc
(T > tc)
Power output required to run at velocity v:
C(v)v = Pb + Pm − Pb
vm
v,
so that Cf = (Pm − Pb)/vm and k = 0. This
means C(vm)vm = Pm implying that vm is speed
at MAP.
Peronnet & Thibault (PT)
Peronnet & Thibault (1989)
Power output P(T) sustainable over time T and power Pv(v) required to at velocity v:
P(T) =
8
>
>
>
<
>
>
>
:
c2(T) A
T + MAP − c1(T)(MAP − BMR)
(T < TMAP)
c2(T) A
T
⇣
1 + f log
T
TMAP
⌘
+ c1(T)BMR + (1 − c1(T))
✓
MAP + E log
T
TMAP
◆
(T > TMAP)
Pv(v) = BMR + 3.86v + C0v3
(v = d/T in m/s)
" E < 0: Fractional utilization of MAP
with
c2(T) = 1 − e−T/k2,
c1(T) = k1
T
⇣
1 − e−T/k1⌘
.
with maximal aerobic power MAP (in W/kg), anaerobic capacity A in J/kg, TMAP = 7min the maximal
race duration for which the peak aerobic power is MAP, rate of peak decline E in W/kg, k1 = 30s,
k2 = 20s, f = −0.233, C0 = 0.0103 + 2/d with distance d in m and basal metabolic rate BMR=1.2W/kg
MAP b= Pm,
BMR b= Pb,
TMAP = tc
A, f, C0 = 0
Our model does not include kinetics of aerobic
and anaerobic metabolism at the beginning of
exercise (< 30s) so that c1(T) = 0, c2(T) = 1.
Fractional utilization of MAP is the same as in
our model, i.e., logarithmic decrease with
E = −Pl
and for T < TMAP, A/T is replaced by
−Ps log T
tc with A ⇡ Pstc.
17
ID
distance
time
MIT
error[%]
CP
error[%]
PT
error[%]
diP
error[%]
MIT parameters
CP parameters
PT parameters
diP parameters
WR1987men
800
01:41.73
01:42.12
+0.39
01:32.50
-9.07
01:41.67
-0.06
01:40.19
-1.51
1000
02:12.18
02:11.57
-0.46
02:05.83
-4.80
02:12.60
+0.31
02:11.69
-0.37
1500
03:29.46
03:29.09
-0.18
03:29.16
-0.14
03:30.23
+0.37
03:31.63
+1.03
1609
03:46.32
03:46.62
+0.13
03:47.33
+0.45
03:47.18
+0.38
03:49.18
+1.26
2000
04:50.81
04:51.15
+0.12
04:52.50
+0.58
04:48.07
-0.94
04:52.34
+0.53
3000
07:32.10
07:32.41
+0.07
07:39.16
+1.56
07:25.84
-1.38
07:34.92
+0.62
5000
12:58.39
12:59.38
+0.13
13:12.49
+1.81
13:04.46
+0.78
13:03.24
+0.62
10000
27:13.81
27:13.51
-0.02
27:05.82
-0.49
27:32.87
+1.17
27:00.38
-0.82
21100
1:00:55.00
1:00:35.14
-0.54
57:55.81
-4.90
1:00:49.44
-0.15
59:29.22
-2.35
42195
2:07:12.00
2:07:39.60
+0.36
1:56:31.62
-8.39
2:06:33.66
-0.50
2:08:44.79
+1.22
tc
05:28.54
vm
6.76 m/s
Es=T110 %MAP/tc
0.480
El=T90 %MAP/tc
5.493
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1820.0 J/kg
D'=vmtcPs/(Ps+Pm)
255.7 m
CS=vm-D'/tc
5.98 m/s
VO2max
78.4 ml/(kg min)
av.error
0.24 %
D'
245.0 m
CS
6.00 m/s
av.error
3.22 %
vMAP
6.36 m/s
E/MAP
-5.00 %
A
1742.00 J/kg
VO2max
82.1 ml/(kg min)
av.error
0.60 %
vMAP
5.96 m/s
f1
1.85 ×10-5/s
A
1348.00 J/kg
VO2max
74.6 ml/(kg min)
av.error
1.03 %
WR2020men
800
01:40.91
01:41.71
+0.79
01:33.77
-7.07
01:41.32
+0.41
01:40.20
-0.70
1000
02:11.96
02:10.58
-1.04
02:05.89
-4.60
02:11.49
-0.36
02:10.77
-0.90
1500
03:26.00
03:26.09
+0.04
03:26.18
+0.09
03:27.05
+0.51
03:28.12
+1.03
1609
03:43.13
03:43.08
-0.02
03:43.68
+0.25
03:43.53
+0.18
03:45.08
+0.87
2000
04:44.79
04:45.40
+0.21
04:46.47
+0.59
04:42.74
-0.72
04:46.09
+0.46
3000
07:20.67
07:20.91
+0.05
07:27.05
+1.45
07:15.31
-1.22
07:22.99
+0.53
5000
12:37.35
12:36.66
-0.09
12:48.20
+1.43
12:41.29
+0.52
12:39.51
+0.29
10000
26:17.53
26:16.99
-0.03
26:11.10
-0.41
26:33.79
+1.03
26:05.02
-0.79
21100
58:01.00
58:05.83
+0.14
55:53.52
-3.66
58:17.54
+0.48
57:11.12
-1.43
42195
2:01:39.00
2:01:34.01
-0.07
1:52:20.93
-7.65
2:00:36.40
-0.86
2:02:35.30
+0.77
tc
05:14.60
vm
6.93 m/s
Es=T110 %MAP/tc
0.435
El=T90 %MAP/tc
6.732
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1678.0 J/kg
D'=vmtcPs/(Ps+Pm)
224.4 m
CS=vm-D'/tc
6.21 m/s
VO2max
80.3 ml/(kg min)
av.error
0.25 %
D'
216.0 m
CS
6.23 m/s
av.error
2.72 %
vMAP
6.54 m/s
E/MAP
-4.48 %
A
1686.00 J/kg
VO2max
84.8 ml/(kg min)
av.error
0.63 %
vMAP
6.19 m/s
f1
1.77 ×10-5/s
A
1247.00 J/kg
VO2max
77.8 ml/(kg min)
av.error
0.78 %
FIG. 2 Application of four mathematical models to men running world records from 1987 and 2020: Predicted race times and model parameters (see Tab.I for models).
18
CP (fit for d≤15km): av.error=3.22%
D'=245.0m, CS=6.00m/s
PT: av.error=0.60%
MAP=28.58W/kg, A=1742.00J/kg
E=-5.00%
diP: av.error=1.03%
MAP=25.99W/kg, A=1348.00J/kg
f=1.85×10-5/s
MIT: av.error=0.24%
Es=0.480, El=5.493
vm=6.76m/s, dc=2220.0m
tc= 05:28.54
/
()/
CP (fit for d≤15km): av.error=2.72%
D'=216.0m, CS=6.23m/s
PT: av.error=0.63%
MAP=29.54W/kg, A=1686.00J/kg
E=-4.48%
diP: av.error=0.78%
MAP=27.10W/kg, A=1247.00J/kg
f=1.77×10-5/s
MIT: av.error=0.25%
Es=0.435, El=6.732
vm=6.93m/s, dc=2179.0m
tc= 05:14.60
/
()/
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
800
01:41.73
01:32.50
-9.07
01:41.67
-0.06
01:40.19
-1.51
01:42.12
+0.39
1000
02:12.18
02:05.83
-4.80
02:12.60
+0.31
02:11.69
-0.37
02:11.57
-0.46
1500
03:29.46
03:29.16
-0.14
03:30.23
+0.37
03:31.63
+1.03
03:29.09
-0.18
1609
03:46.32
03:47.33
+0.45
03:47.18
+0.38
03:49.18
+1.26
03:46.62
+0.13
2000
04:50.81
04:52.50
+0.58
04:48.07
-0.94
04:52.34
+0.53
04:51.15
+0.12
3000
07:32.10
07:39.16
+1.56
07:25.84
-1.38
07:34.92
+0.62
07:32.41
+0.07
5000
12:58.39
13:12.49
+1.81
13:04.46
+0.78
13:03.24
+0.62
12:59.38
+0.13
10000
27:13.81
27:05.82
-0.49
27:32.87
+1.17
27:00.38
-0.82
27:13.51
-0.02
21100
1:00:55.00
57:55.81
-4.90
1:00:49.44
-0.15
59:29.22
-2.35
1:00:35.14
-0.54
42195
2:07:12.00
1:56:31.62
-8.39
2:06:33.66
-0.50
2:08:44.79
+1.22
2:07:39.60
+0.36
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
800
01:40.91
01:33.77
-7.07
01:41.32
+0.41
01:40.20
-0.70
01:41.71
+0.79
1000
02:11.96
02:05.89
-4.60
02:11.49
-0.36
02:10.77
-0.90
02:10.58
-1.04
1500
03:26.00
03:26.18
+0.09
03:27.05
+0.51
03:28.12
+1.03
03:26.09
+0.04
1609
03:43.13
03:43.68
+0.25
03:43.53
+0.18
03:45.08
+0.87
03:43.08
-0.02
2000
04:44.79
04:46.47
+0.59
04:42.74
-0.72
04:46.09
+0.46
04:45.40
+0.21
3000
07:20.67
07:27.05
+1.45
07:15.31
-1.22
07:22.99
+0.53
07:20.91
+0.05
5000
12:37.35
12:48.20
+1.43
12:41.29
+0.52
12:39.51
+0.29
12:36.66
-0.09
10000
26:17.53
26:11.10
-0.41
26:33.79
+1.03
26:05.02
-0.79
26:16.99
-0.03
21100
58:01.00
55:53.52
-3.66
58:17.54
+0.48
57:11.12
-1.43
58:05.83
+0.14
42195
2:01:39.00
1:52:20.93
-7.65
2:00:36.40
-0.86
2:02:35.30
+0.77
2:01:34.01
-0.07
FIG. 3 Application of four mathematical models to men running world records from 1987 and 2020: Log-normal plot of the ’running curves’ predicted by the models (average velocity ¯v as
function of race distance d, in units of vm and dc = vmtc given in the plot legend) and actual race data (red dots). The tables summarize the actual and predicted race times, along with
the relative errors in percent.
19
ID
distance
time
MIT
error[%]
CP
error[%]
PT
error[%]
diP
error[%]
MIT parameters
CP parameters
PT parameters
diP parameters
Antonio
1500
03:39.25
03:39.25
+0.00
03:31.80
-3.40
03:40.26
+0.46
03:37.58
-0.76
3000
07:41.33
07:38.67
-0.58
07:41.66
+0.07
07:34.21
-1.54
07:43.99
+0.58
5000
13:02.86
13:08.15
+0.68
13:14.80
+1.53
13:09.54
+0.85
13:16.00
+1.68
10000
27:12.47
27:25.68
+0.81
27:07.65
-0.30
27:33.80
+1.31
27:20.58
+0.50
21097
1:01:45.00
1:00:45.21
-1.61
57:56.09
-6.18
1:00:51.38
-1.45
59:54.66
-2.98
42195
2:06:36.00
2:07:26.14
+0.66
1:56:30.40
-7.97
2:07:01.20
+0.33
2:08:12.86
+1.28
tc
05:46.65
vm
6.64 m/s
Es=T110 %MAP/tc
0.217
El=T90 %MAP/tc
6.224
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1223.0 J/kg
D'=vmtcPs/(Ps+Pm)
135.4 m
CS=vm-D'/tc
6.25 m/s
VO2max
77.1 ml/(kg min)
av.error
0.72 %
D'
228.5 m
CS
6.00 m/s
av.error
3.24 %
vMAP
6.43 m/s
E/MAP
-5.47 %
A
1318.00 J/kg
VO2max
83.1 ml/(kg min)
av.error
0.99 %
vMAP
5.88 m/s
f1
1.63 ×10-5/s
A
1226.00 J/kg
VO2max
73.5 ml/(kg min)
av.error
1.29 %
Eliud
1500
03:33.20
03:33.10
-0.05
03:23.46
-4.57
03:33.94
+0.34
03:31.20
-0.94
3000
07:27.66
07:29.73
+0.46
07:30.51
+0.64
07:26.12
-0.34
07:32.61
+1.11
3218.68
08:07.39
08:05.23
-0.44
08:06.52
-0.18
08:01.92
-1.12
08:07.99
+0.12
5000
12:46.53
12:51.56
+0.66
12:59.91
+1.75
12:55.80
+1.21
12:57.53
+1.44
10000
26:49.02
26:42.72
-0.39
26:43.41
-0.35
26:57.17
+0.51
26:41.56
-0.46
21097
59:25.00
58:48.35
-1.03
57:11.09
-3.76
58:58.62
-0.74
58:12.28
-2.04
42195
2:01:39.00
2:02:34.67
+0.76
1:55:05.94
-5.39
2:01:48.73
+0.13
2:02:48.65
+0.95
tc
08:05.23
vm
6.63 m/s
Es=T110 %MAP/tc
0.260
El=T90 %MAP/tc
7.481
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1563.0 J/kg
D'=vmtcPs/(Ps+Pm)
213.2 m
CS=vm-D'/tc
6.19 m/s
VO2max
77.0 ml/(kg min)
av.error
0.54 %
D'
264.7 m
CS
6.07 m/s
av.error
2.37 %
vMAP
6.45 m/s
E/MAP
-4.30 %
A
1519.00 J/kg
VO2max
83.5 ml/(kg min)
av.error
0.63 %
vMAP
6.00 m/s
f1
1.36 ×10-5/s
A
1324.00 J/kg
VO2max
75.1 ml/(kg min)
av.error
1.01 %
Felix
1500
03:40.14
03:40.14
+0.00
03:30.81
-4.24
03:40.93
+0.36
03:37.48
-1.21
3000
07:40.67
07:40.67
-0.00
07:42.85
+0.47
07:36.52
-0.90
07:47.68
+1.52
5000
13:16.42
13:12.92
-0.44
13:18.90
+0.31
13:13.50
-0.37
13:24.72
+1.04
10000
27:04.54
27:34.04
+1.82
27:19.03
+0.89
27:40.64
+2.22
27:40.89
+2.24
15000
41:29.00
42:25.21
+2.26
41:19.17
-0.40
42:31.69
+2.52
42:16.77
+1.92
16093.4
46:41.00
45:43.06
-2.07
44:22.89
-4.93
45:48.98
-1.86
45:31.07
-2.50
20000
58:20.00
57:37.14
-1.22
55:19.30
-5.16
57:39.85
-1.15
57:13.80
-1.89
21097
1:02:05.00
1:00:59.48
-1.76
58:23.62
-5.94
1:01:01.00
-1.72
1:00:33.61
-2.45
42195
2:06:14.00
2:07:46.93
+1.23
1:57:28.64
-6.94
2:07:07.95
+0.71
2:08:43.21
+1.97
tc
09:59.56
vm
6.40 m/s
Es=T110 %MAP/tc
0.208
El=T90 %MAP/tc
6.118
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1563.0 J/kg
D'=vmtcPs/(Ps+Pm)
220.0 m
CS=vm-D'/tc
6.04 m/s
VO2max
74.5 ml/(kg min)
av.error
1.20 %
D'
245.4 m
CS
5.95 m/s
av.error
3.25 %
vMAP
6.39 m/s
E/MAP
-5.28 %
A
1336.00 J/kg
VO2max
82.5 ml/(kg min)
av.error
1.31 %
vMAP
5.78 m/s
f1
1.45 ×10-5/s
A
1332.00 J/kg
VO2max
72.0 ml/(kg min)
av.error
1.86 %
Haile
800
01:49.35
01:49.20
-0.14
01:37.69
-10.66
01:49.37
+0.02
01:47.02
-2.13
1500
03:31.76
03:33.07
+0.62
03:30.09
-0.79
03:34.56
+1.32
03:35.83
+1.92
2000
04:52.86
04:49.49
-1.15
04:50.38
-0.85
04:49.56
-1.13
04:54.19
+0.45
3000
07:25.09
07:25.09
-0.00
07:30.95
+1.32
07:21.03
-0.91
07:31.83
+1.51
3218.68
08:01.08
07:59.55
-0.32
08:06.07
+1.04
07:56.24
-1.01
08:06.44
+1.12
5000
12:39.36
12:45.27
+0.78
12:52.10
+1.68
12:46.64
+0.96
12:50.23
+1.43
10000
26:22.75
26:39.32
+1.05
26:14.96
-0.49
26:46.51
+1.50
26:24.07
+0.08
16093.4
44:24.00
44:15.99
-0.30
42:33.39
-4.15
44:23.01
-0.04
43:33.24
-1.91
20000
55:48.00
55:49.62
+0.05
53:00.68
-5.00
55:54.06
+0.18
54:57.24
-1.52
21097
58:55.00
59:06.27
+0.32
55:56.83
-5.04
59:09.71
+0.42
58:13.03
-1.19
25000
1:11:37.00
1:10:51.77
-1.05
1:06:23.55
-7.29
1:10:50.90
-1.07
1:10:03.89
-2.17
42195
2:03:59.00
2:04:06.73
+0.10
1:52:24.59
-9.33
2:03:35.91
-0.31
2:07:49.12
+3.09
tc
05:18.59
vm
6.87 m/s
Es=T110 %MAP/tc
0.201
El=T90 %MAP/tc
6.058
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1189.0 J/kg
D'=vmtcPs/(Ps+Pm)
123.0 m
CS=vm-D'/tc
6.48 m/s
VO2max
79.6 ml/(kg min)
av.error
0.49 %
D'
191.6 m
CS
6.23 m/s
av.error
3.97 %
vMAP
6.62 m/s
E/MAP
-5.62 %
A
1338.00 J/kg
VO2max
86.0 ml/(kg min)
av.error
0.74 %
vMAP
6.19 m/s
f1
2.21 ×10-5/s
A
985.80 J/kg
VO2max
77.7 ml/(kg min)
av.error
1.54 %
Mo
800
01:48.24
01:47.52
-0.67
01:35.74
-11.55
01:47.43
-0.75
01:46.05
-2.02
1500
03:28.81
03:31.18
+1.14
03:30.22
+0.67
03:33.14
+2.08
03:35.60
+3.25
3218.68
08:03.40
08:01.04
-0.49
08:11.29
+1.63
07:56.54
-1.42
08:08.16
+0.98
5000
12:53.11
12:51.26
-0.24
13:02.60
+1.23
12:49.49
-0.47
12:53.77
+0.09
10000
26:46.57
26:51.68
+0.32
26:40.29
-0.39
26:57.13
+0.66
26:31.30
-0.95
21097
59:32.00
59:33.22
+0.03
56:55.07
-4.39
59:39.84
+0.22
58:18.11
-2.07
42195
2:05:11.00
2:05:02.35
-0.12
1:54:25.40
-8.60
2:04:48.67
-0.30
2:06:34.96
+1.12
tc
10:14.01
vm
6.57 m/s
Es=T110 %MAP/tc
0.269
El=T90 %MAP/tc
5.700
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1820.0 J/kg
D'=vmtcPs/(Ps+Pm)
273.2 m
CS=vm-D'/tc
6.12 m/s
VO2max
76.3 ml/(kg min)
av.error
0.43 %
D'
214.6 m
CS
6.11 m/s
av.error
4.07 %
vMAP
6.58 m/s
E/MAP
-5.71 %
A
1430.00 J/kg
VO2max
85.3 ml/(kg min)
av.error
0.84 %
vMAP
6.13 m/s
f1
1.99 ×10-5/s
A
1048.00 J/kg
VO2max
76.9 ml/(kg min)
av.error
1.50 %
Steve
800
01:47.43
01:47.43
+0.00
01:39.51
-7.37
01:47.79
+0.33
01:47.18
-0.24
3000
07:49.80
07:48.88
-0.20
07:51.18
+0.29
07:43.98
-1.24
07:50.84
+0.22
3218.68
08:26.71
08:24.88
-0.36
08:28.13
+0.28
08:21.43
-1.04
08:27.34
+0.12
5000
13:18.60
13:22.44
+0.48
13:29.07
+1.31
13:28.36
+1.22
13:26.01
+0.93
10000
27:39.14
27:45.63
+0.39
27:33.79
-0.32
28:04.09
+1.50
27:37.21
-0.12
21097
1:01:14.00
1:01:03.67
-0.28
58:48.55
-3.96
1:01:15.79
+0.05
1:00:18.34
-1.52
42195
2:07:13.00
2:07:10.00
-0.04
1:58:12.92
-7.08
2:06:07.20
-0.86
2:08:03.76
+0.67
tc
07:35.31
vm
6.41 m/s
Es=T110 %MAP/tc
0.411
El=T90 %MAP/tc
7.838
Anaerobic & aerobic metabolism
A=Pstc+(Pm-Pb)25s
1883.0 J/kg
D'=vmtcPs/(Ps+Pm)
282.1 m
CS=vm-D'/tc
5.79 m/s
VO2max
74.5 ml/(kg min)
av.error
0.25 %
D'
211.0 m
CS
5.92 m/s
av.error
2.95 %
vMAP
6.16 m/s
E/MAP
-3.82 %
A
1584.00 J/kg
VO2max
79.2 ml/(kg min)
av.error
0.89 %
vMAP
5.81 m/s
f1
1.46 ×10-5/s
A
1154.00 J/kg
VO2max
72.5 ml/(kg min)
av.error
0.54 %
FIG. 4 Application of four mathematical models to personal records of six elite marathon runners (Antonio Pinto, Eliud Kipchoge, Felix Limo, Haile Gebrselassie, Mo Farah, Steve Jones):
Predicted race times and model parameters (see Tab.I for models).
20
CP (fit for d≤15km): av.error=3.24%
D'=228.5m, CS=6.00m/s
PT: av.error=0.99%
MAP=28.95W/kg, A=1318.00J/kg
E=-5.47%
diP: av.error=1.29%
MAP=25.59W/kg, A=1226.00J/kg
f=1.63×10-5/s
MIT: av.error=0.72%
Es=0.217, El=6.224
vm=6.64m/s, dc=2303.0m
tc= 05:46.65
/
()/
CP (fit for d≤15km): av.error=2.37%
D'=264.7m, CS=6.07m/s
PT: av.error=0.63%
MAP=29.08W/kg, A=1519.00J/kg
E=-4.30%
diP: av.error=1.01%
MAP=26.14W/kg, A=1324.00J/kg
f=1.36×10-5/s
MIT: av.error=0.54%
Es=0.260, El=7.481
vm=6.63m/s, dc=3219.0m
tc= 08:05.23
/
()/
()/
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
1500
03:39.25
03:31.80
-3.40
03:40.26
+0.46
03:37.58
-0.76
03:39.25
+0.00
3000
07:41.33
07:41.66
+0.07
07:34.21
-1.54
07:43.99
+0.58
07:38.67
-0.58
5000
13:02.86
13:14.80
+1.53
13:09.54
+0.85
13:16.00
+1.68
13:08.15
+0.68
10000
27:12.47
27:07.65
-0.30
27:33.80
+1.31
27:20.58
+0.50
27:25.68
+0.81
21097
1:01:45.00
57:56.09
-6.18
1:00:51.38
-1.45
59:54.66
-2.98
1:00:45.21
-1.61
42195
2:06:36.00
1:56:30.40
-7.97
2:07:01.20
+0.33
2:08:12.86
+1.28
2:07:26.14
+0.66
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
1500
03:33.20
03:23.46
-4.57
03:33.94
+0.34
03:31.20
-0.94
03:33.10
-0.05
3000
07:27.66
07:30.51
+0.64
07:26.12
-0.34
07:32.61
+1.11
07:29.73
+0.46
3218.68
08:07.39
08:06.52
-0.18
08:01.92
-1.12
08:07.99
+0.12
08:05.23
-0.44
5000
12:46.53
12:59.91
+1.75
12:55.80
+1.21
12:57.53
+1.44
12:51.56
+0.66
10000
26:49.02
26:43.41
-0.35
26:57.17
+0.51
26:41.56
-0.46
26:42.72
-0.39
21097
59:25.00
57:11.09
-3.76
58:58.62
-0.74
58:12.28
-2.04
58:48.35
-1.03
42195
2:01:39.00
1:55:05.94
-5.39
2:01:48.73
+0.13
2:02:48.65
+0.95
2:02:34.67
+0.76
distance
1500
3000
5000
10000
15000
16093.4
20000
21097
42195
FIG. 5 (a) Application of four mathematical models to personal records of elite marathon runners (Antonio Pinto, Eliud Kipchoge): Log-normal plot of the ’running curves’ predicted by
the models (average velocity ¯v as function of race distance d, in units of vm and dc = vmtc given in the plot legend) and actual race data (red dots). The tables summarize the actual and
predicted race times, along with the relative errors in percent.
21
%
CP (fit for d≤15km): av.error=3.25%
D'=245.4m, CS=5.95m/s
PT: av.error=1.31%
MAP=28.73W/kg, A=1336.00J/kg
E=-5.28%
diP: av.error=1.86%
MAP=25.08W/kg, A=1332.00J/kg
f=1.45×10-5/s
MIT: av.error=1.20%
Es=0.208, El=6.118
vm=6.40m/s, dc=3840.0m
tc= 09:59.56
/
()/
CP (fit for d≤15km): av.error=3.97%
D'=191.6m, CS=6.23m/s
PT: av.error=0.74%
MAP=29.94W/kg, A=1338.00J/kg
E=-5.62%
diP: av.error=1.54%
MAP=27.08W/kg, A=985.80J/kg
f=2.21×10-5/s
MIT: av.error=0.49%
Es=0.201, El=6.058
vm=6.87m/s, dc=2188.0m
tc= 05:18.59
/
()/
()/
[%]
0.05
0.46
0.44
0.66
0.39
1.03
0.76
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
1500
03:40.14
03:30.81
-4.24
03:40.93
+0.36
03:37.48
-1.21
03:40.14
+0.00
3000
07:40.67
07:42.85
+0.47
07:36.52
-0.90
07:47.68
+1.52
07:40.67
-0.00
5000
13:16.42
13:18.90
+0.31
13:13.50
-0.37
13:24.72
+1.04
13:12.92
-0.44
10000
27:04.54
27:19.03
+0.89
27:40.64
+2.22
27:40.89
+2.24
27:34.04
+1.82
15000
41:29.00
41:19.17
-0.40
42:31.69
+2.52
42:16.77
+1.92
42:25.21
+2.26
16093.4
46:41.00
44:22.89
-4.93
45:48.98
-1.86
45:31.07
-2.50
45:43.06
-2.07
20000
58:20.00
55:19.30
-5.16
57:39.85
-1.15
57:13.80
-1.89
57:37.14
-1.22
21097
1:02:05.00
58:23.62
-5.94
1:01:01.00
-1.72
1:00:33.61
-2.45
1:00:59.48
-1.76
42195
2:06:14.00
1:57:28.64
-6.94
2:07:07.95
+0.71
2:08:43.21
+1.97
2:07:46.93
+1.23
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
800
01:49.35
01:37.69
-10.66
01:49.37
+0.02
01:47.02
-2.13
01:49.20
-0.14
1500
03:31.76
03:30.09
-0.79
03:34.56
+1.32
03:35.83
+1.92
03:33.07
+0.62
2000
04:52.86
04:50.38
-0.85
04:49.56
-1.13
04:54.19
+0.45
04:49.49
-1.15
3000
07:25.09
07:30.95
+1.32
07:21.03
-0.91
07:31.83
+1.51
07:25.09
-0.00
3218.68
08:01.08
08:06.07
+1.04
07:56.24
-1.01
08:06.44
+1.12
07:59.55
-0.32
5000
12:39.36
12:52.10
+1.68
12:46.64
+0.96
12:50.23
+1.43
12:45.27
+0.78
10000
26:22.75
26:14.96
-0.49
26:46.51
+1.50
26:24.07
+0.08
26:39.32
+1.05
16093.4
44:24.00
42:33.39
-4.15
44:23.01
-0.04
43:33.24
-1.91
44:15.99
-0.30
20000
55:48.00
53:00.68
-5.00
55:54.06
+0.18
54:57.24
-1.52
55:49.62
+0.05
21097
58:55.00
55:56.83
-5.04
59:09.71
+0.42
58:13.03
-1.19
59:06.27
+0.32
25000
1:11:37.00
1:06:23.55
-7.29
1:10:50.90
-1.07
1:10:03.89
-2.17
1:10:51.77
-1.05
42195
2:03:59.00
1:52:24.59
-9.33
2:03:35.91
-0.31
2:07:49.12
+3.09
2:04:06.73
+0.10
distance
800
1500
3218.68
5000
10000
21097
42195
FIG. 5 (b) Application of four mathematical models to personal records of elite marathon runners (Felix Limo, Haile Gebrselassie): Log-normal plot of the ’running curves’ predicted by
the models (average velocity ¯v as function of race distance d, in units of vm and dc = vmtc given in the plot legend) and actual race data (red dots). The tables summarize the actual and
predicted race times, along with the relative errors in percent.
22
%
CP (fit for d≤15km): av.error=4.07%
D'=214.6m, CS=6.11m/s
PT: av.error=0.84%
MAP=29.72W/kg, A=1430.00J/kg
E=-5.71%
diP: av.error=1.50%
MAP=26.80W/kg, A=1048.00J/kg
f=1.99×10-5/s
MIT: av.error=0.43%
Es=0.269, El=5.700
vm=6.57m/s, dc=4033.0m
tc= 10:14.01
/
()/
CP (fit for d≤15km): av.error=2.95%
D'=211.0m, CS=5.92m/s
PT: av.error=0.89%
MAP=27.59W/kg, A=1584.00J/kg
E=-3.82%
diP: av.error=0.54%
MAP=25.26W/kg, A=1154.00J/kg
f=1.46×10-5/s
MIT: av.error=0.25%
Es=0.411, El=7.838
vm=6.41m/s, dc=2917.0m
tc= 07:35.31
/
()/
[%]
.14
.62
.15
.00
.32
.78
.05
.30
.05
.32
.05
.10
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
800
01:48.24
01:35.74
-11.55
01:47.43
-0.75
01:46.05
-2.02
01:47.52
-0.67
1500
03:28.81
03:30.22
+0.67
03:33.14
+2.08
03:35.60
+3.25
03:31.18
+1.14
3218.68
08:03.40
08:11.29
+1.63
07:56.54
-1.42
08:08.16
+0.98
08:01.04
-0.49
5000
12:53.11
13:02.60
+1.23
12:49.49
-0.47
12:53.77
+0.09
12:51.26
-0.24
10000
26:46.57
26:40.29
-0.39
26:57.13
+0.66
26:31.30
-0.95
26:51.68
+0.32
21097
59:32.00
56:55.07
-4.39
59:39.84
+0.22
58:18.11
-2.07
59:33.22
+0.03
42195
2:05:11.00
1:54:25.40
-8.60
2:04:48.67
-0.30
2:06:34.96
+1.12
2:05:02.35
-0.12
distance
time
CP model
error [%]
PT model
error [%]
diP model
error [%]
MIT model
error [%]
800
01:47.43
01:39.51
-7.37
01:47.79
+0.33
01:47.18
-0.24
01:47.43
+0.00
3000
07:49.80
07:51.18
+0.29
07:43.98
-1.24
07:50.84
+0.22
07:48.88
-0.20
3218.68
08:26.71
08:28.13
+0.28
08:21.43
-1.04
08:27.34
+0.12
08:24.88
-0.36
5000
13:18.60
13:29.07
+1.31
13:28.36
+1.22
13:26.01
+0.93
13:22.44
+0.48
10000
27:39.14
27:33.79
-0.32
28:04.09
+1.50
27:37.21
-0.12
27:45.63
+0.39
21097
1:01:14.00
58:48.55
-3.96
1:01:15.79
+0.05
1:00:18.34
-1.52
1:01:03.67
-0.28
42195
2:07:13.00
1:58:12.92
-7.08
2:06:07.20
-0.86
2:08:03.76
+0.67
2:07:10.00
-0.04
FIG. 5 (c) Application of four mathematical models to personal records of elite marathon runners (Mo Farah, Steve Jones): Log-normal plot of the ’running curves’ predicted by the models
(average velocity ¯v as function of race distance d, in units of vm and dc = vmtc given in the plot legend) and actual race data (red dots). The tables summarize the actual and predicted
race times, along with the relative errors in percent.
Reviewers' Comments:
Reviewer #1:
Remarks to the Author:
Given that my involvement to the review process started at a later stage, I will avoid providing
detailed comments on each section as I would typically do. However, I have read the manuscript
in detail. Although I appreciate the value of exploring big data sets, I have a major concern with
this manuscript as I do not think that any link can be made to physiological responses to exercise,
when no physiological measures have been extracted. Additionally, I would like to mention that
this manuscript is quite difficult to read, and that the authors should make an effort to improve the
flow and logical order of the presentation. Regardless, please find below some general comments
that I would hope will help the authors reflecting further on this manuscript.
I think that the authors are not fully aware of the type of testing that takes place in many
laboratories. I understand that they need to highlight the relevance of “real-world” data, and that
laboratory settings have limitations. However, there are many experimental studies that have
produced very solid performance data that, even though they do not belong to the “real world”
category, they offer information that the “real world” conditions will never provide. I fully agree
that the best measure of performance is performance itself. From a performance perspective, I do
not care about who has the greatest VO2max or critical intensity of exercise. I care about who
runs faster. Then, from a mechanistic perspective, I bring people to the lab to try to understand
why differences in performance exist, but not necessarily to make people faster. The authors
stated “The undeniable fact that the best test of running performance is an actual race and not
laboratory tests” is only partly true. It is the best test to measure performance. However, it is not
the best test to evaluate physiological responses and to elucidate the mechanisms that control the
final performance. I think that the point that I am trying to make is that, at least to a given
extent, the authors seem to be misrepresenting what happens in a laboratory setting.
From what I have read in this manuscript, there is nothing that connects its content to
physiological responses to exercise (which are often mentioned in this document). I could accept
the claim that this analysis can help establishing non-physiological outcomes that could potentially
help improving performance. However, there is no physiological value that can be seriously
considered in this data set. At least in my view, the model requires accepting assumptions that
might make some sense, but that are not necessarily correct. The authors seem to have almost a
dislike for physiological evaluations. I am fine with that. However, there is no point in discussing
physiology when no physiological outcomes are presented. I do not feel comfortable with all the
assumptions that need to be accepted to believe some of the key components of the analysis
(e.g., MAP).
Once again, the authors might have gotten it right in terms of some predictors of performance.
The problem is that we will never know as no real physiological data were collected. Perhaps,
performing some physiological testing in a sub-sample of participants would add validity to the
project. However, the authors have already disregarded this possibility when responding to other
reviewers. In relation to this, I was interested in some responses. I am presenting below just a
few examples:
- The authors indicated that “As far as heart rate is concerned, our data set does not contain heart
rate data for all runs and athletes as not all runners who wore a GPS watch wear a heart rate
monitor (chest strap). But even if this data would be available, there remains an important
unknown: the maximal heart rate of the athlete which varies substantially among individuals and
cannot be determined accurately and easily from age-based formulas. Without the maximal heart
rate the important relative effort (the quantity p in our model) cannot be determined accurately.” I
would accept that the age-based formulas are not ideal, but they can be a good approximation.
Additionally, the authors have plenty of data from the participants and I am sure that there has to
be some high intensity interval or sprint training, or high intensity constant speed session from
which HRmax could be derived. I mean, I would be the first arguing that, even if you had the
actual HRmax, there are clear limitations with this approach. However, what I find a bit surprising
is that the authors are willing to accept a lot of assumptions for other parameters in their model,
but then they are too concerned about not getting the HRmax 100% right. This is surprising to
me.
- The authors argued that “Maximal tests in laboratory are difficult to repeat, possibly due to lack
of motivation to go all-out without opponent or competition or even price money to win. As a
result, the coefficient of variation may be as high as 25%”. Let’s clarify that performance
outcomes have large variability in both the lab and on the field, but that the variability is greatly
reduced with longer durations of performance. Additionally, if the lack of motivation because of the
price money is an issue, then the author should eliminate most of these data because the vast
majority of the performances in the people that the authors evaluated are not worth any money.
Most people are engaged for other reasons and most of them would perform as well in the lab as
they do in the “real world”. I am not convinced by this line of argumentation.
- Then the authors stated that “Running mechanics varies considerably between treadmill and
over ground running...One reason may difficulty to simulate wind resistance”. In fact, there are
portable devices to test people in the “real world”. I know, the conditions will be slightly different.
However, nothing is perfect (and this includes the assumptions in the model that is presented by
the authors).
- Finally, the authors said, “Maximal laboratory tests are short-lasting and therefore fail to account
for reduction in running economy and subsequent increase in oxygen consumption at given speed
that occurs over long-distance running.” Why would this need to be the case? I just read a paper
in which participants performed quite long incremental tests achieving the same VO2max as in the
shorter tests (J Appl Physiol 2019; 127(6):1519-1527). Maximal tests do not need to be short.
Testing protocols are adapted to what one wants to evaluate. This type of comments makes me
feel that the authors might not be very familiar with laboratory testing.
As a side comment, I would say that the speed and endurance relationship presented in this
document are quite similar to what is typically measured in the lab. So why emphasizing so much
the idea that field data are better than lab data? Also, the fact that from training data one can
predict performance is pretty obvious. What one can do in a race reflects what one can do in
training. I know it is nice to confirm this with data, but there is nothing novel in this finding.
As a final comment, I would like to say that I do not think that the authors have a full appreciation
of the relevance that exercise intensity domains and their corresponding boundaries (i.e.,
thresholds) have in performance. I understand that measurements of VO2 and exercise thresholds
have been largely bastardized in the world of exercise testing (to which the authors contribute by
arbitrarily assigning names to parameters such as MAP or LT without having any physiological way
of justifying them in this study). However, when things are done properly, very precise
quantification of the metabolic stress of the system can be made. Unlike what the authors
insinuate, these evaluations consider economy, fatigue, substrate depletion, etc. to make
predictions about performance. All I am trying to say is that the authors might have an interesting
story in relation to non-physiological predictors of running performance. However, they should be
very careful with not overreaching beyond of what their data can say.
Reviewer #2:
Remarks to the Author:
I appreciate the authors’ detailed rebuttal and the appendix that they have included to compare
their model to other similar models. While the paper is improved, it is still hard to follow and
ascertain exactly what the novel insights are. I think that many exciting findings have resulted
from the analysis, but as the paper is presently written, many of the key insights do not stand out
to the reader.
It is also not clear whether the focus of the paper is to provide additional evidence to validate their
previously published model or to show some of the novel insights that applying their model to the
dataset can generate. It might be possible to do both things, but this should be framed more
explicitly at the beginning and then discussed more explicitly in the results. If the goal is to
provide additional support for their previous model, then the comparisons that they include in the
appendix of the rebuttal would at least be helpful to include as supplementary material. I am
personally more interested in a focus on the insights gained from the application of their model to
the real-world dataset. If this is the desired focus, this should be made more clear in the
manuscript. Even in this case, the comparisons to other models would still provide confidence that
the author’s model is reasonable and thus could still be helpful to include in supplementary
material.
These and other comments are discussed in more detail below.
A couple general comments on the review process:
Line numbers are very helpful in the manuscript review process; then the authors can note line
numbers where changes have been made in the response to reviewers. As a reviewer, I can also
provide specific locations relevant for my comments. An annotated version of the manuscript
showing exactly where changes have been made (e.g., via highlighting) is also very helpful to me
as a reviewer.
Title
The paper should include a more meaningful title that highlights the specific novelty of the present
work. The terms “novel” and “insights” do not convey much information about the present work.
The term “novel” should be removed at minimum, as I believe is policy at least for Nature. The
authors were also not performing data mining by most definitions of the term, since they were
using a pre-existing physiology-based model (as a side note, I think this approach is preferable, in
general, to a naïve data mining one). Instead, the real-world or free-living nature of the data is
relevant to highlight in the title. The size of the data is also worth noting, as the title already does.
Abstract
(1) “We derived two variables that explain race performance: maximal aerobic power and
endurance capability. Inclusion of endurance, which describes the decline in sustainable power
over duration, offers novel insights to performance analysis since a realistic estimate of this
parameter is impossible in conventional laboratory testing.”
The mathematical model that the authors use was presented in the authors’ previously published
paper. The abstract gives the impression that the mathematical model is something newly-created
for the present paper. Please revise to make the novelty of the current paper more clear (i.e., the
application of the model to free-living data and interpretation of the extracted parameters).
(2) The abstract is much more clear than in the previous version, but it still does not include
specific results. Novel insights are mentioned. But what were these novel insights?
Introduction
(3) In general, the introduction (along with other parts of the paper) is unnecessarily negative
about in-lab testing. Both in-lab and out-of-lab testing have strengths and weaknesses and these
could be acknowledged in a more even-handed way.
(4) “important insights for a variety of populations ranging from elite athletes over recreational
exercisers to patients in rehabilitation”
change over -> to
(5) “These approach predict that the average racing velocity tends to an constant value with
increasing race distance which contradicts observation”
Approach ->approaches
Tends to an -> tends to be a
(6) “Several empirical and physiological models have been put forward for explaining running
world records in terms of a few physiological parameters.”
Start a new paragraph here.
(7) “Our minimal and universal model characterizes a runner’s physiology by two parameters that
measure endurance capability and the velocity requiring maximal aerobic power output”
The authors should make more clear that the model has already been proposed and evaluated
with some data from (real-world) races. The application of the model to the present dataset (and
to training data?) is what makes the current paper new. The previous paper by the authors should
be mentioned and cited in the introduction, for example. This should also be made more clear in
the last paragraph of the introduction that lays out the goals for the paper.
Results
(8) “Universal Performance Model” section: The authors should more directly state that they are
using the model that they present in a previous publication. Something like:
(1) In previous work we developed a model that does X. To summarize, this model …. (describe
the key features of the model). For more details, see XXXX.
(2) Here we do XXXX with the model.
If there are differences between the author’s model published previously and the one in the
present model, please make these differences more clear.
(9) The results section and paper in general would also benefit from a tighter focus on the key,
novel findings of the paper. For example, below are some excerpts from the paper that are novel,
but don’t stand out in the present draft. Focusing paragraphs in the results on each of these
topics, would be helpful. Specific paragraphs could be focused around asking the associated
questions and discussing the study results. The key findings could also be explicitly enumerated in
the discussion.
• For all RS with three and more races (N=12,309), the mean error between model prediction and
actual race time was only 2.0% … As a function of physiological parameters, in the most likely
parameter range the model predicted the marathon performance with an overall accuracy of better
than 10%.
• The ”one-hour utilization” ratio p1hU = v1hU /vm had been estimated previously from laboratory
measurements and races for a smaller group of 18 male LDR to be approximately 0.82 ± 0.05 35.
Strikingly, our findings from the running data for ∼ 14,000 subjects corroborate this range without
any invasive measurements, as demonstrated in Fig. 2(c).
• Our findings demonstrate the strong sensitivity of performance to endurance. For example, a
runner with a velocity of vm = 5m/sec can improve their marathon time from 3h27min38sec to
2h53min8sec by doubling endurance from El = 3 to El = 6 (corresponding to a change in the ”one-
hour utilization” from 79% to 87% of VO2max), without any change in VO2,max or RE.
• We observed an initial linear increase of El with TRIMP, a plateau around El = 7.5 ± 2 for TRIMP
∼ 25,000, and a statistically significant final drop which may be due to over-training. This result
suggests that there is an optimal TRIMP per TS, and the corresponding maximal endurance
enables a close to optimal marathon race time for a given velocity vm (see Fig. 3(a)).
(10) Minimize the use of acronyms where possible in the text to make it easier for readers to
understand the paper. I suggest you remove the following:
• RS (racing season)
• TS (training season)
• RE (running economy)
• LDR (long distance runners?)
If the abbreviations are needed in a figure/table they are OK to use there, as long as they are
defined in the caption.
(11) “by matching them with an universal, i.e., subject independent model”
An universal -> a universal
A comma is needed after “model”
(12) “Our minimal model introduces effective parameters by measuring” It is not clear what the
authors mean by “effective”.
(13) “observations made by Hill in running world records”
Reword to make it clear that it wasn’t Hill who was running the world records :-).
(14) “Fig. 3 first shows a color coded plot of Tmarathon as function of the physiological
parameters.”
This type of sentence is a better fit for a caption. In the Results it is preferable to describe specific
findings. There are several instances of this in the Results.
(15) “To investigate the predictive power of our model in more detail, we applied our model also
the RS with the marathon performance excluded”
A word is missing from this sentence.
(16) “Consistent and inconsistent runners can be identified from the relative difference between
our model estimates and actual race times.” A better topic sentence (that covers the main focus of
the paragraph) is needed to improve the logical flow of this section of the results. In general, a
careful review of the entire paper to ensure each paragraph has a clear topic sentence would
improve the quality of the manuscript.
Discussion
(17) First paragraph: this should be broken into multiple paragraphs. The discussion of the
limitations would be a natural split point.
(18) “This is an important advance over physiological testing in the laboratory where the required
maximal effort is impossible to motivate for a distance of 20km or longer.”
I don’t think the authors intend to mean that there is no use for lab-based testing. This is another
place where the authors could soften their language. (e.g., important advance -> important
complement).
In general, the primary point that stands out from the discussion is that the real-world data is a
big improvement over lab testing. I don’t think this is the most important point (as lab-based
testing in a controlled environment still has great value). I would instead focus more on reviewing
the specific new insights about running, training, and performance that were gleaned from the
analysis.
Methods
(19) “Only TS with 30 or more runs were considered.”
What is the rationale for this choice? Was there any requirement from the minimum chronological
length of the training season? Was there any sensitivity to these or other threshold choices
discussed in the paragraph?
(20) Check for redundancy between material included in the Methods and Results
(21) The following passage is a better fit for the results or discussion than the Methods.
For our two parameter model, the quality of the fitting could be probed for all RS with more than
two races. For those RS we found a rather low average error of only 2:0% between the computed
and actual race times. Another applicability test of our model is the estimation of the marathon
finishing time from equation(1) when the parameters vm and l are obtained from the RS without
the marathon. Given all the possible uncertainties in marathon racing that are beyond the control
of this study (e.g. weather, course profile, motivation of the athlete), the predictive power
reflected by the results for marathon finishing time estimate in Fig. 4 is rather satisfying
Reviewer #3:
Remarks to the Author:
The authors have provided detailed and convincing responses to most of the questions and
comments that I forwarded to them. In particular, I am convinced by their response on the
relationship between their model and the critical power model. However, this did not translate into
a modification of the article accounting entirely for their responses to the reviewer. This is a pity.
The changes in the manuscript are minor and clearly inadequate. I would like to see the reasoning
that the author developed in replying to the reviewer's comments more adequately integrated in
the menuscript, especially in the discussion, and I hope the suthors will show more consideration
for the suggested references and comments. To respond is good, but it is not enough.
2
Rebuttal letter
“Human running performance from real-world big data”
(NCOMMS-20-02292)
Please find below our point-to-point answers to the reviewer comments (C: comment, A: answer). All changes in the
manuscript are marked by colour highlighting (deleted text in red, newly added text in blue). Also, we have included
line numbers in the manuscript (colour coded version) in order to make reference to changes in the point-by-point
rebuttal letter.
Answer to Reviewer #1
We thank the reviewer for her/his time spent looking over our manuscript and their comments that we address
point-by-point in the following.
C I think that the authors are not fully aware of the type of testing that takes place in many laboratories. I under-
stand that they need to highlight the relevance of real-world data, and that laboratory settings have limitations.
However, there are many experimental studies that have produced very solid performance data that, even though
they do not belong to the real world category, they o↵er information that the real world conditions will never
provide. I fully agree that the best measure of performance is performance itself. From a performance perspec-
tive, I do not care about who has the greatest VO2max or critical intensity of exercise. I care about who runs
faster. Then, from a mechanistic perspective, I bring people to the lab to try to understand why di↵erences in
performance exist, but not necessarily to make people faster. The authors stated The undeniable fact that the
best test of running performance is an actual race and not laboratory tests is only partly true. It is the best test
to measure performance. However, it is not the best test to evaluate physiological responses and to elucidate the
mechanisms that control the final performance. I think that the point that I am trying to make is that, at least
to a given extent, the authors seem to be misrepresenting what happens in a laboratory setting.
A We agree that our presentation was not balanced between laboratory testing and our approach. This is regret-
table because that is not how we think. Therefore, we now highlight how wearables can complement laboratory
testing by expanding the size of population that can be tested. We also compare strengths and weaknesses of
both approaches. Please see lines 46↵, 61↵, 102↵, 345↵.
C From what I have read in this manuscript, there is nothing that connects its content to physiological responses
to exercise (which are often mentioned in this document). I could accept the claim that this analysis can help
establishing non-physiological outcomes that could potentially help improving performance. However, there is
no physiological value that can be seriously considered in this data set. At least in my view, the model requires
accepting assumptions that might make some sense, but that are not necessarily correct. The authors seem to
have almost a dislike for physiological evaluations. I am fine with that. However, there is no point in discussing
physiology when no physiological outcomes are presented. I do not feel comfortable with all the assumptions that
need to be accepted to believe some of the key components of the analysis (e.g., MAP).
A We have replaced throughout the manuscript ”physiological parameters” by indices of performance (aerobic
power index and endurance index), extracted from running exercise data using our model. We would like to
point out that our model makes assumptions that are also contained in other models proposed by exercise
physiologists (e.g. Monod & Scherrer, di Prampero, Peronnet & Thibault, see our detailed comparison in the
appendix to our last rebuttal letter). Hence, we believe that the key parameters of our model do have some
physiological meaning. However, in order to avoid any confusion and to not make unnecessary assumptions, we
now refer to our parameters as ”performance indices” and just state to which physiological variables they might
be related. Please see lines 96↵.
3
C Once again, the authors might have gotten it right in terms of some predictors of performance. The problem
is that we will never know as no real physiological data were collected. Perhaps, performing some physiological
testing in a sub-sample of participants would add validity to the project. However, the authors have already
disregarded this possibility when responding to other reviewers.
A We agree that physiological testing on a smaller sample of subjects would be very useful. We plan to carry
out such testing for a new group of subject in the future, to compare our model parameters to actual lab
measurements. It should be noted that also previous models (e.g. Peronnet & Thibault) have been applied only
to world running records to extract physiological parameters without a direct comparison to lab tests for these
athletes.
C The authors indicated that As far as heart rate is concerned, our data set does not contain heart rate data for all
runs and athletes as not all runners who wore a GPS watch wear a heart rate monitor (chest strap). But even if
this data would be available, there remains an important unknown: the maximal heart rate of the athlete which
varies substantially among individuals and cannot be determined accurately and easily from age-based formulas.
Without the maximal heart rate the important relative e↵ort (the quantity p in our model) cannot be determined
accurately. I would accept that the age-based formulas are not ideal, but they can be a good approximation.
Additionally, the authors have plenty of data from the participants and I am sure that there has to be some high
intensity interval or sprint training, or high intensity constant speed session from which HRmax could be derived.
I mean, I would be the first arguing that, even if you had the actual HRmax, there are clear limitations with this
approach. However, what I find a bit surprising is that the authors are willing to accept a lot of assumptions for
other parameters in their model, but then they are too concerned about not getting the HRmax 100% right. This
is surprising to me.
A Our point is that HR would not add any additional benefit to the extraction of our model parameters. When
maximal and resting HR for each runner are known, the entire analysis could be based on HR instead of running
velocity, yielding an expression for the maximal duration over which a given HR could be sustained, Tmax(HR).
Hence the parameters vm and El could be determined from observed relations between velocity and HR, and the
average HR sustained during maximal e↵ort of a given duration (races). However, an unpublished study that
we performed previously on a much smaller number of subjects (20) showed that HR fluctuates more strongly
than velocity, presumably due to weather conditions, non-running related stress, nutrition status, sleep status,
etc. In addition, there is always a time delay between a rise (or fall) in velocity and HR which requires the
exclusion of time windows with this hysteresis e↵ects. The accuracy of our model for race time predictions was
on average 2%. This is definitely better than the typical error for age-based formulas for maximal HR. All these
considerations led us to use velocity instead of HR in our data analysis.
C The authors argued that Maximal tests in laboratory are difficult to repeat, possibly due to lack of motivation to
go all-out without opponent or competition or even price money to win. As a result, the coefficient of variation
may be as high as 25%. Lets clarify that performance outcomes have large variability in both the lab and on the
field, but that the variability is greatly reduced with longer durations of performance. Additionally, if the lack of
motivation because of the price money is an issue, then the author should eliminate most of these data because
the vast majority of the performances in the people that the authors evaluated are not worth any money. Most
people are engaged for other reasons and most of them would perform as well in the lab as they do in the real
world. I am not convinced by this line of argumentation.
A In the revised version of the manuscript we do not state that poor repeatability would compromise laboratory
test results. We would like to point out that not only price money is motivation but also competing against
friends, team members, or for something like age group win etc., i.e., real-world situations.
4
C Then the authors stated that Running mechanics varies considerably between treadmill and over ground run-
ning...One reason may difficulty to simulate wind resistance. In fact, there are portable devices to test people in
the real world. I know, the conditions will be slightly di↵erent. However, nothing is perfect (and this includes
the assumptions in the model that is presented by the authors).
A Our data comes from consumer-product based measurements (GPS watches) and more advanced portable devices
were not available to the huge group of runners monitored. We agree on the general possibility of more advanced
measurements in the ”real world”. However, these additional data are not relevant to our model as an input,
and they would impose limitations on the number of available subjects.
C Finally, the authors said, Maximal laboratory tests are short-lasting and therefore fail to account for reduction in
running economy and subsequent increase in oxygen consumption at given speed that occurs over long-distance
running. Why would this need to be the case? I just read a paper in which participants performed quite long
incremental tests achieving the same VO2max as in the shorter tests (J Appl Physiol 2019; 127(6):1519-1527).
Maximal tests do not need to be short. Testing protocols are adapted to what one wants to evaluate. This type
of comments makes me feel that the authors might not be very familiar with laboratory testing.
A We are not saying that VO2max is declining with duration. We are only saying that running economy (energy
cost of running) deteriorates with duration. This is based on results in Ref. 18, 19 and 20. However, in order to
provide in this context a better balance between lab testing and our approach, we have modified the paragraph
with this statement, see lines 46 – 68.
C As a side comment, I would say that the speed and endurance relationship presented in this document are quite
similar to what is typically measured in the lab. So why emphasizing so much the idea that field data are better
than lab data? Also, the fact that from training data one can predict performance is pretty obvious. What one
can do in a race reflects what one can do in training. I know it is nice to confirm this with data, but there is
nothing novel in this finding.
A We are glad to hear that what is measured typically in the lab is quite similar to our model findings. We believe
that the novel part of findings are quantitative relations between our model indexes and training volume and
intensity for a very large group of runners, yielding also good statistics for typical variations in these relations.
We do not think that field data are better than lab testing. We have made clear in the revised manuscript that
our approach is complementary to lab testing, see lines 324 – 326.
C As a final comment, I would like to say that I do not think that the authors have a full appreciation of the relevance
that exercise intensity domains and their corresponding boundaries (i.e., thresholds) have in performance. I
understand that measurements of VO2 and exercise thresholds have been largely bastardized in the world of
exercise testing (to which the authors contribute by arbitrarily assigning names to parameters such as MAP or LT
without having any physiological way of justifying them in this study). However, when things are done properly,
very precise quantification of the metabolic stress of the system can be made. Unlike what the authors insinuate,
these evaluations consider economy, fatigue, substrate depletion, etc. to make predictions about performance. All
I am trying to say is that the authors might have an interesting story in relation to non-physiological predictors
of running performance. However, they should be very careful with not overreaching beyond of what their data
can say.
A We accept this criticism. We have now renamed model parameters to aerobic power index and endurance index
to di↵erentiate them from laboratory parameters. Overall, we have rewritten our manuscript in order to provide
a more balanced presentation of what our model predicts and the concepts and measurements in the world of
exercise testing in the lab.
5
Rebuttal letter
“Human running performance from real-world big data”
(NCOMMS-20-02292)
Please find below our point-to-point answers to the reviewer comments (C: comment, A: answer). All changes in the
manuscript are marked by colour highlighting (deleted text in red, newly added text in blue). Also, we have included
line numbers in the manuscript (colour coded version) in order to make reference to changes in the point-by-point
rebuttal letter.
Answer to Reviewer #2
We thank the reviewer for her/his time spent again looking over our manuscript and their very detailed comments
and suggestions that we address point-by-point in the following.
C It is also not clear whether the focus of the paper is to provide additional evidence to validate their previously
published model or to show some of the novel insights that applying their model to the dataset can generate. It
might be possible to do both things, but this should be framed more explicitly at the beginning and then discussed
more explicitly in the results. If the goal is to provide additional support for their previous model, then the
comparisons that they include in the appendix of the rebuttal would at least be helpful to include as supplementary
material. I am personally more interested in a focus on the insights gained from the application of their model
to the real-world dataset. If this is the desired focus, this should be made more clear in the manuscript. Even
in this case, the comparisons to other models would still provide confidence that the authors model is reasonable
and thus could still be helpful to include in supplementary material.
A The main aim of our work is ”to show some of the novel insights that applying their model to the dataset can
generate”. We have made this more clear in the revised manuscript, please see lines 96↵. The model comparison
of our previous rebuttal letter is not included in this work as it would go much beyond its scope. Instead, we
are in the process of completing a separate publication on a detailed comparison of mathematical models for
running performance which shall include the results shown in our rebuttal letter.
C Title: The paper should include a more meaningful title that highlights the specific novelty of the present work.
The terms novel and insights do not convey much information about the present work. The term novel should
be removed at minimum, as I believe is policy at least for Nature. The authors were also not performing data
mining by most definitions of the term, since they were using a pre-existing physiology-based model (as a side
note, I think this approach is preferable, in general, to a naive data mining one). Instead, the real-world or
free-living nature of the data is relevant to highlight in the title. The size of the data is also worth noting, as
the title already does.
A We have modified the title accordingly.
C (1) We derived two variables that explain race performance: maximal aerobic power and endurance capability.
Inclusion of endurance, which describes the decline in sustainable power over duration, o↵ers novel insights to
performance analysis since a realistic estimate of this parameter is impossible in conventional laboratory testing.
The mathematical model that the authors use was presented in the authors previously published paper. The
abstract gives the impression that the mathematical model is something newly-created for the present paper.
Please revise to make the novelty of the current paper more clear (i.e., the application of the model to free-living
data and interpretation of the extracted parameters).
A We have revised the abstract accordingly.
6
C (2) The abstract is much more clear than in the previous version, but it still does not include specific results.
Novel insights are mentioned. But what were these novel insights?
A We now described the novel insights more specifically.
C (3) In general, the introduction (along with other parts of the paper) is unnecessarily negative about in-lab
testing. Both in-lab and out-of-lab testing have strengths and weaknesses and these could be acknowledged in a
more even-handed way.
A We have given a more balanced presentation of in-lab and out-of-lab testing, please see lines 46↵, 61↵, 102↵,
345↵.
C (4) important insights for a variety of populations ranging from elite athletes over recreational exercisers to
patients in rehabilitation: change over ! to
A done.
C (5) These approach predict that the average racing velocity tends to an constant value with increasing race
distance which contradicts observation: Approach ! approaches, Tends to an ! tends to be a
A done.
C (6) Several empirical and physiological models have been put forward for explaining running world records in
terms of a few physiological parameters.: Start a new paragraph here.
A done.
C (7) Our minimal and universal model characterizes a runners physiology by two parameters that measure en-
durance capability and the velocity requiring maximal aerobic power output. The authors should make more clear
that the model has already been proposed and evaluated with some data from (real-world) races. The application
of the model to the present dataset (and to training data?) is what makes the current paper new. The previous
paper by the authors should be mentioned and cited in the introduction, for example. This should also be made
more clear in the last paragraph of the introduction that lays out the goals for the paper.
A We have modified the introduction accordingly, and referenced our previous paper. Please see lines 77 – 83.
C (8) Universal Performance Model section: The authors should more directly state that they are using the model
that they present in a previous publication. Something like: (1) In previous work we developed a model that does
X. To summarize, this model . (describe the key features of the model). For more details, see XXXX. (2) Here
we do XXXX with the model. If there are di↵erences between the authors model published previously and the
one in the present model, please make these di↵erences more clear.
A We modified this section accordingly (lines 108 – 124). There is no di↵erence with the model itself published
previously. One of the parameters of the model (tc) was fixed at 6 minutes, as we had explained already in the
previous version of the manuscript.
C (9) The results section and paper in general would also benefit from a tighter focus on the key, novel findings of
the paper. For example, below are some excerpts from the paper that are novel, but dont stand out in the present
draft. Focusing paragraphs in the results on each of these topics, would be helpful. Specific paragraphs could be
focused around asking the associated questions and discussing the study results. The key findings could also be
explicitly enumerated in the discussion.
7
– For all RS with three and more races (N=12,309), the mean error between model prediction and actual
race time was only 2.0% As a function of physiological parameters, in the most likely parameter range the
model predicted the marathon performance with an overall accuracy of better than 10%.
– The one-hour utilization ratio p1hU = v1hU/vm had been estimated previously from laboratory measurements
and races for a smaller group of 18 male LDR to be approximately 0.82 ± 0.05. Strikingly, our findings
from the running data for ⇠ 14,000 subjects corroborate this range without any invasive measurements, as
demonstrated in Fig. 2(c).
– Our findings demonstrate the strong sensitivity of performance to endurance. For example, a runner with a
velocity of vm = 5m/sec can improve their marathon time from 3h27min38sec to 2h53min8sec by doubling
endurance from El = 3 to El = 6 (corresponding to a change in the one-hour utilization from 79% to 87%
of VO2max), without any change in VO2max or RE.
– We observed an initial linear increase of El with TRIMP, a plateau around El = 7.5 ± 2 for TRIMP ⇠
25,000, and a statistically significant final drop which may be due to over-training. This result suggests that
there is an optimal TRIMP per TS, and the corresponding maximal endurance enables a close to optimal
marathon race time for a given velocity vm (see Fig. 3(a)).
A We have modified the results section to make our key findings stand out more clearly by adding subsections for
each key finding. We could not add a itemized list of the key findings in the discussion section due to length
restriction.
C (10) Minimize the use of acronyms where possible in the text to make it easier for readers to understand the
paper. I suggest you remove the following:
– RS (racing season)
– TS (training season)
– RE (running economy)
– LDR (long distance runners?)
If the abbreviations are needed in a figure/table they are OK to use there, as long as they are defined in the
caption.
A We have removed these acronyms.
C (11) by matching them with an universal, i.e., subject independent model: an universal ! a universal, a comma
is needed after model
A done.
C (12) Our minimal model introduces e↵ective parameters by measuring It is not clear what the authors mean by
e↵ective.
A We have removed ”e↵ective”.
C (13) observations made by Hill in running world records: Reword to make it clear that it wasn‘t Hill who was
running the world records :-).
A Thank you ;-) We have made this clear now.
C (14) Fig. 3 first shows a color coded plot of Tmarathon as function of the physiological parameters. This type
of sentence is a better fit for a caption. In the Results it is preferable to describe specific findings. There are
several instances of this in the Results.
8
A We have moved this type of sentences to the figure captions.
C (15) To investigate the predictive power of our model in more detail, we applied our model also the RS with the
marathon performance excluded: A word is missing from this sentence.
A We have added the word ”to” so it reads ”... also to the race season ...”.
C (16) Consistent and inconsistent runners can be identified from the relative di↵erence between our model esti-
mates and actual race times. A better topic sentence (that covers the main focus of the paragraph) is needed to
improve the logical flow of this section of the results. In general, a careful review of the entire paper to ensure
each paragraph has a clear topic sentence would improve the quality of the manuscript.
A We have reviewed and modified the manuscript to ensure that each paragraph has a clear topic and we added
new subsections to the result section.
C (17) Discussion, first paragraph: this should be broken into multiple paragraphs. The discussion of the limitations
would be a natural split point.
A done.
C (18) This is an important advance over physiological testing in the laboratory where the required maximal e↵ort
is impossible to motivate for a distance of 20km or longer. I dont think the authors intend to mean that there is
no use for lab-based testing. This is another place where the authors could soften their language. (e.g., important
advance ! important complement).
In general, the primary point that stands out from the discussion is that the real-world data is a big improvement
over lab testing. I dont think this is the most important point (as lab-based testing in a controlled environment
still has great value). I would instead focus more on reviewing the specific new insights about running, training,
and performance that were gleaned from the analysis.
A We agree. We have modified the manuscript in general to give a more balanced view of ”real-world” data and
lab testing, and focused more on the new insights from our analysis.
C (19) Methods: Only TS with 30 or more runs were considered. What is the rationale for this choice? Was there
any requirement from the minimum chronological length of the training season? Was there any sensitivity to
these or other threshold choices discussed in the paragraph?
A This minimum run condition for training season was applied so that runner had at least trained once per week
on average during the 180 day long training season. Smaller number of runs could mean an interrupted training
(e.g. due to injury), and hence relation to performance would be less reliable.
C (20) Check for redundancy between material included in the Methods and Results.
A We believe that the Methods section should be self-contained to allow a complete account of the applied pro-
cedures. However, we do have reduced some redundancy by combining some part of the Methods section with
the appropriate paragraph of the Result section, please see next point.
C (21) The following passage is a better fit for the results or discussion than the Methods. ”For our two parameter
model, the quality of the fitting could be probed for all RS with more than two races. For those RS we found a
rather low average error of only 2.0% between the computed and actual race times. Another applicability test of
our model is the estimation of the marathon finishing time from equation (1) when the parameters vm and γl
are obtained from the RS without the marathon. Given all the possible uncertainties in marathon racing that
are beyond the control of this study (e.g. weather, course profile, motivation of the athlete), the predictive power
reflected by the results for marathon finishing time estimate in Fig. 4 is rather satisfying.”
9
A We have moved part of this passage to the Results section, please see lines 198 – 209 and 439 – 443.
10
Rebuttal letter
“Human running performance from real-world big data”
(NCOMMS-20-02292)
Please find below our point-to-point answers to the reviewer comments (C: comment, A: answer). All changes in the
manuscript are marked by colour highlighting (deleted text in red, newly added text in blue). Also, we have included
line numbers in the manuscript (colour coded version) in order to make reference to changes in the point-by-point
rebuttal letter.
Answer to Reviewer #3
We thank the reviewer for her/his time spent looking again over our manuscript and their comments that we address
point-by-point in the following.
C I would like to see the reasoning that the author developed in replying to the reviewer’s comments more adequately
integrated in the manuscript, especially in the discussion, and I hope the authors will show more consideration
for the suggested references and comments. The respond is good, but it is not enough.
A As explained more clearly in the revised version, the aim of this work is neither a validation of our previously
published model nor a comparison of our model to other existing models (which however are mentioned in
our work). Rather, the aim of our work is to apply our model to real-world data and to extract performance
parameters and relate them to racing performance and training. Due to this focus and due to length restrictions,
we can not include all our reasoning from the previous reply in our manuscript. However, we have revised the
manuscript overall to give a more balanced view of lab testing and our approach. To avoid confusion, we have
changed the term ”physiological parameters” to ”performance indices”. In addition, we have added relevant
references to previous work on theoretical concepts from exercise physiology in the Discussion section, please
see lines 345 – 349.
Reviewers' Comments:
Reviewer #1:
Remarks to the Author:
I would like to thank the authors for the changes made to the this manuscript. From a conceptual
perspective, I would say that I still disagree with the use of the MAP construct, as I think this is a
flawed concept. However, I understand that it is commonly used and accepted by many, and that
it serves the purpose of the present analysis. Aside from this comment (which is nothing but just a
way of expressing my view), I am satisfied with the responses that the authors have provided and
with the updated version of the manuscript. I think that focusing on performance rather than
physiology makes this a much more solid and believable story. Thus, I have no further comments
to make.
| Human running performance from real-world big data. | 10-06-2020 | Emig, Thorsten,Peltonen, Jussi | eng |
PMC7578824 | 1
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Lower leg muscle–tendon unit
characteristics are related
to marathon running performance
Bálint Kovács1,3*, István Kóbor2,3, Zsolt Gyimes1,3, Örs Sebestyén1,3 & József Tihanyi1,3
The human ankle joint and plantar flexor muscle–tendon unit play an important role in endurance
running. It has been assumed that muscle and tendon interactions and their biomechanical behaviours
depend on their morphological and architectural characteristics. We aimed to study how plantar flexor
muscle characteristics influence marathon running performance and to determine whether there
is any difference in the role of the soleus and gastrocnemii. The right lower leg of ten male distance
runners was scanned with magnetic resonance imagining. The cross-sectional areas of the Achilles
tendon, soleus, and lateral and medial gastrocnemius were measured, and the muscle volumes were
calculated. Additional ultrasound scanning was used to estimate the fascicle length of each muscle to
calculate the physiological cross-sectional area. Correlations were found between marathon running
performance and soleus volume (r = 0.55, p = 0.048), soleus cross-sectional area (r = 0.57, p = 0.04),
soleus physiological cross-sectional area (PCSA-IAAF r = 0.77, p < 0.01, CI± 0.28 to 0.94), Achilles
tendon thickness (r = 0.65, p < 0.01), and soleus muscle-to-tendon ratio (r = 0.68, p = 0.03). None of
the gastrocnemius characteristics were associated with marathon performance. We concluded that a
larger soleus muscle with a thicker Achilles tendon is associated with better marathon performance.
Based on these results, it can be concluded the morphological characteristics of the lower leg muscle–
tendon unit correlate with running performance.
The human ankle plantar flexor muscles play a major role in producing propulsive force during endurance
running1–3. The triceps surae muscle–tendon complex is equipped with a long compliant tendon and a strong and
diverse muscle structure. It is a generally accepted concept that the Achilles tendon (AT) acts as a spring during
running to store and return elastic energy and reduce the metabolic energy cost of the contractile element4,5.
Running consists of a series of submaximal voluntary muscle contractions; thus, repetitive moderate force pro-
duction is needed to propel the body forward. The magnitude of the contraction force depends on the running
velocity and the motion of the lower leg. The energetic cost of contraction can be minimized if the fascicles are
operating near the optimal length. During the early stance phase of running, the fascicles of the triceps surae
operate under quasi-isometric conditions6–9; thus, a shorter fascicle with a low contraction velocity can result
in a favourable contractile condition because shorter fascicles can maintain tension with low activation energy
costs10,11. Therefore, the length change of the muscle–tendon complex mainly occurs in the tendon during
the early stance phase of running6,12,13. Most elite marathon runners use rearfoot strike pattern14 where ankle
joint flexion at stance is relevantly smaller15 resulting in less muscle–tendon unit lengthening compared to
forefoot strike pattern. Because thicker tendon has a greater cross-sectional area (CSA), the acting force apply-
ing in greater surface, thus greater amount of force needed to stretch the tendon which increase the amount
of stored elastic strain energy. Therefore it can store more elastic strain energy than a thin tendon at similar
tendon extension because it has greater stiffness16. According to the literature, distance runners have thicker
ATs than sprinters17 and non-runners17–19. However, it should be mentioned that mechanical properties of the
tendons do not depend only on the morphological characteristics of the tendon. But the material and structure
of the tendon also related to the mechanical properties of the tendon, too20,21. Thus, load induced changes in
tendon material also can result in changes in the mechanical properties of the tendon20,21. To stretch a thicker
tendon greater muscle force is required during the first half of the stance phase during running. We can assume
that this force mainly produced by the soleus (SOL) because physiological cross-sectional area (PCSA) of the
SOL is significantly larger than that of the gastrocnemii (GAS)22,23, and as a consequence, SOL produces three
to four times greater positive work than GAS during running12. If we assume that SOL is generating at least
OPEN
1Department
of
Kinesiology,
University
of
Physical
Education, Alkotás
u.
44,
Budapest
1123,
Hungary. 2Semmelweis University, MR Research Centre, Budapest, Hungary. 3These authors contributed equally:
Bálint Kovács, István Kóbor, Zsolt Gyimes, Örs Sebestyén and József Tihanyi. *email: [email protected]
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twofold greater force than GAS during running then SOL contributes to elastic energy storage in the AT much
more than the GAS muscles6,7,24, as well as to mechanical work6,7,25. Additionally, the SOL contains mainly slow
twitch muscle fibres, and slow fibres lower the muscle volume-specific rate of energy use because slow muscles
have lower rates of time-dependent cross-bridges11. Also, because GAS contains dominantly fast twitch fibers26
fatigue affects these muscles more, i.e. decreasing the mechanical output over time during running compared to
SOL muscle27–29. Because muscle force generation capacity is related to CSA and the PCSA of the muscle10,30,31,
greater force production could lead to morphological adaptations in the SOL. The mechanical properties of the
tendons and muscles are influenced by their CSA and PCSA10; thus, the CSA and PCSA may have an impact on
muscle–tendon interaction and consequently on running performance. However, this connection is not clear.
Calculations with animal and cadaver muscles showed that there is an optimum PCSA/tendon cross-sectional
area (tCSA) ratio10,32. Such a calculation has not been carried out on human triceps surae muscles in vivo thus
far. Since the AT is the largest tendon in the human body, we may assume that the PCSA/tCSA ratio is different
from the theoretical optimum and is greater for the SOL than for the GAS. If a thicker tendon is coupled with a
shorter fascicle length and greater muscle stress, then the tendon stress also increases, and more elastic energy
can be stored in the Achilles tendon due to the SOL force generation. To our knowledge, no previous report has
investigated the correlation between triceps sure muscle morphology (i.e., CSA and PCSA) or the PCSA/tCSA
ratio and running performance. Therefore, the purpose of this study was to test whether there is a link between
morphological variables of triceps surae muscle tendon unit and marathon performance. Taking this information
together, we hypothesized that runners who have a greater SOL PCSA, shorter fascicle length, thicker tendon and
greater PCSA/tCSA ratio can complete the marathon distance in a shorter time (greater IAAF score). Addition-
ally, we hypothesized that SOL morphological properties have a greater impact on running performance than
GAS morphological properties.
Methods
Participants.
Ten male marathon runners (mean and SD 29 ± 3.8 years, 177.1 ± 8.9 cm, 65.4 ± 5.8 kg) with
a personal best International Amateur Athletic Federation (IAAF) score of 888.0 ± 184.0 (2 h 26 min on aver-
age) volunteered for this study. IAAF score points are used to classify running race time (performance) with a
numerical value, which can be used for statistical analysis33. The runners had competed on international and
national levels and had an average training volume of 120–200 km per week. All participants performed their
best marathon race time within 2 years before this experiment. The scans were taken during the midseason.
The participants had no musculoskeletal injury or pain in the lower extremities. All participants gave written
informed consent to take part in the study, which was performed in accordance with the Declaration of Helsinki
and was approved by the ethics committee of University of Physical Education (TE-KEB/No07/2018).
Data collection.
Magnetic resonance imagining scan. MRI images were taken from the right leg to measure
morphological parameters of the triceps sure muscle tendon complex. A 3T Philips scanner (Ingenia 3.0T MRI
system, Amsterdam, Netherlands) was used to acquire the MRI images. The runners were positioned supine,
with neutral knee (180° between shank and thigh) and ankle joint angles (90° between foot and shank). A foam
pad was placed below the calcaneus that elevated the leg slightly and prevented weight-induced deformation
of the muscle during the scan. The scans were performed using a T1-weighted turbo spin echo sequence (slice
thickness = 5 mm, slice gap = 0 mm, slice scan order: interleaved, TR = 650 ms, TE = 20) for all measurements.
Because of the limited field of view of the probe (FOV = 40 cm), the images were taken in two parts to ensure that
the records contained the origin and insertion of the plantar flexor muscle–tendon complex. The overlapping
images were manually removed from the analysis. The axes during the MRI image acquisition was set carefully
to align as possible as it can with the muscle–tendon unit.
Architectural measurement. An additional ultrasound measurement was applied to estimate the muscle archi-
tecture of the SOL, medial gastrocnemius (MG) and lateral gastrocnemius (LG) (6 cm field of view, B-mode
linear array probe, 13 MHz scanning frequency, Hitachi-Aloka EUB 405 plus, Japan). Participants were laid
prone on a table with a neutral ankle and knee joint position. Acoustic gel was applied between the skin and the
probe, which was placed at approximately 50% of the length of each muscle, but the locations were optimized for
fascicle imaging34. The probe was placed manually on the skin and held carefully over the skin to avoid applying
too much pressure to the tissues underneath.
Data analysis.
Magnetic resonance image processing. The images were analysed using ImageJ 1.44b (Na-
tional Institutes of Health, USA). The CSA of each muscle and tendon was manually outlined on all of scans that
the muscles and tendon were visible on and then the area was measured (Fig. 1). The images were analysed by
two separate raters. All segmentations were checked by a researcher (author IK) experienced in studying and
measuring MRI scans. The test–retest procedure was applied to estimate the reliability of the CSA measure-
ments. Each CSA measured by the two raters was averaged and then used to calculate muscle volume and mass.
The lengths of the muscles and AT were calculated by summing the number of analysed slices and multiplied by
0.5. The total volume of the plantar flexor muscles and AT was calculated by summing the volume of each slice,
i.e., the product of slice area and slice thickness (0.5 cm)23,30,35. Muscle mass was calculated as muscle volume
multiplied by muscle density (1.056 g/cm3)36. The PCSA was calculated by dividing muscle volume by fascicle
length.
Ultrasound image processing. The longest fascicle was outlined manually in each image, and then the length of
the line was measured. If needed, multiple lines were drawn to follow the curvature of the fascicle37 (Fig. 2). If
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part of the fascicles was outside the field of view, fascicle length was estimated by linear extrapolation. The image
analysis for muscle architecture was performed in ImageJ 1.44b (National Institutes of Health, USA).
Statistics. Data are presented as the means and standard deviations. Because of the small sample size, the Sha-
piro–Wilk normality test was used to test the normality of the data. To determine the relative between-rater
reliability of each muscle and tendon, an intraclass correlation coefficient (ICC) was calculated using a two-way
mixed-effects model (average measures), along with the upper and lower 95% confidence interval (CI±). The
ICC estimate was considered good between 0.75 and 0.9 and excellent above 0.938. A Bland–Altman plot was
used to determine the bias between the raters and the limits of agreement (see Supplementary material). Pearson
correlations were calculated to investigate the relationship between marathon performance and the properties
of muscles and tendons. The magnitude of significant correlations was quantified using the thresholds recom-
mended by Hopkins 39, i.e., 0–0.1 as small, 0.1–0.3 as moderate, 0.3–0.5 as large, 0.5–0.7 as very large and 0.9–1
as extremely large correlations. Additionally, the 95% confidence intervals for each corresponding Pearson coef-
ficient were calculated. In cases of non-Gaussian data distributions, a Spearman rank correlation was used. All
statistical calculations were performed using SPSS (SPSS Inc., Chicago, IL, USA v. 25), and statistical significance
was set at an alpha level of 0.05.
Figure 1. Representative magnetic resonance image from the middle of the lower leg for the calculation cross-
sectional areas (A). The triceps surae compartments were separately outlined manually. (B) A sample image of
the maximal distal Achilles tendon. Each segmented area (SOL soleus, MG medial gastrocnemius, LG lateral
gastrocnemius) marked with white line.
Figure 2. Representative ultrasound image of soleus in sagittal plane for estimate fascicle length. The image
was taken at 50% of the muscle length because that region possibly contains the longest fascicles of the muscles.
Fascicle length (solid yellow line along fascicles), are drawn in the images.
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Results
No architectural (fascicle length) or morphological (volume, CSA, PCSA) parameters of LG and MG correlated
with marathon performance. On the other hand, marathon performance correlated with maximal CSA (r = 0.57;
p = 0.041 CI± 0.08 to 0.88) and volume of the SOL (r = 0.55; p = 0.048, CI± 0.11 to 0.87). SOL muscle fascicle
length negatively correlated with marathon performance (r = − 0.63, p = 0.02, CI± − 0.90 to − 0.001) (Fig. 3).
PCSA of the SOL showed large positive correlation with marathon performance (r = 0.77, p < 0.01, CI± 0.28 to
0.94) (Fig. 3). The total PCSA of triceps surae also showed large positive correlation with marathon performance
(r = 0.72, p < 0.009, CI± 0.16 to 0.93). The maximal CSA of AT (r = 0.65, p = 0.01, CI± 0.04 to 0.91) correlated with
marathon performance (Fig. 4). The largest distal CSA of the AT also correlated with marathon performance
(r = 0.65, p = 0.02). There is a positive correlation between SOL PCSA and tCSA (r = 0.61, p = 0.029) suggesting
that those who have large SOL more likely to have thick AT in absolute term. The SOL PCSA/tCSA ratio also
correlated with marathon performance (r = 0.68, p = 0.029, CI± 0.09–0.92) (Fig. 5). The mean and SD values of
the plantar flexor muscle tendon unit properties are listed in Table 1. The calculated SOL volume was 48.89%,
that of the MG was 31.66%, and that of the LG was 19.44% of the total triceps surae volume. The PCSA of the
SOL was threefold greater than that of the MG and fourfold greater than that of the LG, and the SOL possessed
60.12% of the total PCSA of the triceps surae.
The results of the correlation analysis are summarized in Table 2. The results of the interrater reliability test
showed excellent ICC values for all muscles and the tendon (see supplementary material).
Discussion
The purpose of this study was to investigate if there is correlation between the morphological and architectural
characteristics of triceps surae muscle–tendon unit and running performance. We hypothesized that faster
marathon runners have greater PCSAs and shorter fascicle lengths in the SOL and thicker ATs than slower
marathon runners. We found a positive correlation between IAAF score and the PCSA of the SOL and a negative
correlation between IAAF score and the fascicle length of the SOL. Additionally, a thicker AT was linked to a
better IAAF score; therefore, our results showed that the morphology of the SOL PCSA and tCSA correlate with
marathon performance. This novel finding might supports the concept that the SOL plays a more important role
in endurance running than the GAS muscles6,7,40.
The MRI-based morphological parameters of the muscle structures (CSA, volume) are in alignment with
those from previous reports23,41–43. The fascicle lengths estimated from the ultrasound images are similar to the
findings of earlier studies9,37,40,42–45; thus, the calculated PCSA is also similar to that from previous reports23,42,43.
As expected, we found that the SOL had a greater muscle volume, CSA, and PCSA and a greater PCSA/tCSA
ratio than the GAS muscles. This can explain why the SOL muscle produces greater force and positive work than
Figure 3. Correlation between IAAF and (a) soleus maximal cross-sectional are (r = 0.57, CI − 0.08 to 0.88,
p = 0.041), (b) soleus fascicle length (r = − 0.63, p = 0.02, CI± − 0.90 to − 0.001), and (c) soleus physiological
cross-sectional area (PCSA-IAAF r = 0.77, p < 0.01, CI± 0.28 to 0.94).
Figure 4. Correlation between IAAF and (a) Achilles tendon length (r = − 0.01, p = 0.48 CI± − 0.63 to 0.62) (b)
Achilles tendon maximal cross-sectional area (r = 0.65, p = 0.01, CI± 0.04 to 0.91).
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the GAS during moderate-pace running6,7,11,12 assuming that SOL and GAS are to shortening the same amounts.
However, a greater force production often pairs with greater metabolic demand of the contractile elements in
general, but muscle fibre composition (i.e., predominance of slow twitch fibres) can compensate for this effect26.
It is known that the SOL primarily contains slow twitch muscle fibres26 and that these fibres have a lower muscle
volume-specific rate of energy demand since slow muscles have lower rates of time-dependent cross-bridges46.
We found that runners with greater IAAF scores had shorter SOL fascicles, possibly because muscles with
shorter fascicles work more economically because they involve a smaller active volume of muscle, and therefore,
a smaller amount of ATP is consumed11. The decreased muscle metabolic energy demand can lead to a decreased
cost of running as well; thus, it can improve running performance and possibly running economy.
The function of the AT can also decrease the metabolic energy cost of the contractile elements. It has been
shown that the function of the tendon depends on the morphological characteristics of the tendon17,19,47. Since the
CSA of the AT is different at each AT length, it seems important to select the appropriate CSAs that may influence
running performance. Magnusson and Krajer47 reported that CSAs measured one centimetre above the calcaneal
insertion showed the largest difference between runners and non-runners. In contrast, Ueno et al.17 found that
the AT CSA of distance runners was significantly larger than that of sprinters and non-runners only when the
Figure 5. Correlation between IAAF score (representing marathon performance) and ratio of soleus
physiological cross-sectional area to Achilles tendon cross-sectional area. There is a large correlation (r = 0.68,
p = 0.029 CI± 0.09 to 0.92) between these variables.
Table 1. The measured and calculated (mean and SD) morphological parameters of the triceps surae muscle–
tendon complex. CSA cross sectional area, AT Achilles tendon, PCSA physiological cross-sectional area.
Achilles tendon
Soleus
Medial gastrocnemius
Lateral gastrocnemius
Length (cm)
22.10 ± 2.61
32.60 ± 2.89
25.95 ± 2.66
24.20 ± 2.14
Fascicle length (cm)
–
3.18 ± 0.47
5.24 ± 0.72
5.37 ± 0.84
Volume (cm3)
0.53 ± 0.07
452.9 ± 88.24
293.3 ± 69.78
180.1 ± 25.81
Muscle mass (g)
–
487.3 ± 93.18
309.8 ± 73.68
190.1 ± 27.25
CSA (cm2)
1.82 ± 0.13
27.16 ± 3.82
18.96 ± 3.34
13.31 ± 2.11
AT distal CSA (cm2)
1.20 ± 0.11
–
–
–
PCSA (cm2)
–
130.3 ± 33.59
60.04 ± 15.72
35.88 ± 5.73
muscle to AT volume ratio
–
858.44 ± 150.47
550.70 ± 92.63
343.68 ± 59.88
Muscle PCSA to AT ratio
–
78.12 ± 16.79
30.79 ± 8.0
18.39 ± 2.68
Table 2. Correlation coefficients between marathon running performance and triceps surae muscle–tendon
morphological characteristics. The corresponding p value and 95% confident interval was calculated as well.
Bold numbers indicate significant correlations.
Variables
Achilles tendon
Soleus
Lateral gastrocnemius
Medial gastrocnemius
r
p
95% CI±
r
p
95% CI±
r
p
95% CI±
r
p
95% CI±
Length
− 0.01
0.48
− 0.63 to 0.62
0.34
0.16
− 0.36 to 0.79
0.12
0.36
− 0.54 to 0.69
0.21
0.27
− 0.47 to 0.74
Volume
0.32
0.18
− 0.38 to 0.79
0.55
0.048
0.11 to 0.87
0.06
0.43
− 0.59 to 0.66
0.41
0.11
− 0.28 to 0.82
CSA max
0.65
0.01
0.04 to 0.91
0.57
0.04
0.08 to 0.88
0.05
0.44
− 0.59 to 0.66
0.37
0.14
− 0.33 to 0.81
PCSA
–
–
–
0.77
0.01
0.28 to 0.94
0.36
0.29
− 0.33 to 0.81
0.32
0.35
− 0.37 to 0.79
Fascicle length
–
–
–
− 0.63
0.02
− 0.90 to − 0.01
− 0.26
0.22
− 0.76 to 0.43
− 0.02
0.47
− 0.64 to 0.61
6
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CSA below the SOL-tendon junction was selected for comparison. However, in a later study, Ueno et al.19 did
not find a significant correlation between distal AT CSA and running economy or running performance. In our
study, we correlated both the distal and proximal AT CSA with marathon performance and found a significant
association between the two variables, indicating that a thicker AT is beneficial for running the marathon dis-
tance in a shorter time. It is difficult to resolve the contradiction between our results and those of Ueno et al.19. It
can be assumed that AT length has a greater impact on 5000-m running performance than AT CSA since Ueno
et al.19 reported a significant relationship between MG tendon length and running economy. From this point of
view, we can imagine that there may be a difference in ankle kinetics and kinematics when running long or short
distances. This assumption is supported by our results; namely, we did not find an association between AT length
and marathon running performance. The average running speed of our runners during marathon is 5.01 ms−1
which is obviously less compared to elite 5000 m runners racing speed (14 min race time equal to 6.11 ms−1 run-
ning speed). Because foot strike pattern seems to be influenced by running velocity (especially above 5 ms−1)15,48
and footwear49 i.e. track runners usually wearing (light weighted and thin) spike shoes thus, we can assume that
shorter track runners possibly use forefoot strike pattern. But on the other hand, the majority of elite marathon
runners are using rearfoot strike pattern14. Kinematic difference between rearfoot and forefoot strike pattern
has been demonstrated15,27,28 showing that ankle joint flexion is greater during forefoot strike which lead to a
greater muscle tendon unit lengthening as well. In that case a thin tendon would be better since greater elastic
energy could be stored by applying smaller muscle force compared to a thick tendon.
To the best of our knowledge, nobody has studied how the triceps surae muscles and tCSA ratio can be related
to running performance, especially marathon running time. Even though experiments and calculations suggest
that there is an optimum muscle-to-tendon area ratio that may minimize muscle–tendon mass and help deliver
greater mechanical energy via the muscle–tendon system32,50. Theoretically, the optimum ratio is 3410, which
reduces the incidence of tendon damage and enables the muscle–tendon complex to perform more mechanical
work. We found that only the MG PCSA/tCSA ratio approached this value; the LG PCSA/tCSA ratio was con-
siderably less, and the soleus PCSA/tCSA ratio was more than twice the theoretical optimum. Ker et al.10 argued
that a thinner tendon requires longer fascicles to be able to shorten more. We found that fascicles in the SOL
muscle are short, which contradicts this theory. However, this construction can be beneficial, especially during
stretch–shortening muscle contraction. Short fascicles relative to muscle length result in large PCSAs and, as a
consequence, greater force generation capacity. Because the SOL PCSA was found to be largest in our study, the
SOL presumably had the capacity to exert greater force; therefore, the SOL AT was subjected to a larger stress,
which assumes a larger elastic energy storage capacity in the tendon during the ankle joint flexion phase of run-
ning. It has been reported that the SOL AT length is three times shorter than that of GL and GM19, but the distal
tCSA presumably is the same. Since tendon stiffness depends on both the tendon length and CSA primarily, it
is possible that SOL AT stiffness could potentially be greater than GM and GL tendon stiffness; in other words,
the SOL has a greater contribution to tendon stiffness than the GAS. Because stiffness is related to running
performance51,52, we may conclude that the SOL PCSA/tCSA ratio has a prominent role in better performance
in marathon running. The correlation between SOL PCSA/tCSA ratio and IAAF score may indicate that a large
SOL PCSA with thin AT correlate with better marathon race time. However, this correlation must be considered
in relative term. It is unlikely that those who have large SOL muscle also would have thin tendon. We found a
strong positive correlation between SOL PCSA and AT CSA suggesting that those who have large SOL more
likely to have a thick AT in absolute term.
This study has some limitations that must be addressed. The participants performed their personal best in
the previous 2 years; thus, the current performance level was not taken into consideration. However, the athletes
were regularly training during this period and reported no weight changes over this period, so we can assume
that no remarkable changes occurred in their lower leg morphology. It must be noted that the limited size of the
sample rases some concern about generalizing the conclusion. Extreme outlier data points could have strongly
affected the magnitude and direction of our correlation analysis. The statistical method we used, prove no causal-
ity only correlation between the selected variables which must be considered when interpreting the results of this
study. In the present study, we did not examine the mechanical properties of the AT and plantar flexor muscles;
therefore, the relationships between the mechanical characteristics and morphological properties of the plantar
flexor muscle–tendon unit and remain unclear.
In summary, we found that the soleus PCSA/tCSA ratio is much greater than the theoretical optimum and
that a greater ratio resulted in a shorter marathon running time. From a better running performance point of
view, a large PCSA of the soleus muscle and a thick Achilles tendon are beneficial because more elastic energy can
presumably be stored (and recoiled) in the AT, which enables runners to run more efficiently. From our results,
we can draw conclusions in accordance with our hypothesis that morphological and architectural characteristics
(of the triceps surae and AT) correlate with running performance. In addition, our results allow us to conclude
that in marathons running, the soleus has a more significant role than the gastrocnemius muscle.
Received: 24 April 2020; Accepted: 15 September 2020
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Acknowledgements
The authors wish to thank all participants for volunteering in this study.
Author contributions
B.K. and I.K. conceived and conducted the scans, B.K. Z.G. Ö.S. analysed the results and contributed to the dis-
cussion. J.T. supervised the entire project and contributed to the discussion. All authors reviewed the manuscript.
Competing interests
The authors declare no competing interests.
Additional information
Supplementary information is available for this paper at https ://doi.org/10.1038/s4159 8-020-73742 -5.
Correspondence and requests for materials should be addressed to B.K.
Reprints and permissions information is available at www.nature.com/reprints.
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© The Author(s) 2020
| Lower leg muscle-tendon unit characteristics are related to marathon running performance. | 10-21-2020 | Kovács, Bálint,Kóbor, István,Gyimes, Zsolt,Sebestyén, Örs,Tihanyi, József | eng |
PMC5587270 | RESEARCH ARTICLE
Effect of water-based recovery on blood
lactate removal after high-intensity exercise
Francesco Lucertini1*, Marco Gervasi1, Giancarlo D’Amen1, Davide Sisti2, Marco Bruno
Luigi Rocchi2, Vilberto Stocchi1, Piero Benelli1
1 Department of Biomolecular Sciences–Division of Exercise and Health Sciences, University of Urbino Carlo
Bo, Urbino, Italy, 2 Department of Biomolecular Sciences–Service of Biostatistics, University of Urbino Carlo
Bo, Urbino, Italy
* [email protected]
Abstract
This study assessed the effectiveness of water immersion to the shoulders in enhancing
blood lactate removal during active and passive recovery after short-duration high-intensity
exercise. Seventeen cyclists underwent active water- and land-based recoveries and pas-
sive water and land-based recoveries. The recovery conditions lasted 31 minutes each and
started after the identification of each cyclist’s blood lactate accumulation peak, induced by
a 30-second all-out sprint on a cycle ergometer. Active recoveries were performed on a
cycle ergometer at 70% of the oxygen consumption corresponding to the lactate threshold
(the control for the intensity was oxygen consumption), while passive recoveries were per-
formed with subjects at rest and seated on the cycle ergometer. Blood lactate concentration
was measured 8 times during each recovery condition and lactate clearance was modeled
over a negative exponential function using non-linear regression. Actual active recovery
intensity was compared to the target intensity (one sample t-test) and passive recovery
intensities were compared between environments (paired sample t-tests). Non-linear re-
gression parameters (coefficients of the exponential decay of lactate; predicted resting lac-
tates; predicted delta decreases in lactate) were compared between environments (linear
mixed model analyses for repeated measures) separately for the active and passive recov-
ery modes. Active recovery intensities did not differ significantly from the target oxygen con-
sumption, whereas passive recovery resulted in a slightly lower oxygen consumption when
performed while immersed in water rather than on land. The exponential decay of blood lac-
tate was not significantly different in water- or land-based recoveries in either active or pas-
sive recovery conditions. In conclusion, water immersion at 29˚C would not appear to be an
effective practice for improving post-exercise lactate removal in either the active or passive
recovery modes.
Introduction
Short-duration high-intensity exercise leads rapidly to muscular fatigue, which can be defined
as the loss of force or power in response to physical exertion resulting in reduced performance
[1]. Two of the most important mechanisms involved in exercise-induced fatigue are fibers
PLOS ONE | https://doi.org/10.1371/journal.pone.0184240
September 6, 2017
1 / 12
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OPEN ACCESS
Citation: Lucertini F, Gervasi M, D’Amen G, Sisti D,
Rocchi MBL, Stocchi V, et al. (2017) Effect of
water-based recovery on blood lactate removal
after high-intensity exercise. PLoS ONE 12(9):
e0184240. https://doi.org/10.1371/journal.
pone.0184240
Editor: Alejandro Lucı´a, Universidad Europea de
Madrid, SPAIN
Received: December 23, 2016
Accepted: August 10, 2017
Published: September 6, 2017
Copyright: © 2017 Lucertini et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the paper and its Supporting Information
file.
Funding: The authors received no specific funding
for this work.
Competing interests: The authors have declared
that no competing interests exist.
acidosis and depletion of ATP [2], which lead to large changes in the concentration of meta-
bolites, such as lactate. Lactate is no longer thought to cause fiber acidosis and is believed to
provide protection against this process [3]. However its exercise induced rise in the blood
coincides with fiber acidosis; hence, it remains a good indirect marker for the onset of fatigue
[2, 3]. The rapid removal of lactate following intense exercise remains desirable since it is
taken up by both resting muscles and fibers of the same muscle working at lower intensities
and used as a carbohydrate fuel source (see [4] for a comprehensive review).
In exercise and sports, blood lactate concentration ([La]b) is the most widely used marker
of muscular fatigue and several studies have investigated different strategies to enhance lactate
removal from the blood after intense physical activity yielding mixing results [5]. Light-to-
moderate intensity active recovery has clearly been shown to be a superior lactate clearance
strategy compared to passive (resting) recovery [6] after short-duration high-intensity
exercise.
Among such recovery strategies, water immersion is the focus of considerable attention
among athletes and researchers [7]. From a physical standpoint, water immersion exerts a
compressive force on the body, and there is a widely held belief among athletes and trainers
that water immersion improves recovery [7]. Indeed, Wilcock et al. [8] have hypothesized that
hydrostatic pressure, via extracellular fluid transfer to the intravascular compartment and the
subsequent increase in cardiac output, may reduce the transport time of the metabolites,
including lactate, which accumulate during exercise. However, only two investigations [9, 10]
have found enhanced lactate clearance when the recovery from a lactate-accumulating exercise
protocol was performed immersed in water rather than on land. Unfortunately, both of these
studies were flawed due to their use of heart rate as the control for active recovery intensity
since it has been shown that exercises performed at the same oxygen consumption yield signif-
icantly higher heart rate responses when they are performed on land compared to when they
are performed while immersed at different water depths [11–13]. Therefore, the effect of water
on lactate removal from intense exercise needs further investigation.
Accordingly, the aim of this study was to compare the effect of dry-land and water environ-
ments on lactate clearance from the blood after short-duration high-intensity exercise. Both
active and passive recovery modes were investigated separately.
Materials and methods
Participants
Seventeen well-trained young cyclists (see Table 1 for subjects’ characteristics) were recruited.
The training level of each cyclist was assessed using a questionnaire [14] (average weekly train-
ing hours: 11.3±3.9). The study was approved by the Ethics Committee of the University of
Urbino Carlo Bo, and the subjects signed a written informed consent form before being
recruited.
Experimental design
A balanced randomized, crossover study design was used to test the effect of the recovery envi-
ronment on blood lactate removal. The subjects were scheduled to undergo five experimental
sessions at one-week intervals to allow them to fully recover between sessions. For each ses-
sion, the participants reported to the laboratory well-rested, i.e. without having engaged in
strenuous exercise in the previous 48 hours, and at least three hours after a light meal.
In session 1 the cyclists underwent anthropometric and body composition assessments,
as well as maximum oxygen consumption ( _VO2) and lactate threshold tests (see detailed
Lactate clearance during water-based post-exercise recovery
PLOS ONE | https://doi.org/10.1371/journal.pone.0184240
September 6, 2017
2 / 12
description of assessments and tests below). Finally, participants underwent a familiarization
trial of the peak anaerobic power test (Wingate Anaerobic Test—WAnT).
In sessions 2, 3, 4, and 5, [La]b was measured in four different experimental recovery condi-
tions after the WAnT (see details regarding test and measurement of [La]b below). To raise
[La]b rapidly we used the 30-second WAnT protocol, which is commonly used for this purpose
[15]. The [La]b peak was identified as the transition from the blood lactate accumulation phase
to the clearance phase. In practical terms, [La]b was measured every minute following the com-
pletion of the WAnT, and the peak was considered as the [La]b value followed by a measure-
ment equal or lower than that value. The identification of the [La]b peak was temporally out of
synchrony with its actual attainment by two minutes because of the time it took for the mea-
suring instrument to yield a result (one minute for each measurement). The actual attainment
of the [La]b peak marked the end of the accumulation phase and the beginning of the clearance
phase. [La]bs during the clearance phase were measured in all four of the following balanced
randomly selected experimental conditions: I) passive land-based recovery (PLR)—the subject
remained immobile seated on the cycle ergometer used to carry out the WAnT; II) passive
water-based recovery (PWR)—the subject, immersed in water up to his shoulders, remained
immobile seated on an underwater cycle ergometer; III) active land-based recovery (ALR)—the
subject peddled on the cycle ergometer used to carry out the WAnT; IV) active water-based
recovery (AWR)—the subject, immersed in water up to his shoulders, peddled on an underwa-
ter cycle ergometer. Each of these recovery conditions lasted for 31 minutes and was always
preceded by two minutes of rest, required for the preparation of the subjects and their proper
positioning on the (Aqquactive Bike) underwater cycle ergometer (Aqquatix Ltd., Limena,
Italy) under the water-based recovery conditions.
The ambient temperature was monitored constantly during the PLR and ALR recovery
conditions. The water temperature during the PWR and AWR was set at 29˚C and monitored
constantly as well. The water temperature was chosen for two reasons: 1) to replicate a condi-
tion that athletes can easily find in real-life settings (29˚C is the average temperature set in
most swimming pools open to the public); 2) 29˚C is the closest water temperature we could
get to those of the studies we planned to compare our results with (i.e. 30–31˚C in the study of
Di Masi et al. [9] and 28–32˚C in the study of Ferreira et al. [10]).
The intensity chosen for the ALR and AWR was calculated as a percentage of oxygen con-
sumption at the blood lactate threshold ( _VO2LT), since a recovery calculated using the lactate
threshold rather than the maximum _VO2 has been shown to be more suitable [16]. In runners,
the intensity that maximizes the clearance of lactate is between 60% and 80% of _VO2LT [17,
18], and it has been demonstrated that the kinetic of lactate clearance is not significantly differ-
ent between runners and cyclists [19–23]. Hence, the intensity of active recovery in the present
Table 1. Participants’ characteristics and baseline assessments/calculations.
Age
(years)
Height
(m)
Weight
(kg)
BMI
(kgm-2)
FM
(%)
HRmax
(bpm)
V
:
O2peak
(mLkg-1
min-1)
70% of V
:
O2LT
(mLkg-1min-1)
[La]b peakP-
(mmolL-1)
[La]b peakA
(mmolL-1)
Mean
28.4
1.78
71.2
22.4
12.7
191.9
63.2
35.6
13.3
13.3
SD (±)
6.4
0.06
5.9
2.1
4.1
8.6
7.7
4.2
2.5
2.3
Average data calculated for seventeen subjects. Abbreviations: BMI, body mass index; FM, fat-mass; HRmax, maximal heart rate; _VO2peak, peak oxygen
consumption; 70% of _VO2LT, 70% of the oxygen consumption corresponding to the lactate threshold; [La]b peak, average peak blood lactate concentration
achieved before the passive (P) and the active (A) recovery conditions (average value was computed for twelve subjects for passive recoveries); SD,
standard deviation.
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study was fixed at 70% of _VO2LT. On a practical level, in both active recovery conditions, oxy-
gen consumption was constantly monitored and the subjects were instructed in real time
(every two minutes) to maintain recovery intensity in the range of 65% to 75% of _VO2LT. The
subjects were told to either maintain the resistance of the ergometer and the pedaling fre-
quency or to increase/decrease the resistance of the ergometer (by rotating the brake knob
and, if necessary, by changing the pedaling frequency as well) when the intensity fell below or
rose above a level that resulted in a ±5% difference between the actual and the target intensity,
respectively. Under all the conditions, [La]b was measured at 3 minutes and then every 4 min-
utes (i.e. 7, 11, 15, 19, 23, 27 and 31 minutes) for a total of 8 blood draws for each recovery con-
dition. [La]b was measured using the same procedure and instrument that was used in the
maximum _VO2 test (see detailed description below).
Assessments
Anthropometry and body composition.
The body mass index was calculated as the ratio
between weight (kg) and height (m2), while the percentage of fat mass was calculated by the
race-, age-, and sex-specific regression equation of Davidson et al. [24], using skinfolds of the
biceps, triceps, subscapular and suprailiac as indicated by Durnin & Womerslay [25].
Maximum oxygen consumption and lactate threshold.
The maximum _VO2 and the lac-
tate threshold were assessed, using the same test, on the SRM cycle ergometer (SRM Italia,
Lucca, Italy) with the same settings (height and fore-aft position of the seat, height and dis-
tance of the handlebar, and length of the pedal crankarms) and the same type of bicycle pedals
for each subject. The original incremental protocol to exhaustion to determine maximum
_VO2 calls for a minimum of five and a maximum of nine 4-minute stages, each with resistance
increments between a minimum of 20 and a maximum of 50 watts [26] and has been found to
be highly reliable for the lactate threshold assessment in cyclists [27]. Although the protocol
called for an intensity of 40% of maximum _VO2 for the first stage, we decided to use 30% in
light of the fact that to determine the lactate threshold, the blood concentration of lactate at the
end of the first stage should not be significantly higher than the resting value [26]. To calculate
the resistance to apply to the cycle ergometer corresponding to 30% of maximum _VO2, the
theoretical maximum oxygen consumption of each subject was estimated according to Malek
et al. [28] and then converted into watts (peak) according to the regression equation of Hawley
and Noakes [29]. The peak wattage was used to obtain a resistance value equal to 30%, and the
difference between the two values was divided over 6 stages. Hence, we were able to determine
the necessary watt increase in each stage in order to end the test hypothetically between the 5th
and 9th stages (as suggested in [26]). Oxygen consumption was monitored for the duration of
the trial (breath-by-breath) using the Cosmed k4b2 metabolimeter (COSMED, Rome, Italy),
heart rate (HR) was recorded with the Polar RS-800 heart rate monitor (POLAR, Kempele,
Finland), and blood lactate was measured (before starting the test and within 30 seconds before
the end of each stage) using the Lactate Pro portable blood lactate meter (Arkray, Kioto,
Japan) on micro blood samples drawn from the tip of the index finger according to the manu-
facturer’s instructions. Peak oxygen consumption ( _VO2peak) was identified as the maximum
value derived from the 15-breath moving average of oxygen consumption of the entire test, as
suggested by Robergs et al. [30]. The lactate threshold and the corresponding _VO2LT were
determined using the algorithm of Bentley et al. [31], and implemented using software
expressly developed by Newell et al. [32], which requires inputting the [La]b and the steady-
state oxygen consumption (as the average of the breath-by-breath measurements of the last
30s) for each stage.
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Wingate Anaerobic Test. The test was conducted on the Peak-Bike cycle ergometer (Mon-
ark Exercise AB, Vansbro, Sweden) using a standard protocol [15]. Briefly: I) 12-minute warm
up during which the subjects made three short maximum accelerations (for 5 seconds) without
friction load at 4, 7 and 10 minutes; II) 3 minutes of recovery seated on the ergometer; III)
WAnT with friction load equal to 0.098 kpkg-1 of body weight (i.e. about 10% of body weight).
Statistical analysis
The following analyses were performed using Excel (Microsoft Office, v.2010) and SPSS Statis-
tics (IBM, v.20) software, with an α level of statistical significance of 0.05.
Peak blood lactate comparisons.
The [La]b peaks yielded before active and passive recov-
eries were compared using a one-way ANOVA for reaped measures.
Recovery intensity comparisons.
Subjects’ compliance to the target active recovery inten-
sity (i.e., 70% of _VO2LT) was evaluated. Firstly, the difference between the target recovery
intensity and the pooled (ALR and AWR) values of the actual recovery intensity (average per-
centage of _VO2LT) was evaluated using a 2-tailed one sample t-test (this comparison was not
made for passive recovery). Subsequently, ALR vs. AWR and PLR vs. PWR average values of
the actual recovery intensities were compared separately using two 2-tailed, paired sample t-
tests. Individual linear regressions were performed for both the active and passive recovery
conditions using the actual percentages of _VO2LT and the actual percentage of _VO2peak, respec-
tively, of the whole set of breaths of each subject for the relevant condition. Average slopes and
intercepts of ALR and AWR conditions were compared to the expected values of 0 and 70% of
_VO2LT, respectively, by means of two 2-tailed one sample t-tests. Average slopes and intercepts
were compared between PLR and PWR using two 2-tailed paired sample t-tests. The same
approach as described above was used to compare the HR responses in the active recovery con-
dition (the percentage of HR at the lactate threshold; HRLT) to those in the passive recovery
condition (the percentage of the maximal HR; HRmax). All these comparisons were 2-tailed
paired sample t-tests since no recovery intensity was planned for HR. All the t-tests were cor-
rected according to Bonferroni’s criterion.
Lactate clearance modeling.
The lactate clearance kinetics of each recovery condition
were modeled on a negative exponential function (as suggested in [33]) whose general form is:
y = a0 + a1e−bx where, a0 is the predicted [La]b at rest, a1 is the difference between the predicted
[La]b peak and a0 (predicted delta decrease), and b is the coefficient of the exponential decay of
[La]b. Non-linear regression (NLR) fitting was optimized by using the Levenberg-Marquardt
algorithm with an initial guess made on the basis of a visual inspection of [La]b over the time
plots of each subject, for each recovery condition. A lower limit for predicted [La]b was fixed at
a0 0.5 mmol L−1. The coefficient of determination (R2) was used as a measure of goodness
of fit: only regressions resulting in a high R2 (0.8) were considered acceptable and retained
for subsequent analyses.
Lactate clearance comparisons.
Separate linear mixed model analyses for repeated mea-
sures were performed for active and passive recovery in order to compare the values of b, a0,
and a1 resulting from the lactate clearance modeling of the land- and the water-based condi-
tions. Active and passive recovery were analyzed separately since it is widely accepted that lac-
tate clearance varies significantly between the two conditions (e.g. see [23]).
Results
Table 1 shows the results of the anthropometric assessments and parameters measured during
the maximum oxygen consumption and lactate threshold test, as well as other parameters that
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were subsequently calculated. In line with Winter et al. [26], in all the tests the wattage increase
of each stage always fell within the range of reference, and between 6 and 8 stages were always
carried out.
Peak blood lactates
The [La]b peaks did not differ significantly (F(3,9) = 1.528; p = 0.273) before starting any recov-
ery condition (see Table 1 and S1 File for raw data of each condition).
Recovery intensities
Average ambient (PLR and ALR conditions) and water temperature (PWR and AWR condi-
tions) remained constant at 25.3±1.4˚C and 29±0.5˚C, respectively. Five participants did not
undergo the passive recovery conditions; therefore, the number of subjects for PLR and PWR
decreased to twelve.
The α level of significance corrected according to the Bonferroni’s criterion resulted in a p
level of statistical significance of 0.017. Pooled ALR and AWR average recovery intensity did
not differ significantly from the target recovery intensity of 70% of _VO2LT (p = 0.639). Average
values for passive recoveries were computed for nine subjects due to technical problems we
encountered in sampling oxygen consumption in three subjects. Actual average oxygen con-
sumptions during active recovery did not differ significantly between land and water conditions
(p = 0.381), and the linear regression parameters intercept and slope of both environmental
conditions did not differ significantly from 70 (land: p = 0.249; water: p = 0.899) and 0 (land:
p = 0.147; water: p = 0.193), respectively. Regarding HR during active recovery, average values
(p = 0.004) and regression intercepts (p = 0.016) differed significantly between the environ-
ments, while regression slopes did not (p = 0.306). Average values of oxygen consumption dur-
ing passive recovery were significantly different (p = 0.006) in the environments, whereas the
regression parameters intercept (p = 0.069) and slope (p = 0.466) were not. HR average values
(p = 0.007) and regression slopes (p = 0.002) of passive recovery differed significantly between
the environments, while regression intercepts did not (p = 0.581). See Table 2 for details regard-
ing the comparisons of the recovery intensities for both active and passive conditions.
Lactate clearance modeling and comparisons
NLRs were not acceptable (i.e. R2<0.5 or non-plausible predicted values) in one subject for
water-based recovery and in one subject for land recovery; therefore, lactate clearance compar-
isons were performed on sixteen and eleven subjects for active and passive recovery, respec-
tively. The average goodness of fit for the NLRs of each condition was very high (ALR, R2:
0.98; AWR, R2: 0.99; PLR, R2: 0.97; PWR, R2: 0.96).
The environment of recovery did not affect any parameter of the negative exponential equa-
tions (b, a0, a1) in either active (Fig 1; F(1,16) = 0.372, p = 0.551; Cohen’s D effect size: b = 0.49;
a0 = 0.64; a1 = 0.36) or passive (Fig 2; F(1,11) = 1.387, p = 0.264; Cohen’s D effect size: b = 0.24;
a0 = 0.84; a1 = 0.5) recovery conditions.
Discussion and conclusions
The results of the present investigation clearly show that immersion to the shoulder in 29˚C
water does not improve lactate clearance in active or passive recovery. These results are not in
agreement with the only two studies on this specific topic in literature, which showed an over-
all positive effect of the water environment in the clearance of blood lactate [9, 10]. These con-
flicting results can probably be attributed to the substantial differences in the experimental
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design of the studies, in particular, the modalities of intensity control in active recovery and
the identification of the starting point of the recovery phase.
In the study by Di Masi et al. [9], the subjects recovered actively in both land-based and
water-based conditions at an intensity equal to 65% of the age-predicted HR (calculated with
the 220-age formula), whereas in the study by Ferreira et al. [10], the subjects recovered
actively in land-based and water-based conditions pedaling at 85% of the HR corresponding to
the ventilatory threshold. Hence, both studies used HR to equalize the intensity levels of active
recovery in the two different environmental conditions, even though it is known that during
Table 2. Comparisons of the recovery intensity between land- and water-based clearance conditions for both active and passive recovery modes.
Active recovery
Passive recovery
V
:
O2LT
HRLT
V
:
O2peak
HRmax
Actual intensities
Land
Mean % (±SD)
70.1 (3.9)
83.8 (8.9) *
12.6 (3.1) *
47.4 (3.6) *
Water
Mean % (±SD)
69 (3)
77.5 (6.4) *
13.9 (3.2) *
43.1 (3.9) *
Linear regressions
Land
Intercept (±SD)
71.1 (3.8)
83.2 (8.5)
15.1 (4.2)
50.3 (3.9)
Slope (±SD)
-0.0 (0.0)
0.0 (0.0)
-0.0 (0.0)
-0.0 (0.0) *
Water
Intercept (±SD)
70.2 (5.1)
77.9 (6.7) *
16. (4.3)
49.6 (3.9)
Slope (±SD)
-0.0 (0.0)
-0.0 (0.0)
-0.0 (0.0)
-0.0 (0.0) *
Average data were calculated for seventeen and nine subjects for active and passive recovery, respectively. Linear regression parameters were calculated
for sixteen and eleven subjects for active and passive recovery, respectively. Abbreviations: _VO2LT, oxygen consumption at the lactate threshold; HRLT,
heart rate at the lactate threshold; _VO2peak, peak oxygen consumption; HRmax, maximal heart rate; SD, standard deviation;
*, significantly different from the other recovery environment.
https://doi.org/10.1371/journal.pone.0184240.t002
Fig 1. Blood lactate removal during active recovery. Blood lactate concentration decays during water-
based (white diamonds) and land-based (black diamonds) active recovery conditions following a 30-second
all-out bout of cycling. Non-linear regression curves are also shown for water-based (dashed line) and land-
based (solid line) recovery. Abbreviations: [La]b, blood lactate concentration; NLR, non-linear regression.
https://doi.org/10.1371/journal.pone.0184240.g001
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submaximal exercise, oxygen consumption being equal, HR in water is lower than it is on land
by approximately 10–15 bpm [11, 13, 34–36]. Although both Di Masi et al. [9] and Ferreira
et al. [10] correctly chose percentages of HR that theoretically determine workloads under the
lactate threshold [16], the use of HR implies that subjects in both investigations made an active
recovery that varied in terms of metabolic intensity according the conditions (land-based or
water-based). Hence, the measured [La]b levels could not be compared because the intensity of
the active recovery has a considerable effect on blood lactate clearance capacity [18]. On the
other hand, in the present study, the intensity of the active recovery was monitored in both
environmental conditions on the basis of the true oxygen consumption, which guarantees the
comparability of intensity in the various experimental conditions. Moreover, we had the sub-
jects recover actively at an intensity that was undoubtedly lower than the lactate threshold
(70% of _VO2LT), under continuous monitoring by members of our research team, who in-
formed the participants every time intensity fell below or exceeded the target level. The absence
of a statistically significant difference in the intensities of oxygen consumption between the
environments of recovery in the active condition points to the suitability of our experimental
design. On the contrary, HR comparisons revealed a significantly lower average active recov-
ery intensity (about −6%) in water compared to land conditions, which is in line with the
above-mentioned studies and further supports our choice of using oxygen consumption as the
control for recovery intensity. Unfortunately, passive recovery average values of oxygen con-
sumption were found to be slightly (about +1.3% of _VO2peak) but significantly higher in water
than on land. This result is in line with other studies (e.g. see Park et al. [34]) carried out under
similar conditions of water temperature and resting duration while seated on the cycle ergom-
eter. Under those water-based conditions, the average skin temperature reduces significantly
[34] and oxygen consumption and metabolism increase to maintain core temperature [8]. In
support of this view, five participants did not well tolerate the water environment during pas-
sive recovery and after about 20 minutes started to feel too cold to conclude the 31-minute
recovery and voluntarily interrupted the experiment. However, since both the regression inter-
cept and slope of passive recovery oxygen consumption did not differ significantly between the
environments, we are confident that comparisons of passive recovery lactate clearance between
land and water-based conditions can still be drawn. That would not have been the case if HR
Fig 2. Blood lactate removal during passive recovery. Blood lactate concentration decays during water-
based (white diamonds) and land-based (black diamonds) passive recovery conditions following a 30-second
all-out bout of cycling. Non-linear regression curves are also shown for water-based (dashed line) and land-
based (solid line) recovery. Abbreviations: [La]b, blood lactate concentration; NLR, non-linear regression.
https://doi.org/10.1371/journal.pone.0184240.g002
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had been used as the control for passive recovery intensities since average values were found to
be significantly higher (about +4.3% of HRmax) on land than in water and regression slopes dif-
fered significantly between the environments.
The experimental protocol of this investigation called for a high number of blood samples
during the recovery phase (8 blood draws in 31 minutes). This allowed us to model the [La]b
decay over time and to make more accurate comparisons between the two environmental con-
ditions compared to previous investigations [9, 10], hence obtaining a more complete and
detailed picture of the kinetics of lactate clearance.
In addition, the clear identification of the onset of the blood lactate clearance phase is indis-
pensable to correctly assess its kinetics. In the studies by Di Masi et al. [9] and Ferreira et al.
[10], a comparison was drawn among the [La]b values obtained from blood draws made start-
ing at a time chosen arbitrarily after the completion of the trial used for [La]b accumulation. In
particular, in the investigation of Di Masi et al. [9], the onset of the recovery phase was estab-
lished one minute after the termination of the anaerobic exercise, whereas in the Ferreira et al.
protocol [10], the onset of the recovery phase was established at five minutes after the termina-
tion of the exercise. It has been shown that following a short bout of maximal physical exer-
tion, the moment of peak blood lactate is rather unpredictable [33, 37]. Hence, considering the
low frequency of the blood draws in these investigations, values that actually belong to the lac-
tate accumulation phase immediately following the end of the maximal exercise test, may have
been included among the values used to establish the average rate of blood lactate clearance
identified by Di Masi et al. [9] and Ferreira et al. [10] for the two environmental conditions.
This may account for the differences between the results of the above-mentioned investiga-
tions and the results obtained in the present study, which only used [La]b values that clearly
belonged to the clearance phase after the maximal trial because the experimental design called
for the identification of the peak [La]b. In line with the interindividual variability regarding the
time taken to reach [La]b peak values reported in literature [33, 37], in the present study the
[La]b peak was recorded on average after 3.6±1.2 minutes from the end of the WAnT, despite
the [La]b peaks were not significantly different before starting any of the recovery conditions.
The main limitation of our investigation lies in the delay between the end of the WAnT and
the identification of the [La]b peak and between the identification of the peak and the begin-
ning of the selected recovery condition. In the first case, the limitation is due to the lactate
meter used in this study, which takes one minute to yield a measurement; hence, the [La]b
peak was always identified after two minutes from the onset of the clearance phase. In the sec-
ond case, we elected to delay the start of all the recovery conditions by two minutes to allow
for the correct positioning of the subjects on the cycle in the water-based recovery conditions.
Hence, the [La]b of the first four minutes of recovery following the peak were never recorded.
Nevertheless, since the kinetic of lactate clearance follows a well-known negative exponential
pattern [33], it can be hypothesized that the pattern of lactate clearance from the fourth minute
onwards is representative of the kinetics of the first four minutes. In any case, the aim of this
investigation was to assess clearance differences attributable to the various conditions. There-
fore, on a practical level, the short delay more accurately reflects the reality of recovery for ath-
letes, who after a maximal exertion take a few minutes before starting their recovery immersed
in water.
In conclusion, our main finding suggests that, contrary to what has been postulated in liter-
ature to date, the water environment does not produce different effects than the land environ-
ment on the kinetics of blood lactate clearance during active recovery from intense exercise.
Hence, immersion in 29˚C water would not appear to be a practice that can speed up post-
exercise lactate removal in either the active or passive mode, and is therefore not advisable
under the specific conditions investigated in the present study.
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Additional research on this topic is needed and future studies should take into account pos-
sible variations in aquatic environmental conditions (water temperature, exercise type and
mode, depth of immersion, etc.) to further investigate the potential of the water environment
in modulating blood lactate clearance after intense exercise.
Supporting information
S1 File. Raw data.
(XLSX)
Acknowledgments
The authors wish to thank the Aqquatix Ltd company (Limena, Italy), which provided the
Aqquactive Bike underwater cycle ergometer free of charge. We also would like to thank Sara
Antonella Me for her help in supervising the experimental sessions and Eugenio Grassi for his
technical assistance. Finally, we wish to thank Timothy C. Bloom for his linguistic revision of
the paper.
Author Contributions
Conceptualization: Francesco Lucertini, Marco Gervasi, Vilberto Stocchi, Piero Benelli.
Data curation: Francesco Lucertini, Marco Gervasi, Giancarlo D’Amen, Davide Sisti, Marco
Bruno Luigi Rocchi.
Formal analysis: Francesco Lucertini, Marco Gervasi, Davide Sisti, Marco Bruno Luigi
Rocchi.
Investigation: Francesco Lucertini, Marco Gervasi, Giancarlo D’Amen, Piero Benelli.
Methodology: Francesco Lucertini, Marco Gervasi, Davide Sisti, Marco Bruno Luigi Rocchi,
Piero Benelli.
Project administration: Francesco Lucertini, Vilberto Stocchi, Piero Benelli.
Resources: Vilberto Stocchi, Piero Benelli.
Supervision: Francesco Lucertini, Vilberto Stocchi, Piero Benelli.
Validation: Francesco Lucertini, Marco Gervasi, Giancarlo D’Amen, Davide Sisti, Marco
Bruno Luigi Rocchi.
Visualization: Francesco Lucertini, Marco Gervasi, Davide Sisti, Marco Bruno Luigi Rocchi.
Writing – original draft: Francesco Lucertini, Marco Gervasi, Davide Sisti.
Writing – review & editing: Francesco Lucertini, Marco Gervasi, Davide Sisti.
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| Effect of water-based recovery on blood lactate removal after high-intensity exercise. | 09-06-2017 | Lucertini, Francesco,Gervasi, Marco,D'Amen, Giancarlo,Sisti, Davide,Rocchi, Marco Bruno Luigi,Stocchi, Vilberto,Benelli, Piero | eng |
PMC5551190 | International Journal of
Environmental Research
and Public Health
Article
Physical and Emotional Benefits of Different Exercise
Environments Designed for Treadmill Running
Hsiao-Pu Yeh 1,*
, Joseph A. Stone 2
, Sarah M. Churchill 2, Eric Brymer 3 and Keith Davids 1
1
Centre for Sports Engineering Research, Sheffield Hallam University, Sheffield S10 2BP, UK;
[email protected]
2
Academy of Sport and Physical Activity, Sheffield Hallam University, Sheffield S10 2BP, UK;
[email protected] (J.A.S.); [email protected] (S.M.C.)
3
Institute of Sport, Physical Activity and Leisure, Leeds Beckett University, Leeds LS1 3HE, UK;
[email protected]
*
Correspondence: [email protected]; Tel.: +44-114-225-2355
Received: 24 May 2017; Accepted: 6 July 2017; Published: 11 July 2017
Abstract: (1) Background: Green physical activity promotes physical health and mental wellbeing and
interesting questions concern effects of this information on designing indoor exercise environments.
This study examined the physical and emotional effects of different nature-based environments
designed for indoor treadmill running; (2) Methods: In a counterbalanced experimental design,
30 participants performed three, twenty-minute treadmill runs at a self-selected pace while viewing
either a static nature image, a dynamic nature image or self-selected entertainment. Distance ran,
heart rate (HR) and five pre-and post-exercise emotional states were measured; (3) Results:
Participants ran farther, and with higher HRs, with self-selected entertainment compared to the
two nature-based environment designs. Participants attained lowered anger, dejection, anxiety
and increased excitement post exercise in all of the designed environments. Happiness increased
during the two nature-based environment designs compared with self-selected entertainment;
(4) Conclusions: Self-selected entertainment encouraged greater physical performances whereas
running in nature-based exercise environments elicited greater happiness immediately after running.
Keywords: green physical activity; environmental design; happiness; ecological dynamics; indoor
exercise environments
1. Introduction
Physical inactivity has been identified as the fourth leading risk factor for global mortality,
associated with approximately 3.2 million deaths each year and implicated in the prevalence of
non-communicable diseases such as cancer and cardiovascular issues [1]. As the proportion of the
world’s population living in urban environments is increasing, this has become an important group to
target with strategies for increasing physical activity (PA) uptake, effectiveness and adherence [2,3].
Moreover, the increasing trend for exercising requires better understanding, how considering best to
design these settings to maximise benefits. This paper examines the physical and emotional effects of
exercising in different indoor PA environments.
Urban environments, high-density traffic, low air quality, a lack of parks, sports/recreation
facilities and fear of crime in outdoor areas [4] might inhibit urban dwellers from exercising outside.
Bad weather, lack of time or shorter daytime light can also act as barriers discouraging people from
exercising outside, especially during winter. As a result, gyms, homes or private exercise centres can
become preferred venues for PA because of the reduced concerns about safety and increased availability.
In fact, the exercise gym is the most preferred PA environment [5]. Depending on the exercise activity
and available facilities, exercisers physically and psychologically engage with their activity in different
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ways. For example, exercisers might prefer to exercise while watching television programmes, news
or movies, or listening to music available in the external environment or on their own music devices.
These varying media types offer different information sources which in turn influences exercisers’
perceptions, performance and experiences. For example, listening to music during treadmill running
can influence runners’ performance compared to watching television programmes [6]. Different forms
of the same entertainment might also result in different PA outcomes. For example, fast or loud
music can encourage treadmill runners to run faster or for a longer time [7–9], whereas slow or quiet
music has not been associated with any beneficial physical outputs for treadmill runners [9]. Hence,
identifying the information in PA contexts that more effectively engages exercisers and maximises
physical and mental exercise benefits is important for ensuring the effective design of PA environments.
Nature has been promoted as integral to human health and wellbeing, being associated with the
capacity to augment physical, cognitive and emotional wellbeing. For example, people who live in
greener environments report better perceived health [10] and viewing awesome nature scenes has
been associated with mood improvement [11]. When coupled with PA, the context of nature has
been associated with lowered blood pressure [12,13], reduced perceived exertion [14,15], enhanced
self-esteem [13,16], mood [13,14,16] and enjoyment [17–19] as well as reduced anxiety [20–23] and
stress [23–25]. Furthermore, viewing static and dynamic images of nature while participating in
indoor physical activities, such as running on a treadmill or cycling on an exercise bike (defined as ‘in
the presence of nature’) has also demonstrated physical and mental benefits, such as lowered blood
pressure [12,13], lowered perceived exertion [14,15], improved direct attention [26], mood [13–15],
self-esteem [13,27], affective valence and exercise enjoyment [19].
A meta-analysis undertaken by Bowler and colleagues indicated that the most commonly reported
benefit of PA in the presence of nature (indoors or outdoors) was the enhancement of emotions [28].
A number of theoretical perspectives have been proposed as useful for understanding how this might
come about. Attention Restoration Theory suggests that nature environments have a restorative effect
on the brain's ability to focus. Whereas, the Stress Recovery Theory [29] posits a healing power of nature
that lies in an unconscious, autonomic response to natural elements that can occur without recognition
and most noticeably in individuals who have been stressed before the experience [30]. Further, The
Biophilia hypothesis assumes that humans have affiliations to nature [31]. Despite these explanations,
theoretical perspectives have largely ignored the role of nature in PA design. Interpretations have
been limited to psychological and cognitive responses, which provide a narrow perspective on the
beneficial effects of nature. However, the individual, the type of PA and the environment in which the
PA is performed all play influential roles in the emergence of behaviour [2].
Ecological dynamics has been proposed as an effective framework for understanding the
relationship of individuals with the environment during PA [2,6]. Ecological dynamics emphasises
that the realisation of affordances underpins observed effects of PA [3,6]. The notion of affordances
highlights that the relationship between a perceiver’s capabilities and an environment supports
opportunities (both good and bad) that facilitate a given activity [32]. To perceive an affordance is
to detect an environmental property that provides an opportunity for action and it is specified in
the surrounding environment available to perceivers [32]. Therefore, when performing an activity,
an individual is constantly and actively detecting various types of information, such as olfactory,
acoustic, haptic and visual from the environment and utilising information that is most functional
during interactions. For example, when you run along a river, you might notice fish swimming in
the river, but it is not functionally relevant to your running. However, a puddle on the pathway or
a slippery surface near the water’s edge might be very relevant for the way that your emotions and
physical actions emerge. In this way, the perception-action relationship is a reciprocal and continuous
cycle that underpins human behaviour. Based on the concept of affordances, people exercising in
the same physical environment, might detect or utilise different information sources which would
accrue various effects on their behaviours, according to individual differences. A static scene is a
frozen moment and may contain limited information for participants to utilise compared to a dynamic
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display which offers continuous and richer information for affordances. Hence, the functionality
offered by these two types of information may differ, although such variations might not have linear
effects. Previous work has examined these two types of displays and found a non-parallel relationship
between static and dynamic displays on preference rating, epistemic and evaluative variables with no
PA involvement [33]. When applied in a PA environment, the effects of viewing static and dynamic
displays during PA remain unclear.
To examine this key idea, we provided three conditions which afforded (offered) different
information sources for exercisers performing PA in the same physical setting, through different
environmental designs. We examined emotional and physical outcomes related to exercising when
viewing two types of nature-based designs and when participants were able to choose their habitual,
preferred entertainment. The two nature conditions were designed with visual-only information,
whereas in the self-selected entertainment condition, participants were able to choose visual, acoustic
or visual-acoustic information. In all three PA designs, participants were instructed to run at their
own comfortable pace and they were allowed to change their running speed at any time during the
activity. Therefore, the imposed speed of the run, e.g., the intensity of the run, was not allowed to
contaminate the findings. Allowing participants to self-adjust running intensity during an experimental
condition is more representative of their typical experiences during PA. It is, therefore, more likely to
enhance knowledge about how to design a more appealing indoor exercising (e.g., treadmill running)
environment with typical affordances of different activity contexts. We sought to investigate these
PA designs to understand whether any were more likely to be beneficial for constraining experiences
of physical health and mental wellbeing [34,35]. Therefore, the aim of this paper was to examine
physical and emotional effects of PA in different exercise environments with and without nature-based
affordances without controlling the intensity of PA. We hypothesised that participants would accrue
more emotional benefits when viewing dynamic image than a static image, due to the dynamic
qualities of the information present in that type of display, however, it was expected that self-selected
entertainment would result in better physical performance, based on previous research findings.
2. Materials and Methods
2.1. Participants
Thirty participants (mean ± SD: 18 males and 12 females; age 27.5 ± 9 years; mass 67.6 ± 11.1 kg;
stature 173.7 ± 8.2 cm; BMI 22.2 ± 2.1) were recruited. All participants gave their informed consent
for inclusion before they participated in the study. The study was conducted in accordance with
the Declaration of Helsinki, and the protocol was approved by the Ethics Committee of Sheffield
Hallam University Research Ethics Committee of HWB-S&E-35. Twenty-four participants performed
regular exercise completing more than 150 min a week, such as attending gym sessions, weightlifting,
running, cycling and climbing. Six participants performed exercise irregularly or light exercise, such
as power walking.
2.2. Study Design
Two nature-based conditions, involving visual-only information of nature, were designed. The
first involved a static image of nature and the second included a dynamic image. The dynamic
image condition was a 20-minute digital video recording made at the Sheffield Botanical Gardens.
The video recording was created by fixing a GoPro camera (Hero3+, GoPro, San Mateo, CA, USA)
on the helmet of a person cycling along a series of paths within the gardens, capturing the trail
through lawns, trees and flower beds on a sunny afternoon in spring. The video aimed to represent
a first person perspective of moving through the gardens and it was filmed at 2.32 m/s to present
a moderate exercise level [36]. The static image condition was composed of a single frame of the
dynamic image to avoid discrepancies between images and was used throughout the twenty minutes
physical activity period (see Figure 1). The third design, representative of popular gym conditions,
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consisted of self-selected, preferred entertainment where participants were able to choose preferences
that included visual and/or auditory information. To focus on personal preferences of participants,
there were no specific limitations imposed on the self-selected entertainment used for Gym exercise.
Participants chose various entertainments, for example, listening to music (N = 23), watching television
(e.g., BBC news/talk shows) or movies (e.g., Simpsons) with sound (N = 6) and viewing a picture (one
person chose to view an image of friends). Television, movies and the static image of nature were
presented on a wall-mounted monitor with a 2 × 1 m screen, situated 3 m in front of the treadmill
(Figure 1). Music was presented either from wall mounted speakers or through participants’ own
headphones. In each trial, participants performed a self-organised warm up for 5 min. The information
panel on the treadmill was covered to ensure that participants were not able to view the distance of
their run. The researcher was able to record these data by using the treadmill application program in a
remote computer. There were two partitions on each side of the treadmill in order to control potential
distractions by limiting participants' visible area to the forward plane.
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conditions, consisted of self‐selected, preferred entertainment where participants were able to
choose preferences that included visual and/or auditory information. To focus on personal
preferences of participants, there were no specific limitations imposed on the self‐selected
entertainment used for Gym exercise. Participants chose various entertainments, for example,
listening to music (N = 23), watching television (e.g., BBC news/talk shows) or movies (e.g.,
Simpsons) with sound (N = 6) and viewing a picture (one person chose to view an image of friends).
Television, movies and the static image of nature were presented on a wall‐mounted monitor with a
2 × 1 m screen, situated 3 m in front of the treadmill (Figure 1). Music was presented either from wall
mounted speakers or through participants’ own headphones. In each trial, participants performed a
self‐organised warm up for 5 min. The information panel on the treadmill was covered to ensure
that participants were not able to view the distance of their run. The researcher was able to record
these data by using the treadmill application program in a remote computer. There were two
partitions on each side of the treadmill in order to control potential distractions by limiting
participantsʹ visible area to the forward plane.
Figure 1. Left: The experimental setting, the treadmill is 3 m from the wall with projecting media and
two partitions stand next to the treadmill [6]. The projected screen is 2 × 1 m; Right: The one single
frame from the dynamic image condition used throughout the whole twenty‐minute.
2.3. Procedure
In a counterbalanced design, all participants were asked to perform a twenty‐minute treadmill
run at a comfortable self‐selected speed in each design at a similar time of day (within a 4 h
window). There was at least a seven‐day gap between conditions to ‘wash out’ condition effects and
avoid fatigue for each participant [26]. Participants were informed that they could change their
speed at any time during the run. The information displayed on the control panel of the treadmill
was covered, but participants could still change their speed by pressing a button on the treadmill
control panel. Before the first trial, data on age, mass, stature and resting heart rate (HR) were
collected. The distance run by participants in each 20‐min session was recorded and HR data were
recorded continuously (per second) for twenty minutes with a Polar HR watch (Polar RS400, Polar
Electro, Kempele, Finland). The speed of the twenty‐minute run was recorded by the researcher
minute‐by‐minute (4 participants were excluded because of an incomplete data set). The Sport
Emotion Questionnaire (SEQ) was used to examine people’s emotional states five minutes before the
run and immediately after the run in each trial. The SEQ is a valid and reliable measure of
sport‐specific emotions [37], and has been effectively used in different exercise groups [38]. The SEQ
is a 22‐item measure for happiness, anxiety, dejection, anger and excitement. The Happiness
subscale encompasses a person’s self‐appraisal with regards to their progress towards a goal. It
consists of four items, i.e., Pleased, Joyful, Happy and Cheerful. Anxiety is considered to reflect
uncertainty regarding goal attainment and coping, and consisted of five items, i.e., Uneasy, Tense,
Nervous, Apprehensive and Anxious. Dejection is a negative emotion characterized by feelings of
Figure 1. Left: The experimental setting, the treadmill is 3 m from the wall with projecting media and
two partitions stand next to the treadmill [6]. The projected screen is 2 × 1 m; Right: The one single
frame from the dynamic image condition used throughout the whole twenty-minute.
2.3. Procedure
In a counterbalanced design, all participants were asked to perform a twenty-minute treadmill
run at a comfortable self-selected speed in each design at a similar time of day (within a 4 h window).
There was at least a seven-day gap between conditions to ‘wash out’ condition effects and avoid fatigue
for each participant [26]. Participants were informed that they could change their speed at any time
during the run. The information displayed on the control panel of the treadmill was covered, but
participants could still change their speed by pressing a button on the treadmill control panel. Before
the first trial, data on age, mass, stature and resting heart rate (HR) were collected. The distance run
by participants in each 20-min session was recorded and HR data were recorded continuously (per
second) for twenty minutes with a Polar HR watch (Polar RS400, Polar Electro, Kempele, Finland).
The speed of the twenty-minute run was recorded by the researcher minute-by-minute (4 participants
were excluded because of an incomplete data set). The Sport Emotion Questionnaire (SEQ) was used
to examine people’s emotional states five minutes before the run and immediately after the run in
each trial. The SEQ is a valid and reliable measure of sport-specific emotions [37], and has been
effectively used in different exercise groups [38]. The SEQ is a 22-item measure for happiness, anxiety,
dejection, anger and excitement. The Happiness subscale encompasses a person’s self-appraisal with
regards to their progress towards a goal. It consists of four items, i.e., Pleased, Joyful, Happy and
Cheerful. Anxiety is considered to reflect uncertainty regarding goal attainment and coping, and
consisted of five items, i.e., Uneasy, Tense, Nervous, Apprehensive and Anxious. Dejection is a negative
emotion characterized by feelings of deficiency and sadness and assessed by five items, i.e., Upset, Sad,
Int. J. Environ. Res. Public Health 2017, 14, 752
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Unhappy, Disappointed and Dejected. Anger can be channeled internally to self-blame and associated
with feelings of depressions or externally toward the source of the frustration. This subscale consisted
of four items: Irritated, Furious, Annoyed and Angry. Excitement is proposed to occur when a person
has a positive expectation of his or her ability to cope and achieve goals in a challenging situation.
Exhilarated, Excited, Enthusiastic and Energetic are the four items for measuring excitement in the
SEQ. The SEQ is rated with a 5-point Likert scale, i.e., not at all (0), a little (1), moderately (2), quite
a bit (3) and extremely (4). Scores for each subscale are determined by calculating the mean of its
assessed items.
2.4. Data Analysis
Data were analysed in SPSS version 22 (IBM, Chicago, IL, USA) and an alpha level of 0.05 was
used to indicate significant difference levels, with Partial eta squared used for effect size calculations.
Least Significant Difference (LSD) was used for post hoc analysis. The HR data were exported from
the commercial software (Polar Pro trainer 5, Polar Electro, Kempele, Finland) and mean HR for each
participant for the twenty minutes of the run was used for analysis. The mean HR value for every
minute of the run for all participants in the three separate conditions was calculated. Six participants
were removed from the HR analysis because of technical problems. Examination of the Shapiro-Wilk
test revealed distance and HR were not normally distributed. Hence, two Friedman tests were used
to statistically analyse the differences in the values of the distances run and HR. Scores of the five
subscales of SEQ were calculated. Five, separate, two-way repeated measures analysis of variance
(ANOVAs) (time × condition) were used to examine any differences on five subscales of the sport
emotion questionnaire.
3. Results
3.1. Running Distance, Heart Rate and Speed
Descriptive data for running distances and heart rate (HR) for each condition are displayed
in Table 1. Distance run was influenced by the designs, F (29) = 10.572, p < 0.05, pη2 = 0.2 with
participants in the self-selected entertainment condition (3066.8 ± 688.5 m) running longer distances
than the static image condition (2767.2 ± 662.6 m) (p < 0.05). HR was also affected by the three designs,
χ2 (2) = 10.750, p < 0.05. Participants exercising with self-selected entertainment (Mdn = 149.11 bmp)
achieved a higher HR than in the dynamic image condition (Mdn = 140.52 bmp, p < 0.05), and in the
static image condition (Mdn = 142.03 bmp, p < 0.05).
Table 1. The mean ± SD running distances and Heart Rate (HR) values in the three different conditions.
Variables
N
Dynamic Image
Static Image
Self-Selected Entertainment
Distance (m)
30
2891.6 ± 631.4
2767.2 ± 662.6 *
3066.8 ± 688.5 *
HR (bpm)
24
141 ± 18 *
138 ± 21 *
147 ± 188 *
*: indicated that p < 0.05.
The mean minute-by-minute running speed in the three conditions is presented in Figure 2.
The three exercise groups presented different running speeds, however with similar tendencies, i.e.,
gradually increasing speed throughout the twenty-minute period.
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Figure 2. The mean minute‐by‐minute running speed in the three different conditions.
3.2. Emotional Variables
Descriptive data of pre‐and‐post run scores of five subscales of SEQ of three different
conditions are displayed in Table 2. The scores of each subscale range from 0 to 4.
Table 2. The pre‐and ‐post run scores of five subscales of Sport Emotion Questionnaires (SEQ) of
three different conditions (mean ± SD).
Variables
N
Dynamic Image
Static Image
Self‐Selected
Entertainment
Anxiety Pre‐test
30
0.48 ± 0.68
0.52 ± 0.74
0.40 ± 0.52
Anxiety Post‐test
30
0.17 ± 0.26
0.22 ± 0.34
0.26 ± 0.31
Dejection Pre‐test
30
0.20 ± 0.45
0.11 ± 0.15
0.17 ± 0.33
Dejection Post‐test
30
0.04 ± 0.11
0.02 ± 0.08
0.06 ± 0.16
Excitement Pre‐test
30
1.09 ± 1.01
0.95 ± 1.07
0.80 ± 1.03
Excitement Post‐test
30
1.76 ± 0.88
2.05 ± 0.93
1.89 ± 0.72
Anger Pre‐test
30
0.20 ± 0.57
0.15 ± 0.46
0.12 ± 0.26
Anger Post‐test
30
0.06 ± 0.18
0.07 ± 0.20
0.06 ± 0.18
Happiness Pre‐test
30
1.81 ± 0.86
1.78 ± 0.88
1.38 ± 0.85
Happiness Post‐test
30
2.10 ± 0.84
2.19 ± 0.86
2.04 ± 0.88
3.2.1. Happiness
Time had a main effect on reported feelings of happiness (Figure 3.). People felt happier after
running (pre‐scores 1.67 ± 0.88; post‐scores 2.11 ± 0.86; F (1, 29) = 27.185, p < 0.05, ƞp2 = 0.484). There
was also a main effect for exercise design on reported feelings of happiness, F (2, 58) = 3.656, p < 0.05,
ƞp2 = 0.112 when the data of pre‐and‐post in each condition were pooled. The post hoc analysis
indicated that participants felt happier in the dynamic image condition (1.958 ± 0.114), p < 0.05 and in
the static image condition (1.987 ± 0.147), p < 0.05, than in the self‐selected entertainment condition
Figure 2. The mean minute-by-minute running speed in the three different conditions.
3.2. Emotional Variables
Descriptive data of pre-and-post run scores of five subscales of SEQ of three different conditions
are displayed in Table 2. The scores of each subscale range from 0 to 4.
Table 2. The pre-and -post run scores of five subscales of Sport Emotion Questionnaires (SEQ) of three
different conditions (mean ± SD).
Variables
N
Dynamic Image
Static Image
Self-Selected Entertainment
Anxiety Pre-test
30
0.48 ± 0.68
0.52 ± 0.74
0.40 ± 0.52
Anxiety Post-test
30
0.17 ± 0.26
0.22 ± 0.34
0.26 ± 0.31
Dejection Pre-test
30
0.20 ± 0.45
0.11 ± 0.15
0.17 ± 0.33
Dejection Post-test
30
0.04 ± 0.11
0.02 ± 0.08
0.06 ± 0.16
Excitement Pre-test
30
1.09 ± 1.01
0.95 ± 1.07
0.80 ± 1.03
Excitement Post-test
30
1.76 ± 0.88
2.05 ± 0.93
1.89 ± 0.72
Anger Pre-test
30
0.20 ± 0.57
0.15 ± 0.46
0.12 ± 0.26
Anger Post-test
30
0.06 ± 0.18
0.07 ± 0.20
0.06 ± 0.18
Happiness Pre-test
30
1.81 ± 0.86
1.78 ± 0.88
1.38 ± 0.85
Happiness Post-test
30
2.10 ± 0.84
2.19 ± 0.86
2.04 ± 0.88
3.2.1. Happiness
Time had a main effect on reported feelings of happiness (Figure 3.). People felt happier after
running (pre-scores 1.67 ± 0.88; post-scores 2.11 ± 0.86; F (1, 29) = 27.185, p < 0.05, ηp2 = 0.484). There
was also a main effect for exercise design on reported feelings of happiness, F (2, 58) = 3.656, p < 0.05,
ηp2 = 0.112 when the data of pre-and-post in each condition were pooled. The post hoc analysis
indicated that participants felt happier in the dynamic image condition (1.958 ± 0.114), p < 0.05 and in
the static image condition (1.987 ± 0.147), p < 0.05, than in the self-selected entertainment condition
(1.713 ± 0.142; Figure 3). There were no interaction effects between time and exercise design on
reported feelings of happiness, F (2, 58) = 2.337, p > 0.05, ηp2 = 0.075.
Int. J. Environ. Res. Public Health 2017, 14, 752
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Int. J. Environ. Res. Public Health 2017, 14, 752
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(1.713 ± 0.142; Figure 3). There were no interaction effects between time and exercise design on
reported feelings of happiness, F (2, 58) = 2.337, p > 0.05, ƞp2 = 0.075.
Figure 3. Pre‐and‐post scores on happiness scale in three conditions (mean ± SD). * indicating the
time effect, p < 0.05.
3.2.2. Anxiety
Time had a main effect on reported feelings of anxiety, F (1, 29) = 16.256, p < 0.05, ƞp2 = 0.259
with participants feeling less anxious after running (pre 0.471 ± 0.066; post 0.218 ± 0.039) regardless
of PA designs. There was no main effect of designs on reported feelings of anxiety, F (2, 58) = 0.190, p
> 0.05, ƞp2 = 0.047, which showed that participants reported a similar level of anxiety across three
designs. There were no interaction effects between time and exercise design on reported feelings of
anxiety, F (2, 58) = 0.322, p > 0.05, ƞp2 = 0.016.
3.2.3. Dejection
Time had a main effect on reported feelings of dejection, F (1, 29) = 10.296, p < 0.05, ƞp2 = 0.262.
Participants felt less dejected after running (pre 0.162 ± 0.035; post 0.047 ± 0.014) regardless of
designs. There was no main effect for condition on reported feelings of dejection, which indicated
that participants reported a similar level of dejection across three designs (F (2, 58) = 0.645, p > 0.05,
ƞp2 = 0.022). There was also no interaction between time and exercise designs on reported feelings of
dejection, F (2, 58) = 0.356, p > 0.05, ƞp2 = 0.012.
3.2.4. Anger
Time had a main effect on reported feelings of anger, F (1, 29) = 4.563, p < 0.05, ƞp2 = 0.136 with
participants feeling less angry after running (pre 0.161 ± 0.049; post 0.069 ± 0.024) regardless of
design. There was no main effect for condition on reported feelings of anger, F (2, 58) = 0.190, p > 0.05,
ƞp2 = 0.047, which indicated that people report a similar level of anger across three designs. There
were no interactions between time and exercise design on reported feelings of anger, F (2, 58) = 0.322,
p > 0.05, ƞp2 = 0.011.
3.2.5. Excitement
Figure 3. Pre-and-post scores on happiness scale in three conditions (mean ± SD). * indicating the time
effect, p < 0.05.
3.2.2. Anxiety
Time had a main effect on reported feelings of anxiety, F (1, 29) = 16.256, p < 0.05, ηp2 = 0.259 with
participants feeling less anxious after running (pre 0.471 ± 0.066; post 0.218 ± 0.039) regardless of PA
designs. There was no main effect of designs on reported feelings of anxiety, F (2, 58) = 0.190, p > 0.05,
ηp2 = 0.047, which showed that participants reported a similar level of anxiety across three designs.
There were no interaction effects between time and exercise design on reported feelings of anxiety,
F (2, 58) = 0.322, p > 0.05, ηp2 = 0.016.
3.2.3. Dejection
Time had a main effect on reported feelings of dejection, F (1, 29) = 10.296, p < 0.05, ηp2 = 0.262.
Participants felt less dejected after running (pre 0.162 ± 0.035; post 0.047 ± 0.014) regardless of
designs. There was no main effect for condition on reported feelings of dejection, which indicated
that participants reported a similar level of dejection across three designs (F (2, 58) = 0.645, p > 0.05,
ηp2 = 0.022). There was also no interaction between time and exercise designs on reported feelings of
dejection, F (2, 58) = 0.356, p > 0.05, ηp2 = 0.012.
3.2.4. Anger
Time had a main effect on reported feelings of anger, F (1, 29) = 4.563, p < 0.05, ηp2 = 0.136 with
participants feeling less angry after running (pre 0.161 ± 0.049; post 0.069 ± 0.024) regardless of
design. There was no main effect for condition on reported feelings of anger, F (2, 58) = 0.190, p > 0.05,
ηp2 = 0.047, which indicated that people report a similar level of anger across three designs. There
were no interactions between time and exercise design on reported feelings of anger, F (2, 58) = 0.322,
p > 0.05, ηp2 = 0.011.
3.2.5. Excitement
Time had a main effect on reported feelings of excitement, F (1, 29) = 97.054, p < 0.05, ηp2 = 0.770.
Participants felt more excited after running (pre 0.947 ± 0.092; post 1.906 ± 0.136) regardless of the
condition. There was no main effect for condition on reported feelings of excitement, which indicated
Int. J. Environ. Res. Public Health 2017, 14, 752
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people reported similar levels of excitement across all designs (F (2, 58) = 0.459, p > 0.05, ηp2 = 0.016).
There were no interactions between time and exercise condition on reported feelings of excitement,
F (2, 58) = 1.318, p > 0.05, ηp2 = 0.043.
4. Discussion
The aim of this paper was to examine physical and emotional effects of the design of different
exercise environments, using preferred entertainment and the presence of nature (using a static and
dynamic image), without imposing the same intensity levels of physical activity (PA) on all participants.
For physical outcomes, the self-selected entertainment condition resulted in greater physical benefits.
That is, participants ran longer distances with a higher heart rate (HR) value, compared to the
nature-based exercise designs. Previous studies investigating the physical benefits of indoor exercise
in the presence of nature have shown inconsistent findings, with some studies advocating enhanced
physical effects, such as lowing perceived exertion [14,15] and blood pressure [12,13]. In contrast,
research has shown no differences in energy expenditure [6,26], perceived exertion [26] and HR [12,26].
The varying benefits of green PA found in previous studies may be linked to the control conditions to
which green PA was examined against. In the present study, by introducing a more ecological
representative control conditions (i.e., self-selected entertainment) rather than imposing a less
representative control condition, like asking participants to view a blank wall, we were able to
examine the effects of introducing a nature-based environment compared a typical gym environment.
As participants of gym-based PA would typically engage in the exercise experience using self-selected
entertainment, rather than viewing urban images or a blank wall, our results suggested that, over
longer running distances using self-selected entertainment could be beneficial if an individual’s main
goal when exercising is to enhance physical performance.
Although the findings revealed that the use of self-selected entertainment resulted in participants
running farther than in the two nature designs, with a higher HR, it is worth noting that greater
happiness was reported in the two nature-based exercise designs compared to the self-selected
entertainment PA. All participants accrued emotional benefits with decreases in anger, dejection
and anxiety and increased excitement after the run in all PA designs using indoor treadmill running.
These findings suggested that nature-based exercise designs are just as effective as preferred exercise
conditions with which participants were most familiar. The two nature-based designs showed stronger
effects on happiness compared to self-selected entertainment conditions. The enhanced happiness
scores observed in the nature-based PA designs indicate that using nature images for exercise is of some
value, since if participants experience greater happiness after exercising they would be more likely to
prolong exercise duration or benefit from exercise adherence [34]. A positive exercise experience is
more likely to be associated with maintenance of future physical activity participation [35], which can
also help in promoting physical activity.
Inconsistent results in the literature might also be because of the use of different modes of PA
(e.g., cycling and running), different exercise durations (e.g., 5 min, 15 min and 20 min) and different
intensity levels (e.g., maintain 70–80 rpm or cycling at 50% personal peak power output). While
the majority of previous studies controlled exercise intensity, based on each runner’s maximum
energy output, we intentionally did not regulate the intensity of PA. Instead we designed a study
which would allow us to find out how people interacted with different environmental designs by
detecting information from a specific environment. An important consideration when interpreting
the finding that the self-selected entertainment condition increased running distance compared to
nature designs relates to the type of nature conditions presented to participants. In the static nature
image condition, participants detected the same visual information with minor changes from the
physical environment over twenty minutes. In this case, the same visual information from the static
image might have become less functional, without providing further inspiration or encouragement
for physical activity. This interpretation supports results of previous research which examined the
physiological benefits of nature exposure during exercise and found the first 5 min was more efficient
Int. J. Environ. Res. Public Health 2017, 14, 752
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than the second 5 min in eliciting improvements in the recovery process following a stressor [39].
Participants might detect richer visual information from the dynamic images during running. However,
the suitability of the information offered by the dynamic images might also need to be considered
in further work on treadmill running [6]. The information perceived from the video might not
have closely matched the physical task, i.e., treadmill running, as the recording was made while
cycling in the park. This might have been a distraction for physical performance on a treadmill.
Participants might have found that the richer information in the dynamic image condition lead to
some dissonance between perception and action. In the self-selected entertainment condition, people
chose acoustic or visual-acoustic information which constantly offered rich information acoustically
and visually during the run. Further, the majority of self-selected entertainment chosen in this study
was listening to music. Previous research has investigated the effects of different types of music
(e.g., self-selected, motivational and simulative), demonstrating benefits, such as encouraging physical
performances, enhancing enjoyment, reducing ratings of perceived exertion and improving energy
efficiency [7,19,40–42]. The findings in our study, regarding better physical outcomes when running
with self-selected entertainment, are aligned with previous research.
Greater perceived happiness was found when people exercised in the nature-based designs
compared to the self-preferred, familiar entertainment condition. This finding might be because
these two nature-based exercise designs encouraged participants to engage more with the presented
information, rather than focusing on physical performance and running. The exercise experience
under the nature conditions might have been more dissociative, while running with music might be
more associative in focusing on exercise intensity during PA [43]. Further investigations, involving
interviewing participants post exercise, might be able to shed further light on this assumption. All
participants experienced less anxiety, less dejection, more excitement and less anger in all three
exercise designs after twenty minutes of running supports the notion that exercise has positive
emotional benefits. Based on the results, the acoustic or visual-acoustic information in the self-selected
entertainment condition aided runners’ physical performance outcomes while the visual nature-based
information would be more beneficial to emotional wellbeing. With regards to the design of typical gym
exercise conditions, there are different types of self-selected entertainment used in this study which
might lead to different exercise outcomes. Future studies could consider focusing on entertainment
choices in a highly specific way, without reducing the representative design of the research. Further
studies could explore presentation of images from different types of nature spaces, such as beaches,
oceans, and forest trails as exercise environments and different sources of information, e.g., nature
sounds, could be influential and need to be examined.
5. Conclusions
In conclusion, this study advances our understanding of the physical and emotional effects of
different affordances in exercise designs for indoor treadmill running. However, there is much that
still needs to be explored, such as different types of media or different contents of media, might accrue
different effects among different age groups. Different methods, such as qualitative interviews, can
also be used in future research to explore the data from a different perspective, such as the participants’
perspectives on engagement with the physical activity (PA) environment under different designs.
Acknowledgments: The authors would like to thank the participants for their time, the anonymous reviewers for
their comments.
Author Contributions: Hsiao-Pu Yeh contributed to the concept, design, data collection, data analysis and writing
of this research and manuscript. Joseph Stone, Sarah Churchill, Eric Brymer and Keith Davids contributed to the
design, data analysis and writing of this research and manuscript.
Conflicts of Interest: The authors declare no conflict of interest.
Int. J. Environ. Res. Public Health 2017, 14, 752
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© 2017 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
article distributed under the terms and conditions of the Creative Commons Attribution
(CC BY) license (http://creativecommons.org/licenses/by/4.0/).
| Physical and Emotional Benefits of Different Exercise Environments Designed for Treadmill Running. | 07-11-2017 | Yeh, Hsiao-Pu,Stone, Joseph A,Churchill, Sarah M,Brymer, Eric,Davids, Keith | eng |
PMC10651037 | RESEARCH ARTICLE
Dose response of running on blood
biomarkers of wellness in generally healthy
individuals
Bartek NogalID1☯, Svetlana Vinogradova1☯, Milena Jorge1, Ali Torkamani2,3, Paul Fabian1,
Gil Blander1*
1 InsideTracker, Cambridge, Massachusetts, United States of America, 2 The Scripps Translational Science
Institute, The Scripps Research Institute, La Jolla, California, United States of America, 3 Department of
Integrative Structural and Computational Biology, The Scripps Research Institute, La Jolla, California, United
States of America
☯ These authors contributed equally to this work.
* [email protected]
Abstract
Exercise is effective toward delaying or preventing chronic disease, with a large body of evi-
dence supporting its effectiveness. However, less is known about the specific healthspan-
promoting effects of exercise on blood biomarkers in the disease-free population. In this
work, we examine 23,237 generally healthy individuals who self-report varying weekly run-
ning volumes and compare them to 4,428 generally healthy sedentary individuals, as well
as 82 professional endurance runners. We estimate the significance of differences among
blood biomarkers for groups of increasing running levels using analysis of variance
(ANOVA), adjusting for age, gender, and BMI. We attempt and add insight to our observa-
tional dataset analysis via two-sample Mendelian randomization (2S-MR) using large inde-
pendent datasets. We find that self-reported running volume associates with biomarker
signatures of improved wellness, with some serum markers apparently being principally
modified by BMI, whereas others show a dose-effect with respect to running volume. We fur-
ther detect hints of sexually dimorphic serum responses in oxygen transport and hormonal
traits, and we also observe a tendency toward pronounced modifications in magnesium sta-
tus in professional endurance athletes. Thus, our results further characterize blood biomark-
ers of exercise and metabolic health, particularly regarding dose-effect relationships, and
better inform personalized advice for training and performance.
Introduction
Physical inactivity is one of the leading modifiable behavioral causes of death in the US [1].
Worldwide, physical inactivity is estimated to account for about 8.3% of premature mortality,
an effect size that is on the same order as smoking and obesity [2]. At the same time, the potent
health benefits of exercise have been proven time and time again, with results so consistent
across a wide variety of chronic diseases that some posit it can be considered a medical inter-
vention [3–5]. However, since most investigators report the effects of exercise in either
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OPEN ACCESS
Citation: Nogal B, Vinogradova S, Jorge M,
Torkamani A, Fabian P, Blander G (2023) Dose
response of running on blood biomarkers of
wellness in generally healthy individuals. PLoS ONE
18(11): e0293631. https://doi.org/10.1371/journal.
pone.0293631
Editor: Efrem Kentiba, Arba Minch College of
Education, ETHIOPIA
Received: August 9, 2023
Accepted: October 16, 2023
Published: November 15, 2023
Peer Review History: PLOS recognizes the
benefits of transparency in the peer review
process; therefore, we enable the publication of
all of the content of peer review and author
responses alongside final, published articles. The
editorial history of this article is available here:
https://doi.org/10.1371/journal.pone.0293631
Copyright: © 2023 Nogal et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All Mendelian
Randomization data required to replicate the causal
analysis can be freely accessed at: https://gwas.
mrcieu.ac.uk/. No special access is required and all
diseased populations or athletes [6, 7], there exists a significant gap in knowledge as to the
measurable effects of exercise in the generally healthy population who exercise for the purpose
of improving their healthspan, which can be projected via established measures such as blood
biomarkers [8–11].
It is well established that routine laboratory biomarkers are validated proxies of the state of
an individual’s overall metabolic health and other healthpan-related parameters [12]. A large
body of evidence supports the effectiveness of exercise in modifying blood biomarkers toward
disease mitigation in clinical cohorts as well as athletes, where the effect sizes may be larger [6,
13]. Indeed, it’s been shown that more favorable changes in response to exercise training occur
usually in those with more pronounced dyslipidemia [13]. In professional athletes, the sheer
volume and/or intensity of physical activity may drive large effects in various hematological,
lipid, immune, and endocrine variables [6]. Our aim is to help fill the gap in understanding of
the effects of exercise on blood biomarkers in the generally healthy, free-living population.
Toward this end, we endeavored to explore the effects of vigorous exercise such as running in
apparently healthy, mostly non-athletic cohort to better understand the landscape of blood
biomarker modifications expected in the individual who partakes in recreational physical
activity for the purpose of maintaining good health.
For this purpose, we leveraged the InsideTracker dataset that includes information on self-
reported exercise habits combined with blood biomarker and genomics data. We have previ-
ously reported on the results of a longitudinal analysis on blood biomarker data from 1032
generally healthy individuals who used our automated, web-based personalized nutrition and
lifestyle platform [14]. For the purpose of this investigation, we focused on running as the exer-
cise of choice as it is one of the most common (purposeful) physical activity modalities prac-
ticed globally by generally healthy individuals and would thus be relevant. Moreover, since this
was a cross-sectional study based on self-reported exercise habits, we attempted to increase
our capacity to infer intervention effects, as well as tease out potential confounders, by per-
forming 2S-MR in large independent cohorts.
Materials and methods
Dataset
We conducted an observational analysis of data from InsideTracker users. InsideTracker is a
direct-to-consumer (DTC) company established in 2009 that markets and sells InsideTracker
(insidetracker.com), a personalized lifestyle recommendation platform. The platform provides
serum biomarker and genomics testing, and performs integrative analysis of these datasets,
combined with activity/sleep tracker data toward biomarker and healthspan optimization (of
note, at the time of this analysis, we did not have sufficient users with activity/sleep tracker
data to include this data stream in the current study). New users were continuously added to
the InsideTracker database from January 2011 to March 2022.
Recruitment of participants
Recruitment of participants aged between 18 and 65 and residing in North America was con-
ducted through company marketing and outreach. Participants were subscribing members to
the InsideTracker platform and provided informed consent to have their blood test data and
self-reported information used in an anonymized fashion for research purposes. Research was
conducted according to guidelines for observational research in tissue samples from human
subjects. Eligible participants completed a questionnaire that included age, ethnicity, sex, die-
tary preferences, physical activity, and other variables. This study employed data from 23,237
participants that met our analysis inclusion requirements, namely absence of any chronic
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the datasets used can be further freely accessed
via the free "TwoSampleMR" R package as
described in the methods (biomarker dataset
codes are shared in Supplementary tables as well).
The minimal dataset required to replicate the blood
biomarker results has been uploaded as
Supporting information.
Funding: InsideTracker was the sole funding
source. The funder provided support in the form of
salaries for authors B.N., S.V., P.F., M.J., and G.B.,
and was involved in the decision to publish, but did
not have an impact on the experimental design,
data analysis, and conclusions.
Competing interests: B.N., S.V., P.F., and G.B. are
employees of InsideTracker. This does not alter our
adherence to PLOS ONE policies on sharing data
and materials.
disease as determined by questionnaire and metabolic blood biomarkers within normal clini-
cal reference ranges. The platform is not a medical service and does not diagnose or treat med-
ical conditions, so medical history and medication use were not collected. The Institutional
Review Board (IRB) determine this work was not subject to a review based on category 4
exemption (“secondary research” with de-identified subjects).
Biomarker collection and analysis
Blood samples were collected and analyzed by Clinical Laboratory Improvement Amendments
(CLIA)–approved, third-party clinical labs (primarily Quest Diagnostics and LabCorp). Partic-
ipants were instructed to fast for 12 hours prior to the phlebotomy, with the exception of water
consumption. Results from the blood analysis were then uploaded to the platform via elec-
tronic integration with the CLIA-approved lab. Participants chose a specific blood panel from
7 possible offerings, each comprising some subset of the biomarkers available. Due to the vari-
ation in blood panels offered, the participant sample size per biomarker is not uniform.
Biomarker dataset preparation
In our raw dataset, occasional outlier values were observed that were deemed implausible (e.g.
fasting glucose < 65 mg/dL). To remove anomalous outliers in a systematic way, we used the
Interquartile Range (IQR) method of identifying outliers, removing data points which fell
below Q1–1.5 IQR or above Q3 + 1.5 IQR. The cohort was divided into five groups: profes-
sional endurance runners (PRO), high volume amateur (>10 h/week, HVAM), medium vol-
ume amateur (3–10 h/week, MVAM), low volume amateur (<3 h/week, LVAM), and
sedentary (SED).
Calculation of polygenic scores
The variants (SNPs) comprising the polygenic risk scores were derived from publicly available
GWAS summary statistics (https://www.ebi.ac.uk/gwas/). Scores were calculated across users
by summing the product of effect allele doses weighted by the beta coefficient for each SNP, as
reported in the GWAS summary statistics. Variant p-value thresholds were generally chosen
based on optimization of respective PGS-blood biomarker correlation in the entire Inside-
Tracker cohort with both blood and genomics datasets (~1000–1500 depending on the blood
biomarker at the time of analysis). Genotyping data was derived from a combination of a cus-
tom InsideTracker array and third party arrays such as 23andMe and Ancestry. Not all variants
for any particular PGS were genotyped on every array; proxies for missing SNPs were extracted
via the “LDlinkR” package using the Utah Residents (CEPH) with Northern and Western
European ancestry (CEU) population (R2 > 0.8 cut-off). Only results PGSs for which there
was sufficient biomarker-genotyping dataset overlap were reported (note that none of the
blood biomarker PGSs met this requirement).
Blood biomarker analysis with respect to running volume and polygenic
scores
To estimate significance of differences for blood biomarkers levels among exercise groups, we
performed 3-way analysis of variance (ANOVA) analysis adjusting for age, gender, and BMI
(type-II analysis-of-variance tables function ANOVA from ‘car’ R package, version 3.0–12).
When estimating the effort of reported training volume on biomarkers, we assigned numerical
values corresponding to 4 levels of running and performed ANOVA analysis with those levels
treating it as an independent variable. P-values were adjusted using the Benjamini & Hochberg
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method [15]. P-values for interaction plots were calculated with ANOVA including interaction
between exercise group and polygenic scores category. When comparing runners (PRO and
HVAM combined) versus sedentary individuals, we used propensity score matching method
to account for existing covariates (age and gender): we identified 745 sedentary individuals
with similar to runners’ age distributions among both males and females. We used ‘MatchIt’ R
package (version 4.3.3) implementing nearest neighbor method for matching [16].
Mendelian randomization
We attempted to add insight around the causality of exercise vs. BMI differences with respect
to serum marker improvement by performing MR analyses on a subset of biomarker observa-
tions where BMI featured as a strong covariate and was thus used as the IV in the 2S-MR.
Thus, our hypothesis here was that BMI differences were the primary (causal) driver behind
the improvement behind some biomarkers. MR uses genetic variants as modifiable exposure
(risk factor) proxies to evaluate causal relationships in observational data while reducing the
effects of confounders and reverse causation (S1 Fig in S1 File). These SNPs are used as instru-
mental variables and must meet 3 basic assumptions: (1) they must be robustly associated with
the exposure; (2) they must exert their effect on outcome via the exposure, and (3) there must
be no unmeasured confounders of the associations between the genetic variants and outcome
(e.g. horizontal pleiotropy) [17]. Importantly, SNPs are proper randomization instruments
because they are determined at birth and thus serve as proxies of long-term exposures and can-
not, in general, be modified by the environment. If the 3 above mentioned assumptions hold,
MR-estimate effects of exposure on outcomes are not likely to be significantly affected by
reverse causation or confounding. In the 2S-MR performed here, where GWAS summary sta-
tistics are used for both exposure and outcome from independent cohorts, reverse causation
and horizontal pleiotropy can readily be assessed, and weak instrument bias and the likelihood
of false positive findings are minimized as a result of the much larger samples sizes [17].
Indeed, the bias in the 2S-MR using non-overlapping datasets as performed here is towards
the null [17]. Furthermore, to maintain the SNP-exposure associations and linkage disequilib-
rium (LD) patterns in the non-overlapping populations we used GWAS datasets from the
MR-Base platform that were derived from ancestrally similar populations (“ukb”: analysis of
UK Biobank phenotypes, and “ieu”: GWAS summary datasets generated by many different
European consortia). To perform the analysis we used the R package “TwoSampleMR” that
combines the effects sizes of instruments on exposures with those on outcomes via a meta-
analysis. We used “TwoSampleMR” package functions for allele harmonization between expo-
sure and outcome datasets, proxy variant substitution when SNPs from exposure were not
genotyped in the outcome data (Rsq>0.8 using the 1000G EUR reference data integrated into
MR-Base), and clumping to prune instrument SNPs for LD (the R script used for MR analyses
is available upon request). We used 5 different MR methods that were included as part of the
“TwoSampleMR” package to control for bias inherent to any one technique [18]. For example,
the multiplicative random effects inverse variance-weighted (IVW) method is a weighted
regression of instrument-outcome effects on instrument-exposure effects with the intercept is
set to zero. This method generates a causal estimate of the exposure trait on outcome traits by
regressing the, for example, SNP-BMI trait association on the SNP-biomarker measure associ-
ation, weighted by the inverse of the SNP-biomarker measure association, and constraining
the intercept of this regression to zero. This constraint can result in unbalanced horizontal
pleiotropy whereby the instruments influence the outcome through causal pathways distinct
from that through the exposure (thus violating the second above-mentioned assumption).
Such unbalanced horizontal pleiotropy distorts the association between the exposure and the
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outcome, and the effect estimate from the IVW method can be exaggerated or attenuated.
However, unbalanced horizontal pleiotropy can be readily assessed by the MR Egger method
(via the MR Egger intercept), which provides a valid MR causal estimate that is adjusted for
the presence of such directional pleiotropy, albeit at the cost of statistical efficiency. Finally, to
ascertain the directionality of the various causal relationships examined, we also performed
each MR analysis in reverse where possible.
Results
Study population characteristics
Table 1 shows the demographic characteristics of the study population. We observed a signifi-
cant trend toward younger individuals reporting higher running volume, with more than 75%
of the professional (PRO) group falling between the ages of 18 and 35 (S1 Table in S1 File). Sig-
nificant differences were also observed in the distribution of males and females within study
groups (Table 1). Moreover, higher running volume associated with significantly lower body
mass index (BMI). Thus, moving forward, combined comparisons of blood biomarkers as they
relate to running volume were adjusted for age, gender, and BMI.
Endurance exercise exhibits a modest association with clusters of blood
biomarker features
In order to begin to understand the most important variables that may associate with endur-
ance exercise in the form of running, we performed a principal component analysis (PCA),
sub-dividing the male and female cohorts into two most divergent groups in terms of exercise
volume: PRO/high volume amateur (HVAM) and sedentary (SED) groups. Using propensity
matching, PRO and amateur athletes who reported running >10h per week were combined
into the PRO-HVAM group to balance out the sample size between the exercising and non-
exercising groups. This approach yielded a modest degree of separation, with hematological,
inflammation, and lipid features, as well as BMI explaining some of the variance (Fig 1A
through 1D). We hypothesized that there may more subtle relationships between running vol-
ume and the blood biomarker features that contributed to distinguishing the endurance exer-
cise and sedentary groups, thus we next performed ANOVA analyses stratified by running
volume as categorized in Table 1.
Significant trends in glycemic, hematological, blood lipid, and
inflammatory serum traits with increasing running volumes
Weighted ANOVA analyses adjusted for age, gender, and BMI showed significant differences
among groups for multiple blood biomarkers (Table 2 and S2 Table in S1 File, Figs 2 and 3).
Table 1. Study population demographics.
Group
N
Female, %
Age, yrs
Body mass index, kg/m2
PRO
82
53.7%
33.68
20.15 ± 6.02
HVAM
1103
52.9%
39.48
22.57 ± 9.97
MVAM
6747
54.2%
41.49
23.35 ± 9.76
LVAM
10877
34.2%
41.16
24.72 ± 9.70
SED
4428
48.9%
44.25
27.83 ± 10.70
PRO = Professional, HVAM = high volume amateur (>10 h/week), MVAM = medium volume amateur (3–10 h/week), LVAM = low volume amateur (<3 h/week),
SED = sedentary
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We observed a trend toward lower HbA1c, hsCRP, RDW, WBC, ferritin, gamma-glutamyl
transferase (GGT), and LDL. HDL, hemoglobin (Hb), transferrin saturation (TS), alanine ami-
notransferase (ALT), aspartate aminotransferase (AST), vitamin B12, folate, 25-hydroxy vita-
min D, and creatine kinase (CK) tended to be higher with increasing reported training
volume, particularly in PRO runners (Table 2 and S2 Table in S1 File, Figs 2 and 3 and S2 Fig
in S1 File). Hct and Hb were higher only in PRO males, whereas increased running volume
associated with upward trend in these biomarkers in females (Fig 3A and 3B). Increased run-
ning volume was associated with markedly lower Fer in males, whereas female runners did not
exhibit varying levels, and SED females showed increased levels (Fig 3C). The low ferritin
observed in male and female runners was not clinically significant. ALT positively associated
with running volume in females only (S2 Fig in S1 File). Serum and RBC magnesium (Mg)
were both significantly lower in PRO runners relative to all other groups (Table 2 and Fig 3D
Fig 1. Principal component analysis and variables plots of PRO-HVAM runners and sedentary user blood biomarkers. Females, (A) and (B); males
(C) and (D). PRO-HVAM = combined professional and high-volume amateur. Alb = albumin, ALT = alanine transaminase, AST = aspartate
aminotransferase, B12 = vitamin B12, Ca = calcium, Chol = total cholesterol, CK = creatine kinase, Cor = cortisol, FE = iron, EOS_PCT = eosinophil
percentage, Fer = ferritin, Fol = folate, FT = free testosterone, GGT = gamma-glutamyl transferase, Glu = glucose, Hb = hemoglobin,
HCT = hematocrit, HDL = high density lipoprotein, HbA1c = glycated hemoglobin, hsCRP = high-sensitivity C-reactive protein, LDL = low density
lipoprotein, LYMPS_PCT = lymphocyte percentage, MCH = mean cell hemoglobin, Mg = magnesium, MONOS_PCT = monocytes percentage,
MPV = mean platelet volume, Na = sodium, RBC = red blood cells, RBC_Mg = red blood cell magnesium, RDW = red blood cell distribution width,
SHBG = sex hormone binding globulin, Tg = triglycerides, TIBC = total iron binding capacity, WBC = white blood cells.
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and 3E). Increasing levels of endurance exercise also appeared to be associated with higher
sex-hormone binding globulin (SHBG), particularly in PRO male runners (Fig 3F).
Endurance exercise correlates with lower BMI across categories of genetic
risk
Using publicly available GWAS summary statistics, we constructed blood biomarker polygenic
risk scores (PGSs) to explore potential genetic risk-mitigating effects of endurance exercise.
Since only a subset of the individuals in our cohort were genotyped, we aggregated the groups
into 2 categories—PRO-HVAM and sedentary—to increase statistical power. This across-
group sample size increase generally did not sufficiently power the ANOVA analysis to detect
statistically significant trends, though the BMI polygenic risk was suggestively mitigated for
both males and female PRO-HVAM runners across categories of genetic risk (Fig 4B).
Increased running volume is associated with lower BMI which may drive
biomarker changes
We observed a significant downward trend in the BMI with increased running volume for
both males and females, and, although some of the biomarker differences between sedentary
Table 2. Blood biomarkers significantly different among sedentary individuals and those who partake in running for exercise to various degrees.
BIOMARKER
ANOVA P-VALUE
TREND P-VALUE
LOWEST MEAN
HIGHEST MEAN
ALB
<1e-16
<0.001
MVAM
PRO
ALT
<1e-16
<1e-16
SED
PRO
AST
<1e-16
<0.001
SED
PRO
B12
<0.001
<0.001
SED
PRO
CHOL
<0.001
0.005
PRO
SED
CK
<1e-16
<1e-16
SED
PRO
COR
<0.001
0.675
SED
PRO
FE
<0.001
0.119
SED
PRO
FER
<1e-16
<1e-16
MVAM
SED
FOL
<1e-16
<0.001
SED
PRO
FT
<0.001
0.013
SED
PRO
GGT
<1e-16
<0.001
PRO
SED
GLU
0.087
0.184
PRO
SED
HB
0.002
<0.001
MVAM
PRO
HCT
0.053
0.055
MVAM
PRO
HDL
<1e-16
<0.001
SED
PRO
HBA1C
<0.001
0.010
PRO
SED
HSCRP
<0.001
0.176
PRO
SED
LDL
<0.001
0.006
PRO
SED
MG
<0.001
0.276
PRO
SED
MPV
0.058
0.089
SED
HVAM
NA
<1e-16
0.622
HVAM
SED
RBC_MG
<0.001
0.773
PRO
SED
RDW
<1e-16
0.002
PRO
SED
SHBG
<1e-16
0.004
SED
PRO
TG
<1e-16
<1e-16
PRO
SED
WBC
<1e-16
<1e-16
PRO
SED
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and exercising individuals remained significant after adjustment for BMI, their significance
was attenuated (Fig 4A). Thus, we hypothesized that BMI may be driving a significant portion
of the observed variance in some of the biomarkers across the groups. Thus, to explore causal
relationships between weight and biomarker changes, we performed 2S-MR with BMI-associ-
ated single-nucleotide polymorphisms (SNPs) as the instrumental variables (IVs) for a subset
of the healthspan-related biomarkers where BMI explained a relatively large portion of the
Fig 2. Blood biomarkers associated with running: Inflammation proxies, (A) hsCRP = high-sensitivity C-reactive protein and (B) WBC = white blood
cells; blood lipids, (C) HDL = high density lipoprotein (D) LDL = low density lipoprotein, and (E) Tg = triglycerides; glycemia proxies, (F)
Glu = glucose and (G) HgbA1c = glycated hemoglobin, and (H) Cor = cortisol.
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Fig 3. Blood biomarkers associated with running: (A and B) Hb (hemoglobin) and Hct (hematocrit) increase with increasing running volume, (C) Fer
(ferritin) is reduced with increasing running volume, (D and E) Serum and RBC Mg (red blood cell magnesium) are reduced in professional runners,
and (F) SHBG (sex hormone binding globulin) levels increase with increasing running volume in males.
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Fig 4. BMI significantly varied among running groups (A) with some suggestive effects on BMI PGS modification (total number for observations
(N) for T1, T2, and T3 were 87, 84, and 100, respectively) (B) T1, T2, and T3 = 1st, and 2nd and 3rd tertials of the polygenic score distribution.
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variance in our analysis. In general, these blood biomarkers associated with inflammation
(hsCRP and RDW), lipid metabolism (Tg and HDL), glycemic control (HbA1c and Glu), as
well as Alb and SHBG. We used GWAS summary statistics and found that most of these BMI-
blood biomarker relationships examined directionally aligned with our study (except for
LDL), and some were indicative of causal relationships in the BMI-biomarker direction even
after considering directional pleiotropy (S3 Table in S1 File). We entertained the possibility of
reverse causality and thus repeated the 2S-MR using each of the biomarker levels as the expo-
sure and BMI as the outcome, and the results were generally not significant (except for WBC–
see S4 Table in S1 File). Of note, to estimate the direct causal effects of running on blood
parameters, we attempted to find an instrumental variable for to approximate running as the
exposure from publicly available GWAS summary statistics. Toward this end, we found that
increasing levels of vigorous physical activity did associate with lower hsCRP, HbA1C, higher
HDL, and possibly higher SHBG (although the explained variance (R2) in this exposure was
just 0.001009, the F statistic was 37.7, thus meeting the criteria of F > 10 for minimizing weak
instrument bias) (Fig 5 and S3 Fig in S1 File; S5 Table in S1 File).
Vigorous physical activity associates with healthier behaviors
We hypothesized that those who exercise regularly may also partake in other healthful lifestyle
habits that may be contributing to more optimal blood biomarker signatures of wellness. How-
ever, our dataset did not allow for systematic accounting of other lifestyle habits across all run-
ning groups. Thus, we again leveraged the potential of the 2S-MR approach to inform
potential confounding associations between modifiable exposures and found that vigorous
physical activity such as running is at least suggestively associated with several behaviors asso-
ciated with improved health (S4 Fig in S1 File). Our analysis showed that those who participate
in increasing levels of vigorous physical activity may be less likely to eat processed meat (IVW
p = 0.0000013), sweets (IVW p = 0.32), and nap during the day (IVW p = 0.13), while increas-
ing their intake of oily fish (IVW p = 0.029), salad/raw vegetable intake (IVW p = 0.00016),
and fresh fruit (IVW p = 0.0027) (S6 Table in S1 File). Furthermore, following our assessment
Fig 5. Two-sample Mendelian randomization shows that increasing levels of vigorous physical activity such as running is associated with
improvement of (A) hsCRP = high-sensitivity C-reactive protein, (B) HDL = high density lipoprotein, and (C) HbA1c = glycated
hemoglobin levels.
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of reverse causality, we found evidence for the bidirectionality in the causal relationship
between vigorous activity and napping during the day and salad/raw vegetable intake, perhaps
suggesting some degree of confounding due to population stratification (S7 Table in S1 File).
The suggestive positive effect of fresh fruit and processed meat intake on vigorous physical
activity appeared to violate MR assumption (3) (S1 Fig in S1 File) (horizontal pleiotropy p-val-
ues 0.051 and 0.17, respectively–S5 Fig in S1 File).
Discussion
In this report, we describe the variance in wellness-related blood biomarkers among self-
reported recreational runners, PRO runners, and individuals who do not report any exercise.
Overall, we find that 1) recreational running as an exercise appears to be an effective interven-
tion toward modifying several biomarkers indicative of improved metabolic health, 2) an
apparent dose-response relationship between running volume and BMI may itself be responsi-
ble for a proportion of the apparent metabolic benefits, and 3) both PRO-level status and gen-
der appear to associate with heterogeneous physiological responses, particularly in iron and
magnesium metabolism, as well as some hormonal traits.
Self-reported running improves glycemia and lipidemia
We did not observe distinct clusters corresponding to self-reported high-volume/PRO runners
and the sedentary upon dimension reduction. This is, perhaps, not unexpected due, in part, to
the self-selected healthspan-oriented nature of our cohort, where even the sedentary subset of
individuals tends to exhibit blood biomarker levels in the normal clinical reference ranges.
Furthermore, the measurement of running volume via self-report may be vulnerable to overes-
timation, which may have contributed to the blending of sedentary and exercise groups with
respect to the serum markers measured, resulting in only marginal separation between the
groups [19, 20]. However, we did observe significant individual blood biomarker variance
with respect to reported running volumes when the dataset was subjected to ANOVA, even
after adjustment for age, sex, and BMI.
From among glycemic control blood biomarkers, we were able to detect a relatively
small exercise effect in both fasting glucose and HbA1c in this generally healthy cohort,
where the average measures of glycemia were below the prediabetic thresholds in even the
sedentary subset of the cohort. Larger exercise intervention effects on metabolic biomarkers
may be expected in cohorts that include individuals with more clinically significant baseline
values [21].
Similarly, blood lipids improved with higher self-reported running volume, and this result
has been reported before in multiple controlled endurance exercise trials [22]. The literature
indicates that HDL and Tg are two exercise-modifiable blood lipid biomarkers, with HDL
being the most widely reported to be modified by aerobic exercise [23, 24]. Although the
mechanism behind this is not entirely clear, it likely involves the modification of lecithin
acyltransferase and lipoprotein lipase activities following exercise training [25]. We observed
a similar trend in our blood biomarker analysis, with HDL exhibiting an upward trend with
increasing reported running volume. While we also found Tg and LDL to decrease with
increasing exercise volume, these trends were less pronounced. Reports generally suggest
that, in order to reduce LDL more consistently, the intensity of aerobic exercise must be high
enough [23]. In the case of Tg, baseline levels may have a significant impact on the exercise
intervention effect, with individuals exhibiting higher baselines showing greater improve-
ments [13].
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Importantly, these results suggests that exercise has a significant effect on glycemic control
and blood lipids even in the self-selected, already healthy individuals who are proactive about
preventing cardiometabolic disease.
Self-reported running and serum proxies of systemic inflammation
Chronic low-grade inflammation is one of the major risk factors for compromised cardiovas-
cular health and metabolic syndrome (MetS). While there is no shortage of inflammation-
reducing intervention studies on CVD patients with clinically high levels of metabolic inflam-
mation, there is less emphasis on modifiable lifestyle factors that can help stave off CVD and
extend healthspan in the generally healthy individual. Indeed, considering the pathological
cardiovascular processes begin shortly after birth, prevention in asymptomatic individuals
may be a more appropriate strategy toward decreasing the burden of CVD on the healthcare
system [26].
Toward this end, increasing self-reported running volume appeared to associate with
improved markers of inflammation, as shown by the lower levels of hsCRP, WBC, as well as
ferritin. Of note, while the acute-phase protein, ferritin, is often used in the differential diagno-
sis of iron deficiency anemia, the biomarker’s specificity appears to depend on the inflamma-
tory state of the individual, as it associates with hsCRP and inflammation more than iron
stores, particularly in those with higher BMI [27]. Although serum ferritin and iron is reported
to be lower in male and female elite athletes [28], the observed overall negative association of
ferritin with increased running volume in our cohort may be an indication of lower levels of
inflammation rather than compromised iron stores, particularly since the average ferritin level
across all groups was above the clinical iron deficiency thresholds. Moreover, increased levels
of ferritin have been associated with insulin resistance and lower levels of adiponectin in the
general population, both indicators of increased systemic inflammation [29]. Here, exercising
groups with lower levels of ferritin also exhibited glycemic and blood lipid traits indicative of
improved metabolic states, further supporting ferritin’s role as an inflammation proxy. Finally,
Hb, TS and iron tended to be higher in those who run for exercise compared to the SED group
(with the TIBC lower), again suggesting that runners, including the PRO group, were iron-
sufficient in this cohort.
PRO endurance runners exhibit distinct biomarker signatures
PRO athletes exhibited lower serum and RBC Mg, which may be indication of the often-
reported endurance athlete hypomagnesaemia [30]. While the serum Mg was still within nor-
mal clinical reference range for both PRO female and male athletes, RBC Mg, a more sensitive
biomarker of Mg status [31], was borderline low in female PRO athletes and might suggest
suboptimal dietary intakes and/or much higher volume of running training compared to the
other running groups (i.e. >>10h /week). Indeed, this group also had elevated baseline CK
and AST, which suggests a much higher training intensity and/or volume. Moreover, PRO
level athletes had adequate iron status and serum B12 and folate in the upper quartile of the
normal reference range, suggesting that these athletes’ general nutrition status may have been
adequate. These observations suggest that elite endurance runners may need to pay particular
attention to their magnesium status.
Further, we observed higher levels of SHBG in PRO male runners, a biomarker whose levels
positively correlate with various indexes of insulin sensitivity [32]. However, since the average
SHBG levels in the SED group were not clinically low in both sexes, the observed increase in
SHBG levels induced by running in males may be a catabolic response, as cortisol levels in this
group were also higher. Indeed, Popovic et al. have shown that endurance exercise may
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increase SHBG, cortisol, and total testosterone levels at the expense of free testosterone levels
[33]. This could perhaps in part be explained by higher exercise-induced adiponectin levels,
which have been shown to increase SHBG via cAMP kinase (AMPK) activation [34]. However,
since our data is observational, we cannot rule out overall energy balance as a significant con-
tributor to SHBG levels. For example, caloric restriction (CR) has been shown to result in
higher SHBG and cortisol levels [32].
Finally, regarding the abovementioned PRO group elevated AST and CK biomarkers, evi-
dence suggests that normal reference ranges in both CK and AST in well-recovered athletes
should be adjusted up, as training and competition have a profound, non-pathological, impact
on the activity of these enzymes [35, 36]. Indeed, the recommendation appears to be not to use
reference intervals derived from the general population with hard-training (particularly com-
petitive) athletes [36].
Effect of BMI on blood biomarkers
Since the current study is a cross-sectional analysis of self-reported running, we could not rule
out the possibility that factors other than exercise were the driving force behind the observed
biomarker variance among the groups examined. These factors, such as diet, sleep, and/or
medications were not readily ascertained in this free-living cohort at the time of this study, but
BMI was readily available to evaluate this biomarker’s potential relative contribution to the
observed mean biomarker differences among self-reported runner groups.
Multiple studies have attempted to uncouple the effects of exercise and BMI reduction on
blood biomarker outcomes, with mixed results [37]. For example, it is relatively well-known
that acute bouts of exercise improve glucose metabolism, but long-term effects are less well
described [38]. Indeed, whether exercise without significant weight-loss is effective toward
preventing metabolic disease (and the associated blood biomarker changes) is inconclusive
[39–41]. From the literature, it appears that, for endurance exercise to have significant effect
on most blood biomarkers, the volume of exercise needs to be very high, and this typically
results in significant reduction in weight. Thus, in practice, it is difficult to demonstrably
uncouple the effects of significant exercise and the associated weight-loss, and the results
may depend on the blood biomarker in question. Indeed, there is evidence that exercise
without weight-loss does improve markers of insulin sensitivity but not chronic inflamma-
tion, with the latter apparently requiring a reduction in adiposity in the general population
[39–41].
In our study of apparently healthy individuals, we observed a downward trend in BMI with
increasing self-reported running volume, and, although this study was not longitudinal and we
are thus unable to claim weight-loss, our 2S-MR analysis using BMI as the exposure nonethe-
less suggests this biomarker to be responsible for a significant proportion of the modification
of some blood biomarkers.
Serum markers of systemic inflammation.
Through our 2S-MR analyses, we show that
BMI is causally associated with markers of systemic inflammation, including RDW, folate,
and hsCRP [27, 42, 43]. Similar analyses have reported that genetic variants that associate
with higher BMI were associated with higher CRP levels, but not the other way around [44].
The prevailing mechanism proposed to explain this relationship appears to be the pathologi-
cal nature of overweight/obesity-driven adipose tissue that results in secretion of proinflam-
matory cytokines such as IL-6 and TNFa, which then stimulate an acute hepatic response,
resulting in increased hsCRP levels (among other effects) [45]. Thus, our 2S-MR analyses
and those of others [44] would indicate that the primary factor behind the lower systemic
inflammation in our cohort may be the exercise-associated lower BMI and not running
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exercise per se, though the lower hsCRP in runners remained significant after adjustment for
BMI in our analysis.
Indeed, although a major driver behind reduced systemic inflammation may be a reduction
in BMI in the general population, additive effects of other lifestyle factors such as exercise can-
not be excluded. For example, a large body of cross-sectional investigations does indicate that
physically active individuals exhibit CRP levels that are 19–35% lower than less active individu-
als, even when adjusted for BMI as was the case in the current analysis [41]. Further, it’s been
reported that physical activity at a frequency of as little as 1 day per week is associated with
lower CRP in individuals who are otherwise sedentary, while more frequent exercise further
reduces inflammation [41].
Significantly, our entire cohort of self-selected apparently healthy individuals did not
exhibit clinically high hsCRP, with average BMI also below the overweight thresholds. Because
all subjects were voluntarily participating in a personalized wellness platform intended to opti-
mize blood biomarkers that included hsCRP, it is possible that some individuals from across
the study groups (both running and sedentary) in our cohort partook in some form of inflam-
mation-reducing dietary and/or lifestyle-based intervention. Thus, that we detected a signifi-
cant difference in hsCRP between exercising and non-exercising individuals in this self-
selected already generally healthy cohort may be suggestive of the potential for additional pre-
ventative effect of scheduled physical activity on low-grade systemic inflammation in the gen-
erally healthy individual.
Blood lipids.
Controlled studies that tightly track exercise and the associated adiposity
reduction have reported that body fat reduction (and not improvement in fitness as measured
via VO2max) is a predictor of HDL, LDL, and Tg [46]. Similarly, though BMI is an imperfect
measure of adiposity, our 2S-MR analysis suggests that this biomarker is causally associated
with improved levels of HDL and Tg, though not LDL. This latter finding replicates a report
by Hu et al. who, using the Global Lipids Genetics Consortium GWAS summary statistics,
applied a network MR approach that revealed causal associations between BMI and blood lip-
ids, where Tg and HDL, but not LDL, were found to trend toward unhealthy levels with
increasing adiposity [47]. On the other hand, others implemented a robust BMI genetic risk
score and demonstrated a causal association of adiposity with peripheral artery disease and a
multiple linear regression showed a strong association with HDL, TC, and LDL, among other
metabolic parameters [48]. In our cohort, given the lack of evidence for a causal BMI-LDL
association and the overall healthy levels of BMI, the observed a significant improvement in
LDL may be a result of marked running intensity and/or volume, possibly combined with the
aforementioned additional wellness program intervention variables.
Hormonal traits.
As described above, we observed a trend toward increased plasma corti-
sol and SHBG in runners, particularly PRO level athletes. The effects on cortisol are consistent
with a report by Houmard et al., who found male distance runners to exhibit higher levels of
baseline cortisol [49]. With respect to the effects of BMI on baseline cortisol levels, this obser-
vation is generally supported by our 2S-MR analyses with evidence for a consistent effect of
increased cortisol with decreasing BMI. However, this association was suggestive at best, indi-
cating that the higher levels of cortisol exhibited in the PRO runners with significant lower adi-
posity are not likely to be solely explained by their lower BMI. Indeed, the relationship
between BMI and cortisol appears to be complex, with some reports suggesting a U-shaped
relationship, where the glucocorticoid’s levels associate negatively up to about a BMI of 30 kg/
m2, then exhibiting a positive correlation into obesity phenotypes [50]. MR statistical models
generally do not account for such non-linearity and would require a more granular demo-
graphical treatment, which is not possible using only GWAS summary statistics data in the
context of 2S-MR [17, 51].
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Behavioral traits associated with increase physical activity
The combination of the body of the literature that describes the effects of endurance training
on blood biomarkers, and our own analysis that included markers such as CK and AST, makes
us cautiously assured that most of the abovementioned blood biomarker signatures are indeed
a result of the interplay between self-reported running and the associated lower BMI. How-
ever, as this is a self-report-based analysis and we were unable to track other subject behaviors
in this free-living cohort, we acknowledge that multiple behaviors that associate with exercise
may be influencing our results.
Toward this end, our exploratory 2S-MR analyses revealed potentially causal relationships
between vigorous exercise and multiple dietary habits that have been shown to improve the
biomarkers we examined. Indeed, diets that avoid processed meat and sweets while providing
ample amounts of fresh fruits, as well as oily fish have been shown to be anti-inflammatory,
and improve glycemic control and dyslipidemia [52, 53]. That physically active individuals are
also more likely to make healthier dietary choices adds insight to the potential confounders in
ours and others’ observational analyses, and this similar associations have previously been
reported [54–56]. For example, using a calculated healthy eating motivation score, Naughton
et al. showed that those who partake in more than 2 hours of vigorous physical activity are
almost twice as likely to be motivated to eat healthy [56]. Indeed, upon closer examination, the
genetic instruments used to approximate vigorous physical activity as the exposure in this
work included variants in the genes DPY19L1, CADM2, CTBP2, EXOC4, and FOXO3 [57]. Of
these, CADM2 encodes proteins that are involved in neurotransmission in brain regions well
known for their involvement in executive function, including motivation, impulse regulation
and self-control [58]. Moreover, variants within this locus have been associated with obesity-
related traits [59]. Thus, it is likely that the improved metabolic outcomes seen here with our
self-reported runners are a composite result of both these individuals exercise and dietary hab-
its. Importantly, the above suggests that a holistic wellness lifestyle approach is in practice the
most likely to be most effective toward preventing cardiometabolic disease. Nonetheless, the
focus of this work–exercise in the form of running–is known to significantly improve cardiore-
spiratory fitness (CRF), which has been shown to be an independent predictor of CVD risk
and total mortality, outcomes that indeed correlate with dysregulated levels in many of the
blood biomarkers examined in this work [7].
Study limitations
This study is based on self-reported running and thus has several limitations. First, it is gener-
ally known that subjects tend to overestimate their commitment to exercise when self-report-
ing, although in our cohort is a self-selected health-oriented population that is possibly less
likely to over-report their running volume. Furthermore, although the robust increasing trend
in baselines for muscle damage biomarkers (CK, AST) that have been shown to be associated
with participation in sports and exercise provides indirect evidence that the running groups
were indeed participating in increasing volumes of strenuous physical activity, we cannot con-
firm whether the reported running was performed overground or on a treadmill, which may
result in some heterogeneity in physiological responses, nor can we ascertain the actual train-
ing volume of PRO-level runners. We also cannot exclude the possibility that the running
groups also participated in other forms of exercise (such as strength training) or partook in
other wellness program interventions that may have influenced their blood biomarkers and/or
BMI via lean muscle accretion. Toward this end, we have attempted to shed light on potential
behavioral covariates related to vigorous physical activity via 2S-MR. Finally, while this cohort
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is generally healthy, we cannot exclude the potential for unmeasured confounders such as
medications, nutritional supplements, and unreported health conditions.
2S- MR enables the assessment of causal relationships between modifiable traits and is less
prone to the so-called “winner’s curse” that more readily affects one-sample MR analyses [17,
51]. Because 2S-MR uses GWAS summary statistics for both exposure and outcome, it is possi-
ble to increase statistical power because of the increased sample sizes. However, horizontal
pleiotropy is still a concern that can skew the results. Currently, there is no gold standard MR
analysis method, thus we used different techniques (IVW, MR-Egger, and median-based esti-
mations–all of which are based on different assumptions and thus biases) to evaluate the con-
sistency among these estimators and only reported associations as ‘causal’ if there was cross-
model consistency. Nonetheless, an exposure such as BMI is a complex trait that is composed
of multiple sub-phenotypes (such as years of education) that could be driving the causal
associations.
Conclusions
Running is one of the most common forms of vigorous exercise practiced globally, thus mak-
ing it a compelling target of research studies toward understanding its applicability in chronic
disease prevention. Our cross-sectional study offers insight into the biomarker signatures of
self-reported running in generally healthy individuals that suggest improved insulin sensitivity,
blood lipid metabolism, and systemic inflammation. Furthermore, using 2S-MR in indepen-
dent datasets we provide additional evidence that some biomarkers are readily modified BMI
alone, while others appear to respond to the combination of varying exercise and BMI. Our
additional bi-directional 2S-MR analyses toward understanding the causal relationships
between partaking in vigorous physical activity and other healthy behaviors highlight the
inherent challenge in disambiguating exercise intervention effects in cross sectional studies of
free-living populations, where healthy behaviors such as exercising and healthy dietary habits
co-occur. Overall, our analysis shows that the differences between those who run and the sed-
entary in our cohort are likely a combination of the specific physiological effects of exercise,
the associated changes in BMI, and lifestyle habits associated with those who exercise, such as
food choices and baseline activity level. Looking ahead, the InsideTracker database is continu-
ously augmented with blood chemistry, genotyping, and activity tracker data, facilitating fur-
ther investigation of the effects of various exercise modalities on phenotypes related to
healthspan, including longitudinal analyses and more granular dose-response dynamics.
Supporting information
S1 File.
(PDF)
S1 Dataset.
(TXT)
Acknowledgments
We thank Michelle Cawley and Renee Deehan for their assistance with background subject
matter research and insightful conversations.
Author Contributions
Conceptualization: Bartek Nogal.
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Data curation: Svetlana Vinogradova.
Formal analysis: Bartek Nogal, Svetlana Vinogradova, Paul Fabian.
Investigation: Bartek Nogal, Svetlana Vinogradova.
Methodology: Bartek Nogal, Svetlana Vinogradova.
Project administration: Bartek Nogal.
Supervision: Milena Jorge, Ali Torkamani, Gil Blander.
Visualization: Svetlana Vinogradova.
Writing – original draft: Bartek Nogal.
Writing – review & editing: Bartek Nogal.
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| Dose response of running on blood biomarkers of wellness in generally healthy individuals. | 11-15-2023 | Nogal, Bartek,Vinogradova, Svetlana,Jorge, Milena,Torkamani, Ali,Fabian, Paul,Blander, Gil | eng |
PMC6856151 | 1
Scientific RepoRtS | (2019) 9:16858 | https://doi.org/10.1038/s41598-019-53329-5
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Small vertebrates running on
uneven terrain: a biomechanical
study of two differently specialised
lacertid lizards
françois Druelle 1*, Jana Goyens
1, Menelia Vasilopoulou-Kampitsi1 & peter Aerts1,2
While running, small animals frequently encounter large terrain variations relative to their body size,
therefore, terrain variations impose important functional demands on small animals. Nonetheless, we
have previously observed in lizards that running specialists can maintain a surprisingly good running
performance on very uneven terrains. The relatively large terrain variations are offset by their capacity
for leg adjustability that ensures a ‘smooth ride’ of the centre of mass (CoM). The question as to how
the effect of an uneven terrain on running performance and locomotor costs differs between species
exhibiting diverse body build and locomotor specializations remains. We hypothesise that specialized
runners with long hind limbs can cross uneven terrain more efficiently than specialized climbers with a
dorso-ventrally flattened body and equally short fore and hind limbs. This study reports 3D kinematics
using high-speed videos (325 Hz) to investigate leg adjustability and CoM movements in two lacertid
lizards (Acanthodactylus boskianus, running specialist; Podarcis muralis, climbing specialist). We
investigated these parameters while the animals were running on a level surface and over a custom-
made uneven terrain. We analysed the CoM dynamics, we evaluated the fluctuations of the positive and
negative mechanical energy, and we estimated the overall cost of transport. Firstly, the results reveal
that the climbers ran at lower speeds on flat level terrain but had the same cost of transport as the
runners. Secondly, contrary to the running specialists, the speed was lower and the energy expenditure
higher in the climbing specialists while running on uneven terrain. While leg movements adjust to the
substrates’ variations and enhance the stability of the CoM in the running specialist, this is not the case
in the climbing specialist. Although their legs are kept more extended, the amplitude of movement does
not change, resulting in an increase of the movement of the CoM and a decrease in locomotor efficiency.
These results are discussed in light of the respective (micro-)habitat of these species and suggest that
energy economy can also be an important factor for small vertebrates.
Locomotion requires mechanical work to counter inertia (and gravity when moving upwards) and to overcome
resistive forces from the environment. Issues relating to substrate structure and organisation alter the locomotion
of animals, and adaptations for ecologically-relevant ways of moving can be found in various aspects of the animal
biological system1–3. The design of the limbs4,5, the type of gait6 and the posture7 can, therefore, influence loco-
motor performance and efficiency. Relative to their body size, small animals are more prone to encounter large
terrain variations than larger animals do. Apart from the fact that their locomotor cost (J/kg/m) is already high
compared to large animals8–10, terrain structure and organisation at the scale relevant to the animal may impose
important additional energetic challenges in small animals. For instance, uneven terrain requires manoeuvring
and intermittent running to bypass obstacles or, can require moving up and down along the running trajectory
to cross obstacles. Therefore, running over uneven terrains will unavoidably result in both perturbations of the
overall goal directed movement as well as higher costs.
Encountering large terrain variation relative to body size is a very common scenario for small lizards.
Investigating the impact of an uneven substrate on the kinematics of running lizards is, therefore, essential to
gain insight into the relationship between fitness and performance in an appropriate ecological context. Although
1Laboratory for Functional Morphology, University of Antwerp, Antwerp, Belgium. 2Department of Sport Sciences,
University of Ghent, Ghent, Belgium. *email: [email protected]
open
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previous studies have explored obstacle negotiation in lizards11–14, hardly anything is known about crossing exten-
sive uneven terrains. In our previous study15, we made the observation that Acanthodactylus boskianus, a running
specialist, is not only specifically adapted for high-speed running on an even, level surface, but is also able to
maintain its high performance on structurally uneven terrain. The relatively large terrain variations were offset
by important capacities in leg adjustability that ensured a ‘smooth ride’ for the centre of mass. Despite being a
desert species, A. boskianus is also adapted to deal with large terrain variations at a scale relevant to its size. The
question as to how the effect of an uneven terrain on running performance and locomotor costs differs between
species exhibiting different locomotor specializations remains. In this context, and assuming that the functional
demands imposed by natural environments (in terms of structure and organisation) are reflected in the locomo-
tor system2,3, lizards with different morphologies should exhibit different locomotor performance. According to
the physiological and biomechanical theory, the sprinters would benefit from a laterally compressed body, long
hind limbs (with primarily long and slender zeugopods and autopods) and a more parasagittal running limb
posture. This enables these lizards to take large strides and to reach high speeds. In contrast, the climbers would
benefit from dorso-ventrally flattened bodies and strong, short equal fore and hind limbs with a sprawling posture
to enable them to keep a close and firm contact with the substrate1,16–21.
Here, we compare locomotor performance and kinematics in a running specialist belonging to the Lacertidae
family, A. boskianus, to a climbing specialist, the lacertid Podarcis muralis, when negotiating an uneven terrain.
Both species are described as active foragers, i.e. species for which the locomotion accounts for a large portion
of the energy budget (mean number of moves per minute: 2.01 and 3.05, respectively, and percentage of time
moving: 28.80% and 20.54%22), but they are representative of different locomotor specializations. P. muralis is
described as a specialized climber primarily seen as a rock-dwelling lizard, thus commonly encountering both
highly uneven and vertical structures as well as flat terrains23–25. A. boskianus is considered a specialist in fast
running and acceleration in an open desert environment26–29.
According to our previous results15, we presently hypothesise that the running costs (J/kg/m) should hardly
be affected by the imposed terrain variations in A. boskianus. The anticipated good performance of the running
specialist on the uneven terrain may be related to naturally occurring sand ridges in its (micro-)habitat. In the
present study we also compare the centre of mass dynamics, limb behaviour and locomotor costs of A. boskianus
with results for P. muralis when tested on the same terrain. Although the climbing specialist commonly lives in
rocky and uneven environments, our experimental terrain should strongly perturbate the running performance
of this species because its habitat commonly offers many hiding places that do not require running any great dis-
tance. Furthermore, their anatomy, i.e. a flattened body with short limbs (see above), allows it to maintain close
and firm contact with the substrate, thus P. muralis are expected to follow the uneven substrate topology closely,
leading to perturbations in their running mechanics. In this context, we hypothesise that, on the flat terrain, A.
boskianus will show better locomotor performance and lower costs to those of P. muralis17,30,31. Furthermore,
the latter should be more perturbated by the uneven terrain than the running specialist. The respective limb
and CoM dynamics should result from the differences in limb length and design4,32 and from the respective
ecologically-relevant escaping strategies of these species, i.e. running a great distance in A. boskianus and hiding
as fast as possible in P. muralis.
Methods
Subject details.
Seven adult male A. boskianus were obtained from a commercial dealer (Amfibia,
Antwerpen, Belgium) and seven adult male P. muralis were collected using hand foraging techniques in the wild
(Mechelen, Belgium; the P. muralis individuals were released in their natural environment after the experiments).
All animal care and experimental procedures were carried out in accordance with the regulations and guidelines
of the University of Antwerp. The present protocol was approved by the ethical committee of the University of
Antwerp (ECD-dossier 2013-76).
Experimental protocol and acquisition of data.
We constructed an adjustable racetrack including a
central part that could remain flat (control) or be covered with hemi-spheres (uneven terrain). The hemi-spheres
were 25 mm high, i.e. equal to ≈0.4 times snout vent length of our animal sample (63.95 ± 3.18 mm in A. boski-
anus and 61.26 ± 3.19 mm in P. muralis). We painted the flat and uneven terrains with adhesive paint and sand
was additionally spread and glued to the surface. This significantly increased the roughness of the substrates to
enable the animals to run at top speed.
The experiments took place in the morning in November 2017 for A. boskianus and in April 2018 for P. mura-
lis. All the animals were first kept in an incubator set at 37 °C for A. boskianus and 30 °C for P. muralis to optimise
their respective locomotor performance26,28. For each individual, 15 anatomical parts were marked with white
using water based paint: top of the snout, back of the head, side of the head, shoulder, mid-trunk, hip, mid-tail,
knees, proximal part of the feet, elbows and proximal part of the hands. During a 3-week period, we tested each
lizard randomly on each substrate every day. The lizards were encouraged to run along the racetrack by means of
hand chasing and one or two consecutive trials were performed per substrate [a minimum of 30 minutes rest time
(in the incubator) between the different per-substrate trials was ensured]. We recorded the running animals with
four synchronized high-speed digital video cameras operating at 325 frames.s−1 and 1/800 shutter speed (© 2018
NorPix Inc., system 10 GigE Vision, 1920 × 1080). The cameras were positioned perpendicular to the runway,
at the top and in diagonal for increasing the accuracy of the 3D reconstruction (see Figure A in Supplementary
Material). Calibration was performed using a custom-made calibrated construction (477 × 143 × 96 mm) on
which 40 dots were digitized. After the recording, the digitization of the body markers was performed manu-
ally frame-by-frame using Matlab (R2019a) and the DLTdv5 application developed by the T. Hedrick lab33. A
strong selection criterion was applied on the selection of the sequences to be digitized. Sequences were considered
appropriate when the running individuals were crossing the substrate in a straight line and at a constant speed.
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This resulted in 61 strides analyzed for A. boskianus and 51 for P. muralis. Further information about the present
experimental protocol can be found in our previous paper15.
Locomotion analysis.
On the raw data (digitized markers), we first applied a fourth order low-pass
Butterworth filter with a cut-off frequency of 60 Hz. This is well above the mean stride frequency in our study
(mean frequency = 11.74 Hz in A. boskianus and 11.69 Hz in P. muralis). Second, a general filter using a piecewise
cubic spline interpolation method was applied for missing data. For instance, the very fast movement of the limbs
during the swing phase sometimes made few dots impossible to digitize correctly. In these occasional cases, we
kept the running sequence with the few missing dots (usually 1–5 frames). If more than one third of the frames
was missing, we removed the complete stride from the dataset. We then estimated the position of the body cen-
tre of mass (CoM) based on the dissections of three A. boskianus cadavers15 and one P. muralis cadaver. After
freezing and segmenting the body, the body parts were subsequently weighed on a micro balance (MT5 Mettler
Toledo, Greifensee, Switzerland; precision: 0.01 mg), and each marker was provided with a percentage of the total
body mass (the limb CoMs are estimated at the knees and elbows). The weighted arithmetic mean of all markers
enabled us to calculate the instantaneous position of the CoM in all digitised frames. We corrected the height of
the CoM for substrate height by substracting 25 mm from CoM height on the uneven terrain (i.e. the radius of
the hemi-spheres). In our sample, the average position of the CoM was estimated to be 23.9 ± 1.9% of the trunk
from the hip joint for A. boskianus and 23.7 ± 4.9% for P. muralis. The estimated trajectory of the CoM from the
slope of the regression line in the XY-plane allowed us to recalculate the global frame of reference using a rotation
matrix, with an X-axis aligned with the direction of motion, and the Y-axis perpendicular to the X-axis in lateral
direction; the Z-axis is aligned with the gravity vector.
Morphometrics and body movements were used to determine the instantaneous mechanical energy of each
body segment (head, proximal trunk, mid-trunk, distal trunk and tail) over a stride period:
E
mgZ
m Z
X
Y
I ya
pi
(
)
2
(
)
2
si
2
2
2
2
2
=
+
+
+
+
+
Where m is the mass of the segment si, g is the gravitational acceleration (9.81 m.s−2), Z is the instantaneous
height of the CoM of the segment considered (the segment CoM is estimated from the different markers), Z, X
and Y are the linear velocity of the segment CoM, ya and pi are the angular velocity of the segment si in the fron-
tal and sagittal plane, respectively; note that the roll rotation is not included in the calculations as it is expected to
be minimal comparing to the yaw and pitch. I is the inertia of the segment si and is estimated using the moment
of inertia calculation for a uniform rod, as follows:
I
mL
12
si
2
=
Where L is the length of the segment si. Each limb was considered as a point mass at the level of the elbow or knee
and the instantaneous mechanical energy was calculated as follows:
E
mgZ
m Z
X
Y
(
)
2
pi
2
2
2
=
+
+
+
The total instantaneous minimal energy is calculated as the sum of all Esi and Epi and the time differential of
the total energy yields the instantaneous power during the stride. The integral of the positive power allows us to
calculate the average positive work and the integral of the negative power allows us to calculate the average neg-
ative work over a stride.
The overall efficiency of the muscles depends on their contractile properties as well as their elastic compo-
nents. Although the elastic components stretched during the preceding phase of negative work may increase the
efficiency of the muscles, the maximal efficiency of the conversion of chemical energy into the positive mechani-
cal work is approximately 25% in animals34–36. It has also been shown that large animals should benefit more from
elastic energy savings than smaller animals5,35. Therefore, in the present study, we are assuming that muscles can
perform positive work with a maximal efficiency of 25%. We therefore estimated the energy cost of transport from
the sum of the positive work times 4 and the negative work times 1.
Statistical analysis.
Assessing morphological differences between species. Comparisons in morphometrics
(body mass and segment lengths) were conducted between both species using exact Permutation tests for inde-
pendent samples. In this context, the statistical unit is the individual and permutations are an appropriate test for
the small sample size (n = 7).
Assessing kinematic differences among and within species. In the present protocol, a strong selection criterion had
been previously performed on the running sequences (see previous). Each selected stride comes from a different
running sequence, thus ensuring stride independence. In addition, using dimensionless quantities is a way to
control for potential random effects related to individuals because we expect individual differences in running
kinematics to be related to size. Hence, we have considered the strides as our experimental units and the strides
are compared, on the one hand, across speed and species on the control substrate (a), and on the other hand,
across speed and substrates within species (b). All kinematic data were log10-transformed before analysis in order
to ensure normality and homoscedascity assumptions.
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a) Between species on the control substrate Using analyses of variance (ANOVA), we first tested for differences
between species in mean speed and dimensionless speed [assessed using the Froude Number
×
v
l
g
2 ; where v
is the stride average speed, l is the length of the tibia of the individual considered15,37, and g is the gravita-
tional acceleration (9.81 m.s−2)]. Second, a set of covariance analyses (ANCOVAs) were performed on
different response variables including species as factor and dimensionless speed as a covariate. The
response variables tested are: the dimensionless spatio-temporal parameters [dimensionless stride length
(stride length divided by tibia length), dimensionless stride frequency (squared frequency divided by tibia
length times g) and duty factor (proportion of stance phase relative to stride duration)], the amplitude of
CoM and foot displacements on the Y-axis (lateral) and Z-axis (vertical), the relative average position of
the foot in the 3 planes, and the relative height at which the CoM is maintained.
b) Within species between substrates The same statistical tests were performed but the substrate was included
as a factor instead of the species in the ANCOVAs.
In addition, we compared the average cost of transport between species and substrates using ANOVAs.
We also compared the slopes of the linear models between the cost of transport and absolute speed using the
“lsmeans” package in R. All the statistical analyses were performed using R (version 3.3.2), but the permutation
tests were performed using StatXact (version 3.1). The significance level was set at P < 0.05.
Results and Discussion
Morphological features associated to running and climbing skills in Lacertidae.
Figure 1 shows
the morphological differences between A. boskianus and P. muralis. These differences can be related to their
respective running and climbing skills. While the snout-vent length is not different between both species, A. boski-
anus has longer hind limbs (femur + tibia) than P. muralis (independent Permutation test = 3.062; P = 0.0006;
Table A in Supplementary material). The mass of the hind limbs is more than 2 times larger than the mass of the
forelimbs in A. boskianus (5.5 g vs 2.2 g), while fore- and hind limbs masses are almost equal in P. muralis (1.8 g
vs 2.3 g). Both species exhibit longer hind limbs than forelimbs (A. boskianus: paired Permutation test = 2.551;
P = 0.0156; P. muralis: paired Permutation test = 2.514; P = 0.0156), but the difference between fore- and hind
limb lengths is significantly larger in A. boskianus than in P. muralis (independent Permutation test = 2.806;
P = 0.0012). The long hind limbs of A. boskianus relative to the forelimbs may enhance their running capacities,
while the small difference in fore- and hind limb lengths in P. muralis certainly enhances their climbing skills21.
Kinematic differences between runners and climbers when running on level surface.
According
to the trade-off hypothesis, being a specialist in one locomotor mode should impair performance in other
modes17,21,30,31. Table 1 shows the average spatio-temporal parameters for a running specialist (A. boskianus) and
Figure 1. Comparisons of the measured morphological features between the running and climbing specialists.
A. boskianus are in orange and P. muralis are in green. Symbol significance: *P < 0.05, **P < 0.01, ***P < 0.001.
Lizard drawings are from Menelia Vasilopoulou-Kampitsi.
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a climbing specialist (P. muralis) when running on a flat/even substrate. A. boskianus run significantly faster than
P. muralis (ANOVA F = 12.89, P = 0.0008). After correcting for size effects, there is no significant difference in the
average speed between A. boskianus and P. muralis (ANOVA F = 2.395, P = 0.128; Fig. 2A). Correcting for size and
speed effects, A. boskianus exhibits a higher stride frequency (ANCOVA F = 4.548, P = 0.0382; Fig. 2B) and a lower
duty factor (ANCOVA F = 68.84, P < 0.0001; Fig. 2D) than P. muralis. The amplitude of the upward displacements
of the foot (i.e. the foot clearance) is larger in A. boskianus (ANCOVA F = 15.53, P = 0.0003), while the lateral dis-
placements of the foot are larger in P. muralis (ANCOVA F = 16.44, P = 0.0002; Fig. 3). On average, P. muralis places
its feet further, laterally, from the hip (ANCOVA F = 12.65, P = 0.0009), i.e. the posture is relatively more sprawled,
and the same happens in the fore-aft direction (ANCOVA F = 13.01, P = 0.0007), i.e. the foot is more retracted in P.
muralis (Fig. 4). There is no difference in the amplitude of CoM translation in the lateral and upward directions on
the flat terrain. However, the CoM is maintained at a significantly lower height in P. muralis compared to A. boski-
anus (9.21 ± 3.03 mm and 17.15 ± 3.66 mm, respectively; ANCOVA F = 43.74, P < 0.0001). To sum up, A. boskianus
use more parasagittal hind limb postures with a larger foot clearance, exhibit lower duty factor, higher stride fre-
quency and keep the CoM relatively higher than P. muralis. These specificities thus emerge in A. boskianus which is
a fast runner in general and a better sprinter than P. muralis on level surface. P. muralis run with a CoM very close to
the surface, which is advantageous for balance in lizards that climb vertical surfaces21, while A. boskianus keep the
CoM higher, avoiding touching the substrate and providing space for parasagittal limb displacements. In this way, A.
boskianus run much faster, as observed in lizards living in open habitat38.
A. boskianus
P. muralis
Flat (control)
Uneven
Flat (control)
Uneven
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Speed (m.s−1)
1.72
0.48
1.56
0.45
1.16
0.27
0.92
0.15
Stride frequency (Hz)
11.74
2.52
12.24
2.89
11.69
2.29
11.19
2.46
Duty factor (%)
26.67
5.49
33.43
7.28
53.25
11.66
55.97
6.22
Stride length (mm)
141.18
20.6
122.47
23.21
77.09
16.13
67.34
11.97
Table 1. Mean ± SD for spatio-temporal parameters.
Figure 2. Average dimensionless speed (A) and spatio-temporal parameters calculated for each species and
for each substrate: Dimensionless stride frequency (B), dimensionless stride length (C), duty factor (D). The
brown colour is for A. boskianus, the green colour is for P. muralis. Within each species, darker bars represent
the control (flat surface), lighter bars represent the uneven terrain (i.e. hemi-spheres). Error bars show standard
deviations. Symbol significance: *P < 0.05, **P < 0.01, ***P < 0.001.
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Impact of running over an uneven terrain for a running specialist.
According to previous research15,
the small fast running specialist A. boskianus, is able to cope with complex substrates without there being any
impact on sprint speed (Fig. 2). Although the stride length decreases (141 mm vs 122 mm; ANCOVA F = 4.075,
P = 0.0482) and the duty factor increases (27% vs 33%; ANCOVA F = 9.134, P = 0.004), the average speed is
not significantly impaired in this context. The orbit characterizing the movement of the foot relative to the
hip also remains similar across the substrates in the sagittal plane (the XZ-plane) and in the frontal plane (the
XY-plane; Fig. 5). We observed a significant increase in the amplitude of the foot clearance (ANCOVA F = 10.655,
P = 0.0018; see Fig. 3) and the height at which the CoM is maintained decreases significantly (17.15 ± 3.66 mm
vs 12.44 ± 3.28 mm; ANCOVA F = 16.565, P = 0.0001). In general, the complex terrain impacts few kinematic
aspects of A. boskianus (Figs 3 and 4). The changes occur mainly at the level of the legs that adjust instantaneously
to the substrate variations through larger amplitudes of the foot clearance. This enables A. boskianus to keep the
trajectory, as well as the movement amplitude, of the CoM stable.
Impact of running over an uneven terrain for a climbing specialist.
Contrary to A. boskianus,
the average speed when negotiating the uneven terrain decreases significantly in P. muralis (1.16 ± 0.27 m.s−1
vs 0.92 ± 0.15 m.s−1; ANOVA F = 5.346, P = 0.025; Fig. 2). The stride frequency also decreases significantly
(11.69 ± 2 Hz vs 11.19 ± 2 Hz; ANCOVA F = 9.148, P = 0.004; Fig. 2). Although the amplitude of the foot move-
ments does not change on the uneven terrain, the centre of the orbit of the foot movement shifts downwards
on the sagittal plane (ANCOVA F = 7.67, P = 0.008; Figs 4 and 5); it does not change in the frontal and trans-
versal planes. The CoM translation in the Z-direction increases (ANCOVA F = 5.09, P = 0.029) and the relative
height at which the CoM is maintained decreases significantly (9.21 ± 3 mm vs 6.22 ± 2 mm; ANCOVA F = 7.732,
P = 0.0078).
Costs of transport in running and climbing specialists.
The cost of transport does not differ between
the two species when running on a flat substrate (ANOVA F = 0.029, P = 0.87), however A. boskianus still run
on average 50% faster than P. muralis. The substrate type (flat or uneven) does not impact the cost of transport
in A. boskianus which supports the hypothesis that the morphology of A. boskianus is strongly adapted for fast
running27,29. When these animals encounter large terrain variations relative to leg length, they can continue to
minimise the energy costs related to running. In A. boskianus, leg movements adjust to the substrates’ variations,
enhancing the stability of their CoM15. On the contrary, the complex terrain provokes a significant increase in
the cost of transport in P. muralis (ANOVA F = 4.445, P = 0.041; Fig. 6) but the relationship between the cost of
transport and speed is not impacted, i.e. there is no significant difference between the slopes of the regression
lines among and within species. The general increase in the cost of transport in the climbing specialist P. muralis
Figure 3. Average amplitudes of the CoM and foot displacements in the Y- and Z-directions. See Fig. 1 for
symbol significance.
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is mainly related to an increase of the positive external energy (Fig. 7). Although it can keep the energy costs
associated with running at a low level on an even terrain, the costs increase significantly when the demands of the
terrain become too high. In the context of the present uneven terrain, the running performance of P. muralis is
strongly affected and the locomotor economy is lost.
Overall, our results show that runners and climbers have the same cost of transport on level terrain, although
climbers run at a slower speed. Contrary to our hypothesis, the cost of transport is not higher in the climbers
Figure 4. Average position of the foot relative to the hip per stride and corrected for size in the three planes of
movement. See Fig. 1 for colour and symbol significance.
Figure 5. Mean trajectory of the foot movement relative to the hip on the sagittal (Z) and frontal (Y) planes
(note that the orbits are not corrected for size). The hip is represented by a white circle. The orange colour is for
A. boskianus (adapted from15), the green colour is for P. muralis. Within each species, darker orbits represent the
control (flat surface), lighter orbits represent the uneven terrain (i.e. hemi-spheres).
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running on a level surface. Nevertheless, it is possible that the lower running speed of climbers allows them to
maintain low energy costs (the slope between speed and cost of transport does not differ between the two spe-
cies, but if P. muralis was able to run faster, Fig. 6 suggests even higher costs relative to A. boskianus). Thus, the
morphological features associated with climbing impair sprint speed, as there is no difference in dimensionless
speed. As anticipated, on the one hand, the uneven terrain has no influence on the average speed and the cost of
transport in the running specialist, A. boskianus. On the other hand, the climber, P. muralis, encounters many
more difficulties when negotiating uneven terrain. Indeed, speed and energy expenditure are impaired in P. mura-
lis running on uneven terrain. In general, their legs are kept more extended, but the amplitude of movement
does not change. Hence, leg movements do not adjust to the terrain as observed in A. boskianus, resulting in an
increase of the movement of the CoM and a decrease in locomotor efficiency.
Movement is obviously related to muscle effort, and it can be expected that the maximal locomotor power
output will be limited by the force that can be generated by the muscles. Some authors have argued that small
animals (mammals and reptiles) do not rely on elastic energy mechanisms for locomotion, thus they exhibit
important metabolic costs27,35. Although sprawled leg postures should increase the required muscle forces32,39,40,
Figure 6. Relationship between speed and cost of transport (estimated from the fluctuations of the minimal
mechanical energy) in P. muralis (in green) and A. boskianus (in orange). Squares indicate the strides performed
on the flat (control) substrate and the solid lines represent the respective linear models, circles indicate the
strides performed on the uneven substrates and the dashed lines represent the linear models.
Figure 7. Positive and negative minimal mechanical energy in A. boskianus and P. muralis on the control
and complex terrain. The solid colour represents the positive energy (+) and the diagonal lines represent the
negative energy (−).
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our results suggest that, overall, the costs of transport associated with running are similar in two lizard species
adopting either more parasagittal leg postures (A. boskianus) or more sprawled postures (P. muralis). However,
we have observed that the costs of transport are larger in P. muralis than in A. boskianus when crossing uneven
terrain. The necessity to limit metabolic costs may be less important in fast climbers than in fast runners because
climbers from rocky environments primarily rely on explosive power generation in order to find shelter rapidly
within close proximity. This is indeed a typical behavioural strategy of P. muralis25. On the other hand, small run-
ning specialists such as A. boskianus definitely need endurance too, in order to escape to the nearest hiding place,
which can be located at a distance, certainly for a desert species such as A. boskianus. As a result, they need to be
able to keep the energy costs associated with fast locomotion at a low level; when targeted by a predator, making
a stop in the middle of the pathway is not an option. A. boskianus can minimize the energetic challenges imposed
by uneven terrain by limiting the movement amplitude of the CoM. Our study, therefore, supports the assump-
tion that locomotor economy is optimized in accordance to the ecological relevance35.
conclusion
The capacity to negotiate uneven terrain at the scale of the animal size is not a common capacity shared by liz-
ards in general. The climbing specialist tested in this study displays the lowest performance on uneven terrain.
Saxicolous habitats are the primary niche of P. muralis, and it certainly poses many opportunities for hiding and
escaping. In this way the obstacles and vertical substrates that have to be dealt with are commonly much larger
than the size of these lizards. Our finding of the lower velocity and a higher energy cost on the uneven terrain
for P. muralis compared to A. boskianus, support the theory that the former uses a behavioural strategy of swiftly
escaping to a close hiding place when confronted with danger. For them, short running burst can be very effective.
The running specialist A. boskianus, on the other hand, presumably runs away rapidly over long(er) distances
under similar circumstances. This can, again, be linked to its specific structural microhabitat. A. boskianus lizards
live in open environments such as deserts, where hiding spots can be located a long distance away. The specific
structural microhabitat found in the desert may resemble most closely the uneven terrain in our experiments
because on sandy substrates, sand ridges are often present, as a result of complex interactions between flowing
sand masses and wind. This microstructure of a substrate that is very flat on a larger scale, may challenge small
lizards such as A. boskianus in a very similar way as the uneven terrain in our experiments. This could explain why
they perform so well on this substrate, both in terms of velocity and energy expenditure. Our study, therefore,
supports the hypothesis that microhabitats impose functional demands that species are adapted for, rather than
large ecological niches41. Furthermore, locomotor costs can also be important factors in small vertebrates. Given
their ecological niche, locomotor economy may represent a significant constraint for the evolution of lizards.
Data availability
All the data used in the statistical tests can be found in Supplementary Material (Dataset 2).
Received: 31 May 2019; Accepted: 29 October 2019;
Published: xx xx xxxx
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Acknowledgements
We are very grateful to Gregory Desor and Jan Scholliers for their valuable help for designing and building the
complex terrain. We thank Lise Eerdekens, Nick Van Hul and Ilse Goyens for their valuable help in digitising a
large number of running sequences. We thank the referees for their constructive and detailed comments on the
first version of the manuscript. We are very grateful to Josie Meaney-Ward who revised and improved the English
of the manuscript. This work was supported by Fonds Wetenschappelijk Onderzoek (FWO project G0E02.14N).
J.G. was funded by an FWO postdoctoral fellowship (12R5118N). M.V.-K. was funded by the Department of
Biology, University of Antwerp.
Author contributions
Conceptualization and methodology: F.D., J.G., P.A.; Data collection and investigation: F.D., M.V.-K.; Analyses:
F.D., J.G., P.A.; Data curation: F.D.; Writing - original draft: F.D.; Writing - review & editing: F.D., J.G., M.V.-K.,
P.A.; Project administration: P.A.; Funding acquisition: P.A., J.G.
Competing interests
The authors declare no competing interests.
Additional information
Supplementary information is available for this paper at https://doi.org/10.1038/s41598-019-53329-5.
Correspondence and requests for materials should be addressed to F.D.
Reprints and permissions information is available at www.nature.com/reprints.
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and
institutional affiliations.
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Open Access This article is licensed under a Creative Commons Attribution 4.0 International
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© The Author(s) 2019
| Small vertebrates running on uneven terrain: a biomechanical study of two differently specialised lacertid lizards. | 11-14-2019 | Druelle, François,Goyens, Jana,Vasilopoulou-Kampitsi, Menelia,Aerts, Peter | eng |
PMC8295593 | Physiological Reports. 2021;9:e14956.
| 1 of 9
https://doi.org/10.14814/phy2.14956
wileyonlinelibrary.com/journal/phy2
1 | INTRODUCTION
The classification of endurance exercise fatigue encom-
passes diverse models and theories (Abbiss & Laursen,
2005), components (Carriker, 2017), and various aspects
of muscular function (Wan et al., 2017), biochemical bal-
ance (Jastrzębski et al., 2015) as well as both the central
and peripheral nervous systems (Davis & Walsh, 2010;
Received: 3 April 2021 | Revised: 11 June 2021 | Accepted: 17 June 2021
DOI: 10.14814/phy2.14956
O R I G I N A L A R T I C L E
Fractal correlation properties of heart rate variability as a
biomarker of endurance exercise fatigue in ultramarathon
runners
Bruce Rogers1
| Laurent Mourot2,3 | Gregory Doucende4 | Thomas Gronwald5
This is an open access article under the terms of the Creat ive Commo ns Attri bution License, which permits use, distribution and reproduction in any medium, provided the original
work is properly cited.
© 2021 The Authors. Physiological Reports published by Wiley Periodicals LLC on behalf of The Physiological Society and the American Physiological Society
1College of Medicine, University of
Central Florida, Orlando, FL, USA
2EA3920 Prognostic Factors and
Regulatory Factors of Cardiac and
Vascular Pathologies, Exercise
Performance Health Innovation (EPHI)
platform, University of Bourgogne
Franche- Comté, Besançon, France
3National Research Tomsk Polytechnic
University, Tomsk Oblast, Russia
4Université de Perpignan Via Domitia,
Laboratoire Européen Performance Santé
Altitude (LEPSA), Besançon, France
5Faculty of Health Sciences, Department
of Performance, Neuroscience, Therapy
and Health, MSH Medical School
Hamburg, University of Applied Sciences
and Medical University, Hamburg,
Germany
Correspondence
Bruce Rogers, College of Medicine,
University of Central Florida, 6850 Lake
Nona Boulevard, Orlando, FL 32827-
7408, USA.
Email: [email protected]
Funding information
This research received no external
funding.
Abstract
Although heart rate variability (HRV) indexes have been helpful for monitoring the
fatigued state while resting, little data indicate that there is comparable potential dur-
ing exercise. Since an index of HRV based on fractal correlation properties, alpha
1 of detrended fluctuation analysis (DFA a1) displays overall organismic demands,
alteration during exertion may provide insight into physiologic changes accompany-
ing fatigue. Two weeks after collecting baseline demographic and gas exchange data,
11 experienced ultramarathon runners were divided into two groups. Seven runners
performed a simulated ultramarathon for 6 h (Fatigue group, FG) and four runners
performed daily activity over a similar period (Control group, CG). Before (Pre) and
after (Post) the ultramarathon or daily activity, DFA a1, heart rate (HR), running
economy (RE) and countermovement jumps (CMJ) were measured while running on
a treadmill at 3 m/s. In Pre versus Post comparisons, data showed a decline with large
effect size in DFA a1 post intervention only for FG (Pre: 0.71, Post: 0.32; d = 1.34),
with minor differences and small effect sizes in HR (d = 0.02) and RE (d = 0.21).
CG showed only minor differences with small effect sizes in DFA a1 (d = 0.19),
HR (d = 0.15), and RE (d = 0.31). CMJ vertical peak force showed fatigue- induced
decreases with large effect size in FG (d = 0.82) compared to CG (d = 0.02). At the
completion of an ultramarathon, DFA a1 decreased with large effect size while run-
ning at low intensity compared to pre- race values. DFA a1 may offer an opportunity
for real- time tracking of physiologic status in terms of monitoring for fatigue and
possibly as an early warning signal of systemic perturbation.
K E Y W O R D S
DFA a1, endurance exercise, fatigue, marathon, running
2 of 9 |
ROGERS Et al.
McMorris et al., 2018; Martínez- Navarro et al., 2019; Martin
et al., 2018; for an overview see Ament & Verkerke, 2009).
Objective means to quantify fatigue related to endurance
exercise may include various modalities including salivary
hormone markers (Deneen & Jones, 2017), muscle enzyme
elevation (Martínez- Navarro et al., 2019), blood lactate con-
centration (Jastrzębski et al., 2015), markers of substrate
availability (Schader et al., 2020), cortical activity (Ludyga
et al., 2016), functional testing such as the counter movement
jump (Wu et al., 2019) and measures of running economy
(Scheer et al., 2018). Fatigue can be also measured subjec-
tively through “rating of perceived effort” (RPE, Halperin &
Emanuel, 2020) such as the well- known Borg scale (Borg,
1982).
Although well established, none of these tools are eas-
ily implemented for practical usage in the vast majority of
endurance athletes. Since exercise- related fatigue is an in-
evitable consequence of a long duration endurance session,
an easily available objective biomarker using a low- cost con-
sumer wearable device would be ideal. While resting heart
rate (HR) variability (HRV) may provide information on
functional overreaching, and post exercise HRV may indicate
autonomic recovery status (Manresa- Rocamora et al., 2021;
Stanley et al., 2013), neither modality can answer the ques-
tion of whether a specific exercise endeavor is leading to a
fatigued state as the activity occurs.
Recently, a nonlinear index of HRV based on fractal correla-
tion properties termed alpha 1 (short- term scaling exponent) of
detrended fluctuation analysis (DFA a1) has been shown to
change with increasing exercise intensity (Gronwald & Hoos,
2020). This index represents the fractal, self- similar nature of
cardiac beat- to- beat intervals. At low exercise intensity, DFA
a1 values usually are near 1 or slightly above, signifying a well
correlated, fractal pattern. As intensity rises, the index will
drop past 0.75 near the aerobic threshold (AT) then approach
uncorrelated, random patterns represented by values near 0.5
at higher work rates (Rogers, Giles, Draper, Hoos et al., 2021).
The underlying mechanism for this behavior is felt to be due
to alterations in autonomic nervous system balance, primarily
withdrawal of the parasympathetic branch and enhancement
of the sympathetic branch as well as other potential factors
(Gronwald et al., 2020). As opposed to other HRV indexes
that reach a nadir value at the aerobic threshold (SDNN: the
total variability as the standard deviation of all normal RR in-
tervals; SD1: standard deviation of the distances of the points
from the minor axis in the Poincaré plot), DFA a1 has a wide
dynamic range sufficient to differentiate mild versus moder-
ate versus severe intensity domains. For example, at the AT,
a DFA a1 near 0.75 is usually present (Rogers, Giles, Draper,
Hoos et al., 2021), whereas SDNN and SD1 are already at their
lowest values (Gronwald et al., 2020). One advantageous prop-
erty of DFA a1 revolves around its dimensionless nature, as
values appear to apply to an individual regardless of fitness
status. For example, a value of 0.5 corresponds to an exercise
intensity well above the AT in most individuals without hav-
ing prior knowledge of the current HR or power (Gronwald
et al., 2020). In addition to its recent usage to delineate the AT
during exercise testing, DFA a1 has an extensive literature as a
final common pathway of assessing total body “organismic de-
mand” (Gronwald & Hoos, 2020). This concept refers to DFA
a1 status as an index of overall systemic internal load rather
than being purely related to isolated single factor measures of
external load such as cycling power, or metrics of subsystem
internal loads such as HR, respiratory rate, or VO2. Therefore,
the dimensionless index DFA a1 shows great potential as a
descriptor of the Network Physiology of Exercise (NPE), re-
cently introduced by Balagué et al., (2020). In particular, this
index is well suited for the demarcation of the complex dynam-
ics of internal load development over the course of prolonged
endurance exercise as well as for the assessment of athletes'
fatigued state while still in the process of exercising.
Although various endurance exercise modalities can lead
to fatigue, the ultramarathon represents one of the most ex-
treme examples. As defined by a run distance of over 42 km
with a variety of surface/terrain/elevation characteristics
(Scheer et al., 2020), it has been associated with electrolyte
imbalance, severe muscle damage, end organ dysfunction,
altered oxygen cost of running, and hormonal dysregula-
tion (Knechtle & Nikolaidis, 2018; Ramos- Campo et al.,
2016). At the same time, the pace is generally considered
moderate, with only slight lactate elevations above baseline
noted (Jastrzębski et al., 2015; Ramos- Campo et al., 2016).
Therefore, it represents an extreme setting of prolonged but
moderate level exercise intensity that can lead to major sys-
temic perturbation. Since DFA a1 has been shown to be a
marker of overall organismic demand, it would be of interest
to explore its behavior after such an endeavor. In addition,
since it has also been noted to be a proxy for the aerobic
threshold, alteration of this relationship may indicate the
need for pace adjustment for the purpose of intensity distri-
bution. Although relatively short durations of exercise below
the AT do not seem to lead to major alterations in DFA a1
behavior (Rogers, 2020), physiologic disruption produced by
an ultramarathon certainly could do so. Hence, the aim of this
report is to evaluate the change in exercise associated DFA a1
dynamics toward the end of a simulated ultramarathon and
compare this to changes in HR and running economy while
still performing dynamic exercise.
2 | MATERIALS AND METHODS
2.1 | Participants
Eleven experienced (nine male, two female) ultramarathon
runners without major past medical history, medications, or
| 3 of 9
ROGERS Et al.
recent illness were recruited for the study. All had purpose-
fully trained for an ultramarathon and were experienced in
performing a race of greater than 50 km or longer than 6 h in
total duration.
2.2 | Baseline assessment
As part of the baseline assessment, participants performed
a familiarization of countermovement jumps (CMJ) prac-
tice with an emphasis on the speed of jump. An incremental
treadmill test to exhaustion was done to determine peak oxy-
gen uptake (VO2MAX), the first and second ventilatory thresh-
olds 2 weeks prior to the ultramarathon run. After a warm- up
of about 10 min at 3 m/s, the initial running speed was set
at 3.6 m/s with the first stage lasting 2 min. The speed was
then progressively increased by 0.28 m/s every 2 min until
exhaustion. Breath- by- breath gas exchange was continu-
ously measured via metabolic cart (Metalyzer 3B- R3system;
Cortex Biophysics, Leipzig, Germany). Ventilatory thresh-
olds were determined visually with the first threshold defined
by the V slope method and second threshold by the change
in VCO2/ventilation ratio (Beaver et al., 1986). VO2MAX was
defined as the average VO2 over the last 60 s of the test. Peak
effort was confirmed by failure of VO2 and/or HR to increase
with further increases in work rate. Pertinent demographic
data are shown in Table 1 including age, height, weight,
years of training, weekly training volume, and results of the
gas exchange testing. Participants did not consume caffeine,
alcohol, or any stimulant for the 24 h before testing. The
experimental design of the study was approved by the local
Human Research Ethic Committee (2016- A00511- 50), con-
ducted in conformity with the latest version of the Declaration
of Helsinki and written informed consent for all participants
was obtained.
2.3 | Study protocol
Initially, all participants underwent a CMJ testing sessions
with 3 CMJ trials and 30 s rest between to assess fatigue-
induced changes in the neuromuscular function (Claudino
et al., 2017). The maximum jump height and the vertical
peak force normalized per the participants’ body mass(N/
kg) were measured using a portable force platform (Quattro-
Jump, Kistler, Winterthur, Switzerland) at a sampling rate of
500 Hz. The average values of the 3 CMJ trials were used in
the subsequent statistical analysis. All participants then per-
formed a treadmill run (Pre) at a fixed velocity of 3 m/s for
a duration of 5 min the day before the simulated ultramara-
thon for measurements of oxygen uptake (VO2). Breath- by-
breath gas exchange was continuously measured by the same
metabolic cart as in the initial assessment (Metalyzer 3B-
R3 system; Cortex Biophysics, Leipzig, Germany). VO2 was
averaged over the last 1 min to estimate the running econ-
omy (Bontemps et al., 2020). The following day, seven par-
ticipants ran a simulated ultramarathon for approximately 6 h
(Fatigue group, FG, see Table 2), while the remaining four
TABLE 1 Demographic data and data from the baseline assessment of all participants (n = 11)
Group
Age
Sex
BW
[Kg]
Ht [cm]
Yrs
training
Hrs/wk
training
VO2MAX [ml/
kg/min]
VT1 [ml/
kg/min]
VT2 [ml/
kg/min]
FG 1
20
M
70
190
6
13
80
52
68
FG 2
24
M
65
175
10
12
75
48
65
FG 3
22
M
81
186
10
11
74
47
63
FG 4
44
F
54
162
6
11
63
39
52
FG 5
45
M
64
170
5
5
55
36
45
FG 6
43
M
72
176
30
5
53
35
43
FG 7
49
M
71
170
12
8
52
34
42
Mean±SD
35 (±12)
–
68 (±8)
176 (±9)
11 (±8)
9 (±3)
64 (±11)
42 (±7)
54 (±10)
CG 1
24
M
67
162
8
15
75
46
62
CG 2
32
M
68
178
6
9
75
47
65
CG 3
40
M
68
177
20
9
70
45
60
CG 4
42
F
60
168
3
4
49
30
41
Mean ± SD
35 (±7)
–
66 (±3)
171 (±7)
9 (±6)
9 (±4)
67 (±11)
42 (±7)
57 (±9)
d
0.07
–
0.33
0.48
0.25
0.01
0.22
0.06
0.27
Group: Fatigue group with number of the participant (FG) and Control group with number of the participant (CG), Age, current age, Sex; BW, Body weight; Ht,
Height; Yrs training, total years of marathon training; Hrs/wk training, approximate hours per week of marathon- related training; VO2MAX, peak oxygen uptake
reached on baseline ramp test; VT1, first ventilatory threshold; VT2, second ventilatory threshold. Mean (± standard deviation, SD) and Cohen's d for group
comparisons in last row.
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TABLE 2 Pre and Post intervention data for both groups and all participants (n=11)
Group
Pre
Post
Ultramarathon
HR
[bpm]
DFA a1
RE [ml/
kg/min]
CMJ
vertical
peak
force [N/
kg]
CMJ
jump
height
[cm]
VO2 run/
VT1 [%]
HR
[bpm]
DFA a1
RE [ml/
kg/min]
CMJ
vertical
peak
force [N/
kg]
CMJ
jump
height
[cm]
VO2 run/
VT1 [%]
Time
[h:min]
Distance
[Km]
Speed
[m/s]
FG 1
158
1.286
39
–
–
75%
170
0.353
41
–
–
78%
5:50
42
2.0
FG 2
125
1.192
37
21.7
32.2
77%
133
0.396
36
21.7
30.1
75%
6:35
48
2.0
FG 3
134
0.776
29
18.9
34.6
61%
134
0.356
33
17.1
29.0
70%
6:35
48
2.0
FG 4
132
0.269
36
21.6
21.7
92%
131
0.358
35
20.0
19.9
90%
5:52
44
2.1
FG 5
149
0.706
37
21.9
23.1
102%
141
0.314
37
18.4
20.5
102%
5:54
39
1.8
FG 6
141
0.313
41
20.7
26.9
117%
135
0.124
35
18.8
24.5
100%
6:15
43
1.9
FG 7
148
0.436
35
16.7
15.0
102%
143
0.317
32
16.5
13.8
93%
6:10
45
2.0
Mean±SD
141 (±11)
0.71
(±0.41)
36
(±4)
20.2
(±1.9)
25.6
(±6.6)
89 (±19)
141 (±13)
0.32
(±0.09)
36
(±3)
18.8
(±1.7)
23.0
(±5.6)
87 (±12)
6:10
(±0:19)
44
(±3)
2.0 (±0.1)
CG 1
129
1.201
34
25.7
33.7
74%
127
1.301
33
26.1
34.8
72%
CG 2
140
0.853
36
20.2
24.5
76%
136
0.806
35
19.4
24.4
74%
CG 3
110
1.063
32
22.4
23.7
71%
103
1.157
32
22.5
24.0
71%
CG 4
163
0.559
38
17.9
12.3
125%
158
0.598
37
18.5
13.9
122%
Mean±SD
135 (±22)
0.92
(±0.28)
35
(±3)
21.6
(±3.3)
23.6
(±8.8)
87 (±25)
131 (±22)
0.97
(±0.32)
34
(±2)
21.6
(±3.4)
24.3
(±8.5)
85 (±21)
d
0.34
0.56
0.38
0.53
0.28
0.12
0.58
3.25
0.49
1.17
0.19
0.12
Group, Fatigue group with number of the participant (FG) and Control group with number of the participant (CG); HR, average heart rate; DFA a1, short- term scaling exponent alpha1 of detrended fluctuation analysis; RE,
running economy via oxygen uptake; CMJ, counter movement jump assessment (please consider that there is one data pair missing in FG due to technical issues) ; VO2 run/VT1, ratio of the oxygen uptake measured during the
Pre or Post 3 m/s treadmill run to that of the oxygen uptake of the first ventilatory threshold from baseline assessment; Time, time spent performing the simulated ultramarathon; Distance, distance performed in the simulated
ultramarathon; Speed, calculated average run speed of the ultramarathon based on time and distance. Mean (± standard deviation; SD) and Cohen's d for group comparisons in last row.
| 5 of 9
ROGERS Et al.
participants (Control group, CG) did normal nonstrenuous
daily activity for 6 h. Participants ran on an 11.5- km off road
trail loop at a freely chosen pace (with an elevation change
of 550 m) without rest periods and were allowed to ingest
food and water freely. Immediately following the completion
of the 6 h run or 6 h nonstrenuous activity, an identical CMJ
assessment and treadmill test (Post) was performed on each
individual for the same measurement parameters. No change
in protocol occurred between pre and post intervention test-
ing. Estimated running speed was calculated based on total
covered distance and elapsed time.
2.4 | RR measurements and calculation of
DFA a1
A Polar H10 (Polar Electro Oy, Kempele, Finland) HR moni-
toring (HRM) device with a sampling rate of 1000 Hz was
used to detect RR intervals in all individuals during the Pre
and Post treadmill run over 5 min. All RR data were recorded
with a Suunto Memory Belt (Suunto, Vantaa, Finland),
downloaded as text files, and then imported into Kubios
HRV Software Version 3.4.3 (Biosignal Analysis and
Medical Imaging Group, Department of Physics, University
of Kuopio, Kuopio, Finland; Tarvainen et al., 2014). Kubios
preprocessing settings were set to the default values includ-
ing the RR detrending method which was kept at “Smoothn
priors” (Lambda = 500). DFA a1 window width was set to
4 ≤ n ≤ 16 beats. The RR series was then corrected by the
Kubios “automatic method” (Lipponen & Tarvainen, 2019)
and relevant parameters exported as text files for further anal-
ysis. DFA a1 and average HR were calculated from the RR
data series of the 2 min time window consisting of the start
of minute 4 to the end of minute 5 of the treadmill exercise
in both Pre and Post conditions. Two min time windowing
was chosen based on previous calculations as to the mini-
mal required beat count (Chen et al., 2002). Artifact levels
measured by Kubios HRV were below 5%. This limit was
previously shown to have minimal effect on DFA a1 during
exercise (Rogers, Giles, Draper, Mourot et al., 2021).
2.5 | Statistics
Statistical analyses of means and standard deviations were
performed for demographic data, Pre and Post treadmill
run DFA a1, average HR and VO2 in Microsoft Excel 365.
Additional statistical analysis was performed using SPSS
23.0 (IBM Statistics, United States) for Windows (Microsoft,
USA). The Shapiro– Wilk test was applied to verify the
Gaussian distribution of the data. The degree of variance
homogeneity was verified by the Levene's test. To account
for the unbalanced and small participant numbers of the elite
ultramarathon runners group comparison of demographic
data, data of baseline assessment, pre intervention data and
to analyze the effects of the intervention (Pre vs. Post) on
dependent variables (DFA a1, HR, RE, and CMJ) were em-
ployed via effect size calculation (Coe, 2002) (the mean
difference between scores divided by the pooled standard de-
viation of group comparison and Pre versus Post comparison
of each variable). The interpretation of effect sizes is based
on Cohen's thresholds for small effects (d < 0.5), moderate
effects (d ≥ 0.5), and large effects (d > 0.8) (Cohen, 1988).
3 | RESULTS
Mean and standard deviations for measured parameters are
listed in Table 2 for each group (FG vs. CG). There were only
small effect sizes in group comparison in demographic data
and data from baseline assessment (Table 1). Pre intervention
data showed small to medium effect sizes in comparison of
both groups in dependent variables HR, DFA a1, RE, and
CMJ (Table 2). In Pre versus Post comparisons, data showed
a decline with large effect size in DFA a1 (d = 1.38) and
CMJ vertical peak force (d = 0.82) post intervention only
for FG, with minor differences and small effect sizes in HR
(d = 0.02), RE (d = 0.21) or CMJ jump height (d = 0.43).
CG showed only minor differences with small effect sizes in
DFA a1 (d = 0.19), HR (d = 0.15), RE (d = 0.31) and CMJ
vertical peak force (d = 0.02), and jump height (d = 0.09)
(Figure 1).
4 | DISCUSSION
The aim of this study was to determine if a simulated ultra-
marathon run- induced changes in a nonlinear HRV index of
fractal correlation properties, DFA a1, during dynamic exer-
cise. Since the ultramarathon has been shown to cause major
perturbation of many metabolic, systemic, and neuromuscu-
lar systems (Knechtle & Nikolaidis, 2018; Ramos- Campo
et al., 2016), it is ideal for investigating whether a HRV
index representing overall organismic demand also exhib-
its analogous alterations while still performing the exercise.
This particular index is especially well suited for the assess-
ment of overall physiologic status during activity by virtue of
its excellent dynamic range over mild, moderate, and severe
exercise intensity domains (Gronwald et al., 2020). A major
finding of this report is that after a 6 h ultramarathon, DFA a1
was markedly suppressed while running at a pace close to the
aerobic threshold. Vertical peak force decreases from CMJ
assessment confirmed fatigue- induced changes in the neuro-
muscular function of the lower- limbs. Despite the expected
systemic effects, neither HR nor running economy appeared
to be altered after the ultramarathon. Past analyses have
6 of 9 |
ROGERS Et al.
shown variable effects on measures of running economy post
ultramarathon with both higher and neutral oxygen usage at
a fixed running speed (Scheer et al., 2018; Vernillo et al.,
2019). In regard to HR over the course of a marathon, it ap-
pears that this metric is not very helpful in monitoring ongo-
ing fatigue. HR can remain stable without much upward drift
over the course of a marathon, at the cost of a slight decrease
in speed (Billat et al., 2012). Therefore, if one were attempt-
ing to track signs of metabolic distress by observing HR, VO2,
or DFA a1 in this particular study, only DFA a1 would have
revealed changes while activity was ongoing. As compared
with Pre measurements, DFA a1 was markedly suppressed in
all athletes during the exercise at a fixed low intensity pace
after the ultramarathon, comprising values well past uncorre-
lated patterns and falling into the anticorrelated range. These
values are generally associated with the highest exercise in-
tensity domain and should not occur during low to moderate
work rates (Gronwald & Hoos, 2020). In accordance with
this observation, prior studies of prolonged cycling exercise
(60 min or until voluntary exhaustion) with constant power at
90% to 100% of the second lactate threshold, showed DFA a1
exhibiting a clear decrease comparing the beginning and end
of the exercise bout, potentially showing an effect of fatigue
(Gronwald et al., 2018, 2019). In the present study, all but
one of the FG individuals had suppression of DFA a1 from
their Pre- values. Although the CG did not have similar DFA
a1 values compared to the FG before the ultramarathon they
did not have a meaningful decline, when tested again after
normal daily activity. In terms of running pace, the ultramar-
athon speed was well below that of the treadmill test of 3 m/s
and below the AT as demonstrated by baseline VO2 measure-
ments. Despite this point, it appears that blood lactate does
accumulate above baseline but still remains at a steady state
during an ultramarathon run (Jastrzębski et al., 2015; Ramos-
Campo et al., 2016). Therefore, it seems that blood lactate
could underestimate the severity of this type of long duration
exercise in terms of whole body systemic effects.
The mechanism of DFA a1 decline during both increas-
ing exercise intensity and high organismic demand revolves
around autonomic nervous system balance as well as other
potential factors (Sandercock & Brodie, 2006; Papaioannou
et al., 2013; White & Raven, 2014; Michael et al., 2017). As
overall demand rises there is a withdrawal of the parasympa-
thetic and stimulation of the sympathetic system (White &
Raven, 2014) affecting the sinoatrial node leading to a loss
of fractal correlation properties of the HR times series. This
can also be described in terms of a “networking” process
(Balagué et al., 2020), related to integration of many meta-
bolic, neuromuscular and hormonal inputs. With increasing
exercise intensity and/or fatigue it seems that organismic reg-
ulation starts to disengage subsystems (e.g., dissociation of
cardiac and respiratory systems) in terms of a disintegration,
decoupling, and segregation process (Gronwald et al., 2020).
This behavior could be interpreted as a protective feedback
mechanism where interactions of subsystems fail before the
whole system fails. Interestingly, studies have indicated that
DFA a1 rises in the immediate post ultramarathon recov-
ery period during supine resting conditions, showing highly
correlated patterns with increased correlation properties of
HR time series (Martínez- Navarro et al., 2019). This activ-
ity could be explained as a systematic reorganization of the
organism with increased correlation properties in cardiac au-
tonomic regulation with a predominance of parasympathetic
activity during passive or active recovery with very low ex-
ercise intensity (parasympathetic reactivation) (Casties et al.,
2006; Kannankeril & Goldberger, 2002; Stanley et al., 2013).
FIGURE 1 (a) Mean, 95% confidence interval and individual responses while running on a treadmill at 3 m/s for DFA a1 Pre and Post
ultramarathon run (FG) in seven participants, (b) Mean, 95% confidence interval and individual responses while running on a treadmill at 3 m/s for
DFA a1 Pre and Post daily activity (CG) in four participants
| 7 of 9
ROGERS Et al.
It may also be related to a counter regulation (overcompensa-
tion) of the organism to the prior load (Hautala et al., 2001).
The organism responds with a highly correlated behavior
signifying more order in recovery (Balagué et al., 2020;
Gronwald et al., 2019).
4.1 | Limitations and future directions
A limitation of this study is a lack of time related de-
tail of speed, HR, and DFA a1 during the ultramarathon.
Additional study looking at a comprehensive analysis of
DFA a1 and related metrics throughout the entire run would
certainly be of interest, especially at what point does its be-
havior begin to deviate from normal. Periodic blood lactate
determinations would also have been of interest, but dif-
ficult on a practical basis. Although a derived running pace
can be inferred from the overall session distance/time, it is
possible that some heterogeneity was present. The over-
all derived pace of 2 m/s was consistent with an intensity
below the AT since VO2 measurements at 3 m/s were usu-
ally slightly above or below the AT. Two female partici-
pants were included but just one was in the FG. Given the
limited data on female participants further evaluation of
DFA a1 behavior during long duration endurance exercise
is needed. An important potential issue in measuring DFA
a1 during running may entail an artifactual suppression of
correlation properties due to device bias, present in some in-
dividuals more than others (Rogers, Giles, Draper, Mourot
et al., 2021). Despite possessing low artifact data, in two
of the FG participants, DFA a1 was already markedly sup-
pressed at a running speed corresponding to their VT1. For
this reason, DFA a1 Pre- values were different (with mod-
erate effect size) in FG versus CG. Further study regarding
the issue of inappropriate DFA a1 suppression at moderate
running speed is needed. Sample size was relatively small
but consistent with the difficulty in recruiting appropriate
participants. On a practical note, the required measurement
equipment consists of only a consumer grade HRM device
which most athletes can easily obtain. Although this study
employed a retrospective analysis to determine DFA a1,
as mobile technology improves, it is conceivable that real-
time DFA a1 monitoring during endurance exercise could
be used to inform an individual about current physiologic
(fatigue) status and potential metabolic destabilization
(Rogers and Gronwald, 2021; Gronwald et al., 2021). It is
also possible that altered DFA a1 kinetics such as a delay
of its decline over a given pace/distance following a train-
ing intervention could signify an improving performance
status. Finally, although during race conditions, pace ad-
justment to mitigate DFA a1 decline is of unclear value, it
certainly merits potential study during training for inten-
sity distribution and as a safety precaution.
5 | CONCLUSION
At the completion of an ultramarathon, DFA a1 decreased
with large effect size while running at low intensity com-
pared to pre- race values. Despite running at a relatively easy
pace, these values were consistent with those only seen at the
highest levels of internal load and organismic demand. DFA
a1 may offer an opportunity for real- time tracking of physi-
ologic status in terms of monitoring for fatigue and possibly
as an early warning signal of systemic perturbation.
ACKNOWLEDGMENTS
This research was supported by the Université of Franche
Comté and TPU development program.
CONFLICTS OF INTEREST
The authors declare that the research was conducted in the
absence of any commercial or financial relationships that
could be construed as a potential conflict of interest.
AUTHOR CONTRIBUTIONS
B.R. and T.G. conceived the study. G.D. and L.M. performed
the physiologic testing. B.R. wrote the first draft of the arti-
cle. B.R. and T.G. performed the data analysis. All authors
(B.R., G.D., L.M., and T.G.) revised it critically for impor-
tant intellectual content, final approval of the version to be
published, and accountability for all aspects of the work.
INFORMED CONSENT STATEMENT
Informed consent was obtained from all subjects involved in
the study.
DATA AVAILABILITY STATEMENT
The raw data supporting the conclusions of this article will
be made available by the authors, without undue reservation.
ORCID
Bruce Rogers
https://orcid.org/0000-0001-8458-4709
Thomas Gronwald
https://orcid.org/0000-0001-5610-6013
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| Fractal correlation properties of heart rate variability as a biomarker of endurance exercise fatigue in ultramarathon runners. | [] | Rogers, Bruce,Mourot, Laurent,Doucende, Gregory,Gronwald, Thomas | eng |
PMC4239061 | Running for Exercise Mitigates Age-Related
Deterioration of Walking Economy
Justus D. Ortega1*, Owen N. Beck1,2, Jaclyn M. Roby2, Aria L. Turney1, Rodger Kram2
1 Department of Kinesiology & Recreation Administration, Humboldt State University, Arcata, California, United States of America, 2 Department of Integrative Physiology,
University of Colorado, Boulder, Colorado, United States of America
Abstract
Introduction: Impaired walking performance is a key predictor of morbidity among older adults. A distinctive characteristic
of impaired walking performance among older adults is a greater metabolic cost (worse economy) compared to young
adults. However, older adults who consistently run have been shown to retain a similar running economy as young runners.
Unfortunately, those running studies did not measure the metabolic cost of walking. Thus, it is unclear if running exercise
can prevent the deterioration of walking economy.
Purpose: To determine if and how regular walking vs. running exercise affects the economy of locomotion in older adults.
Methods: 15 older adults (6963 years) who walk $30 min, 3x/week for exercise, ‘‘walkers’’ and 15 older adults (6965 years)
who run $30 min, 3x/week, ‘‘runners’’ walked on a force-instrumented treadmill at three speeds (0.75, 1.25, and 1.75 m/s).
We determined walking economy using expired gas analysis and walking mechanics via ground reaction forces during the
last 2 minutes of each 5 minute trial. We compared walking economy between the two groups and to non-aerobically
trained young and older adults from a prior study.
Results: Older runners had a 7–10% better walking economy than older walkers over the range of speeds tested (p = .016)
and had walking economy similar to young sedentary adults over a similar range of speeds (p = .237). We found no
substantial biomechanical differences between older walkers and runners. In contrast to older runners, older walkers had
similar walking economy as older sedentary adults (p = .461) and ,26% worse walking economy than young adults
(p,.0001).
Conclusion: Running mitigates the age-related deterioration of walking economy whereas walking for exercise appears to
have minimal effect on the age-related deterioration in walking economy.
Citation: Ortega JD, Beck ON, Roby JM, Turney AL, Kram R (2014) Running for Exercise Mitigates Age-Related Deterioration of Walking Economy. PLoS ONE 9(11):
e113471. doi:10.1371/journal.pone.0113471
Editor: Yuri P. Ivanenko, Scientific Institute Foundation Santa Lucia, Italy
Received September 8, 2014; Accepted October 23, 2014; Published November 20, 2014
Copyright: 2014 Ortega et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: The authors confirm that all data underlying the findings are fully available without restriction. All relevant data are within the paper.
Funding: Support was provided by the California State University Program for Education and Research in Biotechnology New Investigator [Grant #: HM531]
(http://www.calstate.edu/csuperb/grants/). This funder had no role in study design, data collection and analysis, decision to publish, or preparation of the
manuscript. Support was also provided by the National Institutes of Health Clinical and Translational Science Award [Grant #: UL1 TR000154] (http://www.ncats.
nih.gov/research/cts/ctsa/funding/funding.html). This funder provided the facility where the data was collected.
Competing Interests: The authors have declared that no competing interests exist.
* Email: [email protected]
Introduction
Walking performance typically deteriorates with advanced age
[1], and impaired walking performance is a key predictor of
morbidity among older adults [2]. A distinctive characteristic of
impaired walking performance among older adults is a 15–20%
greater metabolic cost for walking (worse economy) compared to
young adults [3–5]. Several factors are known to determine the
metabolic cost of walking in humans across all ages. These major
biomechanical factors include the costs associated with: supporting
body weight, performing mechanical work, leg swing and balance
[5–8]. Studies investigating age-related biomechanical determi-
nants of walking cost have found that older adults have a similar
cost of balance and perform a similar amount, or even less,
external mechanical work during walking as young adults [5,9,10].
Despite these similarities, other studies suggest that a decrease in
muscular efficiency and an increase in antagonist leg muscle co-
activation, contribute to the greater cost of walking in both healthy
sedentary and active older adults [3,5,7,10,11]. Yet, no study has
found a sole mechanical determinant that accounts for the 15–
20% greater metabolic cost of walking in older adults. Therefore,
interventions for improving walking economy in older age have
been elusive.
Recent studies by Thomas et al. [12] and Malatesta et al. [13]
show that vigorous walking interval training effectively reduces the
metabolic cost of walking in older adults by as much as 20%. Yet,
the mechanisms for the decreases were not elucidated. Conversely,
a generalized year-long training program that included resistance,
aerobic and balance exercises had no effect on post-training
walking economy in older adults [14]. The different effects of these
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exercise interventions, high intensity aerobic versus generalized
exercise with only a moderate aerobic component, suggest higher
intensity aerobic activities may mitigate the typical age-related
decrease in walking economy, and consequently, preserve mobility
into older age.
In contrast, running economy does not exhibit the same age-
related trend as walking economy. Two studies have reported that
adults (45–61 years) who consistently participated in running
exercise retain a similar metabolic economy of running as young
runners (23–27 years) [15,16]. Although these results seem to
support the hypothesis that vigorous aerobic exercise mitigates the
decline in locomotion economy, i.e. metabolic cost of running and
walking, it is also possible that a decline in running economy does
not occur until late into the 6th decade of life, as observed with
walking economy [17]. Perhaps the subjects in these studies
[15,16] were not ‘‘old’’ enough to exhibit declines in locomotion
economy. Another possible explanation is that running economy,
unlike walking economy, is simply not affected by age. However,
since these running studies did not measure walking economy, it
remains unclear if regular participation in running exercise
mitigates the typical age-related deterioration of walking economy.
Our purpose was to determine if and how regular participation
in walking or running exercise affects the metabolic cost and
biomechanics of walking in older adults. We hypothesized that
older runners would consume less metabolic energy for walking
than older walkers. Further, we also investigated whether the two
groups demonstrate different walking biomechanics. We measured
metabolic rates, ground reaction forces and spatio-temporal stride
variables of two groups, older walkers and older runners, while
they walked on a dual-belt, force-sensing treadmill at three speeds.
Methods
Subjects
Thirty healthy older adults (15 males and 15 female) who either
walk (4 Male, 11 Female) or run (10 Male, 5 Female) regularly for
exercise volunteered. Table 1 summarizes the anthropometric
characteristics of the subjects. We recruited subjects with a
minimum age of 65 years, which is in accordance with prior
studies reporting age-related impairments of walking performance
become most apparent at this age [3,18–20]. All subjects were free
of neurological, orthopedic and cardiovascular disorders. Walkers
self-reported walking for exercise three or more times per week for
at least 30 minutes per bout and for at least six months prior to the
study. Runners self-reported running for exercise three or more
times per week for at least 30 minutes per bout and for at least six
months prior to the study. The experiment was performed in
accordance with the ethical standards of the 1964 Declaration of
Helsinki and was approved by the Humboldt State University and
University of Colorado Institutional Review Boards. All subjects
gave written informed consent prior to participation in the study.
Protocol
Subjects completed three sessions. In the first session, subjects
underwent a physician’s examination to determine neurological,
orthopedic and cardiovascular health, a body composition test
(DXA) to determine percent body fat and lean tissue mass and a
VO2 max treadmill test to determine maximal aerobic capacity. In
the second session, at least five days following the first session, we
measured standing metabolic rate and familiarized the subjects to
treadmill walking. For the treadmill familiarization, subjects
walked on a dual-belt, force-instrumented treadmill (FIT, Bertec
Corporation, Columbus, OH, USA) at three speeds (0.75, 1.25
and 1.75 m/s) for at least 7 minutes at each speed. These speeds
correspond to 1.67, 2.80, 3.91 MPH. Thus, subjects completed a
minimum of 21 minutes total of walking familiarization. This
familiarization period is over double the recommended minimum
treadmill habituation time of 10 minutes [21,22]. In the third
session, at least two days following familiarization, we measured
each subject’s metabolic rate during quiet standing and while
walking on the treadmill at three speeds (0.75, 1.25 and 1.75 m/s)
in random order. All trials were five minutes in duration with at
least five minutes of rest between trials. Throughout each trial, we
measured the rates of oxygen consumption (VO2) and carbon
dioxide production (VCO2) in order to determine metabolic rate.
We calculated the average VO2 and VCO2 for the last two
minutes of each trial. We also measured ground reaction forces
(GRFs) from the force-instrumented treadmill for 1 minute during
the last 2.5 minutes of each trial to determine kinetics and spatio-
temporal stride variables.
Metabolic Power Consumption
We measured VO2 and VCO2 using an open-circuit expired gas
analysis system (TrueOne 2400, ParvoMedic, Sandy, UT, USA).
We calculated average gross metabolic power per kilogram body
mass (W/kg) [23] using the average VO2 (mlO2/min) and VCO2
(mlCO2/min) for the last two minutes of each trial, when VO2 and
respiratory exchange ratio reached steady state ensuring that each
subject was working sub-maximally and oxidative metabolism was
the main metabolic pathway. We then divided gross metabolic
power by speed to calculate gross metabolic cost of transport
(CoT) (J/kg/m) for walking.
Ground Reaction Forces and Spatio-temporal Stride
Variables
For each walking trial, we collected the ground reaction forces
(vertical and horizontal components) of each leg from the force-
sensing treadmill at 2000 Hz for a 1 minute period during the last
2.5 minutes of each trial. A custom MATLAB script (Math Work
Inc., Natick, Mass) was then used to process all force data. The
Figure 1. Mean (SE) gross metabolic power as a function of
walking speed in older walkers (m) and older runners (X)
walkers (m). Lines represent least square regression for older walkers
(y = 2.709x2–3.539x+4.523, r2 = 0.86) and older runners (y = 2.382x2–
3.189x+4.233, r2 = 0.89). Symbols shown on vertical axis represent
standing metabolic rate of both groups. Asterisks (*) indicate significant
differences between older runners and walkers (p,0.05).
doi:10.1371/journal.pone.0113471.g001
Running Mitigates Age-Related Decline of Walking Economy
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November 2014 | Volume 9 | Issue 11 | e113471
GRF data were filtered with a 4th order zero-lag low pass
Butterworth filter with a cutoff frequency of 30 Hz. For each trial,
we calculated vertical and horizontal peak GRFs across all 10
strides. Using the filtered GRF data, we determined gait cycle
events and spatio-temporal stride variables (stride frequency,
stance time, and duty factor as percent of the gait cycle) for 10
strides of each trial (10 steps per each leg).
Statistical Analyses
We used a repeated-measures ANOVA (p,.05) to determine
statistical differences due to exercise group (walkers vs. runners)
and walking speed, as well as, the exercise group-walking speed
interaction. When a significant main effect of exercise group was
found, we performed independent-samples t-tests with Bonferroni
correction to determine at which speed(s) the differences occurred.
To determine if difference in metabolic cost and GRF was related
to sex differences in our runner and walker groups, we examined
differences in metabolic cost, ground reaction forces and spatio-
temporal stride variables due to sex among each group and
analyzed difference in metabolic cost, GRFs and spatio-temproal
stride variables using sex as a covariate. We found no effect of sex
on any dependent variable and differences between runners and
walkers were not affected by sex. We performed all statistical
analyses using SPSS 21.0 (SPSS, Inc.) software. In addition to our
comparison between older walkers and runners, we used a mixed-
model repeated-measures ANOVA (p,.05) to make further post-
hoc comparisons of gross metabolic cost in walkers and runners
collected in the present study to data for young and older
sedentary adults previously collected in our lab at similar speeds
[5]. To make these comparison between exercise/age group (old
walkers, old runners, old sedentary and young sedentary) using a
linear mixed model, walking speed squared (m/s)2 was used as the
repeated measure.
Results
In support of our hypothesis, older runners consumed 7–10%
less metabolic energy for walking than older walkers across the
range of speeds tested (Fig. 1; p = .016). Gross metabolic power
consumption increased significantly across the range of walking
speeds tested in both older runners and walkers, (p,.0001).
Compared to walking at the slowest speed of 0.75 m/s, gross
metabolic power increased by 95% to walk at 1.75 m/s in older
walkers but only 86% in older runners (speed X group interaction,
p = .009). Mass-specific standing metabolic rates were similar
between older runners and walkers (p = .250; Table 1).
Following from the metabolic rate data, the older runners had
an average of 7–10% lower gross metabolic cost of transport
compared to the older walkers. Older walkers and runners
exhibited similar U-shape relations between gross CoT and
walking speed (Fig. 2). Between the three speeds, gross CoT was
significantly lower at the intermediate speed of 1.25 m/s as
compared to the faster and slower walking speeds in both the older
walkers
(3.4960.09
J/kg/m,
p,.0001)
and
older
runners
(3.1860.08 J/kg/m, p,.0001). Although there were a greater
number of male runners in the study, our statistical analysis
showed that the difference in metabolic cost between runners and
walkers was not due to sex or any other anthropometric variable.
Despite the substantial differences in walking economy, older
walkers and runners exhibited nearly identical spatio-temporal
stride variables and kinetics across the range of speeds (Table 2).
Among spatio-temporal gait characteristics, we found no signifi-
cant differences between older walkers and older runners in
Table 1. Subject characteristics (Mean 6SD) with statistics for older walkers and older runners.
Older Walkers (n = 15; 4M, 11 F)
Older Runners (n = 15; 10M, 5 F)
Age, years
68.963.0
68.964.7
Height, m
1.6160.09
1.7060.09*
Leg length, m
0.8360.06
0.8860.06
Body mass, kg
61.7611.0
66.56 13.0
Lean tissue mass, kg
39.267.1
48.669.2*
Body fat, % body mass
31.569.6
23.466.0*
VO2 Max, mlO2/kg/min
27.763.6
37.365.3*
Standing metabolic rate, W/kg
1.3460.21
1.2660.14
0.75 m/s, gross metabolic power, W/kg
3.3960.33
3.1860.31*
1.25 m/s, gross metabolic power, W/kg
4.3360.56
3.9760.40*
1.75 m/s, gross metabolic power, W/kg
6.3360.71
5.9560.52*
Asterisk indicates the only significant group difference (p,.05).
doi:10.1371/journal.pone.0113471.t001
Figure 2. Mean (SE) gross metabolic cost of transport as a
function of speed in older walkers (m) and older runners (X).
Asterisks (*) indicate significant differences between older walkers and
runners (p,.05).
doi:10.1371/journal.pone.0113471.g002
Running Mitigates Age-Related Decline of Walking Economy
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regards to stride time, stride frequency (p = .879), single leg stance
time (p = .126) or duty factor (p = .126). However, older runners
walked with slightly (6%) shorter strides in relation to their leg
length compared to older walkers (p = .033). This difference
remained nearly constant across the range of speeds. With regards
to ground reaction forces, older walkers and runners exhibited
similar first (p = .838) and second (p = .282) peak vertical ground
reaction force (Figure 3). Additionally, peak anterior-posterior
braking (p = .182) and propulsive (p = .056) ground reaction forces
were similar for both exercise groups.
We also compared gross metabolic cost of walking for older
walkers and older runners to data from young and older sedentary
adults collected in our lab from a prior study over a similar range
of speeds [5]. The speeds used in these two studies were slightly
different. Thus, in order to statistically make this comparison using
a linear mixed model repeated measures ANOVA, we determined
gross metabolic power as a function of speed squared (Fig. 4). The
results of this analysis showed that across the range of speeds, older
walkers consume metabolic energy at a similar rate as sedentary
older adults (p = .461) and 14–22% faster than young sedentary
adults (p,.0001). In contrast, older runners consume metabolic
energy at a slower rate compared to older sedentary adults
(p = .016). However, our most striking finding was that older
runners consumed metabolic energy at a similar rate as young
sedentary adults across the range of walking speeds (p = .237).
Discussion and Conclusions
In this study, we distinguished the effects of regular walking vs.
running exercise on the metabolic cost and biomechanics of
walking in older adults. In support of our hypothesis, older runners
consumed less metabolic energy for walking than older walkers.
Although the older runners consumed less metabolic energy for
walking than the older walkers, the two groups had almost
identical walking biomechanics.
Given that there were virtually no differences in walking
biomechanics between the older walkers and runners, other factors
Table 2. Spatio-temporal stride variables and ground reaction force data (Mean 6SD) with statistics for older walkers and older
runners.
Older Walkers (n = 15)
Older Runners (n = 15)
Speed 0.75 m/s
Stride Time, sec
1.2660.11
1.1960.08
Stance Time, % of stride
6562
6661
Swing Time, % of stride
3562
3461
Stride Frequency, Hz
0.8060.07
0.8460.06
Stride Length, Leg Length
1.1460.08
1.0260.10*
First Peak VGRF, BW%
10463
10463
Second Peak VGRF, BW%
10163
10062
Braking HGRF, BW%
2861
2861
Propulsive HGRF, BW%
1162
1061
Speed 1.25 m/s
Stride Time, sec
1.0460.07
1.0560.06
Stance Time, % of stride
6362
6462
Swing Time, % of stride
3762
3762
Stride Frequency, Hz
0.9760.07
0.9560.06
Stride Length, Leg Length
1.5760.08
1.4960.10*
First Peak VGRF, BW%
11065
10864
Second Peak VGRF, BW%
10665
10563
Braking HGRF, BW%
21762
21662
Propulsive HGRF, BW%
1960.02
1762
Speed 1.75 m/s
Stride Time, sec
0.9260.05
0.9360.04
Stance Time, % of stride
616 1
6362
Swing Time, % of stride
3961
3862
Stride Frequency, Hz
1.0960.06
1.0860.05
Stride Length, Leg Length
1.8860.10
1.8360.10
First Peak VGRF, BW%
134612
12964
Second Peak VGRF, BW%
11069
11967
Braking HGRF, BW%
22862
22665
Propulsive HGRF, BW%
2663
2563
Peak vertical ground reaction forces (VGRF) and horizontal ground reaction forces (HGRF) are represented as % body weight (BW). Asterisk indicates significant group
difference (p,.05).
doi:10.1371/journal.pone.0113471.t002
Running Mitigates Age-Related Decline of Walking Economy
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must underlie the lower cost of walking observed for the older
runners. One factor may be muscle co-activation. Older adults,
both sedentary and active walkers, use 30–50% greater co-
activation of antagonist leg muscles compared to young adults
[6,10,24]. It has been suggested that older adults may use greater
co-activation to increase joint stiffness and the stabilization of the
body, thus reducing the risk of walking related falls [25]. Yet,
increased
co-activation
has
been
associated
with
increased
metabolic cost of walking in older adults [6,10]. It is possible that
older runners are able to maintain a lower metabolic cost of
walking compared to older walkers because they use less
antagonist leg muscle activation. Some research shows that older
adults who participated in a lower limb strength training program
reduce leg muscle co-activation by 5–10% [26]. Perhaps, by
regularly running three or more times per week for 30 minutes per
bout, older runners are able to maintain or even increase leg
muscle strength and reduce co-activation. However, a decrease in
co-activation associated with running that is similar in magnitude
to the decrease observed after strength training is likely not
sufficient to explain the 7–10% difference in metabolic cost of
walking. It is also possible that other neuromuscular factors such as
widening of EMG/motoneuronal bursts [27] may also help to
explain the difference in metabolic cost between older runners and
walkers.
Better muscular efficiency may also help explain why older
runners have a lower metabolic cost of walking than older walkers.
Aging has been associated with reduced muscular efficiency
[10,28]. More specifically, mitochondrial dysfunction associated
with the uncoupling of oxidative phosphorylation (reduced ATP
synthesis per O2 uptake) effectively reduces muscular efficiency
and increased the metabolic cost of muscle activation [28].
Interestingly, recent evidence suggests that aerobic exercise
training may ameliorate mitochondrial uncoupling and improve
muscular efficiency in older adults [29].
Perhaps studies of cycling efficiency in older adults can provide
insight. In contrast to the effects of running we have observed, the
muscular efficiency of cycling declines with age despite regular
cycling exercise [30]. More recently, Brisswalter et al. [31]
measured the cycling efficiency of active triathletes (who regularly
swim, bike, and run for exercise) across age-groups and found a
decline in cycling efficiency past the 5th decade. These data suggest
that older cyclist and triathletes are unable to maintain muscular
efficiency with age. However, Peiffer et al. [32] found no
difference in cycling efficiency between their youngest age group
(3963 years) and their oldest (6564 years). Intriguingly, their
oldest training group cycled 58 km more per week (359 km per
week) than the youngest group. Possibly the greater quantity of
aerobic cycling exercise mitigated the decrease in muscular
efficiency with age.
Alternatively, the intensity of exercise may hold the key to
maintaining or improving muscular efficiency. Two prior studies
have found that 6–7 weeks of vigorous aerobic exercise (fast
walking) that elicits a heart rate close to the ventilatory threshold
can improve walking economy by 8–20% [12,13]. More vigorous
aerobic exercise such as walking uphill, fast walking or running
may be required to elicit improvement in walking economy.
Clinicians and others who work with older adults to improve their
fitness may need to prescribe more vigorous, more prolonged and/
or more frequent aerobic exercise to prevent the decline in walking
performance. To test this hypothesis and help guide clinicians, a
future study should investigate the effects of different intensity
aerobic exercises on muscular efficiency and more specifically, the
economy of walking.
Limitations
One limitation of the current study is the cross-sectional design.
It is possible that older runners may not be economical walkers
because of the effect of running exercise but rather they run
because they are more economical in their locomotion. To better
address this issue, a future study might quantify the longitudinal
effects of a running training program. One such study conducted
by Trappe et al. [16] on the longitudinal effect of running exercise
on running economy spanned 22 years. In that study, Trappe et al.
[16] showed that running economy did not decline in older adults
who maintained their health and fitness over the 22 year period,
whereas runners who became unfit had worse running economy.
Although these results suggest that running may help to prevent a
decline in running economy, Trappe et al. [16] did not measure
walking economy.
Figure 3. Average individual leg vertical (A) and horizontal (B)
ground reaction force for older walkers (dashed lines) and
older runners (solid lines) at the intermediate walking speed of
1.25 m/s.
doi:10.1371/journal.pone.0113471.g003
Running Mitigates Age-Related Decline of Walking Economy
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November 2014 | Volume 9 | Issue 11 | e113471
Another potential limitation of the current study is the different
numbers of male and female participants in each group. Although
the
sex
difference
may
have
influenced
the
difference
in
anthropometrics between runners and walker, our results showed
no main effect of sex on walking economy (p = .211) and no sex
difference in walking economy among older runners (p = .131) or
older walkers (p = .331). Based on post-hoc power analysis, it is
clear that we did not have sufficient statistical power to detect sex
differences that might exist but that would require ,300 subjects.
However, when treated as covariates, sex and anthropometrics did
not statistically account for the difference in walking economy
between runners and walkers. Thus, while it would have been
preferable to have a larger sample size with more similar sex and
anthropometric matched cohorts, it would not have changed our
overall conclusion.
Future Studies
Based on the results of this study and others, future studies of the
effect of age and exercise on walking economy are warranted.
Although the average age of our runners and walkers was 69 years,
a future study might look to see if running exercise continues to
prevent or slow the decline in walking economy in even older
runners (over the age of 80 years). It seems plausible that at some
age that exercise may not be able to sufficiently offset the normal
decline in muscular efficiency and walking economy associated
with aging. It is also not known whether there is an intensity
threshold of aerobic exercise that is needed to prevent the decline
in walking economy. Thus, it would be beneficial for future studies
to investigate the relative effect of exercises with different levels of
aerobic intensity on walking economy.
Conclusions
In conclusion, older runners mitigate the age-related deteriora-
tion of walking economy. However, older walkers are unable to
forestall the decline of walking economy as they require the same
metabolic consumption as sedentary older adults. The difference
in walking economy between older runners and older walkers
remains unexplained due to no substantial differences found in
either the kinetic or spatio-temporal data between the groups.
Other factors such as decreased muscle co-activation and/or
increased muscular efficiency may contribute to the superior
walking economy exhibited by the older runners.
Author Contributions
Conceived and designed the experiments: JO OB JR RK. Performed the
experiments: JO OB JR AT RK. Analyzed the data: JO OB JR AT RK.
Contributed reagents/materials/analysis tools: JO RK. Wrote the paper:
JO OB JR AT RK.
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Figure 4. Gross metabolic power as a function of speed2 in
older sedentary adults (N), older walkers (m), older runners (X),
and young sedentary adults (#). Lines denote least square
regression within each group (older sedentary: y = 1.46x+2.30,
r2 = 0.91; older walkers: y = 1.31x+2.52, r2 = 0.86; older runners:
y = 1.12x+2.42, r2 = 0.88; young sedentary: y = 1.01x+2.27, r2 = 0.87).
Symbols on vertical axis represent standing metabolic rate of each
group.
doi:10.1371/journal.pone.0113471.g004
Running Mitigates Age-Related Decline of Walking Economy
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(2007) Mild mitochondrial uncoupling impacts cellular aging in human muscles
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Running Mitigates Age-Related Decline of Walking Economy
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| Running for exercise mitigates age-related deterioration of walking economy. | 11-20-2014 | Ortega, Justus D,Beck, Owen N,Roby, Jaclyn M,Turney, Aria L,Kram, Rodger | eng |
PMC9794057 |
1
S5 Table. Results of round 1.
Table A. Factors rated as ‘relevant’ in round 1 (level of agreement 70-100%), n=99.
Factor
Level of agreement
(%)
Training
Endurance capacity
96,3
Maximal oxygen consumption
100,0
Economy of movement (=energy utilization)
96,3
Strength capacity
70,4
Power capacity
85,2
Lactate threshold
96,3
Lung volume
77,8
Heart volume
85,2
Recovery speed
88,9
Metabolism
Glycolysis capacity (=break down of glucose)
100,0
Mitochondrial biogenesis (=growth of pre-existing
mitochondria)
100,0
Myoglobin storage capacity (=iron/ oxygen-binding
protein)
88,9
Thermogenesis (=production of heat in the body)
70,4
Angiogenesis (=formation of new blood vessels)
85,2
Fat metabolism (break down of fat for energy)
88,9
Lactate dehydrogenase metabolism
85,2
Lactate buffering system (=regulation of lactate level)
96,3
Body
Weight / BMI
88,9
Total fat mass
88,9
Subcutaneous adipose tissue (=fat under the skin)
70,4
Lean mass (=mass of all organs except body fat
including bones, muscles, blood, skin)
88,9
Tendon stiffness
88,9
Number of red blood cells (=erythrocytes)
100,0
Muscle fibres - hypertrophy capacity (=muscle growth)
70,4
Muscle fibres - type 1 vs. type 2a/b (=slow vs. fast twitch
fibres)
100,0
Muscle fibres - transformation capacity (type 1 vs. type
2)
92,6
Muscle fibres - contraction velocity capacity
74,1
Hormones
Erythropoietin (EPO) level
92,6
Insulin-like growth factor-1 (IGF-1) level
92,6
2
Growth hormone level
92,6
Cortisol level
96,3
Epinephrine level
77,8
Norepinephrine level
77,8
Testosterone level
100,0
Dihydrotestosterone level
88,9
Oestradiol level
85,2
Dehydroepiandrosterone level
70,4
Ghrelin level
74,1
Progesterone level
77,8
Follicle-stimulating hormone level
70,4
Gonadocorticoids level
77,8
Human chorionic gonadotropin level
70,4
Gonadotropin-releasing hormone level
77,8
Thyroid hormones level
81,5
Androstenedione level
77,8
Nutrition
Valine level
70,4
Leucine level
85,2
L-carnitine level
81,5
Carnosine level
77,8
Creatine level
81,5
Carbohydrate metabolism
100,0
Saturated fat metabolism
77,8
Unsaturated fat metabolism
74,1
Cholesterol level
74,1
Omega 3 level
74,1
Omega 6 level
70,4
Vitamin A deficiency
74,1
Beta carotene deficiency
77,8
Vitamin B complex vitamins (B1-12) deficiency
88,9
Vitamin C deficiency
77,8
Vitamin D deficiency
92,6
Vitamin E deficiency
74,1
Folic acid deficiency
77,8
Iron deficiency
100,0
Zinc deficiency
85,2
Magnesium deficiency
85,2
Selenium deficiency
74,1
Caffeine metabolism
81,5
3
Antioxidant level
81,5
Bicarbonate level
77,8
Cell hydration status
88,9
Electrolyte balance/ hydration status
96,3
Steroid metabolism
92,6
Immune
system
Detoxification process
81,5
Cytokine responses
85,2
Healing function of skeletal tissue
88,9
Healing function of soft tissue
81,5
Blood pressure regulation
85,2
Injuries
Risk of left ventricular hypertrophy
74,1
Risk of metabolic myopathy
70,4
Risk of stress fractures
85,2
Risk of upper respiratory tract infections
85,2
Risk of non-functional overreaching
88,9
Risk of joint injuries
88,9
Psychological
Stress resistance
100,0
Motivation capacity
100,0
Resilience capacity
92,6
Concentration capacity
92,6
Emotion regulation
96,3
Pain sensitivity
96,3
Self-control
96,3
Self-confidence
100,0
Risk of eating disorders
85,2
Environment
Smoking behaviour
74,1
Alcohol usage
85,2
Sleep quality
96,3
Level of fatigue
96,3
Heat resistance capacity
85,2
Altitude training sensitivity
85,2
4
Table B. Factors rated as ‘moderate’ in round 1 (level of agreement 40-69%), n=19.
Factor
Level of agreement
(%)
Training
Speed capacity
51,9
Coordination capacity
63,0
Flexibility capacity
59,3
Metabolism
Basal metabolism rate (=calories required to keep the
body functioning at rest)
59,3
Creatine kinase metabolism
55,6
Body
Regional fat mass
66,7
Visceral adipose tissue (=fat around internal organs)
55,6
Bone mineral density
51,9
Hormones
Anti-Müllerian hormone level
55,6
Nutrition
Vitamin K deficiency
66,7
Gluten intolerance
55,6
Lactose intolerance
59,3
Alcohol metabolism
48,1
Injuries
Injuries Risk of lumbar disk degeneration
59,3
Injuries Risk of inguinal hernia
55,6
Psychological
Aggression regulation
66,7
Risk of addiction
66,7
Intro vs. extroverted personality
59,3
Ability to differentiate
66,7
5
Table C. Factors rated as ‘not relevant’ in round 1 (level of agreement 0-39%), n=2.
Factor
Level of agreement
(%)
Training
Agility capacity
25,9
Reaction time
14,8
Table D. Proposed factors from round 1.
(Sedentary) lifestyle in amateur athletes
Table E. Free text comments from round 1.
“For my studies, human muscle fibers are classified in 1, 2a and 2x. 2b fibers are present only in
some animals, but not in human. Feel free to accept or not my suggestion, just a thought.”
“List is complete”
“Since I'm not an expert in hormonal function, my opinion of these factors might not be very
accurate.”
“Without incorporating a number of people, it would have taken some time to come to this list. On
the opposite end, the list is very comprehensive, or is it just very long.”
| Factors associated with high-level endurance performance: An expert consensus derived via the Delphi technique. | 12-27-2022 | Konopka, Magdalena J,Zeegers, Maurice P,Solberg, Paul A,Delhaije, Louis,Meeusen, Romain,Ruigrok, Geert,Rietjens, Gerard,Sperlich, Billy | eng |
PMC9728914 | RESEARCH ARTICLE
Recovery of performance and persistent
symptoms in athletes after COVID-19
Shirin VollrathID1*, Daniel Alexander Bizjak1, Jule Zorn1, Lynn Matits1,2, Achim Jerg1,
Moritz Munk1, Sebastian Viktor Waldemar Schulz1, Johannes Kirsten1,
Jana SchellenbergID1, Ju¨rgen Michael SteinackerID1
1 Division of Sports and Rehabilitation Medicine, Department of Medicine, Ulm University Hospital, Ulm,
Germany, 2 Clinical & Biological Psychology, Institute of Psychology and Education, Ulm University, Ulm,
Germany
* [email protected]
Abstract
Introduction
After the acute Sars-CoV-2-infection, some athletes suffer from persistent, performance-
impairing symptoms, although the course of the disease is often mild to moderate. The rela-
tion between cardiopulmonary performance and persistent symptoms after the acute period
is still unclear. In addition, information about the development of this relationship is lacking.
Objective
To assess the prevalence of persistent symptoms over time and their association with the
performance capability of athletes.
Methods
We conducted two cardiopulmonary exercise tests (CPET) in a three months interval with
60 athletes (age: 35.2±12.1 years, 56.7% male) after infection with Sars-CoV-2 (t0: study
inclusion; t1: three months post t0). At each examination, athletes were asked about their
persistent symptoms. To evaluate the change of Peak VO2/BM (Body Mass) between the
time before infection and the first examination, the VO2/BM (predVO2) before infection was
predicted based on anthropometric data and exercise history of the athletes. For data analy-
sis, athletes were grouped according to their symptom status (symptom-free, SF; persistent
symptoms, PS) and its progression from the first to the second examination 1) SF-SF, 2)
PS-SF and 3) PS-PS.
Results
Comparing the SF and PS groups at t0, significant differences for Max Power/BM, Max
Power/lbm (lean body mass), Peak VO2, Peak VO2/BM, Peak VO2/lbm, Peak VO2/HR,
Peak VE, Peak Vt and VE/VCO2-Slope were observed. Regarding the progression over
three months, an increase in Max Power/BM was shown in SF-SF and PS-SF (tendency).
PLOS ONE
PLOS ONE | https://doi.org/10.1371/journal.pone.0277984
December 7, 2022
1 / 16
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OPEN ACCESS
Citation: Vollrath S, Bizjak DA, Zorn J, Matits L,
Jerg A, Munk M, et al. (2022) Recovery of
performance and persistent symptoms in athletes
after COVID-19. PLoS ONE 17(12): e0277984.
https://doi.org/10.1371/journal.pone.0277984
Editor: Emiliano Cè, Universita degli Studi di
Milano, ITALY
Received: August 5, 2022
Accepted: November 7, 2022
Published: December 7, 2022
Copyright: © 2022 Vollrath et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the article and its Supporting information
files.
Funding: The Study was funded by the Federal
Institut of Sport Science of Germany. Project
Number: 070106/20-23 https://www.bisp.de/
SharedDocs/Kurzmeldungen/DE/Nachrichten/
2021/COVID19KohortenstudiePodcast.html Funder
did not play any role in the study design, data
collection and analysis, decision to publish, or
preparation of the manuscript.
Max Power/lbm increased in SF-SF and PS-PS (tendency). A decrease of VE/VCO2-Slope
in PS-PS was found.
Conclusion
COVID-19 led to a decline in performance that was greater in PS than in SF. Additionally,
PS had decreased ventilatory parameters compared to SF. Furthermore, an improvement
over time was observed in some CPET parameters and a partial recovery was observed
judging by the decrease in various symptoms.
Introduction
The long-term sequelae of COVID-19 are manifold and patients suffer from the symptoms for
up to 12 weeks after infection (Long-COVID) or even longer (Post-COVID) [1–3]. Not only
people who were hospitalized in the acute period, even people with a mild or moderate disease
course can suffer from Long-COVID [4]. Furthermore, athletes, who mostly do not have
comorbidities, can be seriously affected by COVID-19 [5, 6]. In addition, symptoms can also
occur for the first time after recovery from the infection [1], resulting in a lower performance
capability of patients and athletes [7–10].
The limitations reported by patients vary in severity and symptomatic expression [11, 12].
To exclude organic restrictions and / or to evaluate the performance capability of the cardio-
pulmonary and respiratory system, cardiopulmonary exercise testing (CPET) can be con-
ducted [13]. Previous research focused on various CPET variables like breathing reserve,
Respiratory Exchange Ratio, Peak VO2, Peak Heart Rate or PETCO2 [14–16]. CPET is already
recommended and used in Long-COVID and Post-COVID studies to assess the limitations in
the cardiopulmonary and respiratory system after COVID-19 [17–21]. To gain insights how
persistent symptoms develop over time, it is important to monitor patients who have previ-
ously been infected with Sars-CoV-2 over at least several months up to several years by mea-
suring objective performance parameters, like Peak VO2 or VE/VCO2-Slope over time [22].
Although the majority of athletes represent a healthy part of the general population, they
have an increased need for health monitoring because they expose their bodies to increased
loads during heavy exercise, training and competition. However, there is only limited knowl-
edge about the development of the performance and cardiopulmonary function of athletes
after a Sars-CoV-2 infection, especially when athletes suffer from persistent symptoms.
Therefore, this study aims to evaluate the athletes’ symptom state, cardiopulmonary func-
tion, and performance capacity after infection and three months later. Thus, the predicted
performance capacity before infection was compared with the performance capacity post-
infection. Furthermore, it was of interest whether athletes with persistent symptoms have
decreased cardiopulmonary function and performance. In addition, the relationship between
the predicted aerobic capacity and decreased infection-related performance was analyzed.
Finally, the development of the recovery process of athletes with and without persistent symp-
toms over three months was studied.
Material and methods
The study was conducted at the Division for Sports and Rehabilitation Medicine, Center of
Internal Medicine of the University Hospital in Ulm, Germany. All athletes were participants
PLOS ONE
Recovery of performance and persistent symptoms in athletes after COVID-19
PLOS ONE | https://doi.org/10.1371/journal.pone.0277984
December 7, 2022
2 / 16
Competing interests: The authors have declared
that no competing interests exist.
Abbreviations: Bf, Breathing Frequency; BM, Body
Mass; CFS, Chronic Fatigue Syndrome; CoSmo-S,
COVID-19 in elite sports – A multicenter cohort
study; COVID-19, Corona Virus Disease 2019;
CPET, Cardiopulmonary Exercise Test; IC,
Inspiratory Capacity; lbm, Lean Body Mass; MVV,
Maximal Voluntary Volume; PETCO2, Partial End
tidal Carbon dioxide; predVO2, Prediction of
Volume Oxygen before infection; PS, Persistent
Symptoms Group; RER, Respiratory Exchange
Ratio; SF, Symptom-free Group; t0, Study
inclusion, first examination; t1, Three months post
t0, second examination; VE/VCO2-Slope, Ventilation
/ Volume Carbon dioxide Slope; VE, Ventilation;
VO2, Volume Oxygen; Vt/VC, Tidal Volume / Vital
capacity; Vt, Volume Tidal; VT1, Ventilatory
Threshold 1.
of the CoSmo-S study (COVID-19 in German Competitive Sports) [23]. The inclusion criteria
were 1) Age 18 years, 2) Sport at least three times per week (20 metabolic equivalents
(METs) / week), 3) confirmed Sars-CoV-2 infection but at least > 2 weeks after a positive
PCR-test. Further details of the inclusion / exclusion criteria and the study design can be
found in the study protocol by Niess et al. [23].
Ethical approval
All participating athletes took part voluntarily and gave informed consent prior to inclusion.
The study was performed in accordance with the Declaration of Helsinki. The study was
approved by the ethics committee of Ulm University (EK 408/20).
Investigation period
The period of investigation was between June 2020 and January 2022, but the examination of
study participants is still ongoing at the time of submission of this manuscript. All athletes
who had at least two examinations, in a three months interval, with CPET until January 2022
were included in this pilot evaluation.
Study population
In total, 60 persons were included (56.7% male). There were two time points of investigation:
The first one (t0) (4.1 ± 3.8 months after infection) was at the day of study inclusion; the sec-
ond one (t1) three months later (3.3 ± 0.5 months).
Examination of symptoms
At both examination dates, the athletes were asked about the presence of persistent symptoms
based on the international consensus criteria for myalgic encephalomyelitis / chronic fatigue
syndrome and medical history evaluation [24]. The symptoms were differentiated into eight
symptom categories (Fatigue and performance decrease, Sleeping disorders, Neurocognitive dis-
orders, Respiratory disorders, Autonomic disorders, Pain, Psychological-related items, Immuno-
logical disorders). The severity of the symptoms is not rated in this questionnaire. All
symptoms assigned to the different categories appeared for the first time after or during
COVID-19. Once a symptom was mentioned, it was documented as "present" in the respective
category and the participant was grouped into the category Persistent Symptoms (Group PS).
Athletes who reported no symptoms related to COVID-19 at t0 were assigned to the symptom-
free group (Group SF). The athletes could report multiple persistent symptoms. Thus, an ath-
lete could be listed in several symptom categories.
Examination of body composition
For measuring weight and body fat, a bio-impedance-scale (InBody 770, InBody Europe B.V.,
Eschborn, Germany) was used. Lean Body Mass (lbm) was calculated as follows: lbm (kg) =
weight (kg)–body fat (kg). Lean body mass was used to diminish differences by gender.
Prediction of peak oxygen consumption before infection
The VO2 Peak before infection (predVO2) was predicted by three different experts blinded to
all information except the kind of sport, training and performance data before infection from
an athletes-questionnaire, medical history and anthropometric data. They estimated the VO2
Peak (ml/min/kg/BM) in intervals with a width of 5 ml in the range from “ 15 ml” to “> 65
ml”.
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CPET
The physical performance was tested by a CPET, conducted with the breath-by-breath (Ergos-
tik, Geratherm Respiratory, Bad Kissingen, Germany). All examinations were conducted on a
cycling ergometer (Excalibur Sport, LODE B.V., Groningen, Netherlands). The ramp protocol
was chosen according to the estimated fitness level, age, sex and weight of the athletes so that
total exhaustion was reached in the desired time (8–12 min). The same protocol was chosen at
the second measuring point. All CPETs were evaluated by the same examiner. To set individ-
ual reference values like calculated MVV (maximal voluntary volume) and IC (inspiratory
capacity) for the athletes, a spirometry was conducted before CPET using the same device.
The following variables were measured: Max Power/BM (W/kg BM), Max Power/lbm (W/
kg lean body mass), Peak VO2 (l/min), Peak VO2/BM (ml/min/kg BM), Peak VO2/lbm (ml/
min/kg lean body mass), Peak Heart Rate (HR) (1/min), Peak VO2/HR (ml/beat), Peak Venti-
lation (VE) (l/min), Peak Tidal Volume (Vt) (l/breath), Peak Breathing frequency (Bf) (1/
min), Peak Tidal Volume / Vital capacity (Vt/VC) (%), Ventilation/Volume of CO2 –Slope
(VE/VCO2-Slope).
Change of performance over three months
To determine whether the CPET variables changed over three months, three subgroups,
depending on their symptom status were formed in terms of progression: At t0 persistent
symptoms and at t1 symptom-free ! PS-SF, both at t0 and t1 persistent symptoms ! PS-PS,
both at t0 and t1 symptom-free ! SF-SF.
Statistics
The statistical analysis was performed using IBM SPSS Statistics, version 28.0.0.0 (IBM
Deutschland GmbH, Ehningen, Germany). Graphs were created with R version 4.1.1 (R Core
Team, 2020).
To evaluate the correlation of the different experts who estimated the predVO2, a Spearman
rho test was conducted. PredVO2 was calculated from the mean of the estimated intervals of
each rater. To calculate the difference between predVO2 and Peak VO2/BM in SF and PS, a
sign-test was conducted. To evaluate whether a difference in predVO2 between SF and PS
exists a Mann-Whitney-U test was conducted.
To examine the differences in CPET parameters between the different symptom groups
(PS: atheltes with persistent symptoms, SF: symptom-free athletes), t-tests and Mann-Whit-
ney-U tests were calculated. To control for possible confounding variables (time since infec-
tion and age), robust linear regression models were conducted.
To evaluate whether there is a change of the CPET variables in each group over three
months, a paired two-tailed t-test as well as a paired Wilcoxon-test were used.
Cohen’s d was calculated as effect size of the differences between the variables.
Missing values were always excluded in pairs in the analyses.
The significance level for all tests was set at (p<0.05).
Results
Progression of symptoms
In total, 60 athletes were included. However, not all parameters could be used for the analysis
due to implausible values during measurement or missing values. These values have been
excluded from the analysis presented in this study. At the first examination (t0), 16 of the 60
athletes were symptom-free. At t1, 23 athletes were symptom-free, of which nine athletes
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previously had symptoms at t0. While 44 athletes reported suffering from at least one symptom
at t0, this number decreased to 37 athletes at t1. Fig 1 shows the number of athletes with or
without symptoms at the two examinations.
Symptom categories
Fig 2 shows the number of athletes at both measurement points who reported at least one
symptom in the corresponding symptom category. With the medical history and the Interna-
tional Consensus CFS questionnaire [24], athletes were asked about persistent symptoms after
COVID-19. It was possible to report symptoms for more than one category. The number of
athletes with symptoms in the categories Fatigue and performance decrease, Neurocognitive
disorders, Respiratory disorders, Autonomic disorders and Pain decreased over time. Contrary
to that, the number of athletes with symptoms in the categories sleeping disorders, psychologi-
cal-related items and immunological disorders increased over time.
Number of symptom categories
Among the athletes who had persistent symptoms at t0, the highest number of athletes (n = 11)
had symptoms that belonged to two symptom categories, closely followed by both four symp-
tom categories (n = 10) and one symptom category (n = 10). At t1, 11 athletes had symptoms
from one symptom category, and nine athletes had symptoms from three symptom categories.
The highest numbers of symptom categories were seven at t0 and eight at t1.
Prediction of peak oxygen consumption before infection
The results of predVO2 of the three different expert raters correlated significantly (p<0.001).
The correlation factor shows how well the raters correspond with each other: rsp = 0.800, rsp =
0.628 rsp = 0.537. Fig 3 shows the means of the intervals of predVO2 and Peak VO2/BM at t0
for symptom-free athletes and athletes with persistent symptoms. The prediction of predVO2
differed significantly between SF and PS (p = 0.015). In both groups, there were differences
between predVO2 and Peak VO2/BM (SF: p = 0.004, PS: p<0.001). In SF, the means of pre-
dVO2 and Peak VO2/BM were in the intervals “> 45ml 50ml” and “> 40ml 45ml”,
respectively. In PS, the means of predVO2 and Peak VO2/BM were in the intervals “>
40 45ml” and “> 30ml 35ml”, respectively. In 45 athletes, Peak VO2/BM was decreased at
least one interval (~5 ml/min/kg BM) compared to the value predicted for the time before the
infection. Of these, 19 athletes had a peak VO2/BM lower by more than 10 ml/min/kg BM
Fig 1. Development of symptom status. Symptom status of all 60 athletes at t0 (first examination date) and t1 (3.3 ± 0.5 months post first examination).
35 of 44 athletes, who had persistent symptoms at t0 still stated persistent symptoms at t1 (progression group PS-PS). Nine athletes became symptom-
free over three months (progression group PS-SF). 14 of the 16 athletes remained symptom-free over the observation period (SF-SF). Two athletes
developed symptoms over time. Data were collected with medical history and the International Consensus CFS questionnaire [24].
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compared to predVO2, and two athletes had a deficit of more than 25 ml/min/kg BM com-
pared to predVO2. Athletes who were symptom-free at t0 had a lower decrease of Peak VO2/
BM than athletes with persistent symptoms. In eleven athletes, predVO2 was one interval
lower or at the same interval as measured at t0.
CPET
Table 1 shows the anthropometric and CPET data of all athletes at t0. The 35.15 (±12.14) years
old population had a mean of 36.80ml (±10.53ml) maximal oxygen consumption and was able
to perform 3.66W (±1.12W) per kilogram body mass.
The descriptive data tables for PS and SF (S1 and S2 Tables) and for the progression groups
(S3 Table) can be found in the appendix. The mean exercising time of the CPET was 09:27
min (±01:50 min). In 80.3% of the conducted CPETs, a RER 1.15 (Respiratory Exchange
Ratio) was achieved (t0: 76.6%; t1: 85.0%).
Differences between symptom-free athletes and athletes with persistent
symptoms
Table 2 shows the anthropometric data for SF and PS at t0. Age (p = 0.044) and time since
infection (p = 0.004) were possible factors influencing the results of the Mann-Whitney-U test.
Fig 2. Course of symptom categories over investigation period. Number of athletes who stated at least one symptom in the eight symptom categories
at t0 (first examination date) and t1 (3.3 ± 0.5 months post first examination). Data of symptom categories were collected with medical history and the
International Consensus CFS questionnaire [24]. In total 44 athletes stated at least one symptom at t0 and 37 athletes at t1 (3.3 ± 0.5 months post first
examination). Athletes could state symptoms in multiple categories.
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Therefore, age and time since infection were considered as possible confounders in further
analyses. The detailed test statistic can be found in the appendix (S4 Table).
Fig 4 shows significant differences between PS and SF at t0. Significant differences were
found between Max Power/BM (dif = 25.17%, p = 0.001, d = 0.419), Max Power/lbm
Table 1. Anthropometric and CPET data of study population (N = 60) at t0 (first examination date). Values are
given as mean and standard deviation (SD).
Anthropometrics & CPET variables
N
Mean (±SD)
Age (years)
60
35.15 (±12.14)
Body Mass (kg)
60
74.78 (±15.11)
Height (cm)
60
175.75 (±9.05)
Body Mass Index (kg/m2)
60
24.03 (±3.61)
Lean Body Mass (kg)
58
59.12 (±11.59)
Max Power/BM (W/kg BM)
60
3.66 (±1.12)
Max Power/lbm (W/kg lbm)
58
4.59 (±12.14)
Peak VO2 (l/min)
56
2.74 (±0.87)
Peak VO2/BM (ml/min/kg BM)
56
36.80 (±10.53)
Peak VO2 /lbm (ml/min/ kg lbm)
55
46.04 (±9.77)
Peak HR (1/min)
52
171.69 (±14.87)
Peak VO2/HR (ml/beat)
50
15.58 (±4.64)
Peak VE (l/min)
60
106.48 (±35.16)
Peak Bf (1/min)
60
39.77 (±8.00)
Peak Vt (l/breath)
60
2.66 (±0.66)
Peak Vt/VC (%)
60
56.98 (±8.67)
VE/VCO2-Slope
60
25.83 (±4.45)
Abbreviations: Bf: Breathing frequency; lbm: Lean Body Mass; VE: Ventilation; VE/VCO2-Slope: Ventilation /
Volume Carbon dioxide Slope; VO2: Volume Oxygen; Vt: Volume Tidal; Vt/VC: Tidal Volume / Vital capacity
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Fig 3. Differences between predVO2 and Peak VO2/BM. Significant differences of means between the calculated
Peak VO2 (predVO2) and in PS and SF at t0 (first examination). In both groups the measured values were significantly
below the values predicted for the time before infection. p<0.01, p<0.001.
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(dif = 16.86%, p = 0.008, d = 0.347), Peak VO2 (dif = 23.17%, p = 0.004, d = 0.385), Peak VO2/
BM (dif = 24.63%, p<0.001, d = 0.476), Peak VO2 /lbm (dif = 16.32%, p = 0.005, d = 0.375)
(Peak VO2/HR (dif = 21.53%, p = 0.009, d = 0.371), Peak VE (dif = 20.43%, p = 0.021,
d = 0.299) and VE/VCO2-Slope (dif = -13.77%, p = 0.008, d = 0.340). When considering time
since infection as a confounder, a tendency was observed for the variable Peak Vt (p = 0.082).
Without consideration of any confounder (dif = 15.67%, p = 0.010, d = 0.331) or with consid-
eration of age (p = 0.012) there was a significant difference, respectively. Even with consider-
ation of time since infection or age, no differences were found for Peak HR, Peak Bf, and Peak
Vt/VC.
Table 2. Anthropometric data and test statistic for being a confounder in SF (symptom-free) and PS (persistent symptoms) at t0 (first examination date).
Group & Examination Time Point
SF at t0
PS at t0
Mean (±SD)
Mean (±SD)
U
p-value
Age (years)
30.06 (±9.21)
37.00 (±12.63)
2.016
0.044
Body Mass (kg)
73.49 (±11.38)
75.24 (±16.34)
0.117
0.907
Height (cm)
177.19 (±8.50)
175.23 (±9.28)
-0.494
0.621
Body Mass Index (kg/m2)
23.20 (±2.73)
24.33 (±3.87)
0.828
0.408
Lean Body Mass (kg) (N = 58)
63.12 (±10.3)
57.58 (±11.94)
-1.583
0.113
Time since infection (months)
2.44 (±3.08)
4.73 (±3.96)
2.880
0.004
U = test statistic of Mann-Whitney-U-Test, significance level p<0.05.
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Fig 4. Differences in CPET between SF and PS at study inclusion. SF (symptom-free) had significantly higher mean
values for (A) Max Power/BM, (B) Max Power/lbm, (C) Peak VO2, Peak VO2/BM, (E) Peak VO2/lbm, (F) Peak VO2/
HR, and (G) Peak VE at t0 (first examination date). PS (persistent symptoms) had higher mean value for (I) VE/VCO2-
Slope compared to SF at t0. (H) Without confounder, a significantly higher mean value of Peak Vt in SF could be
observed. p<0.05, p<0.01, p<0.001.
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Change of CPET parameters over three months per progression group
The variable Max Power/BM (Fig 5, Panel A) changed between both examinations in SF-SF
(dif = 4.05%, t(13) = -3.239, p = 0.006, d = -0.866). In PS-SF, a tendency (p<0.1) for the vari-
able Max Power/BM could be observed (dif = 4.39%, t(8) = -1.999, p = 0.081, d = -0.666).
These athletes were able to generate more power per kg BM at t1 than at t0.
In SF-SF, a significant difference between the two examination dates was shown for Max
Power/lbm (dif = 3.67%, t(13) = -2.847, p = 0.014, d = -0.761) (Fig 5, Panel B). For Max Power/
lbm in PS-PS a tendency was observed (dif = 1.94%, t(34) = 1.872, p = 0.061) (Fig 5, Panel B).
In PS-SF, this variable did not change. No other variables changed in SF-SF.
In PS-PS a difference for the variable VE/VCO2-Slope (dif = -5.98%, t(34) = 2.827,
p = 0.008, d = -0.478) was observed. The mean of this variable decreased over time (Fig 5,
Panel C). Variable VE/VCO2-Slope did not change in SF-SF and PS-SF.
Discussion
We hypothesized that athletes have a decreased performance after COVID-19 and the perfor-
mance decrease is related to persistent symptoms. In the follow-up examination, three months
later, we observed a decrease in symptoms and a partial recovery of performance.
Symptoms
Our study showed that at t0, 73.3% of athletes who were previously infected with Sars-CoV-2
still suffered from COVID-19-related symptoms, collected with a questionnaire based on the
international consensus criteria for myalgic encephalomyelitis / chronic fatigue syndrome.
Three categories were most frequently reported: fatigue and performance decrease, neurocog-
nitive disorders and sleeping disorders. Komici et al. [6] conducted a study with competitive
athletes in which they found that anosmia was the most common persistent symptom, whereas
results similar to ours were shown by Carfi et al. [25]. They observed that 12.6% of the patients
who had been hospitalized due to COVID-19 showed ongoing symptoms after 60.3 days since
onset of the first COVID-19 symptom. The most reported long-term symptom in their study
was fatigue, followed by dyspnea. Goe¨rtz et al. [26] also found persistent symptoms in hospital-
ized persons and in people with mild or moderate courses. The symptoms most frequently
observed by them are equivalent to those in the study by Carfi et al. [25]. Fatigue is also the
most reported symptom category in our study, but the second one is sleeping disorders or neu-
rocognitive disorders. These are functional impairments that may get more present over a
Fig 5. Change of CPET variables over three months. (A) Variable Max Power/BM had in SF-SF (symptom-free–
symptom free) significantly higher mean values at t1 (three months post first examination) than at t0 (first examination
date). (B) Variable Max Power/lbm had in SF-SF significantly higher mean values at t1 than at t0. (C) Variable VE/
VCO2-Slope had in PS-PS significantly lower mean values at t1 than at t0. p<0.05, p<0.01.
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longer period, for example, sleeping disorders increased in our study over time. A further rea-
son could be the different study population.
Goe¨rtz et al. [26] observed a decline in symptoms for hospitalized and non-hospitalized
patients over time. Their cohort was asked about symptoms during the acute infection and
about existing symptoms approximately 80 days after the onset of initial symptoms. These
patients reported a reduction in fatigue (95% vs. 87%) and dyspnea (90% vs. 71%). This is in
line with our results at the follow-up after three months where fewer athletes reported persis-
tent symptoms. In addition, in our study, the number of persistent symptoms per person also
declined in most of the cases. However, the symptoms in the categories of sleeping disorders,
psychological-related items and immunological disorders increased. The origins of mental ill-
ness after a Sars-CoV-2 infection can be manifold, e.g. neurotrophic factors or impaired learn-
ing and memory [27]. Raveendran et al. [28] showed that psychological-related items are
common for Long-COVID, which is in accordance with our results. This could be indicative
of a development of psychological items due to an ongoing inflammation in the brain or the
persistent low physical capability, which can negatively affect mental health [29]. A recent
review by Haller et al. [30] showed that persistent fatigue is a risk factor for a decreased life
quality and work capacity. Furthermore, they observed that pre-existing psychological disor-
ders also increase the risk for the Post-COVID syndrome [30]. Therefore, our results that psy-
chological disorders increased over time, could indicate that the life quality decreases with
persistent fatigue. Therefore, it seems necessary to monitor not only the performance capabil-
ity but also the mental well-being, for example with the EQ-5D questionnaire [31], and for
symptom collection, the International consensus CFS questionnaire could be used [24].
Prediction of peak oxygen consumption before infection
The results of the comparison between predVO2 and the measured VO2/BM show that
COVID-19 leads to a decrease in performance, regardless of whether or not persistent symp-
toms exist. However, the performance decline is smaller in symptom-free athletes than in ath-
letes with persistent symptoms. Furthermore, athletes with a higher estimated predVO2 are
less likely to suffer from persistent symptoms. This is consistent with the findings by Massey
et al. [32] who also found a lower prevalence of Long-Covid in athletes compared with the gen-
eral population.
Performance in CPET
19.7% of our conducted CPETs ended without objective total exhaustion (RER<1.15),
although all of our athletes reported subjective exhaustion at the end of the test. This suggests
that some individuals were unable to exhaust themselves due to unknown mechanisms.
Additionally, we found decreased Max Power/lbm, Peak VO2/lbm, Peak VO2, and Peak
VO2/HR, in athletes with symptoms compared to athletes without symptoms. This declined
performance capability stands in contrast to the results by Anastasio et al. [33], who could not
find differences in oxygen consumption at the maximum load between elite cross-country ath-
letes with a mild-moderate disease course and healthy peers. However, they found differences
at the ventilatory threshold 1 (VT1), which is an indicator of the aerobic capacity and thus it
has an impact on the general performance capability. This result is in line with the result of a
reduced Peak VO2/HR in our study because a reduced Peak VO2/HR can be, among others, an
indicator of a limited aerobic capacity. A difference to our study is the shorter average period
between infection and examination, the training status (all of their study participants com-
peted in national and international competitions) as well as the gender distribution (77%
male). As mentioned above, they only included mild-moderate COVID-19 courses and thus
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they excluded all patients who suffered from dyspnea. This could explain why no differences
were found for other ventilatory variables.
Our results are in accordance with the results by Skjørten et al. [34]. They also observed
decreased performance capability parameters, like peak oxygen uptake and oxygen pulse, three
months after the Sars-CoV-2 infection in hospitalized patients. In addition, reduced Peak VO2
was observed by Debeaumont et al. [22] in a CPET six months after infection, while Barbage-
lata et al. [35] focused on patients with and without Post-COVID-19 syndrome and also found
a lower Peak VO2 in patients with Post-COVID-19 syndrome. This result is in accordance
with our result with an above-average fit cohort: Athletes with persistent symptoms have a
lower Peak VO2/BM than athletes who are symptom-free. In contrast to this, Komici et al. [6]
could not find any significant differences in CPET between competitive athletes who were
either post-acute Sars-CoV-2 infection or who had not been infected. However, they did not
cluster in accordance to their persistent symptoms.
Ventilatory parameters of CPET
In our study, the ventilatory parameters Peak VE, Peak Vt and VE/VCO2-Slope differed signif-
icantly between PS and SF at t0. It was already shown that besides a reduced VO2 peak con-
sumption, patients with persistent dyspnea have a higher VE/VCO2-Slope and a higher
PETCO2 than symptom-free patients [14]. While Ladlow et al. [36] did not find an association
between reported symptoms by the patients and the perceived functional limitation and dysau-
tonomia, they found an association between dysautonomia and reduced work rate, VO2 peak
and VE/VCO2-Slope. Further studies also showed an increased VE/VCO2-Slope [37, 38]. A
high VE/VCO2-Slope could be a result of hyperventilation, a lung obstruction or reduced lung
perfusion [39]. However, the breathing frequency did not differ significantly between PS and
SF, but Peak Vt was lower in PS compared to SF. This could indicate that these athletes are not
able to inhale the same volume compared to athletes from SF. Decreased Peak Vt can be
caused by prolonged sedentary behavior due to persistent symptoms which limit activity dur-
ing daily life. Due to this circumstance, the auxiliary respiratory muscles can degenerate and
this could result in a less efficient and less powerful breathing technique [39]. However, the
ratio Peak Vt/VC was not significantly different between both groups. Therefore, further
research regarding a potential auxiliary respiratory muscle degeneration may be useful.
CPET variables of the three months follow-up
To be able to provide information on how performance develops over time, long-term moni-
toring is necessary. Recent published studies and recommendations also state the need for
long time monitoring [21, 40, 41]. Studies with long-term monitoring and repeated examina-
tions of patients and athletes are rare. In our monitoring study, we showed that there is an
improvement of the VE/VCO2-Slope and a tendency of improvement for Max Power/lbm for
athletes with persistent symptoms (PS-PS). A tendency of enhancement of Max Power/BM
was shown in PS-SF, and in SF-SF an improvement of Max Power/BM and Max Power/lbm.
The results for SF-SF could indicate that a larger amount of training, after isolation and protec-
tion of the body due to the infection, led to an improvement of the performance over time that
had been decreased due to acute illness. It can be assumed that athletes are more likely to
return to sport after an acute infection than people with a more sedentary lifestyle.
The observed decrease of VE/VCO2-Slope in PS-PS indicates that there is a slow regenera-
tion of the ventilatory efficiency, despite persistent symptoms. It is possible that there are still
persistent symptoms while the intensity of the symptoms declines. Although we did not assess
the intensity, this would be in accordance with the results by Rooney et al. [42], who showed
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that there is an ongoing but still incomplete regeneration occurring in a proportion of previ-
ously infected individuals. A change in the VE/VCO2-Slope can result from a change in venti-
lation. However, we did not see any significant differences in Peak VE, Peak Vt, or Peak Bf.
Therefore, we assume that the improved VE/VCO2-Slope is caused by a better lung perfusion.
Furthermore, the tendency of improvement in Max Power/lbm and the descriptive data
showed an improvement in the general performance capacity (Peak VO2, Peak VO2/BM,
VO2/HR), which may indicate a general recovery.
In PS-SF, a tendency of improvement for Max Power/BM was found. This is in accordance
with the results of PS-PS. The performance capacity increased slightly over time. Furthermore,
descriptive data showed slightly improved ventilatory parameters. Regarding the ventilatory
parameters, it is possible that the athletes declared being symptom-free at t1 because they
potentially felt better due to less restriction during ventilation.
Limitations
Nine of 60 athletes in the study met the criteria of the PS-SF group. This relatively low number
is a probable reason why no significant results could be shown here. However, a tendency
could be shown that might indicate that significant differences could be shown with a higher
number of athletes. One further limitation was that the intensity of the symptoms was not
asked. Furthermore, the partly unknown medical history and the athletes’ unknown behavior
between the examinations reduce the explanatory power of this study’s results. However, the
different training behavior between the two examination dates is difficult to control due to the
different duration of symptoms. Although the participants were selected according to the
inclusion criteria, a certain heterogeneity of the group could not be avoided.
Conclusion
The study showed that after COVID-19, 70.3% of athletes stated having symptoms in the ques-
tionnaire at the first examination and 61.7% had persistent symptoms at the second examination.
In both groups, the maximal oxygen uptake was decreased compared to predicted maximal oxy-
gen uptake before infection. Moreover, the reduction in VO2/BM in symptom-free athletes was
smaller than in athletes with persistent symptoms. Athletes with a higher maximal oxygen uptake
before infection were less likely to report persistent symptoms after a Sars-CoV-2 infection.
The study showed differences in ventilatory (VE, VE/VCO2-Slope) as well as in general per-
formance parameters (e.g. Max Power/BM, PeakVO2/BM and Peak HR/VO2) between symp-
tom-free athletes and athletes with persistent symptoms. Which area (respiratory, cardiac and/
or muscular) is restricted and how long the restrictions last seems to be individual. Neverthe-
less, the decrease of the respiratory equivalent for athletes with long-term symptoms indicate a
slow recovery of the respiratory tract. To explain the mechanism of this fact further studies are
needed. In further studies, possible correlations of symptom categories, and CPET parameters,
for example, Max Power/lbm, Peak VO2/kg or VE/VCO2-Slope should be investigated. Fur-
thermore, there is a need to investigate the reason for performance decline and long-lasting
symptoms and the reasons why a number of people suffer from persistent symptoms for such
a long period and other do not. To gain further insights into athletes’ recovery and the progres-
sion of persistent symptoms, a longer period of monitoring as well as a still higher number of
patients are needed.
Supporting information
S1 Table. Descriptive data of the CPET variables for SF (symptom-free) and PS (persistent
symptoms) at t0 (first examination date). Abbreviations: Bf: Breathing frequency; lbm: Lean
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Recovery of performance and persistent symptoms in athletes after COVID-19
PLOS ONE | https://doi.org/10.1371/journal.pone.0277984
December 7, 2022
12 / 16
Body Mass; VE: Ventilation; VE/VCO2-Slope: Ventilation / Volume Carbon dioxide Slope;
VO2: Volume Oxygen; Vt: Volume Tidal; Vt/VC: Tidal Volume / Vital capacity.
(DOCX)
S2 Table. Descriptive data of the CPET variables for SF (symptom-free) and PS (persistent
symptoms) at t1 (three months post first examination). Abbreviations: Bf: Breathing fre-
quency; lbm: Lean Body Mass; VE: Ventilation; VE/VCO2-Slope: Ventilation / Volume Car-
bon dioxide Slope; VO2: Volume Oxygen; Vt: Volume Tidal; Vt/VC: Tidal Volume / Vital
capacity.
(DOCX)
S3 Table. Descriptive data of the CPET variables for SF-SF (symptom-free—symptom
free), PS-PS (persistent symptoms—persistent symptoms) and PS-SF (persistent symp-
toms–symptom-free) at t0 (first examination date) and t1 (three months post first exami-
nation). Abbreviations: Bf: Breathing frequency; lbm: Lean Body Mass; VE: Ventilation; VE/
VCO2-Slope: Ventilation / Volume Carbon dioxide Slope; VO2: Volume Oxygen; Vt: Volume
Tidal; Vt/VC: Tidal Volume / Vital capacity.
(DOCX)
S4 Table. Test statistic for the Mann-Whitney-U test without confounder, considering
time since infection or considering age. for each test: df = 1Abbreviations: β: beta weight; Bf:
Breathing frequency; lbm: Lean Body Mass; tsi: time since infection; VE: Ventilation; VE/
VCO2-Slope: Ventilation / Volume Carbon dioxide Slope; VO2: Volume Oxygen; Vt: Volume
Tidal; Vt/VC: Tidal Volume / Vital capacity.
(DOCX)
Acknowledgments
The authors thank all medical assistance for the study support and contribution to the develop-
ment and achievement of this research and all patients who participated in this study.
All authors have seen and approved the proposed article.
Author Contributions
Conceptualization: Shirin Vollrath, Daniel Alexander Bizjak, Achim Jerg, Moritz Munk,
Johannes Kirsten.
Data curation: Shirin Vollrath, Lynn Matits.
Formal analysis: Shirin Vollrath, Johannes Kirsten.
Funding acquisition: Ju¨rgen Michael Steinacker.
Investigation: Shirin Vollrath, Jule Zorn.
Methodology: Shirin Vollrath.
Project administration: Achim Jerg.
Supervision: Ju¨rgen Michael Steinacker.
Validation: Ju¨rgen Michael Steinacker.
Visualization: Lynn Matits.
Writing – original draft: Shirin Vollrath.
PLOS ONE
Recovery of performance and persistent symptoms in athletes after COVID-19
PLOS ONE | https://doi.org/10.1371/journal.pone.0277984
December 7, 2022
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Writing – review & editing: Shirin Vollrath, Daniel Alexander Bizjak, Jule Zorn, Moritz
Munk, Sebastian Viktor Waldemar Schulz, Johannes Kirsten, Jana Schellenberg, Ju¨rgen
Michael Steinacker.
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| Recovery of performance and persistent symptoms in athletes after COVID-19. | 12-07-2022 | Vollrath, Shirin,Bizjak, Daniel Alexander,Zorn, Jule,Matits, Lynn,Jerg, Achim,Munk, Moritz,Schulz, Sebastian Viktor Waldemar,Kirsten, Johannes,Schellenberg, Jana,Steinacker, Jürgen Michael | eng |
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| Spatiotemporal inflection points in human running: Effects of training level and athletic modality. | 10-18-2021 | Goto, Yuta,Ogawa, Tetsuya,Kakehata, Gaku,Sazuka, Naoya,Okubo, Atsushi,Wakita, Yoshihiro,Iso, Shigeo,Kanosue, Kazuyuki | eng |
PMC6192093 | Research Article
Modelling of Running Performances:
Comparisons of Power-Law, Hyperbolic, Logarithmic,
and Exponential Models in Elite Endurance Runners
H. Vandewalle
UFR de Sant´e, M´edecine et Biologie Humaine, Universit´e Paris XIII, Bobigny, France
Correspondence should be addressed to H. Vandewalle; [email protected]
Received 1 April 2018; Revised 2 August 2018; Accepted 2 September 2018; Published 3 October 2018
Academic Editor: Ronald E. Baynes
Copyright © 2018 H. Vandewalle. Thisis an open accessarticle distributed under the Creative Commons Attribution License, which
permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Many empirical and descriptive models have been proposed since the beginning of the 20th century. In the present study, the power-
law(Kennelly)andlogarithmic (P´eronnet-Thibault)modelswere comparedwithasymptotic modelssuchas2-parameter hyperbolic
models (Hill and Scherrer), 3-parameter hyperbolic model (Morton), and exponential model (Hopkins). These empirical models
were compared from the performance of 6 elite endurance runners (P. Nurmi, E. Zatopek, J. V¨a¨at¨ainen, L. Vir´en, S. Aouita, and H.
Gebrselassie) who were world-record holders and/or Olympic winners and/or world or European champions. These elite runners
were chosen because they participated several times in international competitions over a large range of distances (1500, 3000, 5000,
and 10000 m) and three also participated in a marathon. The parameters of these models were compared and correlated. The less
accurate models were the asymptotic 2-parameter hyperbolic models but the most accurate model was the asymptotic 3-parameter
hyperbolic model proposed by Morton. The predictions of long-distance performances (maximal running speeds for 30 and 60 min
and marathon) by extrapolation of the logarithmic and power-law models were more accuratethan the predictions by extrapolation
in all the asymptotic models. The overestimations of these long-distance performances by Morton’s model were less important than
the overestimations by the other asymptotic models.
1. Introduction
Many models [1–11] of running performances based on
biomechanics and physiology have been proposed. These
models are generally complex. For example, the physiological
model proposed by P´eronnet and Thibault [7] included the
inertia, power, and capacity of the anaerobic and aerobic
metabolisms.
Empirical and descriptive models have also been pro-
posed since the beginning of the 20th century and presented
in many reviews [12–21]. Empirical models are derived by
observation and experimentation rather than by theoretical
considerations [14]. The empirical models are less complex
than the biomechanical and physiological models but are also
less explicative. The most famous empirical models corre-
sponded to a power-law model (Kennelly, 1906), asymptotic
hyperbolic models (Hill, 1927; Scherrer, 1954), and, more
recently, a logarithmic model (P´eronnet and Thibault, 1987)
and 3-parameter asymptotic models (Hopkins, 1989; Morton,
1996). The asymptotic models correspond to horizontal
asymptote equations: the functions approach a horizontal line
when tlim tends to infinity. In these models, it is assumed that
the speeds lower than these asymptotes can be maintained
infinitely.
The empirical models of running exercises are often used
to estimate
(i) the improvement in performance [22]
(ii) the effects of age [23, 24] and sex [25, 26] on running
performance
(iii) the future performances and running speeds over
given distances
(iv) the endurance capability [7, 8], that is, “the ability
to sustain a high fractional utilization of maximal
oxygen uptake for a prolonged period of time”
Hindawi
BioMed Research International
Volume 2018, Article ID 8203062, 23 pages
https://doi.org/10.1155/2018/8203062
2
BioMed Research International
Table 1: Individual performances (in seconds) of elite endurance runners.
1500
3000
5000
10000
Marathon
Nurmi
233
500
868
1806
Zatopek
233
488
837
1734
8583
V¨a¨at¨ainen
224
473
808
1672
Vir´en
222
463
796
1658
7991
Aouita
209
449
778
1646
Gebrselassie
214
445
759
1583
7439
(v) the speed of training sessions [27]
(vi) the maximal aerobic speed [7, 8]
The maximal aerobic speed, otherwise known as MAS, is
the lowest running speed at which maximum oxygen uptake
(V02 max) occurs, and is also referred to as the velocity at
V02 max (vV02 max). MAS is useful for training prescrip-
tion and monitoring training loads. P´eronnet and Thibault
suggested estimating MAS by computing the maximal speed
corresponding to 7 min [8]. The maximal lactate steady state,
defined as the highest constant power output that can be
maintained without a progressive increase in blood lactate
concentration, is usually sustainable for 30 to 60 min. [28–
30].
The first studies on the modelling of running perfor-
mances were based on the world records because these
records measured under standard external conditions repre-
sent the most reliable index of human performance [31, 32].
The running times of the slower runners are more variable
than those of the faster runners [33]. The best performances
of world elite runners are probably very close to their
maximal performances because they generally correspond to
the results of many competitions against other elite runners
and the motivation is probably optimal during these races.
Now, the best performances of elite endurance runners who
ran on different distances and were the best of their times
can be found on the Internet (Wikipedia, etc.). Therefore, it
is possible to study the characteristics of the different models
which have been proposed for endurance exercises with the
best performances of elite endurance runners.
The performances of different runners were used in each
study on the modelling of world and Olympic records [7,
22, 31, 32, 34, 35]. In contrast, in the present investigation,
each model was computed only from the performances
of a single runner. The computations of each model were
repeated for different world elite endurance runners (P.
Nurmi, E. Zatopek, J. V¨a¨at¨ainen, L. Vir´en, S. Aouita, and
H. Gebrselassie) who were world-record holders and/or
Olympic winners and/or world or European champions.
They participated several times in international competitions
over the same distances (1500, 3000, 5000, and 10000 m)
that corresponded to a large range of distances. Their best
individual performances are presented in Table 1.
Moreover, if a model is not perfect for a large range of
performances, the values of its parameters computed from
different ranges of distances will be significantly different. In
the present study, the parameters of the different models were
computed with 3 ranges of distances:
(i) 1500-3000-5000-10000 m for the largest range
(ii) 1500-3000-5000 m, which is equivalent to the range
of tlim generally used in the studies on critical speed
or critical power (from 3 to 15 min)
(iii) 3000-5000-10000 m, which corresponds to exercises
slower than maximal aerobic speed
Several previous investigations studied the evolution of
the parameters in the models of running performances at
different times [22, 34]. Similarly, the six elite endurance
athletes of the present study ran at different times and
their performances were performed in different conditions
(cinder tracks versus synthetic tracks, nutrition, etc.) and
were the results of different running exercises (for example,
an equivalent of fartleck for Nurmi, an equivalent of interval-
training for Zatopek, and altitude training for Gebrselassi´e),
which could partly explain the evolution of the performances
in these world elite runners and could also change the best
model of individual running performances.
The present study (1) applied the power-law and logarith-
mic models and four asymptotic models (two 2-parameter
hyperbolic models, a 3-parameter hyperbolic model, and a
3-parameter exponential model) to the individual perfor-
mances of the elite runners, (2) compared the accuracy of
these models and the effects of the range of performances on
their parameters to assess which is the best model, and (3)
compared the predictions of MAS by interpolation and the
prediction of maximal running speeds for long distances (30,
60 min and also marathon in 3 runners) by extrapolation.
2. History of the Power-Law, Hyperbolic,
Logarithmic, and Exponential Models
2.1. Power-Law Model (Kennelly). In 1906, Kennelly [12]
studied the relationship between running speed (S) and the
time of the world records (tlim) and proposed a power law:
Dlim = ktlim
g
(1)
where k is a constant and g an exponent. This power law
between distance and time corresponds to a power law
between time and speed (S):
S = Dlim
tlim
= ktlim
g
tlim
= ktlim
g - 1
(2)
Exponent g is probably an expression of endurance capability.
Indeed, the tlim-Dlim relationship would be perfectly linear if
BioMed Research International
3
g is equal to 1. It is likely that the curvatures of the tlim-S and
tlim-Dlim relationships depend on the decrease in the fraction
of maximal aerobic metabolism that can be sustained during
long lasting exercises. The value of exponent g is independent
of scaling as it is independent of the expression of tlim, S, and
Dlim.
In theory, parameter k should be correlated to maximal
running speed because k is equal to the maximal running
speed corresponding to one second. Indeed, when tlim is equal
to 1s
S = ktlim
g – 1 = k ∗ 1g - 1 = k ∗ 1 = k
(3)
In 1981, a similar power-law model was proposed by Riegel
[36]:
tlim = aDlim
b
(4)
S = Dlim
tlim
=
Dlim
aDlim
b =
(Dlim
1 - b)
a
(5)
As Dlim = ktlim
g
Dlim
1/g = (ktlim
g)1/g = k1/gtlim
tlim = Dlim
1/g
k1/g
=
(Dlim
1 - b)
a
a = k1/g
(6)
and
Dlim
1/g = (Dlim
1 - b)
1
g = 1 - b
b = 1 - 1
g = (g – 1)
g
(7)
These equations of Riegel have recently been applied to a large
study on 2303 recreational endurance runners [37].
2.2. Hyperbolic Model (Hill, Scherrer). In 1927, Hill [1] pro-
posed a hyperbolic model to describe the world-record curve
in running and swimming. Hill observed that the “running
curve,” or the relationship between a runner’s power output
(P) and the total duration of a race (T), can be described by a
hyperbolic function:
P = (A
T ) + R
(8)
where A and R represent the capacity of anaerobic
metabolism and the rate of energy release from aerobic
metabolism, respectively. In 1954, Scherrer et al. proposed a
linear relationship [38] between the exhaustion time (tlim)
of a local exercise (flexions or extensions of the elbow or the
knee) performed at different constant power outputs (P) and
the total amount of work performed at exhaustion (Wlim) for
tlim ranging between 3 and 30 minutes:
Wlim = a + btlim
(9)
Consequently, the relationship between P and tlim is hyper-
bolic:
Wlim = Ptlim = a + btlim
tlim =
a
(P – b)
(10)
After the publication of an article in English (1965) by Monod
and Scherrer [39], Ettema (1966) applied the critical-power
concept to world records in running, swimming, cycling,
and skating exercises [40] and proposed a linear relationship
between Dlim and tlim for world records from 1500 to 10000
m:
Dlim = a + btlim
(11)
where tlim corresponded to the world record for a given
distance (Dlim). It was assumed that the energy cost of
running, i.e., the energy expenditure per unit of distance, was
almost independent of speed under 20 km.h−1. Consequently,
Dlim and parameter a were equivalent to amounts of energy.
Therefore, parameter a has been interpreted as equivalent
to an energy store and an estimation of maximal Anaerobic
Distance Capacity (ADC expressed in metres) for running
exercises whereas slope b was considered as a critical velocity
(SCrit).
Dlim = ADC + SCrit1tlim
(12)
tlim =
ADC
(S – SCrit1)
(13)
However, the linear Wlim-tlim was an approximation as
indicated by Scherrer and Monod (1960): “The relationship
W = f(t) is not perfectly linear as shown on Figure 2(a), where
the curves tend towards abscissa beyond 30 minutes” [41]. In
the study by Ettema in 1966, SCrit and ADC depended on the
range of tlim, which was confirmed by more recent studies
[42, 43].
In 1981, the linear Wlim-tlim relationship was adapted to
exercises on a stationary cycle ergometer and it was demon-
strated that slope b of the Wlim-tlim relationship was highly
correlated with the ventilatory threshold [44]. Therefore,
slope b was proposed as an indicator of general endurance
and the concept of critical power or critical velocity was again
studied. Different equations were proposed for the estimation
of SCrit (or CP). For example, SCrit on a treadmill [45] was
computed from the linear relationship between Dlim and the
inverse of tlim (1/tlim):
S = a ( 1
tlim
) + b = ADC2 ( 1
tlim
) + SCrit2
(14)
More recently, Morton [15] proposed a fourth model for
the critical power, a nonlinear model including a third
parameter corresponding to maximal instantaneous power
(Pmax). This model has been adapted to running exercises
with an instantaneous maximal running speed (SMax):
tlim =
ADC3
(S – SCrit3) –
ADC3
(SMax - SCrit3)
(15)
Actually, the different asymptotic hyperbolic models are the
most used and studied [46].
4
BioMed Research International
2.3. Logarithmic Model (P´eronnet-Thibault). The metabolic
model proposed by P´eronnet and Thibault [7, 8] included
factors that took into account the contributions of aerobic and
anaerobic metabolism to total energy output according to the
duration of the race. The inertia of the aerobic metabolism at
the beginning of the exercise was also included in the model.
In addition, the use of anaerobic store SA was assumed to
decrease beyond TMAP (exhaustion time corresponding to
maximal aerobic power):
SA = A
for T ≤ TMAP
SA = A – 0.233A ln (
T
TMAP
)
for T > TMAP
(16)
A runner is only capable of sustaining his maximal aerobic
power for a finite period of time. The performances in
long distance events depend on the ability to utilize a large
percentage of VO2max over a prolonged period of time
(endurance capability). P´eronnet and Thibault [7, 8] assumed
that tlim corresponding to maximal aerobic speed (tMAS) is
equal to 7 min. They proposed the slope (E) of the relationship
between the fractional utilization of MAS and the logarithm
of tlim/7min (420 s) as an index of endurance capability:
S = MAS – E7min ln ( tlim
420)
100 S
MAS = 100 – E ln ( tlim
420)
(17)
where MAS is the maximal running speed corresponding
to 7 min and E is the endurance index corresponding to
MAS (E =100 E7min/MAS). There was a significant correla-
tion between the ventilatory threshold and E in marathon
runners [47], which suggested that E was an index of aerobic
endurance. The values of E and MAS7min can be estimated
from two running performances with a nomogram [48].
2.4. Exponential Model. Hopkins et al. [13] have presented
an asymptotic exponential model for short-duration (10 s - 3
min) running exercises on a treadmill with 5 different slopes
(9 to 31%). This model was
It = I∞ + (I0 – I∞) exp (–tlim
𝜏 )
(18)
where I∞ is the slope corresponding to infinite time, I0 the
slope corresponding to a time equal to zero, It the slope
corresponding to tlim, and 𝜏 is a time constant. This model
can be adapted to running exercises on a track:
S = S∞ + (S0 – S∞) exp (–tlim
𝜏 )
(19)
This asymptotic exponential model derived from Hopkins’
model has been used and compared to the different asymp-
totic hyperbolic models in several studies [49–52].
3. Methods
The logarithmic, power-law, and hyperbolic models which
are 2-parameter models were computed by linear least-square
regressions between time data and speed data (or distance
data). Time data correspond to tlim or the logarithm of tlim.
Speed data correspond to speed or the logarithm of speed.
The models by Morton and Hopkins are 3-parameter models
whose individual regressions were computed by an iterative
least square method.
3.1. Computation of the Empirical Models
3.1.1. Computation of the Power-Law Model. If Y = A∗X, the
logarithm of Y is equal to
ln (Y) = ln (A) + ln (X)
(20)
If Y = X-B, the logarithm of Y is equal to
ln (Y) = -B ln (X)
(21)
If Y = A∗X- B, the logarithm of Y is equal to
ln (Y) = ln (A) - B ln (X) = C - B ln (X)
(22)
where C = ln(A) and exp(C) = exp[ln(A)] = A.
Therefore, the power laws between tlim and Dlim or S
can be determined by computing the regression between the
natural logarithms of Dlim and tlim:
ln (Dlim) = 𝛼 + 𝛾 ln (tlim) = ln (k) + g ln (tlim)
k = eln(k) = e𝛼
(23)
3.1.2. Computation of the Hyperbolic Models. In the present
study, three estimations of critical velocity (SCrit1, SCrit2, and
SCrit3) were computed:
Dlim = ADC1 + SCrit1tlim
Y = 𝛼1 + 𝛽1X
(12 bis)
where Y = Dlim; X = tlim; 𝛼1 = ADC1; 𝛽1 = SCrit1
S = a + b ( 1
tlim
) = SCrit2 + ADC2 ( 1
tlim
)
Y = 𝛼2 + 𝛽2X
(14 bis)
where Y = S; X = 1/tlim; 𝛼2 = SCrit2; 𝛽2 = ADC2
In the 3-parameter model by Morton
tlim =
ADC3
(S – SCrit3) –
ADC3
(SMax - SCrit3)
(15)
Let C = ADC3/(SMax - SCrit3)
tlim =
ADC3
(S – SCrit3) – C
SMax = SCrit3 + ADC3
C
(24)
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5
First, this equation was computed by an iterative least square
method for a hyperbolic decay formula with 3 parameters
(Y0, a, and b):
Y = Y0 +
ab
(x + b)
(25)
where Y0 = - C, b = - SCrit3, and ab = ADC3
Unfortunately, there was no convergence of the iteration.
Therefore, an iteration was tested for another equation:
tlim + C =
ADC3
(S – SCrit3)
S – SCrit3 =
ADC3
(tlim + C)
S = SCrit3 +
ADC3
(tlim + C)
(24 bis)
This equation was computed with an iterative least square
method for a similar hyperbolic decay formula with 3
parameters (Y0, a, and b):
Y = Y0 +
ab
(x + b)
(26)
where Y = S, Y0 = SCrit3, ab = ADC3, and b = C.
As the value of Smax = SCrit3 + ADC/C
Smax = Y0 + ab
b = Y0 + a
(27)
Fortunately, there was a convergence in the iteration for this
equation.
3.1.3. Computation of the Logarithmic Model. The value of E
was estimated by computing the regression between S and the
logarithm of tlim/420 for the different distances:
S = 𝛼 – 𝛽 ln ( tlim
420)
(28)
When tlim = 420, S is equal to MAS and ln(tlim/420) is equal
to 0. Therefore
S = MAS = 𝛼 + 0
E = 100𝛽
MAS = 100𝛽
𝛼
(29)
3.1.4. Computation of the Exponential Model. At least three
distances are necessary to compute Hopkins’ model (see
(19)) which is a three-parameter model (S∞, a1, and b1) like
Morton’s model.
S = S∞ + (S0 – S∞) exp (−tlim
𝜏 )
= S∞ + a exp (–btlim)
(30)
The regressions were computed by an iterative least square
method for a single exponential decay formula with 3 param-
eters (Y0, a, and b):
Y = Y0 + 𝛼 exp (−𝛽X)
(31)
where X = tlim, Y0 = S∞, 𝛼 = a, and 𝛽 = b
3.2. Estimations of Maximal Running Speeds corresponding
to 7, 30, and 60 Minutes. The estimations of the individual
maximal running speeds corresponding to 7 minutes (esti-
mation of maximal aerobic speed, MAS) were performed by
interpolation from the 1500-3000-5000m performances.
The estimations of the maximal running speed during 30
min were done by extrapolation from the 1500-3000-5000m
performances. The 30-min running times were compared
with the 10000 m performances (S10000).
The estimations of the maximal running speed during 60
min were done by extrapolation from the 1500-3000-5000-
10000 m performances.
3.3. Accuracy of the Estimations of Running Speed. The
individual running speeds corresponding to the different
distances (1500, 3000, 5000, and 10000 m) were estimated
from the individual regressions of the different models and
compared with the actual speeds for the same distances.
First, for each model, the individual running speeds corre-
sponding to tlim between 1 and 1900 s were computed from
the individual regressions with an increment equal to 1 s.
Secondly, the individual relationships between distance and
the estimated value of tlim were computed by multiplying tlim
and the corresponding estimated speed (distance = speed
x time). Then, the individual estimated values of running
speed corresponding to 1500, 3000, 5000, and 10000 m were
registered and compared with the actual values of running
speeds.
Thereafter, the ratios of estimated speed to actual speed
were computed for each distance and each runner.
3.4. Statistics. All the computations of the model and the
statistics were performed with the SigmaPlot software (Systat,
Chicago, USA).
3.4.1. Comparisons of the Parameters. The comparisons of
the parameters, computed from different ranges of distances
or from different running models (SCrit1, SCrit2, SCrit3, S∞,
SMax, and S0), were studied with a nonparametric paired test
(Wilcoxon signed rank test) since the sample sizes were low
(6 runners). Significance was accepted at critical P<0.05. The
probability was equal to 0.031 in Wilcoxon signed rank test
when all the individual values of a parameter are either lower
or higher than all the corresponding individual values of a
parameter in another model (or another performance range).
3.4.2. Comparison of the Accuracy in the Different Models.
In statistics, the sum of the squares of residuals (deviations
predicted from actual empirical values of data) is a measure
of the discrepancy between the data and an estimation model.
A small sum of the squares of residuals indicates a tight fit of
the model to the data.
However, in the present study, the comparisons of the
accuracy in the different models cannot be based on the
differences in the sums of the squares of residuals because
the residuals in the power-law model corresponded to the
logarithm of the residuals and because the individual regres-
sion of the first hyperbolic model (SCrit1) did not correspond
to regressions between tlim and running speeds (S) but
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BioMed Research International
regressions between tlim and distances (Dlim). Moreover, it
would be assumed that there was a homoscedasticity in
the residuals of the running speeds, which could not be
tested with only 4 datasets in an individual regression. In
addition, the residuals of computed running speeds could
be more important in the faster runners. In the present
study, the residuals were computed as equal to the differences
between 1 and the ratios of estimated speed to actual speed
for each distance and each runner. For a given running
model, the squares of these residuals were computed for each
distance and each runner, which corresponded to 24 squares
(4 distances x 6 runners). The values of the squares of a
model were compared with the values of squares for the same
distances and same runners in another model. The statistical
significance values of the 24 paired differences between two
running models were tested with paired Student’s t-tests
after normality tests (Kolmogorov-Smirnov tests). When
the normality tests failed, the paired Student’s t-tests were
replaced with the Wilcoxon signed rank tests.
In addition, for each runner, the sum of squared errors
for the four distances was computed for each model. The
square root of the mean of this sum (root mean square error,
RMSE) was computed for each runner and each model. A
large error has a disproportionately large effect on RMSE
which is, consequently, sensitive to outliers.
4. Results
4.1. Power-Law Model Applied to Elite Runners. The effects of
the distance range were not significant for exponent g (0.063
< P < 0.125) as well as parameter k (0.063 < P < 0.094).
The estimations of the logarithm of running speeds (S)
were close to the logarithm of actual speeds (Figure 1(a)). The
correlation coefficients of the individual linear relationships
(see (5)) between ln(S) and ln(tlim) or ln(Dlim) and ln(tlim)
were higher than 0.999 in all the runners for 1500-10000m.
Similarly, the ratios of estimated to actual speeds (Table 3)
for the four distances were accurate: the errors were lower
than 1%, except the 10000 m performance by Nurmi (error
equal to 1.1%).
Marathon performances were under the extrapolation of
the lines of regression computed from the 1500-10000m track
performances (Figure 1(b)).
4.2. Hyperbolic Model Applied to Elite Endurance Runners
4.2.1. SCrit1 Model. The linear relationships between time
(tlim) and distance (Dlim) are presented in Figure 2. For all the
runners, the correlation coefficients of the linear regression
between tlim and Dlim were higher than 0.999 for the different
ranges of Dlim. Parameters SCrit1 and ADC1 are presented in
Table 4. As in previous studies on critical power [42, 43],
the values of SCrit1 depended of the range of tlim. All the
differences in SCrit1 and ADC1 were significant (P = 0.031 in
the Wilcoxon signed rank test): the values SCrit1 computed
from 1500 to 5000m were significantly higher than SCrit1
computed from 3000 to 10000m. The ratios of the estimated
running speeds to the actual speed estimated from SCrit1
model are presented in Table 5. The errors are moderate (<
2%) except for 1500 m.
The values of ADC1 largely depended on the range of
performances as shown in Figure 3. When the individual
critical speeds decreased because of a change in the range
of performances, the corresponding ADC1 increased. These
increases in ADC1 were much more important than the
decrease in SCrit1. For example, SCrit1 computed from 3000-
10000 m was 3.8% lower than SCrit1 computed from 1500-5000
m (Table 3) whereas the corresponding increase in ADC1 was
equal to 79% (319 ± 53 m versus 178 ± 39 m, Figure 3).
4.2.2. SCrit2 Model. The individual S-1/tlim relationships were
not linear (Figure 4(a)) when long distances (10 km) were
included. The correlation coefficients of the linear regressions
between 1/tlim and Dlim were equal to 0.976 ± 0.0126.
Parameters SCrit2 and ADC2 depended on the range of
distances (Table 6). All the differences in SCrit2 and ADC2 in
function of the distance ranges were significant (P = 0.031).
When SCrit2 decreased because of a change in the range
of performances, the corresponding ADC2 increased. These
variations in ADC2 were much more important than the
variation in SCrit2 (Table 6).
4.2.3. Comparison of the SCrit1 and SCrit2 Models. As in previ-
ous studies [49–52], the estimates of SCrit differed according
to the mathematical model used to describe the speed-tlim
relationships. The values of SCrit2 (Table 6) were significantly
higher (P = 0.031) than SCrit1 (Table 4). Indeed, the values of
SCrit1 were slightly lower in all the elite endurance runners
than the value of SCrit2 when they were computed with three
(3-5-10km) or four (1.5-3-5-10km) distances (Figure 5(a)).
When short distances (1500 m) were included, the differences
between SCrit1 and SCrit2 increased as demonstrated in Fig-
ure 5(a). However, SCrit1 and SCrit2 computed from the same
range of performance were highly correlated (P ≥ 0.996). The
values of ADC2 (Table 6) were significantly lower (P = 0.031)
than ADC1 (Table 4) but were significantly correlated (0.940
< r < 0.992; P <0.001).
Interestingly, as shown in Figure 5(b), the values of SCrit1
were equal to SCrit2 when both were computed from the same
two distances, only (for example, 1.5 and 10 or 3 and 10 km).
Similarly, ADC1 and ADC2 were equal when both were only
computed from the same two distances.
For all the runners, the correlation coefficients for the
linear regressions between 1/tlim and Dlim in SCrit2 model were
lower than for the tlim-Dlim regressions in SCrit1 model. In
contrast, the ratios of estimated to actual speeds (Table 7)
were more accurate in the SCrit2 model: the errors on 1500 m
and RMSE were lower (P = 0.031) than in the SCrit1 model. On
the other hand, the errors on 10000 m were higher (P = 0.031)
in the SCrit2 model.
4.2.4. Morton’s Model Applied to Elite Runners. In all the
runners, the performances estimated from Morton’s model
were very close to their actual performances (Figure 6).
When the 3-parameter model by Morton was computed
with 4 distances (from 1500 m to 10000 m), the correlation
coefficient was very high (0.999 ± 0.000752) in all the
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7
7.5
7.0
6.5
6.0
5.5
S (m.s-1)
200
300
400 500
700
1000
2000
tlim (s)
Gebrselassie
Aouita
V ̈a ̈at ̈ainen
Zatopek
Nurmi
Vir ́en
(a)
7.5
7.0
6.5
6.0
5.5
5.0
4.5
S (m.s-1)
200
500
1000
2000
5000
10000
tlim (s)
(b)
Figure 1: (a) Individual linear relationships (power-law model) with logarithmic scales for running speed and tlim. The performances
by Nurmi and Zatopek were the same for the 1500 m distance. (b) Extrapolation of the linear relationships (dashed lines) to marathon
performances.
10000
8000
6000
4000
2000
0
10000
8000
6000
4000
2000
0
Dlim (m)
200
400
600
800
1000 1200 1400 1600 1800
200
400
600
800
1000 1200 1400 1600 1800
tlim (s)
Aouita
V ̈a ̈at ̈ainen
Nurmi
Gebrselassie
Zatopek
Vir ́en
Figure 2: Linear relationships between exhaustion time (tlim) and
distance (Dlim).
runners. When this model was computed with 3 distances
(1500-3000-5000 m or 3000-5000-10000 m), the correlation
coefficients were equal to 1 in all the runners.
The differences in SCrit, SMax, and ADC between the
ranges of distances (Table 8) were all significant (P = 0.031).
450
400
350
300
250
200
150
100
ADC1(m)
5.25
5.50
5.75
6.00
6.25
6.50
SCrit1 (m.s-1)
N
Z
Va
V
A
G
Figure 3: Relation between critical speed and Anaerobic Distance
Capacity (ADC1) for different ranges of distances: 1500 to 5000 m
(black dots), 3000 to 10000 m (empty circles), and 1500 to 10000 m
(grey dots).
The ratios of estimated to actual speeds are presented in
Table 9. In all the runners, the errors were very low (< 0.5%)
for all the distances, from 1500 to 10000 m. However, the val-
ues of S corresponding to a marathon were overestimated in
the three runners who participated in this road competition
(Figure 6(b)).
4.3. Logarithmic Model Applied to Elite Runners. The values of
parameters E and MAS in the logarithmic model depended
on the range of running distance (Table 10) but these
differences were not significant for MAS between 1500-10000
and 1500-5000 ranges and for E between 1500-5000 range and
the two other distance ranges (P = 0.063).
The correlation coefficients were high, 0.995 ± 0.005, for
the logarithmic model including the four distances from 1500
8
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7.4
7.2
7.0
6.8
6.6
6.4
6.2
6.0
5.8
5.6
5.4
0.000
0.001
0.002
0.003
0.004
0.005
1/tlim
20 km
10 km
5 km
3 km
1.5 km
S (m.s-1)
Gebrselassie
Aouita
V ̈a ̈at ̈ainen
Zatopek
Nurmi
Vir ́en
(a)
0
500
1000
1500
2000
7.5
7.0
6.5
6.0
5.5
S (m.s - 1)
tlim (s)
(b)
0
500
1000
1500
2000
7.5
7.0
6.5
6.0
5.5
tlim (s)
S (m.s - 1)
(c)
Figure 4: (a) Individual S-1/tlim relationships in elite endurance runners. ((b) and (c)) Individual hyperbolic curves corresponding to SCrit1
model (dashed curves) and SCrit2 model (solid curves).
6.4
6.2
6.0
5.8
5.6
5.4
5.2
1.5, 3, 5, 10 km (All)
3, 5, 10 km
6.4
6.2
6.0
5.8
5.6
5.4
5.2
SCrit1 (m.s-1)
SCrit2 (m.s-1)
SCrit computed from
(a)
1.5 & 10 km
3 & 10 km
6.4
6.2
6.0
5.8
5.6
5.4
5.2
6.4
6.2
6.0
5.8
5.6
5.4
5.2
SCrit1 (m.s-1)
SCrit2 (m.s-1)
SCrit computed from
(b)
Figure 5: (a) Relationships between the individual values of SCrit1 and SCrit2 computed from 3 distances (black dots) or 4 distances (empty
circles). (b) Relationships between SCrit1 and SCrit2 computed from 2 distances, only.
BioMed Research International
9
Aouita
V ̈a ̈at ̈ainen
Nurmi
8.0
7.5
7.0
6.5
6.0
5.5
0
500
1000
1500
2000
tlim (s)
S (m.s- 1)
(a)
Gebrselassie
Zatopek
Vir ́en
7.0
6.5
6.0
5.5
5.0
0
2000
4000
6000
8000
Marathon
tlim (s)
S (m.s- 1)
(b)
Figure 6: Relationship between running speed (S) and time (tlim) in Morton’s model computed from 1500 to 10000 m. (b) The same model
in the three subjects who ran the marathon.
7.2
7.0
6.8
6.6
6.4
6.2
6.0
5.8
5.6
5.4
200
400
600
800 1000
2000
S (m.s-1)
tlim (s)
Gebrselassie
Aouita
V ̈a ̈at ̈ainen
Zatopek
Nurmi
Vir ́en
(a)
7.0
6.6
6.2
5.8
5.4
5.0
4.6
500
1000
5000
10000
S (m.s-1)
tlim (s)
(b)
Figure 7: (a) Individual linear regressions between the logarithms of tlim and running speeds. The data corresponding to 1.5 km were
not included in the computation of the regressions. The performances by Nurmi and Zatopek were the same for the 1500 m distance. (b)
Extrapolation of the speed-ln(tlim) relationships of the 3000-10000 m performances to tlim corresponding to a marathon (dashed lines). The
scale of tlim is a logarithmic scale.
to 10000 m. The ratios of estimated to actual speeds for the
four distances were accurate (Table 11): all the errors were
lower than 1%.
When the 1500 m distance was not included as suggested
by P´eronnet and Thibault [7, 8], the correlation coefficient
was higher (0.999 ± 0.002). The individual running perfor-
mances between 3000 and 10000 m were well described by
the logarithmic model as shown by the linear regressions
between speed and the logarithm of tlim (Figure 6(a)).
All the individual 1500m performances were above the
individual regression lines computed from 3000 to 10000 m
(Figure 6(a)) as in the logarithmic model including the 1500
m performances (Table 10).
On the other hand, marathon performances were under
the extrapolation of the lines of regression computed from the
3000-10000 m track performances (Figures 7(a) and 7(b)).
4.4. Exponential Models Applied to Elite Runners. The rela-
tionships between tlim and S in the exponential model are
presented in Figure 8.
As for the other models, the values of parameters S∞, S0,
and 1/𝜏 depended on the range of tlim-Dlim (Table 12).
When computed from 4 distances (Figure 8), the individ-
ual regressions were accurate (r = 0.998 ± 0.0014). Similarly,
the ratios of estimated to actual speeds for the four distances
were highly accurate (Table 13): all the errors were lower
10
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Table 2: Parameters k and g according to the ranges of distances used in the computation of the power-law model.
1500-10000 m
1500-5000 m
3000-10000 m
k
g
k
g
k
g
Nurmi
9.55
0.926
10.2
0.915
8.80
0.938
Zatopek
8.65
0.945
8.86
0.941
8.39
0.950
V¨a¨at¨ainen
8.99
0.944
9.36
0.938
8.45
0.953
Vir´en
9.17
0.943
9.20
0.943
9.14
0.944
Aouita
11.0
0.920
11.3
0.915
10.5
0.927
Gebrselassie
9.24
0.949
9.12
0.951
9.25
0.948
Mean
9.43
0.938
9.67
0.934
9.08
0.943
SD
0.81
0.012
0.90
0.015
0.76
0.010
8.2
7.8
7.4
7.0
6.6
6.2
5.8
5.4
8.2
7.8
7.4
7.0
6.6
6.2
5.8
5.4
0
300
600
900
1200
1500
1800
0
300
600
900
1200
1500
1800
1.5 km
1.5 km
3 km
3 km
5 km
5 km
10 km
10 km
Aouita
V ̈a ̈at ̈ainen
Nurmi
Gebrselassie
Zatopek
Vir ́en
S (m.s-1)
tlim (s)
Figure 8: Individual relationships between running speed and tlim
in the Hopkins model computed with 4 distances (1500-10000 m).
than 0.75%. As expected, the 3-parameter model was more
accurate (r = 1) for the description of the elite runner
performances when it was computed from 3 distances (1.5-
3-5 km or 3-5-10 km), only.
4.5. Prediction of Running Speeds
4.5.1. Prediction of Maximal Aerobic Speed. Maximal aerobic
speed (MAS) can be estimated by computing the maximal
speed corresponding to 7 min [7, 8] from the different
models. These estimations (Table 14) were performed by
interpolation from the 1500-5000m performances.
The effect sizes were small for all the differences (0.037
< Cohen’s d < 0.218). The estimations of MAS were almost
equal for SCrit1 and SCrit2 models that were significantly lower
than the estimations of all the other models. The differences
between all the other models were not significant (P ≥ 0.063).
The correlations between the different estimations were
highly significant (r > 0.998; P < 0.001).
4.5.2. Prediction of Maximal Speed during 30 Min. The
estimations of the maximal running speed during 30 min
done by extrapolation from the 1500-5000m performances
are compared with the 10000 m performances (S10000) in
Table 15. The correlations between the different estimations
were highly significant (r ≥ 0.860; P < 0.0025). All the
different estimations were significantly correlated with S10000
(r ≥ 0.989; P < 0.001). The effect sizes were small for the
power-law and logarithmic models (Cohen’s d = 0.131) or
for the hyperbolic and exponential models (Cohen’s d =
0.033) but large for the difference between power-law and
exponential models (Cohen’s d = 0.742). The 30-minute
running speed estimated from asymptotic models was sig-
nificantly higher than those estimated from power-law and
logarithmic models (P = 0.031). The 30-min running speed
was overestimated by the hyperbolic and exponential models
because these estimations were approximately 2.5% higher
than S10000 (P = 0.031) although the individual values of tlim
corresponding to 10000 m (Table 2) were lower than 1800
s (from 1583 to 1734 s) except for Nurmi (1806 s). On the
contrary, the 30-minute estimated speeds computed with the
logarithmic and power-law models were probably close to the
actual 30-minute performances since they were slightly lower
(0.7 and 1.4%) than S10000.
4.5.3. Prediction of Maximal Speed during 60 Min. The esti-
mations of maximal running speed during 60 min (Table 16)
were done by extrapolation from the 1500-10000 m perfor-
mances. The effect size between power-law and logarithmic
models was small (Cohen’s d = 0.073). All the predictions
of the 60-min speeds from the different models were signif-
icantly correlated (r ≥ 0.964; P < 0.002). However, the 60-
minute running speed predicted from the asymptotic models
was significantly higher (P = 0.031) than those estimated from
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11
Table 3: Ratios of estimated to actual speeds for the different distances in the power-law model. RMSE = root mean square of the errors
between estimated running speed and actual speed.
1500
3000
5000
10000
RMSE
Nurmi
0.9909
1.0058
1.0057
0.9899
0.00794
Zatopek
0.9958
1.0016
1.0005
0.9954
0.00323
V¨a¨at¨ainen
0.9919
1.0051
0.9994
0.9924
0.00612
Viren
0.9974
0.9974
0.9975
0.9963
0.00290
Aouita
0.9965
1.0077
1.0022
0.9981
0.00448
Gebrselassi´e
1.0022
1.0039
0.9995
1.0042
0.00309
Mean
0.996
1.004
1.001
0.996
0.00463
SD
0.0041
0.0037
0.0029
0.00495
0.00203
Table 4: Values of SCrit1 and ADC of the SCrit1 model according to the range of distances. ∗: P = 0.031 for all the differences between the
different ranges.
1500-10000 m
1500-5000 m
3000-10000 m
SCrit1
ADC1
SCrit1
ADC1
SCrit1
ADC1
Nurmi
5.39
284
5.51
228
5.35
339
Zatopek
5.65
226
5.79
160
5.61
282
V¨a¨at¨ainen
5.86
220
5.99
161
5.83
262
Vir´en
5.90
245
6.09
160
5.85
314
Aouita
5.89
332
6.14
225
5.83
413
Gebrselassie
6.19
230
6.42
133
6.13
301
Mean
5.81∗
256∗
5.99∗
178∗
5.77∗
319∗
SD
0.27
44
0.31
39
0.26
53
Table 5: Ratios of estimated to actual speeds for the different distances in the SCrit1 model. RMSE = root mean square of the errors between
estimated running speeds and actual speeds.
1500
3000
5000
10000
RMSE
Nurmi
1.032
0.992
0.992
1.002
0.0173
Zatopek
1.033
0.994
0.990
1.002
0.0175
V¨a¨at¨ainen
1.026
0.997
0.991
1.002
0.0138
Vir10n
1.044
0.992
0.988
1.003
0.0231
Aouita
1.056
0.993
0.983
1.004
0.0296
Gebrselassi´e
1.043
0.995
0.985
1.003
0.0231
Mean
1.039
0.994
0.988
1.003
0.021
SD
0.011
0.002
0.004
0.001
0.006
Table 6: Values of SCrit2 and ADC2 according to the range of distances. ∗: P = 0.031 for all the differences between the different ranges.
1500-10000 m
1500-5000 m
3000-10000 m
SCrit2
ADC2
SCrit2
ADC2
SCrit2
ADC2
Nurmi
5.47
233
5.54
211
5.37
318
Zatopek
5.74
171
5.82
146
5.64
257
V¨a¨at¨ainen
5.93
176
6.00
156
5.86
235
Vir´en
6.02
174
6.14
141
5.88
283
Aouita
6.04
248
6.18
210
5.89
368
Gebrselassie
6.32
157
6.44
123
6.19
257
Mean
5.92∗
193∗
6.02∗
165∗
5.81∗
286∗
SD
0.29
38
0.31
37
0.28
49
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Table 7: Ratios of estimated to actual speeds for the different distances in the SCrit2 model. RMSE = root mean square of the errors between
estimated running speed and actual speed.
1500
3000
5000
10000
RMSE
Nurmi
1.005
0.989
0.996
1.011
0.00834
Zatopek
1.005
0.990
0.994
1.012
0.00855
V¨a¨at¨ainen
1.003
0.994
0.994
1.009
0.00659
Viren
1.006
0.987
0.993
1.015
0.0112
Aouita
1.007
0.986
0.989
1.019
0.0132
Gebrselassi´e
1.006
0.989
0.990
1.016
0.0110
Mean
1.005
0.989
0.993
1.014
0.00981
SD
0.0013
0.0027
0.0025
0.0035
0.00241
Table 8: Values of SCrit3, SMax and ADC of Morton’s model according to the range of distances. ∗: P = 0.031 for all the differences between the
different ranges.
1500-10000 m
1500-5000 m
3000-10000 m
SCrit3
SMax
ADC
SCrit3
SMax
ADC
SCrit3
SMax
ADC
Nurmi
5.29
7.74
504
5.31
7.85
470
5.27
7.45
549
Zatopek
5.51
7.05
539
5.61
7.25
388
5.44
6.74
760
Vaatainen
5.78
7.69
393
5.94
9.70
211
5.59
6.77
982
Viren
5.67
7.23
793
5.77
7.31
605
5.60
7.08
995
Aouita
5.69
8.16
772
5.98
9.07
410
5.41
7.34
1666
Gebrselassi´e
5.92
7.40
868
6.28
7.85
292
5.46
7.05
2961
Mean
5.64∗
7.55∗
645∗
5.82∗
8.17∗
396∗
5.46∗
7.07∗
1319∗
SD
0.22
0.40
193
0.33
0.99
137
0.12
0.29
888
Table 9: Ratios of estimated to actual speeds for the different distances in Morton’s model. RMSE = root mean square of the errors between
estimated running speed and actual speed.
1500
3000
5000
10000
RMSE
Nurmi
1.0000
1.0004
0.9995
1.0003
0.00036
Zatopek
0.9997
1.0012
0.9985
1.0005
0.00100
V¨a¨at¨ainen
0,9996
1.0027
0.9965
1.0014
0.00236
Viren
0.9997
1.0008
0.9990
1.0003
0.00069
Aouita
0.9993
1.0038
0.9953
1.0017
0.00315
Gebrselassi´e
0.9992
1.0033
0.9968
1.0010
0.00241
Mean
0.9996
1.0020
0.9976
1.0009
0.0017
SD
0.0003
0.0014
0.0016
0.0006
0.0011
Table 10: Values of MAS and E in the logarithmic model according to the range of distances. a: P = 0.031 between 1500-10000 and 3000-10000
m; b: P = 0.031 between 1500-5000 and 3000-10000 m.
1500-10000 m
1500-5000 m
3000-10000 m
MAS
E
MAS
E
MAS
E
Nurmi
6.13
7.18
6.12
8.48
6.05
5.90
Zatopek
6.22
5.35
6.22
5.87
6.19
4.83
V¨a¨at¨ainen
6.44
5.47
6.43
6.24
6.38
4.49
Vir´en
6.52
5.54
6.52
5.72
6.51
5.39
Aouita
6.77
7.82
6.76
8.52
6.71
6.96
Gebrselassie
6.78
5.05
6.78
4.94
6.77
4,98
Mean
6.48
6.07
6.47
6.63
6.43a,b
5.42a
SD
0.27
1.14
0.27
1.51
0.29
0.90
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13
Table 11: Ratios of estimated to actual speeds for the different distances in the logarithmic model. RMSE = root mean square of the errors
between estimated running speeds and actual speeds.
1500
3000
5000
10000
RMSE
Nurmi
0.992
1.009
1.009
0.990
0.00916
Zatopek
0.997
1.004
1.003
0.996
0.00352
V¨a¨at¨ainen
0.993
1.008
1.002
0.994
0.00622
Viren
0.999
1.000
1.001
0.998
0.00135
Aouita
0.994
1.008
1.003
0.995
0.00594
Gebrselassi´e
0.999
1.002
0.998
1.001
0.00167
Mean
0.996
1.005
1.003
0.996
0.00460
SD
0.0031
0.0037
0.0038
0.0037
0.00302
Table 12: Values of S∞, S0 and 1/𝜏 of the exponential model according to the range of distances. ∗: P = 0.031 for all the differences between
the different ranges.
1500-10000 m
1500-5000 m
3000-10000 m
S∞
S0
1/𝜏
S∞
S0
1/𝜏
S∞
S0
1/𝜏
Nurmi
5.52
7.06
0.00224
5.64
7.24
0.00298
5.48
6.68
0.00167
Zatopek
5.73
6.81
0.00187
5.87
6.96
0.00280
5.68
6.57
0.00132
Vaatainen
5.97
7.17
0.00228
6.13
7.50
0.00397
5.86
6.69
0.00115
Vir´en
5.96
7.10
0.00163
6.11
7.20
0.00234
5.91
6.94
0.00127
Aouita
6.03
7.76
0.00202
6.31
8.13
0.00354
5.87
7.23
0.00114
Gebreselassie
6.23
7.29
0.00151
6.50
7.52
0.00323
5.99
7.03
0.00073
Means
5.91∗
7.20∗
0.00193∗
6.09∗
7.43∗
0.00314∗
5.80∗
6.86∗
0.00121∗
SD
0.25
0.32
0.00032
0.31
0.40
0.00057
0.19
0.25
0.00031
Table 13: Ratios of the estimated to actual speeds in the different distances for the exponential model. RMSE = root mean square of the errors
between estimated running speeds and actual speeds.
1500
3000
5000
10000
RMSE
Nurmi
0.999
1.004
0.996
1.002
0.00293
Zatopek
0.999
1.003
0.997
1.001
0.00227
V¨a¨at¨ainen
0.998
1.005
0.994
1.002
0.00405
Viren
0.999
1.002
0.998
1.001
0.00162
Aouita
0.998
1.007
0.993
1.002
0.00530
Gebrselassi´e
0.998
1.005
0.996
1.001
0.00309
Mean
0.999
1.004
0.996
1.001
0.00321
SD
0.0005
0.0018
0.0018
0.0006
0.00131
Table 14: Estimation of maximal running speed (m.s−1) corresponding to 420 s computed from the different models. ∗: P = 0.031 for the
differences with Morton’s model, exponential, logarithmic and power-law models.
SCrit1
SCrit2
Morton
Exponential
Log
Power
Nurmi
6.0491
6.0454
6.09
6.10
6.12
6.11
Zatopek
6.1714
6.1669
6.20
6.21
6.22
6.20
V¨a¨at¨ainen
6.3716
6.3737
6.39
6.39
6.43
6.41
Vir´en
6.4693
6.4690
6.52
6.52
6.52
6.53
Aouita
6.6776
6.6812
6.72
6.72
6.76
6.75
Gebrselassie
6.7348
6.7349
6.76
6.76
6.78
6.79
Means
6.412∗
6.412∗
6.45
6.45
6.47
6.47
SD
0.272
0.274
0.27
0.27
0.27
0.28
14
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Table 15: Maximal running speed (m.s−1) during 30 min, computed from the different models. S10000: running speed over 10000 m; ∗: P =
0.031 for the differences with logarithmic and power-law models. 1: P = 0.031 for the differences with SCrit1 model. 3: P = 0.031 for the differences
with Morton’s model. S: P = 0.031 for the differences with S10000.
Log
Power
Morton
SCrit1
Exp
SCrit2
S10000
Nurmi
5.36
5.40
5.55
5.63
5.65
5.66
5.54
Zatopek
5.69
5.69
5.80
5.88
5.88
5.90
5.77
V¨a¨at¨ainen
5.84
5.85
6.06
6.08
6.13
6.09
5.98
Vir´en
5.98
6.01
6.05
6.18
6.13
6.21
6.03
Aouita
5.92
5.96
6.19
6.27
6.31
6.30
6.07
Gebrselassie
6.29
6.32
6.43
6.49
6.50
6.52
6.32
Mean
5.85S
5.87
6.01∗,S
6.09∗, 3, S
6.10∗,3, S
6.11∗,1,3,S
5.95
SD
0.31
0.31
0.30
0.30
0.31
0.30
0.27
Table 16: Maximal runningspeed (m.s−1) during 60 min computed from the different models. ∗: P = 0.031 for the differences with logarithmic
model. P: P = 0.031 for the differences with power-law model. 1: P = 0.031 for the differences with SCrit1 model. 3: P = 0.031 for the differences
with Morton’s model. E: P = 0.031 for the differences with exponential model.
Log
Power
Morton
SCrit1
Exp
SCrit2
Nurmi
5.18
5.21
5.42
5.47
5.52
5.53
Zatopek
5.50
5.52
5.65
5.71
5.73
5.78
V¨a¨at¨ainen
5.68
5.69
5.88
5.92
5.96
5.98
Vir´en
5.74
5.75
5.86
5.97
5.95
6.07
Aouita
5.63
5.69
5.89
5.99
6.02
6.11
Gebrselassie
6.04
6.08
6.13
6.25
6.22
6.36
Mean
5.63
5.66∗
5.81∗,P
5.88∗,P,3
5.91∗,P,3
5.97∗,P,1,3,E
SD
0.28
0.29
0.24
0.27
0.25
0.29
power-law and logarithmic models. Moreover, the prediction
of the 60-minute running speed from the power-law model
was higher than that from the logarithmic model (P =
0.031). It is possible that the 60-minute running speeds
estimated from power-law and logarithmic models were
slightly overestimated because the world record on one hour
by Gebrselassie was about 2.5% slower (5.913 m.s−1 instead of
6.04 m.s−1 for the logarithmic model and 6.08 m.s−1 for the
power-law model). On the other hand, the record by Zatopek
on 20 km (3591 s; 5.57 m.s−1) was slightly faster than the 60-
minute running speeds S estimated from the power-law (5.52
m.s−1) and logarithmic (5.50 m.s−1) models.
4.5.4. Prediction of Marathon Performances. The overestima-
tions of the marathon running speed (Figure 9) by the dif-
ferent models were similar in the 3 runners. The predictions
of marathon running speeds from the logarithmic model
(red curves in Figure 9) were 5.216 m.s−1 for Zatopek, 5.457
m.s−1 for Viren, and 5.792 m.s−1 for Gebrselassi´e, which
corresponded to overestimations equal to 6.1%, 3.4%, and
2.1%, respectively. The overestimations by the power-law
model (blue curves in Figure 9) were slightly higher than
those of the logarithmic model in the 3 runners.
On the other hand, the overestimations were more impor-
tant with the four asymptotic models (hyperbolic models and
exponential model). These overestimations by the asymptotic
models were similar for the 3 runners who ran the marathon
distance. The large overestimations were similar for the
Table 17: Average values of the 6 runners Roots Mean Square Errors
(RMSE) for the different models.
RMSE
Morton’s model
0.00166 ± 0.00113
Exponential model
0.00321 ± 0.00131
Power-law model
0.00463 ± 0.00203
Logarithmic model
0.00464 ± 0.00302
SCrit2 model
0.00981 ± 0.00241
SCrit1 model
0.0207 ± 0.00566
SCrit1 and SCrit2 models (orange curves) and exponential
model (black curve). In the 3 marathon runners, the lowest
overestimations by an asymptotic model corresponded to
Morton’s model (green curves).
4.6. Comparison of the Accuracies of the Different Models.
For the modelling of the four distances (from 1500 to 10000
m), the lowest mean values of the RMSE of the six runners
corresponded to Morton’s model (Table 17).
The statistical significance values of the differences of
the squared errors between the different models for the four
distances and six runners (n = 24) are presented in Table 18.
The accuracy of Morton’s model was significantly better than
those of all the other models. The accuracies of the power-
law and logarithmic models were not statistically different.
The accuracies of SCrit1 and SCrit2 models were not statistically
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Table 18: Values of paired Student’t test (underlined) or Wilcoxon signed rank test for the difference in squared errors between the running
models.
Power law
SCrit1
SCrit2
Morton
Logarithmic
Exponential
Power law
X
SCrit1
0.003
X
SCrit2
< 0.001
0.484
X
Morton
0.001
0.001
< 0.001
X
Logarithmic
0.830
< 0.001
< 0.001
0.005
X
Exponential
0.061
< 0.001
< 0.001
< 0.001
0.017
X
Table 19: Correlation coefficients of the linear regressions between the different endurance indices. ∗: P = 0.05; ∗∗∗: P <0.001.
SCrit1
SCrit3
g
E
SCrit1/S420
SCrit3/S420
SCrit1
X
SCrit3
0.965∗∗
X
g
0.551
0.513
X
E
0.538
0.499
0.999∗∗∗
X
S∞
0.985∗∗∗
0.984∗∗∗
0.435
0.422
SCrit1/S420
0.976∗∗∗
0.973∗∗∗
X
SCrit3/S420
0.683
0.676
0.775
X
S∞/S420
0.720
0.711
0.824∗
0.991∗∗∗
different but were significantly lower than those of all the
other models.
4.7. Correlations between the Parameters of the
Different Models
4.7.1. Correlations of the Endurance Indices. In Table 19, the
comparisons of the endurance indices concern the indices
computed with the running performances from 1500 to
5000 m that corresponded to the usual range of tlim (3.5 to
15 min) in the studies on the modelling of the individual
performances in nonelite runners. The correlations between
the dimensionless indices (E and g) and either SCrit1 or SCrit3
or S∞ were not significant. In contrast, SCrit1, SCrit3, and S∞
were significantly correlated.
When SCrit1 was normalised to an estimate of maxi-
mal aerobic speed (S420) computed from the same model
(Table 14), its correlations with the dimensionless indices g
and E became significant (Table 19). After normalisation to
S420 computed from the same model (Table 14), the correla-
tion coefficients between SCrit3 or S∞ and the dimensionless
indices (E and g) increased but were not significant.
4.7.2. Correlations between S𝑀𝑎𝑥, S0, and k. When k, SMax, and
S0 were computed from the performances in the 4 distances
(from 1500 to 10000 m, Tables 2, 8, and 12), these parameters
were significantly correlated (P ≤ 0.044):
Smax = 0.0617 + 1.040S0
r = 0.824
k = −3.923 + 1.770Smax
r = 0.862
k = −7.55 + 2.357S0
r = 0.910
(32)
Parameter SMax was significantly higher than S0 (P = 0.031).
Parameter k was significantly higher than SMax and S0 (P =
0.031).
When SMax, S0, and k were computed from 3 distance per-
formances (1500-3000-5000) their values were significantly
higher (P = 0.031) for SMax and S0 but there was no significant
correlation between SMax, S0, and k (r ≤ 0.788; P ≥ 0.063).
5. Discussion
Interestingly, for a given distance and a given model, the
ratios of estimated to actual speeds were similar for the six
runners (Tables 3, 5, 7, 9, 11, and 13). Indeed, for a given
distance and a given model, the ratios of estimated to actual
speed were not spread around 1 but either all the ratios were
higher than 1 or all were lower (except several runners in
the power-law model and one in the logarithmic model).
Therefore, the modelling of the running performances was
probably similar for the six elite runners although they
ran in different conditions and they were probably trained
according to different programmes. However, it cannot be
excluded that there were submaximal performances in some
runners. Indeed, the models would be similar if the ratios of
submaximal speeds to maximal speeds are the same for each
distance in a runner.
5.1. Effects of the Range of t𝑙𝑖𝑚. In the present study, there were
significant differences in the parameters computed from the 3
different ranges of distances for the 3 hyperbolic models and
the exponential model.
The effect of the range of tlim on a parameter is the
most important for parameter ADC computed from the 3
16
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7.0
6.5
6.0
5.5
5.0
2000
4000
6000
8000
SCrit2
SCrit1
Exponential
Morton
Power-law
Logarithmic
S (m.s-1)
tlim (s)
7.0
6.5
6.0
5.5
5.0
2000
4000
6000
8000
S (m.s-1)
tlim (s)
7.0
6.5
6.0
5.5
5.0
2000
0
0
0
4000
6000
8000
S (m.s-1)
tlim (s)
Gebrselassie
Zatopek
Viren
Figure 9: Comparisons of the relationship between (tlim) and
running speed (S) of the logarithmic model, power-law model,
SCrit1 and SCrit2 models, Morton’s model, and exponential model
computed from 4 distance performances (1500, 3000, 5000, and
10000 m; empty circles) in the three runners who participated in
marathon (black dots).
different hyperbolic models (Figure 3 and Tables 4, 6, and 8).
When the individual critical speeds decreased because of a
change in the range of performances, the corresponding ADC
increased. These increases in ADC1 (79%) were much larger
than the decreases in Scrit1 (3.8%) in the present study. The
dependence of ADC on the range of performances can be
verified (Figure 10) with the data of 19 elite endurance runners
530
490
450
410
370
330
290
250
210
5.3
5.4
5.5
5.6
5.7
5.8
5.9
6.0
6.1
6.2
N
C
H
Ku
I
K
Z
R
A
Va
W
V
J
Wa
B
M
G
O
E
ADC1 (m)
SCrit1 (m.s-1)
Figure 10: Relation between SCrit1 and ADC1 in the 19 elite runners
whose ranges of performances were different: 1500-10000 m (black
dots), 5000-10000 m (empty circles), and 3000-5000 m (grey dots).
who were world-record holders and/or Olympic winners
and/or world champions: Aouita (A), Bekele (B), Coe (C), El
Gerrouj (E), Gebreselassie (G), Halberg (H), Ifter (I), Jazy (J),
Keino (K), Kuts (Ku), Mo Farah (M), Nurmi (N), Ovett (O),
Ryun (R), V¨a¨at¨ainen (Va), Viren (V), Wadoux (W), Walker
(WA), and Zatopek (Z). The values of ADC1 were high (448
± 67 m) in elite runners whose data included 5000 and 10000
m, only (empty circles). The values of ADC1 were lower (254
± 38 m) in elite runners whose data included all the distances
from 1500 to 10000 m (black dots). In elite runners whose
data did not include the 10000 m performances, ADC1 were
intermediate (263 ± 43 m). Moreover, the values of ADC
are much higher in Morton’s model (Table 8) than in SCrit1
and SCrit2 models (Tables 4 and 6). Therefore, the anaerobic
capacity cannot be estimated from the hyperbolic models.
5.2. Endurance Indices. Parameter E of the logarithmic model
by P´eronnet and Thibault is an estimation of endurance
capability [7, 8]. However, the validity of parameter E as an
endurance index is questionable because MAS is computed
assuming that the value of tlim corresponding to MAS (tMAS)
is equal to 7 min (420s) [7], which is contested. Indeed, in
a review on the exhaustion time at VO2max [53], the value
of tMAS was 6 min. In another study on the energetics of the
best performances in middle distance running [9] the value of
tMAS was estimated as equal to 14 min. Therefore, the interest
of parameter E as an endurance index can be questioned
because it depends on tMAS.
The effect of tMAS on the endurance index by P´eronnet-
Thibault can be calculated [54]:
S = 𝛼1 - 𝛽1 ln ( tlim
420)
MAS420 = 𝛼1
E420 = 100𝛽1
𝛼1
(33)
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17
If T = tMAS
S = 𝛼2 - 𝛽2 ln (tlim
T )
MAST = 𝛼2
ET = 100𝛽2
𝛼2
S = (𝛼1 + 𝛽1 ln (420)) - 𝛽1 ln (tlim)
S = (𝛼2 + 𝛽2 ln (T)) - 𝛽2 ln (tlim)
(34)
The slopes between S and tlim are the same. Therefore
𝛽1 = 𝛽2
S = (𝛼1 + 𝛽1 ln (420)) - 𝛽1 ln (tlim)
= (𝛼2 + 𝛽1 ln (T)) - 𝛽1 ln (tlim)
𝛼1 + 𝛽1 ln (420) = 𝛼2 + 𝛽1 ln (T)
𝛼2 = 𝛼1 + 𝛽1 ln (420) - 𝛽1 ln (T)
= 𝛼1 - 𝛽1 ln ( T
420)
ET = 100𝛽2
𝛼2
=
100𝛽1
(𝛼1 - 𝛽1 ln (T/420)
ET
E420
= [100𝛽1/ (𝛼1 -𝛽1 ln (T/420)]
[100𝛽1/𝛼1]
=
𝛼1
(𝛼1 - 𝛽1 ln (T/420))
ET
E420
=
1
(1 - (𝛽1/𝛼1) ln (T/420))
=
1
(1 - E420 ln (T/420) /100)
(35)
In Figure 11, this relationship between ratio ET/E420 and T (see
(35)) is computed for 3 theoretical runners: an elite endurance
runner (E420 = 4), a medium level endurance runner (E420 =
8), and a low level endurance runner (E420 = 16). The effect
of tMAS is much more important in the low level endurance
runner than in the elite endurance runner (Figure 10).
Large variations in tMAS have small effects on the classi-
fication of runners because the differences in E420 between
elite and medium or low level runners are very large (from 4
to 16). For example, if tMAS is equal to 14 min instead of 7 min,
the medium level endurance runner would still be considered
as a medium level endurance runner in spite of the increase
of E (8.47 instead of 8). Similarly, the elite endurance runner
would still be considered as an elite runner in spite of the
increase in E (4.11 instead of 4) if tMAS is also equal to 14
min instead of 7 min. On the other hand, if tMAS is equal to
4 min instead of 7 min, the medium level endurance runner
would still be considered as a medium level endurance runner
in spite of the decrease in E (7.66 instead of 8.00). Similarly,
1.14
1.10
1.06
1.02
0.98
0.94
0.90
240
360 420 480 540 600 660 720 780 840
300
ET/E420
E420 = 16
E420 = 8
E420 = 4
T = tMAS (s)
Figure 11: Effect of tMAS (T) on the ratio ET/E7min for an elite
endurance runner (E7min = 4), a medium level endurance runner
(E7min = 8), and a low-level endurance runner (E7min = 16).
the low level endurance runner would still be considered as a
low level endurance runner in spite of the decrease in E (14.7
instead of 16) if tMAS is also equal to 4 min instead of 7 min.
The endurance capability can also be estimated by the
asymptotic models if parameters SCrit1, SCrit2, SCrit3, and S∞
are normalised to maximal aerobic speed (MAS). However,
the values of MAS computed from the asymptotic models also
depend on tMAS. Therefore, the validity of these endurance
indices is questionable.
Parameter g of the power-law model by Kennelly has a
high interest because it can be demonstrated that exponent g
is a dimensionless index of endurance that does not depend
on tMAS unlike parameter E in the logarithmic model. The
curvature of the Dlim-tlim equation depends on exponent
g. In the elite endurance runners the Dlim-tlim equation is
almost perfectly linear (Figure 2) whereas this equation is
more curved in runners who are not endurance athletes. For
example, exponent g was close to 1 in elite endurance runners
and lower than 0.9 in physical education students [55]. It can
be demonstrated that exponent g is equal to the ratio of the
slope of the Dlim-tlim equation to MAS when tlim is equal
to tMAS. Indeed, the slope of Dlim-tlim is equal to the first
derivative of the power-law equation. Therefore, the slope of
the Dlim–tlim equation is equal to
dDlim
dtlim
= d (ktlim
g)
dtlim
= kgtlim
g – 1
(36)
For tlim equal to tMAS, the running speed corresponds to MAS:
S = MAS = ktMAS
g - 1
k =
MAS
(tMAS
g – 1) = MAStMAS
1 – g
(37)
Therefore
dDlim
dtlim
= (MAStMAS
1 – g) (gtlim
g – 1)
(38)
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2.0
0.85
1.0
0.0
0.0
1.0
2.0
tlim/tMAS
Slope = g = 0.85
Dlim = 15.8 tlim
Dlim/Dlim at MAS
(a)
5000
4000
3000
2000
1000
0
Distance (m)
0
200
400
600
800
time (s)
tlim 1 = 0.40 tMAS
tlim2 = 4.23 tlim1
tlim 2
tMAS
tlim 1
Dlim = 15.8 tlim
0.85
tangent tMAS
SCrit(tlim 1 tlim 2)
(b)
Figure 12: (a) Slope of the tangent at tMAS of the curve corresponding to the power-law model with tlim normalised to tMAS and Dlim normalised
to Dlim at maximal aerobic speed (MAS). (b) Comparison of a critical speed computed from two values of tlim with the tangent at tMAS (420s).
When tlim = tMAS,
dDlim
dtMAS
= (MAStMAS
1 – g) (gtMAS
g – 1)
= gMAS
(dDlim/dtMAS)
MAS
= g
(39)
Consequently, the ratio of the Dlim-tlim slope to MAS corre-
sponding to tMAS is equal to exponent g and is independent of
tMAS unlike the endurance indices computed from the other
models. In Figure 12(a), Dlim and tlim are normalised to DMAS
(Dlim at MAS) and tMAS, respectively.
Dlim
DMAS
=
Dlim
(tMASMAS) =
ktlim
g
(tMASMAS)
=
(MAS/ (tMAS
g – 1)) tlim
g
(tMASMAS)
= ( tlim
tMAS
)
g
(40)
The slope of the line joining two points corresponding to
tlim1 and tlim2 of the Dlim-tlim curve in Figure 12(b) is equal
to exponent g when it is parallel to the tangent of the curve
at tMAS. In Figure 12(b), ratio tlim1/tmas is equal to 0.4 and
ratio tlim2/tlim1 is equal to 4.23. In many studies on SCrit (or
PCrit) the range of tlim is from 3 to 15 min, which corresponds
to tlim1 equal to about 0.4-0.5 tMAS (if tMAS corresponds to
7 or 6 min) and ratio tlim2/tlim1 about 4-5. This range of tlim
also corresponds to the performances on 1500 and 5000 m
in endurance runners. In the present study, when SCrit1 is
computed from 1500-3000-5000m and is normalised to S420
(Table 14), the value of SCrit1/S420 is equal to 0.934 ± 0.016
and is significantly correlated (r = 0.976; P < 0.001) to g
(0.934 ± 0.16). The product of exponent g and MAS is the
equivalent of a critical speed computed from a 3-15-minute
tlim range. For example, the product of exponent g and S420
estimated from power-law model (Table 14) is equal to 6.04
± 0.30 m.s−1 and is significantly correlated (r = 0.998; P <
0.001) with SCrit1 that is slightly but significantly (P = 0.031)
lower (5.99 ± 0.31 m.s−1). The similar values of SCrit/S420 and
g and the close values of SCrit1 and product g∗S420 and their
significant correlation confirm the hypothesis that exponent
g is an endurance index.
5.3. Correlations between the Parameters of the Different Mod-
els. The correlation between g and E was highly significant
(r = 0.999, Table 19), which confirms the hypothesis that
exponent g is an endurance index. Parameters SCrit1, SCrit2,
SCrit3, and S∞ were highly correlated (P ≥ 0.965). These
parameters that depend not only on endurance capability
but also on maximal aerobic speed were not correlated
with dimensionless parameters g and E (r ≤ 0.551). When
SCrit1, SCrit3, and S∞ were normalised to an estimate of
maximal aerobic speed (S420) computed from their model
(Table 14), these parameters became dimensionless. The value
of SCrit1/S420 was significantly correlated with the dimension-
less indices g, and E (Table 19). After normalisation to S420,
the correlation coefficients between SCrit3/S420 or S∞/S420 and
E or g increased (r ≥ 0.676) but were not significant perhaps
because of the small number of runners. Indeed, a correlation
coefficient equal to 0.6664 would have been significant if
there were 9 runners.
A study [56] compared the critical speeds from different
mathematical models in 12 middle- or long-distance male
runners on a track in order to determine which model
provides the most accurate prediction of performance in 1
hour. In this latter study, the parameters SCrit1, SCrit2, SCrit3,
and S∞ were also significantly correlated (0.85 < r < 0.99,
p < 0.01) and the differences between these different critical
speeds were the same as in the present study for the 1500-5000
m range: SCrit3 < SCrit1 < SCrit2 < S∞.
The meaning of parameters SMax (Morton’s Model) and
S0 (exponential model) is identical and corresponds, in
theory, to maximum running speed. When SMax and S0
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19
were computed from the 4 distance performances (from
1500 to10000 m, Tables 8 and 12), these parameters were
significantly correlated (r = 0.824; P = 0.044). However, SMax
was significantly higher than S0 (P = 0.31). When SMax and
S0 were computed from the 3 distance performances (from
1500 to 5000 m) their values were higher. A previous study
[57] compared which parameter (SMax or S0) is closest to
maximum speed by measuring maximal velocity during a
sprint. The values of SMax and S0 were well correlated (r =
0.93, P<0.001) but they were significantly different. As in the
present study, SMax (7.80 ± 0.93 m.s−1) was higher than S0
(7.49 0.90 m.s−1) but lower than the actual maximum speed
(8.43 ± 0.33 m.s−1) on a track. However, SMax and S0 were
computed from the performances on a treadmill whereas the
actual maximum running speed was measured on a track
during short sprints with photocells placed at 30 and 40 m.
It is likely that it would be better to measure actual maximum
speed during a 60 m sprint on a track with a laser apparatus
and to compare it with SMax and S0 from Morton’s model and
exponential models computed from performances on a track
instead of a treadmill.
In the present study, parameter k of the power-law model
was 25% higher than SMax and 31% higher than S0. However,
k was significantly correlated with SMax and S0. These results
confirm the hypothesis that parameter k should be correlated
with the maximal running speed because it is equal to
the running speed corresponding to one second. However,
the value of k depends on the time unit. If the running
performances are evaluated in minutes, parameter k would
be equal to the maximal speed corresponding to 1 minute
whereas SMax and S0 would still correspond to maximal
running speed but expressed in m.min−1.
5.4. Prediction of Long Distances. The asymptotes of hyper-
bolic and exponential model correspond to SCrit1, SCrit2,
SCrit3, and S∞, respectively. In these models, the speeds
lower than these asymptotes can be maintained infinitely.
Therefore, the extrapolations of the asymptotic hyperbolic
and exponential models overestimate the running speeds
on very long distances (Figure 9). In fact, power-law and
logarithmic models are also asymptotic models but these
asymptotes are equal to zero.
The overestimations of marathon performances from
the extrapolations of power-law and logarithmic models
(Figures 1(b), 6(b), and 9) are much smaller. Similarly, the
computations of 30-minute and 60-minute running speeds
by extrapolation of the asymptotic models (Table 7) were
probably overestimations whereas the extrapolations of the
power-law and logarithmic models were probably close to the
actual running speeds.
The overestimations of marathon performances by the
logarithmic and power-law models (Figures 1, 6, and 9)
are probably due not only to the causes of fatigue in long
distances [58] but, perhaps, also to the effects of ground (track
versus road, slopes, etc.), wind, shoes, and age.
5.5. Which Is the Optimal Empirical Model? The optimal
running model is an accurate, useful, and practical model.
5.5.1. Which Is the Most Accurate Model? When computed
from 4 distances, the individual correlation coefficients of all
the models were high in all the elite runners. The correlation
coefficients were the highest for the 3-parameter models
by Morton and Hopkins and they were equal to 1 when
they were computed from 3 distances only. These correlation
coefficients equal to 1 were expected. Similarly, the regression
coefficients of all the 2-parameter running models would
have been equal to 1, if they were computed with only two
distances.
The values of RMSE were the lowest for the 3-parameter
models (Table 17). Morton’s model was the most accurate as
demonstrated by the ratios of estimated to actual running
speeds which were very close to 1 for each distance (Table 9).
Indeed, the differences between the estimated to actual
running speeds were lower than 0.5% in each distance for all
the runners. This model was significantly more accurate than
all the other models as shown in Table 18.
However, if a running model is perfect, there should be no
significant difference between its parameters computed from
different ranges of distances. Morton’s model was probably
not perfect because its parameters were significantly different
(P = 0.031) when they were computed from different ranges
of distances. In the present study, the empirical models
consist of single equations and are less complex than the
physiological and biomechanical models, which probably
explained that the parameters of all these empirical models
depended on the range of tlim. Indeed, the causes of fatigue
differ for short, medium, and long distances [58].
The SCrit1 and SCrit2 models and the concepts of critical
speed (or critical power) are by far the most used and
taught [21, 46]. Nonetheless, SCrit1 and SCrit2 models were the
less accurate models for the relationship between running
speed and tlim. The curves derived from (12) and (14) did
not describe accurately the relationships between speed and
tlim (Figures 4(b) and 4(c)). The only points corresponding
to 10000 m performances were close to the curves derived
from (12) whereas the only points corresponding to 1500 m
performances were close to the curves derived from (14).
Consequently, the speed-tlim relationship would be better
described by the mean values of ADC and SCrit:
ADC = (ADC1 + ADC2)
2
= (𝛼1 + 𝛽2)
2
SCrit = (SCrit1 + SCrit2)
2
= (𝛼2 + 𝛽1)
2
(41)
Even if the description of the individual speed-tlim relation-
ships was better with the curves computed from the mean
values of ADC and SCrit in (12) and (14) (Figure 13), this new
hyperbolic model is not optimal when it is compared with the
figures of the other models.
5.5.2. Which Is the Most Useful Model? The empirical models
of running exercises are often used to estimate the running
speeds over given distances, the endurance capability, and
MAS. The race performance calculation requires 2 or 3
parameters depending on the model used. On the other hand,
for each running model in the present study, there is only one
20
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0
500
1000
1500
2000
7.5
7.0
6.5
6.0
5.5
tlim (s)
S (m.s - 1)
Figure 13: Individual relationships between speed and tlim com-
puted from the mean values of ADC and SCrit in (12) and (14).
parameter that is an expression of the long-distance running
capability. Indeed, parameter ADC in the hyperbolic models
is not reliable and parameters k, SMax, and S0 that are maximal
speed indices are probably not useful for endurance runners.
Similarly the parameter corresponding to the time constant
(𝜏) in Hopkins’ model is not useful.
The useful parameters of the asymptotic model cor-
respond to SCrit1, SCrit2, SCrit3, and S∞. In theory, these
parameters represent the fastest speed that can be maintained
for a very long time. However, when SCrit1 was computed from
exercises shorter than 20 min, the subjects were generally
only able to maintain SCrit1 for less than 30 min and the
running velocities that could be maintained for 60 minutes
on a treadmill were largely overestimated by SCrit1 [59]. In
another study on the relationship between critical velocity
and marathon performance [60], SCrit1 (4.43 m.s−1) was
44% faster than the marathon running speed (3.07 m.s−1).
Nonetheless, the correlation between marathon performance
and SCrit1 was more significant than the correlations with
the other physiological parameters. In this latter study, it
was possible to calculate an approximation of the marathon
performance from SCrit1 (r = 0.87 and SEE = 14 min).
Approximations of long-distance performances (> 10000 m)
are probably also possible with SCrit2, SCrit3, and S∞ since they
are highly correlated with SCrit1 (P ≥ 0.965). For example,
in the study on 12 trained middle- and long-distance male
runners [56], the correlation coefficients of SCrit1, SCrit2, and
S∞ with the maximal running speed during 60 min were
equal to 0.90, 0.91, and 0.93, respectively. Amazingly, the
correlation coefficient with the 60-min running speed was
the lowest (0.80) for SCrit3 in these middle- and long-distance
runners but the overestimation was the smallest (0.13 ± 0.21
m.s−1) as in the present study.
It is likely that the logarithmic and power-law models
that are not asymptotic are the best empirical models for
the predictions of very long distances by extrapolation as
suggested in Table 15 and Figure 9. The predictions of
the running speeds corresponding to 30 min, 60 min, and
marathon by extrapolation of Morton’s model were higher
than the same predictions from the logarithmic and power-
law models. But the overestimations of the running speeds
corresponding to 30 min, 60 min, and marathon by Morton’s
model were lower than the overestimations by the other
asymptotic models (Tables 15 and 16 and Figure 9). On the
other hand, the predictions of competition performances
between 1500 and 10000 m (for example, one or two miles
or 2000 m) by interpolation should be better with the 3-
parameter models by Morton or Hopkins whose accuracies
were the best. Similarly, the running speed corresponding to
6 or 7 min (an estimation of MAS) should be more accurate
when computed with these 3-parameter models.
The endurance index of the power-law model (exponent
g) should be the most useful since it is the only endurance
index that does not depend on tMAS (Section 5.2).
5.5.3. Which Is the Most Practical? The most practical model
should be the less sensitive to a slightly submaximal perfor-
mance and the easiest to compute.
Unfortunately, no study compares the sensitivity of the
different models to submaximal performances. However, in
a previous study [61], some results were assumed to be the
effect of submaximal performances on SCrit1 model whose
sensitivity was discussed in a review on the critical power
concept [16]. Similarly, the values of parameter k that is
an index of maximal running speed were overestimated
in several physical education students in a previous study
[55], which was probably the effect of submaximal running
performances. Indeed, in 4 physical education students,
parameters k were largely overestimated since they were
higher than 20 m.s−1, whereas the maximal running speed is
about 12.2 m.s−1 for the best world sprinter U. Bolt [62]. The
comparison of parameters k of Ovett and Coe [63] is also a
demonstration of the effects of submaximal performances on
the modelling of running performances with the power-law
model. Indeed, the differences between Ovett and Coe for the
performances over 800, 1500, and 2000 m are around 1 second
but the inclusion of longer distances (3000 m and 5000 m)
causes large differences in the values of k and g. The value of k
was largely higher than 12 m.s−1 for Coe but not for Ovett. The
best performance for a given distance is probably maximal if
the elite runner has run this distance many times, which was
not the case for Coe in the 3000 m and 5000 m distances.
In the present study, the sensitivity of Morton’s model to
submaximal performances could be not negligible. Indeed,
the parameters of this model were significantly different when
they were computed from different distance ranges although
the differences between the estimated and the actual speeds
were very low (< 0.5%). The sensitivity of Morton’s model
to submaximal performances could also explain why the
correlation coefficient of SCrit3 with the 60 min speed was the
lowest in the study on the twelve middle- and long-distance
runners [56].
Many runners compete over two distances, only (either
800 and 1500 m or 5000 and 10000 m or half-marathon and
marathon). Their performances on the other distances could
be slightly submaximal and, consequently, the 3-parameter
BioMed Research International
21
models by Morton or Hopkins could be not optimal for these
runners.
The 3-parameter models need a software that can com-
pute the parameters by iteration. The 2-parameter models
are easier to compute either by a nomogram [48] or by
the current database software (Microsoft Excel, LibreOffice
Calc, etc.). The calculation of SCrit1 is much easier than the
parameters of the other models. Particularly, it is very easy to
calculate SCrit1 from two running performances:
SCrit1=(Dlim2 – Dlim1)
(tlim2 – tlim1)
(42)
In addition, the SCrit1 model is the only model that can
directly predict the performance corresponding to a distance
from its parameters (ADC1 and SCrit1):
Dlim = ADC1 + SCrit1 ∗ tlim
tlim = (Dlim - ADC1)
SCrit1
(43)
In the present study, the other models can only predict
performances corresponding to a value of tlim. In these
models, the protocol presented in Section 3.3 is necessary for
the prediction of a performance corresponding to a distance.
6. Conclusion
The comparison of the accuracies of the different models
in the six elite endurance runners suggests that the most
accurate model is the asymptotic 3-parameter hyperbolic
model proposed by Morton and that the less accurate models
are SCrit1 and SCrit2 models which are the most often used.
However, it is likely that logarithmic and power-law models
are the most accurate models for the predictions of long-
distance performances (maximal running speeds for 30 and
60 min or marathon) by extrapolation. In addition, exponent
g of the power-law model is an interesting endurance index
that does not depend on tMAS. The comparison of the sen-
sitivity of the different models to submaximal performances
should be studied to select the most practical model.
Data Availability
All the “experimental” data are presented in Table 1. All the
results of the computations according to the different models
are presented in the next 15 tables (from Table 2 to Table 16).
Conflicts of Interest
The author declares that they have no conflicts of interest.
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PMC7029455 | REVIEW
Open Access
The exoskeleton expansion: improving
walking and running economy
Gregory S. Sawicki1,2,3*, Owen N. Beck1,2, Inseung Kang1 and Aaron J. Young1,3*
Abstract
Since the early 2000s, researchers have been trying to develop lower-limb exoskeletons that augment human
mobility by reducing the metabolic cost of walking and running versus without a device. In 2013, researchers finally
broke this ‘metabolic cost barrier’. We analyzed the literature through December 2019, and identified 23 studies
that demonstrate exoskeleton designs that improved human walking and running economy beyond capable
without a device. Here, we reviewed these studies and highlighted key innovations and techniques that enabled
these devices to surpass the metabolic cost barrier and steadily improve user walking and running economy from
2013 to nearly 2020. These studies include, physiologically-informed targeting of lower-limb joints; use of off-board
actuators to rapidly prototype exoskeleton controllers; mechatronic designs of both active and passive systems; and
a renewed focus on human-exoskeleton interface design. Lastly, we highlight emerging trends that we anticipate
will further augment wearable-device performance and pose the next grand challenges facing exoskeleton
technology for augmenting human mobility.
Keywords: Wearable robotics, Assistive devices, Metabolic cost, Walk, Run, Energetic, Economy, Augmentation
Background
Exoskeletons to augment human walking and running
economy: previous predictions and recent milestones
The day that people move about their communities with
the assistance of wearable exoskeletons is fast ap-
proaching. A decade ago, Ferris predicted that this day
would happen by 2024 [1] and Herr foresaw a future
where people using exoskeletons to move on natural ter-
rain would be more common than them driving auto-
mobiles on concrete roads [2]. Impressively, Ferris and
Herr put forth these visions prior to the field achieving
the sought-after goal of developing an exoskeleton that
breaks the ‘metabolic cost barrier’. That is, a wearable
assistive device that alters user limb-joint dynamics,
often with the intention of reducing user metabolic cost
during natural level-ground walking and running com-
pared to not using a device. When the goal is to reduce
effort, metabolic cost is the gold-standard for assessing
lower-limb exoskeleton performance since it is an easily
attainable, objective measure of effort, and relates closely
to overall performance within a given gait mode [3, 4].
For example, reducing ‘exoskeleton’ mass improves user
running economy, and in turn running performance [4].
Further, enhanced walking performance is often related
to improved walking economy [3] and quality of life [5,
6]. To augment human walking and running perform-
ance, researchers seriously began attempting to break
the metabolic cost barrier using exoskeletons in the first
decade of this century, shortly after the launch of DAR-
PA’s Exoskeletons for Human Performance Augmenta-
tion program [7–10].
It was not until 2013 that an exoskeleton broke the
metabolic cost barrier [11]. In that year, Malcolm and col-
leagues [11] were the first to break the barrier when they
developed a tethered active ankle exoskeleton that re-
duced their participants’ metabolic cost during walking
(improved walking economy) by 6% (Fig. 1). In the follow-
ing 2 years, both autonomous active [12] and passive [13]
ankle exoskeletons emerged that also improved human
walking economy (Fig. 1). Shortly after those milestones,
Lee and colleagues [14] broke running’s metabolic cost
barrier using a tethered active hip exoskeleton that im-
proved participants’ running economy by 5% (Fig. 1).
Since then, researchers have also developed autonomous
© The Author(s). 2020 Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0
International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and
reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to
the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver
(http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
* Correspondence: [email protected];
[email protected]
1The George W. Woodruff School of Mechanical Engineering, Georgia
Institute of Technology, Atlanta, GA, USA
Full list of author information is available at the end of the article
Sawicki et al. Journal of NeuroEngineering and Rehabilitation (2020) 17:25
https://doi.org/10.1186/s12984-020-00663-9
active [15, 16] and passive [17, 18] exoskeletons that im-
prove human running economy (Fig. 1).
In seven short years, our world went from having
zero exoskeletons that could reduce a person’s meta-
bolic cost during walking or running to boasting
many such devices (Fig. 2). Continued progress to
convert
laboratory-constrained
exoskeletons
to
au-
tonomous systems hints at the possibility that exo-
skeletons
may
soon
expand
their
reach
beyond
college campuses and clinics, and improve walking
and running economy across more real-world venues.
If research and development continues its trajectory,
lower-limb exoskeletons will soon augment human
walking and running during everyday life – hopefully,
fulfilling Ferris’s and Herr’s predictions.
“What a time to be alive” – Aubrey Drake Graham.
Exoskeleton user performance: insights and trends
To highlight the recent growth of exoskeleton technol-
ogy, we compiled peer-reviewed publications that re-
ported that an exoskeleton improved user walking or
running economy versus without using a device through
December 2019. We indexed Web of Science for articles
in the English language that included the following topic:
Fig. 1 Milestones illustrating the advancement of exoskeleton technology. Tethered (blue) and autonomous (red) exoskeletons assisting at the
ankle (circle), knee (triangle), and hip (square) joint to improve healthy, natural walking (left) and running (right) economy versus using no device
are shown
Sawicki et al. Journal of NeuroEngineering and Rehabilitation (2020) 17:25
Page 2 of 9
(exoskeleton or exosuit or exotendon or assist robot)
and (metabolic or energetic or economy) and (walking
or running or walk or run). Of the 235 indexed articles,
we only included publications that reported that an exo-
skeleton statistically improved their cohort’s walking
and/or running economy versus an experimental no exo-
skeleton condition. We excluded studies that did not ex-
perimentally compare exoskeleton assisted walking or
running to a no device condition, choosing to focus on
devices that have been shown to break the metabolic
cost barrier in the strictest sense. In total, 23 publica-
tions satisfied our criteria, and six of these articles im-
proved walking economy during “special” conditions:
load carriage [19–21], inclined slope [21, 22], stair ascent
[23], and with enforced long steps [24] (Fig. 2 and
Table 1). We categorized exoskeletons into a special cat-
egory, when researchers increased their participant’s
metabolic cost above natural level-ground locomotion
(e.g. by adding mass to the user’s body), and subse-
quently used an exoskeleton to reduce the penalized
metabolic cost.
Seventeen publications presented improved human
walking and/or running economy using an exoskeleton
versus without using a device during preferred level-
ground conditions: twelve exoskeletons improved walk-
ing economy [11–13, 25–33], four improved running
economy [14, 15, 17, 18], and one improved both walk-
ing and running economy [16] versus using no device
(Fig. 2). These studies demonstrate that exoskeletons
improved net metabolic cost during walking by 3.3 to
19.8% versus using no device. For context, improving
walking economy by 19.8% is equivalent to the change
in metabolic cost due to a person shedding a ~ 25 kg
rucksack while walking [34]. Moreover, four exoskele-
tons improved net metabolic cost during running by 3.9
to 8.0% versus the no device condition (Table 1). Theor-
etically, improving running economy by 8% would en-
able the world’s fastest marathoner to break the current
marathon world record by over 6 min [35] – How about
a 1:50 marathon challenge?
We labeled six studies as “special” due to an added
metabolic penalty placed on the user such as load car-
riage [19–21], enforced unnaturally long steps [24], in-
clined ground slope [21, 22], and/or stair ascent [23]
(Fig. 1). Each of these exoskeletons mitigated the nega-
tive penalty by reducing metabolic cost. Yet, in some
cases [21, 24], the authors also performed a comparison
at level ground walking without an added “special” pen-
alty. In these cases, the exoskeleton did not significantly
mitigate (and may have increased) metabolic cost. For
other “special” cases [19, 22, 23], exoskeletons have
achieved a metabolic cost benefit in other relevant stud-
ies using the same device [12, 26]. However, in such
cases, there were differences in the experimental setup
such as the utilized controller, recruited cohort, and test-
ing conditions.
Despite the popular notion that devices with greater
power density (e.g., tethered exoskeletons with powerful
Fig. 2 The year that each exoskeleton study was published versus the change in net metabolic cost versus walking or running without using the
respective device. Red indicates autonomous and blue indicates a tethered exoskeletons. Different symbols indicate the leg joint(s) that each
device directly targets. Asterisk indicates special case and cross indicates a passive exoskeleton
Sawicki et al. Journal of NeuroEngineering and Rehabilitation (2020) 17:25
Page 3 of 9
Table 1 Detailed device specifications for exoskeletons that improved healthy, natural walking, and/or running economy versus
using no device
Number LeadAuthor Year
Metabolic
Reduction
(%)
Sample
Size
Target
Joint(s)
Auto
/Tethered
Active
/Passive
Walk
/Run
Speed
(m/s)
Mode
Device
Mass (kg)
Note
1
G Sawicki
2009
14
9
Ankle
Tethered
Active
Walk
1.25
Level
Ground
2.36
Long Step Lengths
2
P Malcolm
2013
6
8
Ankle
Tethered
Active
Walk
1.38
Level
Ground
1.52
3
L Mooney
2014a
8
7
Ankle
Autonomous Active
Walk
1.5
Level
Ground
4
Load Carry (23 kg)
4
L Mooney
2014b 10
7
Ankle
Autonomous Active
Walk
1.4
Level
Ground
3.6
5
S Collins
2015
7.2
9
Ankle
Autonomous Passive
Walk
1.25
Level
Ground
0.91
6
L Mooney
2016
11
6
Ankle
Autonomous Active
Walk
1.4
Level
Ground
3.6
7
K Seo
2016
13.2
5
Hip
Autonomous Active
Walk
1.17
Level
Ground
2.8
8
G Lee
2017
5.4
8
Hip
Tethered
Active
Run
2.5
Level
Ground
0.81
9
S Galle
2017
12
10
Ankle
Tethered
Active
Walk
1.25
Level
Ground
1.78
10
Y Lee
2017
13.2
5
Hip
Autonomous Active
Walk
1.14
Level
Ground
2.6
11
K Seo
2017
15.5
5
Hip
Autonomous Active
Walk
1.17
Inclined
Slope
2.4
5% grade
12
H Lee
2017
7
30
Hip
Autonomous Active
Walk
1.1
Level
Ground
2.8
Elderly
13
R Nasiri
2018
8
10
Hip
Autonomous Passive
Run
2.5
Level
Ground
1.8
14
S Lee
2018
14.9
7
Hip,
Ankle
Autonomous Active
Walk
1.5
Level
Ground
9.3
Load Carry (6.8 kg)
15
Y Ding
2018
17.4
8
Hip
Tethered
Active
Walk
1.25
Level
Ground
1.37
16
J Kim
2018
3.9
8
Hip
Autonomous Active
Run
2.5
Level
Ground
4.7
Hybrid System
17
D Kim
2018
10.16
15
Hip
Autonomous Active
Walk
N/A
Stair
Ascent
2.8
Elderly/128 Steps
18
F Panizzolo
2019
3.3
9
Hip
Autonomous Passive
Walk
1.1
Level
Ground
0.65
Elderly
19
M MacLean 2019
4.2
4
Knee
Autonomous Active
Walk
0.5
Inclined
Slope
8.4
Load Carry (18.1 kg)
/ 15 deg incline
20
C Simpson
2019
6.4
12
Hip
Autonomous Passive
Run
2.67
Level
Ground
N/A
Ankle Attachment
21
J Kim
2019
9.3
9
Hip
Autonomous Active
Walk
1.5
Level
Ground
5
Hybrid System
22
J Kim
2019
4
9
Hip
Autonomous Active
Run
2.5
Level
Ground
5
Hybrid System
23
B Lim
2019
19.8
6
Hip
Autonomous Active
Walk
1.11
Level
Ground
2.1
24
C Khazoom
2019
5.6
8
Ankle
Tethered
Active
Walk
1.4
Level
Ground
6.2
Sawicki et al. Journal of NeuroEngineering and Rehabilitation (2020) 17:25
Page 4 of 9
off-board motors and lightweight interfaces) would re-
duce user metabolic cost beyond that capable by autono-
mous
devices,
to
date
tethered
systems
have
not
improved user walking/running economy beyond that of
autonomous systems (t-test: p = 0.90) (Fig. 2). Namely,
tethered exoskeletons have improved user net metabolic
cost during walking by 5.4 to 17.4% and autonomous
exoskeletons have improved net metabolic cost during
walking by 3.3 to 19.8%. These data are from a variety of
devices (Table 1), walking speeds, and control systems,
and thus more rigorous comparisons between autono-
mous and tethered systems may reveal a more stark per-
formance benefit of tethered systems due to their
inherently smaller added mass penalty.
Even though distal leg muscles are thought to be more
economical/efficient than proximal leg muscles [36, 37],
ankle exoskeletons broke the metabolic cost barrier before
hip exoskeletons. Perhaps that is because researchers ini-
tially targeted the ankles because they yield the greatest
positive mechanical power output of any joint [37]. Not-
ably, only one knee exoskeleton has improved walking
economy [21] (Fig. 2). Finally, hip exoskeletons (17.4%
metabolic reduction for a tethered device and 19.8% for an
autonomous device) have numerically improved metabolic
cost by more than ankle exoskeletons (12% metabolic re-
duction for a tethered case and 11% for an autonomous
device), perhaps due to the physiological differences be-
tween ankle and hip morphology [37, 38] and/or due to
the location of the device’s added mass [39].
A closer examination of the subset of exoskeletons
that have yielded the greatest metabolic benefit provides
insight into the factors that may maximize users’ benefits
with future devices. One emerging factor is the exoskel-
eton controller. There are numerous methods to com-
mand [40] and control exoskeleton torque profiles. For
example, myoelectric controllers depend on the user’s
muscle activity [41, 42] and impedance controllers de-
pend on the user’s joint kinematics [43]. Time-based
controllers do not take the state of the user as direct in-
put, and only depend on the resolution offered by the
chosen torque versus time parameterization [27, 30, 44].
Recent exoskeleton studies indicate that both magnitude
[45, 46] and perhaps more importantly, timing of assist-
ance [11, 47, 48], affect user metabolism. Additionally,
time-based controllers have the flexibility to generate a
generalized set of assistive torque patterns that can be
optimized on the fly and considerably improve walking
and running economy over zero-torque conditions [30,
44]. Interestingly, the optimal exoskeleton torque pat-
terns that emerge do not correspond to physiological
torques in either their timing or magnitude [14, 44]. But,
at least at the ankle, getting the timing right seems para-
mount, as data from optimized exoskeleton torque pat-
terns
show
lower
variability
in
the
timing
versus
magnitude of the peak torque across many users [44]. Fi-
nally, regarding the magnitude of exoskeleton torque
and the net mechanical energy transfer from the device
to the user, more is not always better with respect to im-
proving user locomotion economy [13, 27, 44, 46].
Leading approaches and technologies for
advancing exoskeletons
Exoskeleton testbeds enable systematic, high throughput
studies on human physiological response
Tethered exoskeleton testbeds have accelerated device de-
velopment. In the first decade of the twenty-first century,
most exoskeletons were portable, but also cumbersome
and limited natural human movement. In addition, these
devices were typically designed for one-off, proof of con-
cept demonstrations; not systematic, high-throughput re-
search [49–52]. As researchers began focusing on studies
that aimed to understand the user’s physiological response
to exoskeleton assistance, a key innovation emerged - the
laboratory-based exoskeleton testbed. Rather than placing
actuators on the exoskeleton’s end-effector, researchers
began placing them off-board and attached them through
tethers (e.g., air hoses and Bowden cables) to streamlined
exoskeleton end-effectors [45, 53, 54]. This approach en-
abled researchers to conduct high throughput, systematic
studies during treadmill walking and running to determine
optimal exoskeleton assistance parameters (e.g., timing
and magnitude of mechanical power delivery [27, 55]) for
improving walking and running economy. Furthermore,
the high-performance motors on recent tethered exoskel-
eton testbeds have relatively high torque control band-
width that can be leveraged to render the dynamics of
existing or novel design concepts [43, 56]. Testing mul-
tiple concepts prior to the final device development could
enable researchers to quickly diagnose the independent ef-
fects of design parameters on current products and test
novel ideas [57]. Thus, we reason that exoskeleton test-
beds have progressed exoskeleton technology by enabling
researchers to optimize a high number of device parame-
ters [58], test new ideas, and then iterate designs without
having to build one-off prototypes.
Embedding ‘smart mechanics’ into passive exoskeletons
provides an alternative to fully powered designs
Laboratory-based exoskeletons are moving into the real-
world through the use of small, transportable energy
supplies [59] and/or by harvesting mechanical energy to
power the device [60]. Despite these improvements, an-
other way to circumnavigate the burden of lugging
around bulky energy sources is by developing passive
exoskeletons [13, 17, 18, 31]. Passive exoskeletons have
been able to assist the user by storing and subsequently
returning mechanical energy to the user without inject-
ing net positive mechanical work. Passive exoskeletons
Sawicki et al. Journal of NeuroEngineering and Rehabilitation (2020) 17:25
Page 5 of 9
are typically cheaper and lighter than active devices (e.g.,
Collins et al.’s ankle exoskeleton is 400 g [13]) and, like
active devices, are hypothesized to primarily improve
walking and running economy by reducing active muscle
volume [61]. However, due to their simplified designs,
passive exoskeletons are in some ways less adaptable
than powered devices. Passive devices can only offer
fixed mechanical properties that are at best only switch-
able between locomotion bouts. Thus, while passive sys-
tems may be adequate for providing assistance during
stereotyped locomotion tasks such as running on a track
or hiking downhill at fixed speed, they may not be able
to handle variable conditions. On the other hand, active
devices offer the opportunity to apply any generic
torque-time profile, but require bulky motors and/or
gears that need a significant source of power to do so.
Thus, combining features from active and passive exo-
skeletons to create a new class of pseudo-passive (or
semi-active) devices may yield a promising future direc-
tion for exoskeleton technology [59]. For example, rather
than continuously modulating the assistance torque pro-
file, a pseudo-passive device might inject small amounts
of power to change the mechanical properties of an
underlying passive structure during periods when it is
unloaded [62]. The pseudo-passive approach likely bene-
fits from the streamlined structural design (e.g., small
motors)
and
adaptability
that
requires
only
small
amounts of energy input (e.g., small batteries).
Providing comfort at the human-exoskeleton interface
Regardless of active or passive exoskeleton design, re-
searchers struggle to effectively and comfortably inter-
face exoskeletons to the human body [63]. That is
primarily due to the human body having multiple de-
grees of freedom, deforming tissues, and sensitive points
of pressure. Accordingly, many researchers utilize cus-
tom orthotic fabrication techniques [46, 64, 65], and/or
malleable textiles (commonly referred to as exo-suits)
[16, 66–68] to tackle this challenge. Textile-based exo-
skeletons may be superior to traditional rigid exoskeletons
due to their lower mass, improved comfort, fewer kine-
matic restrictions, and better translation to practical-use
[16, 67, 68]. Reaffirming soft technology, the tethered exo-
skeleton that best improves walking economy versus not
using a device is currently an exoskeleton with a soft, mal-
leable user-device interface [67] (Fig. 2).
Exoskeleton controllers using artificial intelligence and on-
line optimization to adapt to both user and environment
may facilitate the transition to ‘real-world’ functionality
Researchers are also developing smart controllers that
constantly update exoskeleton characteristics to optimize
user walking and running economy. This is exemplified by
Zhang and colleagues [44], who developed a controller
that rapidly estimates metabolic profiles and adjusts ankle
exoskeleton torque profiles to optimize human walking
and running economy. We foresee smart controllers enab-
ling exoskeletons to move beyond conventional fixed as-
sistance parameters, and steering user physiology in-a-
closed-loop with the device to maintain optimal exoskel-
eton assistance across conditions [30, 69]. Since measuring
metabolic cost throughout everyday life is unrealistic, fu-
ture exoskeletons may incorporate embedded wearable
sensors (e.g., electromyography surface electrodes, pulse
oximetry
units,
and/or
low-profile
ultrasonography
probes) that inform the controller of the user’s current
physiological state [70, 71] and thereby enable continuous
optimizing of device assistance [20, 72, 73] to minimize
the user’s estimated metabolic cost.
At a high level of control, researchers are using tech-
niques to detect user intent, environmental parameters,
and optimize exoskeleton assistance across multiple
tasks [15, 16, 68, 74, 75]. An early version of this tech-
niques paradigm was implementing proportional myo-
electric control into exoskeletons [76–78]. This strategy
directly modulates exoskeleton torque based on the tim-
ing and magnitude of a targeted muscle’s activity, which
can adapt the device to the users changing biomechan-
ics. However, this strategy has yielded mixed results [42,
79, 80] and is challenging to effectively use due to quick
adaptations that occur to accommodate various tasks as
well as slower changes that occur due to learning the de-
vice [41]. Scientists have made exciting advances using
machine learning and artificial intelligence techniques to
fuse information from both sensors on the user and de-
vice to better merge the user and exoskeleton [81, 82],
but these techniques have not yet been commercially
translated to exoskeleton technology to the authors’
knowledge. These strategies have the potential to enable
exoskeletons to discern user locomotion states (such as
running, walking, descending ramps, and ascending
stairs) and alter device parameters to meet the respective
task demands.
Conclusion
Closing remarks and vision for the future of exoskeleton
technology
In the near-term, we predict that the exoskeleton expan-
sion will break researchers out of laboratory confine-
ment. Doing so will enable studies that directly address
how exoskeleton-assistance affects real-world walking
and running performance without relying on extrapo-
lated laboratory-based findings. By escaping the labora-
tory, we expect that exoskeleton technology will expand
beyond improving human walking and running economy
over the next decade and begin optimizing other aspects
of locomotor performance that influence day-to-day mo-
bility in natural environments. To list a few grand-
Sawicki et al. Journal of NeuroEngineering and Rehabilitation (2020) 17:25
Page 6 of 9
challenges, exoskeletons may begin to augment user sta-
bility, agility, and robustness of gait. For example, exo-
skeletons may make users,
· More stable by modulating the sensorimotor response
of their neuromuscular system to perturbations [83–85].
· More agile and faster by increasing the relative force
capacity of their muscles [86].
· More robust by dissipating mechanical energy to
prevent injury during high impact activities like rapid
cutting maneuvers or falling from extreme heights [87].
To make these leaps, engineers will need to continue to
improve exoskeleton technology, physiologists will need
to refine the evaluation of human performance, clinicians
will need to consider how exoskeletons can further re-
habilitation interventions, psychologists will need to better
understand how user’s interact with and embody exoskel-
etons, designers will need to account for exoskeletons in
space planning, and healthcare professionals may need to
update their exercise recommendations to account for the
use of exoskeletons. Combined, these efforts will help es-
tablish a ‘map’ that can be continuously updated to help
navigate the interaction between human, machine, and
environment. Such guidelines will set the stage for exo-
skeletons that operate in symbiosis with the user to blur
lines between human and machine. Closing the loop be-
tween exoskeleton hardware, software, and the user’s bio-
logical systems (e.g., both musculoskeletal and neural
tissues) will enable a new class of devices capable of steer-
ing human neuromechanical structure and function over
both short and long timescales during walking and run-
ning. On the shortest of time scales, exoskeletons that
have access to body state information have the potential
to modify sensory feedback from mechanoreceptors and
augment dynamic balance. On the longest of timescales,
exoskeletons that have access to biomarkers indicating tis-
sue degradation [88] could modify external loads to shape
the material properties of connective tissues and maintain
homeostasis.
Until then, we focus our attention on the ability of exo-
skeletons to improve human walking and running econ-
omy. So far, 17 studies have reported that exoskeletons
improve natural human walking and running economy
(Fig. 2). As these devices evolve and become more avail-
able for public use, they will not only continue to improve
walking and running economy of young adults, but they
will also augment elite athlete performance, allow older
adults to keep up with their kinfolk, enable people with
disability to outpace their peers, and take explorers deeper
into the wilderness.
Acknowledgements
None.
Authors’ contributions
All authors contributed to writing the manuscript. G. Sawicki and A. Young
jointly conceived of the review paper idea, extracted the trends, and
determined the leading approaches and technologies. O. Beck and I. Kang
performed a literature search to benchmark progress in exoskeletons vs. time
to improve the economy of human locomotion. They logged all the studies
and categorized them by joint and gait mode. All authors drafted, edited,
and approved the final manuscript.
Funding
This work was funded in part by NSF National Robotics Initiative (award #
1830215) to A.J.Y., U.S. Army Natick Soldier Research, Development and
Engineering Center (W911QY18C0140) to G.S.S, and an NIH National Institute
on Aging fellowship award (F32AG063460) to O.N.B. The content is solely the
responsibility of the authors and does not necessarily represent the official
views of the funding agencies listed.
Availability of data and materials
Not applicable.
Ethics approval and consent to participate
Not applicable.
Consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
Author details
1The George W. Woodruff School of Mechanical Engineering, Georgia
Institute of Technology, Atlanta, GA, USA. 2School of Biological Sciences,
Georgia Institute of Technology, Atlanta, GA, USA. 3Institute for Robotics and
Intelligent Machines, Georgia Institute of Technology, Atlanta, GA, USA.
Received: 5 August 2019 Accepted: 13 February 2020
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Page 9 of 9
| The exoskeleton expansion: improving walking and running economy. | 02-19-2020 | Sawicki, Gregory S,Beck, Owen N,Kang, Inseung,Young, Aaron J | eng |
PMC7310409 | REVIEW
Open Access
A review of the ketogenic diet for
endurance athletes: performance enhancer
or placebo effect?
Caitlin P. Bailey*
and Erin Hennessy
Abstract
Background: The ketogenic diet has become popular among endurance athletes as a performance enhancer. This
paper systematically reviews the evidence regarding the effect of the endurance athlete’s ketogenic diet (EAKD) on
maximal oxygen consumption (VO2 max) and secondary performance outcomes.
Methods: PubMed and Web of Science searches were conducted through November 2019. Inclusion criteria were
documentation of EAKD (< 50 g daily carbohydrate consumed by endurance athletes), ketosis achieved (measured via
serum biomarker), VO2 max and/or secondary outcomes, English language, and peer reviewed-publication status. Articles
were excluded if they were not a primary source or hypotheses were not tested with endurance athletes (i.e., individuals
that compete at submaximal intensity for extended time periods). Study design, diet composition, adherence assessment,
serum biomarkers, training protocols, and VO2 max/secondary outcomes were extracted and summarized.
Results: Searches identified seven articles reporting on VO2 max and/or secondary outcomes; these comprised six
intervention trials and one case study. VO2 max outcomes (n = 5 trials, n = 1 case study) were mixed. Two of five trials
reported significant increases in VO2 max across all diets; while three trials and one case study reported no significant VO2
max findings. Secondary outcomes (n = 5 trials, n = 1 case study) were Time to Exhaustion (TTE; n = 3 articles), Race Time
(n = 3 articles), Rating of Perceived Exertion (RPE; n = 3 articles), and Peak Power (n = 2 articles). Of these, significant findings
for EAKD athletes included decreased TTE (n = 1 article), higher RPE (n = 1 article), and increased Peak Power (n = 1 article).
Conclusion: Limited and heterogeneous findings prohibit definitive conclusions regarding efficacy of the EAKD for performance benefit.
When compared to a high carbohydrate diet, there are mixed findings for the effect of EAKD consumption on VO2 max and other
performance outcomes. More randomized trials are needed to better understand the potentially nuanced effects of EAKD consumption on
endurance performance. Researchers may also consider exploring the impact of genetics, recovery, sport type, and sex in moderating the
influence of EAKD consumption on performance outcomes.
Keywords: Ketogenic diet, High fat diet, Ketosis, Endurance athlete, VO2 max
Background
The ketogenic diet prescribes a significant reduction in
carbohydrate intake, which facilitates physiological changes
that promote the utilization of ketones [1]. Recently this
diet has received attention from the endurance community
as a potential ergogenic aid because it minimizes the body’s
reliance on carbohydrates. Despite evidence-based guidance
for athletes to consume adequate carbohydrates [2], it has
been proposed that the biological constraints of carbohy-
drate storage may limit athletes who compete over ex-
tended time periods [3, 4]. Carbohydrates are stored in the
body predominately as glycogen in muscle tissue (300 g)
and liver tissue (90 g), in addition to glucose in the blood
© The Author(s). 2020 Open Access This article is licensed under a Creative Commons Attribution 4.0 International License,
which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give
appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if
changes were made. The images or other third party material in this article are included in the article's Creative Commons
licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons
licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain
permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the
data made available in this article, unless otherwise stated in a credit line to the data.
* Correspondence: [email protected]
The Gerald J. and Dorothy R. Friedman School of Nutrition Science and
Policy at Tufts University, 150 Harrison Avenue, Boston, MA 02111, USA
Bailey and Hennessy Journal of the International Society of Sports Nutrition
(2020) 17:33
https://doi.org/10.1186/s12970-020-00362-9
stream (30 g) [5]. This amounts to roughly 1680 kcal of
available energy from carbohydrate at any one time. As a
result, endurance athletes must replenish their glycogen
stores every one to three hours during activity [5]. This
continual consumption redirects nutrients from exercising
muscles to the gut to aide digestion, potentially leading to
reduced exercise economy and digestive disturbances,
which compromise the athlete’s ability to maximize training
and competition outcomes [3]. Additionally, research indi-
cates that training with low muscle glycogen availability
promotes molecular changes that enhance training-derived
endurance adaptations [6]. Furthermore, ketogenic diets
have been shown to reduce lactate accumulation after exer-
cise, contributing to enhanced recovery [7, 8]. Taken
together, this evidence suggests that reduced reliance on
carbohydrates via ketosis can produce beneficial results for
endurance athletes.
In contrast to the limitations of carbohydrate storage, the
body can reserve large amounts of energy in the form of
fat. One pound of fat yields approximately 3500 kcal, mak-
ing fat a vast source of energy, even among relatively lean
endurance athletes. In theory, if endurance athletes tolerate
the ketogenic diet, they could achieve longer training pe-
riods with sustained energy levels and reduced need for re-
fueling, allowing them to maximize the aerobic benefits
from training and competing. In fact, there is some evi-
dence that, among highly trained individuals, benefits of the
diet include a steady supply of energy for the body and
brain during prolonged exercise and accelerated recovery
time post-exercise [4]. While scientists continue to explore
potential benefits and drawbacks of the endurance athlete’s
ketogenic diet (EAKD), several public figures in the athletic
community have already embraced the diet as ergogenic [9,
10]. However, to the authors’ knowledge, there have been
no systematic reviews of EAKD consumption and endur-
ance outcomes (e.g., VO2 max, TTE, Race Time, RPE, Peak
Power) from which such conclusions may be drawn.
To fill this gap, the present review characterizes the na-
ture and extent of available scientific evidence regarding
the claim that EAKD consumption results in improved
endurance performance, as measured by maximal oxygen
uptake (VO2 max). VO2 max is considered the gold stand-
ard for measuring aerobic fitness. It is measured via a
graded exercise test on a treadmill or a cycle ergometer,
and quantified as the body’s maximum oxygen use in mil-
liliters per kilogram of body weight per minute [11].
Higher levels of VO2 max indicate greater endurance cap-
acity. It is important to note that while VO2 max is an
established measure of endurance capacity, relative VO2
max is confounded by changes in body weight and thus
not without limitations. For this reason, secondary per-
formance outcomes (i.e., time to exhaustion [TTE], race
time, rating of perceived exertion [RPE], peak power) were
also collected for analysis.
This manuscript is intended to enhance the athletic and
scientific communities’ knowledge of the potential benefits
and consequences of adopting the EAKD, and to identify
gaps in the current literature that may create opportun-
ities for future study. Specifically, this review focuses on
peer-reviewed articles examining endurance athletes (e.g.,
cyclists, runners, race walkers, triathletes) participating in
three or more weeks of EAKD consumption. The included
studies looked at a variety of outcomes; however, the pri-
mary outcome of interest to this review is VO2 max.
Main text
Methods
Articles were identified for inclusion via electronic data-
base literature searches. An initial search was conducted
using Web of Science and PubMed, on February 1, 2018.
Subsequent searches of Web of Science and PubMed
were conducted, using identical search criteria, in
order to capture the most recent publications avail-
able. The final search was conducted on November
17, 2019. The following key terms were used to
search the databases for articles by topic: ketogenic,
race, walker, cyclist, runner, marathon, endurance,
and athlete. The full search strategy used for both da-
tabases is as follows: ((ketogenic) AND (race[Title] OR
walker*[Title] OR cyclist*[Title] OR runner*[Title] OR
marathon*[Title] OR endurance[Title] OR athlet*[Ti-
tle])). Asterisks denote truncation. Additional inclu-
sion criteria were English language, peer reviewed-
publication status, ketosis achieved (as measured via
serum biomarkers), and documentation of VO2 max
and/or secondary outcomes. The following exclusions
were applied to the searches in order to narrow the
scope of the article lists generated: NOT (epilepsy or
child or mice or mouse or diabet* or rat* or seizure).
Articles were included for review if the title, abstract,
or key words indicated that the study focused on the ke-
togenic diet in the context of endurance sport training
and/or racing (i.e., the EAKD). Articles that met inclu-
sion criteria from each database were compiled using
Endnote software. Duplicates were removed, and ab-
stracts were pre-screened for source type. Articles were
excluded if they were not a primary source.
After identifying all eligible records, a data matrix was
developed and data were extracted on the following vari-
ables: study design, athlete type (i.e., sport, training level,
age range), diet type (i.e., EAKD, high carbohydrate,
periodised carbohydrate) and composition, recruitment
numbers, study length, dietary adherence assessment
method, serum biomarkers for ketosis, training proto-
cols, and VO2 max/secondary outcomes. Data from the
matrix are presented in Tables 1 and 2. Results were
synthesized qualitatively.
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 2 of 11
Table 1 Descriptive results
Reference
Sample
size
Population, age
range
Study design
Study
length
Methods
Diet composition
Diet provision & assessment
Ketosis biomarker
Training protocol
VO2 Max
protocol
Prospective trials
Burke
et al. 2017
[12]
N = 29
Professional
male race
walkers with
international
race experience,
21–32 years
Self-selected diet
(non-random assignment)
3 weeks
Diets: EAKD (< 50 g CHO,
75–80% FAT, 15–20%
PRO [n = 10])a; HCD (60–
65% CHO, 20% FAT, 15–
20% PRO [n = 9])a; PCHO
(60–65% CHO, 20% FAT,
15–20% PRO [n = 10])a
Personalized menus
developed by professional
chef and RDs. All foods
provided/recorded by
research team.
Beta-hydroxybutyrate
levels post-EAKD:
0.8–2.0 mmol/liter
Olympic-level
training camp.
Included daily race
walking, resistance
training, and/or
cross training.
Treadmill test
Carr et al.
2018 [7]
N = 24
Male (n = 17)
and female (n =
7) elite race
walkers
Self-selected diet
(non-random assignment)
3 weeks
Diets: EAKD (< 50 g CHO,
75–80% FAT, 15–20%
PRO [n = 9]); HCD (60–
65% CHO, 20% FAT, 15–
20% PRO [n = 8]); PCHO
(60–65% CHO, 20% FAT,
15–20% PRO [n = 7])
Menus developed by
professional chef and RDs.
All foods provided/recorded
by research team.
Elevated serum
ketone bodies post-
EAKD: 1 mmol/liter
Supervised, sport-
specific, 3-week
training protocol.
Treadmill test
Heatherly
et al. 2018
[13]
N = 8
Middle-age,
recreationally
competitive
male runners,
39.5 ± 9.9 years
Pre-posttest
3 weeks
Diets: EAKD (< 50 g CHO,
target 70% FAT [ad
libitum]); HCD (habitual
pre-study diet, reported
as “moderate to high
CHO”)
Participants provided with
daily macronutrient targets
and instructed to self-track
diet using diet software.
Elevated serum
ketone bodies post-
dietary intervention
compared to pre-
EAKD levels: 0.7 ±
0.52 mmol/liter
(EAKD) vs. 0.25 ± 0.09
mmol/liter (CHO)
Participants
continued normal
recreational athletic
activity for study
duration.
Treadmill test
(pre-EAKD
only). %
baseline VO2
max at
various race
paces post-
EAKD
reported.
McSwiney
et al. 2018
[14]
N = 20
Male endurance
trained athletes
(e.g., triathlon,
cycling,
marathon, ultra-
marathon), 18–
40 years
Self-selected diet
(non-random assignment)
12 weeks
Diets: EAKD (< 50 g CHO,
> 75% FAT, 10–15% PRO
[n = 9]); HCD (65% CHO,
20% FAT, 14% PRO [n =
11])
Participants received detailed
handouts (e.g., example meal
plans, shopping lists),
nutrition counseling, and
weekly check-ins. Weekly
weighed food diary
submitted.
Beta-hydroxybutyrate
levels post-EAKD: 0.5
mmol/liter
≥ 7h hours of
endurance exercise
and 2 strength
training sessions
per week.
Cycle
ergometer
test
Phinney
et al. 1983
[15]
N = 5
Elite male
cyclists, 20–30
years
Pre-posttest
4 weeks
Diets: EAKD (< 20 g CHO,
85% FAT, 15% PRO); HCD
(1.75 g PRO/kg/day,
remainder as 66% CHO
and 33% FAT)a
Participants received three
meals per day. Portions were
weighed and intake
monitored.
Beta-hydroxybutyrate
levels post-EAKD:
1.28 ± 0.35 mmol/liter
Participants were
asked to continue
normal training,
monitored via daily
diary.
Cycle
ergometer
test
Shaw
et al. 2019
[16]
N = 8
Male endurance
trained athletes
(n = 2
marathoners,
n = 4 ultra-
marathoners,
n = 2 triathletes),
29.6 ± 5.1 years
Randomized repeated
measures crossover study
31-days
(4.5 weeks)
per
condition
with a 14-
to 21-day
washout
period
Diets: EAKD (< 50 g CHO,
75–80% FAT, 15–20%
PRO); HCD (43% CHO,
38% FAT, 19% PRO)a
Participants received
education session with RD,
info booklet, personalized
menu plan, meal/snack
examples, and lifestyle
advice. All had daily contact
with a registered dietitian for
monitoring.
Beta-hydroxybutyrate
levels post-EAKD:
≥0.3 mmol/liter by
day 3 and ≥ 0.5
mmol/liter by day 7
Participants
designed their own
28-day training plan
(running and cyc-
ling) and were
asked to replicate
this during each
dietary period.
Treadmill test
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 3 of 11
Table 1 Descriptive results (Continued)
Reference
Sample
size
Population, age
range
Study design
Study
length
Methods
Diet composition
Diet provision & assessment
Ketosis biomarker
Training protocol
VO2 Max
protocol
Case studies
Zinn et al.
2017 [17]
N = 5
Recreational
athletes
involved in
competitive
endurance sport
for 5+ years, 49–
55 years
Pilot case study, mixed
methods research
10 weeks
Diet: EAKD (< 50 g CHO,
ad libitum FAT, 1.5 g/kg
PRO [n = 5])
Participants provided with
daily macronutrient
prescription and instructed
to self-track diet using diet
software.
Beta-hydroxybutyrate
levels: 0.5–4.2 mmol/
liter
Participants
continued normal
recreational athletic
activity for study
duration.
Cycle
ergometer
test
EAKD Endurance Athlete Ketogenic Diet, HCD High Carbohydrate Diet, PCHO Periodised carbohydrate diet: percentages based on weekly rather than daily diet, CHO Carbohydrate, PRO Protein, RD Registered dietitian
aIsocaloric diets
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 4 of 11
Table 2 Study outcomes: VO2 max and secondary outcomes. Dashes indicate that studies did not assess the specified variable(s)
Reference
VO2 max outcomes (mL/kg/min)
Time to exhaustion
(TTE)
Race time/Time trial
Rating of perceived exertion (RPE)
Peak power
Prospective Trials
Burke
et al. 2017
[12]
Significant increase in VO2 max from baseline (p <
0.001) in all three groups. VO2 Max of the HCD
group was significantly lower than for the other
groups both pre- and post-diet (p ≤ 0.02).
Pre- vs. post-intervention
EAKD: 66.3 vs. 71.1
HCD: 61.6 vs. 66.2
PCHO: 64.9 vs. 67.0
_ _
EAKD group: Non-
significant increase in
10 km race time from
baseline.
HCD and PCHO
groups: Significant
decrease in race
time (p < 0.01).
Pre- vs. post-
intervention
EAKD: 23 s slower
HCD: 190 s faster
PCHO: 124 s faster
EAKD group: Significantly higher RPE values for
post-intervention graded economy test compared
with pre-intervention RPE values (p ≤ 0.01). Non-
significant trend for higher RPE values during 25 km
long walk for both pre- and post-testing.
_ _
Carr et al.
2018 [7]
Significant increase in VO2 max from baseline (p <
0.05) in all three groups. Between groups analysis
not reported.
Pre- v. post-intervention (M ± SD)
EAKD: 61.1 ± 5.3 vs. 63.4 ± 4.1
HCD: 57.6 ± 4.6 vs. 58.3 ± 4.1
PCHO: 58.1 ± 3.3 vs. 60.2 ± 3.8
_ _
_ _
_ _
_ _
Heatherly
et al. 2018
[13]
Post-EAKD VO2 max not measured. Study reported %
baseline VO2 max at various race paces. At 10 km, 21
km, 42 km and sub-42 km (but not 5 km) race
paces, % relative VO2 max was significantly
greater post-EAKD.
Example (10 km pace; p < 0.05):
EAKD: 98.7 ± 11.3
HCD: 92.8 ± 5.3
_ _
5 km time trial time
was not significantly
different pre- vs. post-
EAKD (p > 0.10).
Pre- vs. post-
intervention
EAKD: 23.45 ± 2.25
min.
HCD: 23.92 ± 2.57 min.
Overall RPE did not differ significantly pre- vs. post-
EAKD during 5 km time trial (P > 0.10).
Pre- vs. post-intervention
EAKD: 8.4 ± 1.2
HCD: 8.0 ± 1.0
_ _
McSwiney
et al. 2018
[14]
Increase in both groups post-diet. Non-significant dif-
ference between groups (p = 0.968).
Pre- vs. post-intervention
EAKD: 53.6 ± 6.8 vs. 57.3 ± 6.7
HCD: 52.6 ± 6.4 vs. 57.2 ± 6.1
_ _
100 km time trial time
was not significantly
different between
groups (p = 0.057).
Pre- vs. post-
intervention
EAKD: 4.07 min.sec
faster
HCD: 1.13 min.sec
faster
_ _
Post-intervention peak
power was significantly
different between
groups (p = 0.047).
Pre- vs. post-intervention
EAKD: 8.3 ± 2.2 vs. 9.7 ±
2.3; 1.4 watts/kg increase
HCD: 9.1 ± 2.6 vs. 8.4 ±
2.2; 0.7 watts/kg decrease
Phinney
et al. 1983
[15]
Non-significant decrease from baseline (HCD; p > 0.01).
Pre- vs. post-intervention
EAKD: 5.00 ± 0.20
HCD: 5.10 ± 0.18
Non-significant
increase in mean
exercise times from
baseline (HCD).
Pre- vs. post-
intervention
EAKD: 151 ± 25
_ _
_ _
_ _
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 5 of 11
Table 2 Study outcomes: VO2 max and secondary outcomes. Dashes indicate that studies did not assess the specified variable(s) (Continued)
Reference
VO2 max outcomes (mL/kg/min)
Time to exhaustion
(TTE)
Race time/Time trial
Rating of perceived exertion (RPE)
Peak power
min.
HCD: 147 ± 13 min.
Shaw
et al. 2019
[16]
No significant change from pre-intervention levels for
either dietary exposure (p > 0.05).
Pre-intervention (all athletes)
59.4 ± 5.2
No significant
difference between
dietary
interventions (p =
0.56).
Pre- vs. post-
intervention
EAKD: 239 ± 27 vs.
219 ±
53 min. (p = 0.36)
HCD: 237 ± 44 vs.
231 ± 35 min. (p =
0.44)
_ _
RPE values were similar for each dietary intervention
during run-to-exhaustion trials.
1-h, 2-h, at exhaustion
EAKD: 11.4 ± 0.9, 12.1 ± 1.4, 19.38 ± 0.52
HCD: 11.7 ± 0.8, 12.8 ± 0.9, 19.38 ± 0.52
_ _
Case studies
Zinn et al.
2017 [17]
Non-significant change from baseline (M ± SD): −
1.69 ± 3.4 (p = 0.63).
(with a decrease in four of the five athletes)
Significant
decrease in TTE
for all
participants (p =
0.004).
Mean change from
baseline
EAKD: − 2 ± 0.7
min.
_ _
_ _
Four out of five athletes
experienced a decrease
in peak power from
baseline (p = 0.07).
Mean change from
baseline
EAKD: − 18 ± 16.4 watts
EAKD Endurance Athlete Ketogenic Diet, HCD High Carbohydrate Diet, PCHO Periodised carbohydrate diet
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 6 of 11
Results
Search results
Figure 1 illustrates the screening process and articles in-
cluded in this review. In brief, searches from Web of Sci-
ence and PubMed generated n = 60 articles (n = 33 and 27,
respectively). After removing duplicates and pre-screening,
28 articles remained. After further review, 21 additional re-
cords were excluded (see Fig. 1 for reasons for exclusion).
All exclusions were conducted to emphasize the effect of
ketogenic diet consumption on sport-specific performance
in endurance athletes. The screening process produced
seven eligible articles: six prospective trials (n = 1 random-
ized crossover study, n = 3 non-randomized trials, n = 2
pre-posttest), and one case study. See Fig. 1 for a flow
chart of the screening process.
Descriptive results
Among the seven studies included in this review, sex and
athlete type were inextricable variables. Five of seven stud-
ies examined VO2 max outcomes in only male athletes
Fig. 1 Flow chart depicting the literature search and review process to arrive at the final analytic sample (n = 7). Arrows pointing right indicate
the number of articles excluded and for what reason
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 7 of 11
[12–16]. However, among those studies, athlete type var-
ied: one study recruited male runners [13], one recruited
male race walkers [12], one recruited male cyclists [15],
and two recruited a mixed sample of male endurance ath-
letes [14, 16]. Two of the seven studies recruited both
male and female athletes; one recruited a sample of race
walkers [7] and the other recruited a sample of mixed en-
durance athletes [17]. Ages for study participants ranged
from 18 to 55 years. All seven studies included an EAKD
(< 50 g daily carbohydrate). Of the six trial studies, all in-
cluded a standard, high carbohydrate comparison diet [7,
12–16], while the case study provided no comparison diet
[17]. Studies either provided participants with meals [7,
12, 15] or with dietary guidance, including sample meal
plans [13, 14, 16, 17]. Adherence to diet was tracked via
objective researcher observation and measurement [7, 12,
15] or participant self-report (e.g., weighed food diaries,
dietary analysis software) [13, 14, 16, 17]. All studies expli-
citly reported tracking serum ketone levels as a biomarker
for ketosis. All studies lasted between three and 12 weeks.
Performance outcome results
VO2 max outcomes (mL/kg/min; n = 6 studies) were
mixed: two studies reported significant increases in VO2
max across all diets [7, 12], and four reported no significant
VO2 max outcomes [14–17]. In a three-week nonrando-
mized trial, Carr et al. reported significant increases in VO2
max from baseline for all diet types (EAKD: 61.1 ± 5.3 vs.
63.4 ± 4.1; HCD: 57.6 ± 4.6 vs. 58.3 ± 4.1; PCHO: 58.1 ± 3.3
vs. 60.2 ± 3.8; p < 0.05) [7]. Using a similar design, Burke
et al. found a significant increase in VO2 max for all ath-
letes (EAKD: 66.3 vs. 71.1; HCD: 61.6 vs. 66.2; PCHO: 64.9
vs. 67.0; p < 0.001) [12]. McSwiney et al. showed a 3.7-unit
increase in relative VO2 max among the EAKD group after
12 weeks (53.6 ± 6.8 vs. 57.3 ± 6.7) [14]. This was a smaller
increase than the 4.6-unit increase observed in the com-
parison diet group (52.6 ± 6.4 vs. 57.2 ± 6.1); furthermore,
the increase in relative VO2 max during EAKD consump-
tion was inflated by a 6-kg mean reduction in body mass
among the participants. The difference in increase between
the two groups was not significant (p = 0.968) [14]. Shaw
et al., a randomized crossover study, found no significant
changes in VO2 max from baseline (59.4 ± 5.2) after either
31 days of EAKD or high carbohydrate comparison diet
(p > 0.05) [16]. Using a pre-posttest design, Phinney et al.
found no difference in VO2 max between a high carbohy-
drate comparison diet and EAKD (pre-intervention HCD:
5.10 ± 0.18; EAKD: 5.00 ± 0.20; p > 0.01) [15]. Heatherly
et al., also a pre-posttest design, measured VO2 max pre-
but not post-EAKD consumption [13]. Instead, this study
reported on the percent of baseline (pre-dietary interven-
tion) VO2 max achieved at various race paces tested post-
EAKD consumption. Researchers found that the percent of
baseline relative VO2 max achieved was significantly
greater post-EAKD at 10 km, 21 km, 42 km, and sub-42 km
(but not 5 km) race paces (see Table 2; p < 0.05) [13]. Fi-
nally, Zinn et al. showed a non-significant decrease from
baseline VO2 max in athletes consuming the EAKD after
10 weeks (− 1.69 ± 3.4; p = 0.63) [17]. Zinn et al. was a case
study with no reference comparison diet.
Secondary outcomes (n = 6 studies) were also mixed. Of
three studies that reported TTE, Shaw et al. and Phinney
et al. each found no significant difference in TTE by diet
type [15, 16], while Zinn et al. reported a significant
decrease from baseline (pre-dietary intervention) for all five
case study participants consuming the EAKD (− 2 ± 0.7
min.; p = 0.004) [17]. Differences in race times by dietary
intervention were reported by three studies [12–14] and
found to be significant in one [12]. Specifically, Burke et al.
reported a significant decrease in race time among high
carbohydrate and periodized carbohydrate groups (HCD:
− 190 s; PCHO: − 124 s; p < 0.01), while the EAKD group
had a non-significant increase in race time (EAKD: + 23 s;
p > 0.01) [12]. RPE was measured in three studies [12, 13,
16] and found to be significantly different from baseline in
one [12]. Burke et al. reported higher RPE values among
the EAKD group post-intervention compared with pre-
intervention (p ≤ 0.01) [12]. Finally, peak power was mea-
sured in two studies [14, 17]. McSwinney et al. reported
that post-intervention peak power was significantly differ-
ent between diets, with EAKD athletes improving their
peak power and comparison diet athletes decreasing their
peak power (EAKD: 8.3 ± 2.2 vs. 9.7 ± 2.3 watts/kilogram;
HCD: 9.1 ± 2.6 vs. 8.4 ± 2.2 watts/kilogram; p = 0.047). Zinn
et al. found a mean decrease in peak power from baseline
(− 18 ± 16.4 watts; p = 0.07) with a decrease in four out of
five athletes [17]. See Table 2 for a full list of results.
Discussion
It has been hypothesized that consuming a ketogenic diet
may enhance performance among endurance athletes by
promoting a shift in substrate utilization that enhances
physiological training benefits [3, 18]. The present review
explores
this
hypothesis
by
examining
associations
between EAKD consumption and VO2 max, a biomarker
for endurance capacity [11]. Two of the seven studies in-
cluded in this review found a significant increase in VO2
max post-EAKD consumption [7, 12]. However, both arti-
cles reported significant VO2 max increases across all di-
ets, and that outcomes were independent of dietary
intervention. Interestingly, both studies were conducted
among elite race walkers that self-selected their dietary
intervention, and the athletes that self-selected into the
EAKD had slightly higher average baseline and post-
treatment VO2 max values [7, 12]. Furthermore, Burke
et al., reported that VO2 max values for the high carbohy-
drate comparison group were significantly lower than
EAKD or periodised carbohydrate groups at baseline and
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 8 of 11
follow-up (p ≤ 0.02) [12]. This suggests that other factors
may influence athletes’ choice of diet and aerobic capacity
concomitantly, such as genetic variation in trainability
and/or chronic substrate utilization [19, 20]. A review
conducted by Williams et al. revealed the potential for 97
genes to predict VO2 max trainability, suggesting that gen-
etics may account for differing training outcomes among
athletes [20]. Certain dietary preferences, which both
acutely and chronically influence substrate utilization,
have also been linked to gene variations, highlighting the
possibility for both dietary choices and training outcomes
to be mediated by genetics [19, 21]. Randomized con-
trolled trials and genome-wide association studies can be
leveraged to control for, and explore the impact of, such
factors in future studies of the EAKD.
Four of the seven studies reviewed reported non-
significant VO2 max outcomes [14–17]. In a non-
randomized trial, McSwiney et al. reported a VO2 max
increase in both groups of male endurance athletes post-
EAKD (EAKD: 53.6 ± 6.8 vs. 57.3 ± 6.7; HCD: 52.6 ± 6.4
vs. 57.2 ± 6.1) with a non-significant difference between
groups (p = 0.968) [14]. In a pre-posttest design, Phinney
et al. reported a non-significant decrease in VO2 max
from baseline among five elite male cyclists (pre- vs.
post-EAKD: 5.10 ± 0.18 vs. 5.00 ± 0.20; p > 0.01) [15]. In
a case study, Zinn et al. reported a non-significant de-
crease among five recreational endurance athletes con-
suming the EAKD (− 1.69 ± 3.4; p = 0.63) [17]. Finally, in
a randomized crossover study, Shaw et al. reported no
significant changes from baseline (59.4 ± 5.2) among
male endurance athletes during either dietary interven-
tion (p > 0.05) [16].
Heatherly et al. did not report VO2 max outcomes, in-
stead providing the percentage of baseline VO2 max
achieved at various race paces (i.e., 5 km, 10 km, 21 km, 42
km, sub-42 km) [13]. The significantly greater percentages
of baseline VO2 max achieved post-EAKD consumption at
10 km, 21 km, 42 km, and sub-42 km race paces demon-
strate that the EAKD was negatively correlated with the
athletes’ aerobic efficiency at these paces. This is corrobo-
rated by some of the secondary outcomes reported in Table
2, including reports of EAKD being associated with signifi-
cantly higher RPE [12], and decreased TTE [17]. Only one
study reported significant positive secondary findings: a
higher peak power in athletes post-EAKD compared to the
standard, high carbohydrate diet [14]. The authors of the
study hypothesized that this outcome was likely due to an
improved power to weight ratio among the EAKD athletes,
who lost an average of 6 kg of body mass.
Despite the popularity of the diet as an ergogenic aid,
this review provides evidence that EAKD consumption
produces mixed results, in terms of endurance perform-
ance, when compared to a high carbohydrate diet. Several
biological mechanisms may help to explain the potential
for mixed and/or detrimental effects, including changes in
fuel economy, production of certain metabolic byproducts,
and reduced energy intake. For example, the EAKD sig-
nificantly increases fat oxidation, requiring greater oxygen
consumption due to the increased oxygen demands dur-
ing fatty acid metabolism versus carbohydrate metabolism
[12, 22]. This increased demand for oxygen reduces the
beneficial impact of an increased VO2 max because a
greater percentage of maximal oxygen uptake is now re-
quired to maintain any given race pace [13]. Second,
EAKD metabolites such as tryptophan and ammonia may
promote fatigue by influencing the central nervous system
[23, 24]. Finally, it has been shown that the EAKD leads to
increased satiety and reduced energy intake [25]. Reduced
energy intake, and the accompanying weight loss, may be
beneficial for some individuals but could also present a
sustainability issue for highly active athletes. Substantial
reductions in body weight may negatively impact mental,
hormonal, and bone health, as well as recovery time and
general exercise performance [26, 27]. Illustrating these
mechanisms, Heatherly et al. reported that athletes exhib-
ited greater oxygen consumption at race pace on the
EAKD versus a high carbohydrate diet and that ad libitum
EAKD consumption resulted in decreased intake of
roughly 1000 kcal per day, leading to a 3 % loss of body
mass over the study period [13].
In multiple studies, participant self-reports (e.g., inter-
view data, training logs) suggested that the EAKD may
have promoted perceived fatigue and decreased ability to
train for certain athletes [17], particularly those training
in summer months [13]. This could be a combined re-
sult of the alterations in fuel economy, metabolism, and
energy intake described above, though not all athletes
reported experiencing negative side effects. Based on
focus group results, one study reported that athletes had
more positive than negative perceptions of the diet [17],
suggesting that there may be additional unknown vari-
ables influencing EAKD outcomes across individuals
and/or settings (e.g., temperature, humidity [13]).
One hypothesis for the variation in performance out-
comes among studies might stem from the heterogeneity
across the training/recovery protocols and fitness levels
of the athletes [28]. Both studies exhibiting a statistically
significant increase in VO2 max examined the effects of
EAKD consumption in professional race walkers with
high base levels of aerobic capacity, a factor that has
been associated with faster recovery times and greater
positive adaptations to training [29–31]. Both studies
also explicitly included a recovery protocol in their train-
ing prescription, which could impact the athletes’ train-
ing outcomes [28]. Due to limited information on
training/recovery protocols in many of these studies,
strong conclusions cannot be generated regarding the
impact of training versus diet on performance outcomes.
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 9 of 11
However, based on previous evidence, it is reasonable to
hypothesize that these protocol differences may have con-
tributed to the diverse outcomes reported [6, 28, 32].
In examining the results, it is important to bear in mind
that this review consists of just seven studies, only one of
which was randomized [16]. Carr et al., Burke et al., and
McSwiney et al. were all prospective trials, however they
allowed participants to choose their dietary intervention
[7, 12, 14]. Although this self-selection method generally
improves rates of adherence to the diets, it also introduces
risk of bias in that those athletes who chose the EAKD
may have other lifestyle or dietary tendencies that could
affect their biological response to the diet. Heatherly et al.
and Phinney et al. were pre-posttest studies, which are
subject to threats to internal validity, such as the fact that
passage of time results in natural decreases in VO2 max
[13, 15]. Finally, Zinn et al. was a case study [17]. Al-
though the article provides a wealth of hypothesis generat-
ing observations, without a comparison group we cannot
conclude whether the EAKD was more or less effective
than the standard, high carbohydrate diet for athletes.
All studies had relatively small sample sizes, which re-
duced the statistical power of the analyses. It is possible
that, with a larger sample size, the seven studies might
have exhibited corroboratory results. The small sample
sizes also exacerbated the problem of drop-out rates,
which were considerable in one of the five studies.
McSwiney et al. lost 18 participants in the EAKD group
and nine in the comparison group, resulting in a partici-
pation rate of 33 and 55%, respectively [14].
At the review level, heterogeneity in dietary interven-
tions, adherence measurements, VO2 max testing proce-
dures, training protocols, and athlete types all introduced
variation that made comparisons across studies difficult.
For example, four studies measured VO2 max using a
treadmill test [7, 12, 13, 16], while the other three studies
used a cycle ergometer [14, 15, 17]. Previous reviews sug-
gest that these two testing procedures produce inconsist-
ent results, with higher VO2 max outcomes reported for
treadmill as compared to cycle ergometer tests [33].
Therefore, inter-article comparisons of the change in VO2
max by diet from baseline may be more reliable than
inter-article comparisons of the absolute outcome values
reported. Furthermore, research suggests that VO2 max
may be an inaccurate predictor of endurance performance
in runners, specifically due to variations in running econ-
omy and fatigue [34, 35]. Therefore, VO2 max may not be
a strong indicator of endurance capacity in some sports,
further complicating this measure as a comparison across
heterogeneous groups of athletes.
In addition to VO2 max outcomes, Table 2 provides a
matrix of secondary outcomes (i.e., TTE, race time, RPE,
peak power), which can be used to complement the VO2
max findings from this review. For example, although all
three diet groups in the study by Burke et al. experi-
enced a significant increase in VO2 max from baseline,
only the comparison groups (i.e., high carbohydrate, per-
iodised carbohydrate) experienced faster 10 km race
walk times. Furthermore, the EAKD group reported sig-
nificantly higher RPE values compared to baseline dur-
ing a graded economy test. Future research in this field
can benefit from utilizing a variety of performance met-
rics, such as the ones discussed in this review, to tri-
angulate overall effects of diet on athletic performance,
limiting biases introduced from relying on one marker
alone. Additionally, as this research area develops, it may
be prudent to conduct reviews among athletes of a single
type (e.g., runners only, cyclists only) to limit the hetero-
geneity among studies.
Because only two databases were used to identify arti-
cles for review, it is possible that other studies of EAKD
and endurance performance do exist in the literature.
However, exploratory investigations of other databases
retrieved no additional articles that met inclusion cri-
teria. It is noteworthy that six of seven studies included
in this review were published within the last 5 years,
suggesting that scientific attention to this topic is fairly
recent. Due to the contemporary nature of the research
question, it is also possible that yet-to-be-published re-
search exists on this topic. Therefore, future reviews
may eventually produce more conclusive evidence. Fi-
nally, the potential risk of reporting bias is always
present. Unfortunately, it is difficult to assess publication
bias because we cannot know the extent of the evidence
that has gone unpublished. However, due to the contro-
versial nature of this topic among scientists and lay
people alike, it seems likely that both significant and null
findings would be publishable.
Conclusions
Despite popular interest in the ketogenic diet as an ergo-
genic aid in endurance sport, there are few published
studies examining the effect of EAKD consumption on
VO2 max and other outcomes (i.e., TTE, race time, RPE,
peak power). When compared to a high carbohydrate
diet, there are mixed findings for the effect of EAKD
consumption on endurance performance. This may be
partially due to the heterogeneity across studies and/or
variability in athletes’ individual genetic factors, espe-
cially those that directly influence metabolism.
The limited number of published studies point to a need
for more research in this field. Specifically, randomized
studies performed in mixed sex samples are needed. Re-
searchers might also consider examining EAKD-like diets
that do not induce ketosis. Such research will expand our
understanding of the diet’s effects in diverse athlete popu-
lations, all of whom serve to benefit from further know-
ledge, be the findings supportive of the diet or not.
Bailey and Hennessy Journal of the International Society of Sports Nutrition (2020) 17:33
Page 10 of 11
Abbreviations
EAKD: Endurance athlete’s ketogenic diet; VO2 max: Maximal oxygen uptake;
TTE: Time to exhaustion; RPE: Rating of perceived exertion
Acknowledgments
The authors would like to thank Amy LaVertue, Research & Instruction
Librarian at the Tufts University Hirsch Health Sciences Library, for her time
and enthusiasm in the planning stages of this review.
Authors’ contributions
CB performed all background research, database searches, and wrote and
edited the final manuscript. EH provided guidance throughout the research,
writing, and submission processes, as well as editing of the final manuscript.
Author’s information
CB is a research scientist and recreational endurance athlete with a master’s
degree in Nutrition Interventions, Communication, and Behavior Change from
The Gerald J. and Dorothy R. Friedman School of Nutrition Science and
Policy at Tufts University.
EH is a Research Assistant Professor at The Gerald J. and Dorothy R.
Friedman School of Nutrition Science and Policy at Tufts University.
Funding
Not applicable.
Availability of data and materials
All data analyzed in this review are included in the following published
articles.
Burke, L.M., et al., Low carbohydrate, high fat diet impairs exercise economy
and negates the performance benefit from intensified training in elite race
walkers. J Physiol, 2017. 595(9): p. 2785-2807.Carr, A.J., et al., Chronic Ketogenic
Low Carbohydrate High Fat Diet Has Minimal Effects on Acid-Base Status in Elite
Athletes. Nutrients, 2018. 10(2).
Heatherly, A.J., et al., Effects of Ad libitum Low-Carbohydrate High-Fat Dieting
in Middle-Age Male Runners. Med Sci Sports Exerc, 2018. 50(3): p. 570–579.
McSwiney, F.T., et al., Keto-adaptation enhances exercise performance and body
composition responses to training in endurance athletes. Metabolism, 2018. 81:
p. 25–34.
Phinney, S.D., et al., The human metabolic response to chronic ketosis without
caloric restriction: Preservation of submaximal exercise capability with reduced
carbohydrate oxidation. Metabolism, 1983. 32(8): p. 769–776.
Shaw, D.M., et al., Effect of a Ketogenic Diet on Submaximal Exercise Capacity
and Efficiency in Runners. Med Sci Sports Exerc, 2019. 51(10): p. 2135–2146.
Zinn, C., et al., Ketogenic diet benefits body composition and well-being but not
performance in a pilot case study of New Zealand endurance athletes. J Int Soc
Sports Nutr, 2017. 14: p. 22.
Ethics approval and consent to participate
The studies examined in this review were approved by appropriate
governing bodies for ethical research.
Consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
Received: 12 February 2019 Accepted: 4 June 2020
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| A review of the ketogenic diet for endurance athletes: performance enhancer or placebo effect? | 06-22-2020 | Bailey, Caitlin P,Hennessy, Erin | eng |
PMC4574154 | RESEARCH ARTICLE
Dynamic Patterns of Forces and Loading
Rate in Runners with Unilateral Plantar
Fasciitis: A Cross-Sectional Study
Ana Paula Ribeiro1,2*, Silvia Maria Amado João1, Roberto Casanova Dinato1, Vitor
Daniel Tessutti1, Isabel Camargo Neves Sacco1
1 University of Sao Paulo, Physical Therapy, Speech and Occupational Therapy Department, School of
Medicine, São Paulo, Brazil, 2 University of Santo Amaro, Physical Therapy Department, School of
Medicine, São Paulo, Brazil
* [email protected]
Abstract
Aim/Hypothesis
The etiology of plantar fasciitis (PF) has been related to several risk factors, but the magni-
tude of the plantar load is the most commonly described factor. Although PF is the third
most-common injury in runners, only two studies have investigated this factor in runners,
and their results are still inconclusive regarding the injury stage.
Objective
Analyze and compare the plantar loads and vertical loading rate during running of runners
in the acute stage of PF to those in the chronic stage of the injury in relation to healthy
runners.
Methods
Forty-five runners with unilateral PF (30 acute and 15 chronic) and 30 healthy control run-
ners were evaluated while running at 12 km/h for 40 meters wearing standardized running
shoes and Pedar-X insoles. The contact area and time, maximum force, and force-time inte-
gral over the rearfoot, midfoot, and forefoot were recorded and the loading rate (20–80% of
the first vertical peak) was calculated. Groups were compared by ANOVAs (p<0.05).
Results
Maximum force and force-time integral over the rearfoot and the loading rate was higher in
runners with PF (acute and chronic) compared with controls (p<0.01). Runners with PF in
the acute stage showed lower loading rate and maximum force over the rearfoot compared
to runners in the chronic stage (p<0.01).
PLOS ONE | DOI:10.1371/journal.pone.0136971
September 16, 2015
1 / 9
OPEN ACCESS
Citation: Ribeiro AP, João SMA, Dinato RC, Tessutti
VD, Sacco ICN (2015) Dynamic Patterns of Forces
and Loading Rate in Runners with Unilateral Plantar
Fasciitis: A Cross-Sectional Study. PLoS ONE 10(9):
e0136971. doi:10.1371/journal.pone.0136971
Editor: Keith Stokes, University of Bath, UNITED
KINGDOM
Received: February 10, 2015
Accepted: August 11, 2015
Published: September 16, 2015
Copyright: © 2015 Ribeiro et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any
medium, provided the original author and source are
credited.
Data Availability Statement: All relevant data are
within the paper and on Figshare at http://dx.doi.org/
10.6084/m9.figshare.1399148.
Funding: The Agency Coordination of Improvement
of Higher Education Personnel (CAPES) provided
support for Ana Paula Ribeiro's scholarship (2011/
03069-6) and Sao Paulo State Research Foundation
(FAPESP) provided support for Roberto C. Dinato's
scholarship (2010/14044-1).
Competing Interests: The authors have declared
that no competing interests exist.
Conclusion
Runners with PF showed different dynamic patterns of plantar loads during running over the
rearfoot area depending on the injury stage (acute or chronic). In the acute stage of PF, run-
ners presented lower loading rate and forces over the rearfoot, possibly due to dynamic
mechanisms related to pain protection of the calcaneal area.
Introduction
Running is one of the most popular sport activities worldwide, since it is available for all ages at
a low cost, and is versatile and associated with health benefits [1–3]. The prevalence of lower
limb injuries has risen with running’s increased popularity over the last 30 years [1,2], among
which plantar fasciitis (PF) is one of the most prevalent [3, 4].
Plantar fasciitis is a musculoskeletal disorder characterized by localized pain on the plantar
fascia insertion, which is exacerbated in the mornings after getting up or after long rest periods
[5, 6, 7]. Although there are several intrinsic and extrinsic factors related to the development of
PF [5], some have drawn more attention in both clinical and research settings, such as longitu-
dinal plantar arch alterations [4, 6, 7], rearfoot pronation [8], and magnitude of plantar loads
[8–11].
Among all of the factors, plantar loads over the calcaneal area have been described as one of
the primary risk factors for PF development [12–14]. Excessive loads promote stretching of the
plantar fascia, which stimulates microtraumas and subsequent changes in the connective tis-
sues, which in turn initiates an acute inflammatory response with fibroblast proliferation [15–
17]. The repetitive impact of the heel can result in a chronic process, followed by degeneration
and fragmentation of the plantar fascia and by fibrosis formation without inflammatory
response in the medial calcaneal tuberosity [17, 18].
Because PF is the third most-common injury in runners [3, 4], one would expect that this
motor task—running—would be the focus of studies that investigate the risk factors of PF
development in the population. However, the majority of studies addressing PF biomechanical
issues have investigated the effect of plantar loads during walking in non-athletes with plantar
fasciitis [9–11]. In particular, these walking studies have observed that the pain stimulus in the
feet of individuals with PF (inflammatory stage) promoted changes in plantar loads during the
support phase of walking. These changes resulted in higher loads over the more anterior parts
of the foot, such as the midfoot [11], forefoot [9], and toes [10], but not over the calcaneal area
(rearfoot region), as expected in the pathophysiology development of PF [8–10].
According to Wearing et al. (2007) [11], symptomatic feet make some adaptations during
gait to reduce the load on the rearfoot. This study proposed two possible theories. First, it is not
possible to infer if increased loads in other areas of the foot, such as the midfoot and forefoot,
as described by some authors, in fact contribute to the development of plantar fasciitis by
inducing the stretching of the fascia and increasing the tension stress on its insertion into the
medial tuberosity of the calcaneus. Second, it is also not possible to infer whether the presence
of pain in the rearfoot would promote protective mechanisms, which could reduce the plantar
load in this area [11], or whether these anterior loads are a contributing factor to the develop-
ment of PF.
Therefore, it is important to investigate whether even in the absence of pain, during the
chronic stage of PF, the dynamic load distribution pattern observed while walking in the acute
stage of PF is similar to that during running. Recently, the effects of the different stages of PF
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and the presence or absence of pain have been studied during running [6, 8]; however their
findings were contradictory. The first study showed that women with a history of PF (in the
chronic stage of PF), without the presence of pain, showed higher loading rates compared to
controls [6]. This study did not include runners with PF and presence of pain. The second
study found that runners with acute PF (with pain) and chronic PF (without pain) had a simi-
lar dynamic pressure distribution pattern in comparison to controls [8]. The difference in the
results of both studies may be due to the variables chosen to represent loads and to the environ-
ment used to evaluate the runners. The first study used the vertical ground reaction force from
a force plate in a laboratory environment [6], whereas the second used plantar pressure vari-
ables from instrumented insoles and a running track for training and competition [8].
The importance of studying the dynamic plantar loads in natural environments for training
and competition was recently highlighted by Hong et al. (2012) [19], who found that the distri-
bution of these loads during running on a treadmill were not the same as those observed during
running on fixed ground surfaces. According to these authors, running on treadmills could
even be employed in rehabilitation programs to help reduce plantar loads. However, for indi-
viduals with lower limb injuries, the research has shifted the paradigm from the treadmill to
the ground, as a more ecologically valid environment is crucial to better understand the causal
factors involved in the runners’ daily routines. Because running is a cyclic modality, whose
impacts on the heel, plantar ligaments and plantar fascia are of great magnitude (3.7 to 4.8
times the body weight) [20], its continuous practice could be directly related to the onset and
progression of PF. A better understanding of the plantar load patterns during running in natu-
ral environments could lead to better therapeutic benefits and better-designed rehabilitation
programs for lower limb injuries, such as PF.
The purpose of this study was to analyze and compare the dynamic patterns of plantar loads
over foot areas and the loading rate during running of runners with acute-stage PF to those in
the chronic stage of the injury in relationship to healthy runners. The hypotheses of the study
were: (1) runners with both acute and chronic PF would show higher dynamic plantar loads
over the rearfoot, compared to controls; (2) runners in the acute stage of PF would have lower
levels of dynamic plantar loads over the rearfoot compared to runners in the chronic stage; and
(3) runners in the acute stage would present higher plantar loads over the midfoot and forefoot,
and lower loads over the rearfoot, due to pain caused by inflammation.
Materials and Methods
Participants
Seventy-five recreational runners of both sexes (45 with PF and 30 healthy controls) were
recruited by specific electronic media related to running activities and from the Rehabilitation
Center of Sport Rheumatology of the University Hospital of São Paulo, Brazil. The mean run-
ning speed of their last 10-km competition was 11.7± 0.6 km/h, as reported by the subjects. For
inclusion in this study, the runners had to: have run at least 20km weekly for at least one year;
be experienced in long-distance competitions; have a rearfoot strike pattern; have had no his-
tory of prior surgery, traumas, or fractures of the lower limbs in the prior six months; have a
maximum leg length discrepancy of 1cm; and had no other musculoskeletal disorders, such as
neuropathies, obesity, rheumatoid arthritis, or calcaneus spurs. All participants provided writ-
ten consent, based upon ethical approval by the Human Research Board of the School of Medi-
cine, University of São Paulo (approval the protocol of research, number: 384/10; title: Support
standard and impact of the feet with the ground during the running of runners with history
and symptoms of plantar fasciitis and its relationship to the medial longitudinal arch).
Plantar Fasciitis and Loading Rates
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All 45 runners had a clinical diagnosis of unilateral PF, which was confirmed by ultrasonog-
raphy [21] to better differentiate between the different stages of the injury. Thirty runners
showed inflammatory processes in the ultrasound (hypoechoic changes, perifascial fluid collec-
tion, and fibroblast proliferation), and were considered in the acute stage of the injury (acute
PF group). They presented pain symptoms over the heel for more than four months (mean of
5.3±2.2 months), with an intensity of 7.8cm, assessed by means of a visual analog scale. The
pain was present during palpation of the plantar fascia, after waking up in the mornings, while
remaining in the standing position, or when performing the first steps of walking, as well as
while maintaining long periods in a static standing position or sitting position, and after physi-
cal activities of short duration [11, 22].
Fifteen runners with unilateral PF showed plantar fascia thickness, fragmentation, and
degeneration in the ultrasound, but no signs of acute inflammatory processes [17]. They had a
mean diagnosis time of 1.5±3.3 years and were pain-free for more than two months. These run-
ners were considered in the chronic stage of the injury (chronic PF group).
No differences among groups were found for demographic and anthropometric characteris-
tics, as demonstrated in Table 1.
Procedures and Instruments for the Assessment of Plantar Pressures
The plantar pressure distributions were obtained during running with insoles of the Pedar-X sys-
tem (Novel, Munich, Germany) at frequencies of 100Hz. All runners wore standardized running
shoes (Rainha System, Rainha, Alpargatas, São Paulo, Brazil, USA sizes 7–12). The shoe charac-
teristics included an insole made by ethylene vinyl acetate (EVA with compression set: 56%,
hardness: 57 Asker C and density = 0.21 g/cm3) throughout the entire shoe sole, composed of
light and highly resilient plastic that disperses the impact horizontally before returning quickly to
the initial state. It is recommended by manufacturers for those seeking a running shoe with a
neutral strike. The instrumented insoles were placed between the socks and the shoes and were
connected to the 1.5-kg equipment inside a backpack [8]. The insoles were 2.5mm thick and con-
tained a matrix of 99 capacitive pressure sensors with a spatial resolution of 1.6 to 2.2cm2.
The runners underwent a pre-trial adaptation phase, using the required footwear and the
backpack with the equipment. Subjects ran a distance of 40 meters on a regular asphalt surface
at 12 km/h ±5%km/h. The runners were considered adapted to the environment (backpack
and shoes) when the mean speed of three consecutive trials over 40 meters was 12 km/h±5%
[8, 23]. Two observers used a digital stopwatch to control the speed simultaneously, within the
central 20 meters. The inter-rater agreement was found to be excellent, with an intra-class cor-
relation coefficient of 0.96.
Approximately 30 steps were acquired and the variables of interest were calculated using a
custom-written MATLAB function. The mean value of the 30 steps per subject was used for
statistical purposes. The contact area (cm2), contact time (ms), maximum force (times body
weight), and force-time integral (times body weight.ms) over the rearfoot, midfoot, and fore-
foot were recorded. The force data were analyzed by a MATLAB routine and normalized by
the body weight (BW). The plantar loading rate was calculated from the vertical force; loading
rate was 80% [BW.s-1], defined as the force rate between 20% and 80% of the contact time from
heel strike to the first vertical peak.
Statistical Analyses
The sample size calculation of the 75 runners was based upon the maximal force variable, was
carried out using G-Power 3.0 software, and considered a moderate effect size (F = 0.25), a
power of 80%, and a significance level of 5%.
Plantar Fasciitis and Loading Rates
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All outcome measures showed normal distributions (Shapiro-Wilk test) and homogeneity
of variances (Levene’s test). For the control group, force data of one foot per subject was ran-
domly selected for statistical comparisons with the PF groups (acute and chronic). For the PF
groups, force data from the affected foot (unilateral PF) was analyzed and compared to the
other groups. One-way ANOVAs followed by Newman-Keuls post-hoc tests were employed to
compare groups regarding the anthropometric, demographic, and running practice character-
istics and plantar loading rate. Groups and plantar areas were compared using two-way ANO-
VAs for repeated measures (3 groups × 3 plantar areas) for force and contact area/time
variables, followed by Newman-Keuls post-hoc tests. To describe the effect size between stud-
ied groups, the Cohen’s d coefficients were calculated. All analyses were carried out with Statis-
tica software (version 7.0). We adopted a significance level of 5%.
Results
The plantar loading rate of 20–80% (F = 7.16, DF = 2, p = 0.001) was higher in both PF groups
compared to the controls, with effect sizes from moderate to large. The high plantar load rate
(20–80%), with large effect sizes, was observed in the chronic PF group compared to controls.
Runners with PF in the acute stage showed lower loading rates compared to runners in the
chronic phase, with a moderate effect size (Table 2).
The maximum force (F = 3.81, DF = 4, p = 0.005), force-time integral (F = 2.70, DF = 4,
p = 0.047), and contact area over the rearfoot (F = 9.10, DF = 4, p = 0.002) were higher in run-
ners with PF (acute and chronic) compared to controls, with effect sizes ranging from moder-
ate to large (Table 3). The contact time over the rearfoot (F = 2.75, DF = 4, p = 0.212), midfoot
(F = 6.27, DF = 4, p = 0.082) and forefoot (F = 1.23, DF = 4, p = 0.245) were similar among the
acute- and chronic-stage PF and control groups. Runners with PF in the acute stage showed
lower maximum force over the rearfoot compared to runners in the chronic stage, with a small
Table 1. Descriptive statistics (mean ± standard deviation) and comparisons between acute plantar fasciitis (PF), chronic PF and control groups
regarding their demographic, anthropometric, and running practice characteristics.
Variables
Acute PF (1)
Chronic PF (2)
Controls (3)
p&
Age (years)
45.4±8.1
38.3±3.3
37.0±2.0
0.191
Sex (%)
F (40); M (60)
F (36,6); M (63,4)
F (36,6); M (63,4)
-
Body mass (kg)
69.6±14.0
72.3±10.0
60.5±5.0
0.585
Height (m)
1.68±9.2
1.76±7.8
1.74±7.0
0.173
Body mass index (kg/m2)
24.3±2.9
23.0±2.0
25.5±2.0
0.307
Training volume (Km/week)
40.0±12.0
45.0±10.0
42.0±8.5
0.110
Practice time (years)
7.0±5.0
6.2±5.0
5.1±3.8
0.140
&p value were calculated using one-way ANOVAs.
doi:10.1371/journal.pone.0136971.t001
Table 2. Descriptive statistics (mean ± standard deviation) and comparisons between acute plantar fasciitis (PF), chronic PF and control groups
regarding the plantar loading rate normalized by body weight (BW).
Variable
Acute PF (1)
Chronic PF (2)
Controls (3)
p-values&
Effect size (Cohen`s d)
Loading rate (20–80%) (BW/s)
0.76±0.20
0.89±0.27
0.64±0.16
0.047 (1–2)
0.59 (1–2) (medium)
0.001 (1–3)
0.67 (1–3) (medium)
0.034 (2–3)
1.26 (2–3) (large)
&p value were calculated using ANOVAS test and Newman-Keuls post-hoc test.
doi:10.1371/journal.pone.0136971.t002
Plantar Fasciitis and Loading Rates
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effect size (Table 3). The total contact time over the foot (F = 0.55, DF = 4, p = 0.867) also was
similar among the acute- and chronic-stage PF and control groups, as shown in Table 4.
Discussion
The main findings of this study confirmed the first and the second hypotheses, and showed
that runners with PF presented higher dynamic plantar loads over the rearfoot compared to
controls, regardless of the stage of the injury (chronic and acute), and, among runners with PF,
those in the chronic stage showed higher plantar loads compared to those in the acute stage.
However, different from what was expected for the third hypothesis, runners in the acute stage
did not show increased plantar loads over the midfoot and forefoot, but over the calcaneal area,
as expected by the typical pathophysiology development of PF. This was different from what
Table 3. Descriptive statistics (mean ± standard deviation) and comparisons between acute plantar fasciitis (PF), chronic PF and control groups
regarding their maximum force and force-time integral (normalized by body weight, BW) and contact area in each plantar area.
Variables
Groups
Rearfoot
Midfoot
Forefoot
Effect size (Cohen´s d) rearfoot
Maximum force (BW)
Acute PF (1)
1.34 ±0.29
0.55±0.17
1.73±0.48
0.30 (1–2) (small)
Chronic PF (2)
1.46 ±0.46
0.40±0.09
1.31±0.30
0.64 (1–3) (medium)
Control (3)
1.19±0.17
0.46±0.10
1.49±0.21
0.93 (2–3) (large)
p&-value
0.020 (1–2)
> 0.05
> 0.05
0.029 (1–3)
> 0.05
> 0.05
0.001 (2–3)
> 0.05
> 0.05
Force-time integral (BW/ms)
Acute PF (1)
77.51±19.22
38.43±9.38
168.05±41.15
0.22 (1–2) (small)
Chronic PF (2)
74.01±14.71
48.87±16.24
208.29±60.36
0.79 (1–3) (large)
Control (3)
64.40±14.09
46.27±11.75
192.96±27.14
0.69 (2–3) (medium)
p&-value
0.718 (1–2)
> 0.05
> 0.05
0.045 (1–3)
> 0.05
> 0.05
0.040 (2–3)
> 0.05
> 0.05
Contact area (cm2)
Acute PF (1)
36.6±3.9
45.0± 5.9
65.3±5.8
0.45 (1–2) (medium)
Chronic PF (2)
34.7±5.1
42.5± 7.8
65.2±6.5
1.00 (1–3) (large)
Control (3)
40.3±3.6
44.5± 5.2
67.1± 5.5
1.45 (2–3) (large)
p&-value
> 0.05
> 0.05
> 0.05
> 0.05
> 0.05
> 0.05
Contact time (ms)
Acute PF (1)
147.0± 16.9
182.8± 37.1
165.3± 25.2
0.38 (1–2) (small)
Chronic PF (2)
151.0±16.1
179.2± 38.2
165.1±24.7
0.35 (1–3) (small)
Control (3)
153.3±18.1
196.9± 34.1
175.1±24.0
0.13 (2–3) (small)
p&-value
> 0.05
> 0.05
> 0.05
&p value were calculated using ANOVAS test and Newman-Keuls post-hoc test.
doi:10.1371/journal.pone.0136971.t003
Table 4. Descriptive statistics (mean ± standard deviation) and comparisons between acute plantar fasciitis (PF), chronic PF and control groups
regarding their total contact time of the foot.
Variable
Acute PF (1)
Chronic PF (2)
Control (3)
Value p&
Total Contact time (ms)
230.4± 27.9
239.6± 24.5
234.0± 21.3
0.842 (1–2)
0.894 (1–3)
0.933 (2–3)
&p value were calculated using ANOVAS test and Newman-Keuls post-hoc test.
doi:10.1371/journal.pone.0136971.t004
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has been observed in studies of plantar fasciitis during gait, in which the rate of plantar load
remained in areas such as the forefoot [10, 11], midfoot [9], and toes [10, 11].
In the present study, the fact that during running the plantar loading rate was higher over
the rearfoot (calcaneus) in the chronic stage of PF compared to both controls and runners in
the acute stage of PF, may account for previous physiological results in subjects with PF. The
loss of elasticity of the heel pad due to deposit fibrosis lead to a failure in the shock-absorbing
mechanism, which resulted in higher loads over the rearfoot, as observed in the present study,
followed by degeneration of the plantar fascia [13, 22, 24–26].
The result of a higher loading rate (20–80%) in runners with PF are in agreement with
results reported by Pohl et al. (2009) [6], who also found higher loading rate (20–80%) during
running in women with PF without pain (chronic stage). In addition to the reported results,
the present study demonstrated that in the presence of pain (acute PF group), the plantar load-
ing rate (20–80%) was lower compared to runners without pain (chronic PF group). The for-
mer findings suggested that the presence of pain symptom in the rearfoot (acute stages of PF)
could lead to antalgic mechanisms that reduce plantar loads in the calcaneous area.
The plantar fascia elasticity was reduced in individuals with pain when compared to individ-
uals without pain in Sahin’s study [27]. In addition, the pain associated with acute inflamma-
tion of the plantar fascia increases its thickness, which in turn decreases its capacity to support
plantar loads [28, 29]. This morphological change of the plantar fascia generates an increase in
the stretching tension of the fascia tissue during dynamic activities, and runners may adapt
their running pattern by shortening the foot contact to the ground to avoid pain. These
dynamic adaptations in runners with pain can be considered an antalgic protective mechanism
that results in lower plantar loading over the rearfoot, as we observed in runners with acute PF
in the present study.
However, in the chronic stage of PF there are different degenerative changes in the foot tis-
sues compared to what happened in the acute stage. Degeneration and fibrosis of the plantar
fascia, reduction in its thickness, and atrophy of the intrinsic foot muscles were observed in
individuals in the chronic stage of PF [30]. These chronic tissue changes in runners without
pain may lead to a withdrawal of the antalgic protective mechanism, resulting in higher plantar
loads over the rearfoot, as observed in runners in the chronic stage compared to the acute PF
and control groups. An appropriate plantar loading distribution during running is also a result
of the cushioning properties of the footwear and the integrity of the heel tissues [31]; we stan-
dardized the type of running shoe used for all individuals assessed in the present study to mini-
mize the footwear influence in the investigation of the injury stages. A limitation of this study
was the estimation of the loading rate using a plantar pressure system with a sampling rate of
100Hz. The differences observed between runners with chronic PF and controls in the present
study were also found in a previous study that calculated the loading rate using force plates at a
1000Hz [6].
These findings are clinically important for promoting better therapeutic protocols for run-
ners with PF in the plantar loading reduction strategies during running practice. These thera-
peutic strategies to reduce plantar loading in runners has already been used with success in
individuals with previous stress fractures [32]. The present results have the potential to
improve therapeutics during different PF stages (acute and chronic) [33], especially in relation
to recommendations for orthotics and insoles [34, 35].
Conclusions
Runners with PF showed different dynamic patterns of plantar loads over the rearfoot area
depending on which stage of the injury they were experiencing, but plantar load was always
Plantar Fasciitis and Loading Rates
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September 16, 2015
7 / 9
higher for the PF group than for the control runners. In the acute stage of PF, runners pre-
sented a lower loading rate and forces over the rearfoot area, possibly due to dynamic mecha-
nisms of plantar fascia during running related to pain protection of the calcaneal area.
Acknowledgments
The authors acknowledge the Agency Coordination of Improvement of Higher Education Per-
sonnel (CAPES) for Ana Paula Ribeiro’s scholarship (2011/03069-6) and Sao Paulo State
Research Foundation (FAPESP) for Roberto C. Dinato’s scholarship (2010/14044-1).
Author Contributions
Conceived and designed the experiments: APR SMAJ ICNS. Performed the experiments: APR
SMAJ ICNS. Analyzed the data: APR SMAJ ICNS RCD VDT. Contributed reagents/materials/
analysis tools: APR SMAJ ICNS RCD VDT. Wrote the paper: APR SMAJ ICNS RCD VDT.
Designed and elaborated methods and statistical analysis: APR RCD SMAJ ICNS.
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Sahin N, Ozturk A, Atici T. Foot mobility and plantar fascia elasticity in patients with plantar fasciitis.
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Rome K, Campbell R, Flint A, Haslock I. Heel Pad Thickness—A Contributing Factor Associated with
Plantar Heel Pain in Young Adults. Foot & Ankle International 2002; 23(12):142–7.
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Mahowald S, Legge BS, Grady JF. The correlation between plantar fascia thickness and symptoms of
plantar fasciitis. J Am Podiatr Med Assoc. 2011; 101(5):385–389. PMID: 21957269
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Chang R, Kent-Braun JA, Hamil J. Use of MRI for volume estimation of tibialis posterior and plantar
intrinsic foot muscles in healthy and chronic plantar fasciitis limbs. Clin Biomech. 2012; 27(5):500–505.
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Whittle MW. Generation and attenuation of transient impulsive forces beneath the foot: a review. Gait
and Posture 1999; 10(3):264–275. PMID: 10567759
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Crowell HP, Milner CE, Hamill J, Davis IS. Reducing Impact Loading During Running With the Use of
Real-Time Visual Feedback. J Orthop Sports Phys Ther. 2010; 40(4):206–13. doi: 10.2519/jospt.2010.
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| Dynamic Patterns of Forces and Loading Rate in Runners with Unilateral Plantar Fasciitis: A Cross-Sectional Study. | 09-16-2015 | Ribeiro, Ana Paula,João, Silvia Maria Amado,Dinato, Roberto Casanova,Tessutti, Vitor Daniel,Sacco, Isabel Camargo Neves | eng |
PMC7555508 | 1
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Adding carbon fiber to shoe
soles may not improve running
economy: a muscle‑level
explanation
Owen N. Beck1,2*, Pawel R. Golyski1,3 & Gregory S. Sawicki1,2,3
In an attempt to improve their distance‑running performance, many athletes race with carbon fiber
plates embedded in their shoe soles. Accordingly, we sought to establish whether, and if so how,
adding carbon fiber plates to shoes soles reduces athlete aerobic energy expenditure during running
(improves running economy). We tested 15 athletes as they ran at 3.5 m/s in four footwear conditions
that varied in shoe sole bending stiffness, modified by carbon fiber plates. For each condition, we
quantified athlete aerobic energy expenditure and performed biomechanical analyses, which included
the use of ultrasonography to examine soleus muscle dynamics in vivo. Overall, increased footwear
bending stiffness lengthened ground contact time (p = 0.048), but did not affect ankle (p ≥ 0.060),
knee (p ≥ 0.128), or hip (p ≥ 0.076) joint angles or moments. Additionally, increased footwear bending
stiffness did not affect muscle activity (all seven measured leg muscles (p ≥ 0.146)), soleus active
muscle volume (p = 0.538; d = 0.241), or aerobic power (p = 0.458; d = 0.04) during running. Hence,
footwear bending stiffness does not appear to alter the volume of aerobic energy consuming muscle in
the soleus, or any other leg muscle, during running. Therefore, adding carbon fiber plates to shoe soles
slightly alters whole‑body and calf muscle biomechanics but may not improve running economy.
In competitive athletics, marginal differences distinguish champions from their competitors. For instance, if
any of the top-five 2016 Olympic women’s marathon finishers ran 0.51% faster, they would have been crowned
Olympic champion. Such miniscule differences highlight the importance for athletes to optimize all factors that
influence race performance. One way to optimize athletic performance is to don the best footwear. Using footwear
that reduces athlete aerobic energy expenditure at a given running speed (improves athlete running economy) can
augment distance-running performance by decreasing user relative aerobic intensity1–3. An established method
of improving footwear to augment athlete distance-running performance is to reduce its mass1,2,4,5. Based on
literature values, if an aforementioned Olympic marathoner re-raced in shoes that were 100 g less than their
original footwear, they would have expended aerobic energy at an ~ 0.8% slower rate5, run the marathon ~ 0.56%
faster6, and taken the gold medal back to their country.
A longstanding footwear technology that has polarized the running community is the incorporation of car-
bon fiber plates in shoe soles7. Despite the rampant use of carbon fiber plates in athletics8–10, policy makers are
regulating the use of these plates in distance-running footwear based on the notion that they provide wearers an
‘unfair advantage’ over competitors without such technology11. These views persist even though it is inconclusive
whether adding carbon fiber to shoe soles improves running economy12–16 or distance-running performance.
To date, two studies have reported that adding optimally stiff carbon fiber plates to shoe soles improves running
economy by 0.812 and 1.1%13, while data from four other studies suggest that adding carbon fiber plates to shoe
soles does not affect running economy14–17.
Moreover, neither study that improved athlete running economy by adding carbon fiber plates to their
shoes measured a physiologically-relevant link between the footwear-altered biomechanics and aerobic energy
expenditure12,13. Namely, the first study did not identify a biomechanical mechanism12 while the second study
suggested that adding carbon fiber plates to shoe soles improves running economy by altering a parameter that
likely does not affect metabolism13. Specifically, the second study reported that adding carbon fiber plates to
OPEN
1George W. Woodruff School of Mechanical Engineering, Georgia Institute of Technology, Atlanta, GA,
USA. 2School of Biological Sciences, Georgia Institute of Technology, Atlanta, GA, USA. 3Parker H. Petit Institute
for Bioengineering and Biosciences, Georgia Institute of Technology, Atlanta, GA, USA. *email: obeck3@
gatech.edu
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shoe soles improves running economy by decreasing the leg-joint’s summed angular impulse (integral of torque
with respect to time) during push-off13. However, decreasing angular impulse via greater peak torque and much
shorter durations worsen running economy18–20. Consequently, it remains uncertain whether adding carbon fiber
plates to shoe soles improves running economy, and if so how—we need a muscle-level explanation.
Muscle contractions drive whole-body aerobic energy expenditure during locomotion21. To date, no study
has assessed muscle fascicle dynamics from athletes running with shoes that have carbon fiber soles. Based on
leg-joint analyses, which do not necessarily reflect the underlying fascicle dynamics22,23, metatarsophalangeal-
and ankle-joint dynamics are more affected during running with the addition of carbon fiber plates to shoe
soles than knee- and hip-joint dynamics13,14,24–26. Since intrinsic foot muscles do not directly affect running
economy27, altered plantar flexor fascicle dynamics may help explain changes in running economy with versus
without carbon fiber plates added to shoe soles.
How does adding carbon fiber plates to shoe soles affect athlete plantar flexor dynamics during running?
Adding carbon fiber plates to shoe soles increases the footwear’s 3-point bending stiffness12,13,15,17,24,25,28 and
typically shifts the athlete’s center of pressure more anterior along the foot during ground contact24,25,28,29. These
altered biomechanics generally yield a longer moment arm between the ground reaction force (FGRF) and the
ankle-joint center ( RGRF)13,24. Longer moment arms lead to greater GRF-induced ankle-joint moments12,13,24,29.
To prevent the ankle-joint from collapsing, plantar flexor muscle-tendons (MTs) need to generate a greater force
( FMTs ) and apply an equal and opposite moment about the joint throughout ground contact.
The moment arm between the plantar flexor MTs and ankle-joint center is indicated by rMT30. Increased MT
force is driven by greater plantar flexor muscle fascicle force ( FM ), which increases metabolic energy expenditure31
and can be calculated using the following (Eq. (2)): plantar flexor MT force ( FMT) , its physiological cross-sec-
tional area relative to respective agonist muscles
PCSA m
tot
30, and pennation angle ( θM).
Adding carbon fiber plates to footwear may also cause plantar flexors to operate at relatively shorter lengths;
incurring less economical muscle force production32–35. That is because running in footwear that have carbon
fiber plates elicits similar leg-joint angles12,13 and MT lengths ( LMT)36 versus running in footwear absent of
carbon fiber plates. Hence, reasoning that muscle pennation changes are relatively small, increased MT force
may further stretch spring-like tendons (tendon length: LT ) and yield shorter in-series muscles lengths ( LM).
Lastly, adding carbon fiber plates to shoe soles may decrease plantar flexor muscle fascicle shortening velocity
during ground contact14,29, and elicit more economical force production33,34. Absent of meaningful changes in
ankle-joint mechanical power ( Pank ) and plantar flexor MT moment arms ( rMTs ), increasing plantar flexor MTs
force ( FMTs ) decreases ankle-joint angular velocity ( ωank)14.
In turn, decreased ankle-joint angular velocity may translate to slower MT and muscle fascicle shortening
velocities.
Perhaps adding carbon fiber to shoe soles can optimize the trade-off between active muscle force (Fact ),
force–length ( FL ) and force–velocity ( FV ) potential to minimize the active plantar flexor muscle volume ( Vact
)37 (Eq. (5)) and whole-body aerobic energy expenditure during running12,13. σ is muscle stress and lm is optimal
fascicle length.
Conceptually, active muscle volume is the quantity of muscle that has adenosine triphosphate (ATP) splitting
actin-myosin cross-bridges37. Hence, active muscle volume is proportional to metabolic energy expenditure.
The purpose of this study was to reveal if and how adding carbon fiber plates to shoe soles alters running
biomechanics and economy. In particular, we sought to investigate how footwear 3-point bending stiffness affects
soleus fascicle dynamics and running economy. Based on the reported interactions between adding carbon
fiber plates to shoe soles, footwear 3-point bending stiffness12–15,17,24,25,28,29, and ankle-joint dynamics13,14,24,29,
we hypothesized that running with shoes that have stiffer carbon fiber plates would increase soleus fascicle
force generation while decreasing its operating length and shortening velocity during the ground contact. We
also hypothesized that an optimal footwear bending stiffness would minimize soleus active muscle volume and
aerobic energy expenditure. To test our hypotheses, we quantified ground reaction forces, stride kinematics,
limb-joint biomechanics, soleus dynamics, muscle activation patterns, and aerobic energy expenditure from 15
athletes running at 3.5 m/s using four separate footwear conditions that spanned a 6.4-fold difference in bend-
ing stiffness (Table 1).
(1)
rMTs · FMTs = RGRF · FGRF
(2)
FM =
FMTPCSA m
tot
cos (θM)
(3)
LM = (LMT − LT)
cos(θM)
(4)
ωank =
Pank
rMTs · FMTs
(5)
Vact =
Fact · lm
σ · FL · FV
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Results
Footwear conditions.
Each athlete ran in the Adidas Adizero Adios BOOST 2 running shoes (Adidas)
without carbon fiber plates, as well as in the Adidas with 0.8, 1.6, and 3.2 mm thick carbon fiber plates. The
Adidas’ average ± SD 3-point bending stiffness was 13.0 ± 1.0 kN/m, and adding 0.8, 1.6, and 3.2 mm thick car-
bon fiber plates to the shoes soles increased the average ± SD footwear 3-point bending stiffness to 31.0 ± 1.5,
43.1 ± 1.6, and 84.1 ± 1.1 kN/m, respectively. Further, the slope of each footwear-condition’s 3-point bending
force–displacement profile was well-characterized by a linear function (average ± SD; Adidas R2: 0.97 ± 0.02;
Adidas plus in-soles: R2: 0.99 ± 0.01).
Limb‑joint dynamics.
Footwear bending stiffness did not affect hip, knee, or ankle angles or moments
(Fig. 1). Specifically, footwear bending stiffness was not associated with average, minimum, or maximum ankle
(all p ≥ 0.121) (Fig. 1e and Fig. 2g,h), knee (all p ≥ 0.128) (Fig. 1c), or hip (all p ≥ 0.076) angle (Fig. 1a). Simi-
larly, footwear bending stiffness did not affect average or maximum ankle (both p ≥ 0.060) (Fig. 1f), knee (both
p ≥ 0.239) (Fig. 1d), or hip (both p ≥ 0.112) (Fig. 1b) moment.
Stride kinematics and ground reaction forces.
Increased footwear bending stiffness was associated
with longer ground contact time (p = 0.048), but not step time (p = 0.956). Regarding GRFs, neither stance aver-
age vertical (p = 0.209) (Fig. 2a,b), braking (p = 0.441) (Fig. 2c,d), nor propulsive (p = 0.133) (Fig. 2c,d) GRF
differed across footwear bending stiffness conditions. Additionally, footwear bending stiffness did not affect the
fraction of vertical (p = 0.881) or horizontal (p = 0.816) GRF exhibited during the first half of ground contact.
Muscle–tendon dynamics.
Footwear bending stiffness did not affect soleus muscle–tendon (MT) dynam-
ics (Fig. 3). Neither average soleus MT force (p = 0.080) (Fig. 3a,b), length (p = 0.150) (Fig. 3c,d), nor velocity
(p = 0.719) (Fig. 3e,f) during ground contact changed with altered footwear bending stiffness. Additionally, the
ratio of the GRF versus soleus MT moment arms to the ankle-joint center (gear ratio, also known as 1/effec-
tive mechanical advantage) was not affected by footwear bending stiffness (average and maximum gear ratio
p = 0.371 and p = 0.752, respectively) (Fig. 2e,f).
Soleus dynamics.
Footwear bending stiffness did not influence average or maximum soleus fascicle pen-
nation angle (both p ≥ 0.476) (Fig. 4a,b), force (both p ≥ 0.115) (Figs. 4c,d, 5b), length (p ≥ 0.286) (Fig. 4e,f and
Fig. 5a), or velocity (both p ≥ 0.224) (Fig. 4g,h and Fig. 5c). As such, footwear bending stiffness did not affect
stride-average soleus active muscle volume (p = 0.538; d = 0.241) (Figs. 5d, 6b).
Muscle activation.
Footwear bending stiffness did not affect stance- or stride-averaged activation of any
measured muscle: soleus (both p ≥ 0.315) (Fig. 7a), medial gastrocnemius (both p ≥ 0.538) (Fig. 7b), tibialis ante-
rior (both p ≥ 0.445) (Fig. 7c), biceps femoris (both p ≥ 0.190) (Fig. 7d), vastus medialis (both p ≥ 0.146) (Fig. 7e),
gluteus maximus (both p ≥ 0.603) (Fig. 7f), or rectus femoris (both p ≥ 0.406) (Fig. 7g) (Table 2).
Running economy.
Footwear bending stiffness did not affect gross aerobic power (p = 0.458; d = 0.04)
(Fig. 6a). Only the 84.1 ± 1.1 kN/m footwear bending stiffness condition elicited a mean gross aerobic power
Table 1. Participant characteristics. Four and eleven participants initiated ground contact with a mid/forefoot
strike (M/FFS) and heel strike (HS), respectively. All participants maintained the same foot strike pattern
across footwear conditions.
Participant
Age (yrs)
Height (m)
Mass (kg)
Leg length (m)
US men’s shoe size
Initial foot strike
Standing aerobic
power (W/kg)
1
20
1.65
57.0
0.89
9
HS
1.37
2
27
1.73
65.6
0.91
10
M/FFS
1.21
3
19
1.77
60.0
0.91
9
HS
1.98
4
27
1.88
66.4
0.97
12
M/FFS
1.44
5
27
1.70
58.9
0.83
10
HS
1.42
6
23
1.80
72.8
0.97
10
HS
1.70
7
19
1.76
71.5
0.91
10
HS
1.67
8
24
1.78
71.3
0.93
10
HS
1.58
9
20
1.80
66.5
0.95
10
HS
1.72
10
28
1.80
73.2
0.98
9
M/FFS
1.76
11
28
1.74
74.5
0.83
10
HS
1.32
12
28
1.89
75.4
0.95
12
M/FFS
1.21
13
42
1.74
73.6
0.90
11
HS
1.04
14
26
1.79
62.2
0.90
10
HS
1.38
15
23
1.78
65.2
0.89
9
HS
1.28
Average ± SD
25.4 ± 5.7
1.77 ± 0.06
67.6 ± 6.1
0.91 ± 0.05
10.1 ± 1.0
4 M/FFS 11 HS
1.47 ± 0.26
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value that was numerically less (non-significantly) than the footwear condition without a carbon fiber plate
(13.0 ± 1.0 kN/m). Compared to the 13.0 ± 1.0 kN/m footwear condition, the 84.1 ± 1.1 kN/m footwear bending
stiffness condition yielded 0.3 ± 2.2% lower gross aerobic power (paired t-test p = 0.663). To achieve a strong
statistical power regarding the gross aerobic power elicited from the 84.1 ± 1.1 kN/m versus 13.0 ± 1.0 kN/m
footwear bending stiffness condition (statistical power = 0.8), post-hoc analyses suggest that we would need to
test 9104 participants.
Individually, the footwear condition that minimized running economy was 13.0 ± 1.0 kN/m for 1 participant,
31.0 ± 1.5 kN/m for 4 participants, 43.1 ± 1.6 kN/m for 4 participants, and 84.1 ± 1.1 kN/m for 6 participants. Also,
the footwear bending condition that elicited the worst running economy was 13.0 ± 1.0 kN/m for 5 participants,
31.0 ± 1.5 kN/m for 3 participants, 43.1 ± 1.6 kN/m for 3 participants, and 84.1 ± 1.1 kN/m for 4 participants
(Supplementary Fig. S1a–o).
Discussion
Across a 6.4-fold increase in footwear bending stiffness, our participants ran with nearly identical body, limb-
joint, and calf muscle mechanics, as well as elicited non-different running economy values. Footwear bending
stiffness did not affect participant GRFs, limb-joint kinematics, or kinetics. Similarly, soleus MT and fascicle
dynamics were unaltered across conditions. Regarding our hypotheses, running in stiffer footwear did not affect
soleus fascicle force, length, or velocity; leading us to reject our initial hypothesis. While no previous study
has quantified muscle fascicle dynamics from athletes running in shoes that varied in bending stiffness, our
participant’s unaltered ankle-joint dynamics contrasts some previous reports12,13,24. Yet, the only biomechanical
difference between our study and the classic investigation that reported that adding carbon fiber plates to shoe
soles improve running economy12 is that the classic investigation found an increased maximum ankle moment
with the use of stiffer footwear, whereas we did not. Further, while there are likely covariates, one previous
study reported that athletes running in commercial shoes with curved carbon fiber plates embedded in their
soles exhibited shorter GRF-ankle joint moment arms during ground contact compared to without carbon fiber
plates38. Therefore, footwear with increased bending stiffness may not universally increase ankle-joint gear ratio.
Despite controlling for shoe mass, adding carbon fiber plates to footwear did not affect running economy nor
soleus active muscle volume. Thus, we rejected our second hypothesis. Because footwear bending stiffness did
not affect the stride-average activation for any of the measured muscles (Table 2, Fig. 7), none of the respective
active muscle volumes changed across footwear conditions (active muscle volume = total muscle volume × relative
activation)37. This is now the fourth study that failed to replicate Roy and Stefanyshyn’s classic investigation12,
Figure 1. Average (a,b) hip, (c,d) knee, and (e,f) ankle angle and net moment versus time during running with
footwear of varied 3-point bending stiffness: 13.0 (black), 31.0 (blue), 43.1 (green), and 84.1 kN/m (orange).
Vertical lines indicate the average end of ground contact for the respective footwear condition. Flexion (Flx) and
Extension (Ext).
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which stated that adding carbon fiber plates to shoe soles improves running economy14–17. Since the classic
investigation, only Oh and Park13 reported that adding carbon fiber plates to running shoes elicited a relative
footwear stiffness that improves running economy at 2.4 m/s. Moreover, the classic investigation12 reported that
participant body mass was inversely correlated with the change in oxygen uptake at their intermediate footwear
stiffness condition (38 kN/m) relative to footwear condition that did not have a carbon fiber plate (18 kN/m).
Hence, compared to their smaller participants, the running economy of their larger participants improved more
by adding carbon fiber plates to their shoe soles. In the present study, post-hoc analyses revealed that participant
body mass was independent to the change in aerobic power during the most compliant footwear condition ver-
sus any of the stiffer footwear conditions (all p ≥ 0.502). Moreover, due to the implications of muscle dynamics
on aerobic power37, we performed post-hoc linear regressions which revealed that the change in aerobic power
from the footwear condition that did not contain a carbon fiber insole (13.0 ± 1.0 kN/m) was not correlated
to the corresponding change in contact time (p = 0.135), soleus force generation (p = 0.614), or soleus velocity
(p = 0.324). Further, there were two a potentially spurious weak correlations: (1) soleus active muscle volume
versus gross aerobic power (r = -0.329; p = 0.039) and (2) change in soleus length versus change in gross aerobic
power (r = 0.311, p = 0.040). Thus, we did not uncover any reasonable muscle-level parameters that correlated
with the aerobic power when athletes ran in footwear conditions using carbon fiber plates versus without carbon
fiber plates.
Figure 2. (Left) Average (a,b) vertical and (c,d) horizontal ground reaction force (GRF), (e,f) soleus muscle
tendon (MT) gear ratio, and (g,h) net ankle moment versus time and (right) footwear 3-point bending stiffness
(right): 13.0 (black), 31.0 (blue), 43.1 (green), and 84.1 kN/m (orange). Vertical lines indicate the average end of
ground contact for the respective condition and error bars indicate SE when visible.
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If footwear bending stiffness does not affect running economy, why does wearing Nike prototype footwear
with carbon fiber plates embedded in their midsole (Nike) improve running economy compared to wearing
Adidas footwear?39 Perhaps Nike’s carbon fiber plate provide the structure necessary for the midsole foam to
function. Despite a 264% increased bending stiffness, when athletes run in Nike they elicit slightly shorter
GRF to ankle-joint moment arms compared to running in Adidas footwear38. This increased footwear bending
stiffness and shortened ankle-joint moment arm may be related to Nike’s curved carbon-fiber midsole plates39.
Additionally, compared to the Adidas footwear, the respective Nike soles are ~ 8 mm taller (35–62% taller depend-
ing on midsole location), the midsole foam is roughly half as stiff (in-series linear stiffness, not bending), and
its hysteresis is 11.1% less during vertical loading and unloading39. Altogether, because both decreased linear
stiffness40–42 and relative mechanical energy dissipation43 in-series to the stance-limb are associated with more
economical running, Nike footwear may elicit superior running economy values than Adidas footwear due to
their relatively compliant and resilient midsole foam—not increased bending stiffness.
This study has potential limitations. First, our carbon fiber plates were located between the athlete’s sock and
the Adidas midsole foam. The lack of cushioning on top of the stiffer carbon fiber plates may have elicited less
comfortable footwear compared to the more compliant footwear conditions. Second, prior to the experimental
trials, each participant performed a five-minute treadmill running habituation trial in the Adidas footwear
without a carbon-fiber in-sole. Thus, differences in the habituation time between the footwear bending stiffness
conditions may have affected our results. Even though humans adapt their biomechanics in just one step when
landing onto terrain with different compliance44–46, running with carbon fiber insoles may require a more exten-
sive habituation period, like that of more complicated lower-limb devices (e.g. exoskeletons)47–49. Additionally,
we quantified soleus dynamics and not gastrocnemius dynamics because the soleus is the largest ankle plantar
flexor50, it is the primary muscle that lifts and accelerates the participant’s center of mass during locomotion51,52,
it likely generates the greatest muscle force of any plantar flexor30, and it is often estimated to consume the most
metabolic energy of any plantar flexor during running30,53,54. Consistent with previous running studies that related
longitudinal bending stiffness to metabolic energy expenditure12,13, we used a controlled laboratory environment
and adequate sample size to relate metabolic energy expenditure collected in one session to biomechanical data
Figure 3. (Left) Average (a,b) soleus muscle–tendon (MT) force, (c,d) length, and (e,f) velocity versus time
and (right) footwear 3-point bending stiffness (right): 13.0 (black), 31.0 (blue), 43.1 (green), and 84.1 kN/m
(orange). Vertical lines indicate the average end of ground contact for the respective footwear condition and
error bars indicate SE when visible.
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collected from a separate session55. Moreover, regardless of how little footwear technology improves metabolic
energy expenditure, even small improvements help separate champions from their peers in competitive athletics.
Conclusion
Changing footwear bending stiffness hardly changes athlete biomechanics and may not improve running econ-
omy. Therefore, if competitive distance runners went back in time, added carbon fiber plates to their footwear,
and re-raced, their performance would likely not change.
Methods
Participants.
Fifteen males participated (Table 1). All participants were apparently free of cardiovascular,
orthopedic, and metabolic disorders, and could run 5 km in < 25 min. Prior to the study, each participant gave
informed written consent in accordance with the Georgia Institute of Technology Central Institutional Review
Board. During the study. We followed the Georgia Institute of Technology Central Institutional Review Board’s
approved protocol and carried out the study in accordance with these approved guidelines and regulations.
Figure 4. (Left) Average (a,b) soleus (Sol) fascicle angle, (c,d) force, (e,f) length, and (g,h) velocity versus time
and (right) footwear 3-point bending stiffness (right): 13.0 (black), 31.0 (blue), 43.1 (green), and 84.1 kN/m
(orange). Vertical lines indicate the average end of ground contact for the respective footwear condition and
error bars indicate SE.
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Figure 5. Estimated (a) Soleus (Sol) force–length and (c) force–velocity relationships during ground contact.
The marker indicates soleus initial ground contact and the horizontal line indicates soleus operating range
during ground contact. (b) Sol force and (d) volume (Vol) throughout ground contact and vertical lines indicate
the average end of ground contact.
Figure 6. Average (± SE) (a) gross aerobic power and (b) activated soleus (Sol) volume (Vol) per stride. Right
axis: Percent difference in the respective variables from the Adidas condition without a carbon fiber plate versus
shoe bending stiffness.
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Footwear.
We acquired the Adidas Adizero Adios BOOST 2 (Adidas) running shoes in US men’s size 9, 10,
11, and 12. The Adidas are the same shoe model that Dennis Kimetto wore to set a previous marathon (42.2 km)
world record (2:02:57 h:min:s). Next, we fabricated sets of custom carbon fiber in-soles that were 0.8, 1.6, and
3.2 mm thick to fit the Adidas shoes.
We characterized the 3-point bending stiffness of each shoe and in-sole condition following previously
described methods12,25,29. Briefly, we performed 3-point bending tests by placing each footwear condition in a
frame with two supporting bars 80 mm apart. We applied a vertical force to the top of each footwear condition
Figure 7. Average (a) soleus (Sol), (b) medial gastrocnemius (MG), (c) tibialis anterior (TA), (d) biceps femoris
(BF), (e) vastus medialis (VM), (f) gluteus maximus (GM), and (g) rectus femoris (RF) versus time (left) across
footwear 3-point bending stiffness: 13.0 (black), 31.0 (blue), 43.1 (green), and 84.1 kN/m (orange). Vertical lines
indicate the average end of ground contact and stride for the respective footwear condition.
Table 2. Stride averaged normalized muscle activation ± SD normalized to the respective muscle’s average
maximum value during running with the Adidas (13.0 kN/m) footwear condition.
Footwear bending
stiffness (kN/m)
Tibialis anterior (%)
Soleus (%)
Medial gastroc-
nemius (%)
Vastus medialis (%)
Rectus femoris (%)
Biceps femoris (%)
Gluteus maximus
(%)
13.0 ± 1.0
37 ± 7
24 ± 16
24 ± 5
19 ± 2
27 ± 10
40 ± 14
31 ± 15
31.0 ± 1.5
37 ± 9
21 ± 5
26 ± 3
20 ± 3
22 ± 12
39 ± 14
28 ± 9
43.1 ± 1.6
39 ± 9
21 ± 3
28 ± 4
19 ± 4
26 ± 12
38 ± 10
23 ± 6
84.1 ± 1.1
38 ± 9
20 ± 3
25 ± 3
20 ± 3
27 ± 13
40 ± 10
26 ± 7
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midway between the two supporting bars, approximately where the foot’s metatarsophalangeal joint would be
located using a materials testing machine (Instron, Norwood, MA, USA). We applied force three consecutive
times to displace each shoe 10 mm following a 2 N preload (loading rate: 8 mm/s). We calculated footwear
3-point bending stiffness during loading using the average linear slope of the force–displacement data (100 Hz)
from the following displacement range: 5 to 9 mm. We also set each athlete’s footwear mass equal to their largest
footwear condition, which was the Adidas plus thickest carbon fiber in-sole. For example, the size 9 Adidas shoe
is 199 g and its stiffest in-sole was 60 g. Accordingly, we set all size 9 footwear conditions to 259 g by securing
mass to the tongue of each shoe.
Protocol.
Each participant completed two experimental sessions. During the first session (aerobic session),
participants performed a 5-min standing trial followed by five 5-min treadmill (Bertec Corporation, Columbus,
OH, USA) running trials at 3.5 m/s. Prior to each trial, participants rested for at least 5 min. The first running
trial served as habituation to treadmill running in the Adidas footwear (no carbon fiber in-sole). During each
subsequent trial, participants ran using a different footwear condition: Adidas as well as Adidas with 0.8, 1.6,
and 3.2 mm thick carbon fiber in-soles. We randomized footwear trial order. Each participant’s second session
(biomechanics session) occurred at the same time of day and < 10 days following their first session. During the
second session, participants performed four 2-min treadmill running trials at 3.5 m/s using the same footwear
conditions as the first session in a re-randomized order. We performed separate aerobic and biomechanics ses-
sions to mitigate the potential for technical difficulties to arise by measuring biomechanics over a briefer session
than needed for accurate metabolic measurements.
Aerobic energy expenditure.
We asked participants to arrive to their aerobic session 3-h post-prandial.
Throughout each of the aerobic session’s trials, we used open-circuit expired gas analysis (TrueOne 2400, Parvo-
Medic, Sandy, UT, USA) to record the participant’s rates of oxygen uptake (V̇o2) and carbon dioxide production
(V̇co2). We monitored each participant’s respiratory exchange ratio (RER) throughout each trial to ensure that
everyone primarily relied on aerobic metabolism during running; indicated by an RER ≤ 1.031. Next, we averaged
V̇o2 and V̇co2 over the last 2-min of each trial and used a standard equation56 to calculate aerobic power (W).
Subsequently, we subtracted the corresponding session’s standing aerobic power (Table 1) from each running
trial and divided by participant mass to yield mass-normalized aerobic power (W/kg).
Biomechanics.
Prior to the biomechanics session’s running trials, we placed reflective markers on the left
and right side of each athlete’s lower body following a modified Helen Hayes marker set: superficial to the head of
the 1st and 5th metatarsal, posterior calcaneus, medial and lateral malleoli, lateral mid-shank, medial and lateral
knee-joint center, lateral mid-thigh, greater trochanter, anterior superior iliac crest, posterior superior iliac crest,
and superior iliac crest. During the ensuing trials, we recorded vertical and anterior–posterior GRFs (1000 Hz)
as well as motion capture (200 Hz) data during the last 30 s of each trial. We performed a fast fourier transform
on the raw GRF data from six random participants and then filtered the raw GRFs and center-of-pressure data
appropriately: using a fourth-order low-pass critically damped filter (14 Hz)54,57,58. We filtered motion capture
using a fourth-order low-pass Butterworth filter (7 Hz)57,59–62. Using the filtered GRFs, we calculated whole-body
stride kinematics (stance and stride time) and GRF parameters (stance average vertical and resultant GRF, as
well as mean braking and propulsive horizontal GRFs63) with a custom MATLAB script (Mathworks, Natick,
MA) that detected periods of ground contact using a 30 N vertical GRF threshold. We categorized each partici-
pant as a heel striker or mid/forefoot striker based on visual inspection and whether their vertical GRF trace had
an impact peak or not (Table 1). If the participant visually appeared to contact the ground with their heel and
displayed a vertical GRF impact peak they were deemed a heel striker64. Participants that did not satisfy these
criteria were deemed a mid/forefoot strikers.
We performed inverse dynamics and determined limb joint kinematics (limb joint angles and GRF-to-joint-
center moment arms) and kinetics (limb joint moments) (C-motion Inc., Germantown, MD; Mathworks Inc.,
Natick, MA, USA). Subsequently, we computed each participant’s instantaneous soleus muscle–tendon (MT)
moment arm, length, velocity, and force. We used participant anthropometric data and limb-joint angles to cal-
culate the respective soleus MT length36, velocity, and moment arm36,65. Next, we used each soleus MT moment
arm (r) and net ankle-joint moment (M) to calculated soleus MT force (F) by deeming that the soleus generates
54% of total plantar flexor force based on its relative physiological cross sectional area66.
Prior to the biomechanics session’s trials, we secured a linear-array B-mode ultrasound probe (Telemed,
Vilnius, Lituania) to the skin superficial of each athlete’s right soleus. Using ultrasonography, we recorded mid-
soleus fascicle images (100 Hz) during at least five consecutive strides per trial. We processed the images using
a semi-automated tracking software67 to determine instantaneous soleus pennation angle and fascicle length.
For semi-automated images that did not accurately track the respective soleus fascicle angle and/or length, we
manually redefined the respective fascicle’s parameters. We used soleus MT force and fascicle angle to calculate
soleus fascicle force, length, and velocity in congruence with previous studies37,57. We filtered soleus fascicle
angle and length using a fourth-order low-pass Butterworth filter (10 Hz) and took the derivative of fascicle
length with respect to time to determine fascicle velocity. Subsequently, we determined relative soleus fascicle
length and velocity by deeming that soleus fascicles are at 97% of their optimal length at initial ground contact
in the Adidas condition32 and that their maximum velocity is 6.77 L0/s53, respectively. We deemed average ± SD
maximum soleus velocity to equal 297.1 ± 16.5 mm/s. Due to technical difficulties, we were unable to compute
accurate active soleus volume during 18 of 60 trials; spanning 5 participants.
We recorded surface EMG signals from the biomechanics session’s running trials using the standard proce-
dures of the International Society for Electrophysiology and Kinesiology68. Prior to the first trial, we shaved and
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lightly abraded the skin superficial to the medial gastrocnemius, soleus, tibialis anterior, vastus medialis, rectus
femoris, biceps femoris, and gluteus maximus of each participant’s left leg with electrode preparation gel (NuPrep,
Weaver and Co., Aurora, CO). Next, we placed a bipolar surface electrode (Delsys Inc., Natick, MA) over the
skin superficial to each respective muscle belly and in the same orientation as the respective muscle fascicle.
We recorded EMG signals at 1000 Hz and verified electrode positions and signal quality by visually inspecting
the EMG signals while participants contracted the respective muscle. Based on visual inspection and technical
difficulties, we removed 97 of 420 potential muscle activation signals due to their poor signal quality; spanning
4 participants. To analyze EMG signals from the running trials, we band-pass filtered the raw EMG signals to
retain frequencies between 20 and 450 Hz, full-wave rectified the filtered EMG signals, and then calculated the
root mean square of the rectified EMG signals with a 40 ms moving window69,70. Lastly, we normalized each
muscle activation to the average maximum activation of the respective muscle during running in the Adidas
condition sans carbon fiber plates70.
Statistics.
An a priori analysis on Roy and Stefanyshyn’s data12, suggested that fifteen participants would
achieve a strong statistical power (0.895) between footwear bending stiffness and metabolic power. We per-
formed a linear regression on the footwear’s force–displacement profile, which was measured from a materials
testing device. We performed independent repeated measures ANOVAs to determine whether footwear bend-
ing stiffness (independent variable) affected athlete running biomechanics (hip, knee, and ankle stance average,
minimum, and maximum angle; hip, knee, and ankle stance average and maximum moment; ground contact
time; step time; stance average vertical, braking, and propulsive GRF; fraction of vertical and horizontal GRF
during the first half of stance; stance average muscle–tendon force, length, velocity, and gear ratio; stance aver-
age and maximum soleus fascicle pennation angle, force, length, velocity; stance average, stride average soleus
active muscle volume; stance average and stride average soleus, medial gastrocgnemius, tibialis anterior, biceps
femoris, vastus medialis, gluteus maximus, and rectus femoris; and gross aerobic power (dependent variables).
We presented cohen’s d effect size for gross metabolic power and stride average soleus active muscle volume. We
performed all statistical tests using R-studio (R-Studio Inc., Boston, USA) and G*Power software.
Received: 23 October 2019; Accepted: 21 September 2020
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Acknowledgements
We thank Dr. Frank Hammond and Lucas Tiziani for the use of the materials testing machine, in addition to Dr.
Young-Hui Chang for the use of his analysis software. We thank PoWeR and EPIC Lab members, namely Lindsey
Trejo for assisting data collection and Krishan Bhakta for assisting data analysis. This study was supported by
O.N.B.’s National Institute of Health’s, Institute of Aging Fellowship: F32AG063460; P.R.G.’s National Science
Foundation Graduate Research Fellowship: DGE-1650044; G.S.S’s National Institute of Health’s, Institute of Aging
Award: R0106052017; and G.S.S.’s support from the George W. Woodruff School of Mechanical Engineering.
Author contributions
O.N.B. and G.S.S. came up with the study design. O.N.B. and P.R.G. acquired and analyzed the study’s data.
O.N.B. and G.S.S. interpreted the data. O.N.B. drafted the manuscript, P.R.G. and G.S.S. edited the manuscript.
All authors approved the manuscript, agree to be accountable for their contributions, and will ensure that ques-
tions related to the accuracy or integrity of any part of the study are appropriately investigated, resolved, and the
resolution documented in the literature.
Competing interests
The authors declare no competing interests.
Additional information
Supplementary information is available for this paper at https ://doi.org/10.1038/s4159 8-020-74097 -7.
Correspondence and requests for materials should be addressed to O.N.B.
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© The Author(s) 2020
| Adding carbon fiber to shoe soles may not improve running economy: a muscle-level explanation. | 10-13-2020 | Beck, Owen N,Golyski, Pawel R,Sawicki, Gregory S | eng |
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Energy supply and influencing
factors of mountain marathon
runners from Baiyin marathon
accident in China
Jichao Sun
High temperature impacts the performance of marathon athletes, and hypothermia harms athletes.
Twenty-one runners died, and eight were injured in the China Baiyin marathon on May 22, 2021. It’s
a typical human life test. The energy equations are combined with the maximum energy supply of
Chinese male athletes to study this accident. We analyze the human body’s route slope, travel speed,
and heat dissipation under low temperatures in this marathon. The study shows that the large slope
and long-distance of CP2 to CP3 section and the low temperature during the competition are the main
reasons for the accident. The method of quantifying the slope and temperature and calculating the
percentage of athletes’ physical consumption proposed in this paper can evaluate the route design of
field marathons. We suggest that the physical energy consumption ratio of 90%, i.e. 315 cal/min/kg,
should be taken as the maximum energy supply for Chinese male marathon runners. Dangerous risk
zones for wind speed and temperature on dangerous path sections are also formulated for athletes to
make their assessments. This paper’s theories and methods can effectively help design the marathon
route and determine the race time.
Sports is an activity developed to meet the needs of human production, military, and health1. Physical fitness is
the premise to maintain and complete the human body’s essential life activities and physical skills. Marathon runs
for a long time and consumes much energy. The performance of athletes is closely related to physical fitness2.
Physical performance is also affected by the surrounding environment, including temperature, humidity, road
slope, road friction, and so on3, 4. The relationship between human energy expenditure and the external environ-
ment needs to be studied to assess the individual strength of marathon runners. The war between Russia and
Ukraine is going on, and now ordinary Ukrainian residents are also participating in the war. These people lack
military training and actual combat experience and have limited combat power to participate in the war. Obtain-
ing the maximum energy supply of the human body also helps assess the combat effectiveness of a soldier5 and
ordinary people to participate in war.
For many years, sports researchers around the world have been conducting similar studies, including pre-
competition hypothermia, post-competition hypothermia, and pre-competition and post-competition warm-
ing studies6 at the cold Winter Olympics, as well as various Oxygen inhalation, high-intensity training at high
altitudes7–10, etc., these studies have achieved positive results.
High temperature impacts the performance of marathon athletes, and hypothermia harms athletes11, 12. The
research on the limited energy supply means the final limit of the human body’s skills, and it is the research at the
expense of the human body’s death. When evaluating the energy supply of marathon runners or ordinary people,
especially their limited energy supply, it is impossible to carry out limit tests to ensure personnel safety. At the
same time, there is still a lack of published literature on this kind of extreme energy supply research. From some
marathon fatalities, we can get some trial-like results. Analyzing these marathon accidents, one can obtain data on
the extreme energy supply of the personnel. Although these tests are not obtained from actual tests, these data are
relatively close to the limits of the human body and are very precious. At the same time, such data is essential to
the military and sports. After obtaining such data, it is possible to design better the marathon running route and
guide the athletes to conduct self-assessments whether they can refer to relevant competitions, which will have
positive significance and value. It is also a good guide for evaluating ordinary people who participated in the war.
OPEN
School of Water Resource & Environment, China University of Geosciences, Beijing 100083, China. email: sunjc@
cugb.edu.cn
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To increase the influence and popularity of the city, local governments in China have held marathons one after
another and invited famous runners from all over the world to participate, which has indeed boosted the local
economy in China. In 2018 and 2019, there were 278, 330, and 27, 61 registrations for Category A and Category
B events of the Chinese Athletics Association respectively13. As of March 19, 2022, the running competitions
held in China include various walks, half marathons, 50 km, 30 km, 28 km, 21 km, 16 km, 15 km, 10 km, 8,
8 km, 3.8 km, and so on to 2625 times14.
But there have been very individual race accidents, such as the marathon accident in Baiyin, Gansu of China15.
On May 22, 2021, the fourth Yellow River Shilin Mountain Marathon 100 km cross-country race (Abbreviated
as Baiyin marathon) was held in Jingtai County, Baiyin City of China. 172 participants took part in the 100-km
cross-country race. During the race, public safety responsibility events occurred due to sudden cooling, pre-
cipitation, and strong wind, resulting in the death of 21 participants and the injury of 815. China’s State Sports
Administration issued a notice on May 28 to comprehensively ‘one-on-one’ check road running (including
marathon, half marathon, 10 km, 5 km) and suspend the competitions that do not meet the requirements. On
June 25, the government arrested five officials and dismissed, removed, demoted, warned, and demerit recorded
twenty-seven leaders15.
It can be seen from Fig. 1 that due to COVID-19, the number of marathons has significantly been reduced
since 2020. Due to the Baiyin marathon accident in 2021, the State Sport General Administration of China
immediately stopped many marathons, so the number of races in 2021 was reduced. Data for 2022 is not final
yet, and complete data will be available in 2023.
On the one hand, marathon accidents are not good for the development of marathon sports, and on the other
hand, it is also bad for the health of the athletes participating in the competition. The high temperature in this
kind of competition, like a marathon, or long-distance races, has attracted the attention of athletes and relevant
media16. However, low temperature also does great harm to athletes17. There are many reasons for the accident
in the Baiyin marathon. However, the low temperature and the energy supply of the athletes’ bodies are less than
the energy dissipation is one of the main reasons.
Because of this severe sports accident, it is necessary to conduct scientific research, analyze the causes of the
accident, and avoid such accidents. Local governments hold various competitions to promote tourism devel-
opment, stimulate the economy, and improve local popularity. Ignoring the potential hazards is an important
reason why many Gansu province officials were held accountable for an ultramarathon tragedy18. At the same
time, the Baiyin marathon accident also has several adverse natural conditions: high altitude, large slope, and
low temperature.
This paper studies the route slope and temperature from the human body’s heat dissipation and energy supply
to reveal the cause of the accident.
In this accident, the athlete’s death has already shown that the energy supply has reached its limit. It is simply
a life experiment of the human body, which is very cruel. Therefore, it is necessary to study the energy supply
limit of athletes in this competition through this marathon accident and analyze the cause of the accident from
the human energy supply limit. Therefore, the main goal of this paper is to study and obtain the human body’s
limited supply of energy for remote mobilization and combine the slope of the track and the temperature of the
environment to study and analyze the setting of the way.
Avoid recurrence of such accidents through research. At the same time, we also put forward some sugges-
tions for athletes to participate in similar competitions. We set up a self-assessment chart for whether sports can
participate based on temperature, slope, and speed during the competition. It is hoped that casualties in future
competitions can be avoided through this accident analysis.
Figure 1. Many marathons held in China.
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Methods
The elevation and landform of the Biayin marathon.
Baiyin marathon in Gansu of China was held
four times in 2018 (Fig. 2a–c), 2019, 2020, and 2021. The first three sessions went well, and an accident occurred
in the fourth session (some runners were warming themselves in the cave-dwelling, Fig. 2d). According to the
race route of the Baiyin marathon, the elevation map in the race route area is drawn, and a map of vegetation
along the way is attached (as shown in Fig. 3).
Baiyin city is mountainous primarily, and a broad valley plain coexists. The northern part is an alluvial diluvial
inclined plain, the central part is a low hill, and the southern part is loess beam, replat, and tableland landform.
Figure 2. Baiyin marathon photos of pre-race, disaster, and rescue. (a–c) Baiyin marathon on May 20, 2018. (d)
cave-dwelling, some runners were warming themselves by the fire on May 22, 2021.
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The climate of Baiyin city is a transition zone from a middle temperate semi-arid zone to an arid zone in
China. The annual average temperature is 6–9 ℃, and the yearly rainfall is 180–450 mm, mainly in July, August,
and September, accounting for more than 60% of the annual precipitation. It belongs to the northwest margin
of the southeast monsoon climate, and the yearly evaporation reaches 1500–1600 mm, 4.5 times the average
precipitation. Jingtai County in the north has maximum annual evaporation of 3390 mm. Baiyin has four seasons
with plenty of sunshine, no hot summer, and no cold winter.
The topographic features of Baiyin City are mainly bedrock mountains (as shown in Figs. 2c, 3a) and inter-
mountain basins. The horizontal distribution of vegetation in the city gradually transitions from south to north to
grassland deserts (as shown in Fig. 3b), and the transition between zones is not apparent. The tectonic structure
in the northwest belongs to the eastward extension of the Qilian Mountains, with bare ground bedrock (as shown
in Fig. 2c) and natural vegetation on the shady slopes (as shown in Figs. 2a,b, 3c). The southeast is dominated
Figure 3. Marathon route and start, check, supply and endpoint and pictures along the route. (a) Photo of
the race route on CP1. (b,c) photos of the race route on CP2–CP3. ‘Start’ is the starting point, CP1–CP9 is the
checkpoint, SP is the supply point, and EP is the endpoint.
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by loess beam, replat and tableland landform, rivers, flats, and valleys. The tectonic structure belongs to the
Longzhong Basin. Except for a few bedrock mountains, the ground is covered by loess (Fig. 2d).
Energy consumption at a particular slope and speed.
Marathon runner’s energy consumption
includes heat dissipation and kinetic energy consumption of the human body. The athletes need to supply more
energy to meet heat dissipation and kinetic energy consumption when the temperature is lower, the travel speed
is faster, and the road is steeper. The athlete can complete sports at low temperatures, large slopes, and high
speeds only when the speed and intensity of the energy supplied by the human body meet these energy require-
ments.
At the general running speed, the prediction formula of human exercise energy consumption19, 20 is:
where M is the energy consumption rate of the human body (w), W is the body weight (kg), L is the bear load
(kg), V is the running speed (m/s), G is the slope (%), η is the surface condition coefficient, η = 1 in the case of
horizontal hard road and η = 2 on loose sand. Figures 2a–c and 3a–c, η = 1.2.
People move slower on a 12° gradient slope uphill and downhill than on a flat road21. When going downhill,
the energy consumption decreases22, but with the increase of the descending slope, the energy consumption
also increases to improve the friction and reduce the risk of falling23. But the increase is not as significant as the
upslope walking. This paper selects the positive slope for calculation.
Human body surface heat dissipation.
Baiyin Marathon runners are not equipped for the cold, wearing
simple clothes or directly exposed24–26. The heat dissipation is,
where Wci is the air-cooling index (kcal/m2/h), F is the wind speed (m/s), T is the air temperature (℃). It repre-
sents the heat dissipation rate of the human body surface with a skin temperature of 33 ℃.
The maximum energy supply of Chinese runners.
Accurate measurement of lipid or carbohydrate
metabolism during exercise is also complex. Marathon running is fueled principally by the oxidation of intra-
muscular glycogen and lipids to a lesser extent27, 28. Therefore, there is no need to distinguish between carbohy-
drate and lipid metabolism and their percentages.
At the same temperature, the energy consumption positively correlates with the maximum oxygen uptake29.
According to the test results30, 31, perform linear formula fitting at the same temperature to obtain the energy
consumption at 100% VO2max, namely the maximum energy supply rate. Table 1 lists the data. In reference29, the
performance at different temperatures shows a similar and linear relationship.
Rising and falling external temperatures increase the body’s energy expenditure (Table 1).
The linear relationship between the total energy consumption of Chinese male athletes at different tem-
peratures of 100%VO2max and temperature is not significant. On the contrary, the total energy consumption at
different temperatures remains stable32. It isn’t easy to obtain data on the maximum energy supply at different
temperatures. Therefore, this paper takes the full energy supply as a fixed value. The energy supply range of
Chinese male athletes is 291.7–356.7 cal/min/kg. Therefore, this paper considers that Chinese male athletes’
maximum energy supply rate is 350 cal/min/kg.
Other data.
Select terrain data from ASTERGDEMv2.0, land DEM, with an accuracy of about 30 m, and the
download address is https:// earth explo rer. usgs. gov/. Figure 3 is generated by ArcGIS V10.3.
(1)
M = 1.5W + 2.0(W + L)
L
W
2
+ η(W + L)[1.5V2 + 0.35VG],
(2)
Wci = (10.45 + 10
√
F − F) × (33 − T),
Table 1. Reference data of human of Chinese male athletes’ energy supply.
Intensity (% of VO2max)
Total energy consumption (cal/min/kg)
Temperature (°C)
References
65%VO2max
240.0
12
30
80%VO2max
290.0
100%VO2max
356.7
This research
40%VO2max
134.8
23
31
60%VO2max
185.4
80%VO2max
239.8
100%VO2max
291.7
This research
40%VO2max
126.6
33
31
60%VO2max
188.3
80%VO2max
236.7
100%VO2max
294.0
This research
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Liang Jing, China’s leading marathon runner who died in the accident, ran at 100 km for 7 h in previous com-
petitions at a speed of 4 m/s. This research takes the value of 1.5 m/s according to the running speed of ordinary
athletes. The weight of male athletes is 70 kg, the wind speed is 0, the height is 170 cm, the body surface area is
1.82 m2, and the temperature comes from Baiyin meteorological observation station.
Reference15 provides the temperature data of the day at point CP3. Baiyin Weather Station and Reference33
offer the average temperature, maximum and minimum temperature of 21 days before the competition. Figure 4
lists the temperature curves15.
Results
According to Eqs. (1) and (2) calculate the total energy required by running energy consumption and surface
heat dissipation along the elevation of the running route. And the energy supply rate is 350 cal/min/kg (1715 J/s,
max supply energy) according to the maximum oxygen uptake. Figure 5 lists the results.
The slope increases significantly in the CP2–CP3 section (24–32.5 km), and the required energy rises. Accord-
ing to the speed of 1.5 m/s, runners run in this section from 13:26 to 15:01. At this time, the temperature in
Baiyin is 6.9–8.2 ℃. In Fig. 5, many parts of the blue curve of CP2–CP3 section are more significant than the
pink curve, indicating that the energy demand is greater than the energy supply. The external performance is
that the athletes gradually lose temperature and enter a dangerous state. In the section before CP1 (5–10 km),
there is also a part where the energy demand is greater than the energy supply. Still, this section is at the initial
running stage, and the gap between energy demand and energy supply is not too large. Athletes can well avoid
temperature loss in this section by unconscious deceleration. The energy demand is greater than the energy
supply from CP4 to SP and SP to CP5, but the two sections are mainly the downhill section. Since calculating in
Figure 4. The temperature of Baiyin and CP3 on race day and the average temperature, maximum and
minimum temperature of 21 days before the competition, Baiyin Weather Station.
Figure 5. Marathon route altitude, maximum energy supply, and energy demand curve, replenishment points,
and check-in points. Calculate the energy required according to the actual temperature at CP3. Since there is no
temperature data later, the following data is vacant.
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this paper is based on the absolute value of the slope, athletes can slow down and travel downhill slowly. At the
same time, the distance is not long, and the actual energy demand is not high.
Therefore, we believe that the design of the route is seriously unreasonable and unscientific in CP2–CP3.
And the design at 5–10 km is also absurd. The main reason is that the slope is too large, and the distance with a
significant slope is too long34.
From Fig. 4, when passing through CP2–CP3, the temperature is lower than the minimum temperature in
the previous 21 days, which is also a significant factor leading to the accident. Therefore, it is necessary to design
the running route with the local historical temperature and avoid the month with the lowest temperature and
the continuous path with a steep slope.
In the last three marathons, the competition time is May 20, 2018, June 8, 2019, and September 29, 2020.
The maximum and minimum temperatures in these three times are 14–27 ℃, 15–29 ℃, 14–20 ℃. Choose the
minimum value of temperature for calculation. In each interval, calculate the ratio of the total energy consumed
to the maximum supply energy according to Eqs. (1) and (2), shown in Fig. 6.
C1 is from the Start point to CP1 point [Start CP1]. C2: [CP1, CP2]. C3: [CP2, CP3]. C4: [CP3, CP4]. C5:
[CP4, SP]. C6: [SP, CP5]. C7: [CP5, CP6]. C8: [CP6, CP7]. C9: [CP7, CP8]. C10: [CP8, CP9].C11: [CP9, End
point]. The CP3 T is missing from C9 to C11 from the CP7 to the end. Baiyin T is the temperature of Baiyin. CP3
T is the temperature of CP3 point. The lowest temperature is 14 °C, 15 °C, and 14 °C on the 1st, the competition
on May 20, 2018, the second on June 8, 2019, and the third on September 29, 2020. The horizontal black line is
90%.
Section C3 in Fig. 6, that is, from CP2 to CP3, the calculation on the day of the first, second, and third mara-
thon shows that the ratio is close to 90%. Calculate these three results according to the minimum temperatures
of 14 °C, 15 °C and 14 °C on the day of the competition. The temperature of the race day is higher than and not
constant equal to this minimum temperature. The energy consumption rate in this competition period is less than
90%. At the same time, the span of the minimum and maximum temperature is close to the optimal temperature
of 18.6 °C35, so the athletes can pass smoothly.
In Fig. 6, in Section C3, according to the temperature at Baiyin meteorological station and CP3 on the day
of the fourth competition in 2021, the physical energy consumption of athletes on the race day has been greater
than 90%, or even reached 113%, indicating that the physical energy consumption of athletes is too large. This
distance is 8.5 km, which takes 1.6 h according to the speed of 1.5 m/s. At this time, the athletes are in danger.
In section C11, in 2021, the physical consumption of athletes has also reached 94%, which is also a danger-
ous section. In other areas (C1, C2, C4–C10), the physical consumption of athletes does not exceed 90%, and
athletes are in a safe state.
The first three were safe from the four Baiyin marathons in 2018, 2019, 2020, and 2021, and the fourth had
accidents. Combining Fig. 6 with the above analysis, we conclude that choosing 350 cal/min/kg as Chinese male
athletes’ maximum energy supply rate is reasonable under 100% VO2max. It is reasonable to take 90% of the
energy consumption ratio as Chinese marathon athletes’ maximum energy supply rate 315 cal/min/kg.
Discussion
The purpose of this study is to prevent the recurrence of such accidents.
The energy consumption of the human body: First, the heat dissipation on the surface of the body is directly
related to the outside air temperature. The body heat dissipation is significant when the outside air temperature
is low. The second is the path slope. The large slope requires large energy. The third is the moving speed. The
speed is large, and the energy required is large. The speed is small, and the energy required is small. The fourth
is the wind speed, in Eq. (2). The lost energy is large when the wind speed is large, and the heat loss is slight
when the wind speed is negligible.
Figure 6. The ratio of the total energy consumed for a marathon to the maximum energy supply T is the
temperature, and LT is the lowest temperature.
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If completely avoid such accidents, one needs to limit the temperature, slope, moving speed, and wind speed.
The above analysis is based on the fact that the long-distance moving speed of ordinary people is 1.5 m/s. The
previous analysis has determined that the limit energy supply of personnel is 350 cal/min/kg. According to the
calculation of 90%, the maximum energy supply is 315 cal/min/kg to be calculated.
The marathon path is ups and downs with different slopes. The comprehensive slope characterizes the overall
slope of the path, which is as follows:
where Gz is the comprehensive slope; ΔLi is the ist distance, in the research, ΔLi = 200 m; Gi is the slope of the ist
distance, only Gi > 0 is selected for calculation.
The slop of the CP2-CP3 is the largest in the entire marathon route (Fig. 4). This part is chosen to calculate
the comprehensive slope according to Eq. (2). The comprehensive slope of the CP2–CP3 is 0.17197. Suppose
we determine all the slopes, including the Gi > 0 and Gi < 0, and take − Gi for Gi < 0, the comprehensive slope is
0.21152. It doesn’t take much energy to go downhill, so we don’t take downhill into account. If we take Gi for
Gi < 0, the comprehensive slope is 0.132424. This calculation ignores the difficulty of the climb. So we choose
0.17197 to evaluate.
When the temperature is 15 °C, the travel speed is 1.5 m/s, and the wind speed is 0, the required energy is
1546.3 w, which is close to 315 cal/min/kg of the energy supplied by the ordinary human body, and the calculated
energy supply rate is 1543.5w.
According to Eqs. (1), (2), and (3), in the CP2–CP3 section, the slope value is 0.17197, and the temperature
and wind speed risk zoning of this section is shown in Fig. 7.
The athlete’s speed is 0, 0.5 m/s, and the maximum energy supply is 1543.5 w, according to 70% and 100%
VO2max. It is roughly divided into three zones: danger zone, transition zone, and safety zone.
When the Baiyin Marathon was held on May 22, 2021, the temperature range was [− 4.1 ℃, − 1.2 ℃]. Because
this paper could not get the wind speed data at that time, according to the photos of the participating remote
mobilizers, the wind speed was very large. The wind speed F is greater than 5.5–8 m/s, or greater than 14–17 m/s.
The dangerous risk zones in CP2–CP3 were shown in “Baiyin CP2–CP3” in Fig. 7. The rectangular area shown
in the figure indicates that the site is hazardous, and as the wind speed increases, the danger increases.
In CP2–CP3, marathon runners can make adjustments and actions by assessing their zone based on the tem-
perature and wind speed at that time. Figure 7 has good instructive value and is very actionable. It is convenient
for athletes to evaluate whether they can participate in the marathon according to their situation and prepare
corresponding equipment.
Conclusions
‘522’ Baiyin marathon is a typical ‘human life test’ and an ‘energy supply human experiment’. The lessons of the
marathon accident can provide a reference for the marathon.
In the first three Baiyin marathons, no accidents occurred. The main reason is that the temperature on the race
day is relatively high, which is 14–29 °C. The energy consumption rate of athletes is lower than or temporarily
reaches 90%, and the athletes are in a safe state all the time.
An important reason for the accident of the fourth silver marathon in 2021 is the low temperature15. In the
marathon route design, from CP2 to CP3, the terrain is continuously uphill at a large angle, and the athletes
consume much physical energy. From CP2 to CP3, with the most accidents, the athletes’ physical consumption
rate is greater than 90% or even 113%, and the athletes are in a dangerous state, resulting in hypothermia. Fatigue
(3)
Gz =
GiLi
Li
× 100%,
Figure 7. The dangerous risk zones of wind speed and temperature in the CP2–CP3 section of the Baiyin
marathon.
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leads to insufficient physical strength to resist a sudden low temperature, resulting in hypothermia36. Runners
used fire to keep warm in a cave-dwelling, shown in Fig. 2d.
There are many reasons15 for the 2021 marathon accident, including unscientific route design, unreasonable
holding time, etc. These complex factors bring great trouble to the route designer, which is challenging. The
method proposed in this paper, which fully considers the slope and temperature, quantitatively calculates the
percentage of athletes’ physical consumption, and then designs the route design and evaluation of field marathons
through the physical consumption ratio, is a valuable method. The physical energy consumption ratio of 90%,
i.e., 315 cal/min/kg, should be taken as the maximum energy supply rate of Chinese marathon athletes and the
maximum energy supply rate at the maximum oxygen intake of Chinese male athletes is 350 cal/min/kg.
When designing the marathon route in the future, avoiding continuous uphill with a large slope is necessary.
Designers can refer to this literature34 for route design. At the same time, the race time should entirely avoid
high temperatures and, more importantly, avoid low-temperature times.
At the same time, the dangerous risk zones for the wind speed and temperature of marathon runners are
established on the most hazardous path section so that the runners can evaluate whether they can participate in
the marathon according to their conditions and prepare corresponding equipment.
Since it is an accident-based analysis, much data is lacking, and life experiments are impossible. The calcula-
tion involves a lot of content and is very complex. Nonetheless, such a limited analysis of life is valuable. The
guiding significance of the paper is that the organizer needs to calculate the current situation synchronously
according to the real-time situation, and broadcast the information in real time.
Received: 17 December 2021; Accepted: 3 May 2022
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Acknowledgements
Thank Zhang Xiaotao and Dongbei Lowang 01 for the pictures.
Author contributions
S.J. did and finished all the work.
Competing interests
The author declares no competing interests.
Additional information
Correspondence and requests for materials should be addressed to J.S.
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© The Author(s) 2022
| Energy supply and influencing factors of mountain marathon runners from Baiyin marathon accident in China. | 05-17-2022 | Sun, Jichao | eng |
PMC7497021 | 1360 |
Scand J Med Sci Sports. 2020;30:1360–1368.
wileyonlinelibrary.com/journal/sms
1 |
INTRODUCTION
The medial longitudinal arch is a unique structure in the
human foot. During weight-bearing exercises, the foot arch
lowers while being stretched out and then recoils as the
load is removed. Such a spring-like property of the foot
arch helps to attenuate impact forces and store/release elas-
tic strain energy leading to energy saving during running.1
It is known, however, that long-distance running (LDR)
imposes repetitive mechanical stress on the foot, thereby
inducing transient lowering of the foot arch.2,3 As the foot
arch is temporarily collapsed, its force attenuation capacity
Received: 14 December 2019 |
Revised: 1 April 2020 |
Accepted: 15 April 2020
DOI: 10.1111/sms.13690
O R I G I N A L A R T I C L E
Acute effects of long-distance running on mechanical and
morphological properties of the human plantar fascia
Hiroto Shiotani1,2
| Tomohiro Mizokuchi3 | Ryo Yamashita3 | Munekazu Naito4,5
|
Yasuo Kawakami5,6
This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the original
work is properly cited.
© 2020 The Authors. Scandinavian Journal of Medicine & Science In Sports published by John Wiley & Sons Ltd
1Graduate School of Sport Sciences,
Waseda University, Saitama, Japan
2Research Fellow of Japan Society for the
Promotion of Science, Tokyo, Japan
3School of Sport Sciences, Waseda
University, Saitama, Japan
4Department of Anatomy, Aichi Medical
University, Aichi, Japan
5Human Performance Laboratory,
Organization for University Research
Initiative, Waseda University, Tokyo, Japan
6Faculty of Sport Sciences, Waseda
University, Saitama, Japan
Correspondence
Yasuo Kawakami, Faculty of Sport
Sciences, Waseda University, 2-579-15
Mikajima, Tokorozawa, Saitama 359-1192,
Japan.
Email: [email protected]
Funding information
Japan Society for the Promotion of Science,
Grant/Award Number: 16H01870 and
19J14912
Long-distance running (LDR) can induce transient lowering of the foot arch, which
may be associated with mechanical fatigue of the plantar fascia (PF). However, this
has not been experimentally tested in vivo. The purpose of this study was to test
our hypothesis that LDR induces transient and site-specific changes in PF stiffness
and morphology and that those changes are related to the lowering of the foot arch.
Ten male recreational long-distance runners and 10 untrained men were requested
to run overground for 10 km. Before and after running, shear wave velocity (SWV:
an index of soft tissue stiffness) and thickness of PF at three different sites from its
proximal to distal end were measured using supersonic shear imaging and B-mode
ultrasonography. Foot dimensions including the navicular height were measured
using a three-dimensional foot scanner. SWV at the proximal site of PF and navicu-
lar height was significantly decreased in both groups after running, with a higher
degree in untrained men (−21.9% and −14.1%, respectively) than in runners (−4.0%
and −6.3%, respectively). The relative change (%Δ) in SWV was positively cor-
related with %Δnavicular height in both groups (r = .69 and r = .65, respectively).
Multiple regression analysis revealed that %ΔSWV at the proximal site solely ex-
plained 72.7% of the total variance in %Δnavicular height. It is concluded that LDR
induces transient and site-specific decreases in PF stiffness. These results suggest
that the majority of running-induced lowering of the foot arch is attributable to the
reduction of PF stiffness at the proximal site.
K E Y W O R D S
elasticity, mechanical fatigue, medial longitudinal arch of the foot, plantar aponeurosis, stiffness,
supersonic shear imaging, thickness, ultrasound shear wave elastography
|
1361
SHIOTANI eT Al.
is compromised. A collapsed foot arch (eg, pes planus) is
known to increase the risk of injury around the lower limb
and foot.4,5
Previous work indicates that the foot arch elasticity is pri-
marily attributed to the plantar fascia (PF).1,6,7 PF behaves
visco-elastically under tension and contributes to the elas-
tic recoil of the foot arch.1,8-11 During each foot contact of
running, PF repetitively experiences tension as high as 0.6-
3.7 times the body weight, with its longitudinal strain up to
6%.12-15 Simulation studies have shown that the tension and
peak stress along PF concentrate at its proximal sites.16-18
Accumulation of such repetitive and site-specific stress on PF
can induce mechanical fatigue (ie, reduction of stiffness and
increased strain upon loading).19-21 This can be a major factor
for the lowering of the foot arch during LDR. This potential
mechanism should be experimentally tested, but no study has
ever attempted to quantitatively evaluate the running-induced
mechanical fatigue of PF in vivo and relate it to the lowering
of the foot arch.
Long-distance runners, regardless of their performance
level, are known to be the most prevalent and vulnerable
population to plantar fasciitis.5,22,23 On the other hand, the
plasticity of connective tissues’ mechanical and morpho-
logical properties allows them to adapt to chronic mechan-
ical loading (eg, increases in stiffness and cross-sectional
area).24,25 Therefore, it is possible that well-experienced
long-distance runners possess PF and a foot arch that are
adapted to LDR (smaller changes in PF properties and
arch deformation) as compared to untrained individuals.
Available knowledge is limited for this issue. The purpose
of the present study was to investigate the acute effects of
LDR on the mechanical and morphological properties of PF
and the foot arch in untrained individuals and long-distance
runners. The hypotheses were (a) LDR induces transient
and site-specific changes in PF stiffness and morphology,
(b) those changes in PF are related to the indices of lowering
of the foot arch, and (c) LDR shows smaller changes in PF
characteristics and foot dimensions after running in runners
than in untrained individuals.
2 |
MATERIALS AND METHODS
2.1 | Participants
Twenty healthy young men (10 recreational long-distance
runners and 10 untrained individuals; Table 1) participated in
this study. All participants had no lower extremity injury in
the past 12 months or subjective symptom that would impede
running at the time of measurement. The runners had kept
habitual running for at least 10 km/wk for the year, and their
running experiences ranged between 9 and 16 years. The un-
trained participants were either sedentary or lightly active,
and none of them had been involved in any structured LDR
program or continuous sports participation at least 12 months
before the measurement. This study was approved by the
Institutional Human Research Ethics Committee and was
carried out in accordance with the Declaration of Helsinki.
Written informed consent was obtained from all participants
before data collection.
2.2 | Protocol
Prior to visiting the laboratory, participants were asked not to
perform any strenuous exercises for at least 24 hours before
the measurements. A test-retest protocol was used to exam-
ine the acute effects of LDR. Participants were requested to
run for 10 km on a 700 m outdoor asphalt-surface circular
path adjacent to the laboratory. The protocol was assumed
to be identical regarding the mechanical loading for the two
groups given that they possess comparable stature (Table 1),
and the condition was standardized with the running velocity
set at 10 km/h. Lap time was recorded, and running veloc-
ity was adjusted by oral instruction. Participants wore their
own sports clothes and running shoes during running, but no
one used unsuitable shoes that could confound the results (eg,
the minimalist, high cushion or high motion control shoes).
The foot strike pattern of participants was visually confirmed
throughout the running task. All participants were able to
complete this 10-km running task without resting or walking.
The average completion time was 0:59:57 (0:59:04-1:00:57).
Before (Pre), immediately after (Post), and 30 and 60 min-
utes after the termination of running, participants underwent
the measurement to examine PF stiffness, thickness, and foot
dimensions of their right feet. Care was taken to ensure that
participants were in the same posture during pre- and post-
running measurements.
TABLE 1
Physical characteristics of participants
Variable
Runners
Untrained men
P value
n
10
10
-
Age (y)
22.0 ± 0.7
22.5 ± 1.4
.31
Height (m)
1.68 ± 0.04
1.70 ± 0.05
.39
Body mass (kg)
55.5 ± 4.2
58.4 ± 5.6
.06
BMI (kg/m2)
19.6 ± 1.2
20.3 ± 1.7
.11
Running
experience (y)
11.0 ± 2.2
-
-
Running distance
(km/wk)
43.7 ± 35.4
-
-
RFS: FFS (n)
7:3
10:0
.06
Note: Data are shown as mean ± SD.
Abbreviations: BMI, body mass index; FFS, forefoot strikers; RFS, rearfoot
strikers.
1362 |
SHIOTANI eT Al.
2.3 | Ultrasound measurements
To measure mechanical and morphological properties of PF,
supersonic shear imaging (SSI) and B-mode ultrasonography
were used. SSI is a valid and reliable technique to evaluate
stiffness and morphology of skeletal muscles, tendons, and
fasciae in vivo.26-28 SSI uses acoustic push pulses that propa-
gate in the soft tissues and measures their velocity (ie, shear
wave velocity: SWV) as an index of stiffness.29,30 We re-
cently developed a technique using SSI to measure localized
SWV values and thickness of PF with high repeatability.31
Details of measurement and data processing are reported
elsewhere31; but briefly, B-mode images and shear wave data
were obtained using an Aixplorer ultrasound scanner (version
6.4; Supersonic Imagine) with a linear array transducer (SL
15-4; Supersonic Imagine). Participants were requested to
rest in a supine position on the examination bed with the knee
fully extended, and their ankle and toe digits were secured to
a custom-made fixture at the neutral position (Figure 1). PF
was scanned in the longitudinal direction at the proximal (in
the proximity to the calcaneus), middle (the level of navicu-
lar tuberosity), and distal (proximity to the second metatar-
sal head) sites. The locations of the transducer were marked
on the skin surface using a waterproof marker for identical
measurement locations. For each measurement site, B-mode
images and shear wave data were recorded for 7 seconds with
a system operating at 12 Hz (ie, the default sampling rate
of SSI measurement of the current version of the ultrasound
scanner). After the data collection, three images separated by
12 frames from the middle of the 7 seconds recording were
picked up and used for further analysis.
SWV was obtained as the mean value within the region
of interest (ROI) which was manually traced over the fascial
boundaries of PF using a measurement tool included in the
Aixplorer software (Q-boxTM Trace). Mean ROI size at the
proximal, middle, and distal sites were approximately 0.34,
0.22, and 0.17 cm2, respectively. Care was taken to exclude
any rejection (ie, the area with pixels having no color) within
ROI to avoid underestimation of SWV (33 of the 720 im-
ages used in this study had rejection areas of approximately
0.01 cm2). To assess PF morphology, the distance between
the superficial and deep fascial boundaries was measured
to determine thickness using a measurement tool (distance).
Three images were analyzed for SWV and thickness at each
measurement site of PF; then, the three values were averaged
to obtain the representative value for each site.
2.4 | Measurements of foot dimensions
A three-dimensional foot scanner (JMS-2100CU; Dream GP)
was used to obtain foot dimensions. The scanning and analy-
sis procedure were based on previous studies which reported
transient changes in the foot shapes after LDR using the same
system.2,3 The foot was scanned both in a sitting and standing
positions. A laser scanner moved around the foot in an oval
trajectory, measuring the foot dimensions and the anatomical
marker positions based on laser line triangulation with high
accuracy.2,3 After the scanning, foot length, dorsal height,
and navicular height were obtained. The arch height ratio
was calculated as the navicular height normalized to the foot
length. Navicular drop was calculated as the difference in the
navicular height between sitting and standing positions. Foot
dimensions in the standing position are reported as the repre-
sentative values unless otherwise noted.
2.5 | Statistical analysis
An unpaired t test was performed to test the difference
in physical characteristics between groups. The fractions
of rearfoot (RFS) and forefoot strikers (FFS) within each
FIGURE 1
Experimental setup and representative ultrasound B-mode and shear wave images of the plantar fascia (PF) at the proximal (P),
middle (M), and distal (D) sites. ROI, region of interest
|
1363
SHIOTANI eT Al.
group were compared with a Pearson chi-squared test.
Changes in SWV, thickness, and foot dimensions were
compared by a two-way (4 time points x 2 groups) re-
peated measures analysis of variance (ANOVA). If signifi-
cant main effects and/or interactions were found, Dunnett's
test or an unpaired t test was performed as a post-hoc test,
where appropriate. If there was no significant main effect
or interactions for ANOVA or significant difference for a
post-hoc test, a post-hoc power analysis (G*Power v3.1;
Heinrich Heine-Universität) was performed to test our
sample size was sufficient for 80% statistical power at a
significance level of α = .05.
To examine the difference between groups in the degree
of running-induced changes in SWV, thickness, and foot di-
mensions, relative change (%Δ) from pre- to post-running
were calculated for these variables and were compared by
an unpaired t test between groups. As indices of effect size,
partial η2 (for ANOVA) and Cohen's d (for a post-hoc test)
were calculated. A post-hoc power analysis estimated that the
effect size needed for 80% power was d ≥ 0.577. To exam-
ine the relationships of individual %Δnavicular height and
%Δarch height ratio with %ΔSWV and %Δthickness at each
measurement site, Pearson product-moment correlation coef-
ficients were calculated. Moreover, to determine predictive
variables for %Δnavicular height and %Δarch height ratio,
six independent variables (%ΔSWV and %Δthickness at
each measurement site) with combining data of both groups
were entered into a forward stepwise multiple regression
model with %Δnavicular height and %Δarch height ratio as
the dependent variables. The criteria used for entering and
removing the stepwise regression model were F ≤ 0.05 and
F ≥ 0.10, respectively. Statistical significance was set at
α = .05. Statistical analysis was performed using SPSS soft-
ware (SPSS Statistics 25; IBM).
3 |
RESULTS
Age, height, body mass, BMI, and fractions of the foot strike
patterns were not significantly different between runners and
untrained men (Table 1). Figure 2 shows the changes in SWV
at each measurement site in runners and untrained men. SWV
at the proximal site showed a significant time-group interac-
tion (P = .001, η2 = 0.374). In runners, SWV at the proximal
site significantly decreased at Post (P = .045, d = 1.026), but
not at 30 or 60 minutes after running (P ≥ .346, d ≤ 0.208).
In untrained men, SWV at the proximal site significantly
decreased at Post (P = .003, d = 1.541) and 30 minutes
(P = .011, d = 1.309), but not at 60 minutes after running
(P = .101, d = 0.719). %ΔSWV at the proximal site was sig-
nificantly smaller in runners than in untrained men (P < .001,
d = 1.912). SWV at the middle site showed a significant
main effect of time (P = .010, η2 = 0.321), without a main
effect of group (P = .401, η2 = 0.040), or their interaction
(P = .165, η2 = 0.266). Dunnett's test with combining data of
both groups found that SWV at the middle site significantly
decreased at Post (P = .036, d = 0.643), but not at 30 or
60 minutes after running (P ≥ .455, d ≤ 0.300).
Figure 3 shows the changes in PF thickness at each mea-
surement site in runners and untrained men. PF thickness at
the proximal site showed a significant main effect of time
(P = .012, η2 = 0.344) and group (P = .048, η2 = 0.200),
without their interaction (P = .072, η2 = 0.121). However,
Dunnett's test did not find a significant change in PF thick-
ness at the proximal site in runners (P ≥ .196, d ≤ 0.603) or
untrained men (P ≥ .196, d ≤ 0.603). PF thickness at the mid-
dle site showed a significant main effect of time (P = .015,
η2 = 0.174), without a main effect of group (P = .947,
η2 < 0.001) or their interaction (P = .115, η2 = 0.103).
However, Dunnett's test with combining data of both groups
FIGURE 2
Shear wave velocity of the plantar fascia at the proximal, middle, and distal sites in runners (closed circles) and untrained men
(opened circles) measured before (Pre), immediately after (Post), and 30 and 60 min after the termination of running. *Significantly different from
pre (P < .05). †Combining data of both groups show significant difference from pre (P < .05)
1364 |
SHIOTANI eT Al.
did not find a significant change in PF thickness at the middle
site (P = .211, d = 0.429). A post-hoc power analysis using
the parameters of PF thickness revealed that a total of 18 par-
ticipants (nine participants per each group) were required for
80% statistical power at a significance level of α = .05.
Table 2 shows the changes in foot dimensions of runners
and untrained men. Navicular height showed a significant
time-group interaction (P < .001, η2 = 0.342). In runners,
navicular height significantly decreased at Post (P = .042,
d = 1.129), but not at 30 or 60 minutes after running
(P ≥ .576, d ≤ 0.163). In untrained men, navicular height
significantly decreased at Post (P = .036, d = 2.029) and
30 minutes (P = .043, d = 1.506), but not at 60 minutes after
running (P = .566, d = 0.200). Arch height ratio showed a
significant time-group interaction (P < .001, η2 = 0.329).
In runners, arch height ratio significantly decreased at Post
(P = .044, d = 1.050), but not at 30 or 60 minutes after run-
ning (P ≥ .614, d ≤ 0.161). In untrained men, arch height
ratio significantly decreased at Post (P = .020, d = 3.773)
and 30 minutes (P = .048, d = 1.364), but not at 60 min-
utes after running (P = .564, d = 0.200). %Δnavicular height
(P = .002, d = 1.655) and %Δarch height ratio (P = .001,
FIGURE 3
Thickness of the plantar fascia at the proximal, middle, and distal sites in runners (closed circles) and untrained men (opened
circles) measured before (Pre), immediately after (Post), and 30 and 60 min after the termination of running
TABLE 2
Changes in the foot dimensions in response to long-distance running
Variable
Runners (n = 10)
Untrained men (n = 10)
Pre
Post
30 min
60 min
Pre
Post
30 min
60 min
Foot length (mm)
245.9 ± 8.6
245.7 ± 8.5
244.3 ± 8.2
244.5 ± 7.7
248.3 ± 8.1
248.5 ± 7.8
248.4 ± 7.3
248.2 ± 7.2
Dorsal height
(mm)
60.8 ± 4.2
59.6 ± 4.1
60.4 ± 3.9
60.0 ± 4.3
61.1 ± 4.0
60.0 ± 4.6
60.8 ± 4.3
60.8 ± 4.1
Navicular height
(mm)a,b,c
41.9 ± 6.8
39.4 ± 7.3*,†
40.6 ± 7.4
41.1 ± 7.1
40.9 ± 5.4
35.2 ± 5.6*,†
37.7 ± 5.7*,†
39.8 ± 5.6
Arch height ratio
(%) a,b,c
17.1 ± 3.0
16.3 ± 3.1*,†
16.6 ± 3.2
16.8 ± 3.1
16.4 ± 1.9
14.1 ± 2.0*,†
15.2 ± 2.1*,‡
16.0 ± 2.1
Navicular height
in sitting
position (mm)
46.9 ± 5.8
45.5 ± 6.7
46.5 ± 5.7
46.0 ± 6.4
45.9 ± 5.7
42.6 ± 5.5
45.0 ± 5.2
45.4 ± 5.3
Navicular drop
(mm)a
5.0 ± 2.0
6.1 ± 2.1*,†
5.9 ± 2.8*,‡
5.0 ± 2.1
5.1 ± 1.2
7.4 ± 1.5*,†
7.3 ± 2.3*,‡
5.6 ± 2.3
Note: Data are shown as mean ± SD.
aSignificant main effect of time (P < .05).
bSignificant main effect of group (P < .05).
cSignificant time-group interaction (P < .05).
*Significantly different from pre-running (P < .05).
†,‡Effect size is interpreted as large (d ≥ 0.8) and medium (0.8 > d ≥ 0.5), respectively.
|
1365
SHIOTANI eT Al.
d = 1.679) were significantly smaller in runners than in un-
trained men. Navicular drop showed a significant main ef-
fect of time (P < .001, η2 = 0.341), without a main effect of
group (P = .281, η2 = 0.064) or their interaction (P = .330,
η2 = 0.061). Dunnett's test with combining data of both groups
found that navicular drop significantly increased at Post
(P = .014, d = 0.880) and 30 minutes (P = .025, d = 0.624),
but not at 60 minutes after running (P = .586, d = 0.742).
%ΔSWV at the proximal site was positively correlated
with %Δnavicular height and %Δarch height ratio in both
runners and untrained men (Figure 4). Stepwise multiple re-
gression analysis revealed that %ΔSWV at the proximal site
was selected as the single predictor of %Δnavicular height
and %Δarch height ratio explaining 72.7% and 74.4% of the
variance, respectively.
4 |
DISCUSSION
The most important finding of the present study was that
LDR induced transient decreases of both the foot arch and PF
stiffness in both runners and untrained individuals and that
the two variables were inter-related. This suggests that me-
chanical fatigue of PF is one of the causes of foot arch flatten-
ing, and in fact, the change in PF stiffness at the proximal site
solely explained approximately 70% of the total variance in
the measures of lowering of the foot arch. These results sup-
port the notion that PF provides a primary supporting base
for the foot arch,1,6,7 and our study further adds the possibility
that mechanical fatigue of PF, in its proximal part in particu-
lar, is the key factor for lowering of the foot arch. According
to simulation studies, the proximal site of PF is where the
mechanical loading is concentrated.16-18 Such site-specific
stress accumulation during LDR could be the cause of site-
specificity of mechanical fatigue of PF. It may be worthwhile
also to note that the proximal site of PF is the common site of
plantar fasciitis.32 Reduction of PF stiffness can lead to an in-
crease in its strain during running. Mechanical overload and
excessive strain can produce microscopic damage within PF
which eventually leads to plantar fasciitis,33 and our findings
are in support of such pathogenesis. Additionally, lowering
of the foot arch during running would induce greater ever-
sion of the foot. This can be related to a previous finding that
lower extremity joint kinematics in the frontal plane gradu-
ally changed (ie, greater eversion of the ankle, greater abduc-
tion of the knee, and greater adduction of the hip) throughout
a 10-km running.34 Since these kinematic features are known
to be the risk factors for the running-related injuries,5 me-
chanical fatigue of PF and lowering of the foot arch may also
increase the injury risk of proximal joints.
Theoretically, repetitive mechanical stress can induce
thinning of PF by mechanical fatigue and/or creep deforma-
tion.19-21 Our results did not show this, which was against
our hypothesis but it is in line with a previous study on acute
effects of walking and running on PF thickness.35 A post-hoc
power analysis revealed that our sample size was sufficient to
confidently accept or reject our null hypotheses. Our results
suggest that PF thickness is unsuitable as an indicator of its
mechanical fatigue.
Runners showed smaller changes in PF stiffness and
foot arch deformation after LDR than untrained men. This
suggests adaptability of PF mechanical properties: runners
may have a more resilient PF to protect against the risk of
running-related injury, which was not the case for untrained
individuals. However, there was no statistical group differ-
ence in the baseline measures. This suggests that the adapt-
ability of PF lies in the way it is under mechanical stress and
a potentially faster recovery rate. A previous animal study
demonstrated that not only its stiffness but also collagen
FIGURE 4
Relationship between the relative change (%Δ) in
shear wave velocity (SWV) of the plantar fascia at the proximal site
and %Δnavicular height (A) and %Δarch height ratio (B) in runners
(closed circle) and untrained men (opened circle). The regression
lines are shown with correlation coefficients in runners (bold line) and
untrained men (dotted line)
1366 |
SHIOTANI eT Al.
content, stress-relaxation, and hysteresis of connective tis-
sues were affected by the external loading during daily exer-
cises.25 It is speculated that the parameters such as viscosity,
stress-relaxation, and hysteresis of PF are potential factors
for the difference in mechanical fatigue response between
runners and untrained individuals. Future studies address-
ing chronic effects of running on the viscoelastic properties
of PF are needed.
It should be mentioned that smaller change in PF stiff-
ness in runners might also be attributable to the biomechan-
ical differences (eg, kinematics) during running, and indeed,
runners showing higher values of SWV and navicular height
were FFS while all untrained men were RFS (Figure 5). FFS
are considered to receive higher mechanical stress on PF
during running with higher velocity,12,14,15 which can be one
of the reasons for the present results. Chronic effects of run-
ning with different patterns on PF properties are unknown at
the moment, and further research is warranted to establish the
optimal training and conditioning programs that allow injury
prevention while being able to run faster.
PF stiffness as well as the foot arch recovered within
60 minutes after running in both runners and untrained men.
A previous study on collegiate runners reported that lowering
of the foot arch remained for more than a week after a full
marathon.2 It may be that the persistence of running-induced
fatigue of PF and the arch flattening is related to the duration
and intensity of running. As we attempted to set the protocol
on overground running, mechanical loads were not measured.
This is one of the limitations of the present study. However, it
has been shown that there are differences in lower extremity
kinematics between overground and treadmill running.36-38
In addition, treadmill running has negligible effects on the
foot arch flattening.35,39 Based on these findings, we decided
to set the protocol at overground. Previous studies of 10-km
running on a force-instrumented treadmill at a controlled
intensity showed that even in competitive and recreational
runners, there were different fatigue responses in kinematics
and kinetics.34,40 Thus, it seems to be reasonable that runners
and untrained individuals showed different fatigue responses
in the present results. Since LDR is most often performed
overground, we feel that our overground running setting was
appropriate to investigate the association of PF and the foot
arch in an athletic context. The effect of running duration/in-
tensity on PF and foot arch will lead to a better understanding
of running-induced mechanical fatigue of PF.
In summary, this study revealed that LDR induced tran-
sient and site-specific decreases in PF stiffness, indicating
occurrence of mechanical fatigue. Furthermore, the majority
of running-induced lowering of foot arch can be attributed to
the reduction of PF stiffness. Long-distance runners showed
smaller changes in PF properties and foot deformation after
running compared with untrained individuals. Our results
strongly support a current concept that PF is a primary sup-
porting structure of the foot arch, both of which have positive
adaptability in response to running training.
5 |
PERSPECTIVES
There are clinical implications for our findings. First, our
results highlight that LDR brings about mechanical fatigue
primarily in the proximal site of PF. This finding coincides
with the pathology of plantar fasciitis. Second, such hetero-
geneous mechanical properties of the PF depend on run-
ning experience. Well-experienced runners can build up
resilient PF that minimize the risk of running-related inju-
ries. Future studies will enable a better understanding of the
optimal training/conditioning schemes that allow PF injury
prevention while improving its function as a spring during
running.
ACKNOWLEDGEMENTS
This study was supported by JSPS KAKENHI Grant Numbers
19J14912 and 16H01870. This study was part of research ac-
tivities of the Human Performance Laboratory, Organization
for University Research Initiatives, Waseda University. The
authors express their gratitude to Dr Pavlos Evangelidis and
Dr Takaki Yamagishi for grammatical corrections of the
manuscript.
FIGURE 5
Individual patterns of response in shear wave
velocity of the plantar fascia at the proximal site and navicular height
in runners and untrained men at pre- (closed and opened circle) and
post-running (closed and opened square). Individual changes from
pre- to post-running in runners and untrained men are connected with
bold and dotted lines, respectively. Runners, forefoot strikers (FFS) in
particular, show relatively higher shear wave velocity and navicular
height at the baseline
|
1367
SHIOTANI eT Al.
CONFLICT OF INTERESTS
No conflict of interest, financial or otherwise, is declared by
the authors.
ORCID
Hiroto Shiotani
https://orcid.org/0000-0001-9214-4068
Munekazu Naito
https://orcid.org/0000-0003-0618-0607
Yasuo Kawakami
https://orcid.org/0000-0003-0588-4039
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How to cite this article: Shiotani H, Mizokuchi T,
Yamashita R, Naito M, Kawakami Y. Acute effects of
long-distance running on mechanical and morphological
properties of the human plantar fascia. Scand J Med Sci
Sports. 2020;30:1360–1368. https://doi.org/10.1111/
sms.13690
| Acute effects of long-distance running on mechanical and morphological properties of the human plantar fascia. | 05-20-2020 | Shiotani, Hiroto,Mizokuchi, Tomohiro,Yamashita, Ryo,Naito, Munekazu,Kawakami, Yasuo | eng |
PMC9794057 |
1
S10 Table. Low level of agreement factors.
Factors that achieved a level of agreement of 0-39% after all three rounds (n=54).
Factor
Level of agreement (%)
Training
Power capacity
33,3
Heart volume
33,3
Lung volume
16,7
Strength capacity
16,7
Metabolism
Myoglobin storage capacity
33,3
Lactate dehydrogenase metabolism
33,3
Thermogenesis
5,6
Body
Subcutaneous adipose tissue
16,7
Muscle fibres - contraction velocity capacity
11,1
Muscle fibres - hypertrophy capacity
11,1
Hormones
Oestradiol level
33,3
Thyroid hormones level
27,8
Gonadotropin-releasing hormone level
22,2
Dihydrotestosterone level
11,1
Epinephrine level
11,1
Norepinephrine level
11,1
Progesterone level
11,1
Gonad corticoids level
11,1
Androstenedione level
11,1
Follicle-stimulating hormone level
11,1
Ghrelin level
5,6
Dehydroepiandrosterone level
5,6
Human chorionic gonadotropin level
5,6
Nutrition
Magnesium deficiency
38,9
Steroid metabolism
33,3
Cell hydration status
33,3
Caffeine metabolism
33,3
Zinc deficiency
27,8
Bicarbonate level
27,8
Leucine level
22,2
Creatine level
22,2
Antioxidant level
22,2
Vitamin C deficiency
22,2
Cholesterol level
22,2
2
Carnosine level
16,7
Folic acid deficiency
16,7
Unsaturated fat metabolism
16,7
Omega 3 level
16,7
Saturated fat metabolism
11,1
Beta carotene deficiency
11,1
Vitamin A deficiency
11,1
Vitamin E deficiency
11,1
Selenium deficiency
11,1
Omega 6 level
11,1
L-carnitine level
5,6
Valine level
5,6
Immune system
Cytokine responses
27,8
Detoxification process
11,1
Injuries
Risk of left ventricular hypertrophy
27,8
Risk of metabolic myopathy
11,1
Psychological
Risk of eating disorders
16,7
Environment
Alcohol usage
22,2
Smoking behaviour
11,1
Proposed factor
(Sedentary) lifestyle
16,7
| Factors associated with high-level endurance performance: An expert consensus derived via the Delphi technique. | 12-27-2022 | Konopka, Magdalena J,Zeegers, Maurice P,Solberg, Paul A,Delhaije, Louis,Meeusen, Romain,Ruigrok, Geert,Rietjens, Gerard,Sperlich, Billy | eng |
PMC9794057 |
1
S4 Table. Survey outline.
Delphi Study - round 1 (click on link to access survey)
Delphi Study - round 2 (click on link to access survey)
Illustration of round 3
Factor
Level of agreement (%)
Rating round 2
Rating round 3
Endurance capacity
61,1
N
Recovery speed
61,1
N
Angiogenesis (=formation
of new blood vessels)
50,0
Y
Muscle fibres -
transformation capacity
(type 1 vs. type 2)
55,6
N
Weight / BMI
44,4
N
Total fat mass
50,0
Y
Lean mass (=mass of all
organs except body fat
including bones, muscles,
blood, skin)
44,4
Y
Tendon stiffness
55,6
N
Insulin-like growth factor-
1 (IGF-1) level
55,6
N
Growth hormone level
66,7
Y
Vitamin B complex
vitamins (B1-12)
deficiency
50,0
N
Blood pressure regulation
50,0
N
Healing function of soft
tissue
50,0
N
Risk of joint injuries
66,7
Y
Risk of upper respiratory
tract infections
61,1
N
Emotion regulation
66,7
N
Pain sensitivity
44,4
Y
Self-control
50,0
N
Resilience capacity
50,0
Y
2
Concentration capacity
44,4
Y
Heat resistance capacity
50,0
Y
Altitude training sensitivity
55,6
N
Y=Yes (Factor is relevant and should be included in the consensus report).
N=No (Factor is not relevant and should not be included in the consensus report).
| Factors associated with high-level endurance performance: An expert consensus derived via the Delphi technique. | 12-27-2022 | Konopka, Magdalena J,Zeegers, Maurice P,Solberg, Paul A,Delhaije, Louis,Meeusen, Romain,Ruigrok, Geert,Rietjens, Gerard,Sperlich, Billy | eng |
PMC3735486 | RESEARCH ARTICLE
Open Access
Effectiveness of Start to Run, a 6-week training
program for novice runners, on increasing
health-enhancing physical activity: a controlled
study
Linda Ooms1,2*, Cindy Veenhof1 and Dinny H de Bakker1,2
Abstract
Background: The use of the organized sports sector as a setting for health-promotion is a relatively new strategy.
In the past few years, different countries have been investing resources in the organized sports sector for
promoting health-enhancing physical activity. In the Netherlands, National Sports Federations were funded to
develop and implement “easily accessible” sporting programs, aimed at the least active population groups. Start to
Run, a 6-week training program for novice runners, developed by the Dutch Athletics Organization, is one of these
programs. In this study, the effects of Start to Run on health-enhancing physical activity were investigated.
Methods: Physical activity levels of Start to Run participants were assessed by means of the Short QUestionnaire to
ASsess Health-enhancing physical activity (SQUASH) at baseline, immediately after completing the program and six
months after baseline. A control group, matched for age and sex, was assessed at baseline and after six months.
Compliance with the Dutch physical activity guidelines was the primary outcome measure. Secondary outcome
measures were the total time spent in physical activity and the time spent in each physical activity intensity
category and domain. Changes in physical activity within groups were tested with paired t-tests and McNemar
tests. Changes between groups were examined with multiple linear and logistic regression analyses.
Results: In the Start to Run group, the percentage of people who met the Dutch Norm for Health-enhancing
Physical Activity, Fit-norm and Combi-norm increased significantly, both in the short- and longer-term. In the
control group, no significant changes in physical activity were observed. When comparing results between groups,
significantly more Start to Run participants compared with control group participants were meeting the Fit-norm
and Combi-norm after six months. The differences in physical activity between groups in favor of the Start to Run
group could be explained by an increase in the time spent in vigorous-intensity activities and sports activities.
Conclusions: Start to Run positively influences levels of health-enhancing physical activity of participants, both in
the short- and longer-term. Based on these results, the use of the organized sports sector as a setting to promote
health-enhancing physical activity seems promising.
Keywords: Sports setting, Sporting organizations, Running, Health-enhancing physical activity, Controlled study,
Follow-up
* Correspondence: [email protected]
1Netherlands Institute for Health Services Research (NIVEL), PO Box 1568,
3500 BN, Utrecht, The Netherlands
2Scientific Center for Transformation in Care and Welfare (Tranzo), Tilburg
University, PO Box 90153, 5000 LE, Tilburg, The Netherlands
© 2013 Ooms et al.; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative
Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and
reproduction in any medium, provided the original work is properly cited.
Ooms et al. BMC Public Health 2013, 13:697
http://www.biomedcentral.com/1471-2458/13/697
Background
The positive effects of physical activity on health and
mortality have been well established. Participation in
regular physical activity decreases the risk of coronary
heart disease, stroke, type 2 diabetes mellitus, certain
cancers (e.g. breast cancer, colon cancer), osteoporosis,
obesity and falls [1-7]. Moreover, there is some evidence
that physical activity is positively associated with mental
health and quality of life [8,9].
Given the numerous health benefits of physical activity
participation, various guidelines have been published on
the recommended volume and intensity of physical activity
for healthy adults. Commonly used guidelines are those de-
veloped by the American College of Sports Medicine
(ACSM) and the American Heart Association (AHA). To
promote and maintain health, the ACSM and AHA recom-
mend that: “All healthy adults aged 18 to 65 years need
moderate-intensity aerobic (endurance) physical activity
for a minimum of 30 minutes on at least five days each
week or vigorous-intensity aerobic physical activity for a
minimum of 20 minutes on at least three days each week.
Also, combinations of moderate- and vigorous-intensity
activity can be performed to meet this recommenda-
tion.” [10] Similar guidelines have been adopted in the
Netherlands and are referred to as the Dutch Norm for
Health-enhancing Physical Activity (DNHPA) and the
Fit-norm. Someone who meets at least one of the two
guidelines adheres to the so-called “Combi-norm”, the
third norm used in the Netherlands (see Table 1) [11].
Despite the existence of these guidelines, more than
one third of the Dutch adult population does not engage
in sufficient physical activity: in 2009, 58% of the Dutch
adult population met the DNHPA, 33% met the Fit-
norm, and 62% met the Combi-norm [11].
One of the ways of being physically active is through
organized sports. There is large potential for the orga-
nized sports sector as a setting in which to promote
health-enhancing physical activity to the general popula-
tion, given the large numbers of participants, the extent
of community reach and the availability of many differ-
ent sports and professional trainers. Moreover, physical
activity opportunities are provided on a continuous basis
(i.e. people can play sport on a weekly basis at a sports
club). This is in contrast with physical activity interven-
tions, which are mostly of short or limited duration. In
this way, the organized sports sector can also play an
important role in maintaining physical activity levels.
Another positive aspect of the organized sports setting is
the possibility to socially interact with other people. As
social support has been identified as a determinant of
physical
activity
[12-14],
participation
in
organized
sports may lead to greater physical activity benefits than
other forms of physical activity. It is, for example, well
known that people who are involved in (organized)
sports are significantly more likely to meet physical ac-
tivity guidelines than those people who are not [11].
However, there are still people who are doing sports
activities below the recommend levels of physical activity
(i.e. with regard to frequency, duration and/or intensity)
and there are also people who never play sports at all.
According to recent data, 56% of the Dutch population
plays sports at least once a week. For the European
Union countries combined this percentage is only 40%
[15]. This shows the importance of further increasing
participation rates in (organized) sports.
Sports promotion has a long history in many coun-
tries, but the use of the organized sports sector as a set-
ting to gain control over health issues and unhealthy
behaviors, like physical inactivity, is a relatively new
strategy [16-19]. This settings-based health promotion
approach is based on the idea that changes in people’s
health and health behavior are easier to achieve if health
promoters focus on settings instead of individuals. It has
also been applied to other settings, like schools and
Table 1 Dutch physical activity guidelines for adults
Norm
Description
Dutch Norm for Health-enhancing
Physical Activity (DNHPA)
Adults (18-54 years):
Thirty minutes or more of at least moderate-intensity aerobic (endurance) physical activity
(≥ 4 MET; combined intensity score SQUASH ≥ 3) on at least five days each week.
Adults (55 years and older):
Thirty minutes or more of at least moderate-intensity aerobic (endurance) physical activity
(≥ 3 MET; combined intensity score SQUASH ≥ 3) on at least five days each week.
Fit-norm
Adults (18-54 years):
Twenty minutes or more of vigorous-intensity physical activity
(≥ 6.5 MET; combined intensity score SQUASH ≥ 6) on at least three days each week.
Adults (55 years and older):
Twenty minutes or more of vigorous-intensity physical activity
(≥ 5 MET; combined intensity score SQUASH ≥ 6) on at least three days each week.
Combi-norm
Meeting at least one of the previous mentioned norms (i.e. the DNHPA or Fit-norm).
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workplaces [20]. The approach builds on the Ottawa
Charter of 1986 that stated: “Health is created and lived
by people within the settings of their everyday life; where
they learn, work, play and love.” [21]
In the past few years, different countries have been
investing resources in the organized sports sector for pro-
moting health-enhancing physical activity: in Australia, for
example, State Sporting Associations were funded to de-
velop healthy (e.g. smoke-free settings) and welcoming en-
vironments in their associated clubs, to ultimately increase
participation in sport for health benefits [16,18]. In the
Netherlands, the Dutch Ministry of Health, Welfare and
Sport initiated the National Action Plan for Sport and Ex-
ercise (NAPSE). This program was aimed at increasing the
number of Dutch people meeting physical activity guide-
lines [17]. Within the NAPSE, National Sports Federations
were funded to develop and implement sporting programs
tailored to the needs and abilities of the least active popula-
tion groups, i.e. making sports activities easily accessible
and creating a welcoming sports environment for these tar-
get groups. A total of fourteen “easily accessible” sporting
programs were developed and implemented in different lo-
cations in the Netherlands. Start to Run, a 6-week training
program for novice runners, developed by the Dutch Ath-
letics Organization, is one of these programs. Participants
are given the opportunity to become acquainted with the
different aspects of running. Afterwards, they are stimu-
lated to continue running as member of a local athletics
club or the Dutch Athletics organization.
Running is a feasible form of a vigorous-intensity phys-
ical activity; it is not time consuming, it can be done any-
where and at any time, and only a pair of running shoes is
needed. As a result, running is a popular way to become
physically active, and there are many different training pro-
grams for novice runners available. There is strong litera-
ture on the health benefits of running in general and
different studies have been published about (the prevention
of) running related injuries [e.g. 22-26]. So far, no studies
have been conducted, however, about the effectiveness of
running programs on increasing health-enhancing physical
activity levels. In general, there is a lack of research and
evaluation of activities conducted in sports settings. Im-
provements in the research in this area are desirable. Par-
ticularly, there is a need for controlled study designs,
incorporating both the short- and longer-term effects of
sporting programs and activities, to move towards provid-
ing evidence-based programs [27,28].
Therefore, the aim of this study was to assess the effect-
iveness of Start to Run on increasing health-enhancing
physical activity, both in the short- and longer-term, and in
comparison with a control group. The results of the
current study will contribute to the knowledge base
concerning the effectiveness of programs initiated in sports
settings, and will, consequently, provide further insight into
the role of the organized sports sector in promoting health-
enhancing physical activity. The study findings may be of
interest to policy makers in the areas of sports and health.
Also, sporting organizations may use the results when de-
veloping and implementing similar sporting programs.
Methods
Study design
To assess the effectiveness of Start to Run on increasing
health-enhancing physical activity, a controlled study de-
sign was used. The study was performed according to
Dutch legislation on privacy. The privacy regulations of
the study were approved by the Dutch Data Protection
Authority. According to Dutch legislation, approval by a
medical ethics committee was not obligatory, as partici-
pants were not subjected to procedures, nor were they
required to follow rules of behavior (i.e. participants
were approached for the study after they had voluntarily
registered for the Start to Run training program).
Study population
Start to Run participants
Start to Run is aimed at adult novice runners who want to
learn to run continuously for at least three kilometers. The
program is offered two times a year (in March and Septem-
ber) by athletics clubs and running stores in more than
hundred different locations in the Netherlands. Partici-
pants are recruited locally using different recruitment strat-
egies (e.g. by advertisements in local media, posters, and
flyers). For this study, the Dutch Athletics Organization
provided data (i.e. name, email address, sex and age) of 513
individuals who had registered for the Start to Run pro-
gram in March 2009. These individuals were sent an email
with information about the study and a link to an online
baseline questionnaire. By completing the baseline ques-
tionnaire, the Start to Run participants gave consent for
participation in the study.
Control group participants
The control group consisted of members of the Dutch
Health Care Consumer Panel of the Netherlands Insti-
tute for Health Services Research (NIVEL). This panel
contains about three thousand individuals aged 18 years
and older and is representative for the Dutch population
with regard to age and sex. The panel members are
questioned four times a year about health care, health
insurance, and other related issues [29]. For the current
study, 1328 panel members were approached. Control
group participants did not receive any intervention.
Moreover, they were asked if they had participated in
the Start to Run program or any of the other NAPSE
sporting programs before or during the study period, as
this could influence results. Subsequently, control group
members who had done so were excluded from the
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study. Compared with the Start to Run group, the con-
trol group members were significantly older, and were
more likely to be male. As physical activity levels differ
by age and sex [15,30], the control group was matched
with the Start to Run group on age and sex.
Start to Run program
During the 6-week training period, except for the last
week, participants trained three times a week: one time in
a group under guidance of one or more professional
coaches (i.e. one coach per 15 participants), and two times
individually. As a rule, training days were followed by rest
days. In the last week, participants could test their running
abilities in a three kilometers test run. Participation in this
run, however, was not obligatory. A guided training ses-
sion lasted approximately 90 minutes and consisted of a
theoretical part (20-30 minutes), followed by a practical
part (60-70 minutes). During the theoretical part one of
the following theory items was discussed: health benefits
of running and (prevention of) running-related injuries,
running clothes and shoes, proper food and drinks (before,
during and after training), physiological changes during
running and training with a heart rate monitor. The prac-
tical part consisted of a warming-up, a run-walk part and
a cooling-down. Participants were instructed to walk and
perform light (stretching) exercises to warm up and to
cool down. During the warming-up also attention was
paid to running technique (e.g. proper posture, stride, foot
strike, breathing) and running technique exercises. The
run-walk part consisted of a combination of running and
walking, whereby running time and distance were grad-
ually increased during the training period. On average
there were 35 participants per group session, guided by
two professional coaches. An individual training session
lasted approximately 45 minutes and consisted, just as the
practical part of the group sessions, of a warming-up, a
run-walk part and a cooling-down. Participants received
instructions (e.g. training schedule, running tips) for the
individual training sessions during the group sessions from
their coach(es) and through weekly emails from the Dutch
Athletics Organization. After completing the program,
participants were stimulated to continue running. Partici-
pants were personally informed by their coach(es) about
membership from this or other local athletics clubs. Add-
itionally, participants received several emails from the
Dutch Athletics Organization with information about local
athletics clubs and an individual runner membership of
the Dutch Athletics Organization.
Outcome measures
Demographic data were collected for each participant,
including age and sex. The level of physical activity was
assessed by the Short QUestionnaire to ASsess Health-
enhancing physical activity (SQUASH). This instrument
has proven to be fairly reliable and reasonably valid in
ordering subjects according to their level of physical ac-
tivity in an adult population [31]. The SQUASH mea-
sures the amount of physical activity for five domains:
commuting activities, leisure-time activities, sports activ-
ities, household activities, and activities at work and
school. It consists of three main queries, namely days
per week, average time per day, and self-reported inten-
sity (light, moderate or vigorous). An average week in
the past month was taken as reference period. Using the
Ainsworth Compendium of Physical Activities, a meta-
bolic equivalent (MET) value was assigned to all physical
activities [32]. Based on age and assigned MET values,
physical activities were subdivided into three intensity
categories: light, moderate and vigorous. For adults aged
18-54 years, the following cut-off values were used: < 4.0
MET (light), 4.0 to 6.5 MET (moderate), ≥ 6.5 MET
(vigorous). For adults aged ≥ 55 years, the cut-off values
were: < 3.0 MET (light), 3.0 to 5.0 MET (moderate), ≥
5.0 MET (vigorous). This MET category was combined
with self-reported intensity for each activity, resulting in
a combined intensity score ranging from 1 to 9, with 1
being light MET and light self-reported intensity to 9 be-
ing vigorous MET and vigorous self-reported intensity.
The classification of physical activities according to the
combined intensity score was as follows: < 3 (light), 3 to
6 (moderate), ≥ 6 (vigorous). Subsequently, the following
outcome measures were calculated: compliance with the
Dutch physical activity guidelines (see Table 1); minutes
per week spent in light-, moderate- and vigorous-intensity
activities; minutes per week spent in commuting activities,
leisure-time activities, sports activities, household activities,
and activities at work and school; and total minutes per
week spent in physical activity. Compliance with the Dutch
physical activity guidelines was seen as the primary out-
come measure, as these guidelines specify the amount of
physical activity necessary to obtain health benefits. The
other physical activity outcome measures were used to ex-
plain possible changes in physical activity behavior in more
detail.
Start to Run participants were assessed by means of an
online questionnaire at baseline (t = 0), immediately after
completing the program (t = 6 weeks) and six months after
baseline (t = 6 months: i.e. 4.5 months after cessation of
the Start to Run training program). Control group partici-
pants were assessed at the start of the study (t = 0) by
means of a postal questionnaire and six months later (t = 6
months) by means of a postal or an online questionnaire.
The assessments of the control group were performed in
the same months as the assessments of the Start to Run
group. To increase response rates, reminders were sent
one week (for online questionnaires) or two weeks (for
postal questionnaires) later.
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Sample size
The sample size was based on detecting a difference in
habitual physical activity according to the Fit-norm. As
running is a vigorous-intensity activity, it was expected
that the Start to Run program would mostly affect the
percentage of people who met the Fit-norm. To detect a
20% difference between the Start to Run group and the
control group six months after baseline, with a two-
sided 5% significance level and a power of 80%, a sample
size of 89 participants per group was necessary. Given
the sample size of both the Start to Run group (n=513)
and the control group (n=1328), it was expected that
sufficient participants were included in the study.
Statistical analysis
All statistical analyses were performed using Stata stat-
istical software version 10.1 (Stata Corporation, College
Station, Texas). Descriptive statistics were used to de-
scribe the main characteristics of each group and to ex-
plore
baseline
comparability.
Means
and
standard
deviations were calculated for continuous measures,
while percentages were calculated for dichotomous
measures. Differences between groups with regard to
age and sex were tested with an independent t-test and
chi-squared test, respectively. Changes in physical activ-
ity within groups were examined with paired t-tests for
continuous physical activity measures and McNemar
tests for dichotomous physical activity measures. To
compare changes in physical activity between groups,
multiple regression analyses (linear regression was used
for continuous measures and logistic regression was
used for dichotomous measures) were performed with
physical activity level at six months as the dependent
variable and group (Start to Run group versus control
group, with the control group as the reference category)
as the independent variable. Adjustments were made
for baseline physical activity levels, by using this vari-
able as a covariate in the regression model. To check if
the results of the continuous physical activity outcome
measures were influenced by outliers, also more robust
regression techniques were applied: these techniques in-
cluded the use of robust standard errors (i.e. Huber-
White robust estimates of the standard errors and boot-
strap estimates of the standard errors). As these robust
regression techniques did not yield different results and
conclusions, these results will not be presented here. P-
values
less than 0.05 were
considered statistically
significant.
Results
Study participants
The flow of participants through the study is shown in
Figure 1.
Start to Run participants
Of 513 persons approached, 244 completed the baseline
assessment. Of these 244 persons, 125 completed the as-
sessment at six weeks. Two persons were excluded from
analysis, because compliance with the Dutch physical ac-
tivity guidelines could not be calculated. Therefore, data
of 123 persons were available to evaluate changes in
physical activity after six weeks. All persons who com-
pleted
the
baseline
assessment
(n=244)
were
also
approached for the assessment at six months, irrespect-
ive if they had completed the assessment at six weeks.
This was done to get an optimal response for compari-
sons with the control group. Of 244 persons approached,
104 completed the assessment at six months. Subse-
quently, four persons were excluded from analysis, be-
cause
compliance with
the
Dutch physical
activity
guidelines could not be calculated. Consequently, data of
100 persons were available to evaluate changes in phys-
ical activity after six months and to make comparisons
with the control group. There were 78 Start to Run par-
ticipants who completed all three assessments (not
shown in Figure 1). However, to optimally use data and
maintain study power (i.e. for comparisons with the
control group a sample size of 89 participants per group
was necessary), all available cases were included in the
analyses. This means that analyses were performed on
123 and 100 Start to Run participants for effects after
six weeks and six months, respectively. Non-response
analyses revealed that Start to Run participants who did
not complete the assessment after six months were sig-
nificantly younger (37 ± 9 years vs. 40 ± 10 years) and
were more likely to be female (92.4% female vs. 70.0%
female) compared with those who did complete this as-
sessment. There were no significant differences in base-
line physical activity levels between respondents and
non-respondents.
Control group participants
Of 1328 persons approached, 940 completed the base-
line assessment. Of these 940 persons, 745 completed
the assessment at six months. Subsequently, 46 persons
were excluded from analysis due to participation in the
Start to Run program (n=2) or any of the other NAPSE
sporting programs (n=44). In addition, six other persons
were excluded, because compliance with the Dutch
physical activity guidelines could not be calculated. Of
the remaining 693 persons, 100 were matched to the
Start to Run group on age and sex.
Baseline characteristics of study participants
The baseline characteristics of the Start to Run group (i.e.
the
participants
who
completed
the
six
months
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assessment) and the control group are shown in Table 2.
The Start to Run participants had a mean age of 40 years
(SD=10) and the control group participants had a mean
age of 42 years (SD=9). The percentage of women was
70.0% in both groups. There were no significant differ-
ences in age and sex between groups. Matching was there-
fore successful. With regard to baseline physical activity
levels, the Start to Run participants spent significantly less
time in moderate-intensity physical activities (213 ± 453
min/week vs. 406 ± 596 min/week, p=0.01) and household
activities (552 ± 780 min/week vs. 919 ± 968 min/week,
p=0.004) compared with controls. For the remaining phys-
ical activity outcome measures, no significant differences
were found between groups at baseline.
Changes in physical activity
Changes in physical activity after six weeks
In Table 3, physical activity outcome measures are
presented for the Start to Run group at baseline and after
six weeks. At baseline, 43.9% of the Start to Run partici-
pants met the DNHPA, 53.7% met the Fit-norm, and
57.7% met the Combi-norm. After six weeks, these per-
centages increased significantly (p<0.0001) to 74.8%,
87.0%, and 91.1% for the DNHPA, Fit-norm, and Combi-
norm, respectively. Although more Start to Run partici-
pants met physical activity guidelines after six weeks, the
total time spent in physical activity did not change signifi-
cantly (2237 ± 1183 min/week vs. 1996 ± 1451 min/week,
p=0.08). However, there were significant changes in
Approached for study (n=513)
Start to Run group
Start to Run training
program
Completed assessment after Start to
Run training program (n=125)
Completed assessment six months after
baseline (i.e. 4.5 months after cessation of
the Start to Run training program) (n=104)
Completed baseline assessment (n=244)
Analyzed (n=100)
• Excluded from analysis because
compliance with the Dutch physical activity
guidelines could not be calculated (n=4).
Analyzed (n=123)
• Excluded from analysis because
compliance with the Dutch physical
activity guidelines could not be
calculated (n=2).
Approached for study (n=1328)
Completed assessment six months after
baseline (n=745)
Completed baseline assessment (n=940)
Unmatched control group (n=693)
• Excluded from analysis because of
participation in Start to Run (n=2) or another
NAPSE sporting program (n=44).
• Excluded from analysis because
compliance with the Dutch physical activity
guidelines could not be calculated (n=6).
Control group
t = 0
t = 6 weeks
t = 6 months
Analyzed (n=100)
• Control group matched by age and sex.
4.5 months
Figure 1 Flow of participants through the study.
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physical activity behavior within physical activity intensity
categories and domains, i.e. after six weeks, the Start to
Run participants spent more time in vigorous-intensity ac-
tivities (200 ± 205 min/week vs. 410 ± 298 min/week,
p<0.0001), commuting activities (70 ± 110 min/week vs.
98 ± 155 min/week, p=0.01), leisure-time activities (240 ±
268 min/week vs. 301 ± 343 min/week, p=0.02) and sports
activities (101 ± 143 min/week vs. 243 ± 173 min/week,
p<0.0001), while less time was spent in light-intensity ac-
tivities (1827 ± 1192 min/week vs. 1423 ± 1296 min/week,
p=0.002) and activities at work and school (1293 ± 940
min/week vs. 792 ± 794 min/week, p<0.0001).
Changes in physical activity after six months: comparisons
within groups
In Table 4, physical activity outcome measures are
presented for both the Start to Run group and control
group at baseline and after six months. In the Start to
Run group, the percentage of people who met the
DNHPA (48.0% vs. 64.0%, p=0.004), Fit-norm (56.0% vs.
82.0%, p<0.0001), and Combi-norm (58.0% vs. 84.0%,
p<0.0001) increased significantly between baseline and
six months. These changes were accompanied by a sig-
nificant increase in the total time spent in physical activ-
ity (2265 ± 1251 min/week vs. 2536 ± 1210 min/week,
p=0.04). Also, significant changes in physical activity be-
havior were observed within physical activity intensity
categories and domains, i.e. after six months, the Start
to Run participants spent more time in vigorous-
intensity activities (238 ± 250 min/week vs. 382 ± 306
min/week, p<0.0001), commuting activities (88 ± 137
min/week vs. 132 ± 181 min/week, p=0.006) and sports
activities (126 ± 166 min/week vs. 225 ± 182 min/week,
p<0.0001). In contrast, the control group participants
did not significantly change their physical activity behav-
ior between baseline and six months.
Changes in physical activity after six months: comparisons
between groups
The results of the multiple linear and logistic regression
analyses are presented in Table 5. After six months, sig-
nificantly more Start to Run participants compared with
control group participants were meeting the Fit-norm
(OR=5.1; 95% CI: 2.3-11.1, p<0.001) and Combi-norm
(OR=3.3; 95% CI: 1.4-7.7, p=0.006). In addition, signifi-
cant effects were found in favor of the Start to Run
group concerning physical activity intensity categories
and domains: after six months, the Start to Run partici-
pants were spending more time in vigorous-intensity ac-
tivities (an average of 152 min/week more: b=152; 95%
CI: 80-223, p<0.001) and sports activities (an average of
107 min/week more: b=107; 95% CI: 69-145, p<0.001)
compared with controls. For the remaining physical ac-
tivity outcome measures, no significant differences were
found between groups.
Discussion
The aim of this study was to assess the effectiveness of
Start to Run, a 6-week training program for novice run-
ners, on increasing health-enhancing physical activity,
both in the short- and longer-term. In the Start to Run
group, short- and longer-term beneficial within group ef-
fects were observed. In the control group, however, there
were no significant changes in physical activity behavior
within a period of six months. When comparing results
between groups, the Start to Run program produced sig-
nificant positive changes in health-enhancing physical
activity levels: after six months, significantly more Start
to Run participants compared with control group partic-
ipants were meeting the Fit-norm and Combi-norm. The
differences in the amount of physical activity between
groups in favor of the Start to Run group could be
explained by an increase in the time spent in vigorous-
Table 2 Baseline characteristics of the Start to Run group
and control group
Start to
Run groupa
Control
group
P
Sample size (n)
100
100
Age (years)
Mean ± SD
40 ± 10
42 ± 9
0.12
Min-max
21-71
23-77
Sex (%)
Male
30.0
30.0
1.0
Female
70.0
70.0
Dutch physical activity guidelines (%)
Compliance with DNHPA
48.0
59.0
0.12
Compliance with Fit-norm
56.0
55.0
0.89
Compliance with Combi-norm
58.0
65.0
0.31
Physical activity by intensity,
mean ± SD (min/week)
Light-intensity activities
1814 ± 1224
1958 ± 1263
0.42
Moderate-intensity activities
213 ± 453
406 ± 596
0.01*
Vigorous-intensity activities
238 ± 250
253 ± 337
0.73
Physical activity by domain,
mean ± SD (min/week)
Commuting activities
88 ± 137
117 ± 251
0.30
Leisure-time activities
257 ± 296
328 ± 407
0.16
Sports activities
126 ± 166
107 ± 147
0.40
Household activities
552 ± 780
919 ± 968
0.004*
Activities at work and school
1309 ± 935
1182 ± 951
0.35
Total time spent in physical
activity, mean ± SD (min/week)
2265 ± 1251
2616 ± 1356
0.06
aStart to Run participants who completed the six months assessment.
*Significant (p<0.05) difference between groups.
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intensity activities (physical activity intensity category)
and sports activities (physical activity domain).
As running is a vigorous-intensity sports activity, these
results are not surprising. This is especially true for the
assessment after six weeks. More interesting is the fact
that these outcome measures were also positively af-
fected at the six months assessment. Considering the
higher levels of vigorous-intensity physical activity and
sports activity, the results suggest that most Start to Run
participants were still running even 4.5 months after ces-
sation of the Start to Run training program. Some add-
itional results, not presented in the results section,
confirm that this was indeed the case: at the six months
assessment, running behavior was also directly assessed
Table 4 Changes in physical activity after six months: comparisons within groups
Outcome measures
Start to Run group (n=100)
Control group (n=100)
Baseline
After six months
Pa
Baseline
After six months
Pb
Dutch physical activity guidelines (%)
Compliance with DNHPA
48.0
64.0
0.004*
59.0
62.0
0.68
Compliance with Fit-norm
56.0
82.0
<0.0001*
55.0
57.0
0.83
Compliance with Combi-norm
58.0
84.0
<0.0001*
65.0
73.0
0.10
Physical activity by intensity, mean ± SD (min/week)
Light-intensity activities
1814 ± 1224
1947 ± 1043
0.31
1958 ± 1263
1972 ± 1181
0.90
Moderate-intensity activities
213 ± 453
206 ± 369
0.88
406 ± 596
450 ± 740
0.47
Vigorous-intensity activities
238 ± 250
382 ± 306
<0.0001*
253 ± 337
238 ± 286
0.60
Physical activity by domain, mean ± SD (min/week)
Commuting activities
88 ± 137
132 ± 181
0.006*
117 ± 251
124 ± 215
0.80
Leisure-time activities
257 ± 296
276 ± 358
0.48
328 ± 407
325 ± 515
0.91
Sports activities
126 ± 166
225 ± 182
<0.0001*
107 ± 147
108 ± 142
0.96
Household activities
552 ± 780
585 ± 597
0.66
919 ± 968
807 ± 856
0.15
Activities at work and school
1309 ± 935
1381 ± 864
0.49
1182 ± 951
1322 ± 887
0.11
Total time spent in physical activity, mean ± SD (min/week)
2265 ± 1251
2536 ± 1210
0.04*
2616 ± 1356
2660 ± 1126
0.73
aP-value for difference in physical activity within the Start to Run group.
bP-value for difference in physical activity within the control group.
*Significant (p<0.05) change in physical activity after six months within the Start to Run group.
Table 3 Start to Run group: changes in physical activity after six weeks
Outcome measures
Start to Run group (n=123)
Baseline
After six weeks
Pa
Dutch physical activity guidelines (%)
Compliance with DNHPA
43.9
74.8
<0.0001*
Compliance with Fit-norm
53.7
87.0
<0.0001*
Compliance with Combi-norm
57.7
91.1
<0.0001*
Physical activity by intensity, mean ± SD (min/week)
Light-intensity activities
1827 ± 1192
1423 ± 1296
0.002*
Moderate-intensity activities
209 ± 462
163 ± 253
0.21
Vigorous-intensity activities
200 ± 205
410 ± 298
<0.0001*
Physical activity by domain, mean ± SD (min/week)
Commuting activities
70 ± 110
98 ± 155
0.01*
Leisure-time activities
240 ± 268
301 ± 343
0.02*
Sports activities
101 ± 143
243 ± 173
<0.0001*
Household activities
563 ± 759
614 ± 887
0.43
Activities at work and school
1293 ± 940
792 ± 794
<0.0001*
Total time spent in physical activity, mean ± SD (min/week)
2237 ± 1183
1996 ± 1451
0.08
aP-value for difference in physical activity within the Start to Run group.
*Significant (p<0.05) change in physical activity after six weeks within the Start to Run group.
Ooms et al. BMC Public Health 2013, 13:697
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by a single question: “Are you (still) running at this mo-
ment?” The results of this question showed that 69.0%
of the Start to Run participants was still performing run-
ning activities [see Additional file 1 - Additional results
evaluation Start to Run program]. Based on these find-
ings, it seems that Start to Run can recruit people that
are insufficiently active; motivate them to take up run-
ning; and also frequently and long enough to meet levels
of health-enhancing physical activity (as measured by
the Fit-norm and Combi-norm). Consequently, Start
to Run can positively contribute to improving health of
participants.
To sustain health benefits, however, it is important
that this running behavior is maintained, i.e. that the
Start to Run participants continue to run on a regular
basis. Often maintenance is defined as implementing be-
havior change for at least six months after cessation of
intervention [33]. Since the last assessment of physical
activity was 4.5 months after cessation of the Start to
Run training program, it is difficult to ascertain whether
sustained changes in physical activity behavior have been
reached according to this definition of maintenance.
Others, however, do not define maintenance as sustain-
ing behavior change over a specified period of time.
Rothman (2000), for example, rather looks at the pro-
cesses that govern behavioral maintenance and he argues
that people will maintain a change in behavior only if
they are satisfied with the new behavior [34]. The Start
to Run participants gave the overall training program a
rating of 8.2 (scale 0-10; 0 being very poor and 10 being
excellent) [see Additional file 1 - Additional results
evaluation Start to Run program]. Moreover, the fact
that most Start to Run participants were still running 4.5
months after cessation of the Start to Run training pro-
gram, may on its own indicate that they were satisfied
with their new running behavior and thus will continue
running. Nonetheless, definite conclusions cannot be
drawn and follow-up assessments over longer periods of
time are necessary to establish if the Start to Run partici-
pants continue their newly acquired physical activity
behavior.
With regard to maintaining physical activity levels, the
organized sports sector itself may play an important role.
In this sector, physical activity opportunities are provided
on a continuous basis (i.e. people can play sports on a
weekly basis at a sports club). When first providing an eas-
ily accessible sporting program, like Start to Run, the next
step, i.e. participation in organized sports on a continuous
basis, may be facilitated. After completing the program, the
Start to Run participants were stimulated to continue run-
ning as a member of a local athletics club or the Dutch
Athletics Organization. At the six months assessment,
41.0% of the Start to Run participants reported that they
became (and still were) a member of a local athletics club
or the Dutch Athletics Organization, as a result of partici-
pation in the Start to Run training program [see Additional
Table 5 Changes in physical activity after six months: comparisons between groups
Dichotomous outcome measures
OR (group variable)a
95% CI
P (group variable)
Dutch physical activity guidelines
Compliance with DNHPA
1.5
0.8-3.0
0.22
Compliance with Fit-norm
5.1
2.3-11.1
<0.001*
Compliance with Combi-norm
3.3
1.4-7.7
0.006*
Continuous outcome measures
b-coefficient (group variable)a,b
95% CI
P (group variable)
Physical activity by intensity
Light-intensity activities
38
−234-311
0.78
Moderate-intensity activities
−126
−265-12
0.07
Vigorous-intensity activities
152
80-223
<0.001*
Physical activity by domain
Commuting activities
22
−27-71
0.37
Leisure-time activities
19
−63-101
0.65
Sports activities
107
69-145
<0.001*
Household activities
−45
−220-131
0.62
Activities at work and school
5
−216-226
0.96
Total time spent in physical activity
20
−274-313
0.90
aMultiple (linear or logistic) regression analyses were conducted with physical activity level at six months as the dependent variable, and group (Start to Run
group versus control group, with the control group as the reference category) as the independent variable. Adjustments were made for baseline physical
activity levels.
bUnstandardized regression coefficient.
*Significant (p<0.05) difference in physical activity between groups.
Ooms et al. BMC Public Health 2013, 13:697
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file 1 - Additional results evaluation Start to Run program].
These data suggest that an easily accessible sporting pro-
gram, like Start to Run, may indeed facilitate participation
in organized sports. The role of the organized sports sector
in both increasing and maintaining health-enhancing phys-
ical activity levels should therefore be further explored.
Next to significant increases in vigorous-intensity
physical activity and sports activity, the study had some
other interesting findings: after six weeks, the Start to
Run participants were spending significantly more time
in commuting activities and leisure-time activities. These
results suggest that Start to Run may have led to in-
creases in physical activity in these domains. However,
in the same period, there was also a significant decrease
in the time spent in work and school activities and, con-
sequently, light-intensity activities. These results indicate
that, at six weeks, physical activity levels may have been
influenced by other factors, like weather conditions, sea-
son and/or holidays. The influence of these factors on
commuting activities, leisure-time activities and activities
at work and school seems plausible, since no effects
were found on these outcome measures at the six
months assessment when compared with the control
group. Yet, without an assessment of the control group
at six weeks, some uncertainty remains.
Another interesting finding is that Start to Run did
not directly affect the total time spent in physical activ-
ity. Despite no significant increases in the total time
spent in physical activity, additional health benefits are
obtained due to participation in Start to Run: as men-
tioned before, the increases in sports activity/vigorous-
intensity physical activity were substantial, and resulted
in more Start to Run participants meeting minimum
recommended amounts of vigorous-intensity physical
activity for health benefits. Also, there is evidence that
vigorous-intensity physical activities, like running, lead
to even greater improvements in aerobic fitness and
greater reductions in cardiovascular disease and mortal-
ity risk than moderate- or light-intensity physical activ-
ities, which is independent of their contribution to
energy expenditure [35-37].
To our knowledge, this is the first study evaluating the
effectiveness of a training program aimed at novice run-
ners on increasing health-enhancing physical activity. In
general, there is a lack of research and evaluation of ac-
tivities conducted in sports settings, especially of con-
trolled study designs incorporating both the short- and
longer-term effects [27,28]. Therefore, it is difficult to
compare these results with those of previous studies.
Most comparable studies would be physical activity
intervention studies, and a lot of research has been done
in this area [e.g. 38,39]: some physical activity interven-
tions that prescribed running positively affected physical
activity behavior of participants. However, comparability
is still limited, as these physical activity interventions did
not focus on running per se, were often multi-component,
took place in non-sports settings and used different out-
come measures.
There are some limitations to this study that should
be mentioned. First of all, the design of the study does
not allow drawing any conclusions on which specific as-
pect of the Start to Run program (e.g. group sessions, in-
dividual
sessions,
test
run)
is
most
important
for
increasing (and continuing) physical activity. Moreover,
participants’ compliance with the different program
components was not measured, making it even more dif-
ficult to disentangle the most effective program parts.
Second, in this study, a self-report measure of physical
activity was used. Despite their common use, there are
several limitations of self-report tools, including inaccur-
ate recall of the frequency, duration and intensity of
physical activity, problems with question comprehension
and interpretation, and social desirability bias which can
lead to over-reporting of physical activity [40]. However,
any inaccuracies are assumed to be random and among
both groups. It is therefore unlikely that these potential
sources of bias explain the differences in physical activity
between the Start to Run group and control group. Self-
report measures have the advantage that they are able to
collect data from a large number of people at low costs.
The SQUASH questionnaire itself has some distinct ad-
vantages compared with other physical activity question-
naires: it is short, quick to fill in (3-5 minutes), it
measures the amount of physical activity (separately) for
five different domains and provides the opportunity to
estimate compliance with physical activity guidelines.
An alternative to self-report measures is to use more ob-
jective instruments to measure physical activity, like ac-
celerometers and heart rate monitors. Compared with
self-report measures, objective instruments are more ex-
pensive and logistically more difficult to administer on a
large scale. For these reasons, it was decided to use a
self-report measure. Nonetheless, it would be interesting
to see if the results of this study could be replicated with
such an objective measure. Third, due to the voluntary
nature of participation in the Start to Run training pro-
gram, the possibility of selection bias cannot be entirely
excluded. It could be that people who registered for Start
to Run were already highly motivated to increase phys-
ical activity levels. Therefore, the findings of this study
may not pertain to inactive individuals, i.e. the ones who
are often less motivated to increase physical activity
levels. On the other hand, also a large group of people
who did not meet physical activity guidelines was
attracted by the Start to Run training program (i.e. al-
most half of the Start to Run participants), which may
indicate that the program is also suited for this popula-
tion group. Although this voluntary participation into
Ooms et al. BMC Public Health 2013, 13:697
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Start to Run might have caused selection bias, it is a
strength of the study as well. First of all, behavior was
not forced. Next to that, the study population of Start to
Run was a sample of the actual Start to Run population.
The Start to Run participants in this study had a mean
age of 40 years and the percentage of women was 70.0%.
Demographic data collected by the Dutch Athletics
Organization of the entire Start to Run population in
March 2009 (n=4230) show that the study sample is rep-
resentative for the entire Start to Run population with
regard to age and sex: the average age of the entire Start
to Run population was also 40 years and 77.8% of partic-
ipants was female. Thus, the study was performed in a
generalizable
group.
Moreover,
since
the
study
was
performed in a real-world setting, namely the sports set-
ting, results are directly transferable into practice. Finally,
in this study, it was not possible to ascertain why more
than half of the Start to Run participants dropped out of
the study between the baseline and six months assessment.
It is very difficult to determine why participants did not fill
in this questionnaire, because no follow-up data were avail-
able of these persons. There could be cases that did not re-
spond to the invitation to fill in this questionnaire because
they stopped running (e.g. due to an injury or a bad run-
ning experience). Given the very low drop-out rate of the
Start to Run training program (according to the Dutch
Athletics Organization, only 2.2% of the participants
dropped out of the Start to Run training program) and the
(already) relatively high drop-out in this the study after six
weeks, this seems not a plausible explanation. With regard
to baseline characteristics, non-respondents were some-
what younger and more likely to be female. There were,
however, no significant differences in baseline physical
activity levels between respondents and non-respondents.
Therefore, the most likely explanation for the non-
response is that participants were not motivated to
participate in a scientific study and filling in a question-
naire. Furthermore, since no differences in baseline phys-
ical activity levels were found between respondents and
non-respondents, it is unlikely that these losses to follow-
up influenced study results substantially.
Conclusions
Considering the above-mentioned limitations, this study
does add to the knowledge base concerning the effective-
ness of programs initiated in sports settings. The results
indicate that an easily accessible program, like Start to
Run, organized by a sporting organization, can positively
influence levels of health-enhancing physical activity of
participants, both in the short- and longer-term. Conse-
quently, Start to Run can lead to tangible health benefits
among its participants. Based on these results, the use of
the organized sports sector as a setting to promote health-
enhancing physical activity seems promising. However,
further research is needed to establish maintenance of
physical activity behavior and generalizability of these re-
sults to other (easily accessible) sporting programs. More-
over, the role of the organized sports sector in maintaining
health-enhancing physical activity levels should be further
explored. In future studies, it is also recommended to in-
clude more in-depth analyses. It is, for example, important
to investigate which population groups benefit most from
a program like Start to Run (e.g. men vs. women, young
adults vs. older adults, obese vs. non-obese people) and to
establish the relative effectiveness of program parts. Re-
search in the area of effectiveness of sporting programs in
increasing health-enhancing physical activity is still
lacking. These data will hopefully encourage policy
makers and sporting organizations to both develop and
rigorously evaluate easily accessible sporting programs.
In this way, more knowledge about the role of the orga-
nized sports sector in both promoting and maintaining
health-enhancing physical activity can be acquired.
Additional file
Additional file 1: Additional results evaluation Start to Run
program. In the additional file, results can be found concerning the
evaluation of the Start to Run program that are not shown in the results
section of the article.
Abbreviations
ACSM: American College of Sports Medicine; AHA: American Heart
Association; DNHPA: Dutch Norm for Health-enhancing Physical Activity;
MET: METabolic equivalent; NAPSE: National Action Plan for Sport and
Exercise; NIVEL: Netherlands Institute for Health Services Research;
SQUASH: Short QUestionnaire to ASsess Health-enhancing physical activity.
Competing interests
The authors declare that they have no competing interests.
Authors’ contributions
LO contributed to the design of the study, participated in the data collection
process, performed data analysis, and drafted the manuscript. CV and DHB
contributed to the design of the study, advised on the analytical approach,
and reviewed and commented on the manuscript. All authors read and
approved the final manuscript.
Acknowledgements
The authors gratefully acknowledge the contribution of the study
participants. This study was funded by the Netherlands Olympic Committee
and Netherlands Sports Federation (NOC*NSF). NOC*NSF had no role in
study design, data collection and analysis, interpretation of data, decision to
publish or preparation of the manuscript.
Received: 28 May 2013 Accepted: 26 July 2013
Published: 31 July 2013
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doi:10.1186/1471-2458-13-697
Cite this article as: Ooms et al.: Effectiveness of Start to Run, a 6-week
training program for novice runners, on increasing health-enhancing
physical activity: a controlled study. BMC Public Health 2013 13:697.
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| Effectiveness of Start to Run, a 6-week training program for novice runners, on increasing health-enhancing physical activity: a controlled study. | 07-31-2013 | Ooms, Linda,Veenhof, Cindy,de Bakker, Dinny H | eng |
PMC9566386 | Citation: Arede, J.; Fernandes, J.F.T.;
Schöllhorn, W.I.; Leite, N. Differential
Repeated Sprinting Training in Youth
Basketball Players: An Analysis of
Effects According to Maturity Status.
Int. J. Environ. Res. Public Health 2022,
19, 12265. https://doi.org/10.3390/
ijerph191912265
Academic Editors: Krzysztof
Ma´ckała and Hubert Makaruk
Received: 12 August 2022
Accepted: 21 September 2022
Published: 27 September 2022
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4.0/).
International Journal of
Environmental Research
and Public Health
Article
Differential Repeated Sprinting Training in Youth Basketball
Players: An Analysis of Effects According to Maturity Status
Jorge Arede 1,2,3,4,*
, John F. T. Fernandes 5, Wolfgang I. Schöllhorn 6
and Nuno Leite 4,7
1
Department of Sports Sciences, Exercise and Health, University of Trás-os-Montes and Alto Douro,
5001-801 Vila Real, Portugal
2
School of Education, Polytechnic Institute of Viseu, 3504-501 Viseu, Portugal
3
Department of Sports, Higher Institute of Educational Sciences of the Douro, 4560-708 Penafiel, Portugal
4
School of Sports Sciences, Universidad Europea de Madrid, Campus de Villaviciosa de Odón,
28670 Villaviciosa de Odón, Spain
5
School of Sport and Health Sciences, Cardiff Metropolitan University, Cardiff CF23 6XD, UK
6
Institute of Sport Science, Training and Movement Science, University of Mainz, 55122 Mainz, Germany
7
Research Center in Sports Sciences, Health Sciences and Human Development, CIDESD,
University of Trás-os-Montes and Alto Douro, 5001-801 Vila Real, Portugal
*
Correspondence: [email protected]
Abstract: The differential learning approach, which includes fluctuations that occur without move-
ment repetitions and without corrections has received growing interest in the skill acquisition field.
This study aimed to determine the effects of a 9-week training intervention involving differential
repeated sprint training on a series of physical tests in youth basketball players. A total of 29 par-
ticipants with different maturity statuses (pre-peak height velocity (PHV), n = 7; mid-PHV, n = 6;
post-PHV, n = 16) completed 2 sessions per week of differential repeated sprint training for a period
of 9 weeks. Sessions consisted of 2 × 10 repetitions sprints of 20-m whereby participants were
instructed to perform various additional fluctuations for each repetition. Before and after the training
intervention, participants completed jumping tests (countermovement jump (CMJ), single-leg CMJs,
the modified 505 agility test, and straight sprinting tests (0–10 splits time), and maturity status was
evaluated as well. Within-group analysis showed improvement in CMJ asymmetries and changes
in direction asymmetries and 10-m sprint performance for the pre-, mid-, and post-PHV groups,
respectively (p < 0.05), with large to very large effects. Analysis of covariance demonstrated that
changes in sprint time in post-PHV players were greater than in the pre- and mid-PHV groups
(p < 0.05), with moderate effect. Adding random fluctuations during repeated sprint training appear
to be a suitable and feasible training strategy for maintaining and enhancing physical performance
in youth basketball players, irrespective of maturity status. Furthermore, the present findings en-
courage practitioners to implement the present approach in youth athletes to improve their physical
performance, but they should be aware that training response can vary according to maturity status.
Keywords: team sports; variation; movement variability; puberty; adolescence; growth; maturation;
bilateral asymmetry
1. Introduction
The requirement for high-intensity running and longer sprint distances has increased
in basketball [1]. Consequently, practitioners have been developing methods of enhancing
sprint and repeated sprint ability (RSA) in team-sports athletes. Since sprinting in basketball
is not exclusively straight-line, it is considered beneficial to prepare athletes to sprint in
different directions and challenge the technical model.
Nevertheless, practitioners should be aware that adolescent youth basketball players
experience puberty, one period of accelerated somatic growth promoted by the syner-
gistic effect of gonadal hormones with growth hormone and insulin-like growth factor
Int. J. Environ. Res. Public Health 2022, 19, 12265. https://doi.org/10.3390/ijerph191912265
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2022, 19, 12265
2 of 15
1 (IGF-1) [2]. During this period, several physical changes in height, weight, and strength
are observed, resulting in decreased coordination and fine motor control [2]. These changes
could result in increased injury risk, and individualized prevention strategies to reduce
the likelihood of injury should be implemented [2,3]. This approach seems particularly
imperative in “high-risk” or “load-sensitive” athletes, who simultaneously experience the
period of accelerated growth and hold a high degree of sport specialization [4], such as often
occurs with basketball players [5]. This is owing to the few opportunities to experience a
variety of load-adaptive stimuli, resulting in fully developed neuromuscular patterns that
protect against injury [4]. Nonetheless, the body of evidence suggest that underlying mech-
anisms to explain training adaptations are different according maturity status [6]. Whereas
pre-pubertal training adaptations result primarily from nervous system development, pu-
bertal and post-pubertal adaptations are more associated with increases in sex androgen
concentrations (e.g., testosterone, growth hormone, and insulin-like growth factor) [6].
Thus, including variation during training (e.g., using differential learning principles) could
be a suitable strategy for addressing individual needs, mitigating neuromuscular deficits,
and reducing the chance of overloading. However, further studies are needed for better
understanding of the effectiveness of this approach in youth development, whether it is
related to physical performance or health related issues.
In contrast to the traditional training strategy, where fluctuations (i.e., different from
biomechanical models) are viewed as errors that must be minimized, the differential
learning approach [7,8] considers the fluctuations in moving systems as crucial sources
for learning. A major purpose of differential learning is increasing the possibilities of
movement rather than constraining them. Meanwhile, evidence has been provided that
increased movement fluctuations can be quantified by the amount or structure of noise and
can also be increased or modified by means of emotions [9] or fatigue [10]. Increasing noise
serves to destabilize the learning system and to launch a genuine self-organizing process.
In its most extreme form, differential learning includes movement variations without
repetition and without correction [11]. Movement corrections in differential learning are
avoided to enable the athlete to find their own optimal solution (which would not be the
case if the athletes were being guided by information about “errors”). Also according
to differential learning theory, increased fluctuations result in better skill acquisition and
better learning rates than traditional models [12,13]. Thereby, according to the stochastic
resonance principle within the differential learning theory, the noise is to be optimized
rather than maximized [11].
In this regard, the benefits of the training programs based on differential learning
in both technical and physical skills have been reported in team sports [14]. Related to
differential sprint training, the studies by Schöllhorn et al. [12] and Arede et al. [15] are of
special interest. In the first study, the effect of an intensive sprint training 5 times a week
for 6 months, based on repetitions and corrections, was compared with a differential sprint
training twice a week for the same duration in 2 youth male groups [12]. After 6 months,
both groups improved their maximum running speed, but the differential group improved
significantly more. Additionally, a pilot study of basketball-specific sprint training in
differential form in female adolescents [15] provided evidence of beneficial applications
in physical performance. The extent to which differential sprint training depends on the
maturity level of the athletes has not yet been investigated. Based on the previous findings,
including differential learning approach fluctuations in repeated sprints in a training
program is assumed to have the potential for eliciting physical performance improvements.
Therefore, the aim of this study was to examine the effect of a 9-week training interven-
tion involving repeated differential sprint training on a series of physical tests (i.e., jumping,
sprinting, and change-of-direction) but also in bilateral asymmetries, according to player
maturity status. A better understanding of the effects of differential repeated sprint train-
ing on various aspects of physical performance may help practitioners to better design
training tasks to improve these aspects, considering individual needs based on growth
Int. J. Environ. Res. Public Health 2022, 19, 12265
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and maturation. Given the lack of previous comparable reports, we expect that repeated
differential sprint training effects are independent of maturity status.
2. Materials and Methods
2.1. Participants
A group of 38 male basketball players from the under-14 to under-18 age groups were
recruited from the Portuguese Basketball Academy to participate in this study. All partic-
ipants completed a total of ~270 min of basketball training (3 basketball sessions/week,
90 min/session) and 1 to 2 competitive matches per week. All participants were healthy,
free of any injury within the last three months, and without previous history of injury
or surgery that might have affected their physical performance. Only participants who
participated in at least 90% of the workouts were considered for data analysis, which
resulted in the exclusion of 1 player from post-testing analysis (Figure 1). Thirty-one play-
ers completed the training program, but only twenty-nine players were finally assessed
(Figure 1). Post hoc observed power calculations (G*Power, version 3.1.9.8; University of
Düsseldorf; Düsseldorf, Germany) for analysis of covariance (ANCOVA), including three
groups and one covariate (α = 0.05, d = 0.25), revealed power (β) of 0.09. Written and
informed consent was obtained from all participants’ parents, and player approval was
obtained before the beginning of this investigation. The present study was approved by
the Institutional Research Ethics Committee and conformed to the recommendations of the
Declaration of Helsinki.
according to player maturity status. A better understanding of the effects of differential
repeated sprint training on various aspects of physical performance may help
practitioners to better design training tasks to improve these aspects, considering
individual needs based on growth and maturation. Given the lack of previous comparable
reports, we expect that repeated differential sprint training effects are independent of
maturity status.
2. Materials and Methods
2.1. Participants
A group of 38 male basketball players from the under-14 to under-18 age groups were
recruited from the Portuguese Basketball Academy to participate in this study. All
participants completed a total of ~270 min of basketball training (3 basketball
sessions/week, 90 min/session) and 1 to 2 competitive matches per week. All participants
were healthy, free of any injury within the last three months, and without previous history
of injury or surgery that might have affected their physical performance. Only participants
who participated in at least 90% of the workouts were considered for data analysis, which
resulted in the exclusion of 1 player from post-testing analysis (Figure 1). Thirty-one
players completed the training program, but only twenty-nine players were finally
assessed (Figure 1). Post hoc observed power calculations (G*Power, version 3.1.9.8;
University of Düsseldorf; Düsseldorf, Germany) for analysis of covariance (ANCOVA),
including three groups and one covariate (α = 0.05, d = 0.25), revealed power (β) of 0.09.
Written and informed consent was obtained from all participants’ parents, and player
approval was obtained before the beginning of this investigation. The present study was
approved by the Institutional Research Ethics Committee and conformed to the
recommendations of the Declaration of Helsinki.
Figure 1. Flowchart of participant recruitment and follow-up.
Figure 1. Flowchart of participant recruitment and follow-up.
2.2. Procedures
This experimental study incorporated a parallel-group, repeated-measures design,
whereby participants were divided into three groups with repeated sprinting training based
on differential learning principles [8] (Pre-PHV, n = 7; Mid-PHV, n = 8; Post-PHV, n = 20).
The groups were clustered according to the percentage of predicted adult height (% PAH).
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The training period lasted 9 weeks and was carried out within the regular in-season training
sessions. The tests were performed one and two weeks before the commencement of the
training period and one week after the intervention. Physical performance tests were
conducted under the same experimental conditions (training session time and indoor
basketball court). Testing sessions were completed on the same time interval (between
6:30 p.m. and 9:30 p.m.). A 10-min standardized warm-up was performed (5 min jogging,
dynamic stretching, 10 bilateral squats, core exercises, 10 unilateral squats, and 3 vertical
unilateral jumps) before all testing. Tests were conducted in the following order, respecting
the principles of the National Strength and Conditioning Association for testing order [16]:
anthropometrical measurements, jumping tests (countermovement jump (CMJ), single-leg
countermovement jumps (SLCMJs), the modified 505 agility test, and straight sprinting
tests (0–10 splits time).
2.3. Training Program
The athletes included in the different training groups participated in two weekly
training sessions during in-court training sessions (Supplementary Table S1). All the
intervention drills were performed at the beginning of the training session, after the warm-
up period. The differential repeated sprint training comprised 2 sets of 10 sprints for 20 m
with 30 s of passive recovery between sprints and 3 min of passive recovery between sets.
Before each repetition, all participants were verbally instructed by the main researcher to
perform a different fluctuation (Supplementary Table S2) or a combination of fluctuations.
No instructed movement fluctuation was repeated more than once in each training session.
These fluctuations were selected based on previous studies involving the differential
learning approach exercises for motor skills [11,15,17]. While differential learning theory,
based on findings from biomechanical studies on motor learning and neuroanatomical
development [18–20], suggests a coarse orientation on fluctuations that depend on the
learning status [8], in our study, all participants, independent of their maturity status,
executed the same structure of fluctuations. According to differential learning theory,
beginners should focus more on varying variables that are associated with the geometry
of a movement, and with advancing learning status, the focus shifts to variables that are
related to velocity, acceleration, and rhythm [21]. Whether the maturity status corresponds
to learning status in the investigated range of ages needs future extensive research and is
beyond the scope of this study.
2.4. Measurements
Somatic maturation. Height was recorded using a commercially portable stadiometer
(Tanita BF-522W, Japan, nearest 0.1 cm). Body mass was estimated using a scale (Tanita
BF-522W, Japan, nearest 0.1 kg). All measurements were taken following the guidelines
outlined by the International Society for the Advancement of Kinanthropometry (ISAK)
by the same researcher, who holds an ISAK Level 1 accreditation. Players’ height, weight,
chronological age, and mid-parent height were used to predict the adult height of each
player [22]. The heights of the biological parents of each player were self-reported and
adjusted for over-estimation using the previously established equations [23]. The current
height of each player was then expressed as a percentage of their predicted adult height
(% PAH), which can then be used as an index of somatic maturation [24]. Players were
grouped into three maturity bands based on the percentage of predicted adult height
attained at the time of the tournament [25]: <86% (Pre-PHV), 86–95% (Mid-PHV) and >95%
(Post-PHV) of predicted adult stature (Table 1). Only for descriptive reasons, maturity
timing was estimated for each player based on z-scores: average or on-time (z-score
between +0.5 and −0.5), early (z-score > +0.5), and late (z-score < −0.5).
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Table 1. Descriptive data of the subjects (Mean ± SD).
Variables
Pre-PHV (n = 7)
Mid-PHV (n = 6)
Post-PHV (n = 16)
Biological age (years)
12.01 ± 0.36
13.32 ± 0.58
16.97 ± 1.15
Height (cm)
149.14 ± 7.31
160.67 ± 7.99
179.31 ± 8.68
Body mass (kg)
39.86 ± 10.78
53.83 ± 10.80
74.13 ± 15.09
PAH (%)
83.71 ± 1.11
88.67 ± 2.50
98.69 ± 1.70
Timing
−0.01 ± 0.50
1.75 ± 0.63
0.90 ± 0.39
Maturity Timing
(Z-score)
Early = 1
On-time = 4
Late = 2
Early = 6
On-time = 0
Late = 0
Early = 14
On-time = 2
Late = 0
Training experience
(years)
4.86 ± 0.38
3.50 ± 1.38
5.94 ± 2.79
Legend: PHV = Peak of height velocity; PAH = Percentage of Adult Height. Note: A z-score < −0.5 is late, > +0.5
is early, and between +0.5 and −0.5 is average or on-time.
Bilateral and Unilateral Countermovement Jumps (CMJ). CMJs were assessed according to
the Bosco Protocol [26]. Participants performed three successful single leg CMJs (SLCMJs)
with each leg in the vertical and horizontal directions. Participants began by standing
on one leg, then descended into a countermovement before extending the stance leg to
jump as far or as high as possible in the vertical and horizontal directions. The landing
was performed on both feet simultaneously. A successful trial included hands remaining
on the hips throughout the movement and balance being maintained for at least 3 s after
landing. If the trial was considered unsuccessful, a new trial was performed. In the
horizontal direction, the participants started with the selected leg positioned just behind a
starting line. The jump height was recorded using an infrared optical system (OptoJump
Next—Microgate, Bolzano, Italy).
The modified 505 agility test (COD). Each participant was instructed to run to a mark
situated 5 m from the starting line, perform a 180◦ COD using the right or left leg to push
off, and return to the starting line, covering a total of 10 m [27]. The participants were asked
to pass the line indicated on the ground with their entire foot at each turn. The modified
505 agility test total time was recorded with 90 cm height photoelectric cells separated by
1.5 m (Witty, Microgate, Bolzano, Italy). Each participant performed 2 sprints with COD for
each side with 2 min of rest between them. Players began each trial in standing staggered
position with their front feet 0.5 m behind the first timing gate. The lower limb asymmetry
index (ASI) was determined using the following formula [28]: ASI = 100/Max Value (right
and left)*Min Value (right and left)* − 1 + 100. The COD deficit (CODD) for the double
180◦ COD test for each leg was calculated via the following formula: mean double modified
505 agility test time—mean 10 m time [27].
Sprint test. The running speed was evaluated as 10 m (0–10 m) split time. Running
times were recorded with single pairs of 90 cm high photoelectric cells separated by 1.5 m.
Each participant performed 2 trials with 2 min of rest between each trial. Players began
each trial in an upright standing position with their feet 0.5 m behind the first timing gate.
2.5. Statistical Analyses
Descriptive data are presented as mean (M) ± standard deviation (SD). The reliability
of test measures was computed using an average-measures two-way random intraclass
correlation coefficient (ICC) with absolute agreement, inclusive of 95% confidence inter-
vals (CI), and the coefficient of variation (CV). The ICC was interpreted as poor (<0.5),
moderate (0.5–0.74), good (0.75–0.9), or excellent (>0.9) [29]. Coefficients of variation were
considered acceptable if <10% [30]. The normality of the data distribution and spheric-
ity were confirmed using the Shapiro–Wilk statistic and Levene’s test for the equality of
variances, respectively. The analysis of variance (ANOVA) with bootstrapping was used
to compare the groups at baseline, and Tukey’s post hoc test was used in conjunction
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to examine the differences between groups. Effect sizes were evaluated using an omega
squared (ω2), with <0.06, 0.06–0.14, and >0.14 indicating a small, medium, or large effect,
respectively. A paired-samples t-test with bootstrapping was used to analyse within-group
changes [31]. Percentage changes were calculated as ([post-training value—pretraining
value]/pre-training value) × 100. Differences between pre- and post-test were calculated
according to criteria described elsewhere [32]. Effect sizes (ES) of the within-group changes
were evaluated using Hedges’ g correcting small sample biases [33]. The effect sizes were
considered <0.2 trivial, >0.2–0.5 small, >0.5–0.8 medium, >0.8–1.3 large, and >1.3 very
large [34]. An ANCOVA with Bonferroni-adjusted post hoc tests was performed to examine
the differences between groups (Pre-PHV, Mid-PHV, and Post-PHV) in post-training values
where the pre-training score was used as a covariate, the post-test scores as the dependent
variable and the maturity status as the independent variable [35]. ES was evaluated with
partial eta squared (η2p), and the threshold values were no effect (η2p < 0.04), minimum ef-
fect (0.04 < η2p < 0.25), moderate effect (0.25 < η2p < 0.64), and strong effect (η2p > 0.64) [36].
This measure has been widely cited as a measure of ES and predominantly provided by
statistical software [37]. All statistical analyses were performed using the SPSS software
(version 28 for Windows; SPSS Inc., Chicago, IL, USA).
3. Results
3.1. Tests Reliability
All ICCs were excellent (ICC range = 0.97–0.99), and most (5 of the 6) of the CVs were
acceptable (CV range = 1.34–10.11%) (Table 2).
Table 2. Reliability data for test variables. Data are presented as value with lower- and -upper
confidence limits.
Test Variables
ICC
(95% CL)
CV (%)
(95% CL)
CMJ (cm)
0.98 (0.97; 0.99)
5.66 (3.81; 7.52)
0–10 m (s)
0.99 (0.98; 0.99)
1.34 (0.88; 1.80)
CMJR (cm)
0.98 (0.97; 0.99)
8.19 (6.47; 9.92)
CMJL (cm)
0.98 (0.97; 0.99)
10.11 (7.82; 12.39)
M505R (s)
0.97 (0.92; 0.98)
2.58 (2.01; 3.14)
M505L (s)
0.98 (0.95; 0.99)
1.96 (1.36; 2.56)
Abbreviations: ICC = Intraclass correlation coefficient; CV = Coefficient of variation; CL = Confidence limits;
CMJ = Countermovement jump height; 0–10 m = 0–10 m sprint time; M505 = Modified 505 agility test; R = Right;
L = Left.
3.2. Tests Outcomes
At baseline, the training groups were significantly different in CMJ, 0–10 m sprint
time, CMJR, CMJL, M505R, and M505L (p ≤ 0.05; large effect; see Table 3). Tukey’s post
hoc analysis revealed significant differences between the Pre-PHV and Post-PHV training
groups on these physical performance tests. Within-group changes for both training groups
are described in Table 3. The Pre-PHV training group showed a significant decrease in
CMJASY (p ≤ 0.05, large effect), and the Mid-PHV training group showed a significant
decrease in CODASY (p ≤ 0.05, very large effect). Finally, the Post-PHV training group
showed significant improvement in 0–10 m sprint time (p ≤ 0.01, large effect). According to
the ANCOVA results, significant differences were observed in 0–10 m sprint time (p ≤ 0.05;
moderate effect), with higher results for the Post-PHV than the Pre-PHV.
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Table 3. Inferences of the training programs intervention on subject’s performance measures.
Variables
Pretest,
Mean ± SD
Postest,
Mean ± SD
∆ %
p
Hedge’s g
Between-
Groups
Pretest
Differences (p)
ω2
ANCOVA
(p)
η2p
CMJ (cm)
Pre-PHV
22.06 ± 6.55
23.44 ± 5.41
6.28
0.171
0.007 *
0.26
(−0.04; 0.47)
0.466
Mid-PHV
25.23 ± 6.80
26.37 ± 6.63
4.49
0.444
Post-PHV
34.73 ± 9.95
35.51 ± 8.61
2.23
0.372
0–10 m (s)
Pre-PHV
2.18 ± 0.29
2.17 ± 0.28
−0.46
0.731
0.014 *
0.22
(−0.06; 0.43)
0.020 *
0.27
Mid-PHV
2.07 ± 0.16
2.03 ± 0.17
−2.25
0.138
Post-PHV
1.88 ± 0.21
1.81 ± 0.17
−3.53
0.000
1.05
(0.42; 1.65)
CMJR (cm)
Pre-PHV
11.74 ± 3.90
12.44 ± 3.99
5.96
0.222
0.014 *
0.22
(−0.06; 0.44)
0.072
Mid-PHV
12.28 ± 2.79
14.22 ± 3.21
15.74
0.205
Post-PHV
19.66 ± 8.01
20.86 ± 6.35
6.14
0.052
CMJL (cm)
Pre-PHV
13.67 ± 3.61
13.61 ± 4.17
−0.42
0.945
0.027 *
0.18
(−0.07; 0.40)
0.332
Mid-PHV
12.72 ± 2.27
14.82 ± 2.93
16.51
0.131
Post-PHV
19.67 ± 7.45
20.85 ± 7.64
6.01
0.098
CMJASY (%)
Pre-PHV
26.96 ± 6.61
19.67 ± 7.56
−27.04
0.046
0.88
(−0.03; 1.75)
0.195
0.095
Mid-PHV
27.57 ± 12.77
26.57 ± 8.28
−3.62
0.819
Post-PHV
20.33 ± 9.96
18.61 ± 11.34
−8.47
0.611
M505R (s)
Pre-PHV
3.15 ± 0.35
3.06 ± 0.38
−2.90
0.112
0.026 *
0.18
(−0.07; 0.40)
0.430
Mid-PHV
3.07 ± 0.17
3.01 ± 0.18
−1.90
0.321
Post-PHV
2.78 ± 0.32
2.72 ± 0.22
−2.22
0.164
M505L (s)
Pre-PHV
3.13 ± 0.36
3.10 ± 0.38
−0.91
0.365
0.023
0.19
(−0.00; 0.41)
0.177
Mid-PHV
3.15 ± 0.13
3.00 ± 0.22
−4.56
0.063
Post-PHV
2.80 ± 0.33
2.73 ± 0.25
−2.41
0.091
CODASY
(%)
Pre-PHV
4.85 ± 4.05
5.54 ± 2.19
14.42
0.648
0.594
0.326
Mid-PHV
6.34 ± 1.62
4.02 ± 1.41
−36.56
0.015
1.94
(0.50; 3.32)
Post-PHV
5.33 ± 2.18
5.68 ± 2.96
6.43
0.705
CODDR (s)
Pre-PHV
1.03 ± 0.14
0.94 ± 0.13
−8.97
0.172
0.192
0.664
Mid-PHV
1.04 ± 0.17
0.99 ± 0.12
−4.94
0.326
Post-PHV
0.93 ± 0.14
0.94 ± 0.10
1.00
0.804
CODDL (s)
Pre-PHV
0.99 ± 0.13
0.96 ± 0.10
−2.88
0.541
0.115
0.864
Mid-PHV
1.09 ± 0.12
0.97 ± 0.14
−10.70
0.075
Post-PHV
0.95 ± 0.14
0.93 ± 0.11
−1.19
0.782
Abbreviations: CMJ = Countermovement jump height; 0–10 m = 0–10 m sprint time; M505 = Modified 505 agility
test; COD = Change of direction test; CODD = COD deficit; R = Right; L = Left; ASI = Bilateral asymmetry;
* Pre-PHV vs. Post-PHV (p < 0.05).
Figure 2 displays the individual changes in performance from pre- to post-test for
each training group. Most Pre-PHV subjects were better at CMJ (57%) and CMJR (71%)
on the post-test compared with the pre-test. In the same training group, all subjects
improved CMJL. Furthermore, within Pre-PHV, distinct training responses were observed
for 0–10 sprint time. The majority of Mid-PHV subjects were better in M505L (50 %), when
comparing to the pre-test values. However, in the same training group many subjects kept
the same performance in CMJL (33%) and 0–10 sprint time (33%), in post-test. Nevertheless,
in CMJ distinct training response were observed in Mid-PHV subjects. In the post-PHV
group, many subjects improved 0–10 sprint time (63%); however, distinct training response
was observed for different tests, with exception of CMJR.
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Figure 2. Percentage of athletes per training response. Legend: (A) Pre-PHV; (B) Mid-PHV; (C) Post-
PHV.
4. Discussion
The aim of this study was to examine possible group specific effects of differential
repeated sprinting training dependent on maturity status. Although all groups had the
same training content of differential sprint training exercises, every group had a different
training response in distinct variables. We found that the presented training program
resulted in significant decreases in bilateral asymmetries during the physical performance
tests in the Pre- and Mid-PHV subjects. Moreover, the Post-PHV training group improved
their 0–10 m sprint time significantly more than the Pre-PHV subjects. Furthermore, Mid-
PHV had more homogenous training responses (better and/or same), whereas more
diverse training responses were observed in Pre-PHV and Post-PHV. Whether these
results depend on the different levels at the beginning or on the maturity status needs
further research.
Given the lack of comparative studies on the training response by maturity status,
this study should be viewed as the starting point for further studies on this topic as a
further intermediate step on the way to individuality of learning [38]. The results indicate
that 9 weeks of differential repeated sprinting training of adolescent male basketball
players had a beneficial impact in 0–10 m sprint time in different maturity statuses,
especially in Post-PHV subjects, as the effect was significantly higher than Pre-PHV. The
extent to which the lower increase in performance in the Pre-PHV group is indicative of
either too much variation or wrong variations for the performance level and thus suggests
that a more traditional approach or individually adapted variations to sprint training are
recommended, which at this level still has sufficient variation for optimal learning even
with repetition. Whether there is a principle level dependency, needs to be clarified in
future studies [11,39]. However, performance advances should not forget the long-term
development of athletes, where other parameters like higher symmetry in CMJs could be
a preventive and precondition for further performance gains. The beneficial impact in 0–
10 m sprint time is in line with previously results obtained in a pilot study on female
basketball players [15]. Nonetheless, results from other studies differ in magnitude. For
Figure 2.
Percentage of athletes per training response.
Legend: (A) Pre-PHV; (B) Mid-PHV;
(C) Post-PHV.
4. Discussion
The aim of this study was to examine possible group specific effects of differential
repeated sprinting training dependent on maturity status. Although all groups had the
same training content of differential sprint training exercises, every group had a different
training response in distinct variables. We found that the presented training program
resulted in significant decreases in bilateral asymmetries during the physical performance
tests in the Pre- and Mid-PHV subjects. Moreover, the Post-PHV training group improved
their 0–10 m sprint time significantly more than the Pre-PHV subjects. Furthermore, Mid-
PHV had more homogenous training responses (better and/or same), whereas more diverse
training responses were observed in Pre-PHV and Post-PHV. Whether these results depend
on the different levels at the beginning or on the maturity status needs further research.
Given the lack of comparative studies on the training response by maturity status, this
study should be viewed as the starting point for further studies on this topic as a further
intermediate step on the way to individuality of learning [38]. The results indicate that
9 weeks of differential repeated sprinting training of adolescent male basketball players
had a beneficial impact in 0–10 m sprint time in different maturity statuses, especially
in Post-PHV subjects, as the effect was significantly higher than Pre-PHV. The extent to
which the lower increase in performance in the Pre-PHV group is indicative of either
too much variation or wrong variations for the performance level and thus suggests that
a more traditional approach or individually adapted variations to sprint training are
recommended, which at this level still has sufficient variation for optimal learning even
with repetition. Whether there is a principle level dependency, needs to be clarified in
future studies [11,39]. However, performance advances should not forget the long-term
development of athletes, where other parameters like higher symmetry in CMJs could be
a preventive and precondition for further performance gains. The beneficial impact in
0–10 m sprint time is in line with previously results obtained in a pilot study on female
basketball players [15]. Nonetheless, results from other studies differ in magnitude. For
example, 6 weeks of plyometric training resulted less effective improvement in 0–10 m
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sprint time in youth basketball players [40], whereas other short- to medium-term training
protocols (combined strength and conditioning, small-sided games training, high-intensity
interval training, and plyometric, strength and change-of-direction training) were more
effective at improving the 0–10 m sprint time in pubertal youth basketball players, based
in their maturity offset [41–43]. In contrast, the current protocol gives indication to be
superior to 6-week eccentric overload training that was direction-specific [44], and 10-week
strength training program with random recovery times [45] to achieve gains in 0–10 m
sprint time. These findings are in line with Rumpf and colleagues [46] who suggested that
other methods (e.g., plyometrics and strength) can be more effective to improve speed
during puberty, whereas the combination of methods in athletes with accumulated training
and well-developed training skills combination of training methods, forms and purposes in
a single drill can be particularly effective [47]. Thereby, discrepancies between studies, and
between maturity status can have substantial influence on neuromotor development aspects
which underlie possible training adaptations to the differential repeated sprint training.
However, with respect to the actual more generally discussed replication crisis [48,49] and
the critical discussion of the applied statistics therein the results are rather to be considered
as helpful proposals and cannot be generalized [50]. Including our own investigation, they
at best provide suggestions that it is worthwhile to conduct further research in this area.
During differential repeated sprinting training, many alternating variants of sprinting
occur in a single session. In this regard, in comparison with normal sprinting patterns,
differential sprints provide a multitude of kinematic and kinetic changes [12,51–56]. Here,
the general idea of differential learning theory is to also use restrictions in one area to
increase fluctuations in another area in the short term and then increase the number of
opportunities in general in the long term by combining the again released constrained
area with the increased fluctuations in the other areas. Thereby it is important to notice
that the restrictions are explicitly not used for guiding the system towards an externally
given problem solution but to initiate a self-organizing process. For example, sprinting
with the arms held across the chest or running with the arms held behind the back resulted
in increased peak lateral ground reaction forces and higher peak hip internal rotation, and
knee flexion [54]. Moreover, forward trunk lean sprinting resulted in greater lengths of all
the three hamstring muscles at foot strike and toe-off [53]. Evidence was also provided
that the restriction of scapula movement influenced the stance-leg motion and whole-
body position during the first step, but also the sprint speed [55]. Restricted arm action
(i.e., crossed arms) resulted in compensatory upper body motions that could provide the
rotational forces needed to offset the lower body angular momentum generated by the
swinging legs [52]. Adding “erroneous” and non-representative -movements by increasing
the existing fluctuation during repeated sprint training generate short term co-contractions
(i.e., simultaneous contraction of agonist and antagonist muscles around a joint), which
provide more joint stability and higher accelerating forces [57,58]. However, combining
higher levels of noise, speed, and co-contractions may reduce the momentary speed of
movement but provide stronger and movement adequate stimuli for muscle groups that
are requested in situations of high competitive stress [56,59]. Greater physical performance
requires a balance between maximizing the movement intensity, controlling movement
through co-contractions, faster relaxation, and reducing muscle slack [56,59]. In this regard,
the transient shift from protective, long-latency reflexes to pre-active, short-latency reflex
recruitment throughout maturation, particularly the reduction of inhibitory mechanisms to
protect the Musculo-tendon unit [60] can result in more efficient stretch shortening cycle
(SSC) actions [58], explaining better training response in 0–10 m sprint time of Post-PHV
subjects comparing to the Pre-PHV.
Closely connected to the increase in the multitude of muscle activation patterns due to
changed joint lever conditions and, consequently, due to the changed proprioception are
changes in the brain activation. Neurophysiological adaptations resulting from differential
learning include electroencephalographic frequencies in the alpha- and theta-bands which
benefits short-term memory and learning [61]. Moreover, there is evidence that differential
Int. J. Environ. Res. Public Health 2022, 19, 12265
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learning results in increased theta activity in contralateral parieto–occipital regions [61]
but also stimulates the somatosensory and motor system and engages more regions of the
cortex [62]. Notwithstanding these meaningful findings, brain activity after differential
learning has been only analyzed in young adults, and the effects of differential learning,
including the brain activity, may be different during neurodevelopment in childhood
and puberty, resulting in inter-individual differences in terms of physical performance.
Indeed, during young adulthood occurs a peaking of white matter volume [63], an area
which controls the signals that neurons share, coordinating how well brain regions work
together [64]; whereas, the peak of grey matter (i.e., area with large number of neurons)
volume occurs before typical age of puberty onset [63]. Moreover, the process of myelination
(i.e., acquisition of the highly specialized myelin membrane around axons) occurs from the
back of the cerebral cortex to front, and from subcortical regions to higher centers of the
central nervous system (e.g., cerebellum and cortex) [65]. This suggests that the learning of
complex skills may lead to distinct neurological adaptations with respect to the maturity
status. In fact, learning complex skills results in noticeable changes in the white matter;
however, learning after adolescence is associated with increased white matter development
in regions that are still undergoing myelination, such as the forebrain [64]. This region
integrates different brain areas, such as the prefrontal cortex, the premotor cortex, and the
primary motor cortex associated with voluntary movement [65]. Altogether, Post-PHV
may have benefited from both brain maturity patterns and neurophysiological adaptations
of training in specific brain areas, resulting in improved performance during voluntary
actions, such as short sprinting.
After the differential repeated sprint training program, irrespective of maturity status,
participants displayed higher values of unilateral vertical jumping (except for CMJL in
pre-PHV) compared to the pre-test values. Similar benefits for unilateral vertical jump-
ing were observed in a pilot study [15]; whereas different effects occurred after a group
of youth basketball players completed different training programs [44,45,66]. Albeit en-
hanced neuromuscular qualities can be achieved using movement variability [67], overload
and assist musculature of hip and knee regions involved in the SSC may be beneficial
(e.g., higher peak activity of knee stabilizers muscles or considering concentric peak verti-
cal power/body weight) [68,69], to have higher unilateral jumping height in youth athletes.
Furthermore, differential repeated sprint training program was particularly beneficial
for Mid-PHV athletes regarding vertical unilateral jumping. These results are particularly
promising because using the present training strategy, practitioners can simultaneously
achieve positive adaptations resulting from natural improvements in maximal muscular
power during puberty [60], but also adjust load patterns considering particularities of
accelerated growth period. Thereby, during puberty muscle strength increases, but there is
no increase in proportion to limb inertial properties; and, excessive physical loading may
cause skeletal injury, particularly through overuse mechanism. Therefore, jumping training
during puberty should be carefully prescribed because the increased risk of joint overload,
and coordination training (movement adaptability) should be particularly emphasized [2].
In this regard, practitioners can provide a relatively safe, enjoyable, and effective training
program more based on individual needs, frequently alternating many variants of sprinting
in a single session using differential learning, resulting in improved multifaceted adaptabil-
ity, and consequently improved vertical unilateral jumping. Moreover, subjects may benefit
from an immediate transfer to specific sport such as previously observed after differential
learning based jumping training in handball [21].
In addition, it is widely established that change-of-direction speed is an essential
skill among youth athletes engaging in team sports [70]. The current training program
was beneficial (but without statistical significance) during the agility test including 180◦
change of direction. This change of direction involves a more aggressive cutting angle
(≥75◦) which includes higher braking requirements [71]. In this regard, fastest performance
in 180◦ change of direction includes higher propulsive and braking forces (particularly
horizontal) on the final foot contact [72], and has been associated with higher eccentric
Int. J. Environ. Res. Public Health 2022, 19, 12265
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and isometric strength [70]. Moreover, the 180◦ change of direction involves high peak
muscle activity of the knee stabilizers (vastus medialis and lateralis) which play a key
role in frontal play control [69]. Thus, chronic exposure to frequently alternating variants
of sprinting in a single session can generate structural and functional adaptations which
positively influences biomechanical determinants of 180◦ change of direction, resulting in
improved performance in a controlled setting. Furthermore, youth athletes may have bene-
fited from continued neural development and hormonal changes throughout childhood
and adolescence, resulting in improved change of direction performance [73]. Nevertheless,
a previous study involving 16 years old male basketball players which included multidi-
rectional eccentric overload training resulted in similar gains in the same 180◦ change of
direction test [44]. Thus, older players may benefit from multidimensional adaptations
(i.e., biomechanical, morphological, and neuromuscular levels) resulting from eccentric
training [74], which could provide an advantage in high-intensity actions, such as cutting.
Moreover, athletes may have benefited from performing resistance exercises (i.e., unilateral
lateral eccentric overload training) including frontal and transverse plane-dominated tasks,
similar to a 180◦ COD test. Notwithstanding, the present findings are promising because the
training strategy is low in cost due to no equipment requirements and the results are bene-
ficial in 180◦ change of direction, including the potential of increased neurophysiological
adaptations [61].
Increases in bilateral asymmetries are observed during early stages of adolescence or
in the period of accelerated growth, particularly when rapid gains in limb length occur [75].
In this regard, young athletes can be more predisposed to various injuries in high-intensity
activities (e.g., cutting and landings), because of additional stress placed on the weaker leg
due to bilateral asymmetry [75]. In the present study, most of subjects had CMJASY above
10% cut-off criterion for bilateral asymmetries becoming more likely to have an injury.
Indeed, the participants of our study had larger CMJASY and CODASY than previously
observed in youth tennis players, irrespective of maturity status based in maturity off-
set [76]. Notwithstanding, the applied training strategy was effective to decrease CMJASY
and CODASY, in Pre- and Mid-PHV, respectively. In this regard, differential repeated sprint
training which generates neurophysiological adaptations seems to be similarly beneficial
to other methods to reduce discrepancies between lower limbs (e.g., bilateral and unilateral
strength and plyometric training, and balance and core training) [77], in young subjects
where neural mechanisms are mainly responsible for training adaptations [47]. On the
contrary to previously observed after 10-week strength training program with random
recovery times involving post-pubertal male basketball players [45], the decrease in CMJASY
was substantially lower in the present study. This comparison between studies suggests
that resistance training may be more effective to induce positive changes in CMJASY.
In addition, contrary to what was observed in the pilot study, probably one reason
of a lower starting performance level [15], the present protocol did not result in increased
CMJ performance. In previous studies including young male basketball players, CMJ
values showed higher improvements after completing different short- to medium-term
training programs (most of them including jumps) compared to that of the present study,
irrespective of maturity status [41–43,78–81]. It appears that a greater dynamic correspon-
dence of CMJ with different exercises (vertical jumps, axial based resistance exercises,
etc.) may be responsible for achieving the CMJ improvement. Also, in older basketball
players (≥16 years old), short- to medium resistance training programs (6–10 week) in
unilateral and bilateral fashion resulted more [45,82], albeit lower magnitude was observed
in direction-specific eccentric overload training [44]. It suggests different between-studies
underlying mechanisms explaining the adaptations in jumping performance, particularly
in pre- and pubertal stages, where higher improvements were observed. Thereby, the
adaptative response to frequently alternating variants of sprinting in a single session using
differential learning which result in improved ability to use the positive effect of SSC to the
vertical jumping performance, could be related to neural improvements in these stages [47].
Notwithstanding, in prepubertal and pubertal stages, the magnitude of improvement in
Int. J. Environ. Res. Public Health 2022, 19, 12265
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a key physiological mechanism underlying efficient movement, such as utilization of the
SSC, seems to be greater according the level of neuromuscular load experienced in this
plane, how occurs in plyometric training [60].
5. Conclusions
Often interpreted at a first superficial glance as arbitrary variations, on a slightly closer
look the variations proposed under the differential learning approach turn out to be tar-
geted interventions for a holistic neuromuscular and specific training that must be adjusted
to every discipline and level of performance [8]. Through constantly changing postures
within the context of the discipline (crossed arms in front of the body, arms above the head,
etc.) there is not only a stronger tuning of targeted muscle groups through correspondingly
changed levers, but also a more versatile or noisy tuning of the neuronal system (e.g., motor
and somatosensory cortices), which thus becomes more robust against future disturbances.
Thereby, the body and especially head rotations around various axis are of special im-
portance since they train the versatile interactions of the vestibular apparatus with the
activating and perceiving apparatus [20,56]. Our findings indicate that adding “erroneous”
fluctuation and non-representative movements during repeated sprint training can result
in a significant reduction of bilateral asymmetries during physical performance tests, in
pre- and mid-PHV basketball players. Furthermore, Post-PHV athletes improved their
10-m sprint to a greater extent than Pre- and Mid-PHV. Generally, the Mid-PHV had more
positive and homogenous training response (better and/or same), whereas more varied
response was observed in their Pre- and Post-PHV counterparts. Indeed, the inclusion of
these fluctuations within repeated sprint training may positively influence the basketball
players’ movement patterns towards more effective and stabilized skills. The positive
adaptations are potentially owing to concomitant neurophysiological adaptations induced
by the differential repeated sprint training. Nonetheless, how much of the learning progress
is influenced by the continuously changing biomechanical conditions and how much by
the cognitive effect of not having errors corrected in connection with the accompanied
disadvantageous brain activations needs to be clarified in future. Nevertheless, the present
findings may encourage practitioners to implement similar protocols in youth athletes to
improve physical performance, although always being aware that training response can be
variable according to maturity status. Furthermore, the higher variability of stimuli during
the training also suggests looking for additional effects on prevention of injuries, which
have higher incidence during periods of accelerated growth. Finally, further studies should
examine the real differences between the application of differential repeated sprint training
to the natural development without any training protocol (i.e., control group), advancing
towards more individuality in training.
Supplementary Materials: The following supporting information can be downloaded at: https:
//www.mdpi.com/article/10.3390/ijerph191912265/s1, Table S1: Training program variations. Table
S2: Examples of the fluctuations performed during differential repeated sprint training interventions.
Author Contributions: Data curation, J.A.; Formal analysis, J.A.; Funding acquisition, N.L.; Inves-
tigation, J.A. and N.L.; Methodology, J.A. and N.L.; Project administration, J.A.; Validation, J.A.;
Visualization, J.A.; Writing—original draft, J.A., J.F.T.F., W.I.S. and N.L.; Writing—review & edit-
ing, J.A., J.F.T.F., W.I.S. and N.L. All authors have read and agreed to the published version of
the manuscript.
Funding: This work was supported by the Foundation for Science and Technology (FCT, Portugal),
under the project UIDB 04045/2020.
Institutional Review Board Statement: The present study was approved by the Institutional Re-
search Ethics Committee and conformed to the recommendations of the Declaration of Helsinki.
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: The data that support the findings of this study are available from the
corresponding author, J.A., upon reasonable request.
Int. J. Environ. Res. Public Health 2022, 19, 12265
13 of 15
Conflicts of Interest: The authors declare no conflict of interest.
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PMC6366724 | RESEARCH ARTICLE
Cardiorespiratory fitness assessment and
prediction of peak oxygen consumption by
Incremental Shuttle Walking Test in healthy
women
Liliana Pereira Lima1,2☯, He´rcules Ribeiro Leite1,2☯, Mariana Aguiar de Matos2‡, Camila
Danielle Cunha Neves2‡, Vanessa Kelly da Silva Lage2‡, Guilherme Pinto da Silva1,2‡,
Gladson Salomão Lopes2‡, Maria Gabriela Abreu Chaves2‡, Joyce Noelly Vitor Santos2‡,
Ana Cristina Resende CamargosID1,2‡, Pedro Henrique Scheidt Figueiredo1,2‡, Ana
Cristina Rodrigues Lacerda1,2☯, Vanessa Amaral Mendonc¸aID1,2☯*
1 Programa de Po´s-Graduac¸ão em Reabilitac¸ão e Desempenho Funcional, Departamento de Fisioterapia,
Universidade Federal dos Vales do Jequitinhonha e Mucuri, Diamantina, Minas Gerais, Brasil, 2 Laborato´rio
de Inflamac¸ão e Metabolismo – LIM, CIPq Sau´de, Universidade Federal dos Vales do Jequitinhonha e
Mucuri, Diamantina, Minas Gerais, Brasil
☯ These authors contributed equally to this work.
‡ These authors also contributed equally to this work.
* [email protected]
Abstract
Introduction
Preliminary studies have showed that the Incremental Shuttle Walking Test (ISWT) is a
maximal test, however comparison between ISWT with the cardiopulmonary exercise test
(CEPT) has not yet performed in the healthy woman population. Furthermore, there is no
regression equation available in the current literature to predict oxygen peak consumption
(VO2 peak). Thus, this study aimed to compare the ISWT with CEPT and to develop an
equation to predict peak oxygen uptake (VO2 peak) in healthy women participants.
Methods
First, the VO2 peak, respiratory exchange ratio (R peak), heart rate max (HR max) and per-
centage of predicted HR max (% predicted HR max) were evaluated in the CEPT and ISWT
(n = 40). Then, an equation was developed to predict the VO2 peak (n = 54) and its validation
was performed (n = 20).
Results
There were no significant differences between the ISWT and CEPT of VO2 peak, HR max
and % predicted HR max values (P>0.05), except for R peak measure in the ISWT (1.22 ±
0.13) and CEPT (1.18 ± 0.1) (P = 0.022). Therefore, both tests showed a moderate positive
correlation of VO2 peak (r = 0.51; P = 0.0007), HR max (r = 0.65; P<0.0001) and R peak (r =
0.55; P = 0.0002) and the Bland-Altman analysis showed agreement of VO2 peak (bias =
-0.14). The distance walked on ISWT and age explained 36.3% (R2 Adjusted = 0.363) of the
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OPEN ACCESS
Citation: Lima LP, Leite HR, Matos MAd, Neves
CDC, Lage VKdS, Silva GPd, et al. (2019)
Cardiorespiratory fitness assessment and
prediction of peak oxygen consumption by
Incremental Shuttle Walking Test in healthy
women. PLoS ONE 14(2): e0211327. https://doi.
org/10.1371/journal.pone.0211327
Editor: Gustavo Batista Menezes, UFMG, BRAZIL
Received: May 23, 2018
Accepted: January 3, 2019
Published: February 7, 2019
Copyright: © 2019 Lima et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the paper.
Funding: The author(s) received no specific
funding for this work.
Competing interests: The authors have declared
that no competing interests exist.
variance in VO2 peak. The equation developed was VO2 peak (predicted) = 19.793 + (0.02 x
distance walked)—(0.236 x age). There was no statistically significant difference between
the VO2 peak measured directly and the predicted, and the Bland-Altman analysis showed
agreement (bias = 1.5 ml/kg/min).
Conclusion
ISWT is a maximal test showing similar results compared to the CEPT, and the predicted
equation was valid and applicable for VO2 peak assessing in young adult healthy women.
Introduction
Cardiorespiratory fitness (CRF) is defined as the ability to sustain dynamic exercise by large
muscle groups over time at moderate to high intensity levels [1]. Furthermore, CRF has been
used to measure exercise capacity and provide information about physical limitation, morbid-
ity prognosis, and responsiveness to treatment [2]. The current gold standard for the evalua-
tion of CRF is the direct measurement of maximal oxygen uptake (VO2max) which represents
the maximal achievable level of oxidative metabolism involving large muscle groups [3]. How-
ever, in clinical testing situations, the exercise usually is limited by symptoms before the indi-
vidual achieve the VO2max. Consequently, VO2 peak is often used as an estimate for VO2max
and they are used interchangeably [3].
The laboratory assessment of CRF through maximal tests on treadmills or cycle ergometers
(cardiopulmonary exercise testing-CEPT) has a high cost [4] and require specialized profes-
sionals and equipments that is not always available [5]. Thus, field tests were developed and
have been increasingly used in clinical practice, such as the Six-minute walk test and the Incre-
mental Shuttle Walking Test (ISWT). ISWT was created by Singh et al. [6] to assess the CRF of
patients with chronic pulmonary obstructive disease (COPD) and later used in other condi-
tions or healthy subjects [7, 8, 9, 10, 11].
Several studies had already shown strong correlations between the performance on
CEPT and ISWT [5, 12, 13, 14]. Some studies have showed that the ISWT is a maximal test
in the pediatric and elderly population [15, 16, 17, 18], however the intensity of ISWT was
often indirectly assessed by predictive equations [15, 16, 17]. Hence, our study group com-
pared cardiorespiratory responses between ISWT and CEPT in healthy young adult men
[14] and adolescent boys (data not published), where the results showed moderate to high
significant correlation and agreement, concluding that the ISWT is a maximal test in these
subjects. In addition, a VO2 peak prediction equation based on ISWT variables was devel-
oped and it demonstrated feasibility and validity [14]. However, this study did not include
women in the assessments, remaining a gap in the literature about the ISWT in healthy
women.
In this paper, we evaluate the CRF in healthy young women by comparing and correlating
VO2 peak, respiratory quotient peak (R peak), maximum heart rate (HR max) and percentage
of predicted maximum heart rate (% predicted HR max), between ISWT with CEPT through
direct analysis of the exhaled gases, aiming to classify the ISWT intensity and to elaborate a
predictive equation to estimate the VO2 peak in young adult women population.
Incremental Shuttle Walking Test in healthy women
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Materials and methods
Subjects
Women between 18 and 45 years of age were recruited by convenience from Diamantina city,
Minas Gerais state, Brazil. The inclusion criteria were: self-report of no acute or chronic dis-
eases; eutrophic according to the body mass index (BMI between 18.5 and 24.9 kg/m2); no
smoker; sedentary (not performing physical activity for 30 minutes or more at least three
times a week) [19]. The participants were excluded from the study if did not reach the maximal
test values on the treadmill (% predicted HR max higher than 90%) and those who failed to
understand the tests. This study was approved by the Ethics and Research Committee of Uni-
versidade Federal dos Vales do Jequitinhonha e Mucuri, Brazil (protocol 1.184.419/2015) and
conducted in accordance with the Resolution N˚ 466/12 of the National Health Council and
the Declaration of Helsinki. The participants were informed about the procedures and poten-
tial risks associated with the study and all gave written informed consent.
Stages of the study
This was a cross-sectional study divided into three stages: (1) To compare the CEPT and the
ISWT and evaluate the correlation and agreement between the variables VO2 peak, R peak,
HR max and % predicted HR max, as well as determine the ISWT intensity in the female popu-
lation; (2) To elaborate an equation to predict the VO2 peak; and (3) validate this equation.
The sample size was calculated using the statistical program G.Power 3.1 and was based on the
number of variables to be included in the multiple regression analysis and the minimum num-
ber of observations required. Considering an effect size of 0.68 and power of 0.99, 54 volun-
teers were required in order to develop a linear model including up to four variables [14]. To
validate the equation, another 20 volunteers were required [14].
To evaluate the cardiorespiratory fitness, all participants were instructed to avoid physical
activity and intake caffeine and alcohol in the 24 h prior to the test, to get at least 8 hours of
sleep the night before, to eat a light meal and to ingest 500 ml of water two hours before the
tests [19]. During all tests performed, the exhaled gases were collected and assessed by a porta-
ble telemetric gas analysis system (K4b2, Cosmed, Rome, Italy). Among other variables, VO2,
R and HR breath-by-breath were monitored. The data were tabulated and was defined as VO2
peak and R peak the highest value of these measures at peak effort [20]. Predicted HR max was
calculated by the equation HR max = 220 –age [21].
The first stage of the study was performed on three consecutive days. On the first day, the
anthropometric variables weight, height and BMI, were measured and a familiarization was
performed. On subsequent days, the CEPT or the ISWT was performed by randomization.
The ISWT was performed in a 10-m course identified by two cones placed 0.5 m from each
end point, with an initial speed of 0.5 m/s, increasing 0.17 m/s every minute. The protocol
used was composed of 15 stages of 1 min, to prevent the ceiling effect [10, 22] and the walking
speed was dictated by a sound [6]. The test was interrupted if the volunteer did not reach the
cone once, at the request of the volunteer or for some other reported symptom (dyspnea, dizzi-
ness, vertigo, and angina). The CEPT protocol was based on the progression of the ISWT, with
the same initial speed and the same speed increase every minute, without changing the incline
of the treadmill. The criteria for interrupting the CEPT was systolic blood pressure (SBP)
greater than 210 mm Hg; diastolic blood pressure greater than 120 mm Hg; sustained decrease
in SBP; angina; dyspnea; cyanosis; nausea; dizziness; or by volunteer’s request [19].
In the second and third stage, the participants performed two ISWT with an interval of 30
minutes between then [23] and the results of the test with the longest walking distance were
Incremental Shuttle Walking Test in healthy women
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February 7, 2019
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used for the statistical analysis. To validate the equation, a different group of women was
selected according to the same inclusion criteria of the study. The VO2 peak obtained by the
gas analyzer was compared with the VO2 peak predicted by the elaborated equation.
Statistical analysis
Statistical analysis was performed with the Statistical Package for Social Sciences programs ver-
sion 22.0 (SPSS Inc., Chicago, IL, USA) and GraphPad Prism 5.0 (Inc., USA). Data were pre-
sented as mean (standard deviation). In the first stage the normality of the data was calculated
by Shapiro-Wilk test. As the data presented normal distribution, the comparison between the
means of the physiological variables evaluated (VO2 peak, R peak, HR max and % predicted
HR max) were performed using Paired T-test. The correlation analysis of the variables col-
lected was performed by Pearson‘s correlation. The agreement of the variables collected was
performed by the Bland-Altman analysis. In the second stage, the Kolmogorov-Smirnov test
was used, and the analysis of multiple linear regression was performed with the variables age,
weight, height and distance walked defined a priori to elaborate the VO2 peak prediction equa-
tion. For the validation of the equation, the Shapiro-Wilk test was performed and then the
paired T-test to compare the mean values of the VO2 peak values obtained by the equation
with those obtained by the analyzer of gases. In addition, the comparison between the women
of first and third stages were realized using the Independent test t or Mann-Whitney test,
according of normality of data. The level of statistical significance adopted was P <0.05.
Results
First stage: Comparison between CEPT and ISWT
The general characteristics of the participants of first and second stage and their performance
on ISWT are showed in Table 1.
Forty volunteers performed both ISWT and CEPT and their cardiorespiratory responses
are presented in Table 2. There was no statistically significant difference for any of the vari-
ables, except for the R peak, which was higher in the ISWT. According to the percentage of
predicted HR max (above 90%) and R peak (> 1.1), the ISWT could be considered a test of
maximum intensity [14, 24, 25]. Blood pressure and heart rate were monitored during all tests
and there were no intercurrences.
Significant correlations were found for the variables VO2 peak, HR max and R peak (Fig 1).
The Bland-Altman analysis also demonstrated agreement between the VO2 peak in the ISWT
and in the CEPT (Fig 2).
Table 1. General characteristics of participants study.
Variable
N = 54
Age (years)
26.41± 5.6 (24.89–27.92)
Weight (kg)
56.56 ± 9.1 (54.08–59.05)
Height (m)
1.63 ± 0.1 (1.608–1.641)
BMI (kg/m2)
21.86 ± 1.8 (21.38–22.33)
Distance walked (m)
821.10 ± 118.9 (788.7–853.6)
Walking speed (m/s)
2.06 ± 0.2 (2.013–2.104)
The data is presented as mean ± SD (95% CI). BMI = body mass index.
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Second stage: Reference equation for VO2 peak
The univariate analysis was performed with the variables age, weight, height and distance
walked (N = 54). A model of stepwise linear multiple regressions showed distance walked on
ISWT and age explained 36.3% (Adjusted R Square = 0.363) of the variance in VO2 peak and
this was significant (p = 0.014). The reference equation for the VO2 peak in the ISWT was:
VO2 peakðpredictedÞ¼ 19:793þð0:02 x distance walkedÞwith COPD, cystic fibrosis and chronic heart failure, showing strong and significant correla-
tions for VO2 peak of CEPT and ISWT [7, 9, 12].
In a study recently published by our research group, male healthy adults showed HR max,
VO2 peak and R peak values with strong and significant correlations and agreement between
the ISWT and the CEPT, with ISWT being a maximal test for this population [14]. Consider-
ing that the maximum VO2 values for women are about 70% of the average values for men
[27] and that is not known whether ISTW is a maximum test for healthy young women, we
initially investigated the intensity of ISTW.
Since the values of HR max above 90% of predicted and R peak > 1.1 [14, 24, 25], we estab-
lish that this is a maximum test for this population, and similar VO2 peak results were found
between CEPT and ISWT. Further tests carried out with patients with cardiopulmonary dis-
eases concurred with our findings [6, 12, 28, 29]. However, data on the validity of the ISWT to
evaluate VO2 peak in healthy individuals are scarce in the literature [18]. Gonc¸alves et. al [30],
studying subjects of both sexs, different age ( 18 years old), who presented comorbidities
such as arterial hypertension, peripheral vascular disease, arthritis and cardiopathies, also con-
cluded that ISWT above 12 levels requires maximum effort in these individuals.
As the direct analysis of the exhaled gases has a high cost, the use of prediction equations
becomes more applicable due to the feasibility and low cost. Considering our results that
Fig 1. Correlation between (A) VO2 peak, (B) HR max and (C) R peak in the ISWT and the CEPT. ISWT = Incremental Shuttle Walking Test;
CEPT = cardiopulmonary exercise test; VO2 = oxygen uptake; HR max = maximum heart rate; R = respiratory exchange ratio.
https://doi.org/10.1371/journal.pone.0211327.g001
Incremental Shuttle Walking Test in healthy women
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ISTW is a maximum test to healthy women, its usefulness is reinforced as a simple way of mea-
suring CRF. In this context, an equation was then elaborated for the prediction of VO2 peak in
ISTW.
In our study, age and distance walked accounted for more than 30% of VO2 peak variance.
In the literature it is reported that beyond gender, other factors that influence VO2 peak as
genetic factors, age, weight, and training [31]. Findings similar to our study were found in
obese women, where there was a significant correlation between the VO2 peak in the cardio-
pulmonary exercise test with the ISWT VO2 peak and the ISWT distance [5]. In this same
study, the variables age and distance walked by the ISWT explained the predictive model for
the VO2 peak.
Only two other studies have published a reference equation for VO2 peak using ISWT,
highlighting the variables distance and body mass in the prediction [11, 32]. In the study of
Fig 2. Bland-Altman agreement of VO2 peak in the ISWT and the CEPT. ISWT = Incremental Shuttle Walking Test; CEPT = cardiopulmonary exercise test;
VO2 = oxygen uptake.
https://doi.org/10.1371/journal.pone.0211327.g002
Table 3. General characteristics of the study participants.
Variable
N = 20
Age (years)
25.85 ± 5.6 (23,24–28,46)
Weight (kg)
55.84 ± 5.7 (53.16–58.51)
Height (m)
1.62 ± 0.04 (1.594–1.638)
BMI (kg/m2)
21.34 ± 1.5 (20.61–22.07)
Distance walked (m)
865 ± 100.2 (818.1–911.9)
Walking speed (m/s)
2.11 ± 0.14 (2.049–2.181)
The data is presented as mean ± SD (95% CI). BMI = body mass index.
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Dourado et. al [11] the distance in the ISWT was selected, the maximum walking velocity, and
distance in the ISWT × body mass as the only determinants of the peak VO2. This is consistent
with the variables selected in our study. However, they did not compare to another cardiopul-
monary exercise test, nor did they validate the equation.
As age is a determining factor for VO2 peak, it is important to highlight that several studies
have used the ISWT in the older population [10, 11, 22, 23, 26] or in children and adolescents
[15–17], and some evaluated stratifying age groups [2, 30]. Due to the influence of cardiorespi-
ratory fitness on functional independence, there is great interest in describing age-related
changes in maximum oxygen consumption. Evidences support a 10% per decade decline in
VO2 max in men and women regardless of activity level [33]. For all the facts reported, it
makes sense for age to be a predictor of VO2 peak in the elaborated equation.
Our study presents differentials when proposing a prediction equation for VO2 peak, the
main variable for evaluation of cardiorespiratory fitness [19, 34], since most of the studies with
ISWT focus on the prediction of walking distance [2, 10, 15, 17, 22, 23]. In addition, those who
did the VO2 peak prediction equation for women did not validate it [5, 11]. The equation devel-
oped in this study was validated in other volunteers and the VO2 peak values obtained by the
equation and the values of VO2 peak obtained by the gas analyzer were similar, indicating that
the application of the equation is feasible to estimate the VO2 peak of the chosen population.
The limitation of the study was the level of physical activity having been self-reported, but
this strategy is adopted in scientific studies [35, 36].
Conclusion
The Incremental Shuttle Walking Test was concordant with the CEPT, requiring maximum
effort in young health women. The elaborated equation is valid and applicable, being a simple
and inexpensive tool to evaluate the cardiorespiratory fitness in the study population.
Fig 3. Bland-Altman agreement of VO2 peak in the validation of the reference equation. ISWT = Incremental Shuttle Walking Test; CEPT = cardiopulmonary
exercise test; VO2 = oxygen uptake.
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Acknowledgments
The authors are grateful to Centro Integrado de Po´s-Graduac¸ão e Pesquisa em Sau´de, Univer-
sidade Federal dos Vales do Jequitinhonha e Mucuri, Diamantina, Minas Gerais, Brazil, for
providing equipment and technical support for the experiments.
Author Contributions
Conceptualization: Vanessa Amaral Mendonc¸a.
Data curation: Liliana Pereira Lima.
Formal analysis: Liliana Pereira Lima, Ana Cristina Resende Camargos, Pedro Henrique
Scheidt Figueiredo.
Investigation: Liliana Pereira Lima.
Methodology: Liliana Pereira Lima, Camila Danielle Cunha Neves, Vanessa Kelly da Silva
Lage, Guilherme Pinto da Silva, Gladson Salomão Lopes, Maria Gabriela Abreu Chaves,
Joyce Noelly Vitor Santos, Ana Cristina Rodrigues Lacerda.
Project administration: Vanessa Amaral Mendonc¸a.
Supervision: He´rcules Ribeiro Leite, Vanessa Amaral Mendonc¸a.
Writing – original draft: Liliana Pereira Lima, He´rcules Ribeiro Leite, Mariana Aguiar de
Matos, Camila Danielle Cunha Neves, Vanessa Kelly da Silva Lage, Ana Cristina Resende
Camargos, Pedro Henrique Scheidt Figueiredo, Ana Cristina Rodrigues Lacerda, Vanessa
Amaral Mendonc¸a.
Writing – review & editing: Liliana Pereira Lima, He´rcules Ribeiro Leite, Mariana Aguiar de
Matos, Camila Danielle Cunha Neves, Vanessa Kelly da Silva Lage, Guilherme Pinto da
Silva, Gladson Salomão Lopes, Maria Gabriela Abreu Chaves, Joyce Noelly Vitor Santos,
Ana Cristina Resende Camargos, Pedro Henrique Scheidt Figueiredo, Ana Cristina Rodri-
gues Lacerda, Vanessa Amaral Mendonc¸a.
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| Cardiorespiratory fitness assessment and prediction of peak oxygen consumption by Incremental Shuttle Walking Test in healthy women. | 02-07-2019 | Lima, Liliana Pereira,Leite, Hércules Ribeiro,Matos, Mariana Aguiar de,Neves, Camila Danielle Cunha,Lage, Vanessa Kelly da Silva,Silva, Guilherme Pinto da,Lopes, Gladson Salomão,Chaves, Maria Gabriela Abreu,Santos, Joyce Noelly Vitor,Camargos, Ana Cristina Resende,Figueiredo, Pedro Henrique Scheidt,Lacerda, Ana Cristina Rodrigues,Mendonça, Vanessa Amaral | eng |
PMC9819577 | Citation: Muñoz-Pérez, I.;
Varela-Sanz, A.; Lago-Fuentes, C.;
Navarro-Patón, R.; Mecías-Calvo, M.
Central and Peripheral Fatigue in
Recreational Trail Runners: A Pilot
Study. Int. J. Environ. Res. Public
Health 2023, 20, 402. https://
doi.org/10.3390/ijerph20010402
Academic Editor: Antonio Sousa
Received: 18 October 2022
Revised: 9 December 2022
Accepted: 22 December 2022
Published: 27 December 2022
Copyright:
© 2022 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
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conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
International Journal of
Environmental Research
and Public Health
Article
Central and Peripheral Fatigue in Recreational Trail Runners:
A Pilot Study
Iker Muñoz-Pérez 1
, Adrián Varela-Sanz 2,*, Carlos Lago-Fuentes 3
, Rubén Navarro-Patón 4
and Marcos Mecías-Calvo 4,*
1
Facultad de Ciencias de la Educación y Deporte, Universidad de Deusto, 48007 Bilbao, Spain
2
Physical and Sports Education Department, Faculty of Sport Sciences and Physical Education,
University of A Coruna, 15179 A Coruna, Spain
3
Facultad de Ciencias de la Salud, Universidad Europea del Atlántico, 39011 Santander, Spain
4
Facultad de Formación del Profesorado, Universidade de Santiago de Compostela, 27001 Lugo, Spain
*
Correspondence: [email protected] (A.V.-S.); [email protected] (M.M.-C.);
Tel.: +34-981167000 (ext. 4012) (A.V.-S.); +34-982821069 (M.M.-C.)
Abstract: Background: Understanding fatigue mechanisms is crucial for exercise performance. How-
ever, scientific evidence on non-invasive methods for assessing fatigue in trail running competitions
is scarce, especially when vertical kilometer trail running races (VK) are considered. The main
purpose of this study was to assess the autonomic nervous system (ANS) activity (i.e., central fa-
tigue) and the state of muscle activation (i.e., peripheral fatigue) before and after a VK competition.
Methods: A cross-sectional pilot study was performed. After applying inclusion/exclusion criteria,
8 recreational male trail runners (31.63 ± 7.21 yrs, 1.75 m ± 0.05 m, 70.38 ± 5.41 kg, BMI: 22.88 ± 0.48,
running experience: 8.0 ± 3.63 yrs, weekly training volume: 58.75 ± 10.35 km) volunteered to
participate and were assessed for both central (i.e., via heart rate variability, HRV) and peripheral
(via tensiomyography, TMG) fatigue before and after a VK race. Results: After the VK, resting heart
rate, RMSSD (p = 0.01 for both) and SDNN significantly decreased (p = 0.02), while the stress score
and the sympathetic-parasympathetic ratio increased (p = 0.01 and p = 0.02, respectively). The TMG
analyses suggest that runners already suffered peripheral fatigue before the VK and that 20–30 min
are enough for muscular recovery after the race. In summary, our data suggest that participants
experienced a pre-competition fatigue status. Further longitudinal studies are necessary to investigate
the mechanisms underlying fatigue during trail running races, while training periodization and
tapering strategies could play a key role for minimizing pre-competition fatigue status.
Keywords: vertical kilometer; trail running; running performance; heart rate variability; muscular
fatigue; tensiomyography
1. Introduction
Vertical Kilometer (VK) running races are a trail running modality that has gained
importance in the last few years and are characterized by the great gradient (1000 m)
that runners have to cover over a distance of less than 5000 m (regulation of the Interna-
tional Skyrunning Federation), usually performed in mountainous areas. While the main
factors determining endurance running performance were exhaustively investigated in
scientific literature (i.e., maximum oxygen consumption -VO2max-, velocity associated to
VO2max-vVO2max-, lactate threshold -LT- and running economy -RE-) [1,2], the key factors
affecting trail running performance were scarcely studied until recently. In this regard,
studies have predominately focused on metabolic (e.g., VO2max, vVO2max, RE), biome-
chanical (e.g., vertical running speed, ground contact time and flight time, stride length
and frequency, ground technicity) and neuromuscular (e.g., stiffness, lower-limb muscular
endurance and extensor muscles maximum strength) parameters during both uphill and
downhill running [3–8].
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Considering the aforementioned key factors affecting trail running performance and
the specific characteristics of VK competitions (i.e., runners are used to face slopes of more
than 40%, while the duration of these challenges can range between 29 and 60 min), the
physiological and neuromuscular demands are maximized due to the accumulated gradient
in competition, since runners must displace their body upward against gravity, increasing
mechanical power in a manner proportionate to slope [9]. In this regard, scientific evidence
shows a time-dependent relationship for both the development of muscle damage [3,10–12]
and altered myocardial function [13] after ultramarathon races, even if the competition is
performed at low intensity [14]. Nevertheless, there is no study that determines the degree
of peripheral and central fatigue after shorter, more intense (>LT) competitions, such as
VK races.
Hence, knowing the degree of fatigue generated during trail running competitions is
crucial to establish the optimal recovery time before applying high-demand training loads.
On this point, a common approach to evaluate the acute changes in cardiac function and
athletes’ readiness for training is the autonomic nervous system (ANS) activity monitoring
via heart rate variability (HRV) evaluation. This method has proven to be valid and
reliable to control and monitor endurance training, avoiding the development of non-
functional overreaching and overtraining [15–18] by assessing the balance between the
parasympathetic (PNS) and sympathetic nervous system (SNS) [19–21], thus allowing the
establishment of optimal training conditions for supercompensation [22].
The use of HRV to assess the rest time required to restore ANS balance after competi-
tion has been reported in several studies [23,24], ranging from 1 to 3 days depending on
the competition characteristics (e.g., distance, race profile, etc). However, athletes’ self-
perception of full recovery after a 24-h competition can be up to 12 days [25]. This difference
between subjective perception and objective evaluation of recovery (i.e., measured by ANS
activation) may be influenced by muscle damage associated with peripheral fatigue and
therefore, cannot be detected by HRV measurement. In this regard, simultaneous assess-
ment of muscle fatigue and HRV, both pre- and post-competition, could be a suitable
strategy to determine the degree of fatigue and the minimum time required for optimal
recovery and subsequent performance.
To date, there are few studies using non-invasive methods, such as maximal voluntary
contraction (MVC) determination and electrical stimulation, to assess the level of muscle
fatigue after an endurance trail running competition [10,12,26]. Therefore, the use of a non-
invasive method to assess muscle contractile capacity, such as tensiomyography (TMG),
may be a novel strategy to analyze muscle activity before and after competition in order to
establish the optimal relationship between activity and recovery [11,27–33].
Taking into account the benefits and practical applications of using non-invasive
methods to evaluate performance variables (i.e., muscle fatigue and performance of ANS)
during a competitive race, to the best of our knowledge, no studies have implemented
these approaches in trail-mountain running races. For these reasons, the first objective
of this study was to compare the state of activation of the ANS (via HRV measurement)
before and after a VK trail running race in recreational trail runners (i.e., central fatigue).
The second objective of the study was to assess the muscle fatigue caused by this type
of competition in recreational trail runners (i.e., peripheral fatigue). We hypothesize that
both HRV and TMG values will be negatively affected after the race (within 20–30 min
after completion) when compared to those registered previous to the competition, but the
magnitude of these changes will not be large.
2. Materials and Methods
2.1. Study Design
A cross-sectional study was conducted with pre- and post-competition evaluations
regarding central and peripheral fatigue in a group of experienced recreational trail runners
to determine the objectives of this investigation. The athletes took part in the Vertical
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Kilometer of Fuente Dé (2018), an uphill trail running race 2.6 km in distance and with a
positive slope of 972 m to reach an altitude of ~1877 m.
2.2. Participants
Eleven recreational trail runners (10 men and 1 woman), with competition experience
in these types of races of at least 3 years, voluntarily participated in this study.
The inclusion criteria for the present study were: (1) to complete all the records, (2) to
finish the competition, and (3) not to suffer any injury or illness during the measurements.
Once the inclusion criteria were applied, the final sample consisted of 8 male participants
with the following characteristics (mean ± SD): age 31.63 ± 7.21 yrs, height 1.75 m ± 0.05 m,
body weight 70.38 ± 5.41 kg, BMI 22.88 ± 0.48, running experience 8.0 ± 3.63 yrs; weekly
training volume 58.75 ± 10.35 km.
The experimental procedures were explained in detail to all participants prior to the
beginning of the study and they were free to withdraw from the study at any time. All of
them signed a written informed consent form before the start of the study. The research
was approved by the Ethics Committee of the Universidad Europea del Atlántico (CEI
21/2018), under the standards established in the Declaration of Helsinki.
2.3. Measurements
2.3.1. Central Fatigue Assessment: HRV
To collect HRV data for each athlete and after a 1-min stabilization period, a 5-min
measurement protocol was performed in the supine position in a dim light room with
a temperature of 20–22 ◦C, with a relative humidity of 60–65% and after emptying their
urinary bladder, as previously recommended [19,34]. During the recordings the authors
encouraged participants to stay calm and not perform any movement throughout the
measurements. Respiratory rate was not controlled during recording, these previous studies
found only small differences between spontaneous and metronome-guided breathing on
HRV variables [35].
The R-R intervals were registered using an HR band (Polar H10 band, Polar V800,
Polar Electro Oy, Finland), with data downloaded using custom software (Polar Pro) and
dumped into a .txt file without applying any filter for correction. Once .txt files were
generated for each athlete and measurement (i.e., pre-post), these were imported into a
specific software (HRV Kubios Version 3.5, Kuopio, Finland) [36] to process HRV data with
artifact correction (i.e., settings: “custom” and “0.3”). The data processing configuration
was carried out following the pre-established values by the Kubios software (Lambda = 500).
Each R-R series were corrected by applying the medium threshold for beat correction, as
suggested in the software. In this regard, the following variables were obtained for further
analyses [37]: the square root of the mean of the squared differences between successive
normal-to-normal intervals (RMSSD), the standard deviation of normal-to-normal intervals
(SDNN), and the percentage of successive RR intervals that differ by more than 50 ms
(pNN50) in the time domain. The stress score (SS), and the ratio that compares the activity
of the SNS -measured by SS- vs. the activity of the PNS-measured by the variable SD1-
(S/PS ratio), were obtained as non-linear measurements.
2.3.2. Peripheral Fatigue Assessment: Contractile Muscle Properties
The muscular response of the rectus femoris (RF), vastus lateralis (VL), vastus medialis
(VM), and gastrocnemius medialis (GM) of both legs was measured by TMG (TMG-100
System electrostimulator, TMG-BMC d.o.o., Ljubljana, Slovenia). All measurements were
performed under static conditions, and with the muscle totally relaxed. The RF, VL and
VM were measured with the participant in the supine position and the knee joint flexed at a
40◦ angle by means of a wedge cushion designed for that purpose. The GM was measured
with the participant in the prone position and the knee joint bent at an angle of 15◦, also
through a specially-designed wedge cushion. A digital displacement transducer (Trans-Tek
DC-DC; GK 40, Panoptik d.o.o. Ljubljana, Slovenia) incorporating a spring of 0.17 N·m−1
Int. J. Environ. Res. Public Health 2023, 20, 402
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was used and placed perpendicular and directly on the skin at the area of maximal mus-
cle mass of each muscle (established visually and on palpation of the muscle during a
voluntary contraction), as previously described [38]. The two self-adhesive electrodes
(5 × 5 cm2) (Compex Medical SA, Ecublens, Switzerland) were placed symmetrically to
the sensor, following the arrangement of the fibers [39]. The positive electrode (anode)
was placed in the proximal part and the negative (cathode) in the distal part, between
5–6 cm from the measurement point. The electrical stimulus (i.e., 1 ms) was applied with an
electrostimulator (TMG-S1; Furlan Co., & Ltd., Ljubljana, Slovenia), while the intensity was
varied (i.e., 50, 75 and 100 mAp). The intensity that reached the maximum response of the
radial displacement of the muscle belly was selected [40]. In addition, periods of 10 s were
established between consecutive measurements to minimize the possible effects of fatigue
or muscle enhancement [40,41]. All measurements were performed by the same researcher,
who had experience in collecting these types of measurements. None of the evaluated
subjects presented discomfort during electrical stimulation. Maximal radial muscle-belly
displacement (Dm); reaction or activation time (also known as time delay) between the
initiation and 10% of Dm (Td); contraction time between 10 and 90% Dm (Tc); sustain time
(Ts), as the interval in milliseconds (ms) between 50% of Dm on both the ascending and
descending sides of the curve; and relaxation time (Tr), as the interval between 90% and
50% Dm of muscle reaction of the RF, VL, VM and GM, were recorded using TMG. The
TMG-derived contraction velocity (Vc) was also calculated by dividing Dm by the sum
of Tc and Td [39,42]. In this regard, previous evidence supports the use of Vc as a sensi-
tive marker of acute variations in speed and power performance [39]. All TMG variables
used had demonstrated a high intraclass correlation coefficient (ICC) (i.e., 0.86–0.98), as
described in previous studies [43,44].
Finally, to assess peripheral fatigue of the lower limb, both legs were individually
analyzed, and then the results obtained for each muscle of each leg were pooled, according
to García-Manso et al. [29].
2.4. Procedures
Both central and peripheral fatigue tests were performed the day before the com-
petition and immediately after it, within 20–30 min of the end of the race, as previously
described [38]. Each test lasted no more than 10 min.
Firstly, central fatigue was assessed by measuring HRV. Upon completion of this,
peripheral fatigue was assessed using the contractile properties of the RF, VL, VM and GM
of both legs. An experimental design scheme is presented in Figure 1.
2.5. Statistical Analysis
Statistical analysis of the data was performed using the Jamovi 1.6.16 software (Sydney,
Australia). The Shapiro-Wilk test was applied to establish whether the variances of the
different variables correspond to a normal and homogeneous distribution. A T-test was
performed for repeated samples, or its non-parametric counterpart, when applicable, to
detect significant differences before and after the competition (i.e., pre-post) in the following
variables: (1) SDNN, Pnn50, RSSMD, SS, and S/PS ratio for central fatigue assessment; and
(2) Td, Tc, Ts, Tr, Dm, Vc for peripheral fatigue assessment. Cohen’s d was used to measure
the effect size (ES) of the parametric meanings, using the small (d = 0.2), medium (d = 0.5)
and large (d = 0.8) reference values, as Cohen suggested [45]. In the case of applying a
non-parametric test, the ES was determined using a biserial correlation analysis [46]. The
confidence interval for the differences was established at 95%. The significant difference for
the value of α was established with a value of p < 0.05.
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Int. J. Environ. Res. Public Health 2023, 20, x FOR PEER REVIEW
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Figure 1. Experimental design scheme. VK: vertical kilometer; HRV: heart rate variability; RMSSD:
square root of the mean of the squared differences between successive normal–to–normal intervals;
SDNN: standard deviation of normal–to–normal intervals; pNN50: percentage of successive RR in‐
tervals that differ by more than 50 ms; SS: stress score; S/PS ratio: ratio between the sympathetic
nervous system and the parasympathetic nervous system activity; TMG: tensiomyography; RF: rec‐
tus femoris; VL: vastus lateralis; VM: vastus medialis; GM: gastrocnemius medialis.
2.5. Statistical Analysis
Statistical analysis of the data was performed using the Jamovi 1.6.16 software (Syd‐
ney, Australia). The Shapiro‐Wilk test was applied to establish whether the variances of
the different variables correspond to a normal and homogeneous distribution. A T‐test
was performed for repeated samples, or its non‐parametric counterpart, when applicable,
to detect significant differences before and after the competition (i.e., pre‐post) in the fol‐
lowing variables: (1) SDNN, Pnn50, RSSMD, SS, and S/PS ratio for central fatigue assess‐
ment; and (2) Td, Tc, Ts, Tr, Dm, Vc for peripheral fatigue assessment. Cohen’s d was used
to measure the effect size (ES) of the parametric meanings, using the small (d = 0.2), me‐
dium (d = 0.5) and large (d = 0.8) reference values, as Cohen suggested [45]. In the case of
applying a non‐parametric test, the ES was determined using a biserial correlation analy‐
sis [46]. The confidence interval for the differences was established at 95%. The significant
difference for the value of α was established with a value of p < 0.05.
3. Results
3.1. Central Fatigue Assessment: HRV
Table 1 shows the fluctuation of the observed variables, referring to the ANS activity.
Resting heart rate (HR) significantly increased after the VK competition (⁓28%, p = 0.01).
Figure 1.
Experimental design scheme.
VK: vertical kilometer; HRV: heart rate variability;
RMSSD: square root of the mean of the squared differences between successive normal–to–normal
intervals; SDNN: standard deviation of normal–to–normal intervals; pNN50: percentage of successive
RR intervals that differ by more than 50 ms; SS: stress score; S/PS ratio: ratio between the sympathetic
nervous system and the parasympathetic nervous system activity; TMG: tensiomyography; RF: rectus
femoris; VL: vastus lateralis; VM: vastus medialis; GM: gastrocnemius medialis.
3. Results
3.1. Central Fatigue Assessment: HRV
Table 1 shows the fluctuation of the observed variables, referring to the ANS activity.
Resting heart rate (HR) significantly increased after the VK competition (~28%, p = 0.01).
Table 1. Central fatigue before and after the VK trail running race.
Pre-VK
Post-VK
p-Value
95% CI
Cohen’s d
ES
95% CI
(Mean ± SD)
(Mean ± SD)
Lower
Upper
Lower
Upper
HR (bpm)
56.10 ± 6.96
71.90 ± 11.78
0.01
−26.99
−4.51
−1.17
−2.07
−0.23
Time domain
SDNN (ms)
58.10 ± 27.06
33.40 ± 18.99
0.02
4.79
44.52
1.04
0.14
1.89
pNN50 (%)
23.71 ± 12.56
8.26 ± 8.94
0.23
3.04
24.49
0.89
RMSSD (ms)
48.45 ± 19.29
27.21 ± 12.16
0.01
8.13
34.35
1.35
0.35
2.31
Non-linear measurements
SS (a.u.)
14.97 ± 7.76
28.42 ± 13.66
0.01
−22.31
−4.59
−1.27
−2.20
−0.30
S/PS ratio (a.u.)
0.58 ± 0.45
2.36 ± 2.32
0.02
−3.89
−0.21
−0.94
HR: Heart Rate; SDNN: standard deviation of normal-to-normal intervals; pNN50: percentage of successive RR
intervals that differ by more than 50 ms; RMSSD: square root of the mean of the squared differences between succes-
sive normal-to-normal intervals; SS: Stress Score; S/PS ratio: ratio between the sympathetic nervous system and the
parasympathetic nervous system activity; VK: vertical kilometer; SD: standard deviation; CI: confidence interval.
The time domain variables showed a significant decrease of the PNS activity after the
competition (Table 1). On the contrary, SS, an index related to the SNS activity, significantly
increased after the race (Table 1).
Regarding autonomic balance, S/PS ratio increased, denoting a significant predomi-
nance of the SNS over the PNS (Table 1).
Int. J. Environ. Res. Public Health 2023, 20, 402
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3.2. Peripheral Fatigue Assessment: TMG
Concerning TMG measures, there were several changes in the muscular response after
the competition. Table 2 shows the differences between pre- and post-competition values
obtained from the analysis of both legs pooled and for each muscle group. Significant dif-
ferences were found only in TdRF [mean difference: 1.94 (95% CI: 0.41–3.47), t (10) = 2.8310;
p = 0.018, d = 0.85)], TrVM [mean difference: 72.05 (95% CI: 18.01–126.1), t (10) = 2.9707;
p = 0.014, d = 0.89)] and TsGM [mean difference: −139.274 (95% CI: −239.41–39.11),
t (10) = −3.09; p = 0.011, d = 0.93)] when comparing pre- and post-competition values.
Table 2. Peripheral fatigue before and after the VK trail running race for both legs.
Muscle
Group
TMG
Pre-VK
(Mean ± SD)
Post-VK
(Mean ± SD)
Difference
p-Value
95% CI
Cohen’s d
ES
95% CI
(%)
Lower
Upper
Lower
Upper
Rectus
Femoris (RF)
Td
47.45 ± 2.93
45.34 ± 2.66
−4.7
0.02 *
0.41
3.47
0.85
0.14
1.54
Tc
57.19 ± 7.09
57.41 ± 8.40
0.4
0.88
−5.0
4.35
−0.05
−0.64
0.55
Ts
307.43 ± 599.85
143.03 ± 131.92
−114.9
0.17
−97.48
481.47
0.44
−0.19
1.06
Tr
121.65 ± 230.21
53.69 ± 55.11
−126.6
0.15
−33.34
188.73
0.47
−0.17
1.09
Dm
14.30 ± 3.43
15.60 ± 3.76
8.3
0.18
−3.10
0.68
−0.43
−1.04
0.20
Vc
0.27 ± 0.06
0.30 ± 0.06
9.2
0.12
−0.06
0.008
−0.50
−1.13
0.14
Vastus
Lateralis (VL)
Td
43.93 ± 2.31
42.81 ± 2.49
−2.6
0.09
−0.19
2.20
0.56
−0.09
1.19
Tc
45.85 ± 4.99
45.20 ± 5.88
−1.4
0.52
−1.22
2.24
0.19
−0.40
0.79
Ts
90.84 ± 47.23
89.07 ± 25.18
−2.0
0.81
−28.24
35.47
0.07
−0.52
0.67
Tr
38.82 ± 39.04
35.05 ± 17.45
−10.8
0.66
−21.23
32.03
0.13
−0.46
0.73
Dm
10.37 ± 1.82
11.16 ± 1.91
7.0
0.12
−1.68
0.23
−0.50
−1.13
0.13
Vc
0.23 ± 0.04
0.25 ± 0.04
9.2
0.06
−0.04
0.001
−0.63
−1.28
0.03
Vastus
Medialis (VM)
Td
42.83 ± 1.52
42.51 ± 1.01
−0.7
0.49
−0.72
1.38
0.21
−0.39
0.81
Tc
47.64 ± 4.52
48.15 ± 5.28
1.0
0.41
−1.89
0.83
−0.26
−0.86
0.34
Ts
411.90 ± 165.18
371.33 ± 59.77
−10.9
0.23
−34.64
127.56
0.38
−0.24
0.99
Tr
230.80 ± 65.42
151.23 ± 68.48
−52.6
0.01 *
18.01
126.10
0.89
0.17
1.59
Dm
15.58 ± 3.46
16.09 ± 3.38
3.2
0.24
−1.28
0.36
−0.37
−0.98
0.25
Vc
0.35 ± 0.09
0.36 ± 0.08
2.9
0.33
−0.03
0.01
−0.31
−0.91
0.30
Gastrocnemius
Medialis (GM)
Td
39.94 ± 1.91
37.72 ± 3.82
−5.9
0.10
−0.43
4.12
0.54
−0.10
1.17
Tc
43.22 ± 6.08
44.10 ± 13.28
2.0
0.66
−8.64
5.73
−0.13
−0.73
0.46
Ts
480.16 ± 242.51
622.28 ± 353.28
22.8
0.01 *
−239.42
−39.12
−0.93
−1.63
−0.20
Tr
175.05 ± 129.45
143.02 ± 118.09
−22.4
0.61
−96.87
157.16
0.15
−0.44
0.75
Dm
5.07 ± 2.17
4.76 ± 2.14
−6.6
0.65
−1.07
1.65
0.14
−0.46
0.73
Vc
0.12 ± 0.05
0.12 ± 0.05
−4.8
0.71
−0.02
0.04
0.11
−0.48
0.71
VK: vertical kilometer; SD: standard deviation; CI: confidence interval; ES: effect size; TMG: variables derived
from the tensiomyography measurements; Td: time delay between the initiation and 10% of maximal radial
muscle-belly displacement; Vc: tensiomyography-derived contraction velocity; Tc: contraction time between 10%
and 90% of maximal radial muscle-belly displacement; Ts: sustain time, the interval in milliseconds (ms) between
50% of Dm on both the ascending and descending sides of the curve; Tr: relaxation time, the interval between 90%
and 50% Dm of muscle reaction. * p < 0.05.
Table 3 shows the statistically significant differences obtained from the analysis of
each leg individually (lateral symmetry).
Table 3. Peripheral fatigue before and after the VK trail running race for each leg.
Side & Muscle
Group
TMG
Pre-VK
(Mean ± SD)
Post-VK
(Mean ± SD)
p-Value
95% CI
Cohen’s d
ES
95% CI
Lower
Upper
Lower
Upper
Right RF
Td
23.74 ± 1.70
22.38 ± 1.95
0.02
0.02
2.46
0.94
0.13
1.71
Vc
0.14 ± 0.04
0.16 ± 0.036
0.03
−0.04
−0.002
−0.86
−1.62
−0.07
Right VL
Td
22.08 ± 1.48
21.13 ± 1.12
0.02
0.20
1.71
0.97
0.15
1.75
Tc
23.1 ± 1.83
21.85 ± 2.19
0.02
0.24
2.27
0.95
0.13
1.73
Left VM
Tr
117.4 ± 48.07
67.18 ± 39.76
0.02
8.87
91.55
0.93
0.12
1.71
VK: vertical kilometer; SD: standard deviation; CI: confidence interval; ES: effect size; TMG: variables derived
from the tensiomyography measurements; RF: rectus femoris; VL: vastus lateralis; VM: vastus medialis; Td: time
delay between the initiation and 10% of maximal radial muscle-belly displacement; Vc: tensiomyography-derived
contraction velocity; Tc: contraction time between 10% and 90% of maximal radial muscle-belly displacement;
Ts: sustain time, the interval in milliseconds (ms) between 50% of Dm on both the ascending and descending
sides of the curve; Tr: relaxation time, the interval between 90% and 50% Dm of muscle reaction.
Int. J. Environ. Res. Public Health 2023, 20, 402
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4. Discussion
The main findings of our investigation were: (1) as expected, there was a significant
increase in the SNS activity after the competition, which lasted up to 45–60 min; (2) simulta-
neously, post-exercise PNS activity was significantly reduced; and (3) time-related variables
and Dm levels presented by our runners suggest pre-competition peripheral fatigue.
To the best of our knowledge, this is the first study evaluating central (i.e., ANS
performance) and peripheral (i.e., muscle activity) fatigue before and immediately after
(i.e., within 20–30 min after finishing) a VK trail running race in recreational trail runners.
Although trail running is an emerging topic, the great majority of studies performed in the
past few years have focused on metabolic, biomechanical and neuromuscular parameters.
However, no studies have simultaneously assessed central and peripheral fatigue via
non-invasive methods, especially when uphill trail running is considered (e.g., VK races).
As expected, HRV parameters assessed after the competition showed significantly
decreased values when compared to pre-competition levels. However, one interesting
point is that when values of the variables related to the modulation of PNS (Table 1) are
compared with previous studies [37,47,48], our runners showed lowered values before
the VK competition (previous 24–36 h). In this regard, it should be considered that HRV
is usually greater in active than sedentary individuals [21,47,49,50]. For instance, trained
athletes show higher RMSSD values [21], thus training characteristics might influence HRV
time and frequency domain measures [21].
The analyses of the pre-competition HRV time-domain variables (i.e., RMSSD, SDNN
and Pnn50) traditionally related to PNS activity [37,51] showed that RMSSD values of
our runners (48.45 ± 19.29 ms) would be considered within the average range (i.e., 50th
percentile) for the age group when compared with previous studies performed with healthy
non-athletes [48]. However, if our results are compared with another investigation carried
out in a group of athletes with similar daily activity patterns [47], our runners would
be located close to the 25th and 10th percentiles regarding RMSSD and SDNN values
respectively. Similarly, Pnn50 values drops to below the 25th percentile when our results
are compared with a previous work performed with professional athletes [37]. However,
during the present study, a measurement of PNS-related variables was not performed
continuously, establishing baseline values and the trend of these before the competition in
each participant [52]. Therefore, it was not possible to assess intrasubject PNS activity and
to determine a greater or lesser degree of PNS dominance in our runners in the hours prior
to competition based only on the HRV measurements performed.
Apart from that, all recorded variables related to time domain underwent a large
change after the race (ES = 0.89–1.35), indicating a clear downregulation of the PNS (Table 1,
time domain variables) and therefore, presumably, an upregulation of the SNS. Thus, it is
clear that a VK is a very demanding competition, even if the average speed during the race
is low. One of the limitations of this study was the lack of measurements throughout the
days after the race, which would allow us to know how much time is needed for the PNS
to reach its pre-race levels.
Regarding the pre-competition balance between the SNS and PNS assessed through
HRV non-linear measurements, our runners reported high SS values (14.97 ± 7.76) that
are beyond the 90th percentile, which is related to a high level of sympathetic stress [37].
Further, the runners of the present study showed a clear disbalance of autonomic activity,
reporting an S/PS ratio higher than 0.3 at rest (0.58 ± 0.45), which suggests an excess of the
SNS activity or a lack of recovery of the PNS activity [37]. In addition to this, considering
the variation of these two variables (i.e., S/PS and SS) before and after the competition, a
clear increase in their values can be observed and therefore, a greater dominance of the
SNS after the VK. This is in accordance with a lower activity of the PNS measured by time
domain variables (Table 1).
Taken together, in addition to the fatigue generated by the VK, both time domain
and nonlinear measures may represent a sensitive downward modulation in the PNS of
our runners and a lack of autonomic balance (i.e., central fatigue) prior to the race. This
Int. J. Environ. Res. Public Health 2023, 20, 402
8 of 11
interpretation could suggest that a supercompensation status was not attained, which
could be linked with fatigue. In this regard, some authors have suggested that recreational
endurance runners who do not properly recover between training sessions, or those ex-
periencing psychological stress or autonomic neuromuscular fatigue, are at higher risk
of developing the so-called “overtraining syndrome”, which impairs endurance perfor-
mance and leads to long-term fatigue [53]. Moreover, other studies have suggested that
recreational runners try to imitate training practices performed by professional athletes,
including high weekly volume (e.g., >70 km), which could lead to some health-related
problems (e.g., injuries, overtraining) [54]. With this in mind, we speculate that many
recreational runners are usually overtrained and therefore, unable to peak during the
competition period. However, the absence of previous works in the field with runners
with similar characteristics to those in our study and the lack of continuous pre-race HRV
measurement, means it is not possible to draw a conclusion about the degree of stress and
fatigue that runners experienced in our study previous to the race.
Regarding peripheral fatigue, despite having analyzed six variables by TMG (i.e., Td,
Tc, Ts, Tr, Vc and Dm) in four muscle groups (i.e., RF, VL, VM and GM), there were
statistically significant differences only in TdRF (p = 0.018; d = 0.85), TrVM (p = 0.014;
d = 0.89) and TsGM (p = 0.011; d = −0.93), when the pooled data of both legs were con-
sidered. These variations in Td, Tr and Ts might be connected to metabolic changes in
myoplasmic Ca2+ [55,56]. Some research in endurance sports suggests that the time-related
variables (Td, Tc, Ts, Tr and Vc) tend to decrease after competition, while Dm increases,
indicating a reduction of muscular stiffness and an increase of neuromuscular peripheral
fatigue [11,29,38,55,57], according to the different muscles evaluated. In this regard, our
results are partially in accordance with previous studies, since not all time-related variables
showed decreased values after the VK race. For instance, after the race, Tc increased in all
the muscles studied, except VL (−1.4%); Ts increased in GM (22.8%); and Vc increased in
all the muscles analyzed (RF: 9.2%; VL: 9.2%; VM: 2.9%), except in GM, which decreased
(−4.8%). Similarly, Dm increased in all the muscles studied (RF: 8.3%; VL: 7.0%; VM: 3.2%)
except in GM, where it decreased (−6.6%). On the other hand, when analyzing each leg
individually (i.e., lateral symmetry) we found statistically significant differences in the
right leg in TdRF (0.023; ES = 0.94), VcRF (0.032; ES = 0.86), TdVL (0.02; ES = 0.97) and
TcVL (0.021; ES = 0.95); and in the left leg in TrVM (0.023; ES = 0.93). These differences
between segments may be due to ground surface irregularities, independent of differences
in muscle strength, which may predispose the athlete to temporary asymmetric stimuli
due to the activity being performed at a given time [58]. Based on our neuromuscular
results, and the lack of consistency of previous studies, we speculate that: (1) 20–30 min
is a sufficient period for experienced trail runners to recover at neuromuscular level after
an intense effort with predominantly concentric contractions (i.e., uphill trail running);
and (2) regarding HRV tendency, recreational runners might have already experienced
peripheral fatigue before the race. Therefore, the peripheral fatigue generated during the
competition did not represent an important stimulus at neuromuscular level. On this point,
previous scientific evidence has suggested there is a link between central and peripheral
fatigue. Thus, endurance training induces central fatigue adaptations, leading to improved
tolerance of peripheral fatigue by the central nervous system [59].
One of the limitations of our study is the small sample size. However, it is important
to consider that VK competitions are highly-demanding trail running races with less
participation than other endurance running events. The complexity of assessing both
central and peripheral fatigue immediately after the race (i.e., in the mountains, within
20–30 min after finishing) makes it difficult to evaluate a large number of participants.
Future longitudinal studies are guaranteed for investigating the mechanisms underlying
fatigue in endurance trail running events, especially when uphill running (i.e., VK races) is
considered. In this regard, it would be of great interest to assess recovery variables over
subsequent days after the competition to analyze recovery status evolution.
Int. J. Environ. Res. Public Health 2023, 20, 402
9 of 11
5. Conclusions
The present study demonstrates that a VK race affects the ANS system, downregulat-
ing the PNS and upregulating the SNS. However, regarding peripheral fatigue, only small
changes in the contractile capacity of specific muscle groups were detected. In addition, the
pre-race measurements of HRV could suggest trail runners experienced a lack of recovery
or non-functional overreaching before the race. Furthermore, while the neuromuscular
stimulus of the competition did not seem to infer a great peripheral fatigue in these athletes,
central fatigue significantly increased after the race. Considering the link between both
central and peripheral fatigue, training periodization and new tapering strategies are called
to play a key role in minimizing pre-competition fatigue status, thus favoring running
performance. In this regard, monitoring HRV during the preparation period has been
shown to be an effective strategy to avoid pre-competition fatigue.
Author Contributions: Conceptualization, I.M.-P. and M.M.-C.; methodology, I.M.-P., R.N.-P. and
M.M.-C.; validation, I.M.-P., A.V.-S., C.L.-F., R.N.-P. and M.M.-C.; formal analysis, I.M.-P. and R.N.-P.;
investigation, I.M.-P., C.L.-F. and M.M.-C.; resources, I.M.-P. and M.M.-C.; data curation, I.M.-P. and
M.M.-C.; writing—original draft preparation, I.M.-P., A.V.-S. and M.M.-C.; writing—review and
editing, I.M.-P., A.V.-S., C.L.-F., R.N.-P. and M.M.-C.; visualization, I.M.-P., A.V.-S., C.L.-F., R.N.-P. and
M.M.-C.; supervision, I.M.-P., A.V.-S. and M.M.-C. All authors have read and agreed to the published
version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted in accordance with the Declaration
of Helsinki, and approved by the Ethics Committee of Universidad Europea del Atlántico (protocol
code CEI 21/2018 and 03/2018 of approval).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: The data presented in this study are available on request from the
corresponding author. The data are not publicly available due to confidentiality and anonymity of
study participants.
Conflicts of Interest: The authors declare no conflict of interest.
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| Central and Peripheral Fatigue in Recreational Trail Runners: A Pilot Study. | 12-27-2022 | Muñoz-Pérez, Iker,Varela-Sanz, Adrián,Lago-Fuentes, Carlos,Navarro-Patón, Rubén,Mecías-Calvo, Marcos | eng |
PMC3638679 | Hindawi Publishing Corporation
Cardiology Research and Practice
Volume 2013, Article ID 940170, 5 pages
http://dx.doi.org/10.1155/2013/940170
Clinical Study
Comparison of Predicted Exercise Capacity Equations and
the Effect of Actual versus Ideal Body Weight among Subjects
Undergoing Cardiopulmonary Exercise Testing
H. Reza Ahmadian,1 Joseph J. Sclafani,1 Ethan E. Emmons,2
Michael J. Morris,2 Kenneth M. Leclerc,1 and Ahmad M. Slim1
1 Cardiology Service, Brooke Army Medical Center, 3551 Roger Brooke Drive, San Antonio, TX 78234-6200, USA
2 Pulmonary/Critical Care Service, Brooke Army Medical Center, 3551 Roger Brooke Drive, San Antonio, TX 78234-6200, USA
Correspondence should be addressed to Ahmad M. Slim; [email protected]
Received 2 January 2013; Accepted 13 March 2013
Academic Editor: Firat Duru
Copyright © 2013 H. Reza Ahmadian et al. This is an open access article distributed under the Creative Commons Attribution
License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly
cited.
Background. Oxygen uptake at maximal exercise (VO2 max) is considered the best available index for assessment of exercise
capacity. The purpose of this study is to determine if the use of actual versus ideal body weight in standard regression equations
for predicted VO2 max results in differences in predicted VO2 max. Methods. This is a retrospective chart review of patients who
were predominantly in active military duty with complaints of dyspnea or exercise tolerance and who underwent cardiopulmonary
exercise testing (CPET) from 2007 to 2009. Results. A total of 230 subjects completed CPET on a bicycle ergometer with a male
predominance (62%) and an average age of 37 ± 15 years. There was significant discordance between the measured VO2 max and
predicted VO2 max when measured by the Hansen and Wasserman reference equations (𝑃 < 0.001). Specifically, there was less
overestimation when predicted VO2 max was based on ideal body weight as opposed to actual body weight. Conclusion. Our
retrospective analysis confirmed the wide variations in predicted versus measured VO2 max based on varying prediction equations
and showed the potential advantage of using ideal body weight as opposed to actual body weight in order to further standardize
reference norms.
1. Introduction
The determination of functional capacity to perform maximal
exercise is one of the intended goals of any form of stress
testing. Cardiopulmonary exercise testing (CPET) offers two
specific advantages over conventional stress testing. During
conventional testing, the degree of effort can be measured
in several ways including subject report of volitional fatigue,
ratings of perceived exertion, the percentage of predicted
heart rate achieved, and the interpretation of the provider
who is supervising the test. Another advantage of CPET is
the direct measurement of maximal oxygen consumption
as a measure of functional capacity, referred to as VO2
max.
The objective of this study was to compare published
reference values for VO2 max based on ideal versus actual
body weight to determine the effect on interpretation of
maximal exercise during CPET.
2. Methods
2.1. Study Protocol and Oversight. The study is a retrospective
review of a series of CPET data initially utilizing pre-
dicted VO2 max using the Jones 1983 reference equation:
Male: VO2 (L/ min) = 4.2 − (0.032 ∗ age), and Female:
VO2 (L/ min) = 2.6 − (0.014 ∗ age).
Maximum VO2 was recalculated using different pre-
diction equations and ideal versus actual body weight,
respectively. Physicians trained in the interpretation of CPET
determined if interpretation of maximal exercise differed
using the various prediction equations (Jones et al., 1985;
2
Cardiology Research and Practice
Hansen et al., 1984; Wasserman et al., 1999) as well as ideal
versus actual body weight, respectively, as follows.
Jones et al., 1985 [2]:
VO2 (L/ min)
=
0.046 (ht) − 0.21 (age) −
0.62 (sex) − 4.31,
Hansen et al., 1984 [3]:
Male: VO2 (L/ min) = wt ∗ (50.75 − (0.37 ∗
age))/1000,
Female: VO2 (L/ min) = (wt + 43) ∗ (22.78 −
(0.17 ∗ age))/1000,
Wasserman et al., 1999 [4]:
Male: VO2 (L/ min) = wt ∗ (50.72 − (0.372 ∗
age))/1000,
Female: VO2 (L/ min) = (wt + 42.8) ∗ (22.78 −
(0.17 ∗ age))/1000.
2.2. Data Collection. All CPET studies were performed in the
Brooke Army Medical Center Pulmonary Function Labora-
tory beginning in January 2007 through December 2009. The
study group primarily consisted of active duty military being
evaluated for dyspnea or exercise intolerance. Studies were
performed on a graded exercise test using an incremental
protocol on a cycle ergometer, and patients performed a
maximal exercise test until limited by fatigue or symptoms.
Oxygen saturation was monitored with the LifeStat 1600
pulse oximeter (Physio-Control; Redmond, WA), and 12-
lead electrocardiograph monitoring was accomplished via
the Marquette 2000 during the test. Blood pressures were
taken before the test and immediately upon completion of
exercise. All participants were exercised using a standard
protocol with increases in resistance of 25 watts every minute
and were asked to continue exercising until exhaustion or
limited by symptoms. During the entire warm-up, exercise,
and recovery phases of the test, expired gas analysis was
performed through the 2900 Series Metabolic Cart (Sen-
sormedics; Yorba Linda, CA). Gas analysis measurements
included oxygen consumption (VO2), carbon dioxide pro-
duction (VCO2), tidal volume (TV), respiratory rate (RR),
and minute ventilation (VE).
2.3. Statistical Analysis. Data are presented as mean ± SD.
Demographic comparisons between genders were analyzed
by a two-tail Student’s 𝑡 test. Actual measured VO2 max was
compared to predicted VO2 max between all methods using
a one-way ANOVA with Holm-Sidak post hoc test. Clinical
agreement between algorithms for VO2 max using actual
versus ideal body weights using limit of VO2 max ≤ 84%
predicted maximums for nominal data was assessed using
Cohen’s kappa, and the McNemar test was employed to test
discordance. 𝑃 values < 0.05 were considered significant.
Regression analysis was employed to assess the strength of
association between VO2 max predictors and actual VO2 max
measurements, and a Bland-Altman test was employed to
assess agreement throughout the range of predicted VO2 max
for each algorithm.
Table 1: Demographics gender variations.
Column 1
Male
(𝑛 = 142)
Female
(𝑛 = 88)
𝑃 value
Age (yrs)
36 ± 14
40 ± 16
0.049
Height (cm)
176.9 ± 8.2
163.9 ± 7.9
<0.001
Weight (Kg)
89.4 ± 18.3
72.3 ± 13.8
<0.001
Ideal weight (Kg)
79.0 ± 6.6
64.1 ± 5.3
<0.001
BMI (Kg/M2)
28.6 ± 5.6
27.1 ± 5.7
<0.001
0
1
2
3
4
5
6
Actual
VO2 max
Jones et al., [2]
Jones 83
Wasserman et al., [4] (wt)
Wasserman et al., [4] (pred)
Hansen et al., [3] (wt)
Hansen et al., [3] (pred)
Figure 1: Figure indicates significant overestimation of predictors
of VO2 max compared with actual measured VO2 max in this
population. Significant differences among test (𝑃 ≤ 0.001).
3. Results
3.1. Baseline Patient Characteristics. The study population
consisted of 230 subjects with male predominance (62%) and
a mean age of 37 ± 15 years. Table 1 illustrates differences
among genders with the population. Figure 1 illustrates the
marked variance among all VO2 predictive equations (𝑃 <
0.001), regardless of whether ideal body weight was used or
not, as well as significant overestimation of predicted VO2
max compared with actual measured VO2 max in this pop-
ulation. Figure 2 compares regression lines for the Hansen
algorithm using either actual or ideal body weights to predict
VO2 max. Although 𝑅2 was greater when using ideal body
weight, the discordance of the estimates of true VO2 max,
using ideal or actual body weights, was greater when VO2
max was low. Figures 3 and 4 indicate only a moderate
agreement between Hansen algorithms using actual versus
ideal body weights to predict VO2 max ≤ 84%. Although
80.8% of time results agreed (kappa = 0.566), there was
significant discordance (19.2%, 𝑃 < 0.001) between tests.
Cardiology Research and Practice
3
0
1
2
3
4
5
6
0
1
2
3
4
5
Hansen VO2 max
True VO2 max
𝑦 = 0.8577𝑥 + 1.0685
𝑅2 = 0.4664
𝑦 = 0.7369𝑥 + 1.0483
𝑅2 = 0.5105
VO2 max (actual)
VO2 Hansen et al., [3] (act)
VO2 Hansen et al., [3] (pred)
Linear
(VO2 Hansen et al., [3] (act))
Linear
(VO2 Hansen et al., [3] (pred))
Figure 2: Comparison among regression lines for the Hansen
algorithm using either actual or ideal body weights to predict VO2
max.
4. Discussion
VO2 max reflects the product of cardiac output and the
arteriovenous oxygen difference at peak exercise. Clinically,
it is usually expressed as a percentage of predicted since it is
believed to be more appropriate for intersubject comparisons
as opposed to the standardization by body mass [1]. Because
this is a weight-indexed value, differences in weight alone can
impact the calculation irrespective of other objective factors.
This is illustrated by the observation that obese patients
have lower VO2 max results than those of normal weight
due to the fact that adipose tissue is relatively metabolically
inactive. The measurement of VO2 max is influenced by many
factors to include age, sex, body size and composition, and
level of aerobic training. Consequently, different prediction
equations can yield different predicted VO2 values based on
which variables are used in the calculations.
According to recommendations made by the Amer-
ican Thoracic Society/American College of Chest Physi-
cians (ATS/ACCP) in a statement on CPET, the two most
widely used sets of references values, Jones et al. [2] and
0
0.5
1
0
1
2
3
4
5
Differences
−0.5
−1
−1.5
−2
CI +95%
Bias
CI −95%
Bias −ci
Bias +ci
Test range
Bland-Altman test of agreement
bias 𝑃 = 0.072
Mean difference Hansen predicted − actual VO2
Figure 3: Illustration of Bland-Altman test of agreement between
Hansen predicted VO2 max using ideal versus actual body weight in
calculations.
0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
Disagree
Disagree
Agree
Agree
%VO2 max Hansen (wt)
%VO2 max Hansen (predicted wt)
Clinical interpretations
Figure 4: Presentation of the level of agreement between Hansen
algorithm using actual versus ideal body weights to predict VO2 max
≤ 84%.
Hansen et al. [3], should be used clinically. Wasserman et al.
published as well a different set of reference values used for
VO2 max in addition to the ATS/ACCP endorsed references
mentioned earlier [4]. At least one study has demonstrated
that different sets of maximal reference values can have
significant impact on interpretation of CPET results [5].
4
Cardiology Research and Practice
The ATS/ACCP guidelines address the issue of peak VO2
prediction based on weight and acknowledge the absence of
standardization regarding the best index of body size. They
acknowledge the known miscalculations of VO2 max in obese
patients. They allude to recommendations made by several
experts about referencing VO2 to fat-free weight (FFW) and
believe that this index has the added advantage of accounting
for gender differences in VO2 max. However, the ATS/ACCP
stopped short in making this recommendation since the
routine measurement of FFW would be difficult to implement
in most conventional exercise laboratories. The ATS/ACCP
therefore recommends that VO2 max be expressed as an
absolute value and as a percentage of the predicted value.
Maximum VO2 should also be referenced to body weight
(in kilograms) and/or height in the formatting of the report
so that the impact of body size on exercise results is readily
recognized [6].
Several experts have examined the applicability of body
size and the interpretation of VO2 max. Buskirk and Taylor
made the observation that VO2 max was more closely rele-
vant to fat-free weight (FFW) than to total body weight. FFW
may not be related to level of conditioning. They stressed
the importance of calculating VO2 max in relation to lean
body mass to avoid misclassification of obese patients [2].
Hansen and associates studied 77 ex-shipyard workers, one-
third of whom were obese, defined as weight greater than
120% of expected for height. In this population, he proposed
that height should be used with age and sex as predictors of
VO2. His theory was tested using the formulas of Bruce and
coworkers who first showed the relationship between height
and weight in a sedentary middle-aged male population [3].
They used height to estimate normal weight and used the
normalized weight in all those above this value. In only 2
of 77 subjects did the measured VO2 differ widely from the
predicted VO2. Maximum VO2 was poorly predicted if actual
weight was used in their obese population.
A recent study by Sill et al. examining CPET in a similar
normal population of military personnel (mean age of 25.4
± 4.3 years, body mass index of 24.4 ± 2.8, and percent
body fat of 21.3 ± 6.1) found only a slight decrease in the
predicted normal VO2 max to 82% predicted [7]. In a 1974
study in which 710 healthy, active duty Air Force personnel
underwent maximal exercise testing, the authors published
a regression equation used to predict VO2 max. However,
the study population included only men, and the regression
equation only factored in age, making no adjustments for
height or weight. Another study evaluating exercise capacity
in a military population included 1,514 male and 375 female
active duty military personnel and reported VO2 max mean
values of 51 and 37 mL/kg/weight/min for males and females,
respectively [8].
In our study population, predicted VO2 max, when
indexed to weight, was overestimated compared to measured
VO2 max regardless of the predictive equation used. How-
ever, there was less overestimation when predicted VO2 max
was based on ideal body weight (IBW) as opposed to actual
body weight.
One of the limitations of this chart review is that approx-
imately 70% of the study population failed to achieve 84% of
predicted VO2 max. This could have been attributed to true
pathology, decreased exercise capacity, obesity, or merely not
being pushed to peak exertional capacity. The latter seems
like the most plausible explanation for at least a portion of
the subjects since evaluation of heart rates revealed that 31%
of the study population also failed to achieve 84% of their
target heart rate. Another important limitation of this study is
that the study population included symptomatic subjects who
were not an exclusively healthy group of young volunteers.
This again highlights the need for a set of population-based
norms for CPET evaluation and interpretation. Furthermore,
physical fitness impacts the correlation among the reference
equations, and the fact that only approximately one-third of
men and women in our subgroup analysis met Air Force
standards for fitness could be skewing our results.
Despite the previous limitations, this study is unique
since comparing predicted to measured VO2 max using
the variety of known prediction equations has never been
done previously. Our retrospective analysis confirmed the
wide variations in predicted versus measured VO2 based on
varying prediction equations and shows the potential advan-
tage of using ideal body weight as opposed to actual body
weight in order to further standardize reference norms. It also
illustrates the need for having population-specific reference
norms for the most relevant and accurate interpretation of
cardiopulmonary exercise testing.
Abbreviations
CPET:
Cardiopulmonary exercise testing
RER:
Respiratory exchange ratio
VCO2:
Carbon dioxide production
VO2:
Oxygen consumption
VO2 max: Maximum oxygen consumption
ATS:
American Thoracic Society
ACCP:
American College of Chest Physicians
TV:
Tidal volume
RR:
Respiratory rate
VE:
Minute ventilation
FFW:
Fat-free weight.
Disclaimer
The opinions in this paper do not constitute endorsement by
San Antonio Army Medical Center, the US Army Medical
Department, the US Army Office of the Surgeon General, the
Department of the Army, Department of Defense, or the US
Government of the information contained therein.
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[3] J. E. Hansen, D. Y. Sue, and K. Wasserman, “Predicted values
for clinical exercise testing,” American Review of Respiratory
Disease, vol. 129, no. 2, pp. S49–S55, 1984.
[4] K. Wasserman, J. E. Hansen, D. Y. Sue, R. Casaburi, and B.
J. Whipp, Principles of Exercise Testing and Interpretation:
Including Pathophysiology and Clinical Applications, Lippincott,
Williams & Wilkins, Philadelphia, Pa, USA, 3rd edition, 1999.
[5] I. M. Weisman and R. J. Zeballos :, “A step approach to the eval-
uation of unexplained dyspnea: the role of cardiopulmonary
exercise testing,” Pulmonary Perspective, vol. 15, pp. 8–11, 1998.
[6] “American Thoracic Society/American College of Chest Physi-
cians statement on cardiopulmonary stress testing,” American
Journal of Respiratory and Critical Care Medicine, vol. 167, pp.
211–277, 2003.
[7] J. M. Sill, M. J. Morris, J. E. Johnson, P. F. Allan, and V. X.
Grbach, “Cardiopulmonary exercise test interpretation using
age-matched controls to evaluate exertional dyspnea,” Military
Medicine, vol. 174, no. 11, pp. 1177–1182, 2009.
[8] J. A. Vogel, J. F. Patton, R. P. Mello, and W. L. Daniels, “An anal-
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| Comparison of Predicted Exercise Capacity Equations and the Effect of Actual versus Ideal Body Weight among Subjects Undergoing Cardiopulmonary Exercise Testing. | 04-03-2013 | Ahmadian, H Reza,Sclafani, Joseph J,Emmons, Ethan E,Morris, Michael J,Leclerc, Kenneth M,Slim, Ahmad M | eng |
PMC5713493 | sensors
Article
Estimating Stair Running Performance Using
Inertial Sensors
Lauro V. Ojeda 1,*
ID , Antonia M. Zaferiou 2, Stephen M. Cain 1
ID , Rachel V. Vitali 1,
Steven P. Davidson 1, Leia A. Stirling 3
ID and Noel C. Perkins 1
1
Department of Mechanical Engineering, University of Michigan, Ann Arbor, MI 48109, USA;
[email protected] (S.M.C.); [email protected] (R.V.V.); [email protected] (S.P.D.);
[email protected] (N.C.P.)
2
Department of Orthopedic Surgery, Rush University Medical Center, Chicago, IL 60612, USA;
[email protected]
3
Department of Aeronautics and Astronautics, Massachusetts Institute of Technology,
Boston, MA 02139, USA; [email protected]
*
Correspondence: [email protected]; Tel.: +1-734-647-1803
Received: 10 October 2017; Accepted: 13 November 2017; Published: 17 November 2017
Abstract: Stair running, both ascending and descending, is a challenging aerobic exercise that many
athletes, recreational runners, and soldiers perform during training. Studying biomechanics of stair
running over multiple steps has been limited by the practical challenges presented while using
optical-based motion tracking systems. We propose using foot-mounted inertial measurement units
(IMUs) as a solution as they enable unrestricted motion capture in any environment and without
need for external references. In particular, this paper presents methods for estimating foot velocity
and trajectory during stair running using foot-mounted IMUs. Computational methods leverage
the stationary periods occurring during the stance phase and known stair geometry to estimate foot
orientation and trajectory, ultimately used to calculate stride metrics. These calculations, applied to
human participant stair running data, reveal performance trends through timing, trajectory, energy,
and force stride metrics. We present the results of our analysis of experimental data collected on
eleven subjects. Overall, we determine that for either ascending or descending, the stance time is the
strongest predictor of speed as shown by its high correlation with stride time.
Keywords: wearable sensors; inertial measurement units; motion tracking; human performance;
stair running
1. Introduction
We present a method for using inertial measurement units (IMUs) to measure the kinematics and
performance of stair running. Running on stairs is a mechanically challenging task. Stair ascent (both
walking and running) challenges the body to achieve center of mass translation forward and upward
against gravity (repeatedly generating upward ground reaction forces larger than the downward
bodyweight force). Therefore, studying stair ascent can provide insights into an individual's aerobic
conditioning [1], athletic strength and lower extremity power [2], and performance [3]. Stair descent,
in contrast, challenges the body to achieve the desired forward and downward trajectory while
controlling and leveraging the assistance of gravity. Therefore, stair descent performance is often
studied in clinical populations to assess the level of lower extremity joint stability and control [4].
Furthermore, each footfall needs to land on the relatively small surface of each step, therefore,
successful performance of both stair ascent and decent require body coordination across multiple
body segments in order to avoid trips or falls. Overground running has been studied extensively from
different points of view [5,6]; a detailed review of early research being provided by Novacheck [7].
Sensors 2017, 17, 2647; doi:10.3390/s17112647
www.mdpi.com/journal/sensors
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On the other hand, in-depth biomechanical analysis of stair running has been limited by inadequate
biomechanical tracking tools. Optical-based motion capture systems and instrumented walkways,
which are commonly used for studying gait, are limited by practical challenges in order to appropriately
position cameras for the desired motion capture volume. Consequently, past studies of stair climbing
focus on the functional walking pace [8–10] and have estimated overall energy expenditure [11], basic
timing measures [12], and joint angles [6].
In contrast, we propose using foot-mounted IMUs as a motion capture instrument. Body-worn
IMUs enable human motion analysis in outdoor and other contextually-relevant settings (e.g., training
facilities, game settings, obstacle courses) and have been used in a wide array of biomechanics
applications; see, for example, [13–20]. Our approach uses foot-mounted IMUs to measure the foot
kinematic variables (acceleration and angular velocity) during stair running. Doing so enables one to
track a large number of steps, to understand transient and steady state running on stairs, and to also
deduce performance measures.
IMUs are portable, unobtrusive, and unconstrained (e.g., they do not need external references)
motion tracking devices. However, IMU data (and quantities computed therefrom) are affected
by several sources of error (e.g., bias instability, scale factor errors, acceleration, and temperature
sensitivity) that must be accounted for during motion tracking applications [21]. In this paper, we
present specialized algorithms that address these sources of error to estimate the foot trajectory
and velocity during stair running.
In particular we extend the Zero velocity UPdaTe (ZUPT)
algorithm [22], which has been validated to provide accurate foot motions [14,23], by adding additional
drift corrections specific to the constraints of stair running (known riser dimensions). We further
employ those estimates to deduce metrics for evaluating stair running performance and explore
the metrics utilizing experimental data collected on 11 subjects. We hypothesized that the metrics
that could be defined were related to the overall speed, thereby providing an ability to assess stair
running techniques.
2. Materials and Methods
We tested 11 healthy volunteer subjects (three female, eight male; age:
25.6 ± 3.7 years;
mean ± SD). The University of Michigan IRB approved the study and all subjects provided informed
consent. Subjects were instructed to run up a long staircase at maximum speed, without skipping
treads. After pausing for approximately ten seconds, the subjects ran down the same flight of stairs
at maximum speed returning to the starting position, again without skipping treads. The staircase
provided 16 strides total during the steady state (eight left and eight right). Subjects were not instructed
which foot to begin stepping with for the task. The staircase rise height was 18 cm and the depth
was 30 cm.
The subjects wore two IMU data loggers (Opals, APDM, Portland OR, USA; 128 Hz sampling,
±6 g acceleration, ±2000 deg/s angular rate), one mounted on each shoe affixed using athletic
tape to the top of the laces (see Figure 1). The IMUs measure and store three components of linear
acceleration (af = [ax, ay, az]) from the on-board accelerometer and three components of angular
velocity (ωf =
ωx, ωy, ωz
) from the on-board angular rate gyro, both relative to the sensor-fixed
axes (x, y, z). These sensor axes define the IMU frame of reference. We also define a navigation frame
that overlaps with the IMU frame during initialization. The navigation frame remains affixed to the
world during the experiment, while the IMU frame moves with the subject’s foot. Since the IMU
sensor measurements are relative, there is no need to follow a strict anatomical calibration. However,
since the IMU reference frame determines the navigation frame during initialization, it is advisable to
approximately align the IMU axes to the desired navigation frame (see Figure 1). In-depth explanations
of how (strap-down) IMUs are used, particularly for navigation applications, are provided in [24,25].
Major results from this field that we employ are summarized below.
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(a)
(b)
(c)
Figure 1. IMU data logger setup: (a) APDM IMU device showing the IMU sensor axes; (b) IMU
attached to the shoe showing the IMU frame axes convention used in this paper; and (c) video stills
showing the IMUs mounted on a subject's shoe climbing stairs ascent.
2.1. Orientation Estimation
Estimating the foot trajectory from IMU data begins with first estimating the orientation of the
foot-mounted IMU. For this purpose, we choose a quaternion () representation of the IMU
orientation. Unlike the more common Euler angle representation that suffers from gimbal-lock, the
quaternion representation readily describes any arbitrary sequence of rotations [26]. Quaternions
represent an orientation as a rotation angle about a rotation axis. Thus, quaternions are defined using
four parameters, one defining the angle of rotation and three defining the axis of rotation (e.g., three
direction cosines). The four quaternion parameters satisfy the differential equation:
ሶ = ∘ࢹ
2 (1)
ࢹ=ൣ0,߱௫, ߱௬, ߱௭൧
(2)
in which the operator ∘ denotes quaternion multiplication [25,27] and ࢹ is a four-element vector
containing the aforementioned measured angular velocity components ൫߱൯. Thus, the solution of
(1) using the measured ࢹ yields the gyro-estimated orientation of the IMU as a function of time.
The gyro-estimated orientation will inevitably drift due to sensor errors, including bias drift,
scale factor errors, and acceleration sensitivity. Our algorithm fuses the gyro-estimated orientation
with accelerometer-estimated tilt angles from vertical (roll and pitch). This is achieved using a
Kalman filter [28,29]. When the IMUs are mounted on the feet, the foot and the attached IMU are
essentially stationary during specific time periods (ݐ௦) for the stance phase of each stride. The
stationary periods are detected by observing the gyroscope and accelerometer measurements
(see [14] Section 2.1 for more information about how ݐ௦ is determined). During stationary periods,
the accelerometer measures the components of gravity (ܩ) along each sense axis. These measures
are used to form accelerometer-estimated roll and pitch angles (ࢠ=[߶,ߠ]) per:
߶ = sinିଵ ቀܽ௫
ܩ ቁ
(3)
ߠ=−sinିଵ ൬ ܽ௬ܩ
cos ߶
൰
(4)
Next, we use the gyroscope-estimated quaternion () value to calculate the equivalent Euler
angles ൫࢞ = ൣ߶,ߠ,߰൧൯, which also includes the estimated yaw angle ൫߰൯ (that is temporarily
ignored as it cannot be detected from the accelerometers). The Kalman filter states ൫࢞ෝ = ൣ߶,ߠ൧൯ are
estimated as a combination of the gyroscope-based and accelerometer-based tilt estimates. We
assume that all gyroscope error contributions and accelerometer-based tilt errors can be modeled as
zero mean Gaussian noise. Since the process and measurement covariance errors are sensor-
dependent only, once the Kalman filter is tuned the parameters are valid for all participants. The
Figure 1. IMU data logger setup: (a) APDM IMU device showing the IMU sensor axes; (b) IMU
attached to the shoe showing the IMU frame axes convention used in this paper; and (c) video stills
showing the IMUs mounted on a subject's shoe climbing stairs ascent.
2.1. Orientation Estimation
Estimating the foot trajectory from IMU data begins with first estimating the orientation of the
foot-mounted IMU. For this purpose, we choose a quaternion (q) representation of the IMU orientation.
Unlike the more common Euler angle representation that suffers from gimbal-lock, the quaternion
representation readily describes any arbitrary sequence of rotations [26]. Quaternions represent
an orientation as a rotation angle about a rotation axis. Thus, quaternions are defined using four
parameters, one defining the angle of rotation and three defining the axis of rotation (e.g., three direction
cosines). The four quaternion parameters satisfy the differential equation:
.q = q ◦ Ω
2
(1)
Ω =
0, ωx, ωy, ωz
(2)
in which the operator ◦ denotes quaternion multiplication [25,27] and Ω is a four-element vector
containing the aforementioned measured angular velocity components (ω f ). Thus, the solution of (1)
using the measured Ω yields the gyro-estimated orientation of the IMU as a function of time.
The gyro-estimated orientation will inevitably drift due to sensor errors, including bias drift,
scale factor errors, and acceleration sensitivity. Our algorithm fuses the gyro-estimated orientation
with accelerometer-estimated tilt angles from vertical (roll and pitch).
This is achieved using
a Kalman filter [28,29]. When the IMUs are mounted on the feet, the foot and the attached IMU are
essentially stationary during specific time periods (ts) for the stance phase of each stride. The stationary
periods are detected by observing the gyroscope and accelerometer measurements (see [14] Section 2.1
for more information about how ts is determined). During stationary periods, the accelerometer
measures the components of gravity (G) along each sense axis. These measures are used to form
accelerometer-estimated roll and pitch angles (z = [φa, θa]) per:
φa = sin−1 ax
G
(3)
θa = − sin−1
ayG
cos φa
(4)
Next, we use the gyroscope-estimated quaternion (q) value to calculate the equivalent Euler
angles (x = [φg, θg, ψg]), which also includes the estimated yaw angle
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once the Kalman filter is tuned the parameters are valid for all participants. The updated state is then
converted back to its corresponding quaternion value. Figure 2 illustrates a block diagram of this
orientation estimation algorithm.
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updated state is then converted back to its corresponding quaternion value. Figure 2 illustrates a
block diagram of this orientation estimation algorithm.
Figure 2. Angular velocity components measured by the gyroscope are integrated once to obtain
orientation estimates ࢞. The accelerometer components are used to estimate tilt (roll and pitch) during
stationary periods ݐ௦. The Kalman filter bounds the tilt errors by fusing the gyro-based orientation
and accelerometer-based tilt to establish the “corrected orientation” ࢞ෝ.
2.2. Foot Trajectory Estimation
The resulting orientation estimates are used to resolve the foot IMU frame-acceleration
components ൫ࢇ൯ into the navigation frame acceleration components (ࢇ). The ݖ-axis component of
the resultant world-referenced acceleration ࢇ will be affected by gravity ܩ:
ࢇ௪ = ࢘
ࢇ+ܩ (5)
in which ࢘
is the rotation matrix from the foot IMU frame to the navigation frame as computed
from the quaternion [24,25]. Next, integrating ࢇ once and then twice yields the foot IMU velocity
(࢜) and position ():
࢜ = ࢜ + නࢇ݀ݐ
௧
௧
(6)
= + න ࢜݀ݐ
௧
௧
(7)
Since the experiment starts with a stationary phase, the initial velocity (࢜) is zero and at a
position () also designated as zero. However, this can be generalized to a non-zero initial velocity
or position for applications that require such. Examples of software implementations
of (1)–(7) are found in [30,31].
The velocity estimated from (6) is often polluted by residual drift error (deriving from both the
gyro and the accelerometer) which leads to (often slowly varying) velocity errors. The velocity drift
error can be estimated and (approximately) eliminated using the following procedure. During the
stationary times (ݐ௦) any remaining estimated velocity during these times can be assumed to be
caused by drift error. These velocity errors are used to correct both the velocity (6) and position (7)
estimates using an algorithm known as the Zero velocity UPdaTe (ZUPT). A block diagram for the
ZUPT algorithm is illustrated in Figure 3 and further details of its implementation can be found
in [14,22].
࢞
න ݂(ݐ)݀ݐ
௧
௧
Kalman
Filter
࢞
Corrected
Orientation
࢞ෝ
Angular
Velocity
Tilt
Estimation
ࢠ
Linear
Acceleration
Noise
+
Orientation
ݐ௦
ࢇ
࣓ࢌ
Figure 2. Angular velocity components measured by the gyroscope are integrated once to obtain
orientation estimates x. The accelerometer components are used to estimate tilt (roll and pitch) during
stationary periods ts. The Kalman filter bounds the tilt errors by fusing the gyro-based orientation and
accelerometer-based tilt to establish the “corrected orientation” ˆx.
2.2. Foot Trajectory Estimation
The resulting orientation estimates are used to resolve the foot IMU frame-acceleration
components (af ) into the navigation frame acceleration components (an). The z-axis component
of the resultant world-referenced acceleration an will be affected by gravity G:
aw = rn
f af + G
(5)
in which rn
f is the rotation matrix from the foot IMU frame to the navigation frame as computed from
the quaternion q [24,25]. Next, integrating an once and then twice yields the foot IMU velocity (v) and
position (p):
v = vo +
Z t
to
andt
(6)
p = po +
Z t
to
vdt
(7)
Since the experiment starts with a stationary phase, the initial velocity (vo) is zero and at a
position (po) also designated as zero. However, this can be generalized to a non-zero initial velocity or
position for applications that require such. Examples of software implementations of (1)–(7) are found
in [30,31].
The velocity estimated from (6) is often polluted by residual drift error (deriving from both
the gyro and the accelerometer) which leads to (often slowly varying) velocity errors. The velocity
drift error can be estimated and (approximately) eliminated using the following procedure. During
the stationary times (ts) any remaining estimated velocity during these times can be assumed to
be caused by drift error. These velocity errors are used to correct both the velocity (6) and position
(7) estimates using an algorithm known as the Zero velocity UPdaTe (ZUPT). A block diagram for
the ZUPT algorithm is illustrated in Figure 3 and further details of its implementation can be found
in [14,22].
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Figure 3. The accelerometer measurements are resolved in the world coordinate frame using the
corrected orientation. The resultant accelerations are integrated twice to determine velocity and
position. During stationary periods ݐ௦, any remaining velocity is considered an error and its value is
used to reset the position and acceleration errors.
2.3. Elevation Correction
Since the riser (step height) and tread (step depth) dimensions of the stairs are known, we add
an additional correction to the position estimate. In particular, we designed a single-state Kalman
filter that makes corrections to the IMU-derived vertical foot position (࢞ = [௭]) knowing the riser
height (ܪ) and the number of steps (݊) to yield an elevation observation per footfall (ࢠ=[ܪ݊]). The
filter makes corrections to its state (࢞ෝ = [௭
ෞ]) whenever the foot reaches a new tread during the
stationary time (ݐ௦) . The filter assumes that the state and observation are both affected by
uncorrelated white noise. A block diagram showing this filter is illustrated in Figure 4. Finally, we
apply a linear interpolation in order to provide backward corrections to obtain the complete foot
trajectory for each stride.
Figure 4. A Kalman filter makes foot elevation corrections using the known step height (riser), during
each stationary time ݐ௦.
2.4. Gait Timing Variables
We used a wavelet analysis to establish the beginning (foot-strike) and end (toe-off) of each
foot/ground contact period [32]. This approach is effective at identifying gait events because when
the foot strikes or leaves the ground, the acceleration and angular velocity signals contain
significantly more high-frequency content than at other times of the gait cycle. The wavelet analysis
is used to identify time points when the measured signals contain significant content above 20 Hz,
corresponding to either foot-strikes or toe-offs. Foot-strike time (ݐ௦௧) was defined as the time
when the foot first contacts a tread. For running on stairs, the toe is more likely to contact the tread
first (whereas, during flat-surface walking the heel contacts the ground first). The initial contact
ݐ௦௧ estimation does not require it to be a heel or toe specifically. Toe-off time ൫ݐ൯ is defined as
the time when the foot first loses contact with the tread. The durations of the major phases of the gait
Corrected
Orientation
Linear
Acceleration
×
ݐ௦
ࢇ
න ݂(ݐ)݀ݐ
௧ೞ
௧
න ݂(ݐ)݀ݐ
௧ೞ
௧
࢘
Corrected
Position
݂݀(ݐ)
݀ݐ
න ݂(ݐ)݀ݐ
௧ೞ
௧
࢜ࢇ
Velocity
Error
Accel.
Error
Position
Error
−
−
Kalman
Filter
࢞
Corrected
Elevation
࢞ෝ
Elevation
ࢠ
Stair
Height
Noise
+
ݐ௦
ܪ݊
Noise
+
௭
Figure 3. The accelerometer measurements are resolved in the world coordinate frame using the
corrected orientation. The resultant accelerations are integrated twice to determine velocity and
position. During stationary periods ts, any remaining velocity is considered an error and its value is
used to reset the position and acceleration errors.
2.3. Elevation Correction
Since the riser (step height) and tread (step depth) dimensions of the stairs are known, we add
an additional correction to the position estimate. In particular, we designed a single-state Kalman
filter that makes corrections to the IMU-derived vertical foot position (x = [pz]) knowing the riser
height (H) and the number of steps (n) to yield an elevation observation per footfall (z = [Hn]).
The filter makes corrections to its state (ˆx = [ ˆpz]) whenever the foot reaches a new tread during the
stationary time (ts). The filter assumes that the state and observation are both affected by uncorrelated
white noise. A block diagram showing this filter is illustrated in Figure 4. Finally, we apply a linear
interpolation in order to provide backward corrections to obtain the complete foot trajectory for
each stride.
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Figure 3. The accelerometer measurements are resolved in the world coordinate frame using the
corrected orientation. The resultant accelerations are integrated twice to determine velocity and
position. During stationary periods ݐ௦, any remaining velocity is considered an error and its value is
used to reset the position and acceleration errors.
2.3. Elevation Correction
Since the riser (step height) and tread (step depth) dimensions of the stairs are known, we add
an additional correction to the position estimate. In particular, we designed a single-state Kalman
filter that makes corrections to the IMU-derived vertical foot position (࢞ = [௭]) knowing the riser
height (ܪ) and the number of steps (݊) to yield an elevation observation per footfall (ࢠ=[ܪ݊]). The
filter makes corrections to its state (࢞ෝ = [௭
ෞ]) whenever the foot reaches a new tread during the
stationary time (ݐ௦) . The filter assumes that the state and observation are both affected by
uncorrelated white noise. A block diagram showing this filter is illustrated in Figure 4. Finally, we
apply a linear interpolation in order to provide backward corrections to obtain the complete foot
trajectory for each stride.
Figure 4. A Kalman filter makes foot elevation corrections using the known step height (riser), during
each stationary time ݐ௦.
2.4. Gait Timing Variables
We used a wavelet analysis to establish the beginning (foot-strike) and end (toe-off) of each
foot/ground contact period [32]. This approach is effective at identifying gait events because when
the foot strikes or leaves the ground, the acceleration and angular velocity signals contain
significantly more high-frequency content than at other times of the gait cycle. The wavelet analysis
is used to identify time points when the measured signals contain significant content above 20 Hz,
corresponding to either foot-strikes or toe-offs. Foot-strike time (ݐ௦௧) was defined as the time
when the foot first contacts a tread. For running on stairs, the toe is more likely to contact the tread
first (whereas, during flat-surface walking the heel contacts the ground first). The initial contact
ݐ௦௧ estimation does not require it to be a heel or toe specifically. Toe-off time ൫ݐ൯ is defined as
the time when the foot first loses contact with the tread. The durations of the major phases of the gait
Corrected
Orientation
Linear
Acceleration
×
ݐ௦
ࢇ
න ݂(ݐ)݀ݐ
௧ೞ
௧
න ݂(ݐ)݀ݐ
௧ೞ
௧
࢘
Corrected
Position
݂݀(ݐ)
݀ݐ
න ݂(ݐ)݀ݐ
௧ೞ
௧
࢜ࢇ
Velocity
Error
Accel.
Error
Position
Error
−
−
Kalman
Filter
࢞
Corrected
Elevation
࢞ෝ
Elevation
ࢠ
Stair
Height
Noise
+
ݐ௦
ܪ݊
Noise
+
௭
Figure 4. A Kalman filter makes foot elevation corrections using the known step height (riser), during
each stationary time ts.
2.4. Gait Timing Variables
We used a wavelet analysis to establish the beginning (foot-strike) and end (toe-off) of each
foot/ground contact period [32]. This approach is effective at identifying gait events because when the
foot strikes or leaves the ground, the acceleration and angular velocity signals contain significantly
more high-frequency content than at other times of the gait cycle. The wavelet analysis is used to
identify time points when the measured signals contain significant content above 20 Hz, corresponding
to either foot-strikes or toe-offs. Foot-strike time (tstrike) was defined as the time when the foot first
contacts a tread. For running on stairs, the toe is more likely to contact the tread first (whereas, during
flat-surface walking the heel contacts the ground first). The initial contact tstrike estimation does not
require it to be a heel or toe specifically. Toe-off time (to f f ) is defined as the time when the foot first
loses contact with the tread. The durations of the major phases of the gait cycle are important indicators
of stair-climbing performance. In particular, we consider the durations of: (1) the entire stride; (2) the
Sensors 2017, 17, 2647
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stance phase; and (3) the swing phase. The stride time tstride is measured as the time it takes from one
foot-strike to the next foot-strike of the same foot during steady state. The stance time tstance is the time
difference between two consecutive foot-strike and toe-off events. The swing time tswing is the time
difference between two consecutive toe-off and foot-strike events:
tstride = ∆tstrike
(8)
tstance = to f f − tstrike
(9)
tswing = tstride − tstance
(10)
We calculate the percentage of time that the subjects remain in the stance phase:
tps = 100 × tstance
tstride
(11)
Assuming left-right gait symmetry [33], a tps value larger than 50% indicates the existence of a
double support phase (when both feet are in contact with the ground simultaneously).
2.5. Gait Kinematic and Kinetic Variables
Beyond the timing of gait events, our approach provides the full trajectory and orientation of the
feet, which are useful for understanding stair running performance. Foot clearance (c) is defined as
the foot height (pz) difference between the times of the local maximum (tmax) and minimum (tmin)
around foot-strike:
c = pz(tmax) − pz(tmin)
(12)
In particular, for every stride we identify the local minimum foot height (tmin) after the tstrike
and before to f f . For stair ascending, tmax is defined as the time when the local maximum foot height
occurs just prior to foot-strike (swing phase) while, for stair descending, it is identified after the foot
strike and, in most cases, before toe-off (stance phase). Examples showing the typical distribution
of local minimum and maximum times in the different gait cycles for stair running (both ascending
and descending) are shown in Figure 5. One interpretation of the clearance, c is that it indicates how
subjects minimize tripping risk as they plan for advancing to the next step (i.e., larger value of c could
imply a more careful foot trajectory planning that provides a safer margin to clear the steps).
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cycle are important indicators of stair-climbing performance. In particular, we consider the durations
of: (1) the entire stride; (2) the stance phase; and (3) the swing phase. The stride time ݐ௦௧ௗ is
measured as the time it takes from one foot-strike to the next foot-strike of the same foot during
steady state. The stance time ݐ௦௧ is the time difference between two consecutive foot-strike and
toe-off events. The swing time ݐ௦௪ is the time difference between two consecutive toe-off and foot-
strike events:
ݐ௦௧ௗ = Δݐ௦௧
(8)
ݐ௦௧ =ݐ−ݐ௦௧
(9)
ݐ௦௪ =ݐ௦௧ௗ −ݐ௦௧
(10)
We calculate the percentage of time that the subjects remain in the stance phase:
ݐ௦ = 100 ×ݐ௦௧
ݐ௦௧ௗ
(11)
Assuming left-right gait symmetry [33], a ݐ௦ value larger than 50% indicates the existence of a
double support phase (when both feet are in contact with the ground simultaneously).
2.5. Gait Kinematic and Kinetic Variables
Beyond the timing of gait events, our approach provides the full trajectory and orientation of the
feet, which are useful for understanding stair running performance. Foot clearance (ܿ) is defined as
the foot height (௭) difference between the times of the local maximum (ݐ௫) and minimum (ݐ)
around foot-strike:
ܿ = ௭(ݐ௫) − ௭(ݐ) (12)
In particular, for every stride we identify the local minimum foot height (ݐ) after the ݐ௦௧
and before ݐ. For stair ascending, ݐ௫ is defined as the time when the local maximum foot height
occurs just prior to foot-strike (swing phase) while, for stair descending, it is identified after the foot
strike and, in most cases, before toe-off (stance phase). Examples showing the typical distribution of
local minimum and maximum times in the different gait cycles for stair running (both ascending and
descending) are shown in Figure 5. One interpretation of the clearance, ܿ is that it indicates how
subjects minimize tripping risk as they plan for advancing to the next step (i.e., larger value of ܿ
could imply a more careful foot trajectory planning that provides a safer margin to clear the steps).
(a)
(b)
Figure 5. Estimated foot trajectory and speed for running over three treads during ascending (a) and
descending (b). Close up of a steady state running gait showing the major stride events times: toe-
off ݐ (green dots), foot strike ݐ௦௧ (red dots), maximum elevation ݐ௫ (black dots), minimum
elevation ݐ (yellow dots); and gait phases: stance phase ݐݏݐܽ݊ܿ݁ (blue curves) and swing phase
ݐݏݓ݅݊݃ (red curves).
Figure 5. Estimated foot trajectory and speed for running over three treads during ascending (a)
and descending (b). Close up of a steady state running gait showing the major stride events times:
toe-off to f f (green dots), foot strike tstrike (red dots), maximum elevation tmax (black dots), minimum
elevation tmin (yellow dots); and gait phases: stance phase tstance (blue curves) and swing phase tswing
(red curves).
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The estimated foot IMU velocity (6) is used to compute a proxy for the foot kinetic energy per
unit of mass kem per using the following formulation:
kem = k
m = |v|
2
2
(13)
where |v| denotes the average magnitude of the foot speed calculated over the duration of every stride
tstride (8).
During stair running, the foot rotates with the majority of rotation manifesting in changes in pitch
θ. We estimate the “bounce angle” θbounce as the angular displacement in pitch from foot-strike to
toe-off as follows:
θbreak = |θ(tstrike) − θ(tmin)|
(14)
θprop = |θ(to f f ) − θ(tmin)|
(15)
θbounce = θbreak + θprop
(16)
Here, the “braking angle” θbreak is computed as the change in foot pitch from the contact time
tstrike until the foot reaches its minimum elevation during the stance phase. The “propulsion angle”
θprop is computed as the change in foot pitch from the time of minimum elevation until toe-off
to f f . The resulting bounce angle could be related to ankle stiffness used during propulsion [34],
which implicates performance outcomes [35] (i.e., stiffer ankles limit the time delay, or, “give” in the
transmission of forces up the kinetic chain) or risk for injury [36].
By estimating the impulse between foot-strike and toe-off events, we also estimate the foot vertical
ground reaction force per unit of mass g f m per:
g f m = fz
m = ∆vz
∆t
(17)
∆vz = vz(to f f ) − vz(tstrike)
(18)
where the time increment ∆t equals the tstance (9).
2.6. Statistical Analysis
In our analysis, we eliminated the first and the last step from each stair run, as we considered
them to be transition steps that differ from the approximately steady state stepping that is the focus
of our study. We also assumed left-right foot symmetry and pooled these data within the statistical
analysis. This study does not consider or use the anthropometric characteristics of the participants.
To evaluate how the gait timing, kinematic, and kinetic parameters were related to the stride times
(speed), we performed a simple linear regression for each relationship to determine: the R-squared
value (R2) to quantify the variation explained by the relation; the slope of the relation (b) between
the metric of interest and the stride time; and the statistical significance of the slope (pb). The simple
linear regression assumptions of normality and constant variance of the residual were assessed
using the Lilliefors test and Engle’s Auto Regressive Conditional Heteroskedasticity (ARCH) test,
respectively. When these conditions were not met, a transformation of the variables was performed
and the simple linear regression was fit to the transformed variables to assess if the relationship trends
were consistent. Comparison of the variation between tswing and tstance was assessed using an F-test.
We use a two-sample t-test to compare the ascending and descending conditions for the tps, c, and
θbounce variables. Finally, we use a one-sample t-test to determine if g f m was different than zero.
3. Results and Discussion
Figure 5 shows an example of the estimated foot elevations and velocity magnitudes against time
for a subject running while ascending (Figure 5a) and descending (Figure 5b) the stairs. The trajectories
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illustrate several steady state strides with labelled times for foot-strike, toe-off, maximum elevation,
minimum elevation, and gait phases.
The above algorithm yields estimates of the full (three-dimensional) trajectories, as well as
(three-dimensional) foot orientation angles. Figure 6 presents a foot trajectory in space (elevation
plotted versus forward position) as well as the foot pitch angle and for the same sample steps
considered in Figure 5.
Using speed alone as the criterion, stair running performance can then be quantified by the
stride time (shorter average stride time predicting greater average speed since step lengths are
defined/constrained by the stairs geometry). Figures 7–12 compare the individual stride times (vertical
axis) against all other metrics, including the additional gait timing, kinematic, and kinetic variables
defined above (horizontal axes). In these figures, each dot represents one stride during steady state,
and each color represents one subject. We also provide the equation of the linear fit, R2, and pβ for
each relation.
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The above algorithm yields estimates of the full (three-dimensional) trajectories, as well as
(three-dimensional) foot orientation angles. Figure 6 presents a foot trajectory in space (elevation
plotted versus forward position) as well as the foot pitch angle and for the same sample steps
considered in Figure 5.
Using speed alone as the criterion, stair running performance can then be quantified by the stride
time (shorter average stride time predicting greater average speed since step lengths are
defined/constrained by the stairs geometry). Figures 7–12 compare the individual stride times
(vertical axis) against all other metrics, including the additional gait timing, kinematic, and kinetic
variables defined above (horizontal axes). In these figures, each dot represents one stride during
steady state, and each color represents one subject. We also provide the equation of the linear fit, R2,
and ఉ for each relation.
(a)
(b)
Figure 6. Foot trajectory (black curve) and pitch angle ߠ (colored lines) for ascending (a) and
descending (b) stairs. The colors distinguish the distinct gait cycles across successive treads.
3.1. Gait Timing Variables
Our data analysis shows that in either direction (stair ascent or decent), the stride time ݐ௦௧ௗ
was mainly predicted by the stance time ݐ௦௧ as measured by high correlation (R2 value for ascent
0.84, < 0.001; R2 for descent 0.92, < 0.001); refer to Figure 7. Thus, shorter ݐ௦௧ values are
strong predictors of overall speed (shorter stride times) during both stair ascent and decent.
(a)
(b)
Figure 7. Stance ݐݏݐܽ݊ܿ݁ and stride time ݐݏݐݎ݅݀݁ relationship for ascending (a) and descending (b)
stairs. Each dot represents one stride, and each color represents one subject. Overall speed is largely
determined by the stance phase.
Figure 6. Foot trajectory (black curve) and pitch angle θ (colored lines) for ascending (a) and descending
(b) stairs. The colors distinguish the distinct gait cycles across successive treads.
3.1. Gait Timing Variables
Our data analysis shows that in either direction (stair ascent or decent), the stride time tstride was
mainly predicted by the stance time tstance as measured by high correlation (R2 value for ascent 0.84,
pb < 0.001; R2 for descent 0.92, pb < 0.001); refer to Figure 7. Thus, shorter tstance values are strong
predictors of overall speed (shorter stride times) during both stair ascent and decent.
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The above algorithm yields estimates of the full (three-dimensional) trajectories, as well as
(three-dimensional) foot orientation angles. Figure 6 presents a foot trajectory in space (elevation
plotted versus forward position) as well as the foot pitch angle and for the same sample steps
considered in Figure 5.
Using speed alone as the criterion, stair running performance can then be quantified by the stride
time (shorter average stride time predicting greater average speed since step lengths are
defined/constrained by the stairs geometry). Figures 7–12 compare the individual stride times
(vertical axis) against all other metrics, including the additional gait timing, kinematic, and kinetic
variables defined above (horizontal axes). In these figures, each dot represents one stride during
steady state, and each color represents one subject. We also provide the equation of the linear fit, R2,
and ఉ for each relation.
(a)
(b)
Figure 6. Foot trajectory (black curve) and pitch angle ߠ (colored lines) for ascending (a) and
descending (b) stairs. The colors distinguish the distinct gait cycles across successive treads.
3.1. Gait Timing Variables
Our data analysis shows that in either direction (stair ascent or decent), the stride time ݐ௦௧ௗ
was mainly predicted by the stance time ݐ௦௧ as measured by high correlation (R2 value for ascent
0.84, < 0.001; R2 for descent 0.92, < 0.001); refer to Figure 7. Thus, shorter ݐ௦௧ values are
strong predictors of overall speed (shorter stride times) during both stair ascent and decent.
(a)
(b)
Figure 7. Stance ݐݏݐܽ݊ܿ݁ and stride time ݐݏݐݎ݅݀݁ relationship for ascending (a) and descending (b)
stairs. Each dot represents one stride, and each color represents one subject. Overall speed is largely
determined by the stance phase.
Figure 7. Stance tstance and stride time tstride relationship for ascending (a) and descending (b) stairs.
Each dot represents one stride, and each color represents one subject. Overall speed is largely
determined by the stance phase.
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Due to the restrictions imposed by the stair design, subjects are relatively constrained during
the swing phase. Regardless of speed, the feet must travel approximately the same distance. Thus,
one expects less variation in tswing than in tstance. This expectation is supported by the smaller
standard deviation of tswing (SD for ascent 0.020 s, for descent 0.022 s) compared to that for the tstance
(SD for ascent 0.044 s, for descent 0.049 s) across all subjects (F(153, 153) = 4.67, p < 0.001 for ascent;
F(153, 153) = 5.06, p < 0.001 for descent). During stair ascent, subjects provide just enough speed to
reach the next tread, since otherwise they risk missing, tripping, or overshooting, making the task
either dangerous or inefficient. As a result, there is a lower correlation between tstride and tswing during
ascent (R2 value 0.24) (see Figure 8a). During stair descent, however, subjects have more freedom to
choose higher speeds during the swing phase by using their muscles to break less, as shown by the
higher correlation between tswing and tstride for stair descent (R2 value 0.60) (see Figure 8b). This gain
in speed comes at the expense of having to accommodate for higher foot-strike impacts and increasing
fall risk.
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Due to the restrictions imposed by the stair design, subjects are relatively constrained during the
swing phase. Regardless of speed, the feet must travel approximately the same distance. Thus, one
expects less variation in ݐ௦௪ than in ݐ௦௧. This expectation is supported by the smaller standard
deviation of ݐ௦௪ (SD for ascent 0.020 s, for descent 0.022 s) compared to that for the ݐ௦௧ (SD
for ascent 0.044 s, for descent 0.049 s) across all subjects (F(153, 153) = 4.67, p < 0.001 for ascent;
F(153, 153) = 5.06, p < 0.001 for descent). During stair ascent, subjects provide just enough speed to
reach the next tread, since otherwise they risk missing, tripping, or overshooting, making the task
either dangerous or inefficient. As a result, there is a lower correlation between ݐ௦௧ௗ and ݐ௦௪
during ascent (R2 value 0.24) (see Figure 8a). During stair descent, however, subjects have more
freedom to choose higher speeds during the swing phase by using their muscles to break less, as
shown by the higher correlation between ݐ௦௪ and ݐ௦௧ௗ for stair descent (R2 value 0.60) (see
Figure 8b). This gain in speed comes at the expense of having to accommodate for higher foot-strike
impacts and increasing fall risk.
(a)
(b)
Figure 8. Swing ݐ௦௪ and stride time ݐ௦௧ௗ relationship for ascending (a) and descending (b)
stairs. The greater correlation during stair descent indicates that subjects likely generate speed gains
during the swing phase.
Finally, we observe that when running downstairs, subjects do so more carefully, as manifested
in a greater (t(306) = −15.65, < 0.001) percentage of time ݐ௦ (11) that the subjects remain in the
stance phase while descending (ascending: 44.3 ± 10.8%, descending: 53.4 ± 13.5%; mean/SD). We
conclude that ݐ௦௧ௗ is highly correlated with ݐ௦௧ and therefore speed is determined largely by
the ability of the subjects to generate enough impulse to reach the next step in the shortest period of
time.
Table 1 presents a summary of the gait timing variables. To summarize, both ݐ௦௧ and ݐ௦௪
have significant relationships to speed. However, ݐ௦௧ shows the highest correlation, indicating
the potential to be a better predictor.
Table 1. Gait cycle timing variables for running while ascending and descending stairs.
Direction
࢚࢙࢚࢘ࢊࢋvs ࢚࢙࢚ࢇࢉࢋ R2/࢈ ࢚࢙࢚࢘ࢊࢋvs ࢚࢙࢝ࢍ R2/࢈࢚࢙࢚ࢇࢉࢋ SD (s)
࢚࢙࢝ࢍ SD (s)
࢚࢙ Mean ± SD (%)
Ascent
0.84/1.05
0.24/1.22 †
0.044
0.020
44.3 ± 10.8
Descent
0.92/1.25 †
0.60/2.27 †
0.049
0.022
53.4 ± 13.5
† Does not meet constant variance assumption.
3.2. Gait Kinematic and Kinetic Variables
While the estimated slope between ݐ௦௧ௗ (speed) and foot clearance ܿ for ascent was
significant, there is a negligible relationship between these variables as seen by the low R2 value (R2
for ascent 0.03, = 0.05). There was a significant linear relation for descent (R2 = 0.34, < 0.001)
(see Figure 9). During descent, subjects clear the steps with a smaller average clearance relative to
ascent (ascending: 0.06 ± 0.02 m, descending: 0.02 ± 0.02 m; mean ± SD; t(306) = 17.49; < 0.001), in
Figure 8. Swing tswing and stride time tstride relationship for ascending (a) and descending (b) stairs.
The greater correlation during stair descent indicates that subjects likely generate speed gains during
the swing phase.
Finally, we observe that when running downstairs, subjects do so more carefully, as manifested in
a greater (t(306) = −15.65, p < 0.001) percentage of time tps (11) that the subjects remain in the stance
phase while descending (ascending: 44.3 ± 10.8%, descending: 53.4 ± 13.5%; mean/SD). We conclude
that tstride is highly correlated with tstance and therefore speed is determined largely by the ability of
the subjects to generate enough impulse to reach the next step in the shortest period of time.
Table 1 presents a summary of the gait timing variables. To summarize, both tstance and tswing
have significant relationships to speed. However, tstance shows the highest correlation, indicating the
potential to be a better predictor.
Table 1. Gait cycle timing variables for running while ascending and descending stairs.
Direction
tstride vs. tstance R2/b tstride vs. tswing R2/b
tstance SD (s)
tswing SD (s)
tps Mean ± SD (%)
Ascent
0.84/1.05
0.24/1.22 †
0.044
0.020
44.3 ± 10.8
Descent
0.92/1.25 †
0.60/2.27 †
0.049
0.022
53.4 ± 13.5
† Does not meet constant variance assumption.
3.2. Gait Kinematic and Kinetic Variables
While the estimated slope between tstride (speed) and foot clearance c for ascent was significant,
there is a negligible relationship between these variables as seen by the low R2 value (R2 for ascent
0.03, pb = 0.05). There was a significant linear relation for descent (R2 = 0.34, pb < 0.001) (see Figure 9).
During descent, subjects clear the steps with a smaller average clearance relative to ascent (ascending:
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0.06 ± 0.02 m, descending: 0.02 ± 0.02 m; mean ± SD; t(306) = 17.49; p < 0.001), in some cases by
rolling the foot on the nose of the tread as they transition to the next tread. Smaller average clearance
enables the foot to follow a more linear trajectory (see Figure 6), which can be more energy efficient as
explained in the next section.
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some cases by rolling the foot on the nose of the tread as they transition to the next tread. Smaller
average clearance enables the foot to follow a more linear trajectory (see Figure 6), which can be more
energy efficient as explained in the next section.
(a)
(b)
Figure 9. Foot clearance ܿ and stride time ݐ௦௧ௗ relationship for ascending (a) and descending (b)
stairs. Descent is accomplished with an overall smaller clearance relative to ascent.
A significant linear relationship between the foot kinetic energy ݇݁݉ (13) and ݐ௦௧ௗ exists (R2
for ascent: 0.53, < 0.001; R2 for descent: 0.8, < 0.001) (see Figure 10), with faster subjects
exhibiting higher kinetic energy. During stair ascent, a fraction of the kinetic energy is consumed just
to clear the nose of the steps safely and, as a result, the foot describes a parabolic trajectory (see
Figure 6a) in strong contrast with the linear trajectory exhibited during descent (see Figure 6b).
(a)
(b)
Figure 10. Kinetic energy per unit of mass ݇݁݉ and stride time ݐݏݐݎ݅݀݁ relationship for ascending (a)
and descending (b) stairs. In stair ascent, a fraction of the kinetic energy is consumed in order to safely
clear the nose of the treads.
Example variations in the pitch angle during stair running are illustrated in Figure 6. The pitch
variations ߠ௨ (14)–(16) do not have a linear relationship with ݐ௦௧ௗ (Figure 11) during
ascending (R2 for ascent: 0.01, ܾ = 0, = 0.36) and have a moderate relationship during descending
(R2 for descent: 0.32, ܾ = 3 × 10−3, < 0.001). The average bounce angle during ascent is smaller than
the average bounce angles during descent (ascending: 45.0 ± 9.2 deg, descending: 66.2 ± 10.4 deg;
mean ± SD; t(306) = −19.029; < 0.001). It is noteworthy that during the stair ascent smaller bounce
angles are indicative of an increase in ankle stiffness which, in turn, increases vertical velocity [35].
Figure 9. Foot clearance c and stride time tstride relationship for ascending (a) and descending (b) stairs.
Descent is accomplished with an overall smaller clearance relative to ascent.
A significant linear relationship between the foot kinetic energy kem (13) and tstride exists (R2 for
ascent: 0.53, pb < 0.001; R2 for descent: 0.8, pb < 0.001) (see Figure 10), with faster subjects exhibiting
higher kinetic energy. During stair ascent, a fraction of the kinetic energy is consumed just to clear
the nose of the steps safely and, as a result, the foot describes a parabolic trajectory (see Figure 6a) in
strong contrast with the linear trajectory exhibited during descent (see Figure 6b).
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some cases by rolling the foot on the nose of the tread as they transition to the next tread. Smaller
average clearance enables the foot to follow a more linear trajectory (see Figure 6), which can be more
energy efficient as explained in the next section.
(a)
(b)
Figure 9. Foot clearance ܿ and stride time ݐ௦௧ௗ relationship for ascending (a) and descending (b)
stairs. Descent is accomplished with an overall smaller clearance relative to ascent.
A significant linear relationship between the foot kinetic energy ݇݁݉ (13) and ݐ௦௧ௗ exists (R2
for ascent: 0.53, < 0.001; R2 for descent: 0.8, < 0.001) (see Figure 10), with faster subjects
exhibiting higher kinetic energy. During stair ascent, a fraction of the kinetic energy is consumed just
to clear the nose of the steps safely and, as a result, the foot describes a parabolic trajectory (see
Figure 6a) in strong contrast with the linear trajectory exhibited during descent (see Figure 6b).
(a)
(b)
Figure 10. Kinetic energy per unit of mass ݇݁݉ and stride time ݐݏݐݎ݅݀݁ relationship for ascending (a)
and descending (b) stairs. In stair ascent, a fraction of the kinetic energy is consumed in order to safely
clear the nose of the treads.
Example variations in the pitch angle during stair running are illustrated in Figure 6. The pitch
variations ߠ௨ (14)–(16) do not have a linear relationship with ݐ௦௧ௗ (Figure 11) during
ascending (R2 for ascent: 0.01, ܾ = 0, = 0.36) and have a moderate relationship during descending
(R2 for descent: 0.32, ܾ = 3 × 10−3, < 0.001). The average bounce angle during ascent is smaller than
the average bounce angles during descent (ascending: 45.0 ± 9.2 deg, descending: 66.2 ± 10.4 deg;
mean ± SD; t(306) = −19.029; < 0.001). It is noteworthy that during the stair ascent smaller bounce
angles are indicative of an increase in ankle stiffness which, in turn, increases vertical velocity [35].
Figure 10. Kinetic energy per unit of mass kem and stride time tstride relationship for ascending (a) and
descending (b) stairs. In stair ascent, a fraction of the kinetic energy is consumed in order to safely
clear the nose of the treads.
Example variations in the pitch angle during stair running are illustrated in Figure 6. The pitch
variations θbounce (14)–(16) do not have a linear relationship with tstride (Figure 11) during ascending
(R2 for ascent: 0.01, b = 0, pb = 0.36) and have a moderate relationship during descending (R2 for
descent: 0.32, b = 3 × 10−3, pb < 0.001). The average bounce angle during ascent is smaller than
the average bounce angles during descent (ascending: 45.0 ± 9.2 deg, descending: 66.2 ± 10.4 deg;
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mean ± SD; t(306) = −19.029; p < 0.001). It is noteworthy that during the stair ascent smaller bounce
angles are indicative of an increase in ankle stiffness which, in turn, increases vertical velocity [35].
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(a)
(b)
Figure 11. Bounce angle ߠ௨ and stride time ݐݏݐݎ݅݀݁ correlation for ascending (a) and descending
(b) stairs. Lower bounce angle during stair ascent is related to impulsive motion.
We calculated foot vertical ground force ݂݃݉ using (17), and determined that there was
moderate correlation between ݐ௦௧ௗ and ݂݃݉ for both ascent and descent (R2 for ascent: 0.45,
< 0.001; R2 for descent: 0.21, < 0.001) (see Figure 12). The ݂݃݉ mean value shows that
ascending stairs requires generating a non-zero reaction force (0.09 ± 0.03 N/kg; mean ± SD;
t(153) = 40.97, p < 0.001), whereas the descending force was not statistically different from zero
(0.0 ± 0.02 N/kg, mean ± SD; t(153) = −1.96, p = 0.052). This suggests distinct mechanisms for running
on stairs with ascending requiring changes in momentum (impulses), while descending requires
maintaining momentum. Ascending stairs requires generating the necessary force needed to propel
the body upwards and forwards; conversely, during descending the muscles have less resistance (as
supported by the increase in bounce angle) allowing gravity to do the work.
The kinematic and kinetic variables are summarized in Table 2. In summary, we determine that
clearance, ܿ, is only correlated to speed during stair descent. We found that some ݇݁݉ is lost during
stair ascent because of the foot parabolic trajectory required to clear safely the steps. The foot angle
ߠ௨ shows ankle stiffness during stair ascent versus compliance during stair descent. The effect
of ߠ௨ is also evident in ground forces ݂݃݉ being large for stair ascent and negligible for stair
descent.
(a)
(b)
Figure 12. Vertical ground reaction force per unit of mass ݂݃݉ and stride time ݐݏݐݎ݅݀݁ relationship
for ascending (a) and descending (b) stairs. Stair ascent employs significantly larger impulses relative
to descent.
Figure 11. Bounce angle θbounce and stride time tstride correlation for ascending (a) and descending (b)
stairs. Lower bounce angle during stair ascent is related to impulsive motion.
We calculated foot vertical ground force g f m using (17), and determined that there was moderate
correlation between tstride and g f m for both ascent and descent (R2 for ascent: 0.45, pb < 0.001;
R2 for descent: 0.21, pb < 0.001) (see Figure 12). The g f m mean value shows that ascending stairs
requires generating a non-zero reaction force (0.09 ± 0.03 N/kg; mean ± SD; t(153) = 40.97, p < 0.001),
whereas the descending force was not statistically different from zero (0.0 ± 0.02 N/kg, mean ± SD;
t(153) = −1.96, p = 0.052). This suggests distinct mechanisms for running on stairs with ascending
requiring changes in momentum (impulses), while descending requires maintaining momentum.
Ascending stairs requires generating the necessary force needed to propel the body upwards and
forwards; conversely, during descending the muscles have less resistance (as supported by the increase
in bounce angle) allowing gravity to do the work.
The kinematic and kinetic variables are summarized in Table 2. In summary, we determine that
clearance, c, is only correlated to speed during stair descent. We found that some kem is lost during
stair ascent because of the foot parabolic trajectory required to clear safely the steps. The foot angle
θbounce shows ankle stiffness during stair ascent versus compliance during stair descent. The effect of
θbounce is also evident in ground forces g f m being large for stair ascent and negligible for stair descent.
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(a)
(b)
Figure 11. Bounce angle ߠ௨ and stride time ݐݏݐݎ݅݀݁ correlation for ascending (a) and descending
(b) stairs. Lower bounce angle during stair ascent is related to impulsive motion.
We calculated foot vertical ground force ݂݃݉ using (17), and determined that there was
moderate correlation between ݐ௦௧ௗ and ݂݃݉ for both ascent and descent (R2 for ascent: 0.45,
< 0.001; R2 for descent: 0.21, < 0.001) (see Figure 12). The ݂݃݉ mean value shows that
ascending stairs requires generating a non-zero reaction force (0.09 ± 0.03 N/kg; mean ± SD;
t(153) = 40.97, p < 0.001), whereas the descending force was not statistically different from zero
(0.0 ± 0.02 N/kg, mean ± SD; t(153) = −1.96, p = 0.052). This suggests distinct mechanisms for running
on stairs with ascending requiring changes in momentum (impulses), while descending requires
maintaining momentum. Ascending stairs requires generating the necessary force needed to propel
the body upwards and forwards; conversely, during descending the muscles have less resistance (as
supported by the increase in bounce angle) allowing gravity to do the work.
The kinematic and kinetic variables are summarized in Table 2. In summary, we determine that
clearance, ܿ, is only correlated to speed during stair descent. We found that some ݇݁݉ is lost during
stair ascent because of the foot parabolic trajectory required to clear safely the steps. The foot angle
ߠ௨ shows ankle stiffness during stair ascent versus compliance during stair descent. The effect
of ߠ௨ is also evident in ground forces ݂݃݉ being large for stair ascent and negligible for stair
descent.
(a)
(b)
Figure 12. Vertical ground reaction force per unit of mass ݂݃݉ and stride time ݐݏݐݎ݅݀݁ relationship
for ascending (a) and descending (b) stairs. Stair ascent employs significantly larger impulses relative
to descent.
Figure 12. Vertical ground reaction force per unit of mass g f m and stride time tstride relationship for
ascending (a) and descending (b) stairs. Stair ascent employs significantly larger impulses relative
to descent.
Sensors 2017, 17, 2647
12 of 14
Table 2. Kinematic and kinetic variables for running while ascending and descending stairs.
Direction
tstride vs. c
R2/b
tstride vs. kem
R2/b
tstride vs. θbounce
R2/b
tstride vs. gfm
R2/b
c
Mean ± SD
(m)
θbounce
Mean ± SD
(deg)
gfm
Mean ± SD
(N/Kg)
Ascent
0.03/−0.38 ‡,*
0.53/−0.11 ‡
0.01/0.0 †,*
0.45/−1.21
0.06 ± 0.02
45.0 ± 9.2
0.09 ± 0.03
Descent
0.34/2.44 †
0.80/−0.17 ‡
0.32/3 × 10−3
0.21/1.45
0.02 ± 0.02
66.2 ± 10.4
0.0 ± 0.02
* b Not statistically significant. † Constant variance assumption not met. ‡ Normality assumption not met.
For every simple linear regression relation, the assumptions of normality and constant variance of
the residuals were tested (see Tables 1 and 2). For the cases that did not meet the assumptions, we used
data transformation algorithms to correct for distribution skewness as described in [37,38] and verified
the significance of the relationships when assumptions were met. To facilitate the interpretation of the
measures, we presented the relationships for the variables prior to transformation. It is important to
note that while the slopes may differ with the transformed variables, the direction and significance of
the relationship would not be expected change the results presented.
Finally, it is important to note that the sensors that we use have limited operational range that
may influence some of the outcomes, in particular the vertical acceleration during the foot-strike could
be underestimated. We believe that the final effect of this limitation in our calculations is small due
to the short duration of this event, the elevation correction that we perform, and our stride-by-stride
basis analysis instead of the whole trajectory.
4. Conclusions
This paper presents a method for understanding the task of running on stairs (both ascending
and descending) from data harvested from foot-mounted IMUs. This understanding derives from an
algorithm that estimates the foot velocity and trajectory while correcting for sensor drift errors using
the ZUPT technique together with a known stair riser height. In studies of human mobility outside
of a controlled experimental setup, during which stair height may not be known to the researchers,
implementing a “standard” step height correction may still assist in calculating stride metrics. Timing,
kinematic, and kinetic variables are proposed as metrics of stair running performance. Results on
human subjects reveal that stair running speed is largely controlled by the stance phase, as opposed
to the swing phase. An approximate measure of foot kinetic energy illustrates greater foot energy
economy during descent versus ascent, which also follows from the near-linear foot trajectory during
descent versus the parabolic path during ascent. The IMU-derived estimates for foot clearance may
have future use in assessing trip/fall risks while the IMU-derived estimates of ground reaction and
bounce angle may have future use in assessing injury potential.
Acknowledgments: This material is based upon work supported by the US Army Contracting Command-APG,
Natick Contracting Division, Natick, MA, under contract W911QY-15-C-0053.
Author Contributions: L.V.O. developed and implemented the algorithms for computing foot trajectories and
performance parameters. L.V.O., A.M.Z., and N.C.P. developed the biomechanical analysis. S.M.C. developed the
gait event detection algorithms. L.V.O. and L.A.S. developed and completed the statistical analysis. L.V.O., A.M.Z,
S.M.C., R.V.V., S.P.D., L.A.S. and N.C.P. provided valuable insight and/or assistance in collecting the data, as well
as contributed to the preparation of the manuscript.
Conflicts of Interest: The authors declare no conflict of interest.
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| Estimating Stair Running Performance Using Inertial Sensors. | 11-17-2017 | Ojeda, Lauro V,Zaferiou, Antonia M,Cain, Stephen M,Vitali, Rachel V,Davidson, Steven P,Stirling, Leia A,Perkins, Noel C | eng |
PMC8581565 | ORIGINAL RESEARCH
published: 28 October 2021
doi: 10.3389/fphys.2021.739745
Edited by:
Gary W. Mack,
Brigham Young University,
United States
Reviewed by:
Filipe Dinato De Lima,
University Center of Brasilia, Brazil
Michael E. Tschakovsky,
Queen’s University, Canada
*Correspondence:
Agnieszka Danuta Jastrz ˛ebska
[email protected]
Specialty section:
This article was submitted to
Exercise Physiology,
a section of the journal
Frontiers in Physiology
Received: 11 July 2021
Accepted: 07 October 2021
Published: 28 October 2021
Citation:
Hebisz P, Jastrz ˛ebska AD and
Hebisz R (2021) Real Assessment
of Maximum Oxygen Uptake as
a Verification After an Incremental Test
Versus Without a Test.
Front. Physiol. 12:739745.
doi: 10.3389/fphys.2021.739745
Real Assessment of Maximum
Oxygen Uptake as a Verification After
an Incremental Test Versus Without a
Test
Paulina Hebisz, Agnieszka Danuta Jastrz ˛ebska* and Rafał Hebisz
Department of Physiology and Biochemistry, University School of Physical Education in Wrocław, Wrocław, Poland
The study was conducted to compare peak oxygen uptake (VO2peak) measured with
the incremental graded test (GXT) (VO2peak) and two tests to verify maximum oxygen
uptake, performed 15 min after the incremental test (VO2peak1) and on a separate day
(VO2peak2). The aim was to determine which of the verification tests is more accurate
and, more generally, to validate the VO2max obtained in the incremental graded test
on cycle ergometer. The study involved 23 participants with varying levels of physical
activity. Analysis of variance showed no statistically significant differences for repeated
measurements (F = 2.28, p = 0.118, η2 = 0.12). Bland–Altman analysis revealed
a small bias of the VO2peak1 results compared to the VO2peak (0.4 ml·min−1·kg−1)
and VO2peak2 results compared to the VO2peak (−0.76 ml·min−1·kg−1). In isolated
cases, it was observed that VO2peak1 and VO2peak2 differed by more than 5% from
VO2peak. Considering the above, it can be stated that among young people, there are
no statistically significant differences between the values of VO2peak measured in the
following tests. However, in individual cases, the need to verify the maximum oxygen
uptake is stated, but performing a second verification test on a separate day has no
additional benefit.
Keywords: maximum oxygen uptake, VO2 plateau, physical fitness, cycle ergometer, verification phase,
incremental test
INTRODUCTION
Maximum oxygen uptake (VO2max) is considered to be the gold standard in assessing oxygen
capacity, as it reflects the efficiency of the respiratory and circulatory system and the efficiency
of the muscular system in using oxygen whilst exercising (Bassett and Howley, 2000; Lucia et al.,
2001; Martino et al., 2002; Joyner and Coyle, 2008). The incremental graded test (GXT) protocol is
commonly used to assess the VO2max, which involves increasing the external load and continuing
it until the subject reaches volitional exhaustion (Beltz et al., 2016). For years, the paradigm of the
GXT was accepted and this form of VO2max testing was used. However, for several years, there
has been a discussion of whether the GXT in each case allows for an accurate measurement of
maximum oxygen uptake (Howley et al., 1995; Poole et al., 2008; Sánchez-Otero et al., 2014; Schaun,
2017). It was pointed out that subjects with no experience for maximal efforts and those with low
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October 2021 | Volume 12 | Article 739745
Hebisz et al.
Real Assessment of Maximum Oxygen Uptake
motivation and low cardiorespiratory fitness may interrupt the
test before reaching VO2max due to fatigue-related symptoms
(Midgley et al., 2007b; Poole and Jones, 2017).
Therefore,
new
criteria
for
the
accuracy
of
VO2max
measurements have been proposed (Howley et al., 1995;
Sánchez-Otero et al., 2014; Beltz et al., 2016; Schaun, 2017). It
has been suggested that achieving a VO2 plateau in the final
phase of the GXT is proof that a VO2max measurement is
accurate (Howley et al., 1995). However, it has been documented
that in many subjects (both athletes and non-athletes), it
is impossible to separate the plateau phase when reaching
VO2max (Lucia et al., 2006; Schaun, 2017; Hebisz et al., 2018).
The other criteria for accurately measuring VO2max–analysis
of peak respiratory quotient, peak heart rate (HR), and
post-workout lactate concentration–have also been widely
discussed (Howley et al., 1995; Duncan et al., 1997; Beltz
et al., 2016). Nonetheless, their high inter-subject variability
may suggest that some subjects do not satisfy mentioned
criterions even if their maximum effort is made, which lowers
their value. It has been also demonstrated that the criterion
of achieving a VO2 plateau in the final phase of the GXT
frequently does not meet the criteria for HR and lactate
concentration (Poole et al., 2008). These limitations reduce
the certainty that subjects performing the GXT reach their
“true” VO2max.
Considering the doubts about the effectiveness of the
above-mentioned criteria in verifying the accuracy of VO2max
measurements, constant power verification tests were proposed
(Midgley et al., 2006; Beltz et al., 2016; Poole and Jones, 2017;
Schaun, 2017; Possamai et al., 2020). The idea is simply to
provoke the VO2 plateau through constant-load effort performed
with intensities ranging from submaximal to supramaximal effort
(Barker et al., 2011; Nolan et al., 2014; Poole and Jones, 2017;
Astorino and DeRevere, 2018). Usually, the verification tests are
performed approximately 5–15 min after the incremental test
(Schaun, 2017) and last several minutes (Barker et al., 2011;
Nolan et al., 2014; Beltz et al., 2016; Schaun, 2017; Astorino and
DeRevere, 2018).
On the other hand, Possamai et al. (2020) suggests that
the test to verify the VO2max obtained in the GXT should be
performed on a different day, assuming that the subject’s exercise
tolerance/capacity is higher then and that the peak oxygen uptake
(VO2peak) measured in a verification test on another day are not
lower than that from a verification test performed several minutes
after the GXT. However, in both verification tests they used
a power output level of 100% of maximal power–as measured
in a previous incremental test–which could have contributed
to similar values of oxygen uptake being recorded in the tests.
Moreover, their results showed that the VO2peak achieved in the
verification test performed on a separate day were closer to the
VO2peak of the GXT than that of a verification test done several
minutes after the GXT.
More recently, in order to verify the VO2peak from the GXT,
researchers proposed performing the verification test with a
power level exceeding the power output of the GXT, but mainly
several minutes after the GXT (Barker et al., 2011; Nolan et al.,
2014; Schaun, 2017; Astorino and DeRevere, 2018). It seems that
it would be worth using a higher load in the verification test
performed on a separate day, as exercise tolerance is higher then.
The aim of this study was to compare the values of VO2peak
obtained from the incremental test and from two verification
tests completed with a power output of 110% of the peak power
output reached in a previous incremental test [the first one
was performed 15 min after the progressive test (Tver-1), whilst
the second one was performed on a separate day (Tver-2)]. It
was hypothesized that in individual cases, the verification test
performed on a separate day may allow for higher VO2peak values
than the incremental test and the verification test performed
several minutes after the incremental test.
MATERIALS AND METHODS
The
study
involved
23
participants:
recreationally
active
individuals (n = 13, including 7 women and 6 men) and
athletes (cyclists) (n = 10, including 4 women and 6 men). Each
participant had been active recreationally or practicing sport
(cyclists) for at least 3 years. The two groups, the recreationally
active people and the athletes, were similar in regard to their
anthropometric characteristics, whereas the parameters for
physical capacity–VO2peak (p < 0.000) and power value (Pmax)
(p < 0.000) differed significantly (Table 1).
The study design was approved by the institutional review
board and was conducted in accordance with the ethical
standards established by the Declaration of Helsinki. Written
informed consent was obtained from all participants after the
study details, procedures, benefits, and risks were explained.
Exercise Tests
The study consisted of three exercise tests (Figure 1). On the
first day of the study, each participant performed an incremental
graded test (GXT) and a verification test (Tver-1). After a 48-
h break, an additional verification test (Tver-2) was performed,
which was only preceded by a warm-up. The tests (GXT and
Tver-1) and Tver-2 were performed at a similar time of day
(±30 min). All the tests were carried out using a Lode Excalibur
Sport electronically braked cycloergometer (Lode BV, Groningen,
Netherlands). The tests were performed in controlled laboratory
conditions at an exercise laboratory (PN-EN ISO 9001:2001
certified). One week prior to the incremental graded test, the
participants were familiarized with the protocol of the test.
Incremental Exercise Test With
Verification Test Performed on the Same
Day
The VO2peak was determined using a continuous GXT, with a
self-selected pedal rate no lower than 60 rev/min. The test started
with a 40-W or 50-W load (for women and men, respectively),
and it was increased by 40 W or 50 W (for women and men,
respectively) every 3 min until volitional exhaustion. Heart rate
was recorded with a V800 cardiofrequencimeter (Polar, Oy,
Finland). The respiratory parameters were measured breath-by-
breath (Quark, COSMED, Milan, Italy) and averaged over 30-s
intervals. The data recording began 2 min before GXT and ended
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Real Assessment of Maximum Oxygen Uptake
TABLE 1 | Basic anthropological and physiological parameters characterizing the subjects.
All (n = 23)
Recreational active (n = 13)
Athletes (n = 10)
Females (n = 11)
Males (n = 12)
Age (years)
22.00 ± 3.79
21.23 ± 1.01
23.00 ± 5.64
21.64 ± 3.67
22.33 ± 4.03
Body height (m)
1.74 ± 0.10
1.76 ± 0.11
1.72 ± 0.08
1.67 ± 0.06
1.82 ± 0.07*
Body mass (kg)
68.50 ± 9.96
70.64 ± 11.38
65.73 ± 7.39
61.75 ± 6.92
74.69 ± 8.22*
VO2peak1 (ml·kg−1·min−1)
52.00 ± 13.31
42.62 ± 6.10
64.18 ± 9.58*
45.46 ± 8.44
57.98 ± 14.42*
Pmax (W)
288.91 ± 77.71
244.23 ± 56.26
347.00 ± 62.51*
230.64 ± 49.31
342.33 ± 57.94*
VO2peak1, the peak oxygen uptake in an incremental test; Pmax, the maximum aerobic power measured during the progressive test; data are presented as
mean ± standard deviation.
*p < 0.05 for the difference between groups.
FIGURE 1 | Scheme of visit in laboratory.
5 min after the verification test (Tver-1). The device was calibrated
with an atmospheric air and gas mixture: 5% CO2, 16% O2, and
79% N2. Oxygen uptake (VO2), exhaled carbon dioxide (VCO2),
and minute pulmonary ventilation (VE) were measured. The
highest VO2 recorded in the GXT was taken as the VO2peak,
whilst the highest VO2 recorded in the Tver-1 was taken as the
VO2peak1.
Based on the respiratory data records from the GXT, the
first ventilatory threshold (VT1) was determined at the point
preceding the first non-linear increase in VE·VO2−1 without
a concomitant increase in VE·VCO2−1 equivalent; the second
ventilatory threshold (VT2) was at the point preceding the second
non-linear increase in VE·VO2−1 accompanied by an increase of
VE·VCO2−1 equivalent, according to the methodology described
by Davis et al. (1980) and Beaver et al. (1986).
The cycloergometer was controlled by a computer, which
recorded instantaneous power and exercise time. The maximum
aerobic Pmax was obtained by subtracting 0.22 W for women and
0.28 W for men for each missing second of the last performed
load. After the end of the test, the subject rested for 15 min, with
an active rest on a 20-W cycloergometer. Next, a 3-min, square-
wave Tver-1 was performed with an intensity of 110% of Pmax with
regards to Schaun (2017).
Verification Test Performed on a
Different Day
The test was preceded by a 15-min warm-up consisting of 5 min
of exercise at an intensity corresponding to the power achieved
with the VT1, then 10 min at a power corresponding to half
the distance between the VT1 and the VT2. The warm-up was
followed by a 10-min passive break. Tver-2 was 3 min long and
was performed at an intensity of 110% of Pmax, as determined by
the results of the incremental graded test performed 2 days prior.
The recording of respiratory parameters started 1 min before the
verification test and ended 5 min after it was completed. The
values averaged every 30 s were used in data analysis. The highest
recorded oxygen uptake (from the averaging of 30-s intervals)
was taken as the VO2peak in the verification test performed on
a separate day (VO2peak2).
Statistical Analysis
The differences (expressed in %) between VO2peak and VO2peak1,
as well as between VO2peak were calculated for each participant.
The tolerance of measurement error was at 5% (Midgley et al.,
2007a; Romero-Fallas et al., 2012; Hall-Lopez et al., 2015). Data
normality was assessed through the Kolmogorov–Smirnov test
with Lilliefors significance correction. Bland–Altman analysis
was performed to determine the size of the difference shift
between VO2peak and VO2peak1, as well as between VO2peak
and VO2peak2. Pearson’s correlation and linear regression were
performed for comparing the results of GXT and Tver-1 or
Tver-2. STATISTICA 13.1 software (StatSoft Inc., Tulsa, OK,
United States) was used for further statistical processing of the
data. All data are reported as mean ± SD. Analysis of variance
with repeated measurements and the Scheffe post hoc test were
used to determine whether factors such as sex, athletic ability,
or subsequent tests affected VO2peak. The results were considered
statistically significant at an alpha level of p < 0.05.
RESULTS
The GXT and Tver-2 were performed by 23 participants, while
Tver-1 was performed by 21 participants (2 participants refused
to perform this test because of perceived fatigue).
The analysis of the main effects showed statistically significant
differences in oxygen uptake for sex (F = 25.02; p = 0.000;
η2 = 0.60) and physical activity level (F = 74.24; p = 0.000;
η2 = 0.81). There were no statistically significant differences for
repeated measurements (F = 2.28, p = 0.118, η2 = 0.12) or mixed
effects for repeated measurements and sex (F = 0.68, p = 0.516,
η2 = 0.04), nor for mixed effects for repeated measurements and
physical activity level (F = 0.20, p = 0.820, η2 = 0.01) (Table 2).
The individual analysis showed that 2 subjects in the Tver-1
and 7 subjects in the Tver-2 had a higher VO2peak by 5% than in
the GXT (Table 3). Bland–Altman analysis (Figure 2) revealed
a small bias of the VO2peak1 results compared to the VO2peak
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Real Assessment of Maximum Oxygen Uptake
TABLE 2 | Peak oxygen uptake value in the incremental test and in the verification tests in the entire group of subjects, as well as after dividing the group according to
sex and physical activity level.
Peak oxygen uptake (VO2peak) [ml·min−1·kg−1]
Progressive test (n = 23)
Verification test 1 (n = 21)
Verification test 2 (n = 23)
Whole group (n = 23ˆ)
51.99 ± 13.31
51.03 ± 13.73
52.75 ± 13.37
Females (n = 11ˆ)
45.46 ± 8.44
44.09 ± 7.79
45.08 ± 7.67
Males (n = 12ˆ)
57.98 ± 14.42
57.35 ± 15.19
59.78 ± 13.85
Athletes (n = 10ˆ)
64.18 ± 9.58
64.94 ± 10.30
64.52 ± 10.58
Recreationally active (n = 13)
42.62 ± 6.10
42.48 ± 6.66
43.70 ± 6.32
Data are presented as mean ± standard deviation.
∧-21 participants completed the verification test 1, two athletes (one woman and one man) refused to participate in this test.
TABLE 3 | The number of people who achieved a lower, higher or equal peak oxygen uptake in the verification tests compared to the peak oxygen uptake achieved in
the progressive test.
Whole
I division
II division
Group (n = 23)
Females (n = 11)
Males (n = 12)
Athletes (n = 10)
Recreationally active (n = 13)
VO2peak < VO2peak1
2
1
1
0
2
VO2peak > VO2peak1
4
2
2
2
2
VO2peak = VO2peak1
15
7
8
6
9
VO2peak < VO2peak2
7
2
5
2
5
VO2peak > VO2peak2
3
2
1
2
1
VO2peak = VO2peak2
13
7
6
6
7
The analysis was performed taking into account the division of the study group according to sex (I) and physical activity level (II).
VO2peak, the peak oxygen uptake in the progressive test; VO2peak1, the peak oxygen uptake in the verification test 1; VO2peak2, the peak oxygen uptake in the verification
test 2; <, less than. . .; >, greater than. . .; =, equal. . ..
(0.4 ml·min−1·kg−1) and VO2peak2 results compared to the
VO2peak (−0.76 ml·min−1·kg−1).
The raw test records that were performed in the studies
described in this work are posted in the repository at
https://repod.icm.edu.pl/dataset.xhtml?persistentId=doi:
10.18150/HGE2PK.
DISCUSSION
In order to assess the VO2peak, researchers traditionally use
the GXT test until exhaustion. Since the primary criterion of
VO2peak attainment–a VO2 plateau in exhaustion–is not always
reached during the GXT, some researchers have postulated
using subsequent verification tests (Niemelä et al., 1980; Midgley
et al., 2007b; Poole and Jones, 2017). However, in the available
literature, there are contradictory suggestions as to the need
for verification tests. There are opinions that question the
validity of performing tests to verify the VO2max obtained from
a progressive test, due to the minimal individual differences
between the results of progressive and verifying tests (Rossiter
et al., 2006; Murias et al., 2018; Brito et al., 2019). Similar
results, confirmed by Bland–Altman analysis, were presented
by McGawley (2017) when he compared the VO2peak measured
in the progressive test with the VO2peak measured in a 4-min
time trial run, performed on a separate day. The data presented
herein show no differences in mean VO2peak in the GXT and
Tver-1 versus Tver-2 (Table 2). Bland–Altman analysis showed
a small bias of VO2peak1 compared to VO2peak, as well as of
VO2peak2 compared to VO2peak (Figure 2). However, several
subjects (both recreationally active people and athletes) achieved
higher VO2peak1 or VO2peak2 values than VO2peak. Therefore,
we support the postulate of Poole and Jones (2017) about the
need to perform tests verifying the values of VO2peak measured
in progressive tests.
In most available literature, VO2max
verifier tests are
performed on the same day as the progressive test (Midgley
et al., 2007b; Astorino, 2009; Kirkeberg et al., 2011; Dalleck et al.,
2012; Poole and Jones, 2017; Adam et al., 2018). The factor
differentiating used procedures is the time between the tests.
Intervals of between 5 and 15 min have commonly been used
(Midgley et al., 2007b; Poole and Jones, 2017; Adam et al., 2018),
although intervals ranging from 1 to 3 min (Kirkeberg et al.,
2011) to even 60–90 min (Astorino, 2009; Dalleck et al., 2012;
Nolan et al., 2014) have been used for verification tests performed
on the same day. Nolan et al. (2014) reported no differences in
VO2peak between verification tests performed with 105% Pmax
after 20- and 60-min recovery periods. Thus, 20 min of recovery
may be sufficient for physically active subjects. As noted by
Scharhag-Rosenberger et al. (2011), comparable VO2peak values
after an incremental test and verification test followed by a
10-min break indicates that even shorter breaks can be used.
The results reported by Kirkeberg et al. (2011) show that even
short recovery periods of 1–3 min turned out to be sufficient
among physically active people. Regardless of the intervals used
between the tests, it seems that the effectiveness of the VO2max
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Real Assessment of Maximum Oxygen Uptake
FIGURE 2 | Bland-Altman plot showing: (A) Individual differences between the VO2peak values attained in the incremental and VO2peak1 from Tver-1 (B) individual
differences between the VO2peak values attained in the incremental and VO2peak2 from Tver-2. Solid line show bias and dashed lines represent a 1.96 SD (standard
deviation) for difference between peak oxygen uptakes. (C) Pearson correlation between VO2peak and VO2peak1. (D) Pearson correlation between VO2peak and
VO2peak2. In (C,D) the dashed lines indicate the 5% threshold difference from VO2peak.
verification tests we quote above was similar. Therefore, it could
be concluded that VO2peak in a verification test seems not to
be affected by the exhaustion caused by the incremental test.
Schaun (2017) also stated that the time elapsed between an
incremental test and a verification test is not a key aspect to
achieving the verification criterion. Attempts were also made
to perform tests to verify VO2max on a different day than the
progressive test (Scharhag-Rosenberger et al., 2011; Possamai
et al., 2020; Sawyer et al., 2020). Possamai et al. (2020) found
that during the verification test performed on a separate day,
the exercise capacity is greater than during the verification test
performed several minutes after the progressive test. Such a
conclusion was formulated on the basis of a longer effort time
in a verification test performed on a separate day, compared
to a test performed several minutes after the progressive test.
However, the greater exercise capacity described by Possamai
et al. (2020) did not affect the VO2peak values, which were
similar in individual tests. Scharhag-Rosenberger et al. (2011)
also performed verification tests on a separate day. Based on the
results of these studies, it was also considered that VO2peak in
the verification test performed on a separate day does not differ
significantly from VO2peak from the verification test performed
several minutes after the progressive test. However, in the studies
described above, verification tests were preceded by a short
warm-up.
Another factor that may influence VO2peak values is the type
of warm-up used before the verification test carried out on a
separate day. Possamai et al. (2020) preceded the verification
test with a warm-up of 6 min and measured the power at the
lactate threshold, defined as the first sharp increase in lactate
concentration in a progressive test. An even shorter warm-up,
lasting 5 min, was used by Scharhag-Rosenberger et al. (2011)
and Sawyer et al. (2020). In Scharhag-Rosenberger et al. (2011)
study the warm-up was done at a speed higher than the lactate
threshold speed. Also, a warm-up in the research of Sawyer
et al. (2020) consisted of 5 min of exercise, however, at an
intensity of 50 W (men) or 30 W (women) which is lower
than those proposed by Scharhag-Rosenberger et al. (2011).
Bishop (2003) stated that the optimal warm-up duration before
intensive efforts with an average duration should be at least
10 min, which allows the subject to reach steady-state VO2. In
our own studies, the warm-up lasted 15 min, including 5 min
of VT1 effort and 10 min of effort measured halfway between
VT1 and VT2. We concluded that such a warm-up, performed
before the verification test on a separate day, may allow to
obtain higher VO2peak values than in the above-cited works
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Real Assessment of Maximum Oxygen Uptake
(Scharhag-Rosenberger et al., 2011; Possamai et al., 2020; Sawyer
et al., 2020). This assumption was supported by the results of our
own previous studies (Hebisz et al., 2017), in which we also used a
long warm-up time. We then found that it is possible to achieve a
higher VO2peak value even during a series of four short sprints
(30-s each) in comparison to the progressive test. However,
analysis of variance showed no statistically significant differences
between VO2peak, VO2peak1 and VO2peak2 in the entire group
of subjects. Moreover, Bland-Altman analysis revealed a bias of
VO2peak1 compared to VO2peak, as well as of VO2peak2 compared
to VO2peak was neglectable. Therefore, the research procedure
we used produced similar statistical effects as the research results
described by Scharhag-Rosenberger et al. (2011).
The possibility that the training level meets the VO2peak
verification criterion was also analyzed in this study. The above-
cited studies (Scharhag-Rosenberger et al., 2011; Nolan et al.,
2014; Possamai et al., 2020) involved physically active people,
but they were not professional athletes. Only in a review, Costa
et al. (2021) stated that concordance between VO2peak level from
GXT and verification tests is not affected by the cardiorespiratory
level of participants. In the present study, we compared athletes
with recreationally active subjects. Analysis of variance showed
no mixed effects on repeated measurements and level of physical
activity. Therefore, the results of the studies described in this
work support Costa et al.’s (2021) suggestion that the effects
of VO2max verification are not related to the level of efficiency
(cardio-respiratory level).
LIMITATIONS
In our research, we compared VO2peak values achieved by
cyclists and amateurs. In this way, our research complements
the knowledge about the effects of verification tests, because so
far there has been little information in the literature about the
results of verification tests performed by athletes. On the other
hand, performing analyses on a group of respondents consisting
of cyclists and amateurs is a factor limiting the certainty of
our conclusions, because athletes and amateurs are characterized
by a different level of physical performance (muscular power,
VO2peak, VO2max). Different levels of exercise tolerance in our
studies may affect the high variability of the obtained results and
thus may affect the results of statistical analyses.
The second factor limiting the certainty of our conclusions
is the way the subjects are prepared for the verification test
performed on a separate day. After warming up, and before the
verification test, we used a passive break of 15 min. We decided
that this way of preparing for the test is good, because in the
literature there are suggestions that the type of break (active or
passive) before a few minutes and intense efforts does not affect
exercise capacity (McAinch et al., 2004; Fennell and Hopker,
2021). In addition, vasodilation of muscle vessels and the activity
of histamine H1 and H2 receptors is high even for 90 min after
exercise (Luttrell and Halliwill, 2017). However, the use of a
passive break before the verification test performed on a separate
day may have resulted in high variability of VO2peak–VO2peak2.
CONCLUSION
Among young people, there were no statistically significant
differences between VO2peak measured in the progressive test
and VO2peak measured in the verification tests (performed
15 min after the progressive test and performed on a separate
day), in general. There are also no differences in peak oxygen
consumption between the progressive test and the verification
tests after dividing the group into athletes and recreationally
active individuals in any of the above-mentioned groups. In
individual cases, the need to verify the maximum oxygen uptake
is stated, but performing a second verification test on a separate
day does not bring additional benefits.
DATA AVAILABILITY STATEMENT
The datasets presented in this study can be found in online
repositories. The names of the repository/repositories and
accession number(s) can be found below: https://repod.icm.edu.
pl/dataset.xhtml?persistentId=doi:10.18150/HGE2PK.
ETHICS STATEMENT
The studies involving human participants were reviewed
and approved by the Senate Research Ethics Committee at
University School of Physical Education in Wrocław. The
patients/participants provided their written informed consent to
participate in this study.
AUTHOR CONTRIBUTIONS
PH contributed to the study design and data collection, and
drafted the manuscript. AJ contributed to the data collection and
made the critical revisions to the manuscript. RH contributed to
the study design and data analysis, and drafted the manuscript.
All authors discussed the results, commented and edited the
manuscript at all stages, approved the final version and agreed
to be accountable for all aspects of the work.
FUNDING
This work was supported by the University School of Physical
Education in Wrocław under grant number PN/BK/2020/07.
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Real Assessment of Maximum Oxygen Uptake
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Conflict of Interest: The authors declare that the research was conducted in the
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| Real Assessment of Maximum Oxygen Uptake as a Verification After an Incremental Test Versus Without a Test. | 10-28-2021 | Hebisz, Paulina,Jastrzębska, Agnieszka Danuta,Hebisz, Rafał | eng |
PMC9312819 | Citation: Guerra, M.; Garcia, D.;
Kazemitabar, M.; Lindskär, E.; Schütz,
E.; Berglind, D. Effects of a 10-Week
Physical Activity Intervention on
Asylum Seekers’ Physiological
Health. Brain Sci. 2022, 12, 822.
https://doi.org/10.3390/
brainsci12070822
Academic Editor: Fiorenzo
Moscatelli
Received: 17 May 2022
Accepted: 20 June 2022
Published: 24 June 2022
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4.0/).
brain
sciences
Article
Effects of a 10-Week Physical Activity Intervention on Asylum
Seekers’ Physiological Health
Matheus Guerra 1,2,*, Danilo Garcia 2,3,4,5,6,*
, Maryam Kazemitabar 2,7, Erik Lindskär 2, Erica Schütz 2,8
and Daniel Berglind 1,9
1
Department of Global Health, Karolinska Institute, 171 77 Stockholm, Sweden; [email protected]
2
Promotion of Health and Innovation (PHI) Lab, International Network for Well-Being,
New Haven, CT 06510, USA; [email protected] (M.K.); [email protected] (E.L.);
[email protected] (E.S.)
3
Department of Behavioral Sciences and Learning, Linköping University, 581 83 Linköping, Sweden
4
Centre for Ethics, Law and Mental Health (CELAM), University of Gothenburg, 405 30 Gothenburg, Sweden
5
Department of Psychology, Lund University, 221 00 Lund, Sweden
6
Department of Psychology, University of Gothenburg, 405 30 Gothenburg, Sweden
7
School of Public Health, Yale University, New Haven, CT 06510, USA
8
Department of Psychology, Linnaeus University, 450 85 Kalmar, Sweden
9
Center for Epidemiology and Community Medicine (CES), Region Stockholm, 104 31 Stockholm, Sweden
*
Correspondence: [email protected] (M.G.); [email protected] (D.G.)
Abstract: Introduction: The rise in armed conflicts has contributed to an increase in the number of
asylum seekers. Prolonged asylum processes may negatively affect asylum seekers’ health and lead
to inactivity. Studies show that physical activity interventions are associated with improvements
in health outcomes. However, there are a limited number of studies investigating the associations
of physical activity on asylum seekers’ health. Methods: Participants (263 males and 204 females),
mostly from Syria, were assessed before and after a 10-week intervention for VO2 max, body mass
index (BMI), skeletal muscle mass (SMM), body fat, and visceral fat. Linear mixed models were
used to test differences within groups, and a linear regression model analysis was performed to
test whether physiological variables predicted adherence. Results: Participants’ VO2 max increased:
males by 2.96 mL/min/kg and females 2.57 mL/min/kg. Increased SMM percentages were seen
in both genders: females by 0.38% and males 0.23%. Visceral fat area decreased: males by 0.73 cm2
and females 5.44 cm2. Conclusions: Participants showed significant increases in VO2 max and SMM
and decreased visceral fat. This study provides an insight into asylum seekers’ health and serves
as a starting point to new interventions in which physical activity is used as a tool to promote and
improve vulnerable populations’ health.
Keywords: physical activity; intervention; asylum seekers; physiological health; VO2 max
1. Introduction
One of the biggest challenges in the 21st century is the increasing number of armed
conflicts in the world [1], which has contributed to an increased number of displaced
populations and asylum seekers. In 2015, about 163,000 individuals sought asylum in
Sweden, compared to an average of 28,575 per year during 2000–2010 [2]. In Blekinge,
Sweden, the number of asylum seekers registered in the county’s five municipalities in
2015 amounted to a total of 4069—which represents a significant increase when compared
to the previous years (2014: 2126; 2013: 1280; and 2012: 1032) [2]. Lengthy application
processes, which in some cases can take several years to complete, may adversely affect
the physical and mental health of asylum seekers [3]. Additionally, other difficult and
unusual situations, combined with limited language skills, may prevent asylum seekers
from receiving the information required to navigate their newly adopted society [4].
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https://www.mdpi.com/journal/brainsci
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Even though asylum seekers are a very diverse group regarding health status, research
shows that they generally have more health problems, such as lower physical and mental
health, than native populations [5–7]. For example, a previous study with an Iraq-born
population in Sweden found a higher level of physical inactivity and a higher risk of
the development of non-communicable diseases such as diabetes type 2 when compared
with native Swedes [8]. Other studies have also found that Middle Eastern immigrants in
Sweden have a four-fold higher risk of developing diabetes when compared with native
Swedes [9], which can be partly attributed to a high prevalence of obesity in non-European
immigrants [10]. Consequentially, there is a need to increase and promote physical activity
among foreign-born populations in Sweden.
It is a well-known fact that low cardiorespiratory fitness is one of the leading risk
factors causing non-communicable diseases and overall mortality, while physical activity
contributes to physical and mental well-being and increases the possibilities for creating
social networks as well as being part of society [11]. For example, higher cardiorespiratory
fitness is prospectively associated with lower all-cause mortality, in which a 1.0 mL/min/kg
higher maximal oxygen consumption (VO2 max) is associated with a 9% relative risk
reduction in all-cause mortality [12].
Moreover, the loss of skeletal muscle mass, together with the excessive gain of fat mass,
is associated with several metabolic disorders such as metabolic syndrome, diabetes, and
cardiovascular diseases [13]. However, skeletal muscle loss is, to a large extent, reversible
through the adoption of resistance training and diet [14]. According to research conducted
by Roth et al. [15], physical activity and resistance training are effective for the prevention
of the loss of skeletal muscle mass which, in turn, improves quality of life.
Last but not the least, excess visceral fat is closely associated with the development
of many non-communicable diseases such as hypertension, type 2 diabetes, and hyper-
lipidemia and constitutes an independent risk factor for developing heart disease [16].
Diet and regular exercise have been shown to be effective in reducing visceral fat, and the
association between physical exercise and the reduction in visceral fat volume has been
well established [17,18].
Despite the vast amount of evidence linking physical activity to improved quality
of life and a reduced outcome of non-communicable diseases [19–21], there are few stud-
ies exploring the associations of physical activity interventions with asylums seekers’
health [22,23]. One such study [24] investigated the impact of an eight-week training pro-
gram in 45 young males (mean age = 25.6, SD = 7.1) living in a refugee camp in Greece. The
participants were invited to engage in physical activities three to five times per week for
approximately one hour, focusing on a combination of weight and endurance training. The
study found that higher participation rates were associated with fewer anxiety symptoms,
higher health-related quality of life, higher self-perceived fitness, greater handgrip strength,
and improved cardiovascular fitness.
The project “Health for Everyone-Sport, Culture and Integration” was an initiative
created by the Ronneby municipality in Blekinge, Sweden, in partnership with the Blekinge
Sports Association. Within the project, asylum seekers were invited to engage in physical
activity once a week during a 10-week period in groups of 20 to 30 individuals. In addition
to this, participants were invited to a once-a-week class on health promotion in their native
language and a visit to the Blekinge Museum in order to introduce them to Scandinavian
history and Blekinge’s cultural heritage.
The aim of this study was to evaluate whether there were any significant changes in
physiological health among asylum seekers who participated in the “Health for Everyone”
project and to investigate whether physiological health measurements at baseline predicted
adherence to the intervention. We expected to see improvements in most of the physiolog-
ical health measures and hypothesized that individuals who were more physically fit at
baseline would have higher rates of attendance.
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2. Materials and Methods
2.1. Participants and Procedure
The project “Health for Everyone-Sport, Culture and Integration” was created by the
Ronneby municipality and carried out in partnership with the Blekinge Sports Association.
It started in the fall of 2016 and lasted for two years, with a total of 18 months of active
operation. The recruitment was carried by Blekinge’s municipalities, being scheduled
within the framework of the social orientation for asylum seekers from countries currently
experiencing armed conflicts. In total, 467 individuals (263 males and 204 females) with a
mean age of 35.9 years (SD = 11.9) were enrolled in the project.
The participants engaged in a combination of resistance and aerobic training designed
in a circuit format alternating different exercise stations. The participants were provided
with transportation from their settlements in each of the municipalities to the training
facility in Karlskrona (Blekinge Health Arena) for the once-a-week training session.
At the beginning of the intervention, the participants received information (verbally
and written) about the activities in Arabic, Somali, and Persian languages, with the assis-
tance of community-appointed translators, and they were subsequently asked to participate
in the evaluation carried out by the research group. The participants were informed that
their data were confidential, and that the data would be used for scientific analysis and
publication. All the participants in this study gave their consent to participate in writing.
The participants underwent physiological tests consisting of a bioelectrical impedance
measurement using an InBody 720 body composition analyzer (Biospace Co., Ltd., Seoul,
Korea) to measure body weight, body mass index (BMI), skeletal muscle mass (SMM), body
fat, visceral fat, and cardiorespiratory fitness (VO2 max) through a beep test both at the
beginning of the study and at the end of the intervention. The participants were also asked
to answer questions regarding their background (demographical data, age, and gender, etc.)
and other self-reports of validated psychological measures. In total, the data collection took
approximately 1.5 h and was performed at baseline (week 0) and at endpoint (week 10),
leading to a total of 8 training sessions within the intervention.
2.2. Measures
2.2.1. Attendance
Attendance was logged by the Blekinge Health Arena instructors on each scheduled
once-a-week training day. A total attendance of eight times was the maximum attendance
rate. Therefore, we divided the number of recorded attendances for each participant by
eight, which gave us the attendance percentage for each participant in the project.
2.2.2. Cardiorespiratory Fitness
The multi-stage fitness test, also known as the beep test, was used to estimate the
participants’ cardiorespiratory fitness (i.e., VO2 max). The test has been widely used due
to its simplicity in providing an accurate approximation of an individuals’ VO2 max [25].
The test requires participants to run 20 m back and forth across a marked track, keeping
time with beeps. Every minute, the next level starts; the time between beeps gets shorter,
which requires participants to run faster to keep up with the next level. If the participant
fails to reach the relevant marker in time, a first warning will be given, with a second
warning meaning the end of the test. The number of shuttles successfully completed
is therefore registered, and the final score is given according to which level and the to-
tal number of shuttles the participant was able to complete. The following formula is
used to transform the beep test results to VO2 max: VO2 max = 3.46 × (Level + No. of
Shuttles/(Level × 0.4325 + 7.0048)) + 12.2.
2.2.3. Body Weight and Body Mass Index (BMI)
BMI is a statistical index calculated by a person’s weight divided by height in square
meters or BMI = weight (kg)/height2 (m) [26]. The number obtained by the equation is the
individual’s BMI, and it is used to define an individual as underweight, normal weight,
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overweight, or obese. A higher BMI indicates a higher likelihood of obesity. A commonly
used reference range for normal weight is between 18.5 and 24.9 kg/m2 [26].
The BMI calculation was performed using measures obtained from a direct segmental
multi-frequency bioelectrical impedance analysis (DSM-BIA) with an InBody 720 body com-
position analyzer. The DSM-BIA technique provides an accurate assessment of segmental
and body composition [27,28].
2.2.4. Skeletal Muscle Mass (SMM)
In humans, skeletal muscle is a type of striated muscle tissue which is under voluntary
control of the somatic nervous system. It constitutes approximately 40% of the total body
mass [29] and can be influenced by a person’s nutritional status, hormonal balance, physical
activity levels, or disease. The SMM calculation was conducted using measures obtained
from a DSM-BIA with an InBody 720 body composition analyzer.
2.2.5. Body Fat Mass
Body fat mass refers to the amount of adipose tissue that constitutes the human
body. The excessive accumulation of fat represents obesity, typically classified through
the BMI with the underlying assumption that a higher BMI indicates increased body fat.
However, BMI does not measure body fat mass directly and provides no information on
the location of fat mass in different body sites. Hence, as a complement, body fat mass
calculation was conducted using measures obtained from a DSM-BIA with an InBody
720 body composition analyzer.
2.2.6. Visceral Fat
Visceral or abdominal fat refers to adipose tissue accumulated in the abdominal
cavity between internal organs such as the liver, stomach, and intestines. The cut-off
value of visceral fat area associated with an increased risk of obesity-related disorder,
according to the receiver operating characteristics curve, was 103.8 cm2 [30]. The visceral
fat calculation was conducted using measures obtained from a DSM-BIA with an InBody
720 body composition analyzer.
2.3. Statistical Analysis
First, we removed the outliers. Outliers are values that deviate remarkably from
other values [31], which make data distribution non-normal and create significant changes
in parameter estimates, especially when the maximum likelihood estimation method is
used [32]. In this study, outliers were detected using boxplots and scatterplots. A total
of 93 extreme outliers in the variables of VO2 max, body weight, BMI, skeletal muscle
mass (%), body fat mass (%), and visceral fat were removed in order to acquire normal
distribution of the data. Then, the normality of the data was measured by investigating
the skewness and kurtosis of the variables. All these values were within the range of ±1,
and therefore, we considered the data distribution as normal for the dependent variables.
Additionally, an MCAR test was conducted, and the results showed that the missing data
were completely at random (Chi-Square = 51.65, df = 52, p = 0.49).
The study had an interventional and longitudinal design. In short, a set of physiologi-
cal variables was measured before and after the 10-week physical activity intervention for
each participant. We used two linear mixed models to test differences within groups with
regard to physiological health variables (i.e., cardiorespiratory fitness, body weight, BMI,
SMM%, body fat mass%, and visceral fat) at the start (T1) and end (T2) of the intervention.
In Models 1 and 2, T1 and T2 measures of physiological health were entered as dependent
variables. In Model 2, gender, age, and attendance percentage were included as covariates
into the regression model. The covariates’ intercepts effects were fixed, and individuals’
intercepts were set at random to test the differences within individuals with regard to the
dependent variables.
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We used the restricted maximum likelihood estimation method, which provides
more accurate and unbiased results compared to other methods [33]. In addition, we
used intraclass correlation coefficients (ICCs) as a measure of the variance explained by
individuals; that is, an estimation of the group mean reliability across T1 and T2 [34]. This
was the ratio of between-group variance to total variance. It was calculated using the
following formula for each linear regression model:
ICC =
σ2
0
σ2
0 + σ2e
in which σ2
0 is the variance of random intercept and σ2
0 + σ2
e is the total variance (i.e.,
random intercept variance and residual variance). The result is usually between 0 and 1;
higher values suggest greater between-group variability.
As the last analysis, we performed a linear regression model analysis to test whether
variables in physiological health at baseline (i.e., T1) could predict adherence to the physical
intervention (i.e., attendance percentage). All the statistical analyses were conducted using
IBM SPSS Statistics v.26 software, and statistical significance for all analyses was set at
p < 0.05. The statistical power (1 − β) for the total sample at α = 0.05 was equal to 0.99.
3. Results
3.1. Sample Characteristics
Table 1 indicates the descriptive characteristics of the sample used in this study. The
comparison of the mean differences in attendance percentage among females and males
indicated that both genders participated in the physical activity sessions to roughly the
same extent. Table 2 indicates the physiological health variables related to before (T1) and
after (T2) the intervention.
Table 1. Descriptive characteristics of the study sample.
Variables
Gender
Mean/SD
Age
Female
40.29 ± 9.34
Male
39.28 ± 10.16
Total
39.70 ± 9.81
Attendance Percentage
Female
70% ± 0.33
Male
76% ± 0.26
Total
73% ± 0.29
Differences between females and males in attendance percentage
t-value
p-value
1.99
0.05
Note: min: minimum, max: maximum, SD: standard deviation.
Table 2. Physiological health measures at week 0 (T1) and week 10 (T2).
Physiological Health
Gender
T1 Mean (SD)
Total Mean T1
(SD)
T2 Mean (SD)
Total Mean T2
(SD)
Mean Change T1
to T2
Cardiorespiratory Fitness
(VO2 max; mL/min/kg)
Female
28.58
(SD = 4.91)
31.46
(SD = 5.97)
31.22
(SD = 4.87)
34.35
(SD = 6.42)
2.64
Male
33.54
(SD = 5.81)
36.44
(SD = 6.49)
2.90
Body Weight (kg)
Female
69.41
(SD = 11.93)
75.81
(SD = 14.64)
68.35
(SD = 10.29)
75.95
(SD = 13.98)
−1.06
Male
80.37
(SD = 14.71)
80.83
(SD = 13.88)
0.46
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Table 2. Cont.
Physiological Health
Gender
T1 Mean (SD)
Total Mean T1
(SD)
T2 Mean (SD)
Total Mean T2
(SD)
Mean Change T1
to T2
BMI (kg/m2)
Female
26.57
(SD = 4.23)
26.56
(SD = 4.34)
26.34
(SD = 3.72)
26.63
(SD = 4.09)
−0.23
Male
26.55
(SD = 4.43)
26.81
(SD = 4.31)
0.26
Skeletal Muscle Mass (%)
Female
34.60
(SD = 3.50)
39.04
(SD = 5.51)
34.98
(SD = 3.46)
39.54
(SD = 5.52)
0.38
Male
42.21
(SD = 4.39)
42.45
(SD = 4.53)
0.24
Body Fat Mass (%)
Female
36.69
(SD = 6.38)
30.01
(SD = 9.07)
35.96
(SD = 6.15)
29.21
(SD = 8.90)
−0.73
Male
25.26
(SD = 7.58)
24.91
(SD = 7.63)
−0.35
Visceral Fat (cm2)
Female
126.60 (SD =
44.10)
107.91
(SD = 45.57)
114.96
(SD = 39.42)
104.53
(SD = 43.50)
−11.64
Male
94.55 (SD = 41.83)
97.27
(SD = 44.84)
2.72
Note: SD: standard deviation.
3.2. Linear Mixed Model Analysis: Effect of the Intervention
Table 3 shows the results of Models 1 (null model), 2 (random effects model), and
3 (fixed effects model) regarding predictors of physiological health. For Model 1, the
results indicated that there were differences in physiological health measures between
T1 and T2 within individuals (p < 0.00) f or all the various physiological measures (i.e.,
cardiorespiratory fitness, body weight, BMI, SMM%, body fat mass%, and visceral fat). In
Model 2 (random effects model), we estimated the differences within individuals regarding
physiological health measures in T1 and T2 by controlling for gender, age, and attendance
percentage as predictors in the equation and putting individuals as random effects. The
results showed that the predictor variables in Model 2 (i.e., gender, age, and attendance
percentage) significantly affected the intercepts of the dependent variables in Model 1 (i.e.,
the physiological health measures). The ICCs for all the equations showed that the added
predictors in Model 2 changed the independent intercepts in Model 1.
To be more precise, the results of the linear mixed model for Model 2 showed that the
changes from T1 to T2 regarding cardiorespiratory fitness, BMI, body weight, and SMM
percentage were significant (p ≤ 0.01). Gender predicted changes in body fat percentage
and SMM percentage (p < 0.05) from T1 to T2. Thus, this suggests that females had a greater
relative increase in SMM percentage and a greater relative decrease in body fat percentage
compared to males.
All the intercepts for visceral fat and the predictors were non-significant (p > 0.05).
Hence, there were no differences within individuals concerning visceral fat, and gender,
age, and attendance percentage did not predict changes in visceral fat values. Impor-
tantly, attendance percentage did not have any association with changes in physiological
health variables.
For a comparison of the fixed versus random effects models, the fixed effects model
was also measured. The results of the linear mixed model for Model 3 (fixed effects model)
yielded similar outputs as the random effects model with several differences. In the fixed
effects models, age predicted cardiorespiratory fitness, body fat percentage, and SMM
percentage. In addition, gender predicted cardiorespiratory fitness in addition to those
significant relationships in the random effects model. The comparison of the Akaike
Information Criteria (AIC) showed that the random effects model better fit to the data. In
this study, the outputs of the random effects model were considered for further analysis
with regard to the model’s advantages over the fixed effects model. The random effects
model is capable of estimating shrunken residuals [35] and provides estimates that overall
are closer to the true value in any particular sample [36].
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Table 3. Linear mixed model analysis of the predictors of physiological health.
Variables
Model 1
Model 2 (Random Effects)
Model 3 (Fixed Effects)
Est.
SE
p-Value
ICC
AIC
Est.
SE
p-Value
AIC
Est.
SE
p-Value
Cardiorespiratory Fitness
(VO2 max)
32.38
0.33
0.00
0.80
3115.81
50.93
8.91
0.00
3222.57
54.13
7.97
0.00
Gender
−9.01
5.52
0.10
−10.70
4.98
0.03
Age
−0.43
0.24
0.07
−0.50
.22
0.02
Attendance Percentage
5.39
11.24
0.63
3.45
9.85
0.727
BMI
26.61
0.22
0.00
0.98
2664.25
20.58
6.94
0.00
3455.94
22.96
5.75
0.00
Gender
−0.15
4.34
0.97
−1.84
3.70
0.62
Age
0.22
0.19
0.24
0.20
0.16
0.20
Attendance Percentage
2.20
8.81
0.80
−1.08
7.15
0.88
Body Fat Percentage
29.90
0.47
0.00
0.97
3492.50
−4.59
12.14
0.71
4057.93
−5.21
9.36
0.58
Gender
17.57
7.55
0.02
17.77
6.01
0.00
Age
0.56
0.30
0.06
0.65
0.26
0.01
Attendance Percentage
−2.45
15.39
0.87
2.62
11.65
0.82
Body Weight (kg)
75.97
0.75
0.00
0.99
4020.39
79.26
24.14
0.00
4847.40
88.60
11.12
0.00
Gender
−14.48
15.01
0.34
−20.20
11.65
0.08
Age
0.56
0.60
0.35
0.51
0.50
0.31
Attendance Percentage
0.66
30.63
0.98
−9.61
22.52
0.67
SMM Percentage
39.12
0.29
0.00
0.98
2830.52
61.28
6.90
0.00
3380.54
62.45
5.35
0.00
Gender
−12.08
4.29
0.01
−12.64
3.43
0.00
Age
−0.34
0.17
0.05
−0.41
0.15
0.00
Attendance Percentage
1.92
8.75
0.83
−1.99
6.66
0.77
Visceral Fat
107.66
2.34
0.00
0.98
5576.84
3.62
73.55
0.96
6331.85
67.66
55.91
0.23
Gender
30.16
45.76
0.51
10.62
35.45
0.77
Age
2.17
1.83
0.24
0.27
1.52
0.86
Attendance Percentage
−40.44
93.34
0.67
−58.05
70.71
0.41
Note: Est.: regression coefficient, SE: standard error, SMM: skeletal muscle mass. ML: maximum likelihood. ICC:
intraclass correlation coefficients. AIC: Akaike Information Criteria.
3.3. Effect Size and Minimum Detectable Change Calculation for Each Physiological Measure
Table 4 indicates the effect size Cohen’s f2 for each measure across females and males,
which were calculated using GPower v3.1. The level of effect sizes was small for VO2 max,
skeletal muscle mass, body fat mass for females, and visceral fat. The effect sizes for body
weight, BMI for both females and males, and body fat mass for males were not significant.
Cohen [37] suggested cut-off points of f 2 ≥ 0.02, f2 ≥ 0.15, and f 2 ≥ 0.35 representing
small, medium, and large effect sizes, respectively. Moreover, small differences in effect
sizes between females and males with respect to skeletal muscle mass and body fat mass
were observed. Changes in physiological health measures were also estimated through
minimum detectable change (MDC)—a statistical estimate of the smallest amount of change
that can be detected by a measure that corresponds to a noticeable change in the variable
under study over time which is not related to measurement error. MDC is calculated using
the following formula:
MDC = SEM × 1.96 × square root of 2
SEM = SD ×
2q
(1 − r)
where 1.96 is a z-score which represents the confidence interval from a normal distribution,
SD is the standard deviation at baseline, r is the test–retest reliability coefficient, and SEM
is the standard error of measurement.
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Table 4. Effect size, SEM, and MDC for all physiological health measures.
Physiological Health
Gender
Cohen’s f2
SEM
MDC95
Cardiorespiratory Fitness
(VO2 max; mL/min/kg)
Female
0.04
1.38
1.96
Male
0.04
Body Weight (kg)
Female
0.01
1.46
1.69
Male
0.01
BMI (kg/m2)
Female
0.01
0.43
0.92
Male
0.01
Skeletal Muscle Mass (%)
Female
0.03
0.55
1.04
Male
0.02
Body Fat Mass (%)
Female
0.02
0.91
1.34
Male
0.01
Visceral Fat (cm2)
Female
0.02
4.56
2.99
Male
0.02
Note: SEM: standard error of measurement, MDC95: minimum detectable change at 95% confidence interval.
The MDC value was assumed to be the minimum amount of change that needs to
be observed so that it could be considered a real change [38] or a change to which the
amount of change in performance was likely to be greater than the amount of random
measurement error. Since the MDC95 values were greater than the SEM values, the changes
in physiological health measures were not related to measurement error and therefore could
be considered as real changes. Moreover, the visceral fat’s SEM was greater than MDC95,
thus being consistent with the results from the linear mixed method in which the changes
in visceral fat were not significant. Finally, although the linear mixed analysis showed that
changes in body fat percentage were not significant, the MDC95 was greater than the SEM
values for this variable. Perhaps this reflects the significant body fat percentage reduction
in females shown using the linear mixed model method.
3.4. Regression Analysis: Baseline Physiological Health as Predictor of Attendance
We conducted a linear regression analysis to investigate whether physiological health
variables at baseline (T1) as well as age and gender predicted the attendance percent-
age. As expected, cardiorespiratory fitness at baseline was significantly and positively
(F(1, 307) = 9.25, p < 0.01, adj. R2 = 0.03) related to asylum seekers’ attendance to the physical
intervention sessions (p < 0.01). Nevertheless, this correlation was relatively low (r = 0.17,
p < 0.01). See Table 5 for details.
Table 5. Linear regression analysis of the predictors of attendance percentage.
Parameter
B
Std. β Estimate
Std. Error
p-Value
Cardiorespiratory fitness (VO2 max)
0.008
0.171
0.003
0.003
BMI
0.000
0.004
0.004
0.947
Body Weight
5.639
0.003
0.001
0.957
SMM Percentage
0.004
0.082
0.003
0.123
Body Fat Percentage
−0.003
−0.079
0.002
0.140
Visceral Fat
0.000
−0.067
0.000
0.214
Age
0.002
0.071
0.002
0.171
Gender
−0.060
−0.102
0.030
0.048
4. Discussion
The study’s aim was to evaluate the significance of the 10-week physical activity inter-
vention, “Health for Everyone”, on asylum seekers’ physiological health. The results of the
linear mixed model confirmed that the “Health for Everyone” intervention was associated
with a beneficial impact on the asylum seekers’ physiological variables in both males and
females, with improvements in their body composition and cardiorespiratory fitness.
In general, the participants showed a significant increase in cardiorespiratory fitness,
with females showing a decrease in their total body weight, while males showed a slight
increase. Both genders showed an increase in skeletal muscle mass and a decrease in body
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fat mass percentages and in visceral fat area. For all the participants, the total attendance
percentage for the duration of the program was 73%. Using minimum detectable changes
(MDC) and effect sizes, we found significant differences in the physiological health variables
over time. This justifies the changes we obtained from the linear mixed model analysis.
Similar results have been presented in a systematic review and meta-analysis of
65 physical activity interventions [39], showing significant improvements in the car-
diometabolic health of the participants. From baseline to post-intervention, short-term
interventions of <12 weeks significantly improved cardiorespiratory fitness in populations
with overweight/obesity, along with a decrease in cardiometabolic risk factors.
Moreover, in a culturally adapted lifestyle intervention, including seven sessions
addressing healthy diet and physical activity [40] in a sample of 96 Iraq-born immigrants
residing in Malmö, Sweden, beneficial effects on insulin levels, body weight and LDL
cholesterol were found.
4.1. Cardiorespiratory Fitness
The participants showed significant increases in cardiorespiratory fitness from T1
(week 0) to T2 (week 10). At the end of the intervention, males showed an increase in VO2
max of 2.90 mL/min/kg (M = 36.44, SD = 6.49) and females an increase of 2.64 mL/min/kg
(M = 31.22, SD = 4.87). For comparison, a population-based study of 579 men aged 42 to
60 [12] found that a 1.0 mL/min/kg increase in VO2 max was prospectively associated
with a 9% risk reduction in all-cause mortality, emphasizing the importance of increasing
and maintaining cardiorespiratory fitness levels to promote long-term health.
Albeit an increase in cardiorespiratory fitness was seen, and considering the partici-
pants’ mean age of 35.9 (SD = 11.9), the results show that males in our study population
had lower cardiorespiratory fitness levels when compared to females. Using the cardiores-
piratory fitness classification scale for the age group of 30–39 years old [41], males were
classified as having poor cardiorespiratory levels at T1 and T2, with females being classified
as having fair cardiorespiratory fitness level at both points in time. It is worth noting that
although both groups remained in the same cardiorespiratory fitness classification category,
males and females increased their VO2 max during the 10-week intervention period.
Comparing our sample’s results with the Swedish population, a study [42] of relative
VO2 max trends in the working force from 1995 to 2017 (N = 354 277 participants; 44%
women, 56% men, aged 18–74 years) showed that within the age group of 35–49 years,
females had a mean relative VO2 max of 35.7 mL/kg/min (SD = 1.23) and males a mean of
34.9 mL/kg/min (SD = 1.38). Hence, at least for the males in our asylum seeker sample,
their VO2 max improved and reached similar levels to native Swedes.
4.2. Skeletal Muscle Mass
In our study, both genders increased their skeletal muscle mass percentages from
baseline to endpoint. While female participants at endpoint showed an increase of 0.38%,
male participants showed an increase in skeletal muscle mass percentage of 0.24% from T1
to T2. Contrasting with the European native population, a study [43] including a total of
1664 Hungarian adults (1198 females and 466 males) found that the mean skeletal muscle
mass for the age group of 20–40 years was 46.51% and 39.60% for males and females,
respectively. Another investigation with a sample of 1 924 Serbian women with a mean age
of 35.5 years [44] registered the average skeletal muscle mass for the total sample as 39.3%.
Bearing in mind that our study’s population consisted of foreign-born asylum seekers,
and although skeletal muscle mass percentages increased for both genders, our results
showed considerably lower skeletal muscle mass percentages when compared to the native
European population described above.
4.3. Body Fat
Despite the relatively limited number of training sessions offered to the participants,
both genders showed a reduction in total body fat percentages, with males registering a
Brain Sci. 2022, 12, 822
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decrease of 0.35% at T2 and females a decrease of 0.73%. At endpoint, females reduced
more in body fat percentages than their male counterparts. Although both genders showed
a reduction in percentual points, males and females still showed comparably higher per-
centages at T2 when compared to European populations. Ihász et al. [43] showed that the
mean body fat percentages in the age group of 20–40 years were 18.27% for males and
27.75% for females. In a study [45] consisting of 433 healthy Caucasians (253 men and 180
women) aged 18–94 years, in the age group of 35–59 years, the fat mass percentages values
in males were determined to be 21.2% and 29.0% for females. Moreover, the American
College of Sports Medicine [41], in their classification scale for body composition, states for
the age group of 30–39 years that good body fat percentages are 15.9–18.4% for men and
17.5–21.0% for women.
In this context, the males in our study presented poor body fat percentages followed
by very poor percentages for females at T1 and T2, while the above-mentioned studies
sampling European populations presented fair/good percentages for males and poor/fair
percentages for females, according to their respective age groups.
4.4. Visceral Fat
The current literature maintains that healthy levels for visceral fat area should be
sustained at <100 cm2, with values of ≥100 cm2 associated with an increased risk of obesity-
related disorders such as hypertension, hyperglycemia, and dyslipidemia [46]. In a study
of 413 subjects (174 men and 239 women) to determine cut-off values for visceral fat area
associated with an increase in the risk of obesity disorders and metabolic syndrome [30],
the value of visceral fat area associated with an increased risk of obesity-related disorders
was 103.8 cm2.
A previous investigation with a sample of 233 middle-aged and older women (45
to 73 years) showed that a visceral fat area of ≥106 cm2 is associated with elevated risks
for having low HDL cholesterol concentrations, hypertriglyceridemia, a high LDL/HDL
cholesterol ratio, impaired glucose tolerance, and hyperinsulinemia [47], with a visceral
fat area of ≥163 cm2 being predictive of even greater risks for metabolic risk factors for
coronary heart disease when compared to lower visceral fat levels.
In relation to the values presented above, in our study, males had healthy visceral
fat levels at both measure points (94.55–97.27), while females, despite having a signif-
icant reduction in their mean visceral fat area, continued to be at an elevated risk for
cardiometabolic disorders (126.60–114.91).
4.5. Physiological Health Variables as Predictors of Attendance
Before discussing which physiological health variables predicted attendance, we
would like to point out that in our study, females registered a larger increase in skeletal
muscle mass and a larger decrease in body fat when compared to males. While age pre-
dicted a decrease in skeletal muscle mass in older individuals, a reduction in skeletal muscle
mass was expected for older individuals since the association of aging and progressive
muscle loss are well stablished [48], with skeletal muscle mass decreasing at a rate of
approximately three to eight percent per decade after 30 years, and an even higher rate
of decline after the age of 60 [49]. These results, albeit outside our aim, are important to
understand further analyses.
Although the results showed differences in physiological health from T1 to T2 within
individuals for the variables analyzed, the attendance percentages did not have any as-
sociations with changes in physiological variables. However, cardiorespiratory fitness
had a significant relationship with an individual’s attendance, i.e., individuals with bet-
ter cardiorespiratory fitness at baseline had higher attendance rates. Other studies have
shown similar results, as seen in a previous review performed to determine exercise ad-
herence rates and their predictors in 21 randomized control trials [50]. As per our results,
individuals with better cardiorespiratory fitness at baseline had the best adherence to
physical training.
Brain Sci. 2022, 12, 822
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Nevertheless, one of the challenges is to increase adherence to physical activity inter-
ventions. Some studies indicate that, among different populations, the more physically
fit a person is at the start of the program, the higher attendance rate they have [50,51].
Since asylum seekers in general present lower fitness levels when compared to native
populations, it could be speculated that the group may not have a high adherence rate to
physical activity interventions.
4.6. Strengths and Limitations
The study’s strength was first and foremost its longitudinal study design with a
predefined set of specific variables and objective measures. It allowed for an insight into
physiological health developments over a 10-week period in a rarely studied population.
The primary methodological limitation of the study refers to the lack of randomization
and a control group providing a standard for comparison when measuring the physiological
outcomes. This limitation did not allow us to draw definitive conclusions on the effects
of physical activity in the group studied; thereby, the results can only be interpreted
as associations.
Moreover, the mixed models we applied w particularly useful in longitudinal studies
and are often preferred to other approaches because they can be used with missing values.
Nevertheless, even if in our models the covariates’ intercepts effects were fixed and individ-
uals’ intercepts were set at random in order to test the differences within individuals with
regard to the dependent variables, the lack of a control group still presents a limitation.
Upon first glance, our results might suggest that a short physical activity intervention
combining resistance and aerobic training yields small but positive results in physiological
variables for this specific population. For instance, a short intervention (8 to 10 sessions in
a 10-week period, for example) would allow a much larger number of people to take part
of the training program and still have positive impacts on their health. Indeed, the amount
of training in “Health for Everyone” was dictated by financial and logistical constraints.
However, the amount of physical activity that is recommended for adults is significantly
higher. In order to improve and sustain cardiorespiratory fitness and reduce the risk of
non-communicable diseases, the WHO [52] recommends at least 150 min of moderate-
intensity physical activity per week or at least 75 min of vigorous-intensity physical activity
per week. Therefore, the volume of exercise recommended is considerably higher than
the volume that was provided by the intervention. Hence, even if a short intervention
would be economically and logistically more feasible and still give positive effects, it would
probably not have any long-term physiological effects.
In addition, socioeconomic variables, which could potentially have affected the par-
ticipants’ physiological outcomes, were not taken into consideration in the present study.
The participants’ educational levels were not analyzed, and as reported in previous stud-
ies [53,54], lower educational levels are linked to higher risks of physical inactivity and a
higher incidence of non-communicable diseases [55].
Income levels and participation in the workforce were also not examined in this
study. Higher physical activity levels are noted among those with higher income and
a steady source of revenue. Meanwhile, less disposable income and unemployment are
strongly related to low physical activity levels [56]. Even though information on income
levels was not collected, it could be assumed that the vast majority of the participants
were still navigating the Swedish immigration system and relied heavily on subsidies
and financial support from the Swedish state, since the recruitment was carried out by
Blekinge’s municipalities within the framework of social orientation for asylum seekers
from countries currently experiencing armed conflicts.
Although this study provides a valuable insight into asylum seekers’ physiological
health, due to the relatively small number of participants in the project, we do not aim to
use the cardiorespiratory fitness values found in this investigation to set reference values
for VO2 max for asylum seekers in Sweden. Based on its limitations and study design,
caution should be applied when arriving to conclusions based on the study findings.
Brain Sci. 2022, 12, 822
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5. Conclusions
The results from our study are in accordance with previous research on the associ-
ations of physical activity interventions in the physical health of adult populations. The
participants showed significant improvements in physiological health variables of physical
fitness and body composition, most noticeably in a significant increase in cardiorespiratory
fitness. Moreover, individuals with higher initial cardiorespiratory fitness levels were more
likely to adhere to the intervention, which leads to the assumption that participants who
were already physically active were more inclined to maintain a physically active lifestyle.
Given the current format and the limitations of the project “Health for Everyone-
Sport, Culture and Integration”, it would be of interest to investigate whether an extended
version could lead to long-term improvements in the participants’ physiological health and
whether it could beneficially impact their exercise attitudes and their psychological and
social health.
With the complexity of asylum seekers’ physical and mental health needs, barriers
and facilitators could also be identified in order to increase participation in a physical
activity intervention and achieve more significant and lasting results. For example, Haith-
Cooper et al. [57] found that, among asylum seekers, stress, poverty, and temporary living
conditions acted as barriers for participating in physical activity.
A point to be explored in future studies is the potential effects physical activity
interventions may have on immigrant populations in the context of language acquisition.
Evidence shows that physical activity interventions in young asylum seekers have a positive
impact on their second language learning outcomes [58]. Since higher physical fitness is
associated with improved cognition and literacy [59], it may therefore facilitate integration
into a new society.
Overall, the results from this study provide an insight into asylum seekers’ health
status and could serve as a base for implementing an intervention scale-up, where culturally
sensitive approaches to physical activity are used to improve vulnerable populations’
physical and psychological health, and act as a guide for future policies towards health
equality and inclusion in society.
Author Contributions: M.G. analyzed and interpreted the data results and prepared the manuscript
draft for submission. D.G. gave input on the initial versions of the manuscript and guided the
interpretation of the results. M.K. is responsible for the final data analysis. E.L. is responsible for
the preliminary data analysis. E.S. provided manuscript inputs and insights into data interpretation.
D.B. provided manuscript inputs and guided the data analysis and interpretation of the results. All
authors have read and agreed to the published version of the manuscript.
Funding: The project “Health for Everyone-Sport, Culture and Integration” was financed by Region
Blekinge and the County Administrative Board in Blekinge. The project was managed by the Ronneby
municipality with the collaboration of the Blekinge Sports Association and Blekinge Museum. The
financers had no role in the study design, data collection and analysis, decision to publish, or
preparation of the manuscript.
Institutional Review Board Statement: The evaluation of the project “Health for Everyone-Sport,
Culture and Integration” was approved by the Swedish Ethical Review Authority (Dnr. 2017/604).
The study was conducted in accordance with the ethical standards of the 1964 Helsinki declaration
and further amendments. Hence, all the participants were provided with the necessary information to
obtain verbal and written informed consent (e.g., aims of the study, that participation was voluntary,
confidential, etc.).
Informed Consent Statement: Informed consent was obtained from all the participants.
Data Availability Statement: The data supporting the findings of this study are available from
the research group, but restrictions apply to the availability of these data, and the data are not
publicly available.
Acknowledgments: We would like to express our gratitude to Olof Ljungberg, Integration Coordi-
nator at the Blekinge Sports Association, Henrik Lövgren, Head of Social Communication at the
Brain Sci. 2022, 12, 822
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Blekinge Integration and Education Center, and Region Blekinge for allowing us to investigate the
“Health for Everyone-Sport, Culture and Integration” intervention. Last but not the least, we would
like to thank the participants and the staff at Blekinge Health Arena for their assistance during the
data collection stage.
Conflicts of Interest: The authors declare that they have no conflict of interests.
Abbreviations
BMI
Body mass index
DSM-BIA
Direct segmental multi-frequency bioelectrical impedance analysis
ICC
Intraclass correlation coefficients
SMM
Skeletal muscle mass
VO2
max: Maximal oxygen consumption
WHO
World Health Organization
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PMC4213177 | 6
Supplementary Figures S1-S3 and Table S7: Model analysis and results
Figure S1. Force-posture relations for the actuated spring-mass-damper model with various and arbitrary actuator
motions. Here, the model parameters and touch-down conditions have been held constant, and arbitrary actuator
motions applied. This demonstrates a wide range of possible force-length relations with the mathematical model.
The arrangement of the actuator in series with the spring and damper decouples posture from force, allowing for
forces that deviate significantly from a Hooke’s law relation. The specific force-length trajectory of the simulation
results arises from minimal-work optimisation.
The Journal of Experimental Biology | Supplementary Material
7
Figure S2. Example work-optimal solutions for the mathematical model satisfying the level-running ostrich gait
boundary conditions (touchdown conditions of current and subsequent step). By changing either the model stiffness
or damping coefficient by a factor of two, different work-optimal solutions emerge from the control optimization,
which all satisfy the boundary conditions (i.e. the problem is not over-constrained). The modelling methods allow
for freedom in take-off conditions, such that the model solutions could yield longer or shorter flight phases that
satisfy the touch-down conditions for the subsequent step. Thus, the modelling approach can yield solutions with
gait parameters and GRFs that deviate substantially from observed data. To make choice of stiffness and damping
parameters non-arbitrary, we choose the model parameters for which a work-optimal control matched the data best
(Fig. S3). However, the set of solutions from which these parameters were chosen (e.g., Fig. S3) were all work-
optimal for their respective parameter values, and were not constrained to fit the bird data. Consequently, the
modelling approach could have failed to fit the data, potentially refuting the work-minimising hypotheses.
The Journal of Experimental Biology | Supplementary Material
8
Figure S3: A typical example of a parameter-fitting surface for the reduced order model of avian running:
The results of our search for the best fitting parameters to the simple model with minimal actuation (Fig. 6A),
visualised as a fitting landscape. All solutions shown on the surface are work-optimal for their respective parameter
values. In this example, computed using ostrich data, the surface shows a characteristic ‘trough’ of parameter fits
that emerge when searching for knorm and cnorm that best fit bird data. The red ‘trough’ line connects the best fits for
each value of cnorm. Parameters are normalised as described Table S7, and mean-squared error is computed between
model and mean-measured GRF. While some regions of this fitting landscape clearly performed better than others,
there was often a large set of solutions that performed similarly well. Given the non-unique nature of the parameter
fits, we do not make scientific claims about the functional significance of the fit set of parameters. Nonetheless, we
did find a relatively narrow range of damping ratios (a standard measure of decay in oscillating systems) resulting in
fits consistent with bird running data (Table S7). We report this as a successful result for the general model, which
yielded good match between bird and model GRF, given a two-parameter fit (MSE: quail: 0.0103, pheasant: 0.0280,
guinea fowl: 0.0032, turkey: 0.0086, ostrich: 0.0063, calculated by force error normalised to body weight).
The Journal of Experimental Biology | Supplementary Material
1
Supplementary Tables S1-S6: Statistical results from experimental data
Dependent Variable
Step Type
Species
Species X StepType
θTD
20.60
3.47
4.49
HTD
41.85
0.07
2.77
αTO
15.59
1.69
4.60
ΔEP
31.25
0.27
3.55
ΔEK
7.51
0.78
3.24
ΔECoM
8.64
0.42
2.97
Fmax
5.06
6.07
2.69
*Bolding indicates a statistically significant result
Table S1: ANOVA F-statistic results for 5 species, including ostriches, testing for effects of step type and species in
0.1Lleg obstacle terrain (see Methods). Degrees of freedom are as follows: step type = 3; species = 4; species x step
type = 12; αTO total = 743; all other variables total = 790. The F-statistic for the effect of step type on leg posture
(θTD, HTD) and change in potential energy (ΔEp), which are most indicative of obstacle negotiation strategy, are
much larger than the corresponding F-statistics for species (F < 1) and species x step type (F < 5). This reflects a
uniform obstacle negotiation strategy across species the species studied here (see posthoc comparisons in Tables S2-
S3 for further detail). All species used a consistent balance of ‘vaulting’ and ‘crouching’ strategies (Figs, 1 and 2).
Step 1
Step 2
θTD (degrees)
HTD
αTO (degrees)
ΔEP
ΔEK
ΔECoM
Fmax
Level
Step -1
-0.80
0.015
2.28
0.041
0.053
0.093
0.01
Level
Step 0
2.57
-0.044
-0.36
0.015
-0.005
0.010
-0.09
Level
Step 1
-2.41
0.056
-2.27
-0.051
0.065
0.014
0.06
Step -1
Step 0
3.37
-0.059
-2.63
-0.026
-0.057
-0.084
-0.10
Step -1
Step 1
-1.61
0.041
-4.55
-0.092
0.013
-0.079
0.05
Step 0
Step 1
-4.98
0.099
-1.91
-0.066
0.070
0.005
0.15
*Bolding indicates significant difference based on Bonferroni threshold of 0.0083, for 6 possible step type pairwise comparisons within level and
0.1 Lleg obstacle height.
Table S2: Post hoc results on the ANOVA using pairwise mean differences between step types (column 2 - column
1), in normalised units.
The Journal of Experimental Biology | Supplementary Material
2
Species 1
Species 2
θTD (degrees)
HTD
αTO (degrees)
ΔEP
ΔEK
ΔECoM
Fmax
Step -1
Quail
Pheasant
-6.89
-0.020
-3.73
0.016
0.117
0.133
-0.51
Quail
Guinea fowl
-5.26
-0.294
-1.05
0.021
0.021
0.042
-0.22
Quail
Turkey
-4.34
-0.037
-2.75
-0.025
0.009
-0.017
-0.14
Quail
Ostrich
-3.48
-0.126
0.36
0.027
0.030
0.056
-0.08
Pheasant
Guinea fowl
1.63
-0.010
2.68
0.005
-0.096
-0.092
0.30
Pheasant
Turkey
2.55
-0.018
-0.98
-0.042
-0.109
-0.150
0.38
Pheasant
Ostrich
3.41
-0.107
4.10
0.010
-0.087
-0.077
0.43
Guinea fowl
Turkey
0.91
-0.008
-1.70
-0.046
-0.012
-0.058
0.08
Guinea fowl
Ostrich
1.77
-0.097
1.41
0.006
0.009
0.015
0.14
Turkey
Ostrich
0.86
-0.089
3.12
0.052
0.021
0.073
0.06
Step 0
Quail
Pheasant
-4.81
-0.032
1.71
0.014
0.159
0.174
-0.35
Quail
Guinea fowl
-2.95
-0.029
4.57
0.045
0.095
0.141
-0.05
Quail
Turkey
-3.36
-0.014
3.73
0.013
-0.030
-0.017
0.09
Quail
Ostrich
-1.47
-0.058
-0.36
0.013
0.061
0.074
-0.22
Pheasant
Guinea fowl
1.86
0.004
2.85
0.031
-0.064
-0.033
0.30
Pheasant
Turkey
1.45
0.019
2.01
-0.002
-0.189
-0.191
0.45
Pheasant
Ostrich
3.34
-0.025
-2.08
-0.001
-0.098
-0.099
0.13
Guinea fowl
Turkey
-0.41
0.015
-0.84
-0.033
-0.125
-0.158
0.14
Guinea fowl
Ostrich
1.48
-0.029
-4.93
-0.032
-0.034
-0.067
-0.16
Turkey
Ostrich
1.89
-0.044
-4.09
0.000
0.091
0.091
-0.31
Step +1
Quail
Pheasant
-6.46
0.027
-3.99
-0.067
0.123
0.056
-0.12
Quail
Guinea fowl
-7.77
0.024
-1.53
-0.038
0.069
0.031
-0.01
Quail
Turkey
-2.18
-0.023
0.93
0.015
-0.068
-0.053
0.00
Quail
Ostrich
-2.94
-0.024
-1.61
0.006
0.024
0.031
-0.01
Pheasant
Guinea fowl
-1.31
-0.003
2.46
0.028
-0.053
-0.025
0.12
Pheasant
Turkey
4.28
-0.050
4.92
0.081
-0.190
-0.109
0.13
Pheasant
Ostrich
3.52
-0.051
2.38
0.073
-0.098
-0.026
0.11
Guinea fowl
Turkey
5.59
-0.047
2.46
0.053
-0.137
-0.084
0.01
Guinea fowl
Ostrich
4.83
-0.048
-0.08
0.044
-0.045
-0.001
-0.00
Turkey
Ostrich
-0.76
-0.001
-2.54
-0.009
0.092
0.083
-0.01
*Bolding indicates significant difference based on Bonferroni threshold of 0.005, for 10 possible species pairwise comparisons within each step
category.
Table S3: Post hoc pairwise mean differences between species (column 2 - column 1), in normalised units.
The Journal of Experimental Biology | Supplementary Material
3
Dependent Variable
Step Type
Species
Obstacle Height
Obstacle Height X Step
Type
Species X Step Type
θTD
663.92
6.37
9.99
105.26
1.13
HTD
1421.61
1.32
8.20
223.14
0.98
αTO
584.10
9.00
1.60
115.29
6.53
ΔEP
1402.79
2.33
7.13
267.98
3.01
ΔEK
78.83
4.57
5.37
13.99
2.08
ΔECoM
217.03
2.49
9.39
34.40
3.58
Fmax
114.41
16.33
9.79
19.11
2.51
*Bolding indicates a statistically significant result
Table S4: ANOVA F-statistic results for galliform birds, with obstacle heights from 0.1-0.5Lleg (see Methods).
Degrees of freedom are as follows: step type = 2; species = 3; obstacle height = 5; obstacle height x step type = 10;
species x step type = 6; αTO total = 2360; all other variables total = 2522. Most of the variance in the model is
explained by step type and the interaction of obstacle height and step type, reflecting a consistent obstacle
negotiation strategy across species. The F-statistics for the effects of step type and obstacle height on leg posture
(θTD, HTD) and potential energy (ΔEp), which are most indicative of obstacle negotiation strategy, are much larger
than the corresponding F-statistics for the effects of species. We did not observe a significant shift in obstacle
negotiation strategy with body size between small and large birds (see Supplementary Table S6).
The Journal of Experimental Biology | Supplementary Material
4
Terrain
θTD (degrees)
HTD
αTO (degrees)
ΔEP
ΔEK
ΔECoM
Fmax
Step -1
ObsH=0.1
-1.02
0.027
1.91
0.037
0.048
0.085
0.02
ObsH=0.2
0.16
0.005
3.98
0.085
0.034
0.119
0.14
ObsH=0.3
-1.68
0.016
5.99
0.141
0.066
0.207
0.26
ObsH=0.4
0.45
0.001
9.88
0.242
0.041
0.283
0.35
ObsH=0.5
-1.16
0.011
11.22
0.293
-0.048
0.245
0.30
Step 0
ObsH=0.1
2.78
-0.036
0.33
0.011
-0.042
-0.031
0.02
ObsH=0.2
7.20
-0.101
-0.07
0.018
-0.039
-0.020
-0.08
ObsH=0.3
8.16
-0.122
-0.69
0.001
-0.051
-0.050
-0.08
ObsH=0.4
10.43
-0.148
-2.75
-0.014
-0.044
-0.058
-0.14
ObsH=0.5
9.09
-0.156
-3.99
-0.042
-0.040
-0.082
-0.21
Step +1
ObsH=0.1
-1.79
0.051
-1.60
-0.043
0.037
-0.006
0.06
ObsH=0.2
-2.95
0.096
-4.24
-0.090
0.098
0.008
0.05
ObsH=0.3
-5.02
0.133
-4.44
-0.113
0.090
-0.023
0.14
ObsH=0.4
-6.54
0.181
-8.63
-0.164
0.121
-0.043
0.13
ObsH=0.5
-11.08
0.222
-9.02
-0.187
0.146
-0.041
0.10
*Bolding indicates a significant difference based on Bonferroni threshold of 0.0033, for 15 possible obstacle pairwise comparisons within each
step category
Table S5: Post hoc pairwise mean differences (Obs- Level) in normalised units, for obstacle heights by step type
across galliform birds.
The Journal of Experimental Biology | Supplementary Material
5
Species 1
Species 2
θTD (degrees)
HTD
αTO (degrees)
ΔEP
ΔEK
ΔECoM
Fmax
Step -1
Quail
Pheasant
--
--
-1.91
0.015
--
0.060
-0.28
Quail
Guinea fowl
--
--
-0.63
-0.000
--
0.021
-0.07
Quail
Turkey
--
--
-0.31
0.011
--
0.013
-0.01
Pheasant
Guinea fowl
--
--
1.28
-0.015
--
-0.039
0.21
Pheasant
Turkey
--
--
1.60
-0.004
--
-0.047
0.27
Guinea fowl
Turkey
--
--
0.32
0.011
--
-0.008
0.06
Step 0
Quail
Pheasant
--
--
0.14
-0.012
--
-0.037
-0.26
Quail
Guinea fowl
--
--
1.33
-0.010
--
-0.013
-0.05
Quail
Turkey
--
--
0.64
-0.018
--
-0.062
0.06
Pheasant
Guinea fowl
--
--
1.19
0.003
--
0.024
0.21
Pheasant
Turkey
--
--
0.50
-0.005
--
-0.025
0.31
Guinea fowl
Turkey
--
--
-0.69
-0.008
--
-0.049
0.11
Step +1
Quail
Pheasant
--
--
-1.97
0.000
--
0.005
-0.32
Quail
Guinea fowl
--
--
-1.73
-0.016
--
-0.001
-0.03
Quail
Turkey
--
--
-1.89
-0.013
--
-0.019
-0.04
Pheasant
Guinea fowl
--
--
0.24
-0.016
--
-0.006
0.29
Pheasant
Turkey
--
--
0.08
-0.013
--
-0.024
0.28
Guinea fowl
Turkey
--
--
0.16
0.003
--
-0.019
-0.01
*Bolding indicates significant difference based on Bonferroni threshold of 0.0083, for 6 possible species pairwise comparisons within each step category.
Table S6: Post hoc pairwise mean differences between galliform species (column 2-column 1) from ANOVA
(Table S4). Notably, pairwise differences in leg posture (θTD, HTD) and change in potential energy (ΔEp), which are
most indicative of obstacle negotiation strategy, do not significantly differ between species.
The Journal of Experimental Biology | Supplementary Material
9
Species
Quail
Pheasant
Guinea fowl
Turkey
Ostrich
Fitted Parameters
Spring stiffness
(knorm=k*Lleg /(m*g))
8.0
11
15
10
12
Damping coefficient
0.10
0.20
0.40
0.20
0.40
Computed Property
Damping ratio
0.018
0.020
0.052
0.032
0.058
Optimal trajectory performance
Mean-squared error
0.0102
0.0266
0.0032
0.0081
0.0063
Net unsigned work
(Joules / (m*g*Lleg))
0.3149
0.1708
0.0992
0.0761
0.0081
Normalising Parameters
m (kg)
0.200
1.02
1.48
2.96
116
Lleg (m)
0.117
0.201
0.228
0.287
0.974
g (m/s2)
9.81
Table S7: Normalised results of trajectory optimisation applied to the actuated model (Fig. 6A), resulting in the
reported fits to bird GRF (Fig. 6B) and leg length trajectories (Fig. 6C). Bird size spanned over a 500-fold mass
range, but the damping ratio remained with a factor of 3.27 across species. Average masses reported in this table
differ somewhat from those reported in main text because here the mass averaging was weighted by number of level
step samples, not by individual birds. Given the non-unique nature of the parameter fits (Fig. S3), we do not make
scientific claims about the functional significance of any one particular set of parameters. Nonetheless, a relatively
narrow range of damping ratios results in fits consistent with bird running data.
The Journal of Experimental Biology | Supplementary Material
| Don't break a leg: running birds from quail to ostrich prioritise leg safety and economy on uneven terrain. | [] | Birn-Jeffery, Aleksandra V,Hubicki, Christian M,Blum, Yvonne,Renjewski, Daniel,Hurst, Jonathan W,Daley, Monica A | eng |
PMC9371152 | Citation: Štuhec, S.; Planjšek, P.; Ptak,
M.; ˇCoh, M.; Mackala, K. Application
of the Laser Linear
Distance-Speed-Acceleration
Measurement System and Sport
Kinematic Analysis Software. Sensors
2022, 22, 5876. https://doi.org/
10.3390/s22155876
Received: 29 June 2022
Accepted: 3 August 2022
Published: 5 August 2022
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4.0/).
sensors
Article
Application of the Laser Linear Distance-Speed-Acceleration
Measurement System and Sport Kinematic Analysis Software
Stanko Štuhec 1, Peter Planjšek 2, Mariusz Ptak 3
, Milan ˇCoh 1 and Krzysztof Mackala 4,*
1
Faculty of Sport, University of Ljubljana, Gortanova 22, 1000 Ljubljana, Slovenia
2
Ljubljana School of Business, Management and Informatics, Tržaška cesta 42, 1000 Ljubljana, Slovenia
3
Faculty of Mechanical Engineering, Wroclaw University of Science and Technology, Lukasiewicza 7/9,
50-371 Wrocław, Poland
4
Faculty of Physical Education and Sport, Wroclaw University of Health and Sport Science, Paderewskiego 35,
51-612 Wrocław, Poland
*
Correspondence: [email protected]; Tel.: +48-347-3147
Abstract: The industrial development of technology, with appropriate adaptation, enables us to
discover possibilities in sport training control. Therefore, we have developed a new approach
to linear running analysis. This study aims to determine the measurement possibilities using an
LDM301A laser system in obtaining basic kinematic parameters. The second goal is the application
of specialized computer programs based on appropriate algorithms to calculate a vast number of
variables that can be used to adjust the training and the rivalry. It is a non-invasive, non-contact
measurement method. We can also determine the influence of both subjective and objective external
factors. In this way, we can also conduct training with real-time scientific feedback. This method is
easy to use and requires very little time to set up and use. The efficiency and running economy can
be calculated with various time, speed, acceleration, and length indexes. Calculating the symmetries
between the left and right leg in velocity, stride lengths, support phase times, flight phase times, and
step frequency are possible. Using the laser measurement method and detailed kinematic analysis
may constitute a new chapter in measuring speed. However, it still has to compete with classic
photocell measurement methods. This is mainly due to their high frequency of measurement used,
despite some reservations about the scale of measurement errors.
Keywords: speed; sprints; laser system; step kinematics; run measurements; biomechanics
1. Introduction
Training control based on new technologies and technological–methodological solu-
tions are essential in sport. These procedures aim to determine the relevant and objective
parameters of the athlete’s current speed preparation. Without data on biomotor, mor-
phological, physiological, biochemical, psychological, and sociological characteristics, it
is unmanageable to plan, program, and model a modern training process [1–5]. Based on
the measured variables, we can choose the most effective methods and means for planning
training and, thereby, improving sport results.
The athlete’s motor skill development and special conditioning preparation interact
in the sport training process [6,7]. This relationship is dynamic and always different
depending on the phases of the training process and the biological development of the
athlete [1,7,8]. Given that automated stereotypes and the level of motor abilities are
changing, the training process must be monitored, controlled, and finally, corrected. The
speed of the sprint changes in the individual phases of the run, thus each stage deserves
special treatment, both in terms of training control and training itself [9]. Notably, the sprint
is considered as running up to 100 m. The advantage of our new training control method is
the help of a laser measurement, which is very useful because, in many sport disciplines,
the ability to accelerate well from a static position and quickly develop the highest running
Sensors 2022, 22, 5876. https://doi.org/10.3390/s22155876
https://www.mdpi.com/journal/sensors
Sensors 2022, 22, 5876
2 of 13
speed is the key to improving performance in both teams and individual sports. Running
velocity is the composition of stride frequency and stride length; in studies where the same
subjects ran at different speeds, both stride rate and stride length are highly correlated with
increasing running speed [1,10].
Current information, biocybernetic, and visual technologies solve the most demanding
movement problems in the diagnostics of the sport training process [11–14]. The conceptual-
ized modern measurement allows for an objective analysis of the movement structures, the
selection, and the application of the most suitable training control methods for individual
modelling of athletic training [15]. Locomotor speed is undoubtedly one essential biomotor
ability that improves sport performance. It occurs in various sport disciplines such as
running, sprinting, or jumping. In recent decades, the main focus has been on diagnostic
capabilities that allow monitoring changes in the kinematic values of sprint parameters.
This applies to both the competition and the monitoring of the training process. It is only
possible due to the application of appropriate measurement methods (fully automatic tim-
ing systems, photocells, Optojump System, video-recording via high-speed camera, global
positioning systems—GPS, or laser system) and proper software, enabling an insightful
analysis. This last methodology was used in the most critical athletic competitions in the
world (World Championships, Olympic Games). The LDM (laser distance measurement)
device appears to be an entirely new chapter in developing speed training control methods.
The most desirable information about a moving athlete can be obtained from the
description of the linear speed—the movement of SG (center of gravity). Such a reference is
essential when the direction of the human body with all segments is studied as a maximal
speed of a single point [16]. With limitations, an LDM can also be used to set realistic
conditions for acceleration—deceleration drills [17]. Results in research indicate that a low-
cost and accessible laser system can be used to accurately determine walking and running
speed [18]. Therefore, the aims of this study are twofold. First, to present the usefulness of
data acquisition from the LDM 301A (ASTECH GmbH, Rostock, Germany) device during
the maximum sprint. The second goal was to determine the analytical capabilities of a new
software, and consequently, to evaluate the usefulness of this software for analysis of speed
kinematic profiles.
2. Materials and Methods
2.1. Participants
The measurement of the 100 m sprint with the LDM 301A (ASTECH GmbH,
Rostock, Germany) system involved one national-level Slovenian sprinter (age 22.4 years,
body height 177.6 cm, and body weight 74.9 kg; best result 10.39 s/100 m). Before the
experiment, the subject had six years of active training and competition in sprinting (60, 100,
and 200 m). The laser measurement occurred at the beginning of the competition period, at
the Faculty of the Sport, University of Ljubljana stadium. It was a sunny day, and the wind
was +1.2 m/s. Before the study, approval by the Human Ethics Committee of the University
of Ljubljana was obtained for this experiment. The participant was notified about the risks
associated with participating in this experiment, the purpose of the investigation, and the
measuring procedures. He signed an informed consent document before any testing.
2.2. Description of the Laser Distance Measurement Device
A laser distance measurement device is completely non-invasive, which in practice
means that an athlete can run in competition conditions without any sensors on the body.
The LDM301A with an invisible beam (Figure 1) is a Class 1 laser device based on the
norm IEC 60825-1:2003. The connection to a computer was established via a particular base
station using the RS232 to USB port converter. The pilot laser with a visible redpoint is a
Class 2 laser device based on the norm IEC 60825-1:2007.
The average angle of the laser beam spread to 1.7 mrad. The divergence of the laser
was 1.7 mrad × 0.08 mrad (rectangle). The receiver divergence was 2.9 mrad (circle). The
size and shape of the laser beam on the reflecting surface increased with distance. From ten
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to one hundred meters, the surface of the laser beam increased by a factor of 12.9 (from
1548 mm2 to 19,900 mm2). The measurement precision of the device was ±20 mm in a
mode measurement frequency of 2 kHz and measurement value output of 100 Hz. The
LDM tool created a text file containing the measurement data (first row, time; second row,
distance). A schematic representation of the official measurement compared to a laser
distance measurement used in the study is depicted in Figure 2.
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base station using the RS232 to USB port converter. The pilot laser with a visible redpoint
is a Class 2 laser device based on the norm IEC 60825-1:2007.
Figure 1. Laser distance measurement system setup (left) and LDM301 device with pivot laser point
and base station (right).
The average angle of the laser beam spread to 1.7 mrad. The divergence of the laser
was 1.7 mrad × 0.08 mrad (rectangle). The receiver divergence was 2.9 mrad (circle). The
size and shape of the laser beam on the reflecting surface increased with distance. From
ten to one hundred meters, the surface of the laser beam increased by a factor of 12.9 (from
1548 mm2 to 19,900 mm2). The measurement precision of the device was ±20 mm in a mode
measurement frequency of 2 kHz and measurement value output of 100 Hz. The LDM
tool created a text file containing the measurement data (first row, time; second row, dis-
tance). A schematic representation of the official measurement compared to a laser dis-
tance measurement used in the study is depicted in Figure 2.
Figure 2. A schematic representation of the official measurement compared to a laser distance meas-
urement used in the study.
Start signal
First movement
Official line crossing
Reaction time
Running
Running
Lower back finish line crossing
Lower back start line crossing
Official time
Laser time
Figure 1. Laser distance measurement system setup (left) and LDM301 device with pivot laser point
and base station (right).
base station using the RS232 to USB port converter. The pilot laser with a visible redpoint
is a Class 2 laser device based on the norm IEC 60825-1:2007.
Figure 1. Laser distance measurement system setup (left) and LDM301 device with pivot laser point
and base station (right).
The average angle of the laser beam spread to 1.7 mrad. The divergence of the laser
was 1.7 mrad × 0.08 mrad (rectangle). The receiver divergence was 2.9 mrad (circle). The
size and shape of the laser beam on the reflecting surface increased with distance. From
ten to one hundred meters, the surface of the laser beam increased by a factor of 12.9 (from
1548 mm2 to 19,900 mm2). The measurement precision of the device was ±20 mm in a mode
measurement frequency of 2 kHz and measurement value output of 100 Hz. The LDM
tool created a text file containing the measurement data (first row, time; second row, dis-
tance). A schematic representation of the official measurement compared to a laser dis-
tance measurement used in the study is depicted in Figure 2.
Figure 2. A schematic representation of the official measurement compared to a laser distance meas-
urement used in the study.
Start signal
First movement
Official line crossing
Reaction time
Running
Running
Lower back finish line crossing
Lower back start line crossing
Official time
Laser time
Figure 2. A schematic representation of the official measurement compared to a laser distance
measurement used in the study.
2.3. Measurement Method
Before starting the measurement, we needed to calibrate the track with a particular
calibrating device. The calibration was performed by placing a rectangular bar (height
1.5 m, width 0.03 m, and depth 0.03 m) in an exact vertical position on the starting line and
measuring the distance to the bar with the laser. The laser must be in a precise horizontal
position and at the exact height of the lumbar spine of the measured person (L1 in Figure 3).
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This distance represents the basis for the measurement. When the sprinter passed the
measured calibration distance, the sprinter entered the measurement zone (L2 in Figure 3).
The measurement lasted as long as the sprinter’s lower back was in the measurement
zone (L2).
2.3. Measurement Method
Before starting the measurement, we needed to calibrate the track with a particular
calibrating device. The calibration was performed by placing a rectangular bar (height 1.5
m, width 0 .03 m, and depth 0.03 m) in an exact vertical position on the starting line and
measuring the distance to the bar with the laser. The laser must be in a precise horizontal
position and at the exact height of the lumbar spine of the measured person (L1 in Figure
3). This distance represents the basis for the measurement. When the sprinter passed the
measured calibration distance, the sprinter entered the measurement zone (L2 in Figure
3). The measurement lasted as long as the sprinter’s lower back was in the measurement
zone (L2).
Figure 3. Diagram showing a sprint measurement protocol using a laser distance measurement.
Legend: A—laser position, B—starting line, C—distance to the lower back of the runner, D—finish
line, L1—calibration distance, L2—measuring distance, L3—the actual measuring distance of
lower back to the laser measurement (L2 is calculated as the difference between L3 and L1).
Due to various factors, some errors were made in the raw measurement. The most
common errors occurred due to a loss of laser contact with the lower back due to the
movement of the sprinter left to right, interruptions of the laser beam by hand, low-reflec-
tion material of the shirt, and other interruptions to the laser signal.
2.4. Data Processing
For raw distance-time data capture, we used the original software LDMTool from
ASTECH. A simple user interface displayed all available parameters of the currently con-
nected sensor and all measured values, as well as the state of the different output signals.
There were four main groups of direct communication: device parameters, device data, a
graphical display of a distance-time diagram, and a log window.
The raw displacement data obtained with the LDM device were captured with a fre-
quency of 100 Hz. From the change in displacement, the speed sprint (vh) was calculated
in every hundredth of a second of running. The curve was smoothed with a moving av-
erage filter over a 0.1 s interval (n = 10, smoothing frequency m = 10) to eliminate any
within-step velocity fluctuations. The polynomial startpoint was identified from where
the raw displacement values increased and remained more significant than 2 SD above
the mean noisy pre-start signal level. The endpoint was 50 data points after the displace-
ment exceeded 60 m.
2.5. Software for Kinematic Laser Distance Linear Running Analysis
At the University of Ljubljana, Faculty of Sports, Institute of Sports, we developed an
entirely new approach to kinematic measurements of linear sprint running in the Biome-
chanical Laboratory. The development of laser meters, which allows us to perform non-
L1
L2
L3
A
B
C
D
Figure 3. Diagram showing a sprint measurement protocol using a laser distance measurement.
Legend: A—laser position, B—starting line, C—distance to the lower back of the runner, D—finish
line, L1—calibration distance, L2—measuring distance, L3—the actual measuring distance of lower
back to the laser measurement (L2 is calculated as the difference between L3 and L1).
Due to various factors, some errors were made in the raw measurement. The most
common errors occurred due to a loss of laser contact with the lower back due to the
movement of the sprinter left to right, interruptions of the laser beam by hand, low-
reflection material of the shirt, and other interruptions to the laser signal.
2.4. Data Processing
For raw distance-time data capture, we used the original software LDMTool from
ASTECH. A simple user interface displayed all available parameters of the currently
connected sensor and all measured values, as well as the state of the different output
signals. There were four main groups of direct communication: device parameters, device
data, a graphical display of a distance-time diagram, and a log window.
The raw displacement data obtained with the LDM device were captured with a
frequency of 100 Hz. From the change in displacement, the speed sprint (vh) was calculated
in every hundredth of a second of running. The curve was smoothed with a moving
average filter over a 0.1 s interval (n = 10, smoothing frequency m = 10) to eliminate any
within-step velocity fluctuations. The polynomial startpoint was identified from where the
raw displacement values increased and remained more significant than 2 SD above the
mean noisy pre-start signal level. The endpoint was 50 data points after the displacement
exceeded 60 m.
2.5. Software for Kinematic Laser Distance Linear Running Analysis
At the University of Ljubljana, Faculty of Sports, Institute of Sports, we developed
an entirely new approach to kinematic measurements of linear sprint running in the
Biomechanical Laboratory. The development of laser meters, which allows us to perform
non-contact measurements of horizontal position, speed, and acceleration, combined with
our program, has enabled us to quickly and accurately diagnose running techniques
and tactics. With entirely new algorithms and the already mentioned essential variables,
we additionally calculate the support time, flight time, step time, and frequency within
individual steps. Advanced functions allow us to calculate the symmetries between the left
and right foot for each step and step phase. The horizontal running speed of the sprinter
fluctuates from the maximum speed at the last contact of the push-off leg with the ground,
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and then decreases due to air resistance and the force of gravity in the flight phase until the
opposite leg touches the ground, where it starts to increase again due to the action of the
muscles in the push-off phase until the last contact time when maximum running speed is
again reached on the opposite push-off leg. The time of the support phase is defined from
the moment when the slope of the speed reduction curve changes and starts to increase
again until the moment of maximum speed. The time of the left step lasts from the first
contact of the left foot with the ground through the push-off time (the time until the last
contact with the ground) and until the first contact of the right foot with the ground. The
time of the right step lasts from the first contact of the right foot with the ground through
the push-off time (the time until the last contact with the ground) and until the first contact
of the left foot with the ground. The flight time of the left step lasts from the last contact of
the left foot with the ground to the first contact of the right foot with the ground. The flight
time of the right step lasts from the last contact of the right foot with the ground to the
first contact of the left foot with the ground. When we have certain time phases of the left
and right steps, we also calculate the step frequency, where we can define the beginning
and end of the left or right step in different ways (the last contact of the left foot with the
ground, through the flight phase from the left to the right foot and until the last contact of
the right foot with the ground or from the first contact of the left foot with the ground to
the last contact of the left foot with the ground, through the flight phase from the left to
the right foot and until the first contact of the right foot with the ground). In the following,
we calculated the new shape of the separate curve for path, velocity, and acceleration by
prescribing the best match of the curve shape according to the wavelength, amplitude, and
direction of inclination of the average section of each variable. The first derivative of path
change over time is velocity, and the second derivative of it is acceleration.
The software was based on functionality divided into twelve modules: (1) data editing:
data preview, data preparation, adding missing data, data cut, error data elimination,
converting data to sprint format, and data save; (2) measurement description: place,
date, wind, official time, reaction time, measured distance, name, birth date, country,
height, weight, left leg length, right leg length, sport discipline, dominant hand, dominant
leg, first leg on start, moving or static start, static high or low start, notes, calibration
distance, and maximum speed tolerance; (3) data smoothing: the type and rate of the
smoothing used for each variable; (4) data calculation: times, speed, acceleration, steps,
zones, phases, sections, frequencies, symmetry index, efficiency index, effectiveness index,
and performance index; (5) single analysis: analyze a single measurement; (6) databases:
database organization; (7) multiple analysis: analyze and compare multiple measurements;
(8) statistical: descriptive statistical data analysis; (9) artificial intelligence: with the use of
machine learning and artificial intelligence, we developed a unique code to look for new
ways of optimizing and improving the efficiency and effectiveness of running; (10) export:
exported all raw and calculated data in txt, CSV, or xlsx data format; (11) report: graphical
and numerical report (diagrams and tables); (12) print: print selected report options.
3. Results
Regarding the maximum running speed, both timing and distance data are essential.
Based on this, we can adjust the training in real time so that the athlete can check on which
section of the track he reached the maximum speed on each sprint. Therefore, raw data
obtained during the measurement is a critical issue. It was first processed with the raw
data editing module. The next phase is the data cut module. In this phase, we removed
unwanted data before movement started and unwanted data after the lower back crossed
the finish line. We recommend keeping data for one second before point B and after point
D in Figure 3. The measured raw data and filter data are depicted in Figure 4.
Further, we can define the speed zones, which always appear in a 100 m race, no matter
the performance level. It is possible to do this via smoothed speed data. The diagram shows
the three primary phases of the 100 m run: red—ascending speed, blue—maintenance
of the maximum speed, and green—descending speed (Figure 5). However, in this case,
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the maximum speed phase is defined by a tolerance of 2% from the maximum speed. An
essential element of these two graphs is that the course of the variability of the maximum
speed is presented in relation to the time of exercise and the change in distance. Both charts
overlap and are the same. Maintaining a maximum speed is one of the most important
indexes in sprint performance.
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data editing module. The next phase was to cut the module. In this phase, we removed
unwanted data before movement started and unwanted data after the lower back crossed
the finish line. We recommend keeping data for one second before point B and after point
D in Figure 3. The measured raw data and filter data are depicted in Figure 4.
Figure 4. Measured raw distance-time data (blue line), calculated raw speed (thin green line), and
averaged speed (bold green line).
Further, we can define the speed zones, which always appear in a 100 m race, no
matter the performance level. It is possible to do this via smoothed speed data. The dia-
gram shows the three primary phases of the 100 m run: red—ascending speed, blue—
maintenance of the maximum speed, and green—descending speed (Figure 5). However,
in this case, the maximum speed phase is defined by a tolerance of 2% from the maximum
speed. An essential element of these two graphs is that the course of the variability of the
maximum speed is presented in relation to the time of exercise and the change in distance.
Both charts overlap and are the same. Maintaining a maximum speed is one of the most
important indexes in sprint performance.
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speed (m/s)
distance (m)
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distance
speed (raw)
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Figure 4. Measured raw distance-time data (blue line), calculated raw speed (thin green line), and
averaged speed (bold green line).
This part of the analysis of the collected data is based on smaller, 10 m long segments
of the 100 m distance, which allows studying the nature of the maximum speed in more
detail. Such an analysis differs significantly from the overall approach because the course
of individual running parameters is more distinct and is even due to smaller differences in
the values of the discussed variables. Figure 6 shows how the sprinter’s speed increases
proportionally concerning the average and maximum zone speeds. In this way, it can be
found at what distance and when the sprinter reached a certain speed.
In addition, our analysis of the speed of the object’s movement allows us to determine
the type of movement, whether the runner is in an acceleration or deceleration phase.
Consequently, the acceleration value expresses the speed of changing the position of a
given object or the direction of its movement. More precisely, linear acceleration can be
defined as the change of speed over time (1):
ai = v
t = (vi + 1) − (vi − 1)
(ti + 1) − (ti − 1)
(1)
where: a = acceleration, v = speed, t = time, and i = calculation point. The calculated
acceleration is one of the important variables used to determine sprint performance. We
have to remember that the greater initial acceleration and longer positive acceleration
define better performance. In Figure 7, we can observe the runner’s speed and acceleration
in time. The peak velocity is calculated from the smoothed speed curve.
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Figure 5. Sprinting phases: the diagram of speed in relation to time (above) and distance (below),
acceleration phase (red line), maximum speed phase (blue line), and descending speed phase (green
line).
This part of the analysis of the collected data is based on smaller, 10 m long segments
of the 100 m distance, which allows studying the nature of the maximum speed in more
detail. Such an analysis differs significantly from the overall approach because the course
of individual running parameters is more distinct and is even due to smaller differences
in the values of the discussed variables. Figure 6 shows how the sprinter’s speed increases
proportionally concerning the average and maximum zone speeds. In this way, it can be
found at what distance and when the sprinter reached a certain speed.
Figure 5. Sprinting phases: the diagram of speed in relation to time (above) and distance (be-
low), acceleration phase (red line), maximum speed phase (blue line), and descending speed
phase (green line).
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Figure 6. Cont.
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Figure 6. Speed-time (above) and speed-distance (below) with 10 m sections (blue lines) and point
of maximum speed (green line).
In addition, our analysis of the speed of the object’s movement allows us to determine
the type of movement, whether the runner is in an acceleration or deceleration phase.
Consequently, the acceleration value expresses the speed of changing the position of a
given object or the direction of its movement. More precisely, linear acceleration can be
defined as the change of speed over time (1):
𝑎𝑖 = 𝑣
𝑡 = (𝑣𝑖 + 1) − (𝑣𝑖 − 1)
(𝑡𝑖 + 1) − (𝑡𝑖 − 1)
(1)
where: a = acceleration, v = speed, t = time, and i = calculation point. The calculated accel-
eration is one of the important variables used to determine sprint performance. We have
to remember that the greater initial acceleration and longer positive acceleration define
better performance. In Figure 7, we can observe the runner’s speed and acceleration in
time. The peak velocity is calculated from the smoothed speed curve.
Figure 6. Speed-time (above) and speed-distance (below) with 10 m sections (blue lines) and point of
maximum speed (green line).
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Figure 7. Speed and acceleration (raw and smoothed data).
The primary criterion determining the effectiveness of a maximum speed is the
length and frequency of steps and their mutual relations. High values of both these pa-
rameters have a decisive influence on the maximum speed value; they are also an indica-
tor of the correct running technique. Using our program, we can accurately determine the
length of each step. The module for automatically determining the length of the steps di-
vides the entire run into individual steps based on the fluctuation of the speed of the run
between the phase of the support phase and the flight phase. By smoothing, we eliminate
the wrong calculated step length (Figure 8).
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Figure 7. Speed and acceleration (raw and smoothed data).
The primary criterion determining the effectiveness of a maximum speed is the length
and frequency of steps and their mutual relations. High values of both these parameters
have a decisive influence on the maximum speed value; they are also an indicator of the
correct running technique. Using our program, we can accurately determine the length of
each step. The module for automatically determining the length of the steps divides the
entire run into individual steps based on the fluctuation of the speed of the run between
the phase of the support phase and the flight phase. By smoothing, we eliminate the wrong
calculated step length (Figure 8).
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parameters have a decisive influence on the maximum speed value; they are also an
indicator of the correct running technique. Using our program, we can accurately
determine the length of each step. The module for automatically determining the length
of the steps divides the entire run into individual steps based on the fluctuation of the
speed of the run between the phase of the support phase and the flight phase. By
smoothing, we eliminate the wrong calculated step length (Figure 8).
Figure 8. Function determining step length (thin line—raw and bold line—smooth length).
Figure 8. Function determining step length (thin line—raw and bold line—smooth length).
By the same principle, the frequency of the steps and the time are also calculated
(Figures 9 and 10). Length and frequency of steps are the basis for optimizing and adapting
these two variables to achieve a higher average running speed.
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By the same principle, the frequency of the steps and the tie are also calculated
(Figures 9 and 10). Length and frequency of steps are the basis for optimizing and
adapting these two variables to achieve a higher average running speed.
Figure 9. The function of determining step frequency (thin line—raw and bold line—smooth
frequency).
Figure 9. The function of determining step frequency (thin line—raw and bold line—smooth frequency).
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Figure 9. The function of determining step frequency (thin line—raw and bold line—smooth
frequency).
Figure 10. The function of determining step time from take-off (thin line—raw and bold line—
smooth values).
In the descriptive statistical data processing module, it is possible to calculate mean,
median, mode, minimum, maximum, standard deviation, skewness, and kurtosis. We can
also calculate the linear correlation between the selected variables.
Figure 10. The function of determining step time from take-off (thin line—raw and bold line—
smooth values).
In the descriptive statistical data processing module, it is possible to calculate mean,
median, mode, minimum, maximum, standard deviation, skewness, and kurtosis. We can
also calculate the linear correlation between the selected variables.
4. Discussion
The aims of this study are twofold. First, assess the usefulness of a laser measuring
system to record the time of a sprint run with maximum intensity. Secondly, propose an
innovative computer software for the sprint kinematic analysis, based on the logarithm of
the extraction of motion parameters, including information on the change in the course of
the maximum speed in a straight line. The conclusion is that the time measurement made
by using the LDM laser system is useful to provide data for a statistical analysis of the
course of maximum speed changes during a sprint.
Exploring diagnostic problems related to sprint performance assessment, specifically
the impact and magnitude of various external conditions, technologies, and monitoring,
is one of the essential factors in the training process. In this case, the focus is on the
diagnostic possibilities related to monitoring changes in the value of the linear running
speed during competition and speed training. It seems to be a key element in improving
sprint performance.
The cinematographic method (Omega’s fully automatic timing system, Fribourg,
Switzerland or Sony DCR-PC105E, Japan) is one of the primary methods of studying
and evaluating the movement technique [11]. The main advantage of this method is the
lack of direct interference in the athlete’s motor task performance, which allows for the
full and free use of acquired technical skills. In recent years, several technologies have
appeared to measure a run at maximum speed in a non-invasive way, both in a straight
line and in curvature. There is an advanced technology that provides positional data
with high spatiotemporal resolution [19]. The data can be collected with a radio-based
position detection system (RedFIR, Fraunhofer Institute, Germany). The second option
is to apply inertial measurement units to capture multidimensional accelerometers and
gyroscope data to measure the kinematic parameters of a system. During the last decade,
GPS with integrated accelerometers was extensively applied in various team sports to
measure running velocity during training sessions and games [19–22]. One time-effective
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method for obtaining speed-time curves is applying a laser distance measurement (LDM)
device [12,13]. The most recognizable and used at international athletic competitions
(2008 World Championships and Olympic Games) is the LAVEG laser speed gun (LAVEG
Sport, Jenoptik, Germany). The system is placed behind the starting line during the
measurement, and the beam laser must be aimed (tracking the competitor) at his pelvis
throughout the measurement [23]. The LAVEG system measures the positional information
of an athlete at 100 Hz. Therefore, training with immediate feedback using a laser device
can be of great help when we try to improve running performance.
An essential component of all these measurement methods is the validity and relia-
bility of measurement [24,25]. Velocity data obtained from sprint trials were previously
assessed but were limited, by comparison, to linear velocities at the hip over a distance.
According to Haugen et al. [11], Omega’s fully automatic timing system demonstrated
that the measurement method was valid to the instrument’s precision (±0.01 s), which is
a very accurate value. The RedFIR (a radio-based position detection system) can provide
precise in-field performance data based on reference systems [14,26]. Regardless of the
level of validity and reliability, one crucial thing is that all these methodologies of time
measurement systems allow obtaining the data that can be subjected to multidirectional
analysis. It applies to velocity profiles—calculation of acceleration, instantaneous speed,
split time, and parameters—that determine the length and frequency of the step.
The more precise this diagnostic, the better are the technology used, especially re-
garding the software for kinematic analysis. A proper kinematic analysis software of a
sprint run should be based on a reliable acquisition of the primary structural properties of
the movement, its characteristic quantities (numerical values), and the relations between
them. Often, the identical movements of a sprinter’s lower limbs differ in many respects.
This is mainly not due to different methods of recording a sprint run, but to the computer
software applications used for detail analysis. A detailed description of the software opera-
tion can be found in the Materials and Methods section. However, this software aims to
estimate the kinematic parameters (i.e., position, speed, acceleration, and possibly basic
running step parameters) of the moving sprinter based on noisy measurements collected
by the laser beam sensor. It is possible thanks to the use of a special tracking algorithm. It
must consider the deterministic model of the dynamics of changes in the target’s position
(e.g., model of acceleration or increasing speed). Such activity enables the estimation of the
batch processing method (raw data from the running time) to obtain the target kinematic
parameters of the sprint. Therefore, estimation of target kinematic parameters based on
LDM measurements is not a template due to the linear nature of these measurements about
the target kinematic parameters. Additionally, this software represents closed solutions and,
thus, requires the repetition of numerical search algorithms to obtain accurate kinematic
data. This makes this software highly effective.
The main task of training in a sprint should be to raise the athlete’s movement potential
to the highest possible level to achieve maximum sport results [4,6]. This is mainly related
to conducting comprehensive activities to achieve optimal running efficiency, maintaining
the highest possible values of the maximum running speed over the entire distance [12].
The more significant the correlation between the length and frequency of running steps,
the better.
The primary criterion determining the effectiveness of speed for a whole sprint run
and the level of speed preparation of a competitor is the length and frequency of steps and
their mutual relations [5,27]. High values of both these parameters have a decisive influence
on the maximum speed value; they are also an indicator of the correct running technique.
The research conducted by Luhtanen and Komi [10] and Mero and Komi [8] showed that
the values of these parameters change with increasing speed, which has a linear course until
the competitor develops a speed of about 7 m/s. As this value increases to about 9 m/s, the
increment in the stride length is small, and the frequency increment is significant. This is
even more evident when the competitors reach speeds of 11–12 m/s, which is only possible
due to a substantial increase in pace [1]. In addition to the length of steps, the frequency
Sensors 2022, 22, 5876
12 of 13
of steps is the primary parameter that allows developing the maximum speed of the run,
thus improving its efficiency. The more significant the correlation between the length and
frequency of running steps, the better. However, this somewhat contradicts Deleclus’s
manuscript [28], which found a linear relationship between the length of the running
step and the speed developed, saying that there is no significant correlation between the
frequency of steps and the speed. The author also believes that in short runs, the pace of
the run reaches its maximum value at the beginning of the sprint (after a few steps) and
does not change significantly.
On the other hand, the stride length increases almost the entire distance, which is an
essential factor in developing maximum speed. The relationship between stride length
and speed achieved in a 100 m run for men was determined based on linear regression
analysis and was V = 0.79 + (3.89 Lk). The change in stride length can explain almost 85%
of the variation in maximum running speed. In such an argument, it is essential to indicate
whether the analysis considers only the distribution of the length of individual steps over
the entire distance or the average value calculated for a 10 m section. The distribution curve
shows a much greater variability (dispersion) between personal values for each competitor
than the average value of the results obtained in the individual ten sections.
5. Conclusions
A runner’s distance, time, speed, and acceleration vary from step to step and can be
divided into several phases and sections. Each of these phases has a particular influence
on the final result. With LDM301A, the measured and calculated variables can be closely
monitored at all stages, and each phase can be analyzed and optimized during the training
process. Determining the right goals based on previous tests is crucial for the optimal
planning of the athlete’s development. Once a coach has an insight into each phase, they
can use the information to decide how to adapt the training process.
We will continue to develop the functions of the software in the future. One of the
priorities is the variability of the take-off speed of the consistent steps and the take-off
speed for the left and the right leg. Calculating acceleration within the steps can also
give us information about the ratio of positive acceleration (propulsion phase—the second
part of the support phase) to deceleration (flight phase and braking in the first part of the
support phase). This way, a large amount of measurement data will give us a new insight
into running optimization. We will also determine the new index between the maximum
speed zone, step length, step frequency, and step time. Some of our data indicate a high
probability of added value when planning sprint training with this approach.
Author Contributions: Conceptualization, S.Š. and M. ˇC.; methodology, S.Š., M. ˇC. and P.P.; software,
S.Š. and P.P.; validation, S.Š., P.P. and M.P.; formal analysis, S.Š., M. ˇC., M.P. and K.M.; investigation,
S.Š., M. ˇC., P.P. and K.M., resources, M. ˇC.; data curation, M. ˇC. and S.Š., writing—original draft
preparation, S.Š., M. ˇC. and K.M., writing—review and editing, K.M., M. ˇC. and M.P.; visualization,
S.Š. and K.M.; supervision, K.M. and M. ˇC. All authors have read and agreed to the published version
of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Human Ethics Committee of the University of Ljubljana.
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: The data presented in this study are available on request from the
corresponding author.
Acknowledgments: Open access publishing of this article was supported by the Slovenian Research
Agency (grant number P5-0147). The authors thank the athlete for his participation in the study.
Conflicts of Interest: The authors declare no conflict of interest.
Sensors 2022, 22, 5876
13 of 13
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| Application of the Laser Linear Distance-Speed-Acceleration Measurement System and Sport Kinematic Analysis Software. | 08-05-2022 | Štuhec, Stanko,Planjšek, Peter,Ptak, Mariusz,Čoh, Milan,Mackala, Krzysztof | eng |
PMC8543686 | Physiological Reports. 2021;9:e15076.
| 1 of 15
https://doi.org/10.14814/phy2.15076
wileyonlinelibrary.com/journal/phy2
RUNNING ECONOMY (RE) at a specific submaximal
running velocity is defined as oxygen consumption (VO2)
per minute per kg body mass. RE can also be normalized
with respect to distance as VO2 kg−1 km−1. Normalization
to body mass allows for comparisons between individu-
als. RE is a complex measure, which reflects the combined
functioning of biomechanical, anatomical, metabolic and
cardio- respiratory factors (Tawa & Louw, 2018). Even
among well- trained runners, RE can be seen to differ
up to approximately 30% between individuals (Barnes
et al., 2014; Larsen, 2003; Saunders et al., 2004a; Scholz
et al., 2008). This makes RE a most decisive performance
Received: 3 September 2021 | Accepted: 15 September 2021
DOI: 10.14814/phy2.15076
O R I G I N A L A R T I C L E
Factors correlated with running economy among elite
middle- and long- distance runners
Cecilie E. Hansen1 | Martin Stensvig1 | Jacob Wienecke2 | Chiara Villa3 |
Jakob Lorentzen1 | John Rasmussen4 | Erik B. Simonsen1
This is an open access article under the terms of the Creat ive Commo ns Attri bution License, which permits use, distribution and reproduction in any medium, provided
the original work is properly cited.
© 2021 The Authors. Physiological Reports published by Wiley Periodicals LLC on behalf of The Physiological Society and the American Physiological Society
1Department of Neuroscience,
University of Copenhagen, Copenhagen
N, Denmark
2Department of Sport and Nutrition,
University of Copenhagen, Copenhagen
N, Denmark
3Department of Forensic Medicine,
University of Copenhagen, Copenhagen
Ø, Denmark
4Department of Materials and
Production, Aalborg University,
Aalborg Ø, Denmark
Correspondence
Erik B. Simonsen, Department
of Neuroscience, University of
Copenhagen, Blegdamsvej 3, 2200
Copenhagen N, Denmark.
Email: [email protected]
Funding information
No funding information provided.
Abstract
Running economy (RE) at a given submaximal running velocity is defined as oxy-
gen consumption per minute per kg body mass. We investigated RE in a group of
12 male elite runners of national class. In addition to RE at 14 and 18 km h−1 we
measured the maximal oxygen consumption (VO2max) and anthropometric meas-
ures including the moment arm of the Achilles tendon (LAch), shank and foot
volumes, and muscular fascicle lengths. A 3- D biomechanical movement analysis
of treadmill running was also conducted. RE was on average 47.8 and 62.3 ml
O2 min−1 kg−1 at 14 and 18 km h−1. Maximal difference between the individual
athletes was 21% at 18 km h−1. Mechanical work rate was significantly correlated
with VO2 measured in L min−1 at both running velocities. However, RE and rela-
tive work rate were not significantly correlated. LAch was significantly correlated
with RE at 18 km h−1 implying that a short moment arm is advantageous regard-
ing RE. Neither foot volume nor shank volume were significantly correlated to
RE. Relative muscle fascicle length of m. soleus was significantly correlated with
RE at 18 km h−1. Whole body stiffness and leg stiffness were significantly corre-
lated with LAch indicating that a short moment arm coincided with high stiffness.
It is concluded that a short LAch is correlated with RE. Probably, a short LAch al-
lows for storage of a larger amount of elastic energy in the tendon and influences
the force– velocity relation toward a lower contraction velocity.
K E Y W O R D S
Achilles tendon moment arm, biomechanics, fascicle length, running economy, stiffness
2 of 15 |
HANSEN et al.
factor in competitive middle- and long- distance running
together with VO2max and “Utilization of VO2max,” which
often refers to the relative load corresponding to “onset of
blood lactate.” (Larsen & Sheel, 2015).
A few anatomical measures have been shown to re-
late to RE. One is the moment arm of the Achilles ten-
don (LAch) about the ankle joint, another is the ratio
between the length of the forefoot and LAch (Scholz
et al., 2008; Spurrs et al., 2003). The size of the LAch is
highly determined by the size of the calcaneus bone and
is regarded as a highly specialized feature of the human
species for the evolution of Endurance Running and
Persistence Hunting (PH) in the genus Homo (Raichlen
et al., 2011). It is speculated that hominids during PH
ran at speeds that forced animals to enter hyperthermia
(Pontzer et al., 2009).
Despite the remarkable differences in RE between run-
ners, it is largely unknown, which factors are decisive for
a high RE (low VO2 kg−1 at a specific velocity). Since 1968,
African and especially Kenyan runners have dominated
the international scene in middle- and long- distance races
to a degree that has been termed the greatest geographical
concentration of sports excellence in the annals of sports
(Larsen & Sheel, 2015). Accordingly, the Kenyan runners
have been subjected to research projects regarding their
anatomy, physiological capabilities, and biomechani-
cal characteristics. Saltin et al. (Saltin, 2003) concluded
that no differences between Kenyan and European run-
ners could be observed regarding VO2max, muscle fiber
type distribution, number of capillaries or metabolic en-
zymes (Saltin, Kim et al., 1995; Saltin, Larsen et al., 1995).
Biomechanically, only contact time has been reported
shorter in Kenyan runners (Santos- Concejero et al., 2017).
Regarding anatomical differences, it has been reported that
elite Kenyans had longer shanks and longer Achilles ten-
dons than Japanese elite runners (Kunimasa et al., 2014;
Sano et al., 2015). However, the Achilles tendon moment
arm (LAch) was found to be longer in Kenyan than Japanese
elite runners (Kunimasa et al., 2014), which is contradic-
tory to studies reporting significant correlations between
LAch and RE (Barnes et al., 2014; Scholz et al., 2008) show-
ing a positive effect of a short LAch. Due to these discrepan-
cies, it was decided to measure the LAch of the athletes in
the present study and reinvestigate any possible correlation
with RE.
It seems obvious that RE somehow should relate to
“running technique,” but no studies have been able to
show a relation between the movement pattern of mid-
dle- and long- distance running and RE. Within Track and
Field Athletics it is well known that changing the move-
ment pattern of a distance runner is “dangerous” and will
often result in impaired performance. Most often run-
ners successfully choose their step frequency and stride
length from subjective criteria, which was shown already
by Högberg (1952). Accordingly, one purpose of the pres-
ent study was to relate biomechanical calculations of me-
chanical energy during running to RE in elite middle- and
long- distance runners.
Lower leg thickness has been found to correlate signifi-
cantly to RE and especially for Kenyan runners, who were
claimed to have more slender legs than European runners
(Saltin, 2003). Based on this finding it was suggested that
it would be less energy demanding to move a lower leg
mass back and forward during the swing phase of running
(Larsen et al., 2004; Saltin, 2003). It was therefore decided
to measure foot and lower leg volume of the athletes in the
present study to see if this anatomical parameter would be
significantly correlated with RE.
Muscular fascicle length has been shown to correlate
significantly with maximal sprint running speed and it
was suggested that longer muscle fibers would infer a
more beneficial force– velocity relationship of the leg mus-
cles (Abe et al., 2001). As this mechanism also could cause
the muscles to produce the same muscle force at a lower
contraction velocity and thereby the use of fewer muscle
fibers at a given running velocity, it was decided to mea-
sure muscular fascicle length by use of ultrasonography
and relate this parameter to RE.
1 | METHODS
1.1 | Subjects
Twelve elite, male, middle- and long- distance runners
(Table 1) gave their voluntary consent to participate in
the study. The athletes competed at national or inter-
national level in events ranging from 800 m to 10 km.
Characteristics of the subjects are presented in Tables
1 and 2. The protocol was approved by the Research
Ethics Committee for Science and Health, University of
Copenhagen, Denmark.
1.2 | Experimental protocol
The subjects visited the laboratory on 3 consecutive
days. On day 1, a treadmill test was completed to de-
termine running economy (RE) and VO2max. On day
TABLE 1 Subject data
Height
(m)
Weight
(kg)
BMI
Age
(y)
VO2max
Mean
1.82
68.5
20.54
22.4
67.0
SD
0.06
7.66
1.21
3.1
4.2
| 3 of 15
HANSEN et al.
2, anthropometric and muscular variables were deter-
mined. On day 3, biomechanical variables related to run-
ning were determined.
1.3 | Running economy and VO2max
Running Economy was determined as the rate of oxygen
consumption (VO2) per kg body mass while running at
two different submaximal velocities on a motorized tread-
mill (Woodway Desmo Pro Treadmill, Woodway Inc).
The speed of 14 km h−1 was chosen as a “safe” velocity
with regard to the expected aerobic capacity of the ath-
letes. The speed of 18 km h−1 was chosen to represent a
velocity close to the conditions during competition. After
a standardized warm up on the treadmill, the subjects ran
at two submaximal running speeds 14 and 18 km h−1, 0%
grade, for 4 min separated by 1– 2 min rest. During the 4-
min stages, in and expired gases were measured continu-
ously by a gas analyzer (MasterScreen CPX, CareFusion).
Breath- by- breath data were processed by the software sys-
tem JLab (CareFusion). Running economy (RE) was de-
termined as the mean VO2 (ml kg−1 min−1) during the last
minute of each 4- min bout.
A few minutes after the last submaximal run, an in-
cremental test to exhaustion was completed to determine
VO2max. The test started at 16 km h−1 and the speed was
increased by 1 km h−1 each minute until 20 km h−1. After
a minute at this velocity, the treadmill gradient was in-
creased by 1% each minute until exhaustion. VO2max was
determined as the highest mean VO2 over a 30 s period.
Values of VO2expressing resting values were obtained
from the difference between VO2at 14 and 18 km h−1 di-
vided by 4 km h−1. These values were subtracted from all
the measured values of VO2.
1.4 | Anthropometric measurements
The subjects’ Achilles tendon moment arm (LAch) was
measured by the method presented by Scholz et al. (2008).
Briefly, the most prominent part of the lateral and medial
malleolus of the subjects’ right foot was marked. The sub-
jects were seated in a chair with their foot on a reference
block. First, foot and leg were positioned so that the lateral
edge of the foot was aligned with the reference block and
the anterior border of the tibia was vertical. From this po-
sition the lateral side of the foot and leg was photographed
(Figure 1). The same procedure was used for the medial
side. The medial edge of the foot was aligned with the ref-
erence block, the anterior border of the tibia was vertical,
and the medial side was photographed (Figure 1). The
horizontal distance from the marked spot on the malle-
olus to the posterior aspect of the Achilles tendon was
measured on the pictures. This was performed for both
the lateral and medial sides, and the LAch was determined
as the mean of two values.
From the picture of the lateral side, the length of the
forefoot was also determined by measuring the horizontal
distance from the marked spot on the lateral malleolus to
the head of the fifth metatarsal (marked by a spot). The
TABLE 2 Personal best results of the athletes
Athlete
800 m
1500 m
5000 m
10.000 m
1
1.53.99 min
3.41.17 min
2
1.51.11 min
3.53.35 min
3
31.03.00 min
4
30.45.00 min
5
1.58.17 min
3.57.92 min
6
1.57.73 min
3.57.69 min
7
1.54.00 min
3.53.37 min
8
1.49.44 min
3.49.59 min
9
4.06.26 min
14.51.25 min
10
4.04.13 min
11
1.55.55 min
3.49.44 min
12
1.49.50 min
FIGURE 1 The lateral Achilles tendon moment arm (a) (top)
and (bottom) the medial Achilles tendon moment arm (c). The
resulting Achilles tendon moment arm (LAch) was calculated as the
mean of a and c. The length of the forefoot is shown as distance b
4 of 15 |
HANSEN et al.
length of the forefoot was determined as the mean of two
consecutive measurements.
Lower leg and foot volume were determined by scan-
ning the lower leg and foot with a hand- held 3- D surface
scanner (Artec Eva, Artec 3D, Luxembourg) (Tierney et al.,
1996). Proximally, the lower leg was marked by two mark-
ers, one on caput fibula and one on tibia at about equal
heights. Distally, the lower leg was marked by two addi-
tional markers, one on the lateral malleolus (of tibia) and
one on the medial side at about equal heights (approxi-
mately 1 cm below the medial malleolus). This procedure
was used on both the right leg and the left leg. The distal
markers on the lower legs were used to mark the feet as
well.
During the scanning of the lower legs, the subjects
were instructed to stand in a relaxed upright position with
enough space between the feet for the scanner to be able
to scan the medial side of the lower legs. Tape was used
to mark the subject's foot position to guarantee accuracy
during and between the measurements. A minimum of
three scans were applied to the lower legs.
During the scanning of the feet, the subjects sat in a
chair with their right lower leg resting on another chair,
so that the foot was free from the chair. The subjects were
instructed to relax their foot during all scans and the lower
leg was fastened with sports tape, so that movement of the
lower leg and foot was minimized. This was repeated for
the left leg, and a minimum of three scans were performed
on each foot.
A 3- D model was constructed and further processed
using Artec Studio (Artec 3D, Luxembourg). The lower
legs were isolated from the 3- D model by cutting off ev-
erything proximally and distally to the two marker pairs,
respectively. The feet were isolated by cuts proximal to
the distal markers. The volumes of the 3- D models of
the isolated lower legs and feet were calculated using the
Artec Studio software. The volumes of two successful
scans of each lower leg were calculated, and the volume
of the lower leg was determined as the mean of these.
The same procedure was applied to calculate the volume
of the foot.
Body mass and height were measured using standard
procedures and, in addition, the following anthropo-
metric variables on the subjects’ right side were deter-
mined: total leg length (from the ground to spina iliaca
anterior superior), thigh length (from trochanter major
to the lateral condyle of the femur), shank length (from
caput fibulae to the lateral malleolus of the tibia), foot
length (from the back of the heel to the tip of the lon-
gest toe), forefoot length from the lateral malleolus to
the fifth metatarsal joint (Figure 1), and toe length (from
the head of the first metatarsal to the tip of the first pha-
lanx distalis).
1.5 | Fascicle length
Fascicle length (Lf) was estimated using a B- mode ultra-
sound scanner (LS128, CEXT- 1Z, Telemed Ltd.) and trans-
ducer (LV8- 5L60N- 2 veterinary, Telemed Ltd.). The vastus
lateralis (VL), gastrocnemius medialis (GM), and soleus
(SOL) muscle of the subject's right leg were scanned. For
VL, the transducer was placed at a point midway between
trochanter major and the lateral condyle of the femur. For
GM and SOL, the transducer was placed at a point approxi-
mately 30% proximally between the medial condyle and
the medial malleolus of the tibia and midway between the
medial and lateral borders of the GM (Abe, 2002). During
the scans, the subjects stood in an upright relaxed position
and the transducer was placed parallel to the muscle fibers
and adjusted if necessary to get the optimal picture. The
ultrasound images of the muscles were recorded by Echo
Wave II software (3.4.0, Telemed Ltd.). The fascicle pen-
nation angle (α) was determined as the angle between the
deep aponeurosis and the fascicles of the specific muscle
(Abe et al., 2000; Cronin & Lichtwark, 2013; Kawakami
et al., 2002). The isolated muscle thickness (Tm) was de-
termined by measuring the distance between the deep and
superficial aponeurosis of the specific muscle (Aggeloussis
et al., 2010). This was performed for both the proximal
and distal ends of the muscle visualized in the ultrasound
image, and a mean of these two distances was used as Tm.
The Lf was estimated using the following equation:
The Lf of each muscle was determined as a mean of
three estimated Lf of the specific muscle and expressed
both in absolute values (cm) and relative to the related
segment length (cm cm−1).
1.6 | 3- D biomechanical
movement analysis
Due to injuries (not related to this study), only 10 of the
12 subjects managed to complete a 3- D biomechanical anal-
ysis of treadmill running to determine stride frequency (fs),
stride length (Ls), contact time (tc), swing time (ts), vertical
oscillations, and mechanical work. Thirty- five spherical re-
flective markers were placed on selected anatomical land-
marks (Figure 2). After a standardized warm up, the subject
ran at the two submaximal velocities from the RE protocol
(14 and 18 km h−1, 0% grade) while recorded by a Qualisys
system for movement analysis (Qualisys AB). Eleven high-
speed infrared cameras (300 Hz) recorded a minimum of
15 steps at each velocity. Three- dimensional coordinates of
Lf =
Tm
sin(훼)
| 5 of 15
HANSEN et al.
the markers were exported to the software system AnyBody
(AnyBody version 7.1, AnyBody Technology A/S), which
was used to analyze the recordings. Simultaneously, the
athletes were recorded on video (120 frames s−1) and these
recordings were later used to obtain contact time, stride
frequency, swing time, and stride length. Stride length was
calculated as velocity divided by stride frequency.
AnyBody is a multibody dynamics system, which dis-
cretizes the body into links representing the bones as
rigid segments articulating at the anatomical joints. To
each bone was assigned the mass of the other tissues sur-
rounding the bone, such that the sum of segment masses
equaled the total body mass and the distribution of masses
followed Dempster (Dempster, 1955).
The potential energy of the system was computed as
the sum of potential energies of the segments. Similarly,
the kinetic energy was computed as the sum of segment
kinetic energies, where each segment's kinetic energy con-
tained translational and rotational contributions (Winter,
1979). The mechanical energy of each segment and of the
entire system, Emech, was calculated as the sum of poten-
tial and kinetic energy (Winter, 1979).
During motion, energy is converted between kinetic and
potential contributions, existing energy is exchanged between
segments via joint reaction forces and muscle connections,
and energy is produced or dissipated by positive and negative
muscle work in a complex interplay. The internal exchange
of energy between segments is complicated, but disregard-
ing friction, air resistance, and other dissipative effects, the
net change in mechanical energy of the entire system is at-
tributed to muscle work (Winter, 1979). We therefore defined
the mechanical muscle power of the whole system as follows:
Ppos and Pneg were defined as the sum of the positive
and negative increments in Pmech, respectively.
Pmech = d Emech
dt
FIGURE 2 Reflective spherical markers were placed at anatomical landmarks. Reproduced with permission of Qualisys AB
6 of 15 |
HANSEN et al.
Subsequently, we computed the metabolic power as
that is, different metabolic efficiencies for concentric and
eccentric muscle work (Aura & Komi, 1986; Laursen et al.,
2000). When expressing the mechanical work intensity as
liter O2 min−1, an energetic value of 20 kJ per liter oxygen
was used. A measure of gross efficiency was obtained by di-
viding Pmech by Pmetab.
1.7 | Stiffness
Stiffness of the whole body was measured during running as
previously described (Cavagna et al., 1977; Ferris et al., 1998;
McMahon & Cheng, 1990; Morin et al., 2005). The vertical
ground reaction force was calculated in the AnyBody sys-
tem by the methods described by Fluit et al. (2014) and by
Skals et al. (2017). The vertical trajectory of the body center
of mass (BCM) was also computed by the AnyBody system
using anthropometrics from Dempster (1955). Thus, the ver-
tical stiffness kvert in kN m−1 was calculated by the formula:
where Δy is the vertical displacement of BCM from touch
down (heel strike) till Fmax, which is the peak value of the
vertical ground reaction force.
Leg stiffness of the support leg during running was cal-
culated by the formula:
where:
where L is leg length and Δy is the vertical displacement of
the body center of mass at its lowest point during the contact
phase. It has been shown that BCM is at its lowest point at the
time of Fmax (Morin et al., 2005). At each running velocity, stiff-
ness was measured in three consecutive steps and averaged.
1.8 | Statistics
Spearman's rank correlation analysis was used to deter-
mine the relationship between RE and the anthropometric,
biomechanical, and muscular variables of the subjects
(Matlab R2018a, The MathWorks Inc). The level of signifi-
cance was set to p < 0.05.
2 | RESULTS
Personal data and VO2max of the athletes are listed in
Tables 1 and 2. The group mean value of VO2max was
67.0 ml O2 kg−1 (range: 61.7– 78.2), which confirmed
that the athletes were all well- trained elite runners
(Table 3).
Resting values calculated from the difference be-
tween VO2 at the two running velocities were on
average 3.66 ml O2 kg−1 min−1 (±0.60). Running econ-
omy (RE) corrected for resting values was (averaged
across subjects) 44.1 and 58.7 ml O2 kg−1 min−1 at 14
and 18 km h−1, respectively (Table 3). This implied at
14 km h−1 a difference of 22% and at 18 km h−1 a dif-
ference of 21% between the best athlete and the poor-
est athlete. RE at 14 and 18 km h−1 was significantly
correlated (Rho = 0.79, p = 0.0021) indicating a linear
relationship between RE and running velocity as shown
before (Saltin, Kim, et al., 1995; Saltin, Larsen, et al.,
1995; Saunders et al., 2004a, 2004b).
Without correction for resting metabolism, RE was
on average 47.8 (±2.8) ml O2 kg−1 min−1 and 62.4 (±3.6)
ml O2 kg−1 min−1 at 14 and 18 km h−1, respectively.
Uncorrected VO2max was 70.8 (±4.7) O2 kg−1 min−1.
The relative load of the athletes at 14 and 18 km h−1
was on average 66.1% (±5.0) and 87.9% (±4.8) with respect
to VO2max (Table 3).
Biomechanical and temporal parameters related to the
step cycle (step rate, step length, contact time, swing phase,
and BCM oscillations) were not correlated with RE (Table 4).
The mechanical work intensity (Pmech) was 3.41 (0.28) and
3.79 (0.54) W kg−1 for 14 and 18 km h−1, respectively (Figure
3). None of the parameters expressing mechanical work
intensity were significantly correlated with RE. However,
body mass was significantly correlated with VO2 (L min−1)
at 14 km h−1 (Rho = 0.89, p = 0.0014) and at 18 km h−1
(Rho = 0.93, p = 0.0001). Body mass was also significantly
correlated with Pmech at 18 km h−1 (Rho = 0.71, p = 0.0275).
When the mechanical work intensity was expressed
as liter O2 min−1, significant correlations were found
between mechanical work intensity and the measured
VO2 in L min−1 (Figure 4). At 14 km h−1, Rho was 0.66
(p = 0.044) and at 18 km h−1 Rho was 0.84 (p = 0.0045)
(Figure 4). Respiratory quotient ratio (RER) values were
0.85 (range: 0.68– 0.93) and 0.935 (range: 0.76– 1.04) for 14
and 18 km h−1, respectively.
Gross efficiency calculated on mechanical data only
was 41.4% and 41.9% at 14 and 18 km h−1, respectively.
Pmetab =
{
Pmech∕0.25
if Pmech ≥0
Pmech∕−1.20
if Pmech <0
kvert = Fmax
Δy
kleg = Fmax
ΔL
ΔL = L −
√
L2 −
(v⋅tc
2
)2
+ Δy
| 7 of 15
HANSEN et al.
Pmech at 14 and 18 km h−1 was significantly cor-
related (Rho = 0.68, p = 0.055) as was Pneg (Rho = 0.66,
p = 0.044).
The Achilles tendon moment arm (LAch) was on aver-
age 3.91 cm and was significantly correlated with RE at
18 km h−1 (Rho = 0.73; p = 0.007) (Figure 5) (Table 5).
This implied that a short moment arm is an advantage
regarding RE at 18 km h−1 while not at 14 km h−1. The
LAch varied from 3.46 to 4.21 cm corresponding to a differ-
ence of 17.8% between the extremes of the group (Table 5;
Figure 5).
Fascicle length of m. soleus (SO) was 4.1 cm on aver-
age and varied from 3.2 to 4.9 cm corresponding to a 36%
difference between the subject with the shortest and the
subject with the longest fascicles. Similar differences were
observed for the gastrocnemius (GM) (mean 5.6 cm; range:
4.5– 6.8) and the vastus lateralis (VL) (mean 6.6 cm; range:
5.6– 7.9). Individual range for the GM corresponded to 34%
and for the VL 29%. No significant correlations were found
between absolute fascicle length and RE, neither at 14 nor
at 18 km h−1. However, when normalized to leg (shank)
length the soleus fascicles showed a significant correlation
with RE at 18 km h−1 (Rho = −0.62; p = 0.03) (Figure 6).
Total leg length, shank length, foot length, and toe
length were not significantly correlated with RE (Table 5).
TABLE 3 Running economy at 14 and 18 km h−1, respectively
Athlete
VO2
ml kg−1 min−1
14 km h−1
VO2
ml kg−1 km−1
14 km h−1
VO2 ml kg−1 min−1
18 km h−1
VO2 ml kg−1 km−1
18 km h−1
VO2max
ml kg−1 min−1
% VO2max
14 km h−1
% VO2max
18 km h−1
1
45.3
194
58.2
194
65.4
69.3
89.1
2
47.9
205
62.2
207
68.6
69.7
90.6
3
39.8
170
54.5
182
68.0
58.5
80.2
4
44.2
189
57.5
192
66.3
66.7
86.7
5
45.7
196
65.7
219
78.2
58.5
84.1
6
47.3
202
61.1
204
67.4
70.1
90.6
7
42.9
184
59.8
199
66.0
65.0
90.7
8
40.9
175
57.0
190
61.7
66.2
92.3
9
41.4
177
54.4
181
69.1
59.9
78.7
10
48.6
208
60.2
201
64.7
75.1
93.1
11
43.1
185
56.3
188
65.7
65.6
85.8
12
42.4
182
57.7
192
62.4
67.9
92.4
Mean
44.1
189
58.7
196
67.0
66.1
87.9
SD
2.9
12.3
3.3
10.9
4.2
5.0
4.8
TABLE 4 Running step parameters. “BCM oscillations” are body center of mass vertical oscillations. No significant correlations between
these parameters and running economy were observed
Step rate
Step length
Contact time
Swing phase
BCM oscillation
14 km h−1
2.82 (Hz)
(0.12)
1.38 (m)
(0.06)
171 (ms)
(9.22)
541 (ms)
(31.7)
8.8 (cm)
(1.2)
18 km h−1
2.96 (Hz)
(0.09)
1.70 (m)
(0.05)
138 (ms)
(10.4)
542 (ms)
(31.7)
8.3 (cm)
(1.0)
FIGURE 3 Mechanical work intensity Pmech. The positive
(Ppos), negative (Pneg), and the metabolic calculated work (Pmetab)
are corrected by 25% efficiency for positive work and −120% for
negative work. Error bars are one standard deviation
8 of 15 |
HANSEN et al.
The same was the case for shank and foot volumes (Table 5).
However, the foot ratio between the forefoot and the
Achilles tendon moment arm was significantly correlated
with RE at 18 km h−1 (Rho = −0.64; p = 0.030) (Table
5) (Figure 5), that is, a greater ratio seems an advantage
regarding RE.
Whole body stiffness normalized to body mass was
930 (±227) N m−1 kg−1 at 14 km h−1 and 1240 (±240)
N m−1 kg−1 at 18 km h−1. Leg stiffness (kleg) was 900 (±220)
and 1200 (±230) N m−1 kg−1. None of these stiffnesses
were significantly correlated with RE (Rho = −0.18,
p = 0.63 and Rho = −0.58, p = 0.088, respectively). Whole
body stiffness at 14 km h−1 (Rho = −0.69; p = 0.035)
and at 18 km h−1 (Rho = −0.75; p = 0.018) was signifi-
cantly correlated with the Achilles tendon moment arm
(LAch) (Figure 7) indicating that a short moment arm co-
incided with high stiffness. Also leg stiffness was signifi-
cantly correlated with the Achilles tendon moment arm
at 14 km h−1 (Rho = −0.7; p = 0.025) and at 18 km h−1
(Rho = −0.83; p = 0.006). The ratio between whole body
FIGURE 4
Left: Relation
between mechanical work expressed
as ml O2 min−1 kg−1 and measured
VO2 min−1 kg−1 at 18 km h−1. Right:
Relation between mechanical work
expressed as liter O2 min−1 and actually
measured VO2 at 18 km h−1
FIGURE 5
Relation (top) between
Achilles tendon moment arm (LAch) and
RE and (bottom) relation between foot
ratio and RE. Foot ratio is forefoot LAch
−1
| 9 of 15
HANSEN et al.
stiffness and LAch was significantly correlated with RE at
18 km h−1 (Rho = −0.72, p = 0.024) (Figure 7). Absolute
whole body stiffness (N m−1) was significantly correlated
with body mass (Rho = 0.68, p = 0.035) and to absolute
VO2 (L min−1) (Rho = 0.71, p = 0.028).
3 | DISCUSSION
3.1 | Mechanical power
By use of 2- D biomechanical movement analysis, it has
earlier been attempted to quantify mechanical power ex-
erted by the muscles during human running. However,
different approaches have been used as the mechani-
cal work may be defined and/or divided into external
work on the surroundings and internal work due to the
movements of segments like arms, legs, and trunk. The
external work has been measured by force platforms
(Cavagna et al., 1976), accelerometers (Cavagna et al.,
1964), or by movements of the center of mass of the whole
body (Luhtanen & Komi, 1978). The internal work is cal-
culated by summation of potential and kinetic energy of
all body segments (Laursen et al., 2000; Winter, 1979). By
use of these different approaches power values of 556 W
(Cavagna & Kaneko, 1977), 172 W (Norman et al., 1976),
931 W (Luhtanen & Komi, 1978), and 396 W (Williams
& Cavanagh, 1983) have been reported. These studies
were based on 2- D cinematography except the study of
Williams and Cavanagh (Williams & Cavanagh, 1983),
which was three dimensional with running velocities var-
ying between 3.6 and 3.9 m s−1 (13– 14 km h−1). Williams
and Cavanagh subdivided their subjects into three groups
based on RE at 3.57 m s−1 (approximately 13 km h−1)
and observed a trend between relative positive power
and three “Physiological Efficiency Groups” (Williams &
Athlete
Achilles tendon
moment arm (cm)
Shank volume
(liters)
Foot volume
(liters)
1
3.74
3.59
1.24
2
3.96
3.01
1.00
3
3.46
2.78
0.81
4
3.69
2.93
0.89
5
4.21
2.78
0.92
6
4.03
2.28
0.77
7
4.14
2.71
0.97
8
4.50
2.65
0.90
9
3.60
2.39
0.83
10
4.05
2.64
0.88
11
3.60
2.01
0.76
12
3.91
2.49
0.85
Mean
3.91*
2.69
0.90
SD
0.30
0.40
0.13
TABLE 5 Soleus moment arm, leg
(shank) and foot volumes. * denotes a
significant correlation to running velocity
at 18 km h−1 (Rho = −0.66; p = 0.02)
FIGURE 6
Relation between RE and
relative soleus fascicle length at 14 and
18 km h−1. The correlation at 18 km h−1
was statistically significant (Rho = −0.62;
p = 0.03)
10 of 15 |
HANSEN et al.
Cavanagh, 1983) but, to the best of our knowledge, no-
body has found a significant correlation between biome-
chanical calculations of power and measured VO2 during
running.
In the present study, a 3- D modeling approach was ap-
plied to velocities of 14 and 18 km h−1 and the mechanical
power was found to be 237 (30.3) and 264 (53.9) Watt cor-
responding to 3.41 (0.28) and 3.79 (0.54) W kg−1, respec-
tively (Figure 3). When mechanical power was expressed
as metabolic cost corresponding to liter O2 min−1 a signifi-
cant correlation was found between the mechanical calcu-
lations and the measured VO2 (Figure 4), indicating that
there is a mechanical explanation behind RE. However,
since body mass was also highly correlated with VO2 mea-
sured in absolute values, it is possible that the correlation
only reflects the fact that heavy subjects consume more
oxygen and produce more mechanical energy.
It was remarkable that VO2 calculated from mechan-
ical power was almost twice as high as the actually mea-
sured VO2. A fixed value of 20 kJ per liter O2 was used to
“convert” power to VO2 but using the actually measured
respiratory quotient ratios would only have changed the
calculated VO2 a negligible degree. The most likely expla-
nation for the high calculated values is that summation
of segment energies cannot account for storage and reuse
of elastic energy in the tendons. This energy should be
subtracted, but there is no way we can calculate or esti-
mate the size of it.
When mechanical power was normalized to body
mass, no significant correlations were found regarding
RE, which could be due to oxygen consumption not being
linearly related to body mass in terms of physiology. This
is a well- known phenomenon and it has been suggested
to use body mass0.75 (Bergh et al., 1991). However, even
body mass0.66 did not improve the correlations of the
present study. It is not straight forward to explain the
missing correlation between RE and relative mechan-
ical work rate, but it may be an inherent problem that
most biomechanical methods use anthropometric tables,
like Dempster (Dempster, 1955), to calculate segmental
masses and moments of inertia. This is also the case for
the method presented by Winter (1979), which was used
in the present study. When these body parameters only
vary with body mass and segment lengths, it is obvious
that this causes individual subjects to become more iden-
tical and thereby more difficult to separate mechanically
regarding RE. A future approach to relate biomechanical
movement analysis to RE should deal with individual
differences between the real body segments of the sub-
jects as we found an extreme difference of 56% between
the highest and the lowest shank volume in the present
study (Table 5).
FIGURE 7
On top: relation between
whole body stiffness and Achilles tendon
moment arm. Bottom: relation between
RE and the ratio between stiffness and
Achilles tendon moment arm
| 11 of 15
HANSEN et al.
The method used by the present study and by Williams
& Cavanagh (1983) was introduced by Winter (1979, 2009).
It accounts for exchange of energy both between and within
segments, but it cannot deal with storage and reuse of elas-
tic energy in the muscle– tendon unit. The method allows
for calculating the positive and the negative mechanical
work separately and by assuming a mechanical efficiency
for eccentric and concentric work it is possible to estimate
a net efficiency for running only based on biomechanical
movement analysis. In the present study, net efficiency was
41.6 (0.26) % and 41.9 (1.09) % for 14 and 18 km h−1, respec-
tively. This corroborated the net efficiency of 44% reported
by Williams & Cavanagh (1983) and it indicates that the
mechanical efficiency of running is significantly higher as
the approximately 25% efficiency of pure concentric mus-
cle work (Asmussen, 1953; Asmussen & Bonde- Petersen,
1974; Aura & Komi, 1986).
More simple biomechanical parameters like contact
time, stride rate, and stride length have been investigated
on numerous occasions and have rarely been found to have
any influence on RE (Barnes et al., 2014). One study found
a shorter contact time in Kenyan runners and argued that
this would influence stiffness and the ability to store and
reuse elastic energy (Santos- Concejero et al., 2017). In the
present study, no significant correlations between these
parameters and RE were seen (Table 4).
3.2 | Achilles tendon moment
arm and RE
In the study of Scholz et al. (2008) a significant correlation
(r = 0.75) was reported between running economy (RE)
at 16 km h−1 and the Achilles tendon moment arm (LAch).
In the present study, a significant correlation (Rho = 0.66)
was found between LAch and RE at 18 km h−1.
In an extensive study of RE, 63 runners (24 females,
39 males) of collegiate or national level were examined
regarding RE and Achilles tendon moment arm (LAch)
(Barnes et al., 2014). For all subjects, LAch showed a very
high and significant correlation (r = 0.90) with RE at
14 km h−1 implying that a short moment arm is advanta-
geous regarding RE. The LAch was on average 4.4 cm for
males and 3.5 cm for females with r- values of 0.82 and
0.81 between RE and LAch. Accordingly, males and fe-
males had the same RE despite differences in LAch (Barnes
et al., 2014).
In a study of Kenyan and Japanese long- distance
runners by Kunimasa et al. (2014) it was found that the
Kenyan runners had significantly longer LAch (4.46 cm)
than the Japanese runners (4,07 cm). LAch of the
Kenyans ranged from approximately 3.6– 5.1 cm (Figure 3
in Kunimasa et al., (2014)) and, when both Kenyan and
Japanese runners were pooled, a significant correlation
(r = 0.55) was found between LAch and a performance
index (International Athletics Amateur Federation). This
indicated a long moment arm to be an advantage, but
notably, RE was not measured directly (Kunimasa et al.,
2014; Spiriev, 2011).
Considering the results of the present study with an
r- value of 0.66, and the previous results from the litera-
ture with even higher r- values (Barnes et al., 2014; Scholz
et al., 2008), it appears safe to conclude that LAch is highly
correlated with RE despite the results of (Kunimasa et al.
(2014).
3.3 | Running economy
RE at 16 km h−1 was 48 ml O2 kg−1 min−1 in Scholz et al.
(2008) corresponding to 182 ml O2 kg−1 km−1 while in the
present study RE was 44 ml O2 kg−1 min−1 at 14 km h−1 cor-
responding to 189 ml O2 kg−1 km−1. This remarkable differ-
ence is difficult to explain. The maximal oxygen uptake was
67 ml O2 min−1 kg−1 in the present study but only 55 ml
O2 min−1 kg−1 in Scholz et al. (2008), so it cannot be excluded
that a systematic difference existed between the appara-
tus used for gas analysis during running, especially as the
Dutch athletes were described as “highly trained” (Scholz
et al., 2008). When RE is expressed as ml O2 kg−1 km−1, it
is possible to compare RE at different running velocities.
Accordingly, RE ranges from 170 to approximately 250 ml
O2 kg−1 km−1 in the literature. The athletes of the present
study ranged from 170 to 219 ml O2 kg−1 km−1 (Table 3)
and the Olympic Champion Frank Shorter (USA, Olympic
marathon winner, 1972) has been reported to have had a
RE of 172 ml O2 kg−1 km−1 while Joseph Ngugi (Kenyan
Olympic gold medalist on 5000 m, 1988) has been reported
to have had a RE of 170 ml O2 kg−1 km−1 (Saltin, Larsen,
et al., 1995). Besides the study of Scholz et al. (2008), one
other study has reported very low values of VO2 during sub-
maximal running (147– 157 ml O2 kg−1 km−1) (Spurrs et al.,
2003) and correspondingly low values of VO2max (< 60 ml
O2 min−1 kg−1). In fact, the runners in Spurrs et al. (2003)
appeared to have a RE better than the best Kenyan and
African runners ever measured (Larsen, 2003; Larsen &
Sheel, 2015; Saltin, 2003; Saltin, Larsen, et al., 1995; Weston
et al., 2000), which is highly unlikely.
3.4 | Foot lever ratio
Kunimasa et al. found a significant correlation between IAAF
score (Spiriev, 2011) and a ratio between the forefoot and the
LAch (Kunimasa et al., 2014). It turned out that the Kenyans
had a shorter forefoot and longer LAch than the Japanese
12 of 15 |
HANSEN et al.
runners. A contradictory and significant correlation was
found between the same foot ratio and RE at 18 km h−1 in
the present study (Figure 5). A possible explanation for this
could be that RE was not measured in the study of Kunimasa
et al. (2014) as an IAAF score was used instead. The foot lever
ratio is an interesting property as it has been suggested that
a certain gear ratio between the active muscles and the mo-
ment arm of the external ground reaction force may affect
the energy cost of locomotion (Biewener et al., 2004; Carrier
et al., 1994; Karamanidis & Arampatzis, 2007).
3.5 | Leg volume
A strong relation has been reported between RE and lower
leg circumference, which further indicated a trend toward
Kenyan elite runners having a lower (smaller) leg thick-
ness than European runners (Saltin, 2003), and it has been
suggested that lighter shanks could partly explain the
superior RE observed in Kenyan runners (Larsen, 2003;
Larsen et al., 2004; Saltin, 2003; Saltin, Kim, et al., 1995;
Saltin, Larsen, et al., 1995). Supposedly, it should require
less energy to accelerate a lighter lower leg back and for-
ward due to a lower segment moment of inertia. Scholz
et al. (2008) measured foot length, lower leg length, lower
leg volume, and lower leg moment of inertia in 15 Dutch
well- trained runners and found significant correlations
between lower leg volume and RE and between lower leg
moment of inertia and RE. However, after analysis for
covariation with the Achilles tendon moment arm, they
rejected the influence of these parameters (Scholz et al.,
2008). In the present study, shank and foot volumes were
measured by surface scanning, but no significant correla-
tions were found between shank or foot volume and RE
(Tables 5 and 6), although there were 56% difference be-
tween the smallest and the largest shank volume. Running
experiments have shown that shod running is less expen-
sive compared to barefooted but adding an extra weight
of 100 g per shoe increased VO2 by 1% (Franz et al., 2012).
Different animal species exhibit often very different
anatomy of the legs. Taylor et al. (1974) calculated that
cheetahs, gazelles, and goats had equal energy cost mov-
ing their limbs during running despite large anatomical
differences regarding limb mass, length, and distance to
limb center of mass. It was therefore suggested that most
of the energy expended in running at constant speed is not
used to accelerate and decelerate limbs.
3.6 | Fascicle length
In the present study, the fascicles of the soleus muscle
showed a significant correlation to RE at 18 km h−1 when
fascicle length was normalized to shank length (Figure
6). This indicated that longer muscle fibers have a posi-
tive influence on RE. However, this is not supported by
the literature. On the contrary, Japanese runners were
found to have longer GM fascicles than Kenyan runners
(Sano et al., 2015). In the present study the medial gas-
trocnemius (GM) fascicles were 5.62 (0.72) cm on average
(range: 4.50– 6.84 cm), which corresponds very well the
5.36 (0.72) cm reported by Abe et al. (2000) for the GM in
distance runners while 6.64 (1.32) cm for sprint runners. It
was suggested that long muscle fibers would be beneficial
for sprint runners due to a more optimal force– velocity
relation (Abe et al., 2000; Lee & Piazza, 2009). Longer fas-
cicles than in controls have also been reported for sumo
wrestlers, and it was suggested that fascicle length may
increase with strength training (Kearns et al., 2000).
Long fascicles imply long muscle fibers and more sar-
comeres in series. As longer muscle fibers can contract
at a higher shortening velocity than shorter fibers this
would indicate a more beneficial force– velocity relation-
ship of the muscles in question (Abe et al., 2001). At sub-
maximal muscle activation, this means that the muscle
can generate more force at the same shortening velocity.
However, it is an important question whether the mus-
cle fibers of, for example, the GM actually lengthen and
shorten during running or the ankle joint movements
are accomplished only by elastic length changes of the
Achilles tendon. Giannakou et al. have shown that the
TABLE 6 Correlations (Spearman's Rho) between
anthropometry and RE. * indicates a statistically significant
correlation (Achilles tendon moment arm and RE at 18 km h−1).
Foot ratio is Forefoot∙LAch
−1
14 km∙h−1
18 km∙h−1
Leg length
Rho = 0.06
p = 0.85
Rho = 0.34
p = 0.28
Thigh length
Rho = 0.09
p = 0.77
Rho = 0.45
p = 0.14
Shank length
Rho = 0.18
p = 0.59
Rho = 0.46
p = 0.164
Foot length
Rho = 0.22
p = 0.49
Rho = 0.47
p = 0.12
Toe length
Rho = 0.08
p = 0.80
Rho = 0.37
p = 0.24
LAch
Rho = 0.33
p = 0.30
Rho = 0.66
p = 0.02*
Shank vol.
Rho = 0.19
p = 0.56
Rho = 0.33
p = 0.30
Foot vol.
Rho = 0.27
p = 0.39
Rho = 0.49
p = 0.11
Foot ratio
Rho = −0.41
p = 0.18
Rho = −0.60
p = 0.043*
| 13 of 15
HANSEN et al.
GM fascicles stretch and shorten approximately 2.5 cm
during running (11 km h−1) in 12 long- distance runners
(Giannakou et al., 2011) and Lai et al. found that the so-
leus fascicles covered 20% of the lengthening/shortening
of the muscle– tendon unit during running at various
speed (Lai et al., 2015). Since muscle strength is not re-
lated to the length of the muscle fibers, it is certain that
longer muscle fibers with more sarcomeres in series con-
sume more energy than shorter fibers when producing
the same force (Walmsley & Proske, 1981). The force–
length relationship of the muscle fibers is, on the other
hand, highly influenced by fiber length, as longer fibers
exhibit a wider range of length for optimal force produc-
tion (Walmsley & Proske, 1981).
Finally, the most important feature of longer muscle
fibers may be an altering of the force– velocity relation so
that the muscle can produce more force at the same short-
ening velocity (Abe et al., 2000; Lee & Piazza, 2009). Only
the relative length of the soleus fascicles correlated signifi-
cantly to RE at 18 km h−1 in the present study (Figure 4),
so additional research is required to establish whether long
muscle fibers are an advantage regarding RE. This is espe-
cially interesting as reports exist showing that the number
of sarcomeres in series can be increased in rats after down-
hill running (Lynn & Morgan, 1994; Lynn et al., 1998).
3.7 | Stiffness and storage of
elastic energy
A significant correlation between muscle– tendon stiffness
and RE was found by Barnes et al. (2014). It was, however,
poorly described how, exactly, stiffness was measured,
but it was a maximal stiffness measured during vertical
jumping. Barnes et al. also found a significant correlation
between LAch and stiffness (Barnes et al., 2014), which was
also found in the present study (Figure 7) where stiffness
was measured during running. In both cases it seems that
a short moment arm and a high stiffness follow each other
and are somehow beneficial for RE. In Scholz et al. it was
argued that a short moment arm of the Achilles tendon
would imply a higher muscle force when producing a cer-
tain moment about the ankle joint as compared to a longer
moment arm (Scholz et al., 2008). The higher muscle force
would cause an increased stretch of the Achilles tendon
during the eccentric contraction and thereby store more
elastic energy in the tendon to be reused during the im-
mediately following concentric contraction. This may cer-
tainly be true, but it requires the length and the stiffness of
the tendon to match the muscle force exactly, so that the
required range of joint motion is achieved.
Sano et al. found longer Achilles tendons in Kenyan than
Japanese runners but also longer shanks. The cross- sectional
area of the Achilles tendon was also significantly larger
than that of the Japanese (Kunimasa et al., 2014; Sano et al.,
2015). Interestingly, given an upper limit on allowable tis-
sue stress, a longer tendon would allow for storage of more
elastic energy as would a stiffer tendon, which is the impli-
cation of a larger cross- sectional area.
Another effect of a short Achilles tendon moment arm
may be a positive influence on the force– velocity relation
of skeletal muscles. At a given angular motion in the ankle
joint during plantar flexion, a shorter LAch will cause a lower
shortening velocity than a longer LAch, simply due to geom-
etry. In this way the required muscle force may be produced
by fewer motor units and thereby fewer muscle fibers.
4 | CONCLUSIONS
As the first study, we were able to show a significant cor-
relation between biomechanical calculations of mechani-
cal power and absolute oxygen consumption. However,
this correlation did not exist when data were normalized
to body mass. This is probably partly due to differences in
anthropometry not accounted for in biomechanical move-
ment analysis.
The Achilles tendon moment arm is considered highly
important for RE as a short moment arm theoretically can
be beneficial for both storage of elastic energy and for the
force– velocity relation of skeletal muscles. The ratio be-
tween forefoot and Achilles tendon moment arm is also
significantly correlated with RE due to a beneficial gearing
of the foot with respect to the external forces. Stiffness of
the whole body and the stance leg is indirectly important
for RE as stiffness and Achilles tendon moment arm are
significantly correlated. High stiffness of the leg muscles
is very likely to favor storage and reuse of elastic energy
during running.
CONFLICT OF INTEREST
The authors declare no conflict of interest.
AUTHOR CONTRIBUTION
C. E. Hansen planned and conducted the experiments,
participated in the calculations, discussion of results, and
in writing the manuscript. E. B. Simonsen planned and
conducted the experiments, participated in the calcula-
tions, discussion of results, and in writing the manuscript.
M. Stensvig participated in the biomechanical data col-
lection and in writing the manuscript. J. Rasmussen par-
ticipated in the biomechanical calculations, discussion
of results, and in writing the manuscript. J. Wienecke
participated in data collection and in writing the manu-
script. J. Lorentzen participated in collection of data from
ultrasonography, data interpretation, and in writing the
14 of 15 |
HANSEN et al.
manuscript. C. Villa participated in collection and inter-
pretation of surface scans and in writing the manuscript.
ORCID
Erik B. Simonsen
https://orcid.
org/0000-0002-6378-6595
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How to cite this article: Hansen, C. E., Stensvig,
M., Wienecke, J., Villa, C., Lorentzen, J.,
Rasmussen, J., & Simonsen, E. B. (2021). Factors
correlated to running economy among elite
middle- and long- distance runners. Physiological
Reports, 9, e15076. https://doi.org/10.14814/
phy2.15076
| Factors correlated with running economy among elite middle- and long-distance runners. | [] | Hansen, Cecilie E,Stensvig, Martin,Wienecke, Jacob,Villa, Chiara,Lorentzen, Jakob,Rasmussen, John,Simonsen, Erik B | eng |
PMC9794057 |
1
S6 Table. Results of round 2.
Table A. Factors rated as ‘relevant’ in round 2 (level of agreement 70-100%), n=24.
Factor
Level of agreement
(%)
Training
Maximal oxygen consumption
94,4
Economy of movement (=energy utilization)
88,9
Lactate threshold
88,9
Metabolism
Glycolysis capacity (=break down of glucose)
100,0
Mitochondrial biogenesis (=growth of pre-existing
mitochondria)
88,9
Lactate buffering system (=regulation of lactate level)
88,9
Fat metabolism (break down of fat for energy)
88,9
Body
Number of red blood cells (=erythrocytes)
100,0
Muscle fibres - type 1 vs. type 2a/x (=slow vs. fast twitch
fibres)
94,4
Hormones
Testosterone level
94,4
Cortisol level
77,8
Erythropoietin (EPO) level
83,3
Nutrition
Carbohydrate metabolism
100,0
Iron deficiency
94,4
Electrolyte balance/ hydration status
77,8
Vitamin D deficiency
72,2
Immune
system
Healing function of skeletal tissue
88,9
Injuries
Risk of non-functional overreaching
88,9
Risk of stress fractures
77,8
Psychological
Stress resistance
88,9
Motivation capacity
94,4
Self-confidence
72,2
Environment
Sleep quality
94,4
Level of fatigue
77,8
2
Table B. Factors rated as ‘moderate’ in round 2 (level of agreement 40-69%), n=22.
Factor
Level of agreement
(%)
Training
Endurance capacity
61,1
Recovery speed
61,1
Metabolism
Angiogenesis (=formation of new blood vessels)
50,0
Body
Muscle fibres - transformation capacity (type 1 vs. type
2)
55,6
Weight / BMI
44,4
Total fat mass
50,0
Lean mass (=mass of all organs except body fat
including bones, muscles, blood, skin)
44,4
Tendon stiffness
55,6
Hormones
Insulin-like growth factor-1 (IGF-1) level
55,6
Growth hormone level
66,7
Nutrition
Vitamin B complex vitamins (B1-12) deficiency
50,0
Immune
system
Blood pressure regulation
50,0
Healing function of soft tissue
50,0
Injuries
Risk of joint injuries
66,7
Risk of upper respiratory tract infections
61,1
Psychological
Emotion regulation
66,7
Pain sensitivity
44,4
Self-control
50,0
Resilience capacity
50,0
Concentration capacity
44,4
Environment
Heat resistance capacity
50,0
Altitude training sensitivity
55,6
3
Table C. Factors rated as ‘not relevant’ in round 2 (level of agreement 0-39%), n=54.
Factor
Level of agreement
(%)
Training
Power capacity
33,3
Heart volume
33,3
Lung volume
16,7
Strength capacity
16,7
Metabolism
Myoglobin storage capacity (=iron/ oxygen-binding
protein)
33,3
Lactate dehydrogenase metabolism
33,3
Thermogenesis (=production of heat in the body)
5,6
Body
Muscle fibres – contraction velocity capacity
11,1
Subcutaneous adipose tissue (=fat under the skin)
16,7
Muscle fibres – hypertrophy capacity (=muscle growth)
11,1
Hormones
Dihydrotestosterone level
11,1
Oestradiol level
33,3
Thyroid hormones level
27,8
Epinephrine level
11,1
Norepinephrine level
11,1
Progesterone level
11,1
Gonadocorticoids level
11,1
Gonadotropin-releasing hormone level
22,2
Androstenedione level
11,1
Ghrelin level
5,6
Dehydroepiandrosterone level
5,6
Follicle-stimulating hormone level
11,1
Human chorionic gonadotropin level
5,6
Nutrition
Steroid metabolism
33,3
Cell hydration status
33,3
Leucine level
22,2
Zinc deficiency
27,8
Magnesium deficiency
38,9
L-carnitine level
5,6
Creatine level
22,2
Caffeine metabolism
33,3
Antioxidant level
22,2
Carnosine level
16,7
Saturated fat metabolism
11,1
Beta carotene deficiency
11,1
4
Vitamin C deficiency
22,2
Folic acid deficiency
16,7
Bicarbonate level
27,8
Unsaturated fat metabolism
16,7
Cholesterol level
22,2
Omega 3 level
16,7
Vitamin A deficiency
11,1
Vitamin E deficiency
11,1
Selenium deficiency
11,1
Valine level
5,6
Omega 6 level
11,1
Immune
system
Cytokine responses
27,8
Detoxification process
11,1
Injuries
Risk of left ventricular hypertrophy
27,8
Risk of metabolic myopathy
11,1
Psychological
Risk of eating disorders
16,7
Environment
Alcohol usage
22,2
Smoking behaviour
11,1
Proposed item
(Sedentary) lifestyle in amateur athletes
16,7
| Factors associated with high-level endurance performance: An expert consensus derived via the Delphi technique. | 12-27-2022 | Konopka, Magdalena J,Zeegers, Maurice P,Solberg, Paul A,Delhaije, Louis,Meeusen, Romain,Ruigrok, Geert,Rietjens, Gerard,Sperlich, Billy | eng |
PMC6664210 | ORIGINAL RESEARCH
Effects of all-out sprint interval training under hyperoxia
on exercise performance
Michihiro Kon1,2,*
, Kohei Nakagaki2,3,* & Yoshiko Ebi2
1
School of International Liberal Studies, Chukyo University, Nagoya, Japan
2
Department of Sports Sciences, Japan Institute of Sports Sciences, Tokyo, Japan
3
Department of Sports Sciences, Yamanashi Gakuin University, Yamanashi, Japan
Keywords
Accumulated oxygen deficit, hyperoxic
training, lactate curve, trained athletes.
Correspondence
Michihiro Kon, School of International Liberal
Studies, Chukyo University, 101-2
Yagotohonmachi, Showa-ku, Nagoya, 466-
8666, Japan.
Tel: +81-52-835-9864
Fax: +81-52-835-7197
E-mail: [email protected]
Funding Information
This work was supported by JSPS KAKENHI
(Grant Numbers 22700644 and 11J09235)
and a grant from research project of Japan
Institute of Sports Sciences.
Received: 3 May 2019; Revised: 20 June
2019; Accepted: 8 July 2019
doi: 10.14814/phy2.14194
Physiol Rep, 2019, 7(14), e14194,
https://doi.org/10.14814/phy2.14194
*These authors contributed equally to this
work.
Abstract
All-out sprint interval training (SIT) is speculated to be an effective and time-
efficient training regimen to improve the performance of aerobic and anaero-
bic exercises. SIT under hypoxia causes greater improvements in anaerobic
exercise performance compared with that under normoxia. The change in
oxygen concentration may affect SIT-induced performance adaptations. In this
study, we aimed to investigate the effects of all-out SIT under hyperoxia on
the performance of aerobic and anaerobic exercises. Eighteen college male ath-
letes were randomly assigned to either the normoxic sprint interval training
(NST, n = 9) or hyperoxic (60% oxygen) sprint interval training (HST,
n = 9) group and performed 3-week SIT (six sessions) consisting of four to
six 30-sec all-out cycling sessions with 4-min passive rest. They performed
maximal graded exercise, submaximal exercise, 90-sec maximal exercise, and
acute SIT tests on a cycle ergometer before and after the 3-week intervention
to evaluate the performance of aerobic and anaerobic exercises. Maximal oxy-
gen uptake significantly improved in both groups. However, blood lactate
curve during submaximal exercise test significantly improved only in the HST
group. The accumulated oxygen deficit (AOD) during 90-sec maximal exercise
test significantly increased only in the NST group. The average values of mean
power outputs over four bouts during the acute SIT test significantly
improved only in the NST group. These findings suggest that all-out SIT
might induce greater improvement in aerobic exercise performance (blood
lactate curve) but impair SIT-induced enhancements in anaerobic exercise
performance (AOD and mean power output).
Introduction
All-out sprint interval training (SIT) has gained attention
as an exercise training regimen that enhances the perfor-
mance of aerobic and anaerobic exercises despite lower
training volume. Burgomaster et al. (2005) demonstrated
that SIT consisting of four to seven 30-sec all-out cycling
with 4-min recovery induces improvements in endurance
time to fatigue during submaximal cycling, maximal oxy-
gen uptake ( _VO2max), and power output during repeated
sprint test. In addition, similar enhancements in 750 kJ
cycling time (Gibala et al. 2006) and _VO2max (Burgomas-
ter et al. 2008; Cocks et al. 2013; Shepherd et al. 2013)
are induced following SIT and traditional endurance
training although total training volume is lower for SIT
versus endurance training. These results suggest that all-
out SIT may be a more time-efficient and effective train-
ing method to improve the performance of aerobic and
anaerobic exercises.
In recent years, all-out SIT under hypoxic condition
has been reported to induce greater improvements in
exercise performance compared with that under normoxic
ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
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2019 | Vol. 7 | Iss. 14 | e14194
Page 1
Physiological Reports ISSN 2051-817X
condition. Recent studies have shown greater improve-
ment in power output during repeated sprint test follow-
ing
SIT
under
hypoxia
compared
with
that
under
normoxia in male sprinters (Kasai et al. 2017) and female
lacrosse athletes (Kasai et al. 2015). In addition, SIT
under hypoxia leads to greater increases in power output
and
number
of
sprint
sets
until
exhaustion
during
repeated sprint tests in male cyclists (Faiss et al. 2013)
and male and female cross-country skiers (Faiss et al.
2015). However, one study found no additional effect of
hypoxic SIT on the degree of improvement in these per-
formance parameters in endurance-trained male subjects
(Montero and Lundby 2017). Based on these results, all-
out SIT under hypoxia, when compared with that under
normoxia, may be more useful for enhancing anaerobic
exercise performance. Hypoxic exposure increases the
contribution of the anaerobic energy system during all-
out
sprint
exercise
(Ogura
et
al.
2006).
Therefore,
researchers speculate that the increased stimulus to the
anaerobic
energy
system
may
contribute
to
greater
improvements in anaerobic exercise performance (Kasai
et al. 2015). If the alteration in the energy system contri-
butions during SIT due to the change in oxygen concen-
tration affects the SIT-induced performance adaptations,
all-out SIT under hyperoxia may cause greater SIT-in-
duced
improvement
in
aerobic
exercise
performance
because hyperoxia exposure increases the percentage of
energy supplied from the aerobic system during maximal
exercise (Linossier et al. 2000). By contrast, SIT under
hyperoxia
may
impair
SIT-induced
enhancement
in
anaerobic exercise performance because hyperoxia expo-
sure decreases the percentage of energy supplied from the
anaerobic system during maximal exercise (Linossier et al.
2000).
In this study, we aimed to investigate the effects of all-
out SIT under hyperoxia on the performance of aerobic
and anaerobic exercises in trained athletes. We hypothe-
sized that all-out SIT under hyperoxia would lead to
greater enhancement in aerobic exercise performance but
diminishes anaerobic exercise performance.
Materials and Methods
Subjects
Eighteen healthy college male athletes participated in this
study. None of the subjects were smokers or taking any
medications. They belonged to the canoe club at the same
university and performed canoe-specific training 5 days
per week. The subjects were randomly assigned to either
the normoxic sprint training (NST, n = 9) or the hyper-
oxic sprint training (HST, n = 9) group. The physical
characteristics of the subjects are shown in Table 1. The
subjects were informed of the experimental procedures, as
well as the purpose of the present study. Informed con-
sent was subsequently obtained from all subjects. The
Japan Institute of Sports Sciences Ethics Committee
approved the study design (Approval no. 001).
Training protocol
This study was conducted using a single-blind design.
The subjects performed 3-week all-out SIT on nonconsec-
utive days (every Monday and Thursday or every Tuesday
and Friday, six sessions in total). Before the training, the
subjects in the NST and HST groups wore a face mask
covering the nose and mouth. In the HST group, the sub-
jects received hyperoxic gas (60% oxygen) from the mask
via a hyperoxic generator (TOK-20DX-M; IBS Co., Ltd.,
Osaka, Japan). The subjects in the NST group received
normoxic air from the mask. The HST group was
exposed to hyperoxic condition from 10 min before the
sprint interval exercise session until immediately after the
exercise session. The SIT consisted of repeated 30-s all-
out cycling bouts on a cycle ergometer (Excalibur Sport
925900; Lode BV, Groningen, The Netherlands) at resis-
tance equivalent to 7.5% of their body mass with 4-min
passive rest between bouts. The cycle ergometer was set
to fixed torque mode. The number of cycling bouts per-
formed during each training session increased from four
during week 1, to five during week 2, and finally to six
Table 1. Characteristics of the subjects
NST (n = 9)
HST (n = 9)
Pre
Post
Pre
Post
Age (year)
20.7 0.9
19 0.4
Height (cm)
172.9 1.8
171.9 1.8
Body mass (kg)
72.8 3.1
72.7 3.2
70.6 1.6
70.8 1.6
Body mass index (kg/m2)
24.3 0.8
24.3 0.9
23.9 0.3
24.0 0.3
Values are presented as means SE. NST, normoxic sprint training; HST hyperoxic sprint training.
2019 | Vol. 7 | Iss. 14 | e14194
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ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
Adaptations to Sprint Training in Hyperoxia
M. Kon et al.
during week 3. The subjects were instructed to sprint as
fast as possible against the resistance and were encouraged
verbally.
Maximal graded exercise test
A maximal graded exercise test on the cycle ergometer
was performed to determine _VO2max and maximal work-
load. After a 5-min warm-up at 100 W, the power output
was increased by 15 W every 30 sec until exhaustion. Res-
piratory gas samples were collected in Douglas bags every
30 sec during the test. The highest 30-sec
_VO2 was
regarded as
_VO2max of the test. The subjects were
instructed to maintain a cadence of 90 rpm during the
test. The test was terminated when they could not main-
tain pedal frequency within 5 rpm of the required level
for 5 sec despite vigorous encouragement. The highest
workload maintained for 30 sec was defined as maximal
workload.
Submaximal intermittent incremental
exercise test
A submaximal intermittent incremental exercise test on
the cycle ergometer was performed to determine both the
blood lactate curve and _VO2-power output linear rela-
tionship. The power output for each 6-min stage was cal-
culated as a percentage of the maximal workload (first
stage, 20%; second stage, 30%; third stage, 40%; fourth
stage, 50%; and fifth stage, 60%). The subjects were
instructed to maintain a cadence of 90 rpm during the
test. A 2-min rest period between each 6-min stage was
allowed for the sampling of capillary blood. The _VO2 val-
ues for the last 2 min of each 6-min stage were recorded
and used to determine the _VO2-power output linear rela-
tionship for each subject.
90-sec maximal exercise test
The subjects performed a 90-sec maximal exercise test on
the cycle ergometer as described previously (Gastin and
Lawson 1994). Before the trial, subjects were given a 5-
min warm-up at 100 W and then a 3-min rest. The resis-
tance was reduced from 9.5 to 7.5% of their body weight
at 30 sec and further reduced to 5.5% of their body
weight at 60 sec. For an all-out effort, the subjects were
instructed
and
strongly
encouraged
to
maintain
the
cadence as high as possible throughout the test. The esti-
mated oxygen demand for the 90-sec maximal exercise
test was then calculated by extrapolation from the _VO2-
power output linear relationship. The accumulated oxy-
gen
deficit
(AOD)
was
calculated
as
the
difference
between the estimated oxygen demand of exercise and the
accumulated oxygen uptake (AOU). Average power out-
put, estimated oxygen demand and oxygen uptake were
calculated over 30-sec intervals.
Sprint interval exercise test
The subjects performed an all-out sprint interval exercise
test under normoxic conditions, comprising four 30-sec
maximal cycling bouts with 4-min passive rest between
bouts using the cycle ergometer. The resistance was equiv-
alent to 7.5% of their body weight. The peak and mean
power output values of each bout were measured and
recorded.
Cardiorespiratory measurements
_VO2 and _VCO2 were determined using the Douglas bag
method. The O2 and CO2 fractions in the expired gas
were measured with a calibrated gas analyzer (Aeromoni-
tor AE310s; Minato Medical Science, Osaka, Japan). The
expired gas volume was determined using a dry gas meter
(Oval GAL-55; Oval Corp., Tokyo, Japan).
Blood sampling and analysis
Blood sampling was performed before (pre) and after
(post) the 3-week intervention. In the morning (between
08:00 and 09:00), all subjects visited the laboratory after
overnight fasting and rested for 30 min before the blood
collection. The subjects were confirmed to ensure a 48-h
period without any exercise activity prior to the blood
collection. Subsequently, blood samples were collected
from
each
subject’s
forearm.
Serum
samples
were
obtained by centrifugation (3000 rpm for 15 min) and
stored at 80°C until analysis. Serum derivatives of
reactive oxygen metabolites (d-ROMs), which are mark-
ers to evaluate hydroperoxide levels (oxidative stress),
and serum biological antioxidant potential (BAP), which
indicates antioxidant capacity, were measured using a
FREE Carrio Duo (Wismerll Co., Ltd., Tokyo, Japan).
The BAP/d-ROMs ratio was also measured to evaluate
serum oxidant-antioxidant balance (Sone et al. 2019).
Blood lactate concentration was determined using a Bio-
sen S-Line (EKF-diagnostic GmbH, Barleben, Germany)
from 20 µL of fingertip capillary blood sample. Oxyhe-
moglobin saturation (SpO2) was measured using a fore-
head pulse oximeter (Masimo Rad-57; Masimo Corp.,
CA).
Nutritional and physical activity controls
During the experimental period, the subjects were ordered
to continue their normal diet and physical activity. They
ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
2019 | Vol. 7 | Iss. 14 | e14194
Page 3
M. Kon et al.
Adaptations to Sprint Training in Hyperoxia
were also instructed not to perform any exercise for 48 h
before the exercise performance tests.
Statistical analysis
Results are presented as means with standard errors (SE).
All data were analyzed using a two-way ANOVA with
repeated measures. When significant differences existed, a
post hoc analysis test (Fisher’s least significant difference)
was performed. The percent changes between the groups
were compared using unpaired t tests. The level of statis-
tical significance was set at P < 0.05.
Results
Body composition
Before the 3-week training period, no significant differ-
ence was found in the physical characteristics between the
NST and HST groups (Table 1). Body mass (main effect,
P = 0.57) and body mass index (main effect, P = 0.56)
did not change after the training period in either group.
Oxyhemoglobin saturation
Figure 1 shows a typical example of changes in SpO2 dur-
ing six repeated bouts of sprint exercise under normoxia
and hyperoxia obtained from the same subject. The SpO2
during SIT under normoxia changed between 98% and
92%. By contrast, no change (almost 100%) in SpO2 was
observed during SIT under hyperoxia.
Training power output
Figure 2 shows the average values of mean power outputs
over four, five, or six bouts throughout the 3-week
training period. No significant differences were found in
the power outputs throughout the 3-week training period
between the NST and HST groups (main effect, P = 0.31).
_VO2maxand maximal workload during
maximal graded exercise test
_VO2max significantly improved in both the NST and
HST groups (main effect, P < 0.05; Fig. 3). However, no
significant difference was found in the degree of improve-
ment in _VO2max between the NST (3.0 2.1%) and
HST (6.0 1.8%) groups (main effect, P = 0.83). Maxi-
mal workload during progressive exercise test to deter-
mine
_VO2max also significantly increased in both the
NST and HST groups (P < 0.05; Fig. 3), with no differ-
ence between the two groups (main effect, P = 0.97).
Respiratory gas and blood lactate during
submaximal exercise test
Table 2 shows changes in _VO2, _VCO2, and respiratory
exchange ratio (RER) during submaximal intermittent
incremental exercise test. The _VO2, _VCO2, and RER pro-
gressively increased during the submaximal intermittent
incremental test in the NST and HST groups (main effect,
P < 0.05). Significant differences were not observed in
_VO2 (NST, main effect, P = 0.79; HST, main effect,
P = 0.56) and _VCO2 (NST, main effect, P = 0.87; HST,
main effect, P = 0.71) between before (pre) and after
(post) training in normoxia and hyperoxia. By contrast,
the RER at the first stage in the NST group significantly
increased after the training (P < 0.05, effect size = 0.78).
Figure 4 shows blood lactate data during the submaxi-
mal intermittent incremental cycling test. Blood lactate
also progressively increased in the NST and HST groups
(main effect, P < 0.05). However, blood lactate levels at
84
88
92
96
100
0
5
10
15
20
25
Normoxia
Hyperoxia
SpO2 (%)
Time (min)
1st 2nd 3rd 4th 5th 6th
Figure 1. Typical example of changes in SpO2 during six repeated
bouts of sprint exercise under normoxia and hyperoxia obtained
from the same subject.
0
200
400
600
800
1
2
3
4
5
6
NST
HST
Training power output (W)
Training times
Figure 2. Training power outputs throughout the 3-week all-out
sprint interval training. NST, normoxic sprint interval training
(n = 9); HST, hyperoxic sprint interval training (n = 9). Values are
presented as means SE.
2019 | Vol. 7 | Iss. 14 | e14194
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ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
Adaptations to Sprint Training in Hyperoxia
M. Kon et al.
the 4th (P < 0.05, effect size = 0.80) and 5th (P < 0.05,
effect size = 0.86) stages after the training were signifi-
cantly lower than those before the training in the HST
group, but no significant differences were found in the
NST group (P = 0.51).
Power outputs, AOU, AOD, and %AOD
during 90-s maximal exercise test
Table 3 shows power outputs, AOU, AOD, and %AOD
data during 90-sec maximal exercise test. Peak and mean
power outputs significantly increased in both the groups
(main effect, P < 0.05). Although no significant differences
were found in the degree of improvements in peak and
mean power outputs between the NST and HST groups,
percent changes in the peak and mean power outputs in
the NST group (peak power output; 10.9 3.5%, mean
power output; 6.3 1.7%) tended to be higher than those
in the HST group (peak power output; 3.5 2.3%, mean
power output; 2.2 1.0%) (P < 0.10). AOU significantly
increased in both the NST and HST groups after the train-
ing (main effect, P < 0.05). However, AOD (P < 0.05,
effect size = 0.85) and %AOD (P < 0.05, effect size = 0.61)
significantly increased only in the NST group after the
training. In addition, the NST group showed significantly
greater percentage increases in AOD (P < 0.05, effect
size = 1.07) and %AOD (P < 0.05, effect size = 0.92) than
the HST group (Fig. 5).
40
45
50
55
60
NST
HST
Pre
Post
VO2max (ml/kg/min)
*
*
4.0
4.5
5.0
5.5
6.0
NST
HST
Pre
Post
Maximal workload (W/kg)
*
*
.
Figure 3. Maximal oxygen uptake ( _VO2max) and workload before (pre) and after (post) 3 weeks of all-out sprint interval training. NST,
normoxic sprint interval training (n = 9); HST, hyperoxic sprint interval training (n = 9). Values are presented as means SE. *P < 0.05 versus
pre.
Table 2. Changes in _VO2, _VCO2, and RER during submaximal intermittent incremental exercise test
NST (n = 9)
HST (n = 9)
Pre
Post
Pre
Post
_VO2 (mL/kg/min)
1st
19.2 0.4
19.4 0.3
1st
19.4 0.4
19.1 0.5
2nd
23.9 0.6
23.7 0.4
2nd
24.3 0.5
23.8 0.6
3rd
29.2 0.8
29.1 0.5
3rd
29.4 0.7
28.8 0.9
4th
34.6 0.9
34.3 0.6
4th
35.0 0.9
34.2 1.1
5th
40.7 1.2
39.9 0.7
5th
41.0 1.0
40.0 1.2
_VCO2 (mL/kg/min)
1st
17.2 0.4
17.9 0.4
1st
17.3 0.6
17.4 0.5
2nd
21.5 0.5
22.0 0.5
2nd
22.3 0.6
22.3 0.5
3rd
27.1 0.8
27.2 0.5
3rd
27.8 0.8
27.4 0.9
4th
33.0 0.8
32.8 0.7
4th
34.3 1.2
33.4 1.2
5th
40.4 1.3
40.0 0.9
5th
41.6 1.4
40.6 1.2
RER
1st
0.89 0.01
0.93 0.02*
1st
0.89 0.02
0.91 0.01
2nd
0.90 0.01
0.93 0.02
2nd
0.92 0.01
0.94 0.01
3rd
0.93 0.01
0.94 0.01
3rd
0.94 0.01
0.95 0.01
4th
0.96 0.01
0.96 0.01
4th
0.98 0.01
0.98 0.01
5th
0.99 0.01
1.00 0.01
5th
1.01 0.01
1.01 0.01
Values are presented as means SE. NST, normoxic sprint training; HST hyperoxic sprint training.
*P < 0.05 versus Pre.
ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
2019 | Vol. 7 | Iss. 14 | e14194
Page 5
M. Kon et al.
Adaptations to Sprint Training in Hyperoxia
Power outputs during acute sprint interval
exercise test
Table 4 shows peak and mean power output data during
acute sprint interval test. In the NST and HST groups,
the peak and mean power outputs gradually decreased
before (pre) and after (post) the training period (main
effect, P < 0.05). The average values of peak power out-
puts over four bouts significantly increased after the
training in both the NST and HST groups (main effect,
0.0
1.0
2.0
3.0
4.0
5.0
6.0
7.0
1st
2nd
3rd
4th
5th
Pre
Post
0.0
1.0
2.0
3.0
4.0
5.0
6.0
7.0
1st
2nd
3rd
4th
5th
Pre
Post
Blood lactate (mmol/L)
Blood lactate (mmol/L)
NST
HST
*
*
(stage)
(stage)
Figure 4. Blood lactate curve during submaximal intermittent incremental cycling test before (pre) and after (post) 3 weeks of all-out sprint
interval training. NST, normoxic sprint interval training (n = 9); HST, hyperoxic sprint interval training (n = 9). Values are presented as
means SE. *P < 0.05 versus pre.
Table 3. Changes in peak and mean power outputs, AOU, AOD, and %AOD during 90-sec maximal exercise test
NST (n = 9)
HST (n = 9)
Pre
Post
Pre
Post
Peak power (W/kg)
20.5 0.7
22.7 1.1*
20.3 0.6
21.0 0.7*
Mean power (W/kg)
6.9 0.1
7.3 0.2*
7.0 0.1
7.2 0.1*
AOU (mL/kg)
65.0 1.2
66.2 1.2*
68.1 1.5
69.7 1.3*
AOD (mLO2eq/kg)
55.4 1.7
61.0 2.4*
55.6 1.2
56.3 1.9
%AOD
46.0 0.8
47.9 1.2*
45.0 0.9
44.6 1.2
Values are presented as means SE. AOU, accumulated oxygen uptake; AOD, accumulated oxygen deficit; NST, normoxic sprint training;
HST hyperoxic sprint training.
*P < 0.05 versus Pre.
0
3
6
9
12
15
NST
HST
Percent changes of AOD (%)
*
Percent changes of %AOD (%)
*
–4
–2
0
2
4
6
8
NST
HST
Figure 5. Percent changes in AOD and %AOD during 90-sec maximal cycling test before (pre) and after (post) 3 weeks of all-out sprint
interval training. NST, normoxic sprint interval training (n = 9); HST, hyperoxic sprint interval training (n = 9). Values are presented as
means SE. *P < 0.05 between the NST and HST.
2019 | Vol. 7 | Iss. 14 | e14194
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ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
Adaptations to Sprint Training in Hyperoxia
M. Kon et al.
P < 0.05). By contrast, the average values of mean power
outputs over four bouts significantly increased after the
training
only
in
the
NST
group
(P < 0.05,
effect
size = 0.84). In addition, the NST group showed a signifi-
cantly greater percentage increase in the average values of
mean power output over four bouts than the HST group
(P < 0.05, effect size = 1.12; Fig. 6).
Serum d-ROM, BAP, and BAP/d-ROMs ratio
Figure 7 shows serum d-ROMs, BAP, and BAP/d-ROMs
data before (pre) and after (post) 3-week SIT. Serum d-
ROMs did not change in either the NST or HST groups.
By contrast, serum BAP significantly decreased after the
training in both groups (main effect, P < 0.05). However,
the BAP/d-ROMs ratio did not change in either the NST
or HST groups.
Discussion
This study investigated the effects of all-out SIT under
hyperoxia on the performance of aerobic and anaerobic
exercises. The blood lactate curve during the submaximal
intermittent incremental cycling test, which represents
enhancement in aerobic endurance capacity (Faude et al.
2009), improved only in the HST group. By contrast,
hyperoxia exposure impaired the SIT-induced enhance-
ments in the AOD and %AOD during 90-s maximal exer-
cise test. Moreover, the SIT-induced increase in average
mean power output during sprint interval exercise test
was also diminished by hyperoxia exposure (Table 4).
These present results suggest that all-out SIT under
hyperoxia may bring about greater improvement in aero-
bic exercise performance (blood lactate curve) but impair
SIT-induced enhancements in anaerobic exercise perfor-
mance (AOD, %AOD, and mean power output).
In the present study, the blood lactate curve during
submaximal cycling improved after the training period
only in the HST group, but no difference was found in
the degree of improvement in _VO2max between the NST
and HST groups. Perry et al. (2005) demonstrated that
hyperoxic (60% oxygen) interval training (10 repeats of
4 min cycling at 90% heart rate max with 2 min recovery,
3 days/week for 6 weeks) leads to greater enhancement in
cycling performance time to exhaustion at 90% _VO2max
without greater improvement in _VO2max when compared
with normoxic interval training. These present and previ-
ous results suggest that hyperoxic interval training may
induce
greater
improvement
in
aerobic
exercise
Table 4. Changes in peak and mean power during acute sprint interval exercise test
NST (n = 9)
HST (n = 9)
Pre
Post
Pre
Post
Peak power (W/kg)
Bout 1
20.0 0.6
21.8 0.8
19.4 0.7
20.0 0.5
Bout 2
18.3 0.5#
19.9 0.6#
18.0 0.5#
19.2 0.6#
Bout 3
16.5 0.4#
17.9 1.0#
15.6 0.7#
17.1 0.6#
Bout 4
14.7 0.5#
15.9 1.2#
14.0 0.7#
15.3 0.9#
Average
17.4 0.4
18.9 0.8*
16.7 0.6
17.9 0.6*
Mean power (W/kg)
Bout 1
9.8 0.2
10.3 0.3
9.9 0.1
9.9 0.1
Bout 2
8.8 0.2#
9.3 0.2#
8.9 0.1#
9.0 0.1#
Bout 3
7.9 0.2#
8.4 0.2#
7.8 0.1#
8.1 0.1#
Bout 4
7.3 0.3#
8.0 0.3#
7.5 0.2#
7.6 0.2#
Average
8.4 0.2
9.0 0.2*
8.5 0.1
8.7 0.1
Values are presented as means SE. NST, normoxic sprint training; HST hyperoxic sprint training.
#P < 0.05 versus Bout 1.
*P < 0.05 versus Pre.
0
2
4
6
8
NST
HST
*
Percent changes of mean power
(%)
Figure 6. Percent changes in average mean power outputs during
acute sprint interval exercise test before (pre) and after (post)
3 weeks of all-out sprint interval training. NST, normoxic sprint
interval training (n = 9); HST, hyperoxic sprint interval training
(n = 9). Values are presented as means SE. *P < 0.05 between
the NST and HST.
ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
2019 | Vol. 7 | Iss. 14 | e14194
Page 7
M. Kon et al.
Adaptations to Sprint Training in Hyperoxia
performance without greater enhancement of _VO2max.
However, the underlying mechanism of improving aero-
bic exercise performance (blood lactate curve) by SIT
under hyperoxia was not elucidated in this study. The
improvement in the lactate curve may be related to the
enhancement of the mitochondrial oxidative capacity of
working muscle by exercise training. Perry et al. (2007)
demonstrated that hyperoxic (60% oxygen) interval train-
ing (10 repeats of 4 min cycling at 90% _VO2max with
2 min recovery, 3 days/week for 6 weeks) does not affect
the degree of improvement in mitochondrial oxidative
capacity
of
working
muscles
when
compared
with
normoxic interval training. However, their research used
submaximal interval training model, and an investigation
of an all-out SIT model has not been conducted so far.
Thus, future research could investigate the effect of all-
out SIT under hyperoxia on skeletal muscle mitochon-
drial oxidative capacity.
All-out SIT under hyperoxia impaired the improve-
ments in anaerobic exercise performance, such as AOD,
%AOD, and mean power output during cycling exercise
tests, in this study. In a previous study, hyperoxia expo-
sure decreases energy supply from the anaerobic system
during maximal cycling exercise (Linossier et al. 2000).
Therefore,
in
this
study,
hyperoxia
exposure
might
decrease energy supply from the anaerobic system during
SIT. The decreased anaerobic energy release due to hyper-
oxia might induce impairment in SIT-induced improve-
ments in anaerobic exercise performance in this study.
Additionally, the all-out SIT-induced enhancements in
anaerobic exercise performance may be related to the
increase in adenosine triphosphate production via the gly-
colytic system. Short-term all-out SIT increases glycogen
content in muscles (Burgomaster et al. 2005; Gibala et al.
2006). The increased glycogen content in muscles may be
induced by increases in muscle content and translocation
to plasma membrane of glucose transporter 4 (GLUT4),
which facilitates glucose uptake in the skeletal muscles.
Hyperoxia exposure decreases GLUT4 content and/or
translocation in the skeletal muscles (Bandali et al. 2003).
Conversely, short-term all-out SIT increases GLUT4 con-
tent in the skeletal muscles (Burgomaster et al. 2007).
Thus, hyperoxia exposure may diminish the SIT-induced
increase in GLUT4 and glycogen contents in skeletal mus-
cle, which may lead to impaired SIT-induced enhance-
ments of anaerobic exercise performance in the HST
group. Future studies are needed to clarify the effects of
all-out SIT under hyperoxia on the GLUT4 and glycogen
contents in skeletal muscles.
A previous study reported that 3-week all-out SIT (four
to six 30-sec all-out cycling with 4-min recovery, 3 days/
week) attenuates oxidative stress in healthy humans (Bog-
danis et al. 2013). In addition, 3-week endurance exercise
training (30-min moderate-intensity cycling, 5 days/week)
under hyperbaric hyperoxia does not increase systemic
oxidative stress in young male soccer players (Burgos
et al. 2016). However, to date, no study has investigated
the effect of SIT under normobaric hyperoxia on oxida-
tive stress in healthy humans. In this study, no significant
difference was observed in oxidative stress (d-ROMs) and
oxidant-antioxidant
balance
(BAP/d-ROMs)
between
before and after SIT. To the best of our knowledge, this
study is the first to determine that exercise training under
normobaric hyperoxia does not affect oxidative stress in
healthy humans.
0
50
100
150
200
250
300
350
NST
HST
Pre
Post
d-ROMs (U.CARR.)
0
500
1000
1500
2000
2500
NST
HST
Pre
Post
BAP (µmol/L)
0
2
4
6
8
10
NST
HST
Pre
Post
BAP/d-ROMs ratio
*
*
Figure 7. Serum derivatives of reactive oxygen metabolites (d-
ROMs), biological antioxidant potential (BAP), and BAP/d-ROMs
ratio before (pre) and after (post) 3 weeks of all-out sprint interval
training. NST, normoxic sprint interval training (n = 9); HST,
hyperoxic sprint interval training (n = 9). Values are presented as
means SE. *P < 0.05 versus pre.
2019 | Vol. 7 | Iss. 14 | e14194
Page 8
ª 2019 The Authors. Physiological Reports published by Wiley Periodicals, Inc. on behalf of
The Physiological Society and the American Physiological Society
Adaptations to Sprint Training in Hyperoxia
M. Kon et al.
This study has a several limitations. First, the present
study did not use a crossover design and had a small
sample size. Future studies with a crossover design and
larger sample size are necessary to confirm our findings.
Second, this study could not elucidate the factors that
induced the performance adaptations to hyperoxic all-out
SIT because we could not investigate skeletal muscle
adaptations by all-out SIT under hyperoxia. Therefore,
detailed studies using human skeletal muscles are war-
ranted in future research. Finally, the present study did
not assess nutritional status, but we instructed the sub-
jects to continue their normal diet. Thus, future studies
including assessment of nutritional status are needed.
Conclusions
All-out
SIT
under
hyperoxia
might
induce
greater
improvement in aerobic exercise performance (blood lac-
tate curve), but impairs SIT-induced enhancements in
anaerobic exercise performance (AOD, %AOD, and mean
power output).
Acknowledgments
We thank the clinical laboratory technicians at the Japan
Institute of Sports Sciences for their help in conducting
the clinical portion of this study. We also thank Kosuke
Taniguchi for his help with the analyses of oxidative stress
and antioxidant capacity.
Conflict of Interest
None declared.
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The Physiological Society and the American Physiological Society
Adaptations to Sprint Training in Hyperoxia
M. Kon et al.
| Effects of all-out sprint interval training under hyperoxia on exercise performance. | [] | Kon, Michihiro,Nakagaki, Kohei,Ebi, Yoshiko | eng |
PMC4048241 | Static Stretching Alters Neuromuscular Function and
Pacing Strategy, but Not Performance during a 3-Km
Running Time-Trial
Mayara V. Damasceno1, Marcos Duarte2, Leonardo A. Pasqua1, Adriano E. Lima-Silva3,
Brian R. MacIntosh4, Roˆ mulo Bertuzzi1*
1 Endurance Performance Research Group, School of Physical Education and Sport, University of Sa˜o Paulo, Sa˜o Paulo, Sa˜o Paulo, Brazil, 2 Biomedical Engineering, Federal
University of ABC, Santo Andre´, Sa˜o Paulo, Brazil, 3 Sports Science Research Group, Department of Physical Education and Sports Science, Federal University of
Pernambuco, Vitoria de Santo Anta˜o, Pernambuco, Brazil, 4 Human Performance Laboratory, Faculty of Kinesiology, University of Calgary, Calgary, Alberta, Canada
Abstract
Purpose: Previous studies report that static stretching (SS) impairs running economy. Assuming that pacing strategy relies
on rate of energy use, this study aimed to determine whether SS would modify pacing strategy and performance in a 3-km
running time-trial.
Methods: Eleven recreational distance runners performed a) a constant-speed running test without previous SS and a
maximal incremental treadmill test; b) an anthropometric assessment and a constant-speed running test with previous SS; c)
a 3-km time-trial familiarization on an outdoor 400-m track; d and e) two 3-km time-trials, one with SS (experimental
situation) and another without (control situation) previous static stretching. The order of the sessions d and e were
randomized in a counterbalanced fashion. Sit-and-reach and drop jump tests were performed before the 3-km running
time-trial in the control situation and before and after stretching exercises in the SS. Running economy, stride parameters,
and electromyographic activity (EMG) of vastus medialis (VM), biceps femoris (BF) and gastrocnemius medialis (GA) were
measured during the constant-speed tests.
Results: The overall running time did not change with condition (SS 11:35600:31 s; control 11:28600:41 s, p = 0.304), but
the first 100 m was completed at a significantly lower velocity after SS. Surprisingly, SS did not modify the running
economy, but the iEMG for the BF (+22.6%, p = 0.031), stride duration (+2.1%, p = 0.053) and range of motion (+11.1%,
p = 0.0001) were significantly modified. Drop jump height decreased following SS (29.2%, p = 0.001).
Conclusion: Static stretch impaired neuromuscular function, resulting in a slow start during a 3-km running time-trial, thus
demonstrating the fundamental role of the neuromuscular system in the self-selected speed during the initial phase of the
race.
Citation: Damasceno MV, Duarte M, Pasqua LA, Lima-Silva AE, MacIntosh BR, et al. (2014) Static Stretching Alters Neuromuscular Function and Pacing Strategy,
but Not Performance during a 3-Km Running Time-Trial. PLoS ONE 9(6): e99238. doi:10.1371/journal.pone.0099238
Editor: Franc¸ois Hug, The University of Queensland, Australia
Received November 28, 2013; Accepted May 12, 2014; Published June 6, 2014
Copyright: 2014 Damasceno, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: This study was supported by Sa˜o Paulo Research Foundation (FAPESP: 2011/10742-9). Mayara Vieira Damasceno and Leonardo Alves Pasqua were
supported by a master scholarship from Sa˜o Paulo Research Foundation (FAPESP: 2011/02769-4 and 2010/13913-6), www.fapesp.br. The funders had no role in
study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing Interests: The authors have declared that no competing interests exist.
* E-mail: [email protected]
Introduction
The manner in which runners distribute their speed during a
competition is defined as pacing strategy [1]. It has been widely
recognized that the pacing strategy adopted by athletes can
substantially impact performance in long-distance running [1].
During these competitive events, endurance athletes usually adopt
a pacing strategy with a speed distribution consisting of three
distinct phases. These phases are characterized by a fast start,
followed by a period of slower speed during the middle of the race,
and a significant increase in running speed towards the end [2,3].
It has been previously demonstrated that the strategy with the
highest speeds reached during start phase (i.e. fast start) is
advantageous for increasing oxygen uptake early and decreasing
the use of anaerobic energy reserves [4]. Additionally, a fast
acceleration relies on the ability to generate high forces, suggesting
an importance of neuromuscular system for the start phase [5].
The rating of perceived exertion (RPE) [6] can be evaluated
during a running race in order to verify how effort and perceived
difficulty relate to actual speed. More recently, Faulkner et al. [7]
observed that when speed distribution during long-distance
running was characterized by the triphasic speed distribution
profile described above (so-called ‘‘U shaped’’ pacing strategy), the
RPE increases linearly. It has been hypothesized that this linear
profile of RPE during a time trial test reflects a centrally-regulated
control system that is dependent on a patterned disturbance to
muscular homeostasis. It is believed that this system regulates the
pattern and magnitude of muscular activation to maintain the
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June 2014 | Volume 9 | Issue 6 | e99238
physiological strain at a tolerable level and to prevent premature
exercise termination [8].
In addition to a centrally-regulated system, it has been proposed
that pacing strategy can be influenced by some physiological
feedback [9,10] and neuromuscular [11] performance changes.
For example, Lima-Silva et al. [12] observed that long-distance
runners who had higher running economy (RE) were able to adopt
a more aggressive pacing strategy, employing faster velocities at
the start phase (first 400 m) in a 10-km running race. In addition,
it has been proposed that neuromuscular factors related to force
production and muscular recruitment must also be considered
when investigating the determinants of endurance performance
[2,13]. Considering the highest speeds reached during the start
phase, it seems plausible to assume that the neuromuscular
variables related to force production might also be important
determinants of pacing strategy and success in long-distance
events.
Static stretching (SS) is commonly used as part of a warm-up
routine for athletes, yet SS has received considerable attention
because it seems to have an acute negative effect on activities that
are strength- and power-dependent [14,15]. Previous studies have
reported that an acute session of SS resulted in impairments on
sprint performance [16,17] and in jump height [14,15,18]. For
example, Sayers et al. [17] observed a negative effect on the
acceleration phase of a sprint test after SS. This impaired
performance induced by SS treatment may be related to an
inability to maximally activate muscle. Avela et al. [19] reported
that there were significant decreases in maximal voluntary
contraction (23.2%) and EMG (19.9%) following 1 h of passive
stretching of the triceps surae. Collectively, these data suggest that
SS results in reduced capacity of the skeletal muscle to produce
explosive force and this could result in a reduction in speed during
the acceleration phase of a long-distance race. Furthermore, SS
has been reported to increase the energy cost of running [20], but
there is not universal agreement on this [21]. Collectively, these
consequences of SS would be expected to alter pacing strategy and
consequently the performance during a 3 km time-trial.
To date, no study has considered the potential negative
influence of SS on pacing strategy during a long-distance running
event. Since force generating capability is an important determi-
nant of endurance performance [13], it is attractive to suspect that
prior SS treatment could alter the acceleration phase during a
long-distance event. Thus, the main objective of the current
investigation was to analyze the acute effect of SS on pacing
strategy adopted during a 3-km running time-trial. It was
hypothesized that SS would increase the energy cost of running,
reduce the capacity of lower limbs to produce explosive force, and
reduce the initial speed in a 3-km running time-trial.
Methods
Participants
Eleven male, recreationally trained long-distance runners (mean
age: 35.766.1 years; height: 1.7660.08 m; mass: 79.7611.3 kg;
maximal oxygen uptake: 51.063.0 mlNkg21Nmin21) volunteered to
participate in this study. All participants regularly competed in 10-
km running races at regional levels, and their best performances in
10-km competitions ranged from 35–45 minutes. They were
included if they had been training for the last 2 years without
interruption and for at least three times per week with a minimum
weekly volume above 30 km. The study was conducted at the
beginning of the year during a non-competitive period. The
subjects performed only low-intensity continuous aerobic training
(,60% maximal oxygen uptake) and reported no previous
strength or plyometric training experience. None of the partici-
pants were receiving any pharmacological treatments or had any
type of neuromuscular disorder or cardiovascular, respiratory or
circulatory
dysfunction.
The
participants
received a
verbal
explanation about the possible benefits, risks and discomfort
associated with the study and signed a written informed consent
before participating in the study. Procedures were in accordance
with the Helsinki Declaration of 1975, and this investigation was
approved by the Ethics and Research Committee of the University
of Sa˜o Paulo.
Experimental design
Participants visited the laboratory on five separate occasions,
with at least 48 h between sessions, over a three-week period.
Figure 1 gives a pictorial view of the experimental design. In the
first session, the participants completed one 6-min, constant-speed
test by running at 12 kmNh21 without previous SS treatment
(control condition) and a maximal incremental treadmill test. Ten
minutes of passive recovery was allowed between these two tests.
In the second session, anthropometric measurements and one 6-
min, constant-speed running test at 12 kmNh21 with previous SS
treatment (experimental condition) was performed. Drop jump
familiarizations were conducted at the end of the first and second
visits after 20 minutes of passive recovery. The order of
presentation for components of the first and second visits was
counterbalanced. In the third session, the participants performed a
3-km time trial test familiarization on an outdoor 400-m track. In
the fourth and fifth sessions, the participants performed a 3-km
time trial test either with or without previous SS treatment. For the
experimental condition, the runners performed a sit-and-reach test
and a drop jump before and after SS to determine the impact of
SS
on range
of motion and the
stretch-shortening
cycle,
respectively. These tests were also performed in the control
condition before the 3-km time trial. The order of presentation for
components of the fourth and fifth visits was counterbalanced. The
duration of each experimental session was approximately 50
minutes. All of the tests were performed at the same time of day for
a given subject, at least 2 h after the most recent meal. The
subjects were instructed to maintain their training program during
the study period, but they were asked to refrain from any
exhaustive or unaccustomed exercise during the preceding 48 h of
any experimental test and to refrain from taking nutritional
supplements during the experimental period.
Laboratory tests
Anthropometric
measurements.
Anthropometric
mea-
surements were performed according to the procedures described
by Lohman [22]. Participants were weighed to the nearest 0.1 kg
using an electronic scale (Filizola, model ID 1500, Sa˜o Paulo,
Brazil). Height was measured to the nearest 0.1 cm using a
stadiometer. Skinfold thickness was measured to the nearest
0.2 mm at eight body sites (i.e., triceps brachii, suprailiac,
abdominal, chest, subscapular, midaxillar, anterior thigh and calf)
using a Harpenden caliper (West Sussex, United Kingdom). The
median of three values was used for data analysis. Measurements
were performed by an experienced investigator. Body density was
estimated using the equation of Jackson and Pollock [23], and
body fat was estimated using the equation of Brozek et al. [24].
Maximal incremental test.
A maximal incremental running
test was performed on a motorized treadmill (model TK35,
CEFISE, Nova Odessa, Brazil). After a warm-up at 8 kmNh21 for
5 min, the speed was increased by 1 kmNh21 every minute until
exhaustion. The participants received strong verbal encourage-
ment to continue as long as possible. Expired gases were measured
Static Stretching and Pacing Strategy
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June 2014 | Volume 9 | Issue 6 | e99238
by a metabolic measurement cart (Cortex Metalyzer 3B, Cortex
Biophysik, Leipzig Germany) to determine VO2 and carbon
dioxide output (VCO2) and were subsequently averaged over 30-s
intervals throughout the test. Before each test, the metabolic cart
was calibrated using ambient air and a gas containing 12% O2 and
5% CO2. The turbine flowmeter was calibrated using a 3-L
syringe (Quinton Instruments, Seattle, WA, USA). Heart rate
(HR) was monitored during the test with a HR transmitter (model
S810, Polar Electro Oy, Kempele, Finland) coupled to the gas
analyzer. Maximal heart rate (HRmax) was defined as the highest
value obtained at the end of the test. Maximal oxygen uptake
(VO2max) was determined when two or more of the following
criteria
were
met:
an
increase
in
VO2
of
less
than
2.1 mlNkg21Nmin21 between consecutive stages, a respiratory
exchange ratio greater than 1.1, and reaching 610 bpm of the
maximal age-predicted heart rate [25].
Constant-speed test.
To analyze the impact of an SS bout
on running parameters, the participants performed two constant-
speed tests (experimental vs. control condition) on a motorized
treadmill (model TK35, CEFISE, Nova Odessa, Brazil). Before
the
tests,
the
athletes
performed
a
standardized
warm-up
consisting of a 5-min run at 8 kmNh21, followed by a 3-min
passive recovery. The treadmill speed was adjusted to 12 kmNh21
after the warm-up, and the subjects ran for 6 minutes at this speed.
The test began with the participant’s feet astride the moving belt
and hands holding the handrail. For the experimental condition,
the athletes performed the test immediately after the SS treatment.
The VO2 over the final 30 seconds was taken as the steady-state
VO2 for that speed. Running economy (RE) was defined as
described by Fletcher et al. [26]. Taking the average RER over the
same 30 seconds, the caloric equivalent of the VO2 (kcalNl21O2)
was determined [27], and the caloric unit cost was calculated using
equation 1:
Caloric unit cost (kcal.kg1. km1)
~VO2
. caloric equivalent. s1. BM1. K
ðEq:1Þ
Where VO2 is measured in liters per minute, caloric equivalent
is in kilocalories per liter, speed (s) is in meters per minute, body
mass (BM) is in kilograms, and K is 1000 mNkm21.
The resting metabolic rate was not subtracted because it cannot
be confirmed that resting metabolic demand continues at the same
rate while running. Stride parameters and EMG signals were
simultaneously measured from the left leg during the last 10 s of
the constant-speed tests. Disposable dual Ag/AgCl snap electrodes
with a 1 cm diameter and a 2-cm center-to-center spacing
(Noraxon, Scottsdale, AZ, USA) were placed on the belly of the
vastus medialis (VM), biceps femoris (BF) and gastrocnemius
medialis (GA) before starting the tests. The guidelines published by
SENIAM
[Surface
Electromyography
for
the
Non-Invasive
Assessment of Muscles (SENIAM)] were followed for skin
preparation, electrode placement and orientation. Electrode
positions were marked with small ink tattoos on the skin during
the first testing session to ensure that electrode placement over the
entire experimental period would be consistent [28]. The EMG
signals were recorded with a telemetric EMG system, which had a
gain of 1000 times, a bandwidth (23 dB) over 10 to 500 Hz, and a
common mode rejection ratio .85 dB and was relayed to the
computer via a 16-bit A/D converter (Telemyo 900, Noraxon,
Scottsdale, AZ, USA).
The EMG data were band-pass filtered at 20–400 Hz, and an
envelope representing the muscle activation was determined using
a moving RMS filter with a window of 50 ms. The period of
activation of each muscle during a stride was determined as the
period where the signal was above a threshold of 15% of the
Figure 1. Pictorial view of the experimental design.
doi:10.1371/journal.pone.0099238.g001
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maximum activity of that muscle during the trial for at least
100 ms. These parameters were selected based on the signal-noise
relationship of the EMG data and were visually verified to
correctly identify periods of muscle activation. For each bout of
EMG activation, we calculated the integrated EMG (iEMG),
defined as the area under the EMG versus time curve divided by
the period of activation.
A video camera (GR-DVL9800U, JVC Inc., Wayne, NJ, USA)
was used to record frontal plane images at 120 Hz during the last
10 s of running. Stride parameters were measured simultaneously
with EMG using Noraxon’s Myoresearch software (Version 1.08).
Using frame-to-frame video analysis, ten steps were analyzed.
Contact time was defined as the time from ground contact of the
left foot until the time that the same foot left the ground. The flight
time was determined from the time when the left foot left the
ground to the time prior to the next contact of the same foot. The
stride time was defined as the time from ground contact of one foot
to the next ground contact of the same foot (i.e., contact time+
flight time). Given that contact time was ,250 ms and images
were captured at 120 Hz sampling rate, the experimental
uncertainty of digital instruments in our case was ,8 ms,
corresponding to an uncertainty of 3.2%. This is acceptable
considering the between subjects variability of the measurements
was larger.
Field tests
3-km running test.
To analyze the impact of SS on pacing
strategy, participants individually performed a 3-km run on an
outdoor 400-m track on three different days (familiarization,
experimental, and control conditions). These running time-trial
tests were performed with an interval of at least 48 h between
them. Before each time-trial, the participants did 10 minutes of
warm-up at 8 kmNh21. They were instructed to maintain regular
water consumption within six hours of testing, and water was
provided ad libitum during the entire event. The participants were
instructed to finish the race as quickly as possible, as they would in
a competitive event. Verbal encouragement was provided during
the entire event. However, runners were not advised of their lap
splits. Speed was registered every 100 m via a global positioning
system (GPS Forerunner 305, Garmin, Kansas City, Oregon,
EUA). RPE was reported by participants every 400 m using the
Borg 15-point scale [6]. Copies of this scale were laminated and
reduced to 10 cm by 5 cm, and they were affixed to the wrist of
the dominant arm of the individuals. The 3-km running tests were
performed at the same time of day and in similar conditions.
Ambient temperature and humidity were provided by the Institute
of Astronomy, Geophysics and Atmospheric Sciences of the
University of Sa˜o Paulo, Brazil. The mean 6 SD values for
temperature and humidity were 24.163.9uC and 63.069.7%,
respectively.
The sit-and-reach and drop jump tests were performed before
and immediately after the SS in the 3-km running time-trial
session with previous SS, and they were performed before the 3-
km running time-trial session without SS. In the former situation,
these tests were performed to verify the effectiveness of SS on the
range of motion and capacity of lower limbs to produce explosive
force, respectively. The sit-and-reach test was used because it
provides a global measure of hamstring, hip, and lower back
flexibility [29]. The participants sat with their bare feet pressed
against the sit-and-reach box. Knees were extended, and the right
hand was positioned over the left. Participants were then asked to
push a ruler transversely located over the box as far as possible on
the fourth bobbing movement. Each subject performed 3 trials of
the sit-and-reach test, and the best trial was used for analysis. After
the sit-and-reach test, the participants were instructed to perform a
drop jump. The jump height was determined by flight time, which
was measured by a contact mat (MultiSprint, Hidrofit, Brazil).
Athletes stepped off a 40 cm box and attempted to achieve the
greatest vertical height with a short ground contact time (close to
200 ms) [30]. Subjects were instructed to minimize knee flexion
and extension during the drop jump, and a demonstration was
provided by the investigators. All jumps were performed with
hands on hips, and five repetitions were performed with a 30-s rest
between jumps. The largest and smallest values were rejected, and
the average of the remaining 3 jumps was calculated and used for
statistical analysis.
Intervention protocol
Static stretching.
The stretching treatment used in the
present study was similar to that described in Samogin-Lopes et
al. [31]. The SS involved seven different exercises for the lower
limbs, including 5 unassisted and 2 assisted exercises. Briefly, the
exercises performed were unassisted straight-leg stand and toe
touch,
unassisted
standing
quadriceps
stretching,
unassisted
hamstrings and back stretching, unassisted hurdler’s stretching,
unassisted standing calf stretching, assisted quadriceps and hip
stretching, and assisted thigh stretching. Each exercise was
performed three times, and each time the stretching position was
maintained for 30 seconds. The magnitude of stretch was sufficient
to yield a score of 8–9 on the Borg CR10 scale [6]. The total
duration of time required for completion of the SS treatment was
approximately 20 minutes.
Statistical analyses.
Data normality was assessed by the
Shapiro-Wilk test, and all variables showed a normal distribution.
All data are reported as means and standard deviations (6SD). A
paired t- test was used to determine differences between non-
stretching and SS treatments for RE, EMG, drop jump height, sit-
and-reach test, flight time, contact time and stride time. Repeated
measures analysis of variance with two factors (distance x
condition), followed by a Bonferroni adjustment to compare the
alterations in the speed and RPE during the 3-km time trials. The
level of significance was set at p#0.05. All statistical analyses were
conducted using the SPSS statistical package (version 16.0,
Chicago, USA). Smallest worthwhile change (SWC; clinically
beneficial effect) was also determined for performance parameters
using the method described by Batterham and Hopkins (32). A
Cohen’s unit of 0.2 was used to determine the SWC. The
uncertainty in the effect was expressed as difference and 90%
confidence limits (difference 695% CL) and as likelihoods that the
true value of the effect represents substantial change (harm or
benefit). When clear interpretation could be made, a qualitative
descriptor was assigned to the following quantitative chances of
benefit: ,1%, almost certainly not; 1–5%, very unlikely; 5–25%,
unlikely or probably not; 25–75%, possibly or may be; 75–95%,
likely or probably; 95–99%, very likely; .99%, almost certainly
(32). Where the chances of benefit or harm were both calculated to
be $5%, the true effect was deemed unclear.
Results
Laboratory tests
Table 1 shows the anthropometric and physiological charac-
teristics of the participants. Table 2 shows the variables measured
during the RE tests. No significant differences were observed in
the caloric unit cost of running (p = 0.128) or HR between the
conditions (p = 0.317). The iEMG for the BF muscle was
significantly higher in the SS condition, compared to the control
condition (p = 0.031). No significant changes in iEMG were
Static Stretching and Pacing Strategy
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June 2014 | Volume 9 | Issue 6 | e99238
observed in either VM (p = 0.419) or GA (p = 0.212). The stride
time was significantly longer in the SS condition (p = 0.053) than
in the control, but no differences were observed for contact time or
flight time.
Field tests
Variables measured during time-trial tests performed with and
without previous static stretching are presented in figure 2. The
speed-distance curve during 3-km running showed a classical U-
shape in both conditions. It was detected that the first section
(100 m) was completed at a significantly slower speed in the SS
condition (very likely harmful, 21.161.0 km.h21 95% CL),
compared with the control condition (p = 0.036). However, the
overall running time to cover 3-km running during the control
condition (11:28600:41min:s) was not significantly different from
that
during
the
SS
condition
(11:35600:31min:s)
(trivial,
7.0613.9 s 95% CL). The RPE increased significantly over time
in both conditions (p = 0.001). The RPE in the SS condition was
statistically greater than that in the control condition only during
the first 800 m (p = 0.019). Following SS, the athletes also
demonstrated reduced drop jump height (p = 0.001) and improved
performance on the sit-and-reach test (p = 0.0001) relative to
measures obtained prior to SS protocol. There were no differences
in drop jump height (p = 0.351) and sit-and-reach test (p = 0.262)
before the 3-km running when the control and experimental
situations were compared.
Discussion
The main objective of the present study was to investigate the
impact of SS on pacing strategy and performance during a 3-km
running time-trial. To the best of our knowledge, this is the first
study to analyze the influence of this exercise-induced impairment
in neuromuscular function on the pacing strategy adopted during
a long-distance run. The main finding was that the SS resulted in a
slow-start strategy during a 3-km running time-trial. We also
observed an impaired drop jump performance and a higher
perceived exertion during the first 800 m.
Acute effects in neuromuscular function after SS treatments
have led to changes in isometric peak torque, range of motion,
height in vertical and drop jumps [14,18,33]. In the current study,
it was found that an SS bout resulted in an 11% increase in the sit-
and-reach test and a 9.2% decrease in drop jump height before the
3-km running time-trial. These findings are similar to previous
investigations. Young and Elliott [34] demonstrated that SS
significantly decreased drop jump performance by 6.9% in
recreational
athletes.
Furthermore,
Behm
and
Kibele
[18]
demonstrated that SS for lower limbs significantly decreased the
drop jump height (24.6%) and increased the range of motion
measured by the sit-and-reach test (+12.1%) in physically active
subjects. These data show that the magnitude of modification in
flexibility and jump performance after SS treatment demonstrated
in the current study was similar to that reported in the literature.
Data from the current study also showed that reduced ability to
produce force after the SS protocol was accompanied by a higher
iEMG of the BF and stride time during constant-speed running
test. It is well recognized that BF activation plays a key role in the
control of knee extension and in the generation of the knee flexion
force in the late swing phase before foot contact during running
[35]. Thus, the higher iEMG of the BF after the SS protocol might
have reflected an increased motor unit recruitment in order to
maintain the running mechanics and compensate the reduced
passive forces that would otherwise have served this purpose. In
turn, this increased muscle activation may have contributed to the
perception of effort as indicated by the RPE.
Previous
findings
have
indicated
an
inverse
relationship
between RE and flexibility [20]. In the present study, it was
found that SS produced a significant increase in range of motion,
as measured by the sit-and-reach test (362 cm), but the RE
measured at 12 kmNh21 was not statistically altered. These data
were similar to the study of Allison et al. [21], who showed that the
statistical changes detected in range of motion (2.760.6 cm),
isometric strength (25.663.4%) and countermovement jump
Table 1. Anthropometric and physiological characteristics of
the participants.
Variable
Mean ± SD
Age (years)
35.766.1
Height (cm)
173.369.0
Body mass (kg)
67.967.4
Body fat (%)
10.062.7
VO2max (ml.kg21.min21)
51.063.0
HRmax (beats.min21)
18466
RERmax
1.260.1
HRmax: maximal heart rate, RERmax: maximal respiratory exchange ratio.
doi:10.1371/journal.pone.0099238.t001
Table 2. Variables measured during the constant-speed tests with or without previous static stretching.
Control
Static stretching
RE (ml.kg21.min21)
41.362.8
40.463.0
CUC (kcal.kg21.km21)
1.0360.07
1.0060.08
iEMGVM(mV)
60621
64623
iEMGGA (mV)
77627
95.3638
iEMGBF(mV)
73626
94631*
Contact time (ms)
256626
250632
Flight time (ms)
443642
452637
Stride time (ms)
697641
710641*
Values are means 6 SD; RE: running economy; CUC: caloric unit cost; VM: vastus medialis; GA: gastrocnemius medialis; BF: biceps femoris. *Significantly different from
control condition (p#0.05).
doi:10.1371/journal.pone.0099238.t002
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height (25.563.4%) were not accompanied by changes in the RE
after SS. Similarly, Hayes and Walker [36] observed that static
and dynamic stretching improved range of motion, but both
treatments had no impact on the RE. Therefore, it seems that
acute improvement in range of motion after SS is not associated
with modification in the RE.
In relation to pacing strategy, our results revealed that runners
adopted a slow start after SS. This reduced running speed during
initial phase of the 3-km running time trial seems to be related to
lower ability to produce force, as evidenced by decreased drop
jump height and increased stride time found after the SS protocol.
Previous studies have suggested that the ability to produce force is
an essential determinant of endurance performance without being
necessarily related to energy demand of running (e.g. running
economy) [37,38]. This occurs because middle and long-distance
runners must be able to maintain a relatively high speed over the
course of a race [39]. In particular, the acceleration phase requires
a great level of muscle contraction in order to overcome inertia.
Because the SS have a negative acute effect on the neuromuscular
system [14,15], its deleterious effect might be more pronounced in
the start phase of a long-distance running. These results are in
accordance with previous studies that reported reduced running
sprint performance after a SS protocol [16,17]. Taken together,
these findings suggest that the SS induces a slow start in a 3-km
running time trial due its negative influence in the neuromuscular
system, impairing the acceleration phase of a long-distance event.
Interestingly, our results showed that the slow start induced by
SS treatment was accompanied by an increase in the RPE. It has
been suggested that RPE may reflect increased motor unit
recruitment [40]. It is believed that collateral innervations are
sent directly from the motor to the sensory areas in the brain,
contributing to the increase of the RPE response during exercise
[41]. Thus, it is plausible to suggest that the brain might have
interpreted the efferent signals from increased motor unit
recruitment of the BF as the first cues for running speed
adjustments. Based on this finding, it is plausible to suggest that
the greater RPE found during the start phase after SS may reflect
an increased neural drive resulting from intention to produce the
same amount of force and thus maintain a high initial running
speed. This is in agreement with a previous suggestion that RPE
has a relevant role in the speed control during the start phase of a
running race [42].
Results of the present study revealed that despite the slow start,
runners were able to maintain the overall running performance.
Figure 2. Variables measured with and without previous static stretching treatment. A and B panels show the running speed and rating of
perceived exertion during a 3-km running time-trial, respectively. C and D panels show the drop jump and sit-and-reach tests performed prior to and
immediately after static stretching treatment. * Significantly different from control situation (p#0.05). #Significant difference over time in each
condition (p#0.05).
doi:10.1371/journal.pone.0099238.g002
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This is consistent with the idea that the effects of SS were
overcome during the event. Ryan et al. [43] showed that two 30-
second bouts of SS were sufficient to induce a significant decrease
in the passive musculotendinous stiffness of the plantar flexor
muscles. However, these authors reported that although stiffness
decreased immediately after 2 min, 4 min, and 8 min of SS, the
effects of stretching disappeared within 10 min. In turn, Mizuno et
al. [44] showed that SS for 5 minutes at maximal dorsiflexion
resulted in significantly increased range of motion that persisted
for 30 min, but significant decreases in musculotendinous stiffness
returned to baseline levels within 10 min. Taking into consider-
ation the fact that the 3-km running was performed with an
average time of 11 min, it can be suggested that the negative
effects of SS on overall exercise performance was negligible. Thus,
the negative effect of the SS in running performance might be
restricted to the initial phase of a middle-distance event when the
metabolic cues are less important for the running pacing strategy
[42].
The current study does have some limitations. It is important to
note that our SS treatment was composed of seven different
exercises for the lower limbs, performed three times in a serial
fashion at ‘‘high-intensity’’, which was defined as scores of 8–9 on
the Borg CR10 scale. This SS treatment may have resulted in a
higher volume and intensity stretching protocol than those often
used in the ‘‘real world’’. In addition, our sample was composed by
recreational runners, which have a lower endurance training
volume and did not perform other training routines (i.e. strength
or stretching training). In this manner, the effects of static
stretching on the neuromuscular variables and pacing strategy in
highly-trained subjects could be distinct from those observed in the
present study. Thus, caution should be exercised in extrapolating
these findings to runners with a higher training level.
In conclusion, the present study provides novel findings
concerning the impact of stretching-induced impairment on
neuromuscular function and pacing strategy. It was detected that
SS resulted in a reduced capacity of the skeletal muscle to produce
explosive force and a reduction in running speed during the
acceleration phase of a time-trial. These results clearly show that,
independent of the intention of the athletes to finish a race as
quickly as possible, the neuromuscular system has a primary
function in contributing to the chosen speed during the initial
phase of the race, where the highest running speeds were reached.
Acknowledgments
The authors thank each of the individuals for their participation.
Author Contributions
Conceived and designed the experiments: MVD LAP AEL-S BRM RB.
Performed the experiments: MVD LAP. Analyzed the data: MVD MD
LAP RB. Contributed reagents/materials/analysis tools: MD AEL-S BRM
RB. Wrote the paper: MVD MD LAP AEL-S BRM RB.
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| Static stretching alters neuromuscular function and pacing strategy, but not performance during a 3-km running time-trial. | 06-06-2014 | Damasceno, Mayara V,Duarte, Marcos,Pasqua, Leonardo A,Lima-Silva, Adriano E,MacIntosh, Brian R,Bertuzzi, Rômulo | eng |
PMC8523042 | Distance runners
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| Spatiotemporal inflection points in human running: Effects of training level and athletic modality. | 10-18-2021 | Goto, Yuta,Ogawa, Tetsuya,Kakehata, Gaku,Sazuka, Naoya,Okubo, Atsushi,Wakita, Yoshihiro,Iso, Shigeo,Kanosue, Kazuyuki | eng |
PMC8998726 |
Citation: Kim, J.; Park, S.-K.
Differences in Physical
Characteristics of the Lower
Extremity and Running
Biomechanics Between Different Age
Groups. Int. J. Environ. Res. Public
Health 2022, 19, 4320. https://
doi.org/10.3390/ijerph19074320
Academic Editor: Sechang Oh
Received: 6 February 2022
Accepted: 30 March 2022
Published: 4 April 2022
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4.0/).
International Journal of
Environmental Research
and Public Health
Article
Differences in Physical Characteristics of the Lower Extremity
and Running Biomechanics Between Different Age Groups
Jongbin Kim 1 and Sang-Kyoon Park 2,*
1
Division of Kinesiology, Silla University, Busan 46958, Korea; [email protected]
2
Motion Innovation Center, Korea National Sport University, Seoul 05541, Korea
*
Correspondence: [email protected]; Tel.: +82-10-5378-9617
Abstract: (1) Background: The objective of this study was to determine physical and biomechanical
changes in age groups upon running. (2) Method: 75 male adults (20–80s) participated in the study.
Bone mineral density and lower extremity joint strength were measured according to age-increase
targeting. Based on age, correlations among running characteristics, impulse, impact force, maximum
vertical ground reaction force, loading rate, lower extremity joint 3D range of motion, joint moment,
and power upon running motion were calculated. (3) Result: Older runners tended to show lower
bone mineral density, extremity maximum strength, stride time, and stride distance, with smaller
RoM and joint power of ankle and knee joints in the sagittal plane, compared with younger subjects.
However, there were no significant correlations between age and impact variables (i.e., impulse,
impact force, peak GRF, and loading rate) during running. (4) Conclusion: Older runners tend to
show weaker physical strength characteristics, such as bone mineral density and muscle strength
and lower joint functionality of ankle and knee joints during running, compared with younger
runners. Therefore, strengthening the lower extremity muscle and improving dynamic joint function,
especially for ankle joints, can be helpful for injury prevention during running.
Keywords: bone mineral density; maximal strength of lower joint; aging; running; kinematics
1. Introduction
Physical aging causes high blood pressure, diabetes, obesity, and bone mineral density
(BMD) decrease; thus, physical changes such as aerobic capacity decline, coordination
decrease, muscle function weakening, decreased gait ability, and risk of chronic disease are
induced [1–3]. Among the changes in physical characteristics due to aging, BMD gradually
decreases from 35 years of age, and osteoporosis is caused from 50 years of age [4]. Muscle
volume starts to decrease by 10% compared with people in their 20s and this decrease
is accelerated from 65 years of age. At 70 years of age, the mean strength is 60% of that
of people in their 20s [5]. Consequently, independent life becomes impossible due to
fracture damage and mental health, and all this may work as a potential factor for life
quality decline [6–8]. To delay physical aging, regular exercise is essential. Regular exercise
furthers functional physical health, including physical strength retention and enhancement,
cardiovascular function improvement, muscle strength increase, flexibility increase, and
mental health. Likewise, regular runs are effective for health enhancement and aging
prevention [9–13].
As interest in running has recently increased for health enhancement, participants
in running races of various distances and courses have also steadily increased. Because
running’s temporal, spatial, and cost limitations are slight, its universality is proven as a
health enhancement exercise, compared to other physical activities [14]. Regular physical
exercise and compound exercise are suitable methods to maintain BMD through proper
physical activities in everyday life, and they are frequently used for BMD improvement
and osteoporosis treatment [15]; however, bone health may be negatively affected [16].
Int. J. Environ. Res. Public Health 2022, 19, 4320. https://doi.org/10.3390/ijerph19074320
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2022, 19, 4320
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BMD increase between the lumbar and the thigh showed no significant difference in
endurance running but exhibited a remarkable variance in weight in a study targeting
long-distance runners aged 18 to 44 [17]. Various types of studies are required to analyze
the effects of exercises on BMD. According to physical aging, the decreased rate of lower
extremity strength is higher than the upper extremity strength. The muscle thickness of the
gastrocnemius and thigh skeletal muscles decreases as one gets older, and consequently,
joint power gradually reduces [18–20]. The lower extremity strength is maintained and
increases with resistance exercise and weight-bearing (load) exercise [21,22]. Previous
studies reported an improvement of 27% total muscle strength, 27% knee joint flexion, and
17% extension strength among elderly people who performed lower extremity resistance
exercises for 14 weeks [23]. The elderly’s ankle and knee joints’ flexion and extension force
was 70–80% of that of male adults in general. Regular physical activities to reduce risk
factors, revealed due to physiological aging, were found adequate for the retention of and
delayed decrease in bone mineral and strength [24].
A study on running motions reported that sagittal plane movements impact absorption,
foot stability, balancing, and acceleration in the stance section when running. Additionally,
most injuries, such as ankle sprain, stress fracture, backache, and muscle rupture, occurred
in the stance section [25].
According to the analysis of the result, depending on age, the range of motion of the
hip joint was greater, and the range of motion of the knee and ankle joints was smaller
in the elderly people group than the young adult group. The impact force occurring in
the initial stage stance section was larger in the young adult group compared with the
elderly group [26–30]. In a dynamic analysis targeting adults between 18 and 60 years
of age, stride decreased along with vertical ground reaction force, ankle moment, and
power [31]. If the impact was not absorbed by adequately increasing the range of motion
of the knee and ankle joints while running, it was reported that a lower extremity joint
injury might occur [32]. However, very low joint stiffness caused by an increased range
of motion may induce running injuries of the soft tissues and musculoskeletal system of
runners’ lower extremities. Regular physical activities positively affect the lower extremity
BMD and joint strength. Therefore, regular physical activities reduce musculoskeletal
system injuries through a reduction in physical change due to aging [33]. However, it is
insufficient to explain aging through the fragmental comparison of males in their 20s and 80s
biomechanically with running motions among regular physical activities through existing
previous studies. This study examined the effect of aging on physical characteristics, joint
movement, and joint power, targeting males from 20 to 80 who regularly ran. The objective
of this study was to determine physical and biomechanical changes in age groups upon
running. It was hypothesized that older runners might compromise their lower extremities’
dynamic joint function during running due to declined physical characteristics compared
with younger runners.
2. Materials and Methods
2.1. Participants
The participants in this study were 75 healthy males who did not receive treatment
and had surgery history due to lower extremity musculoskeletal system problems within
the past six months, who ran 10 km or more three times a week, who had participated at
least once in a marathon race, and whose right leg was their dominant leg (Table 1). All the
participants voluntarily participated in this study. The experiment was carried out after
gaining approval from the IRB (20180611-046).
Int. J. Environ. Res. Public Health 2022, 19, 4320
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Table 1. Subject characteristics for each age group.
Group
20s
30s
40s
50s
60s
70s~80s
Total
Number of participants
12
12
11
12
12
16
75
Age (year)
24.67
±2.46
33.83
±2.79
45.18
±3.38
55.42
±2.36
64.33
±2.99
75.13
±3.93
51.12
±18.04
Height (m)
1.75
±0.05
1.76
±0.04
1.72
±0.05
1.71
±0.04
1.67
±0.05
1.67
±0.06
1.71
±0.06
Weight (kg)
73.58
±5.92
74.58
±6.11
67.64
±6.95
66.83
±4.02
63.42
±7.37
62.67
±6.09
68.07
±7.46
2.2. Procedure
After explaining the procedure and purpose of this study to the participants, they
consented to the test. To collect body composition information, their height and weight
were measured. The participants’ thighs and ankles were secured with a fixing band in
a state where they did not move once lying down on the examination table and looking
at the ceiling, with their lower extremity joint BMD being measured using the Dual En-
ergy X-ray Absorptiometry (DEXA, QDR-1000; Hologic, Waltham, MA, USA) equipment.
Their chest, abdomen, and thigh were held with a fixing band to measure their maximum
lower extremity joint strength. There was no movement in the other joints except in the
observed joints upon matching the dynamometer axis and joint using isokinetic exercise
(Humac Norm, Stoughton, MA, USA), as shown in Figure 1 [34]. The hip joint extension
(gluteus maximus) and flexion (iliopsoas), knee joint extension (quadriceps) and flexion
(hamstrings), and ankle joint dorsiflexion (tibialis anterior) and plantar flexion (gastroc-
nemius) were measured once, setting the angle and speed at 60◦/s each time. In doing
so, practices were performed three times, and peak torque was measured five times. To
prevent fatigue, break time was given between measurements, while a loud voice offered
motivation to exert maximum strength upon measurement.
Table 1. Subject characteristics for each age group.
Group
20s
30s
40s
50s
60s
70s~80s
Total
Number of
participants
12
12
11
12
12
16
75
Age (year)
24.67
±2.46
33.83
±2.79
45.18
±3.38
55.42
±2.36
64.33
±2.99
75.13
±3.93
51.12
±18.04
Height (m)
1.75
±0.05
1.76
±0.04
1.72
±0.05
1.71
±0.04
1.67
±0.05
1.67
±0.06
1.71
±0.06
Weight (kg)
73.58
±5.92
74.58
±6.11
67.64
±6.95
66.83
±4.02
63.42
±7.37
62.67
±6.09
68.07
±7.46
2.2. Procedure
After explaining the procedure and purpose of this study to the participants, they
consented to the test. To collect body composition information, their height and weight
were measured. The participants’ thighs and ankles were secured with a fixing band in a
state where they did not move once lying down on the examination table and looking at
the ceiling, with their lower extremity joint BMD being measured using the Dual Energy
X-ray Absorptiometry (DEXA, QDR-1000; Hologic, Waltham, MA, USA) equipment.
Their chest, abdomen, and thigh were held with a fixing band to measure their maximum
lower extremity joint strength. There was no movement in the other joints except in the
observed joints upon matching the dynamometer axis and joint using isokinetic exercise
(Humac Norm, Stoughton, MA, USA), as shown in Figure 1 [34]. The hip joint extension
(gluteus maximus) and flexion (iliopsoas), knee joint extension (quadriceps) and flexion
(hamstrings), and ankle joint dorsiflexion (tibialis anterior) and plantar flexion (gas-
trocnemius) were measured once, setting the angle and speed at 60°/s each time. In doing
so, practices were performed three times, and peak torque was measured five times. To
prevent fatigue, break time was given between measurements, while a loud voice offered
motivation to exert maximum strength upon measurement.
Figure 1. Measurements of BMD and maximum joint strength: (a) BMD, (b) hip, (c) knee, and (d)
ankle joint.
After performing a warm-up, the participants wore upper and lower tights for the
motion capture test, and 64 reflective markers were attached to the body (Figure 2). They
wore personal standard running shoes, and the standing calibration was carried out to
ensure the participant’s body anatomical position before the running’s measurement.
Eight infrared cameras (Oqus 300, Qualisys, Sweden) captured the running motions. The
sampling frequency was set at 100 Hz. They ran on a treadmill embedded with two force
plates (Instrumented treadmill, Bertec, corporation, Columbus, OH, USA), and the sam-
pling rate was set at 1000 Hz. After sufficient rest to minimize muscle fatigue, measure-
ment was carried out by gradually increasing speed for five minutes to induce natural
running before the measurement. The running speed was set at 3.1 m/s [26]. During their
run on the treadmill with a selected speed of five minutes, the motion was collected from
30 gait cycles of the right leg (Figure 3).
Figure 1. Measurements of BMD and maximum joint strength: (a) BMD, (b) hip, (c) knee, and
(d) ankle joint.
After performing a warm-up, the participants wore upper and lower tights for the
motion capture test, and 64 reflective markers were attached to the body (Figure 2). They
wore personal standard running shoes, and the standing calibration was carried out to
ensure the participant’s body anatomical position before the running’s measurement.
Eight infrared cameras (Oqus 300, Qualisys, Sweden) captured the running motions. The
sampling frequency was set at 100 Hz. They ran on a treadmill embedded with two force
plates (Instrumented treadmill, Bertec, corporation, Columbus, OH, USA), and the sampling
rate was set at 1000 Hz. After sufficient rest to minimize muscle fatigue, measurement
was carried out by gradually increasing speed for five minutes to induce natural running
before the measurement. The running speed was set at 3.1 m/s [26]. During their run on
the treadmill with a selected speed of five minutes, the motion was collected from 30 gait
cycles of the right leg (Figure 3).
Int. J. Environ. Res. Public Health 2022, 19, 4320
4 of 12
Int. J. Environ. Res. Public Health 2022, 19, x FOR PEER REVIEW
4
Figure 2. Reflective markers on the body: (a) frontal view, (b) lateral view, (c) backward view.
Figure 3. Experimental setup for running on a treadmill.
2.3. Data Processing
The stance phase was defined as the moment a participant’s right heel struck the
off on the treadmill to analyze biomechanical variables. Each joint’s position and gro
reaction force data were obtained using Qualisys’s Qualisys Track Manager Program
data processing. To remove the noise of the data, Butterworth second-order low-pas
tering at 12 Hz was performed for the 3D position coordinate data [35]. The ground r
tion force data were set at a power spectrum density (PSD) of 99% of the value of the
off frequency [36]. Using Visual 3D (C-Motion, Germantown, MD, USA) and M
R2014a (The Mathworks, Natick,USA), the (+) joint angle from the range of motion o
ankle, knee, and hip in the sagittal plane means a flexion and dorsiflexion angle, whil
(−) joint angle means an extension and plantar flexion angle. Joint moment (Nm/kg)
joint power (W/kg) (+) mean a concentric contraction, while the (–) counterpart m
eccentric contraction. For the ground reaction force direction the X-axis was set as le
and right (+), the Y-axis was set as the front (+) and back (−), while the Z-axis was s
vertical (+).
2.4. Statistical Processing
For statistical processing, SPSS Ver. 25.0 software (IBM, Armonk, NY,USA) wa
plied. Regarding the physical characteristics, kinematics, and kinematic data obta
through the analysis program, Pearson’s product-moment correlation coefficients w
calculated to find the relationship between age and physical characteristics, as well as
mechanical variables. Based on the sample size calculation, a minimum of 42 subjects
required for the expected correlation coefficient (R) of 0.35 with a power of 70% (β)
A significant level of statistics was set at an alpha level of 0.05.
3. Results
3.1. Correlations between Age and Physical Characteristics (BMD) and Peak Torque
Figure 2. Reflective markers on the body: (a) frontal view, (b) lateral view, (c) backward view.
Int. J. Environ. Res. Public Health 2022, 19, x FOR PEER REVIEW
4
Figure 2. Reflective markers on the body: (a) frontal view, (b) lateral view, (c) backward view
Figure 3. Experimental setup for running on a treadmill.
2.3. Data Processing
The stance phase was defined as the moment a participant’s right heel struck the
off on the treadmill to analyze biomechanical variables. Each joint’s position and gr
reaction force data were obtained using Qualisys’s Qualisys Track Manager Program
data processing. To remove the noise of the data, Butterworth second-order low-pa
tering at 12 Hz was performed for the 3D position coordinate data [35]. The ground
tion force data were set at a power spectrum density (PSD) of 99% of the value of the
off frequency [36]. Using Visual 3D (C-Motion, Germantown, MD, USA) and M
R2014a (The Mathworks, Natick,USA), the (+) joint angle from the range of motion o
ankle, knee, and hip in the sagittal plane means a flexion and dorsiflexion angle, whil
(−) joint angle means an extension and plantar flexion angle. Joint moment (Nm/kg
joint power (W/kg) (+) mean a concentric contraction, while the (–) counterpart m
eccentric contraction. For the ground reaction force direction the X-axis was set as le
and right (+), the Y-axis was set as the front (+) and back (−), while the Z-axis was s
vertical (+).
2.4. Statistical Processing
For statistical processing, SPSS Ver. 25.0 software (IBM, Armonk, NY,USA) wa
plied. Regarding the physical characteristics, kinematics, and kinematic data obta
through the analysis program, Pearson’s product-moment correlation coefficients
calculated to find the relationship between age and physical characteristics, as well a
mechanical variables. Based on the sample size calculation, a minimum of 42 subjects
required for the expected correlation coefficient (R) of 0.35 with a power of 70% (β)
A significant level of statistics was set at an alpha level of 0.05.
3. Results
3.1. Correlations between Age and Physical Characteristics (BMD) and Peak Torque
Figure 3. Experimental setup for running on a treadmill.
2.3. Data Processing
The stance phase was defined as the moment a participant’s right heel struck the toe-
off on the treadmill to analyze biomechanical variables. Each joint’s position and ground
reaction force data were obtained using Qualisys’s Qualisys Track Manager Program for
data processing. To remove the noise of the data, Butterworth second-order low-pass
filtering at 12 Hz was performed for the 3D position coordinate data [35]. The ground
reaction force data were set at a power spectrum density (PSD) of 99% of the value of the
cut-off frequency [36]. Using Visual 3D (C-Motion, Germantown, MD, USA) and Matlab
R2014a (The Mathworks, Natick, MA, USA), the (+) joint angle from the range of motion of
the ankle, knee, and hip in the sagittal plane means a flexion and dorsiflexion angle, while
the (−) joint angle means an extension and plantar flexion angle. Joint moment (Nm/kg)
and joint power (W/kg) (+) mean a concentric contraction, while the (–) counterpart means
eccentric contraction. For the ground reaction force direction the X-axis was set as left (−)
and right (+), the Y-axis was set as the front (+) and back (−), while the Z-axis was set as
vertical (+).
2.4. Statistical Processing
For statistical processing, SPSS Ver. 25.0 software (IBM, Armonk, NY, USA) was
applied. Regarding the physical characteristics, kinematics, and kinematic data obtained
through the analysis program, Pearson’s product-moment correlation coefficients were
calculated to find the relationship between age and physical characteristics, as well as
biomechanical variables. Based on the sample size calculation, a minimum of 42 subjects
was required for the expected correlation coefficient (R) of 0.35 with a power of 70% (β) [37].
A significant level of statistics was set at an alpha level of 0.05.
Int. J. Environ. Res. Public Health 2022, 19, 4320
5 of 12
3. Results
3.1. Correlations between Age and Physical Characteristics (BMD) and Peak Torque
According to the correlation analysis between age and BMD, statistical significance
was displayed among the total (r = −0.380, p ≤ 0.001), legs BMD (r = −0.506, p ≤ 0.000), and
T-score (r = 0.442, p ≤ 0.000), and it showed a negative correlation. In the lower extremity
strength relationship, statistically significant negative correlations were displayed between
hip joint extension (r = −0.399, p ≤ 0.000) and flexion (r = −0.612, p ≤ 0.000), knee joint
extension (r = −0.535, p ≤ 0.000) and flexion (r = −0.525, p ≤ 0.000), ankle joint dorsiflexion
(r = −0.407, p ≤ 0.000), plantar flexion (r = −0.494, p ≤ 0.000) (Table 2).
Table 2. Correlations (R, p-value) between age and the variables (i.e., BMD, strength, running
parameters, and running biomechanics).
Age
BMD
Total
Legs
T score
−0.380 *
−0.506 **
−0.422 *
0.001
0.000
0.000
Strength
Gluteus
Maximus
Iliopsoas
Quadriceps
Hamstrings
Tibialis
Anterior
Gastrocnemius
−0.399 *
−0.612 *
−0.535 *
−0.525 *
−0.407 *
−0.494 *
0.000
0.000
0.000
0.000
0.000
0.000
Running Parameter
Stride Time
StrideDistance
−0.336 *
−0.536 *
0.003
0.000
Impact
Impulse
Impact Force
GRF Peak
Loading
Rate
−0.021
0.100
0.018
0.033
0.864
0.417
0.881
0.784
Joint Angle
Ankle Dorsi
Flexion
Ankle
Plantar
Flexion
Ankle RoM
Knee
Flexion
Knee
Extension
Knee RoM
0.001
0.321 *
−0.352 *
−0.115
0.181
−0.361 *
0.991
0.006
0.002
0.335
0.129
0.000
Hip Flexion
Hip
Extension
Hip RoM
0.164
0.289 *
−0.064
0.166
0.013
0.593
Joint Moments
Ankle Dorsi
Flexion
Ankle
Plantar
Flexion
Knee
Flexion
Knee
Extension
Hip Flexion
Hip Extension
0.328 *
−0.177
0.253 *
−0.166
0.212
0.225
0.004
0.140
0.030
0.167
0.072
0.060
Joint Power
Ankle
Absorption
Ankle
Generation
Knee
Absorption
Knee
Generation
Hip
Absorption
Hip
Generation
−0.334 *
0.326 *
−0.185
0.357 *
−0.044
0.082
0.004
0.006
0.115
0.002
0.711
0.494
BMD: bone mineral density, GRF: ground reaction force. * p < 0.05 indicates significant correlations between age
and the variables. ** p < 0.01.
Int. J. Environ. Res. Public Health 2022, 19, 4320
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3.2. Correlations between Age and Running Characteristics and Impact
As age increased, a statistically significant negative correlation was revealed between
stride time (r = −0.336, p ≤ 0.003) and stride distance (r = −0.536, p ≤ 0.000) in running
characteristics (Table 2). However, there were no significant correlations between age
and impact variables (i.e., impulse, impact force, GRF (ground reaction force) peak, and
loading rate).
3.3. Correlations between Age and Joint Kinetics of the Lower Extremity Joint
According to age increase, statistical significances of correlation were found in the
ranges of the ankle (r = −0.352, p ≤ 0.002) and knee joint motion (r = −0.361, p ≤ 0.000)
in the sagittal plane (Table 2). In addition, ankle and knee moments (ankle dorsiflexion
moment: r = 0.328, p ≤ 0.004, knee flexion moment: r = 0.253, p ≤ 0.030), as well as ankle
joint power (absorption: r = −0.334, p ≤ 0.004, and generation: r = 0.326, p ≤ 0.006) in the
sagittal plane, were significantly lower in older runners compared with younger runners,
based on the analysis of correlations (Table 2, Appendix A; Figure A3).
4. Discussion
This study examined the relationship between lower extremity joint physical charac-
teristics and running biomechanical variables and age, targeting males aged 20 to 80 who
regularly ran. The study aimed to discover physical changes and risk factors of running ac-
cording to aging. Based on the findings of this study, the hypothesis was partially accepted
as elderly runners showed lower physical characteristics and dynamic joint function while
running compared with their younger counterparts.
When looking at the relationship between age increase and BMD and maximum
strength, targeting males who regularly ran, a negative correlation was found in total
BMD, legs, and T-score. A negative correlation was found in the maximum strength of
the ankle, knee, and hip joints with increased age, with the power being 41.2% in the hip
joint flexion power (Appendix A, Figure A1). In comparing the analysis result of the leg
BMD of 2657 general elderly males and the analysis result of the older adults who regularly
performed running in this study, the leg BMD of this study was 31% higher [38]. Regarding
why running exercise affects BMD, this study infers that bone density decreases if stress
(shock) is given to bone repeatedly by running exercise, as shown in Wolff’s law [39].
Furthermore, due to age increase, the weakening strength of the lower extremity
joint displays a considerable physiological change and may become a cause of fracture
injury. As for males in general, knee joint extension strength decreases by 12–15% every
10 years [33,40]. In this study, the muscle flexibility of the males who ran regularly was
reduced as they aged, especially if there was a large difference in ankle joint dorsiflexion
(tibialis anterior) and plantar flexion (gastrocnemius) [27]. Therefore, it is plausible that
more power can be exerted because of the compensation action of the hip joint. On the
other hand, when an older adult continues to exercise, the gastrocnemius and thigh skeletal
muscle develop. As a result of comparing the lower extremity joint maximum strength
in this study to a previous study [41], a delayed reduction in muscle strength in elderly
runners was found. Regular participation in physical activities is vital in reducing physical
change due to aging and the risk factors of musculoskeletal injuries [27,42]. Running
exercise is a valuable method to reduce and prevent BMD. If one steadily runs, diseases
and secondary fracture injuries due to bone reduction symptoms such as osteoporosis can
be prevented in advance, and BMD can be retained. Additionally, running exercise can
reduce the risk of fracture injuries and improve quality of life. Although the BMD volume
and strength of the elderly group who continued to run were lower than those of the young
adult male group, their BMD volume in the lower extremity joint was more significant than
that of the elderly group who did not exercise. As age increases, the knee joint extensor
muscle (thigh skeletal muscle) decreases, the iliopsoas that flexes the hip joint weakens,
and the hip joint flexor muscle seems to weaken. However, regular running in the elderly
Int. J. Environ. Res. Public Health 2022, 19, 4320
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would delay a rapid decrease in BMD and lower extremity muscle strength, which may be
beneficial for reducing injury risk.
Upon running, the primary cause of injuries is one’s foot repeatedly touching the
ground; the impact (shock) causes stress fracture, patellofemoral disorder, cartilage de-
struction, and lower back pain [43]. As the impact force is generated upon landing, it has
been known that older adults’ injury ratio is high due to physical weakness [44,45]. A
positive relationship was observed upon examining the ground reaction force variables
with age, but a significant level was not meaningful after weight standardization. No statis-
tically significant difference was revealed between the impact variables as age increases
in the impulse, impact force, maximum ground reaction force, and loading rate. On the
other hand, this study’s magnitude of impact variables was similar to that of the previous
study [31] and, with increased age, the vertical ground reaction force becomes smaller in
elderly runners. This condition is conjectured to occur because stride becomes shorter and
stride frequency increases in elderly runners (Appendix A, Figure A2). However, there
may be a higher risk of accumulated high magnitude of impact for elderly runners due to
weaker BMD and muscle strength.
The decreased range of ankle joint and knee joint motion showed an increase with age,
but the hip joint range of motion showed no changes in the sagittal plane (Appendix A,
Figure A3). Ankle joint range of motion is affected by aging most, and the knee range of
motion becomes larger as running speed increases [30,46]. The result of this study is similar
to the result of previous studies, and it was confirmed that the range of motion in the ankle
joint becomes smaller as age increases [26,27,47]. Previous studies also suggested that the
thigh skeletal muscle and hamstring strength weaken in elderly runners [48]. The result
is linked with how the ankle joint flexor muscle negatively correlates with age. Due to
reduced strength flexibility, an ankle joint sprain, and tibialis posterior and tibialis anterior
injuries can be caused as the ankle joint range of motion becomes smaller. If the knee joint
is not smoothly moved, the impact occurring during running is thought to be delivered
to the whole body. A positive correlation between males running regularly, indicating a
slowly decreased ankle joint plantar flexion moment and knee joint extension moment, was
found as age increased (Appendix A, Figure A3).
A negative correlation shows slowly decreased ankle joint dorsiflexion and plantar
flexion power with increased age. Additionally, a negative correlation was revealed be-
tween the knee extension power, indicating absorption of joint energy and age. The runners
propel themselves forward with generations of joint power in the lower extremity during
running. However, if the ankle joint’s power generating ability decreases, compensation
occurs in the knee and hip joints [31,49]. On the other hand, many portions of impact
absorbed in the lower extremity joints are also transferred to the whole body, so there is a
relation between the level of impact of the body and the lower extremity joint angle [50].
If the load transfer is not effectively controlled, a substantial impediment is caused to
the lower extremity musculoskeletal system due to repetitive high impact force [51]. The
load is significantly buffered on the ankle joint and then transferred to the knee and hip
joints. As age increases, the load ability of the ankle is reduced, and the risk of ankle injury
may increase [52]. If enough ankle joint strength and bone intensity are not maintained
in elderly runners, there is a high possibility that ankle joint injuries may occur due to
impact occurring on the ground during running. As age increases, decreased dynamic joint
function, showing lower joint power due to weak lower extremity joints, especially in the
ankle, may compromise running performance and induce the risk of joint injuries.
Synthesizing all these, this study found that the musculoskeletal system can be main-
tained by running as age increases. However, the function of the lower extremity joints
significantly weakens linearly, especially when the ankle joint function significantly de-
creases. The load of the lower extremity joint upon running is thought to be eased by muscle
strength in physical strength. If one does not run correctly due to weakening strength ac-
cording to aging, the physical activity can be connected to injuries, not health enhancement.
Int. J. Environ. Res. Public Health 2022, 19, 4320
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There are some study limitations that need to be addressed for the future direction of
this area. First, a slight difference in biomechanical variables may exist between treadmill
and overground running as this study was conducted on a treadmill. Second, the skill
level and experience of the runners were not controlled among different age groups, but
they may reflect different characteristics of running patterns. Finally, a longitudinal study
investigating the effect of aging on physical and biomechanical changes in running may
require in future research.
5. Conclusions
This study targeted males aged 20 to 80 who were regularly running, and it aimed to
determine the relationship among physical characteristics, running variables, and age. First,
the T-score of the males aged 40 to 80 who regularly ran was found to be in the normal scope.
The lower extremity maximum strength decreased in hips and knees among people in their
20s and decreased in the ankle joints among those in their 60s. Specifically, a considerable
decrease was found in males in their 70s in ankle joint plantar flexion. Second, the stride
length in the running characteristics fell as age increased. Stride showed a difference among
the groups, but stride frequency showed an increased trend as age increased. This is related
to stride frequency when older adults run. Third, it was observed that the knee joint range
of motion and ankle joint movement remarkably decreased in running biomechanics as age
increased. When synthesizing the results, the physical characteristics gradually decreased
as age increased, and the BMD and lower extremity strength of the males who regularly
ran was maintained and improved compared to non-runners. Running characteristics
improved if one regularly ran. Specifically, the ankle joint movements were remarkably
reduced due to aging, and impact absorption was further shown on the ankle joint as
age increased. As a result of examining physical characteristics and kinematic variables,
the burden on the ankle joint was more evident among males in their 60s due to their
weakening lower extremity joint strength. Therefore, proper running intensity and method
may be applicable to prevent running-related injuries in older runners by distributing
the impact and load among the lower extremity joints based on the findings. A further
biomechanics study, considering the changes in physical strength and motion by aging, may
suggest a more effective training method for elderly runners to maintain musculoskeletal
health and ensure injury prevention.
Author Contributions: Conceptualization, J.K. and S.-K.P.; methodology, J.K. and S.-K.P.; software,
J.K.; validation, J.K. and S.-K.P.; formal analysis, J.K. and S.-K.P.; investigation, J.K. and S.-K.P.;
resources, J.K. and S.-K.P.; data curation, J.K.; writing—original draft preparation, J.K. and S.-K.P.;
writing—review and editing, J.K. and S.-K.P.; visualization, J.K.; supervision, S.-K.P. All authors have
read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted according to the guidelines of the
Declaration of Helsinki and approved by the Institutional Review Board of Korea National Sport
University (approval number 20180611-046 and date of approval 25 June 2018).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
Int. J. Environ. Res. Public Health 2022, 19, 4320
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Appendix A
y
g
g
Declaration of Helsinki and approved by the Institutional Review Board of Korea National Sport
University (approval number 20180611-046 and date of approval 25 June 2018).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the
study.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
Appendix A
(a)
(b)
(c)
Int. J. Environ. Res. Public Health 2022, 19, x FOR PEER REVIEW
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(d)
(e)
(f)
(g)
(h)
(i)
Figure A1. Correlations between age and physical characteristics (BMD and peak muscle torque).
(a) Total BMD, (b) legs BMD, (c) T-scope, (d) hip extensor, (e) hip flexor, (f) knee flexor, (g) knee
extensor, (h) ankle dorsi flexor, (i) ankle plantar flexor. * p < 0.05 indicates significant correlations
between age and the variables.
(a)
(b)
Figure A2. Correlations between age and impact and running characteristics. (a) Stride time, (b)
stride distance. * p < 0.05 indicates significant correlations between age and the variables.
Figure A1. Correlations between age and physical characteristics (BMD and peak muscle torque).
(a) Total BMD, (b) legs BMD, (c) T-scope, (d) hip extensor, (e) hip flexor, (f) knee flexor, (g) knee
extensor, (h) ankle dorsi flexor, (i) ankle plantar flexor. * p < 0.05 indicates significant correlations
between age and the variables.
Int. J. Environ. Res. Public Health 2022, 19, x FOR PEER REVIEW
9 of 12
(d)
(e)
(f)
(g)
(h)
(i)
Figure A1. Correlations between age and physical characteristics (BMD and peak muscle torque).
(a) Total BMD, (b) legs BMD, (c) T-scope, (d) hip extensor, (e) hip flexor, (f) knee flexor, (g) knee
extensor, (h) ankle dorsi flexor, (i) ankle plantar flexor. * p < 0.05 indicates significant correlations
between age and the variables.
(a)
(b)
Figure A2. Correlations between age and impact and running characteristics. (a) Stride time, (b)
stride distance. * p < 0.05 indicates significant correlations between age and the variables.
Figure A2. Correlations between age and impact and running characteristics. (a) Stride time, (b) stride
distance. * p < 0.05 indicates significant correlations between age and the variables.
Int. J. Environ. Res. Public Health 2022, 19, 4320
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(a)
(b)
Figure A2. Correlations between age and impact and running characteristics. (a) Stride time, (b)
stride distance. * p < 0.05 indicates significant correlations between age and the variables.
(a)
(b)
(c)
Int. J. Environ. Res. Public Health 2022, 19, x FOR PEER REVIEW
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(d)
(e)
(f)
(g)
(h)
(i)
Figure A3. Correlations between age and lower extremity joint biomechanics upon running. (a) An-
kle ROM, (b) knee ROM, (c) hip ROM, (d) ankle moment, (e) knee moment, (f) hip moment, (g)
ankle power, (h) knee power, (i) hip power. * p < 0.05 indicates significant correlations between age
and the variables.
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| Differences in Physical Characteristics of the Lower Extremity and Running Biomechanics Between Different Age Groups. | 04-04-2022 | Kim, Jongbin,Park, Sang-Kyoon | eng |
PMC6650599 | 1
Scientific RepoRts | (2019) 9:10660 | https://doi.org/10.1038/s41598-019-47162-z
www.nature.com/scientificreports
Kinematic Profile of Visually
Impaired Football Players During
Specific Sports Actions
sara Finocchietti 1, Monica Gori1 & Anderson Souza Oliveira 2
Blind football, or Football 5-a-side, is a very popular sport amongst visually impaired individuals (VI)
worldwide. However, little is known regarding the movement patterns these players perform in sports
actions. Therefore, the aim of this study was to determine whether visually impaired players present
changes in their movement patterns in specific functional tasks compared with sighted amateur
football players. Six VI and eight sighted amateur football players performed two functional tasks: (1)
5 m shuttle test and (2) 60 s ball passing against a wall. The sighted players performed the tests while
fully sighted (SIG) as well as blindfolded (BFO). During both tasks, full-body kinematics was recorded
using an inertial motion capture system. The maximal center-of-mass speed and turning center-of-mass
speed were computed during the 5 m shuttle test. Foot resultant speed, bilateral arm speed, and trunk
flexion were measured during the 60 s ball passing test. The results showed that VI players achieved
lower maximal and turning speed compared to SIG players (p < 0.05), but BFO were slower than the VI
players. The VI players presented similar foot contact speed during passes when compared to SIG, but
they presented greater arm movement speed (p < 0.05) compared to both SIG and BFO. In addition,
VI players presented greater trunk flexion angles while passing when compared to both SIG and BFO
(p < 0.05). It is concluded that VI players present slower speed while running and turning, and they
adopt specific adaptations from arm movements and trunk flexion to perform passes.
Football is the most practiced and followed sport in the world, in which players need to efficiently and effec-
tively execute the skilled movement, applying cognitive, perceptual and motor skills in ever-changing gaming
contexts1. Blind football (officially called Football 5-a-side) is currently a Paralympic sport that is a variation
of futsal, designed for players who are visually impaired (VI)2. Players are assigned to one of three sport classes
based on their level of visual impairment3: (1) B1 - totally blind; from no light perception up to light perception
but inability to recognize the shape of a hand; (2) B2 - partially sighted; able to recognize the shape of a hand up
to a visual acuity of 2/60 or a visual field of less than 5 degrees; (3) B3 - partially sighted; visual acuity from 2/60
to 6/60 or visual field from 5 to 20 degrees. It is a five against five games in a field measuring 40 m × 20 m. In
blind football, the football contains ball bearings that rattle and make the ball’s location accessible for VI players
through auditory stimuli4. Players call out “yeah” and their names to make teammates aware of their presence. As
a result, spectators must remain silent whilst watching the game until a goal is scored. The goalkeeper is sighted
or partially sighted, to allow for the guidance of the other players who wear eyeshades to account for differences
in blindness severity3. Blind football is quite popular worldwide, having organized national leagues in France,
Brazil, and England.
The physical fitness of football athletes has been dramatically improved in the last decades, as players are able
to run faster and farther during the matches5. Some of these advances were achieved by the use of biomechanical
analysis that describes the player’s motion. Understanding movement patterns have been essential for coaches
and athletes, as it allows proposing changes to these patterns to improve performance6,7. Despite the considerable
popularity of blind football, there is limited information regarding movement patterns of VI players. It has been
shown that VI goalball and football athletes have similar self-selected walking speed, but lower static balance,
when compared to sighted individuals8. In addition, these authors showed that VI players presented a greater fear
of falling during sports practices. Therefore, evaluating movement patterns of VI football players in specific sports
actions can be valuable to describe their disability-related movement limitations. Subsequently, this information
1U-VIP: Unit for Visually Impaired People, Fondazione Istituto Italiano di Tecnologia, Genova, Italy. 2Department of
Materials and Production, Aalborg University, Aalborg, Denmark. Correspondence and requests for materials should
be addressed to A.S.O. (email: [email protected])
Received: 4 October 2018
Accepted: 4 July 2019
Published: xx xx xxxx
opeN
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can help in designing novel training methods to maximize the performance of blind football players and playing
experiences.
It is widely believed that blind individuals are better than sighted in the audio skills but this is not always
true and recent results show that in some cases they have big impairments in audio spatial skills9–11. During
football, the lack of visual input for blind players changes the way they perceive the ball’s location for a kick or a
pass, likely evoking greater participation from the auditory system and overall postural control through soma-
tosensory information to maintain postural control with no visual inputs12. Therefore, it is essential to assess the
movement patterns of VI players in the most natural conditions possible. Inertial motion capture systems (IMC)
have become highly popular in recent years, providing acceptable measurements of human kinematics in differ-
ent movement conditions13,14. Especially for sports activities, IMCs allows recordings of kinematic data in more
natural conditions, such as open spaces like football courts. This feature from IMCs is highly suitable to record
kinematic profiles of VI football players while they perform football movements.
To date, there are no studies investigating the movement patterns of blind players during game situations.
Therefore, the aim of this study was to determine whether visually impaired players present changes in their
movement patterns in specific functional tasks when compared to sighted amateur football players. It was hypoth-
esized that visually impaired players would run slower, take more time to perform turns and perform less correct
passes than sighted players. Moreover, visually impaired players will present distinct kinematic patterns when
compared to sighted players. In addition, we hypothesized that blindfolded players would be slower than visually
impaired players and assume changes in body posture to being able to perform simple passes. The results of this
study can contribute to increasing our understanding of the motor performance of VI individuals.
Methods
Participants.
Six male visually impaired (VI, 2 blind, age range: 25–38 years) and eight age-matched healthy
controls participated in the study. All participants were males and amateur players (age range: 26–40), practicing
football 1–2 times per week and participating at the National Italian Blind Football league. The vision loss of the
early blind had different etiology. One player was born blind whereas another lost his vision at the age of four,
as indicated in Table 1. The healthy controls were amateur players that practice both football and five-a-side
football 1–2 times per week. Both VI and sighted individuals have practiced football for at least 10 years. Written
informed consent was obtained from each subject prior to inclusion in the study. The study was conducted in
accordance with the Declaration of Helsinki and approved by the local ethics committee (ASL3 Genovese, Italy).
Experimental design.
In a single session, participants performed two functional tasks in a gymnasium
containing an official futsal court: 5 m shuttle and ball pass against a wall. The control group performed the tasks
at first without vision (blindfolded, BFO), and then with vision (SIG) so that the sighted blindfolded players could
not know in advance the football area. Kinematic data were acquired using an inertial motion capture system, and
the horizontal center-of-mass speed was extracted to describe the maximum speed and turning speed during the
shuttle test. The number of passes, foot, and arms speed while passing, as well as the trunk flexion angle at the T8/
T9 vertebrae level, were computed from the ball passing test.
Familiarization to blindfolded conditions.
Following the appropriate placement of the inertial motion
capture suit, all sighted participants were blindfolded and asked to familiarize to the environment (e.g., the
court and the general sounds from their surroundings). Initially, all participants walked and ran throughout the
court for approximately 10 minutes, familiarizing to the court limits and to moving without visual feedback, just
following the voice commands from one experimenter. In addition, blind football handling and passing were
introduced to the BFO participants. Each participant was familiarized to the sounds of the ball, and the timing
required to decode when the ball was approaching them, as well as trying to pass the ball back to the experi-
menter, being guided auditory clues. The familiarization to the blindfolded condition was considered successful
when the participant felt comfortable to perform running, passing and changing directions following auditory
clues. Additional time was allowed if a participant required more time to familiarize to restricted vision.
The 5 m shuttle and ball passing tests.
For the 5 m shuttle test (adapted from Boddington and
co-workers15), participants were asked to perform a 10 m shuttle test by running in a 5 m track marked on the
floor and back to the original position. The trial was considered successful if both feet have crossed the 5 m line
while turning. For VI players, one experimenter was positioned parallel to the 5 m line and whistled when the
participant was with the trunk over the 5 m line, which indicated that he could turn and run back. Moreover, this
auditory signal minimized the possibility of non-straight running after turning. A total of 5 successful trials were
recorded for each participant, and average across trials was computed for the maximum speed and turning speed
for further statistical analysis.
age
Etiology
Residual vision
Age of complete blindness
P1
38
Retinitis pigmentosa
None
20
P2
32
Retinitis pigmentosa
Light and shadows
25
P3
18
Leber amaurosis, nistagmus
1/20
/
P4
25
Retinitis pigmentosa
Lights and shadows
17
P5
48
Congenital Glaucoma
None
6
Table 1. Age and visual impairment characteristics of the visually impaired players participating in this study.
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Regarding ball passes against a wall, participants were asked to perform passes at the floor level against a
wall located 5 m in front of them. This wall was 10 m wide and the test started with the ball positioned at the
central position. A preliminary study on 11 healthy, young and sighted recreational football players has shown
a high intra-class correlation coefficient across three different test days (r = 0.995, see Supplementary Table 1).
Participants were instructed to perform as many passes as possible for 60 seconds while keeping an approximate
distance of 5 m from the wall. The test was conducted using an official blind football which contains rings embed-
ded, therefore VI and BFO participants could hear the location of the ball to perform the passes.
The inertial motion capture system.
An IMC (Xsens MVN Link, Xsens Technologies BV, Enschede, The
Netherlands) and its respective software (Xsens MVN Studio version 4.2.4, Enschede, The Netherlands) were
used to record full-body kinematics at a sampling rate of 240 Hz. The IMC consisted of 17 inertial measurement
unit modules (25 × 35 × 8 mm, 30 g) mounted on a tight-fitting Lycra suit containing pre-defined locations for
sensor placement. The IMUs were placed bilaterally in the following locations: shoulder, arm, forearm, hand,
thigh, shank, and foot. In addition, IMUs were placed on the head (using a headband), on the chest and on the
sacrum. The manufacturer’s sensor calibration procedure was followed by asking participants to assume different
body poses such as N-pose (quiet standing with arms alongside the body) and T-pose (quiet standing with arms
abducted 90° and horizontally aligned in the frontal plane). This calibration procedure assured the different IMUs
were correctly representing the body’s segments in the three-dimensional space16. The manufacturer’s recommen-
dations to avoid sources of electromagnetic fields were followed to assure the quality of the acquired data.
Data processing.
The orientation of each inertial measurement units was obtained by fusing accelerometer,
gyroscope and magnetometer signals using an extended Kalman filter embedded in the IMC recording soft-
ware17. The IMC software computed the three-dimensional position vectors for all sensors. The software subse-
quently computed automatically the center-of-mass position from each body segment, as well as the full-body
center-of-mass (COM) from these position vectors. Moreover, the IMC software partitioned the trunk kinematic
data into four different segments (L3, L5, T8, and T12 vertebrae), and generated joint angles for upper and lower
limbs, as well as for trunk spinal joints.
In this study, we focused on the displacement of the full-body COM, kicking foot as well as the ipsilateral and
contralateral arms. In addition, we investigated trunk kinematics during ball passes through the flexion angle for
the lumbar (L1/T12), thoracic (T9/T8) and cervical trunk levels (T1/C7). All data from position vectors and joint
angles were low-pass filtered (6 Hz, second-order Butterworth zero-phase). The COM, foot and arm segments
position vectors were derived to generate velocity vectors. The resultant trunk speed was subsequently defined as:
=
+
+
S i
x i
y i
z i
( )
( )
( )
( )
2
2
2
where for each time frame (i), S was the resultant speed from the velocity vectors in the anterior-posterior (x),
medial-lateral (y) and vertical directions (z). Data were analyzed using custom scripts programmed in MATLAB®
(R2015b, Mathworks Inc., Natick, MA USA).
Data analysis – 5-m shuttle test.
From the kinematic data, the shuttle period was defined from the period
where the COM resultant speed was greater than 0.25 m/s. The number of strides for the dominant leg was defined
from the dominant foot displacement in the shuttle running direction. The maximum speed was defined as the
maximum resultant speed achieved throughout the test (Fig. 1A). In addition, we defined the turning period from
−500 to 500 ms around the instant where the COM position was the farthest from the origin in the shuttle running
direction. The average COM resultant speed during this turning period was defined as the COM turning speed.
Data analysis – ball passes.
The instants of foot contact to the ball were defined as the peak horizontal foot
acceleration throughout the 60-second recordings (Fig. 1B), followed by visual inspection of the time indexes
using the graphical representation of the participant’s task in the recording software. The resultant foot speed
at the moment of contact was found using the time indexes. The resultant trunk speed was defined from 0 to
1000 ms around foot contact to the ball. In addition, the resultant speed of the ipsilateral and contralateral arms
was defined from −250 to 250 ms around foot contact to the ball. Finally, the trunk flexion angle data from L1/
T12, T9/T8, and T1/C7 were averaged within −250 to 250 ms around foot contact to the ball, to describe the
trunk flexion during the passes.
Statistical analysis.
The Statistical Package for the Social Sciences (IBM SPSS Inc. Version 23.0, Chicago, IL,
USA) was used for statistical analysis. The normality of the dependent variables (resultant speed and joint angles)
was assessed using Shapiro-Wilk tests, where both variables demonstrated normal distribution (p > 0.05). The
differences across the three different groups (VI vs BFO vs SIG) for each variable were assessed using ANOVA
1-way, followed by Bonferroni post-hoc tests when necessary. The significance level was set at <0.05. partial
eta-squared values are reported (ŋp2).
Results
The 5-m shuttle test.
The SIG group was significantly faster and performed fewer stride cycles during the
shuttle test in comparison to VI and BFO (p = 0.00001, ŋp2 = 0.67, Fig. 2A,B), whereas VI was faster and per-
formed fewer strides than BFO (p = 0.00005, ŋp2 = 0.67). The maximum speed (Fig. 2C) and the turning speed
(Fig. 2D) were comparable between VI and BFO, while SIG ran at the highest speed, and at the fastest turning
speed (p = 0.0002, ŋp2 = 0.63).
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Ball passes test.
The SIG group performed the greatest number of passes (55 ± 7 passes) when compared
to BFO and VI (7 ± 1 and 17 ± 7 passes respectively, p = 0.00001, ŋp2 = 0.94). The BFO group presented the
fastest speed during foot contact to the ball (p = 0.035, ŋp2 = 0.29), whereas VI and SIG were similar (Fig. 3A).
Regarding whole-body movements, the VI group demonstrated the faster COM speed after passing (Fig. 3B,
p = 0.01, ŋp2 = 0.23), as well as the fastest ipsilateral (Fig. 3C, p = 0.012, ŋp2 = 0.30) and contralateral arm speed
(Fig. 3D, p = 0.036, ŋp2 = 0.12).
Trunk kinematics during passes.
The trunk flexion angle at the lumbar (L1/T12, Fig. 4A) and thoracic
levels (Fig. 4B) were significantly greater for VI in comparison to both BFO and SIG (p = 0.045, ŋp2 = 0.31). No
significant changes were found for the trunk flexion angle at the cervical level (Fig. 4C).
Discussion
Here we tested for the first time the differences in movement patterns of VI players compared to sighted players
with and without visual feedback. The main results from the kinematic analysis were that VI players reach slightly
slower maximum speed and turning speed compared to sighted players in the shuttle test while performing a
greater number of strides to cover the same distance. However, the BFO group was the slowest and presented a
substantial increase in the number of strides to complete the task. Regarding ball passes, VI players hit the ball
with similar speed compared to the SIG group, but they increase arms movement speed during passes. Moreover,
VI players present greater COM speed, concomitant to increased trunk flexion, after passing. Increased trunk
flexion after passing was also found for the BFO group, which seems an immediate adaptation to the lack of visual
contribution to performing such a movement pattern. The results from this study can substantially contribute to
increasing the understanding of the biomechanical demands of sports performance in blind athletes, potentially
assisting coaches and product developers to adapt training procedures and equipment.
Maximal and turning speed during 5-m shuttle run test.
In walking, individuals with a visual impair-
ment show adaptation strategies towards a more cautious pattern, as they seem to depend more on tactile feed-
back information from the foot’s plantar surface18. In is also known that congenitally blind children tend to
take shorter strides, walke slower, and spend more time in the support phase of the gait than sighted children19.
However, results on adults are unclear, as visually impaired adults manage to maintain a similar20 or inferior21, or
superior22 walking speed than sighted blindfolded adults. Some controversies in the literature may be related to
different experimental protocols, as the work of Gori and co-workers involved two-dimensional shape reproduc-
tion following a moving sound. Our results regarding maximum and turning speed during running suggested that
Figure 1. Illustration of the center of mass (CoM) resultant speed during the 5-m shuttle run test (A, Top panel)
used to compute average and maximal running speed, as well as turning speed (defined during the gray shaded
area). In (B) (bottom panel) the use of anterior-posterior (AP) foot sensor acceleration and AP foot speed to
define peak AP foot speed and subsequent foot acceleration.
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VI players ran approximately 30% slower when compared to SIG. However, the BFO group presented the lowest
maximum and turning speed across groups, due to the lack of long-term adaptations to running blindfolded.
Blindfolded football players presented a shorter stride length, which consequently reduces running speed.
Furthermore, arm movements may be a key contributor to postural maintenance during ambulation of VI indi-
viduals. In fact, it has been shown that young VI individuals run slower than sighted individuals19. These VI
individuals ran using shorter stride length and lower range of motion of the hip joint when compared to sighted
individuals. They also kept stride contact longer and were airborne for a shorter time than the other peers23.
Blindfolded sighted people may present even greater motor adaptations in their gait patterns, as walking without
visual feedback information is a novel situation. This observation points towards an important role for multisen-
sory integration during development, whereby the other sensory modalities are able to, at least partially, take over
the role of visual information in the control of walking.
Ball passing performance and postural adjustments.
As expected, SIG performed a greater number
of passes against a wall compared to VI players, but sighted participants performed BFO had a reduction of
86 ± 2% in their passing performance, performing less than 50% of what VI players could achieve. Foot speed
during penalty kicking can range from 13 to 21 m.s−1 in youth players7, but no literature has been found describ-
ing foot speed during ball passing, in which our participants presented foot speed ranging from 4 to 8 m/s−1.
Moreover, the BFO group presented greater foot speed while contacting the ball, which may indicate a lack of
proper control to perform the passes compared to SIG and VI. Regarding posture, VI players presented greater
arm movement speed to perform the passes. Previous studies have shown that arm movements are important to
maintain and optimize postural control and reduce risks of falls24 which may be an additional strategy to improve
balance control under restricted vision conditions.
The VI presented greater trunk flexion at L1/T12 and T9/T8 spine segments when compared to sighted indi-
viduals while performing passes. Vision is confined to frontal space, and mostly at head level in humans and most
animals25,26. In the lower space actions are mediated by foot, and during ambulation, audio and motor feedback
are linked. The representation of auditory frontal space around the chest is more accurate than the auditory fron-
tal representation around the foot27. Therefore, forward leaning of the trunk seems to be a strategy related to max-
imizing the quality of auditory inputs to guide postural control during passing/receiving the ball. Interestingly,
there was also a trend for BFO individuals to lean the trunk forward during passes. There were no instructions on
how sighted participants should behave while blindfolded, therefore this postural adaptation seems an immediate
strategy from the CNS to cope with the lack of visual inputs when spatial orientation is needed. Our data provide
Figure 2. Mean (SD) of total time (A), number of strides (B), maximum speed (C) and turning speed (D)
during the 5-m shuttle run test for visually impaired individuals (VI), sighted blindfolded (BFO) and sighted
individuals (SIG). *Denotes significant differences in relation to SIG (p < 0.05); †denotes a significant difference
in relation to VI (p < 0.05).
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the first insights on the performance of VI players and can contribute to assisting coaches and product developers
to adapt training procedures and equipment.
Limitations.
The limitations to the present study are (1) the limited number of football players. In Italy this
kind of football is still at an amatorial stage, played mainly in spare time. This makes difficult to organize exper-
imental settings with larger patient populations. As a consequence, the low number of participants limits the
generalization of the findings; (2) Sighted participants were blindfolded and received a familiarization period in
such condition. Therefore, a learning effect might have occurred during the BFO condition. This learning effect
may be beneficial for the study design, as sighted players had to accommodate their sensory strategies to the novel
vision-restricted condition. Furthermore, some of the results, such as the BFO forward trunk leaning during
passes, indicated that BFO performance was changed towards the VI performance. This result is an indication
that VI players may present the most effective adaptations to perform such motor tasks (3) The use of inertial
motion capture for describing trunk flexion/extension may present limitations. There is an acceptable accuracy
Figure 3. Mean(SD) kicking foot speed at the instant of contact to the ball (A), the center of mass (COM) speed
1 second after passing (B), ipsilateral (C) and contralateral (D) arm speed from −250 to 250 ms around passing.
Data for each subject were averaged across all passes performed for 1 minute for visually impaired individuals
(VI), sighted blindfolded (BFO) and sighted individuals (SIG). *Denotes significant differences in relation to
BFO and SIG (p < 0.05); †denotes a significant difference in relation to VI and SIG (p < 0.05).
Figure 4. Mean(SD) flexion angle at the L1/T12 level (A), T8/T9 level (B) and T1/C7 level (C). Data for each
subject were averaged across all passes performed for 1 minute for visually impaired individuals (VI), sighted
blindfolded (BFO) and sighted individuals (SIG). *Denotes significant differences in relation to BFO and SIG
(p < 0.05).
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of inertial motion capture systems to estimate trunk flexion/extension angles28, but results must be considered
protocol specific. Finally, the lack of validation tests for the ball passes on visually impaired players is a limitation.
Therefore, the results of this test must be interpreted with caution.
In summary, we found that visually impaired players presented slower running and turning speed when com-
pared to sighted players, but sighted blindfolded participants were slower than the visually impaired players.
The visually impaired players hit the ball with similar speed compared to the SIG group, but they increase arms
movement speed during passes, likely to maximize postural stability. Moreover, visually impaired players present
greater center-of-mass speed, concomitant to increased trunk flexion at lumbar and thoracic levels, after passing.
Such change in trunk position was also found in the blindfolded group, suggesting that leaning forward may be
an immediate adaptation to the lack of visual contribution when targeting an object traveling in the opposite
direction.
Practical applications.
These results can have some practical application. The first one is to provide to blind
football players some indexes about how their football activity is performed compared to sighted players. This
might be important for football trainers who are usually sighted to train the sport activity to reach these indexes.
On the other hand, it can be also used to try to correct the motor behaviors that differ between sighted and blind
players to verify if a more sighted like performance can optimize the results of the game. Starting from these
results it would also possible to develop an application for football trainers and also for self-evaluation to quantify
and train motor abilities of blind football players to reach optimal performances.
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Acknowledgements
The author’s thanks to the Liguria Calcio non vedenti and the VI players for the support and availability in
performing the study.
Author Contributions
A.S.O., S.F. and M.G. conceived and designed the experiments. A.S.O. and S.F. performed the experiments A.S.O.,
S.F. and M.G. analyzed and interpreted the data A.S.O., S.F. drafted the manuscript All authors reviewed and
approved the manuscript.
Additional Information
Supplementary information accompanies this paper at https://doi.org/10.1038/s41598-019-47162-z.
Competing Interests: The authors declare no competing interests.
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| Kinematic Profile of Visually Impaired Football Players During Specific Sports Actions. | 07-23-2019 | Finocchietti, Sara,Gori, Monica,Souza Oliveira, Anderson | eng |
PMC3024328 | Regulation of Pacing Strategy during Athletic
Competition
Jos J. de Koning1,2*, Carl Foster1,2, Arjan Bakkum1, Sil Kloppenburg1, Christian Thiel3, Trent Joseph2,
Jacob Cohen2, John P. Porcari2
1 Faculty of Human Movement Sciences, Research Institute MOVE, VU University Amsterdam, Amsterdam, The Netherlands, 2 Department of Exercise and Sport Science,
University of Wisconsin La Crosse, La Crosse, Wisconsin, United States of America, 3 Department of Sportmedicine, Goethe-Universita¨t, Frankfurt, Germany
Abstract
Background: Athletic competition has been a source of interest to the scientific community for many years, as a surrogate
of the limits of human ambulatory ability. One of the remarkable things about athletic competition is the observation that
some athletes suddenly reduce their pace in the mid-portion of the race and drop back from their competitors.
Alternatively, other athletes will perform great accelerations in mid-race (surges) or during the closing stages of the race (the
endspurt). This observation fits well with recent evidence that muscular power output is regulated in an anticipatory way,
designed to prevent unreasonably large homeostatic disturbances.
Principal Findings: Here we demonstrate that a simple index, the product of the momentary Rating of Perceived Exertion
(RPE) and the fraction of race distance remaining, the Hazard Score, defines the likelihood that athletes will change their
velocity during simulated competitions; and may effectively represent the language used to allow anticipatory regulation of
muscle power output.
Conclusions: These data support the concept that the muscular power output during high intensity exercise performance is
actively regulated in an anticipatory manner that accounts for both the momentary sensations the athlete is experiencing as
well as the relative amount of a competition to be completed.
Citation: de Koning JJ, Foster C, Bakkum A, Kloppenburg S, Thiel C, et al. (2011) Regulation of Pacing Strategy during Athletic Competition. PLoS ONE 6(1):
e15863. doi:10.1371/journal.pone.0015863
Editor: Alejandro Lucia, Universidad Europea de Madrid, Spain
Received August 19, 2010; Accepted November 25, 2010; Published January 20, 2011
Copyright: 2011 de Koning et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: These authors have no support or funding to report.
Competing Interests: The authors have declared that no competing interests exist.
* E-mail: [email protected]
Introduction
The observation of changes in the pattern of velocity during
competition has led to interest in pacing strategy during athletic
competitions [1–6]. There have been at least three basic types of
pacing strategies identified (positive, negative and even pacing
strategy), which depend on the duration of the event and the
consequences of slowing with a loss in power output [2,7–9]. There
is some agreement that pacing strategy is organized in an
anticipatory way designed not only to optimize performance but
also to prevent unreasonably large homeostatic disturbances during
the exercise bout [5,6]. There is also some agreement that different
elements of the physiologic response to exercise are involved in
regulating pacing strategy. Just as the driver of a race car might
monitor different gauges during a race, and pay more attention to
one gauge during a short race and another during a longer race; it
appears that intramuscular substrate/metabolite changes [1,10–11]
are more likely to be determining of changes in muscular power
output during shorter (1–30 min) competitions, with body core (or
brain) temperature being more central during mid-duration (20–
120 min) events [12–17], and the availability of carbohydrate as an
oxidizable substrate being critical in longer (.90 min) events [18–
19]. While the effect of these different physiological regulators
doubtless overlaps, their net input appears to be integrated by the
conscious brain using the Rating of Perceived Exertion (RPE) [20–
23]. In a recently proposed model, Tucker (6) suggested that
changes in the homeostatic status, reflected by the momentary RPE,
allows alteration of pacing strategy (power output) in both an
anticipatory and responsive manner based on pre-exercise expec-
tations and peripheral feedback from different physiological sensors.
It has been shown that RPE increases in an approximately
linear manner as a function of the proportion of an event
completed [24–28], and has scalar characteristics when plotted
against percentage of the exercise task completed (time or
distance).
Together
these
data
suggest
that
the
athlete
is
continuously comparing how they feel at any moment in a
competition with how they expected to feel at that moment. If
their RPE is larger than expected for that point in the event, then
power output (e.g. running speed) will decrease, even if it means
giving up on the competition. If RPE is less than expected, then
power output will increase. The process of controlling muscular
power output via RPE apparently occurs continuously throughout
an exercise bout and almost certainly takes into account the
amount of distance remaining to be covered, as well as the
momentary value of RPE [6,23]. If an athlete approaches critical
levels of homeostatic disturbance (which can vary depending on
the length of a race; e.g. pH disturbances in a race of 2 min
duration, temperature increases in a race of 90 min duration, or
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limited availability of carbohydrate as an oxidizable substrate in a
race of 180 min duration) before nearing the end-point of a
competition, a progressive reduction in power output may take
place [8]. This protective mechanism is apparently quite effective
as it is very unusual to see an athlete continue until muscle
contractions entirely fail or to run to hyperthermic collapse.
Indeed,
perhaps
the
only
time
the
regulatory
mechanism
completely fails is in pathological conditions such as those typified
by neuromuscular diseases (e.g. myasthenia gravis, McArdle
disease), musculoskeletal disease (acute muscle or tendon ruptures),
cardiovascular disease (e.g. ventricular arrhythmia, myocardial
infarction triggered by exertion, exertion related congestive heart
failure, peripheral vascular disease) or respiratory disease (exer-
tional
bronchospasm).
Likewise,
as
the
distance
remaining
becomes sufficiently small, the athlete may choose to use their
remaining energetic reserves in an endspurt, regardless of the level
of homeostatic disturbance. Effectively the exerciser must compute
the hazard (e.g. danger of a competitively decisive competitive
collapse or health related collapse) if a certain pace is maintained
during the early or mid-portion part of an event versus the ability
to achieve their competitive goal.
On a conceptual level it can be hypothesized that an athlete
performing an event in a fast start manner compared to an even
paced race will have higher RPE values throughout the entire race
(Figure 1 A, E). The higher RPE will be the result of the sub-conscious
detection of, for instance, a higher heart rate [29], a faster depletion of
glycogen stores [30] and/or an earlier rise in core temperature [17]
(Figure 1B-D). The higher RPE in the fast start event will result in a
higher ‘hazard of catastrophic collapse’, compared to the ‘even’ or
‘normal’ paced trial. This ‘hazard’ could be seen as something that
could be dangerous for the physiological system. However, the
‘hazard’ must also be understood from the perspective of the amount
of the event remaining. Accordingly we conceptualized a measure for
the ‘hazard’ as the product of the momentary RPE with the fraction
of the remaining distance; the ‘Hazard Score’ (Figure 1F). Our
hypothesis is that the value of the Hazard Score is associated with the
ability to accelerate during the race or to the need to reduce the speed
to values at which the homeostatic disturbances stay within
acceptable limits (Figure 1G). We sought to determine whether
simple integration of the momentary RPE by the percentage of
distance remaining (e.g. Hazard Score) could adequately explain
within event variations in velocity by competitive athletes.
Figure 1. Relation between the Hazard Score and the change in pace. Schematic pace (A), heart rate (HRmax%) (B), muscle glycogen store
(C), core temperature (D), Rating of Perceived Exertion (RPE) (E) and Hazard Score (F) as a function of percent distance completed of a hypothetical
athlete performing a race with a fast start strategy and with an even strategy and the resulting relation between the Hazard Score and the change in
pace during the race (G).
doi:10.1371/journal.pone.0015863.g001
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Methods
To accomplish this, we integrated the velocity and RPE data of
9 separate experiments, in which either cyclists or runners
completed competitive simulations in the laboratory, in events
that required from 4 to 60 minutes. The individual studies were
approved by the Institutional Review Board for the Protection of
Human Subjects of the University of Wisconsin-La Crosse, and
each
subject
provided
written
informed
consent
prior
to
participation. Some of the original data have previously been
published [24] but are analyzed with a different purpose here, and
some represent previously unpublished data. All of the individual
exercise studies involved closed loop time trials, with the subjects
instructed to finish the complete test in the smallest possible time.
Some of the studies were performed on a racing cycle with
computerized
measurement
of
power
output,
velocity
and
distance. Others were performed on a motor driven treadmill.
During these competitive simulations, all of the subjects were well-
trained sub-elite athletes who were task habituated to the test
event. In some of the events, the subjects were free to self pace
their effort, with the intent of minimizing the time to complete the
event. In others we imposed, for experimental reasons, either a
starting strategy that was more aggressive than normally chosen by
the athlete or which included a mid-race increase in pace, or
environmental challenges. In all studies, the Rating of Perceived
Exertion was measured using the Category Ratio version of the
RPE scale [31]. We integrated the mean value for each series of
experiments (10–12 subjects in each series) with reference to
predicting changes in velocity during the event in terms of the
‘Hazard Score’, calculated as the product of the momentary RPE
and the fraction of the event remaining at the same point. As a
general principle, measures of RPE were obtained at approxi-
mately 10% of full distance increments during each competitive
simulation.
Results
Serial changes in velocity, RPE and the computed Hazard
Score in all nine experiments are presented in Figure 2. The
growth of RPE in relation to the proportional distance matched
previous observations [6,24,26,28]. The value for the Hazard
Score reached peak values usually during the first half of each
event, with the exception of experiments during which mid-race
surges were performed. Since the computation of the Hazard
Score necessarily includes a zero value for percent of distance
remaining at the end of the race, the score necessarily decreases to
zero at the conclusion of the event.
When changes in velocity within each event were analyzed in
terms of the Hazard Score, there was, as hypothesized, a regular
relationship, with low values of the Hazard Score being associated
with increases in running or cycling velocity (a positive value for
change
in
pace),
and
high
values
being
associated
with
decelerations (a negative value for change in pace) (Figure 3).
There was a significant likelihood that the change in velocity
would be positive (acceleration) when the Hazard Score was less
than 1.5, negative when the Hazard Score was greater than 3 and
unchanged when the Hazard Score was between 1–3.
Discussion
In this analysis, we have demonstrated that the tendency of
athletes to change pace during competitive simulations is related
both to how they feel momentarily (RPE) and to how much of the
event remains. The calculation of a simple index combining these
two predictors (the Hazard Score), which represents the hazard of
Figure 2. Velolcity, RPE and the Hazard Score. Changes in velocity
(A), Rate of Perceived Exertion (RPE) (B) and the Hazard Score (C) in 9
competitive simulations in running or cycling events that required from
4 to 60 minutes.
doi:10.1371/journal.pone.0015863.g002
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a competitively catastrophic collapse faced by the athlete, allows a
remarkably accurate prediction of subsequent behavior. Although
athletes rarely completely collapse during competition, there are
enough examples (e.g. the collapse of Englishman Jim Peters
during the Commonwealth Games marathon in 1954) to support
the concept that there is a ‘limit’ to which humans can push
themselves which can cause catastrophic collapse even in a highly
trained athlete. Although this type of analysis should be tested
during actual competition, the clarity of results presented here
suggests a very simple explanation of how the decision making
process regarding distribution of effort during competition (e.g.
very heavy exercise) is made.
Until experimental tests of this hypothesis can be made, it may
be instructive to evaluate data from high level competitions to
Figure 3. The acceleration/deceleration of athletes as function of the Hazard score.
doi:10.1371/journal.pone.0015863.g003
Figure 4. Velocity of the winner (bold) and the runners successively 5 places further back (e.g., 5th, 10th, 15th) from the Beijing
Olympic men’s 10 km race.
doi:10.1371/journal.pone.0015863.g004
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provide a real-world test of this concept. In Figure 4 we present
publicly available (www.iaaf.org) data from the Beijing Olympic
men’s 10 km race, with the running velocity of the winner plotted
(bold) and runners successively 5 places further back noted. First, it
is evident that the overall pace slowed prior to 2 km (when we
would have predicted high hazard scores to emerge). Second, it is
evident that many of the runners dropped off the pace (e.g. ran
slower than the eventual winner) at approximately the mid-point
of the event and just at the moment the eventual winner began a
series of accelerations (e.g. increasing RPE and thus the hazard
score). Third, it is evident that during the endspurt, a period of low
hazard score because of the small distance remaining, the winner
simply ran faster than the remaining competitors. From this, it
appears that runners who drop off in the middle portions of the
race must have been confronted with an unacceptably large
hazard score (e.g homeostatic disturbance) and, faced with the
choice of slowing their pace or not finishing, chose to reduce their
pace. Similarly, the actions of the eventual winner beginning at
approximately mid race, at a time when the hazard score might be
expected to be declining, was to increase velocity, which would
have increased the hazard score of his competitors to the point
where they dropped out of contention for winning the race. A
limitation of the Olympic 10 km data is that we have no RPE or
physiological variables of the athletes during their race. However,
a typical example of a subject running multiple 10 km races on a
treadmill in the laboratory illustrates the line of our reasoning
(Figure 5). To mimic a real race the subject was forced to run at a
set velocity for the first 4 km, as if he was running ’in the pack’.
After 4 km he was free to vary his pace. Velocity, RPE and blood
lactate concentration were measured and consequently the
Hazard Score was computed. During his run on a ‘bad day’
(broken line), compared with a better performance (solid line), the
RPE and lactate were running high early in the race as was the
Hazard Score. The predictor of the slowdown at 4 km is the high
Hazard Score in the 3–4 km interval, which reflects larger
homeostatic disturbances.
The results of this study, in which the likelihood of changing
velocity during a competitive simulation are related to a simple
index of the momentary RPE and the percentage of the event
remaining suggest the fundamental strategy by which athletes
regulate their effort during competition. This suggests the
possibility of correlative studies where the magnitude of homeo-
static disturbances that contribute to the RPE can be understood
as they change during the course of the race.
Author Contributions
Conceived and designed the experiments: JJdK CF. Performed the
experiments: JJdK CF AB SK CT TJ JC JPP. Analyzed the data: JJdK CF
AB SK CT TJ JC JPP. Wrote the paper: JJdK CF AB SK.
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Regulation of Pacing Strategy
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| Regulation of pacing strategy during athletic competition. | 01-20-2011 | de Koning, Jos J,Foster, Carl,Bakkum, Arjan,Kloppenburg, Sil,Thiel, Christian,Joseph, Trent,Cohen, Jacob,Porcari, John P | eng |
PMC8787207 | 161
Journal of Epidemiology
Vol. 14, No. 5 September 2004
Anthropometric, Lifestyle and Biomarker Assessment of J apanese
Non-professional Ultra-marathon Runners
BACKGROUND: Anthropometric characteristics, lifestyle, and baseline biological markers of J apanese
non-professional ultra-marathon runners have not been fully assessed.
METHODS: We evaluated anthropometric characteristics, lifestyle, and baseline biological markers of
180 J apanese amateur ultra-marathon runners (144 males [mean age: 50.5± 9.4 (standard deviation)
years] and 36 females [48.9± 6.9]), and compared them with those of participants in a community
heath check-up program and with the figures in the literature. We furthermore evaluated baseline blood
indices according to monthly running distance with analysis of variance adjusted for age, body mass
index, smoking and alcohol drinking habits.
RESULTS: The ultra-marathon runners demonstrated more favorable values for body mass index and
bone density, and the proportion of smoking, and undertaking physical activity (for both sexes), eating
breakfast (for males), and having daily bowel movements (for females), while greater proportion of alco-
hol drinking habit (for both sexes), than the comparison group. Average monthly running distances and
standard deviations (km) were 257.2± 128.9 for males and 209.0± 86.2 for females. Male runners pos-
sessed beneficial markers, including lowered triglyceride and elevated high-density lipoprotein choles-
terol, and their values showed hockey-stick (or inverse hockey-stick) patterns depending on their
monthly running distance. Some subjects running more than 300 km/month exhibited signs of an over-
reaching/training syndrome, including somewhat lowered hemoglobin, ferritin and white blood cell
count, and elevated creatine kinase and lactate dehydrogenase.
CONCLUSIONS: Together with a desirable lifestyle, J apanese non-professional ultra-marathon runners
with vigorous exercise habit demonstrated a preferable health status according to biological indices.
J Epidemiol 2004;14:161-167.
Key words: biomarker measures, health indices, lifestyle-related diseases, physical activity, non-profes-
sional ultra-marathon runners.
Received April 5, 2004, and accepted August 6, 2004.
This study was supported, in part, by a Grant-in-Aid from the Japan Society for the Promotion of Science under the auspices of
the Ministry of Education, Culture, Science, Sports, and Technology, Japan. Biochemical analyses, in part, were conducted
according to the Postal Check by the Public Health Research Foundation and SRL Shizuoka, Inc.
1 Department of Health Promotion and Preventive Medicine, Nagoya City University Graduate School of Medical Sciences.
2 Division of Cancer Epidemiology and Prevention, Aichi Cancer Center Research Institute.
3 Kitasato University of Medical Technology.
4 Kasugai City Health Care Center.
5 Aichi Bunkyo Women’s College.
6 Department of Preventive Nutraceutical Sciences, Nagoya City University Graduate School of Pharmaceutical Sciences.
7 Yokohama Rehabilitation Center.
8 Nagoya Bunri University.
9 Department of Bone and Orthopaedics, Nagoya City University Graduate School of Medical Sciences.
10 Institute of Industrial Ecological Sciences, University of Occupational and Environmental Health.
11 Department of Health Science, Faculty of Psychological and Physical Sciences, Aichi Gakuin University.
Address for correspondence: Shinkan Tokudome, Department of Health Promotion and Preventive Medicine, Nagoya City
University Graduate School of Medical Sciences, Mizuho-ku, Nagoya 467-8601, Japan.
Shinkan Tokudome,1 Kiyonori Kuriki,2 Norihiro Yamada,3 Hiromitsu Ichikawa,1 Machiko Miyata,1
Kiyoshi Shibata,4 Hideki Hoshino,5 Shinji Tsuge,6 Mizuho Tokudome,7 Chiho Goto,8 Yuko Tokudome,8
Masaaki Kobayashi,9 Hideyuki Goto,9 Sadao Suzuki,1 Yoshihiro Okamoto,1 Masato Ikeda,10 and
Yuzo Sato.11
Original A rticle
morphisms, including human 8-oxoguanine DNA glycosylase 1
(h-OGG1), aldehyde dehydrogenase 2 (ALDH2), peroxisome pro-
liferators-activated receptor gamma (PPARγ ), leptin, angiotensin
converting enzyme (ACE), β -adrenergic receptor, and CD36
genes. The protocol was approved by the institutional review
board of the Nagoya City University Graduate School of Medical
Sciences and by the chairman and organizing committee of the
race.
We administered our questionnaire to 202 runners by mail and
obtained information on anthropometric characteristics and
lifestyle, including sex, age (date of birth), height, and dietary,
smoking and alcohol drinking habits. We checked unfilled items
on the race day along with securing information on smoking,
alcohol drinking and supplements taken during the race.
For external comparison, the values of anthropometric charac-
teristics and lifestyle of the participants in a community health
check-up program in 2002, except for calcaneal bone density,
body temperature, and resting pulse rate, were utilized. We
received written informed consent from these participants, and the
protocol was approved by the institutional review board of the
Nagoya City University Graduate School of Medical Sciences.
For calcaneal bone density, body temperature, and resting pulse
rate, we used the figures reported in the literature for compari-
son.24-26
Energy intake was assessed by the short food frequency ques-
tionnaire (FFQ).27 A regression equation was applied, adopting
intake frequency of foods/food groups, average portion size and
nutrient concentrations/100 g of foods28 as independent variables
and energy intake as a dependent variable. Anthropometric mea-
surements and sampling of blood, urine and saliva were per-
formed at the pre- (baseline), mid-, and post-race stages. We mea-
sured body weight, body temperature at the tympanum (Nipro 43-
130, Morishita Jintan, K.K.) and blood lactate (Lactate Pro, LT-
1710, Kyoto Daiichi Kagaku Co., Ltd.). Calcaneal bone density
(Speed of Sound) (Stiffness [%]) was gauged ultrasonographical-
ly once on three measurement occasions (A-1000 Express, GE
LUNAR).
We analyzed urine for protein, glucose, occult blood, urobilin,
urobilinogen, and pH at the site (Urisys 2400, Sysmex K.K.).
Baseline serum parameters, including total protein, blood urea
nitrogen (BUN), uric acid, aspartate aminotransferase (AST), ala-
nine aminotransferase (ALT), gamma-glutamyltransferase (GTT),
lactate dehydrogenase (LDH), creatine kinase (CK), creatinine,
total cholesterol, high-density lipoprotein cholesterol (HDL-C),
total bilirubin, triglyceride, free fatty acid (Hitachi 7600, Hitachi
K.K.), myoglobin (radioimmunoassay), lipid peroxide (enzyme
method), white blood cells (WBCs), red blood cells (RBCs),
hemoglobin (Hb), hematocrit, mean corpuscular volume, mean
corpuscular hemoglobin, mean corpuscular hemoglobin concen-
tration, platelets (XE2100, Sysmex K.K.), ferritin (chemical
immunoluminiscence), HbA1c (HPLC analysis), and serum elec-
trolytes, including sodium (Na), potassium (K), and chlorine (Cl)
(Hitachi 7600, Hitachi K.K.), were assayed.29 Resting pulse in bed
Lifestyle and Biomarkers of Ultra-marathon Runners
There are advantages and disadvantages to physical activity, exer-
cise, and sports. Advantages include elevated bowel motility,1,2
modification of lipid metabolism and amelioration of insulin
resistance and glucose intolerance,3-5 improvement of cardiovas-
cular parameters, and prevention of obesity.6,7 Decreased serum
concentrations of arachidonic acid and prostaglandin E2, reduced
generation of radical oxygen species,8-15 enhancing oxygen radi-
cals absorbance capacity and immune surveillance,16-19 including
an increased natural killer cell activity, and diminishing cancer
risk1,2,20 may all be achieved. Thus, appropriate physical activity in
the long-term may decrease mortality from lifestyle-related dis-
eases, prolong active life expectancy, alleviate mental stress, sup-
port mental health and self-efficacy, and finally, enhance quality
of life.6,7,21-23
On the other hand, disadvantages include damage in the
hematopoietic system, skeletal or muscular injuries, oxidative
stress/damage, cardiac arrest, arrhythmia, and sudden
death.2,6,7,9,11,13-18 As is well known, moreover, there exists an over-
reaching/training syndrome, and research is needed to clarify the
type, intensity, duration, and frequency of physical activity/exer-
cise/sports favorable to our health.
Here, we studied anthropometric characteristics, lifestyle, and
baseline biomarker measures among non-professional but vigor-
ously-trained runners entering an ultra-distance race, and com-
pared them with those of people receiving an annual health check-
up program and with reference values in the literature. We also
assessed baseline blood indices according to their monthly run-
ning distance.
METHODS
Ultra-marathon race
The ultra-marathon race is not a competitive one. It is nicknamed
"Maranic" (marathon and picnic), and the tenth race was held in
Gifu Prefecture, Japan, during July 27-28, 2002. The midsummer
weather was partly cloudy, very hot and sultry. According to the
meteorological authority, the temperature was approximately
35℃, and the relative humidity was about 55% at noon on both
days. The race covered 130 km of distance running and moun-
taineering over two days. On the first day, at 11 a.m., the partici-
pants started a full-length marathon race to be completed within 6
hr and 30 min. On the second morning, at 3:30 a.m., they resumed
the race to run approximately 90 km, including climbing up to a
mountain lake approximately 1,100 m high, then returning to the
starting point within 15 hr and 30 min.
Subjects and methods
Six weeks prior to the race, we asked 325 ultra-marathon runners
entering the Maranic race to enroll in our study. Of these, 202
runners agreed to participate in the project. We received written
informed consent from them for completing a questionnaire sur-
vey, measuring anthropometric characteristics and bone density,
sampling of blood, urine, and saliva, and analyzing genetic poly-
162
function. The remaining 180 subjects (144 males and 36 females)
were included in this study.
Mean ages were 50.5 ±
9.4 (±
standard deviation) years for
males and 48.9 ±
6.9 for females, respectively. The differences
of means between the groups were obvious: that is, the values for
BMI, body temperature (℃), and resting pulse rate were smaller,
while those for calcaneal bone density (Stiffness [%] ) (for both
sexes) were greater (Table 1). The percentages of smoking and
enjoying physical activity (for both sexes), eating breakfast (for
males), and having daily bowel movements (for females) were
more favorable than for the comparison group. However, the pro-
portion of alcohol drinking habit (for both sexes) was greater in
runners than the general public.
Blood analysis
Average figures for all blood measures were located within the
ranges of the reference values (Table 2). They were mostly favor-
able readings in both sexes. However, hematological markers,
such as Hb, ferritin, and WBCs, shifted to be lower than the stan-
dard values. On the other hand, damage/repair markers of the
musculo-skeletal system, including CK and LDH, tended to be
greater than the reference values.
Urine analysis
Positive rates for urine glucose of 9.9% for males and 14.6% for
females were greater than those in the general people partly
because urine was collected on a spot sampling basis (data not
shown).
Tokudome S, et al.
in the morning was surveyed by mail after the race.
Statistical analysis
Anthropometric characteristics and lifestyle values, including
bone density,24 body temperature at the tympanum,25 and resting
pulse,26 were age-adjusted, adopting the reference population or
the study subjects in the literature as standard. The means ± 95%
confidence interval were computed, and contrasted with those of
the participants in a community health check-up program in 2002
or with reference values in the literature. Baseline blood and urine
biomarkers were compared with reference values.29 Full-length
and ultra-marathon completion rates, time and blood indices
among males were collated according to monthly running dis-
tance (km/month) (≤100, 101-200, 201-300, and 301+) with
analysis of variance adjusted for age, body mass index (BMI
[kg/m2]), smoking, and alcohol drinking.30 Tukey's post hoc multi-
ple t-test was performed to examine differences in the least square
means, and the linear trends were statistically verified. The p val-
ues smaller than 0.05 were considered statistically significant.
RESULTS
Anthropometric measures, and major lifestyle characteristics
Of our participants, 187 runners actually attended the race, and
anthropometric measures were taken together with sampling of
biomaterials. Seven participants were excluded from the analysis:
three with uncompleted questionnaires, and two who were late for
the pre-race examination. One finally declined pre- and mid-race
blood sampling, and one was excluded due to abnormal liver
163
Item
Body mass index (kg/m2)
Eating breakfast (%)
Energy intake (kcal)
Smoking habit (%)
Alcohol drinking habit (%)
Undergoing physical activity (%)
Sleep duration (hours)
Having daily bowel movements (%)
Calcaneal bone density (Stiffness [%])‡
Body temperature at the tympanum (℃)§
Resting pulse (bpm)‖
Table 1. Comparison of anthropometric characteristics and lifestyle between Japanese non-professional ultra-marathon runners and
people receiving an annual community health check-up program and other reference people.
ultra-marathon runners*
(n=144)
22.2 (21.7-22.8)
96.5 (94.2-98.9)
2,302 (1,936-2,668)
7.3 (1.7-12.9)
78.6 (70.4-86.7)
100
6.8 (6.6-7.1)
91.4 (86.0-96.8)
101.2 (97.6-104.7)
36.2 (36.1-36.4)
53.6 (52.5-54.8)
reference values†
23.3 (23.1-23.4)
90.0 (88.5-91.6)
2,117 (2,095-2,139)
31.1 (28.6-33.6)
58.5 (55.9-61.2)
40.2 (37.7-42.8)
7.0 (6.9-7.0)
88.9 (87.3-90.6)
85.9 (83.9-87.9)
36.9 (36.9-36.9)
65.9 (64.2-67.5)
ultra-marathon runners
(n=36)
21.2 (20.3-22.1)
93.9 (89.5-98.4)
1,732 (1,428-2,037)
1.0 (0-2.4)
48.3 (24.1-72.5)
100
6.4 (5.9-6.8)
96.5 (92.0-100)
93.7 (84.6-102.8)
36.3 (35.9-36.6)
54.7 (52.5-56.9)
reference values
22.5 (22.4-22.7)
92.4 (91.2-93.6)
1,956 (1,942-1,970)
6.6 (5.5-7.7)
18.7 (16.9-20.4)
42.1 (39.9-44.3)
6.6 (6.6-6.7)
70.5 (68.4-72.5)
73.5 (72.4-74.6)
36.9 (36.9-36.9)
66.5 (64.7-68.3)
males
females
* : Age-adjusted means ± 95% confidence intervals adopting corresponding reference populations or study subjects in the literature as
standard.
† : Values of people receiving annual health check-up program among 1,346 males and 2,043 females, except for calcaneal bone densi-
ty, body temperature, and resting pulse rate.
‡ : For comparison, values of calcaneal bone density were cited from the reference No. 24.
§ : For comparison, values of body temperature were cited from the reference No. 25.
‖ : For comparison, values of resting pulse were cited from the reference No. 26.
Lifestyle and Biomarkers of Ultra-marathon Runners
164
Total protein (g/dL)
Blood urine nitrogen (BUN, mg/dL)
Uric acid (mg/dL)
Aspartate aminotransferase (AST, IU/L)
Alanine aminotransferase (ALT, IU/L)
Gamma-glutamyltransferase (GTT, IU/L)
Lactate dehydrogenase (LDH, IU/L)
Creatine kinase (CK, IU/L)
Creatinine (mg/dL)
Myoglobin (ng/mL)
Total cholesterol (mg/dL)
High-density lipoprotein cholesterol (HDL-C, mg/dL)
Total bilirubin (mg/dL)
Triglyceride (mg/dL)
Free fatty acid (mEq/L)
Lipid peroxide (nmol/mL)
White blood cell count (WBCs, /μ L)
Red blood cell count (RBCs, 104/μ L)
Hemoglobin (Hb, g/dL)
Hematocrit (%)
Mean corpuscular volume (fl)
Mean corpuscular hemoglobin (pg)
Mean corpuscular hemoglobin concentration (%)
Ferritin (ng/mL)
Platelet count (104/μ L)
Hemoglobin A1c (HbA1c, %)
Sodium (Na, mEq/L)
Potassium (K, mEq/L)
Chlorine (Cl, mEq/L)
Table 2. Comparison of blood indices between Japanese non-professional ultra-marathon runners and reference values.
Ultra-marathon runners (n=144)
mean ± standard deviation
7.2 ±
0.4
18 ±
4
5.8 ±
1.3
25 ±
10
27 ±
13
44 ±
36
198 ±
35
183 ±
139
0.64 ±
0.14
43 ±
15
206 ±
34
62 ±
15
0.4 ±
0.2
121 ±
66
0.36 ±
0.16
2.9 ±
0.7
5,553 ±
1,188
457 ±
38
14.3 ±
1.1
42.9 ±
3.2
94.0 ±
4.9
31.2 ±
1.7
33.2 ±
0.9
55.4 ±
40.3
22.6 ±
4.6
5.1 ±
0.4
142 ±
2
4.1 ±
0.6
105 ±
2
Reference values*
6.7 - 8.3
6 - 20
3.7 - 7.6
10 - 40
5 - 40
≤ 70
115 - 245
57 - 197
0.61 - 1.04
≤ 60
150 - 219
41 - 86
0.2 - 1.0
50 - 149
0.14 - 0.85
1.8 - 4.7
3,900 - 9,800
427 - 570
13.5 - 17.6
39.8 - 51.8
82.7 - 101.6
28.0 - 34.6
31.6 - 36.6
27 - 320
13.1 - 36.2
4.3 - 5.8
136 - 147
3.6 - 5.0
98 - 109
Ultra-marathon runners (n=36)
mean ± standard deviation
7.1 ±
0.4
17 ±
4
4.1 ±
0.8
22 ±
9
21 ±
13
21 ±
8
197 ±
29
150 ±
91
0.48 ±
0.09
30 ±
9
218 ±
34
69 ±
14
0.4 ±
0.2
93 ±
35
0.35 ±
0.17
2.6 ±
0.6
5,197 ±
1,281
412 ±
30
12.7 ±
1.1
39.1 ±
2.6
94.8 ±
4.2
30.7 ±
1.6
32.4 ±
1.0
20.4 ±
14.5
22.2 ±
4.0
4.8 ±
0.3
141 ±
2
4.1 ±
0.4
105 ±
2
Reference values
6.7 - 8.3
6 - 20
2.5 - 5.4
10 - 40
5 - 40
≤ 30
115 - 245
32 - 180
0.47 - 0.79
≤ 60
150 - 219
41 - 96
0.2 - 1.0
50 - 149
0.14 - 0.85
1.8 - 4.7
3,500 - 9,100
376 - 500
11.3 - 15.2
33.4 - 44.9
79.0 - 100.0
26.3 - 34.3
30.7 - 36.6
3.4 - 89
13.0 - 36.9
4.3 - 5.8
136 - 147
3.6 - 5.0
98 - 109
males
females
*: Reference values are from the Test Directory 2002.29
Tokudome S, et al.
165
Total protein (g/dL)
Blood urine nitrogen (BUN, mg/dL)
Uric acid (mg/dL)
Aspartate aminotransferase (AST, IU/L)
Alanine aminotransferase (ALT, IU/L)
Gamma-glutamyltransferase (GTT, IU/L)
Lactate dehydrogenase (LDH, IU/L)
Creatine kinase (CK, IU/L)
Creatinine (mg/dL)
Myoglobin (ng/mL)
Total cholesterol (mg/dL)
High-density lipoprotein cholesterol (HDL-C, mg/dL)
Total bilirubin (mg/dL)
Triglyceride (mg/dL)
Free fatty acid (mEq/L)
Lipid peroxide (nmol/L)
White blood cell count (WBCs, /μ L)
Red blood cell count (RBCs, 104/μ L)
Hemoglobin (Hb, g/dL)
Hematocrit (%)
Mean corpuscular volume (fl)
Mean corpuscular hemoglobin (pg)
Mean corpuscular hemoglobin concentration (%)
Ferritin (ng/mL)
Platelet count (104/μ L)
Hemoglobin A1c (HbA1c, %)
Sodium (Na, mEq/L)
Potassium (K, mEq/L)
Chlorine (Cl, mEq/L)
Table 3. Blood indices according to average monthly running distance adjusted for age, body mass index, smoking and alcohol
drinking in Japanese male non-professional ultra-marathon runners.
-100
(n=20)
7.2
19
5.9
22
26
37
190
143
0.66
43.0
200
58
0.5
145
0.35
2.9
5656
456
14.2
42.4
93.2
31.2
33.5
60.8
22.5
5.1
142
4.1
105
101-200
(n=44)
7.2
18
5.9
26
25
47
196
169
0.61
41.8
203
61
0.4
#
127
0.34
2.9
5735
459
14.4
43.2
94.1
31.4
33.3
59.7
23.3
5.0
142
4.1
105
201-300
(n=46)
7.2
19
5.8
25
30
42
*
194
*
168
0.67
44.0
204
62
0.5
110
0.35
3.0
*
5601
462
*
14.4
43.5
94.3
31.3
33.2
#
58.5
22.7
5.2
142
4.2
105
301+
(n=34)
7.2
19
5.7
27
29
46
213
246
0.63
44.7
216
67
0.4
114
0.38
2.8
5191
449
13.9
42.1
94.1
31.1
33.0
42.6
21.7
5.1
141
4.2
105
*
*
*
linear trend
*
**
*
#
#
*
*
*
Average monthly running distance (km/month)
#: Marginally significant, * p<0.05, ** p<0.01.
Lifestyle and Biomarkers of Ultra-marathon Runners
166
cal antioxidant molecules of uric acid and bilirubin.8,12 Ferritin
levels, however, decreased in proportion to monthly running dis-
tance, along with lower body temperature25 and resting pulse
rates26,33 were noted among the subjects. Taking into account these
findings, we are now planning to make pre-, mid- and post-race
comparisons of blood, urine and saliva bio-parameters, including
serum d-ROM and Mn-SOD, and urinary 8-OHdG and biopy-
rrins, as markers of reactive oxygen species and oxygen radical
absorbance capacity.8-15
Participants running more than 300 km/month exhibited signs
of an over-reaching/training syndrome, including lowered Hb,
ferritin and WBCs suggesting damage in the hematopoietic sys-
tem to some degree, and elevated CK and LDH indicating injuries
in musculo-skeletal organs. Vigorous exercisers running around
200 km/month, even those running less than 100 km/month, who
were insufficiently trained to run an ultra-marathon race, had
preferable biomarker indices, implying that such exercises are
favorable to health. Namely, triglyceride was decreased and
HDL-cholesterol was elevated according to their monthly running
distance. Thus, people committed to vigorous exercise probably
do not suffer from obesity, high lipidemia/cholesterol,6,7 high
blood pressure or high insulin resistance.3-5 Furthermore, they
undoubtedly enjoy a low risk of coronary heart disease, cere-
brovascular diseases and fat-related cancers, including colon,
prostate and breast cancer.1,2,20
In conclusion, the study subjects were admittedly rather self-
selected as being non-professional marathon runners and pos-
sessed desirable demographic characteristics and lifestyle, even
when compared with health-conscious people receiving an annual
health check-up program. Runners committing to vigorous run-
ning up to around 200 km/month, but not over-reaching/training,
appear to have preferable biomarker indices, suggesting that vig-
orous aerobic exercise is favorable to health, particularly for
sedentary or physically-inactive workers. Further research is war-
ranted to elucidate the type, intensity, duration, and frequency of
physical activity/exercise/sports beneficial to promote health, to
reduce the risk of lifestyle-related diseases and to enhance the
quality of life.
ACKNOWLEDGMENTS
We appreciate the runners having willingly participated in our
study and the chairman and organizing committee of the Maranic
race. We thank Dr. Nagaya T, Ms. Fujii T, Ms. Kubo Y, Ms.
Nakanishi N, Ms. Ito Y, Ms. Higuchi K, Ms. Watanabe M, and
Dr. Moore MA for their technical and language assistance.
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| Anthropometric, lifestyle and biomarker assessment of Japanese non-professional ultra-marathon runners. | [] | Tokudome, Shinkan,Kuriki, Kiyonori,Yamada, Norihiro,Ichikawa, Hiromitsu,Miyata, Machiko,Shibata, Kiyoshi,Hoshino, Hideki,Tsuge, Shinji,Tokudome, Mizuho,Goto, Chiho,Tokudome, Yuko,Kobayashi, Masaaki,Goto, Hideyuki,Suzuki, Sadao,Okamoto, Yoshihiro,Ikeda, Masato,Sato, Yuzo | eng |
PMC4216092 | A Fast-Start Pacing Strategy Speeds Pulmonary Oxygen
Uptake Kinetics and Improves Supramaximal Running
Performance
Tiago Turnes, Amadeo Fe´lix Salvador, Felipe Domingos Lisboˆ a, Rafael Alves de Aguiar,
Roge´rio Santos de Oliveira Cruz, Fabrizio Caputo*
Human Performance Research Group, Center for Health and Sport Science, Santa Catarina State University, Floriano´polis, Brazil
Abstract
The focus of the present study was to investigate the effects of a fast-start pacing strategy on running performance and
pulmonary oxygen uptake (V˙O2) kinetics at the upper boundary of the severe-intensity domain. Eleven active male
participants (28610 years, 7065 kg, 17666 cm, 5764 mL/kg/min) visited the laboratory for a series of tests that were
performed until exhaustion: 1) an incremental test; 2) three laboratory test sessions performed at 95, 100 and 110% of the
maximal aerobic speed; 3) two to four constant speed tests for the determination of the highest constant speed (HS) that
still allowed achieving maximal oxygen uptake; and 4) an exercise based on the HS using a higher initial speed followed by a
subsequent decrease. To predict equalized performance values for the constant pace, the relationship between time and
distance/speed through log-log modelling was used. When a fast-start was utilized, subjects were able to cover a greater
distance in a performance of similar duration in comparison with a constant-pace performance (constant pace:
670 m622%; fast-start: 683 m622%; P = 0.029); subjects also demonstrated a higher exercise tolerance at a similar average
speed when compared with constant-pace performance (constant pace: 114 s630%; fast-start: 125 s626%; P = 0.037).
Moreover, the mean V˙O2 response time was reduced after a fast start (constant pace: 22.2 s628%; fast-start: 19.3 s629%;
P = 0.025). In conclusion, middle-distance running performances with a duration of 2–3 min are improved and V˙O2 response
time is faster when a fast-start is adopted.
Citation: Turnes T, Salvador AF, Lisboˆa FD, de Aguiar RA, Cruz RSdO, et al. (2014) A Fast-Start Pacing Strategy Speeds Pulmonary Oxygen Uptake Kinetics and
Improves Supramaximal Running Performance. PLoS ONE 9(10): e111621. doi:10.1371/journal.pone.0111621
Editor: Maria F. Piacentini, University of Rome, Italy
Received June 5, 2014; Accepted October 6, 2014; Published October 31, 2014
Copyright: 2014 Turnes et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: The authors confirm that all data underlying the findings are fully available without restriction. All relevant data are within the paper.
Funding: This project was supported by National Council of Scientific and Technological Development (CNPq). Website: (www.cnpq.br). The funders had no role
in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing Interests: The authors have declared that no competing interests exist.
* Email: [email protected]
Introduction
The pattern of speed (s) distribution chosen during an exercise
bout, i.e. pacing strategy, has been shown to have important
implications for both activation and proportional contribution of
oxidative metabolism to energy turnover [1]. The rationale behind
this phenomenon is that the rate of increase in oxygen uptake at
the exercise onset (V˙ O2 kinetics) is proportional to the rate of
phosphocreatine breakdown in active muscles per unit change in
time (i.e. the D[PCr]/Dt ratio) [2]. In this sense, adopting a higher
initial speed during a fast-start pacing strategy (FS) is thought to
increase D[PCr]/Dt ratios. This enhanced aerobic contribution
during the first few seconds of exercise spares an equivalent
amount of the anaerobic capacity that can then be used to
improve exercise performance [3]. Accordingly, the pacing
strategies employed to achieve times within two percent of the
world record time in the 800-m track event in international
athletics competitions demonstrate that a relatively fast-start over
the initial 200 m is the preferred strategy for running performance
[4].
Although non-running studies have indicated that a FS
improves high-intensity exercise performance by increasing the
speed of relatively slower V˙ O2 kinetics [mean response time
(MRT) approximately 40–50 s] [1,3,5], high-intensity running
exercises already possess a fast V˙ O2 response [6–8], which may
not increase to an extent that affects performance. Presently, the
only indirect evidence on this topic comes from Sandals et al. [4],
who demonstrated that middle-distance runners attained a lower
peak V˙ O2 during a constant speed 800-m pace time-to-exhaustion
on a treadmill in comparison with a race simulation involving
acceleration to a faster speed followed by a speed decline (i.e. FS).
Despite the higher V˙ O2 peak indicating a likely higher aerobic
contribution, V˙ O2 kinetics and total O2 consumed was not
measured by Sandals et al. [4]. Consequently, the actual effect of
FS on the overall V˙ O2 response during supramaximal running
performance is still unknown.
A testing protocol was designed to investigate the effects of a FS
on aerobic metabolism and performance based on the highest
constant speed (HS) that still allows achieving maximal oxygen
uptake (V˙ O2max) during treadmill running. This is an important
aspect of this study, since Sandals et al. [4] used running speeds
that were not able to elicit V˙ O2max. Furthermore, HS is also a
physiological index representing the constant running speed at
which V˙ O2max is reached with the fastest V˙ O2 kinetics [9],
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adding potential concerns about the effects of a FS on metabolic
control. Theoretically, the HS would be a suitable intensity in the
evaluation of the effects of a FS on middle-distance performance
and physiological responses because the physiological determi-
nants of the HS are probably similar to those responsible for
middle-distance running performance (i.e. an integrative contri-
bution of aerobic and anaerobic energy systems) [10–12]. To
predict equalized performance values for a constant pace that can
be readily compared to those derived from a FS performance, the
relationship between time (t) and distance (d) or t and s through
log-log modelling from a series of time-to-exhaustion tests was
used. For times to exhaustion in the 1–10-min range, the log-log
model has been shown to be appropriate and superior to the
critical-power model [13].
The focus of the present study was: 1) to compare performance
parameters (i.e. distance covered and time-to-exhaustion) using a
FS with those predicted from the log-log modelling for constant
pace performance; and 2) to assess the effect of a FS on the aerobic
contribution during running exercise crossing the upper boundary
of the severe-intensity domain [9,14]. It was hypothesized that a
FS would increase performance during supramaximal treadmill
running exercises by allowing VO2max to be achieved more
rapidly during the bout.
Methods
Subjects
Eleven active male subjects (28610 years, 7065 kg, 17666 cm,
5764 mL/kg/min) volunteered for this study. All participants
were apparently healthy, non-smokers, free from injury, not taking
any medication, and participating in physical activity at least three
times a week. Before commencing the study, all participants were
informed of the proceedings but remained naive to the study
rationale. Subjects were also instructed to avoid strenuous exercise
in the 24-h period preceding a test session and to arrive at the
laboratory in a rested and fully hydrated state. All volunteers gave
written informed consent to participate in this study, which had
been approved by the Santa Catarina State University Research
Ethics Committee. This work was performed in accordance with
the principals of the Declaration of Helsinki.
Experimental design
Subjects visited the laboratory for four phases of experimenta-
tion within a 3-week period, with at least 48-h separating each visit
(Figure 1). All tests were performed at the same time of day (62 h)
on a motorized treadmill (Inbramed Millenium Super ATL, Porto
Alegre, Brazil) set at a 1% gradient. The four phases of the study
comprised: 1) an incremental test in order to determine V˙ O2max,
maximal aerobic speed and the speed associated with lactate
threshold; 2) three laboratory test sessions for the determination of
the relationship between t6d, t6s, and additional values of
V˙ O2max; 3) the determination of the HS from two to four
constant speed tests; and 4) an exercise to exhaustion phase using a
higher initial speed followed by a subsequent decrease in speed
(i.e., FS protocol). During all tests, subjects were blinded to the
time elapsed during exercise and encouraged to continue for as
long as possible until volitional exhaustion.
For phases two, three and four, the tests were preceded by a
warm up consisting of 10 min of continuous running at the speed
of lactate threshold followed by a 5-min rest period. This warm-up
was employed because prior moderate-intensity exercise has been
demonstrated to have no influence on V˙ O2 kinetics during
subsequent severe-intensity running [15]. All the transitions from
rest to running were performed by the participants using the
support rails to suspend their body above the belt while they
developed cadence in their legs. Time-to-exhaustion measure-
ments started when the participant released the support rails and
started running on the treadmill belt.
Throughout each test, respiratory gas exchange was measured
breath-by-breath using an automated open-circuit gas analysis
system (Quark PFTergo, Cosmed Srl, Rome, Italy). Prior to each
test, gas analysers were calibrated using ambient air and gases
containing 16% oxygen and 5% carbon dioxide. The turbine flow
meter used for the determination of minute ventilation was
calibrated with a 3-L calibration syringe (Cosmed Srl, Rome,
Italy). For phases one and two, V˙ O2 was reduced to 15-s average
values and the highest 15-s V˙ O2 value of each test was used to
calculate subject’s V˙ O2max. For the remaining phases, the
achievement (or not) of V˙ O2max was calculated based on the
highest 15-s rolling average [9].
Phase one - Incremental test.
The initial treadmill speed
was set at 8 km/h and was increased by 1 km/h every 3-min until
subject exhaustion. At the end of each stage, a 30-s rest period was
required in order to collect capillary blood samples (25 mL) from
the non-hyperaemic earlobe in order to measure blood lactate
concentration. The speed associated with the lactate threshold was
defined as the speed maintained during the stage prior to which
the first sudden and sustained increase in blood lactate above the
baseline level was observed. The maximal aerobic speed was
calculated according to the method of Kuipers et al. [16] as the
final speed achieved during the test. All subjects fulfilled at least
two of the following three criteria for achieving V˙ O2max during
the incremental test: 1) respiratory exchange ratio greater than 1.1;
2) a blood lactate concentration greater than 8 mmol/L; and 3) a
peak heart rate at least equal to 90% of the age-predicted
maximal.
Phase two - Predictive trials and V˙ O2max.
On separate
days and in a random order, each participant performed three
constant speed tests at 95, 100 and 110% of the maximal aerobic
speed. The time-to-exhaustion was measured to the nearest second
of the subject’s exhaustion. V˙ O2max was then calculated for each
subject by averaging the four V˙ O2max values obtained during the
incremental test and the three predictive trials. The total error in
the measurement of V˙ O2max was also calculated for each subject
from the same data as a coefficient of variation (%) [9].
Phase three - HS determination.
Subjects performed
between two and four constant speed tests to exhaustion in order
to determine the HS. To ensure whether subjects had (or had not)
attained V˙ O2max during these tests, the following criterion was
adopted: the maximal V˙ O2 value (calculated as the highest 15-s
rolling average) reached in each test should be within the total
error of measurement obtained for each subject during V˙ O2max
determination [9]. In the first test, speed was calculated to result in
exercise exhaustion within 120 s (as described below). If V˙ O2max
was attained, further subsequent tests at a 5% higher speed were
performed on separate days until V˙ O2max could not be reached.
Conversely, if during the first constant speed test V˙ O2max was not
reached, further tests were conducted with reduced speeds (5%)
until V˙ O2max had been elicited.
Phase four – Fast-start strategy protocol.
Finally, subjects
performed a FS protocol, in which the initial speed was set 10%
above the HS and then decreased progressively throughout the test
until reaching 90% of the HS at an exercise duration and distance
matched to those performed at the HS (Figure 1). The speed of the
treadmill was then maintained at 90% of the HS until voluntary
exhaustion of the subject.
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Data analysis procedures
Log-log modeling.
Predicting the intensity that would be
expected to lead to exhaustion in 120 s was performed by fitting
the predictive trials (t and s) with a least-squares straight line to the
natural logarithms (log-log predictions) for each subject. The
performance parameters for constant-pace running were also
derived by log-log predictions (t vs. d or t vs. s), but using both the
predictive trials and the HS. Log-log modelling has demonstrated
good reliability in predicting time-trial performance over race-
specific distances and seems to be a better predictor in comparison
with the critical-power model [13,17]. Each runner’s times for the
standard competition distance of 800-m were also predicted using
both strategies. 800-m performance using a FS was predicted by
calculating the amount of the intercept used in the extra-time,
assuming that the FS does not change the slope of the relationship
between t and d. Measures of goodness of fit for each set of four
runs were the adjusted correlation coefficient (square root of the
R2 adjusted for degrees of freedom) and the standard error of the
estimate (SEE).
V˙ O2 responses.
To avoid being influenced by the amount of
data used in the comparison between the FS and HS, all of the
following calculations, except maximal accumulated O2 deficit
(MAOD), were analysed to individually fix the time window to the
shortest time to exhaustion recorded for each subject (i.e. iso-time).
Occasional errant breath values were removed from the data set
if they fell more than three standard deviations outside the local
mean (i.e. five-point rolling mean), and the integral area under the
V˙ O2 curve representing the total amount of O2 consumed during
exercise was calculated (OriginPro 8, OriginLab, Massachusetts,
USA). Thereafter, to characterize the V˙ O2 kinetics during the HS
and FS, we calculated the MRT for V˙ O2 by fitting a mono-
exponential curve to the raw data from the onset of exercise using
iterative nonlinear regression procedures:
VO2 tð Þ~VO2 p
ð ÞzA(1{e{(t=t))
where V˙ O2(t) is V˙ O2 at time t, V˙ O2(p) is the pre-test V˙ O2; A is the
asymptote of the increase in V˙ O2 above the pre-test value and t is
the time constant (equivalent to the MRT in this model). For the
measurement of V˙ O2(p), the participant remained standing on the
treadmill belt for 5 min prior to the test and the V˙ O2 of the last
two minutes were averaged. With only one transition performed in
each condition, more complex models were not considered
suitable [3]. In addition, because the two protocols resulted in
the rapid attainment of the V˙ O2max, a single exponential function
starting at the onset of exercise was considered the most
appropriate approach for characterizing the overall MRT [18].
The energy cost of running (i.e. the accumulated O2 demand)
was set in this study as 0.192 mL O2 per kg of body mass per
meter by using the average value reported by di Prampero et al.
[19] and correcting for the 1% treadmill gradient [20]. The
intercept representing the energy cost at rest (5.1 mL/kg/min)
comes from Medbo et al. [21]. The MAOD for each condition was
estimated by subtracting the total amount of O2 consumed from
the calculated O2 required.
Statistical Analysis
Calculations were performed with the aid of a spreadsheet for
straightforward crossover trial analysis [22]. When no comparisons
were involved, the means and between-subject standard deviations
were derived from the raw values of the measures; for all other
measures, they were derived by performing back-transformation of
the log-transformed values and the standard deviations were
presented as percentages. Data reliability was assessed by means of
the retest correlation (intraclass correlation coefficient; ICC) and
the measurement errors (typical error or SEE) along with 90%
confidence limits. The inflated typical errors were reported
because there were no identifiable individual responses to the
treatment. Uncertainties in the measurement errors are presented
as factors. To make inferences about true (population) values of the
effect (%) of a FS on performance and physiological responses, the
uncertainty in the effect was expressed as 90% confidence limits
and as likelihoods that the true value of the effect denotes real
positive (+ive) or negative (2ive) change; this was represented by
the probability (P) value derived from the t statistic followed by
qualitative interpretation [23]. To evaluate the relationship
between performance variables and to assess the association
between performance and a set of physiological variables, single
and multiple (stepwise) linear regressions analyses were used,
respectively.
Results
In the incremental test, subjects attained a maximal aerobic
speed of 16.161.8 km/h and the speed at lactate threshold was
9.862.7 km/h. The time-to-exhaustion for exercise at 95, 100 and
110% of the maximal aerobic speed was 5616143 s, 369682 s
and 214672 s, respectively. The calculated subject’s V˙ O2max was
39826429 mL/min. The individual error in the measurement of
V˙ O2max (i.e. the coefficient of variation of the four V˙ O2max
values) ranged between 0.7 and 7.8% (mean 6 SD of 3.062.3%).
During the third phase of the experiment, subjects attained a HS
at 20.162.0 km/h (time-to-exhaustion of 108634 s), representing
126613% of maximal aerobic speed.
Figure 1. Schematic representation of the protocol timing during the four phases. The superimposed data points are merely illustrative
data representing V˙O2 response during tests. V˙O2max, maximal oxygen uptake (dashed line); HS, highest speed (solid line); FS, fast-start pacing
strategy. See ‘‘Methods’’ for more details on phases one, two, three and four.
doi:10.1371/journal.pone.0111621.g001
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Table 1. Comparison analysis of the FS performance variables with those predicted for constant pace from the log-log modelling.
Mean ± coefficient of variation (%)
Performance Measures
Constant Pace
FS
Correlation and 90%CL
SEE (%)a
% changes ±90%CL
P value
Qualitative Inference
Exercise tolerance at mean FS speed (s)
114630
125626
0.89 (0.71–0.96)
8
967
0.037
Benefit very likely
Time to cover FS distance (s)
128626
0.99 (0.98–1.00)
1.5
22.561.8
0.033
Distance covered at FS duration (m)
670622
683622
0.99 (0.98–1.00)
1.3
2.061.4
0.029
Predicted 800-mb (s)
155611
152610
0.97 (0.90–0.99)
1.5
22.061.6
0.046
Data are back-transformed means 6 coefficients of variation.
aUncertainties in these errors: 6/4 1.2. Multiply and divide the error by this number to obtain the 90% confidence for the true error.
bThe 800-m using a FS was predicted by calculating the amount of the intercept used in the extra-time assuming that the FS does not change the slope of the relationship between t and d.
FS: fast-start pacing strategy.
doi:10.1371/journal.pone.0111621.t001
Table 2. Observed changes in physiological responses after a FS in comparison with constant speed exercise.
Mean ± coefficient of variation (%)
Physiological Measures
HS
FS
Correlation and 90%CL
Inflated Errora (%)
% changes ±90%CL
P value
Qualitative Inferenceb
Pretest V˙O2 (mL/min)
555614
511618
0.51 (0.02–0.80)
11
2868
0.095
Very likely –ive
V˙O2 Mean Response Time (s)
22.2628
19.3629
0.80 (0.50–0.93)
13
21368
0.025
Very likely –ive
Amplitude (mL/min)
3396612
341968
0.74 (0.39–0.90)
5.5
0.764.1
0.769
Unclear
V˙O2max (mL/min)
3871610
387468
0.93 (0.80–0.98)
2.6
0.162.0
0.941
Unclear
O2 consumed at iso-time (mL)
5373645
5503646
1.00 (0.99–1.00)
2.6
2.462.0
0.051
Very likely +ive
MAOD (mL)
2385634
2425630
0.89 (0.70–0.96)
11
268
0.713
Unclear
Data are back-transformed means 6 coefficients of variation.
aUncertainties in these errors: 6/41.5. Multiply and divide the error by this number to obtain the 90% confidence for the true error.
bThe effect was deemed unclear if the chances that the true effect has the same sign than that of the observed effect were lower than 75%.
FS: fast-start pacing strategy; HS: highest constant speed; MAOD: maximal accumulated O2 deficit.
doi:10.1371/journal.pone.0111621.t002
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The adjusted correlation coefficients for the log-log modelling of
the sets of four runs were all at least 0.999 for the relationships
between t6d and averaged 0.993 (SD of 0.008) for the relationship
between t6s. The application of the models revealed a very large
correlation between the HS and predicted constant-pace 800-m
performance [r = 20.80 (–0.93 to 20.43)]. Stepwise multiple
regression analyses further demonstrated that the major predictors
of both the HS and predicted 800-m performance were, in order
of importance, relative MAOD, relative V˙ O2max and MRT. The
increase in multiple correlation coefficients with the addition of
each predictor was 0.59–0.81–0.89 for the HS and 0.59–0.88–0.89
for the predicted 800-m performance. The upper and lower 90%
confidence limits for the full models were identical: 0.68–0.96.
Table 1 shows the comparison of the various performance
parameters obtained during the FS with the approximations
derived by the models for constant pace exercise. The benefit of
the FS was very likely for all performance variables. In addition,
the performance improvement was also very likely beneficial when
comparing the predicted 800-m performance using both strategies.
The V˙ O2 responses observed during the HS and FS performances
were compared at iso-time and iso-distance (Figure 2 and
Table 2). The FS very likely reduced the MRT and increased
the amount of O2 consumed. There was no clear difference in
MAOD between the experimental conditions. Moreover, the
accumulated
O2
deficit
spared
at
iso-time
with
the
FS
(1456179 mL) was quite similar to that used to maintain the
exercise during the FS after the iso-time (1346185 mL).
Discussion
Non-running
studies
of
similar
duration,
most
of
them
conducted in cycling, reported that improvements in time trials
or time-to-exhaustion performances with a FS are usually
accompanied by faster V˙ O2 kinetics and higher O2 consumption
for a given time [1,3,5]. The results of this study are in
concordance with these previous reports demonstrating the
benefits of a FS in comparison with more conservative pacing
strategies during treadmill running. In spite of the lower
magnitude of MRT reductions, which were not correlated with
change in performance in the present study, the faster achieve-
ment of V˙ O2max induced by the FS increased the aerobic
contribution even in an already fast V˙ O2 response. This seems to
have resulted in a spared quantity of the anaerobic capacity,
measured in the present study by the oxygen deficit. This quantity
was equivalent to those used to prolong the exercise tolerance at a
running intensity correlated with that of 800-m performance.
Consequently, these results are in accordance with the established
models of mitochondrial respiratory control, in which changes in
muscle [PCr], [ADP] and [Pi] per unit change in time are
responsible for mitochondrial respiratory control through the rate
of oxidative phosphorylation in the active muscles during exercise
[24,25].
The approximations derived from the log-log modelling for
changes in time trial performance in the present study (2.5%) are
within the effects usually reported for human performance
experiments where the end-point is known. Although our subjects
were not competitive runners, the significance of this effect in
terms of magnitude should be discussed from a practical
Figure 2. Group mean pulmonary V˙ O2 response during the highest speed and fast-start pacing strategy. For graphical presentation,
data were matched at the shortest time to exhaustion recorded and interpolated to show second-by-second values. The vertical solid line represents
the onset of exercise and the horizontal dashed line is the mean V˙O2max. The mean 6 SD of pre-test V˙O2 in each condition are also shown.
doi:10.1371/journal.pone.0111621.g002
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perspective. Hopkins et al. [26] have demonstrated through
simulations, that the increase in the chances of winning an event
varies uniformly when a particular subject benefits with an
enhancement corresponding to multiples of the within-subject
random variation within a group of identical subjects (i.e. between-
subject variation of zero, equal to a repeated measures design).
Even though a more careful analysis of the reliability of subject’s
performance has not been conducted, the typical error of
measurement usually lies around 2–3% for groups with similar
characteristics [17]. Therefore, we can be confident that the
observed enhancement is meaningful for this group of subjects
because the ratio between the observed effect and the typical error
should increase the chances of winning by approximately 30% in
cases where the subject runs against himself in a hypothetical
simulated event, which can be considered as a moderate effect
[30]. For the log-log predictions of 800-m performance the
benefits of a FS decreased slightly, yet were still meaningful,
probably as a consequence of the amount of anaerobic energy
spared with the higher aerobic contribution becoming relatively
lower in comparison with the total energy cost as the time/
distance increases.
Although the present study has demonstrated that a FS
enhanced performance by speeding an already fast aerobic
response to exercise in non-athletes, extrapolating these results
to middle-distance runners is an interesting issue. Athletes present
even faster V˙ O2 kinetics for a given running speed and obviously
have higher absolute speeds during performances of similar
distance [27,28], which could prevent meaningful accelerations
in V˙ O2 kinetics. Indeed, Thomas et al. [29] observed that elite
runners reached V˙ O2max in a very fast time during an 800-m race
(around 45 s). Conversely, it was demonstrated that the time to
reach V˙ O2max in runners is liable to be reduced as a function of
the initial speed at very high intensities [30]. In addition, athletes
have higher values of V˙ O2max relative to body mass and,
consequently, they may still spare an important amount of energy,
although with a lesser acceleration in V˙ O2 kinetics. In other
words, since the athletes present higher values of V˙ O2 along the
transition from rest to exercise, a lower effect of the FS in the speed
of V˙ O2 kinetics may not be a problem because the absolute
amount of energy spared would be similar between athletes and
non-athletes [27]. Therefore, although it is recognized that athletes
generally present lower performance improvements in terms of
magnitude than non-athletes for a given intervention, it is
hypothesized that they would also benefit from a FS, since
enhancements as low as 0.5% are considered important to elite
runners [31,32].
The linear regression analysis, irrespective of being single or
multiple, demonstrated that both the HS and 800-m speeds are
linked with each other and are highly influenced by the same
physiological parameters. There is no novelty in the fact that
success
with
middle-distance
running
is
dependent
on
an
integrative contribution from the aerobic and anaerobic variables
that allow a runner to maintain a rapid velocity during a race [10–
12], and the results of this study are consistent with the notion that
having fast V˙ O2 kinetics is also important. Similarly, it is intuitive
that a large anaerobic capacity allows for greater endurance at any
given intensity and thus to continue reaching V˙ O2max at higher
relative intensities [33]. Therefore, large anaerobic energy stores
combined with a high aerobic power should yield a higher HS,
especially when allied to a fast V˙ O2 kinetics. Therefore, it is
hypothesized that the HS may group together several intervening
factors for middle-distance performance into a single physiological
index, which has proven sensitive to high-intensity training in an
ongoing study (unpublished observations).
One possible limitation of the present investigation is the lack of
randomization between the HS and FS. While the nature of the
present experiment rendered it impossible to control any possible
order effects, the subjects were mostly accustomed with exercising
to exhaustion. Furthermore, it is likely that three predictive trials
plus two-to-four tests for the determination of the HS, the latter of
which were at or very close to the HS and FS intensities, provided
enough familiarization to prevent learning effects in the last two
non-randomized trials. Conversely, if the high number of tests
performed until exhaustion had caused an accumulated fatigue in
the subjects, the observed result should be the opposite to what was
found in the present study if there was no systematic effect of the
FS on performance. Therefore, it is unlikely that any order effects
influenced these findings.
In conclusion, the results generated suggest that running
performance over 2–3 min is improved when a FS is adopted.
The higher aerobic contribution resulting from faster V˙ O2 kinetics
in the early phase of exercise spares an important amount of the
finite anaerobic capacity, which can be used as an additional
energy source to improve middle-distance performance. It is
recommend that future studies investigate how these effects would
behave/interact in the presence of other strategies that are
commonly used to speed V˙ O2 kinetics such as prior exercise.
Author Contributions
Conceived and designed the experiments: FC. Performed the experiments:
TT AFS FDL RAA RSOC FC. Analyzed the data: TT AFS FDL RAA
RSOC FC. Contributed reagents/materials/analysis tools: FC. Contrib-
uted to the writing of the manuscript: TT AFS FDL RAA RSOC FC.
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| A fast-start pacing strategy speeds pulmonary oxygen uptake kinetics and improves supramaximal running performance. | 10-31-2014 | Turnes, Tiago,Salvador, Amadeo Félix,Lisbôa, Felipe Domingos,de Aguiar, Rafael Alves,Cruz, Rogério Santos de Oliveira,Caputo, Fabrizio | eng |
PMC7967426 | International Journal of
Environmental Research
and Public Health
Article
Influence of Psychological Factors on the Success of the
Ultra-Trail Runner
David Méndez-Alonso *
, Jose Antonio Prieto-Saborit, Jose Ramón Bahamonde and Estíbaliz Jiménez-Arberás
Citation: Méndez-Alonso, D.;
Prieto-Saborit, J.A.; Bahamonde, J.R.;
Jiménez-Arberás, E. Influence of
Psychological Factors on the Success
of the Ultra-Trail Runner. Int. J.
Environ. Res. Public Health 2021, 18,
2704. https://doi.org/10.3390/
ijerph18052704
Academic Editors:
Zbigniew Wa´skiewicz and
Aleksandra ˙Zebrowska
Received: 31 December 2020
Accepted: 3 March 2021
Published: 8 March 2021
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in
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iations.
Copyright: © 2021 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed
under
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terms
and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
Faculty Padre Ossó, University of Oviedo, 33008 Oviedo, Spain; [email protected] (J.A.P.-S.);
[email protected] (J.R.B.); [email protected] (E.J.-A.)
* Correspondence: [email protected]
Abstract: The aim of this study was to analyze the psychological variables of runners of ultra-trail
mountain races and their association with athletic performance and success. The sample was made
up of 356 mountain runners, 86.7% men and 13.2% women, with a mean age of 42.7 years and
5.7 years of experience. Using pre- and post-race questionnaires, data were collected regarding
mental toughness, resilience, and passion. The performance of each runner in the race was also
recorded. The results showed very high values in the psychological variables analyzed compared
with other sports disciplines. Completion of the race (not withdrawing) and the elite quality of
the runners were presented as the most relevant indicators in the processes of resilience, mental
toughness, and obsessive passion. Differences were noted between the pre- and post-race results,
suggesting that the competition itself is a means of training those psychological factors that are
essential to this sports discipline. It can be concluded that psychological factors are decisive to
athletic performance and race completion in mountain ultra-marathon races.
Keywords: ultra-marathon; trail running; mental toughness; resilience; passion
1. Introduction
At the finish line of any ultra-marathon race, it is common to hear participants saying
things such as “ . . . the final km. the legs just stopped working and only my head got me over
the finish line,” or “ . . . I was able to finish this race because I’m psychologically fit.” This study
seeks to take an in-depth look at and analyze the effect of three psychological variables on
running mountain ultra-marathon races, these variables being mental toughness, resilience,
and passion.
The existence of ultra-trail races has increased exponentially in recent years [1,2].
Consequently, interest in researching decisive factors to performance in these types of trials
has become the focus of multiple research groups around the world. Ultra-endurance
races are a multifactorial event that include physiological, neuromuscular, biomechanical,
and psychological factors [3]. Multiple studies have focused on analyzing the physiologi-
cal variables for improving performance in ultra-marathons [4], yet a lack of knowledge
still abounds regarding the psychological factors that are unique to these runners, de-
spite an increase in studies in recent years due to the rising popularity of these types of
races [5,6]. In this sense, multiple mixed methods research projects have approached [7,8]
the combination of physiological determinants (VO2 max, current economy, etc.) and
psychological and motivational factors that have been shown to significantly influence the
athletic performance of runners [4].
The influence of psychological factors on athletic performance in long-distance races
has always been a widely-discussed topic, though very seldomly analyzed from a perspec-
tive of its impact on athletic performance. Without out a doubt, the variables that influence
the psychological processes of athletes in highly challenging disciplines are many.
The lack of studies analyzing the psychological factors unique to these types of
races [9] has led various groups to focus their work on analyzing said factors that manifest
Int. J. Environ. Res. Public Health 2021, 18, 2704. https://doi.org/10.3390/ijerph18052704
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2021, 18, 2704
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during these races [10]. Personality factors [11] with high extroversion traits; emotional
factors with heightened emotional intelligence traits that can be associated with optimal
adaptive psychological traits [12], motivational factors with heightened levels of intrinsic
motivation [13,14], pain tolerance levels [15] and even moods that runners experience
during the race and can noticeably interfere with their results [16].
Long-distance race events are one of the most stressful activities in which a human
being can participate voluntarily [17] due to their intensity, duration, and potentially
adverse weather conditions, in which sources of stress are in constant flux [5], and which
require specific physical preparation and tremendous physical and psychological effort. It is
also worth mentioning that, in the field of ultra-trail races, psychological factors have been
found to play a role in the majority of cases of withdrawal [18]. For a high percentage of
runners, finishing the race is the main objective increasing the number of runners reaching
the goal [19]. Perceptions of success in these types of races differ according to the runner’s
motivation when running the race [20]. On the one hand, there are elite runners with
clear-cut performance-related motivation whose goals are completely related to achieving
the best classification, while on the other hand is a separate yet large group of runners with
a goal focused on completing the race; these latter will present more intrinsic motivation
related to reaching the finish line [21].
Gucciardi et al. [22] define mental toughness as “a personal capacity to produce con-
sistently high levels of subjective (e.g., personal goals or strivings) or objective performance
(e.g., sales, race time, GPA) despite everyday challenges and stressors as well as significant
adversities” (p. 28). Mental toughness has received considerable attention in sports as a key
factor in goal achievement in the presence of various degrees of pressure, adversity, or ob-
stacles [23]. In ultra-marathon races, mental toughness presents as a factor associated with
athletic performance [24], in the same way that previous research has concluded that mental
tenacity is a key factor to success in various sports disciplines [25–27]. Crust & Clough [28]
showed evidence that the components of mental toughness are higher in individuals who
can endure more extended periods of physical effort; however, subsequent studies have
shown that mental toughness and self-efficacy were not significantly associated with ultra-
marathon performance, although athletes require this to be of the necessary standard to
prepare for and compete in elite ultra-marathon events [29]. Likewise, resilience has shown
a positive correlation with sports performance and psychological well-being [30].
Windle [31], based on a review of 270 research articles, conceptualizes resilience as
the process of negotiating, adapting to, or managing significant sources of stress through
diverse internal psychosocial resources and contextual aspects that facilitate this capacity
for adaptation and flexibility in such adverse situations.
A definition of resilience that is commonly used in sports emphasizes “the role of
mental processes and behavior in promoting personal assets and protecting an individual
from the potential effect of negative stressors” [32]. In the field of sport, various studies
have highlighted the relationship between resilience, athletic performance [33,34] and
psychological well-being [30]. In addition, resilience also relates to variables such as
stress-recovery levels of athletes during the competition [35]. The study of resilience could
represent an advance in the improvement of training planning and organization as well as
in the athlete’s competitive performance.
As for passion, it represents a dual psychological factor, as it can be associated with
either an obsessive state or a harmonious state. Passion is defined as “a strong inclination
toward an activity that people like, that they find important, and in which they invest time
and energy” [36]. Passion is a construct involved in psychological processes that appear
in many fields of human activity such as physical activity and sports, the arts, leisure, or
interpersonal relations [37–39]. In this sense, Vallerand et al. [39] found that, in the world
of sports, both harmonious and obsessive passion were positive predictors for deliberate
practice, which was simultaneously a positive predictor for objective performance. In
addition, the results distinctly related the two passions to achievement goals and subjective
well-being. Specifically, harmonious passion was a positive predictor for seeking mastery
Int. J. Environ. Res. Public Health 2021, 18, 2704
3 of 13
goals while obsessive passion was a positive predictor for mastery from the performance
perspective [38]. Even though the two forms of passion may be an integral part of elite
sports, athletes scoring high on obsessive passion may be at greater risk of developing
burnout than more harmoniously passionate athletes [40]
Consequently, despite the increasing popularity of long-distance races, research into
the psychological processes of ultra-trail runners is still quite scarce. In this sense, it is
not only necessary to study the profile of long-distance runners, but also to analyze the
influence of the race itself on the variability of psychological factors and their connection
to performance.
Psychological factors do not only present as indicators associated with performance–
understood as a better overall classification–, but also with the runner’s ability to finish the
race. Factors such as the vitality states runners experience [41], self-efficacy, and intent to
finish the race [42] are associated with the possibility of reaching the finish line.
In such long-distance races, controlling the emotional shifts that runners experience is
considered important to being able to reach the finish line [12,43]; significant differences
were found in runners for variables such as anger, confusion, or frustration between the
start and end stages of a long-distance race. Similar results were found in cyclists after
multi-day races involving accumulated significant loss of sleep [44]. Evidence indicates
emotions associate with performance [45] and that athletes are more likely to try to regulate
an emotion if they believe that doing so will facilitate performance. In the case of mental
toughness, resilience, and passion, no studies have been found in which changes occurred
as a result of the race.
2. Hypothesis and Objectives
The aim of the study was to identify the psychological profile of ultra-trail runners
and the relationship between these factors and athletic success and other variables such
as age and sex. At the same time, we were interested in discovering whether indicators
undergo changes after highly demanding trials such as ultra-trail races.
Based on previous research in the sporting world suggesting the benefits of specific
psychological factors for athletic performance and their connection with highly demanding
physical activity, the following hypotheses were defined:
As an initial Hypothesis 1 (H1), it was believed that the variables analyzed in the
runners’ psychological profiles (mental toughness, resilience, and passion index) would
show higher scores than the sedentary population and athletes of other disciplines different
from ultra-distance and would positively relate to gender, age, the athlete’s level, and their
experience.
Regarding the second Hypothesis 2 (H2), the psychological factors analyzed were
predicted to have a significant influence on performance and success in the race. It was
expected that runners who finish the race or achieve a better time or rank would display
higher scores in mental toughness and resilience.
Lastly, as a third Hypothesis 3 (H3), it was deemed that there would be significant
differences in mental toughness, resilience, and passion in the pre-test and post-test results
due to the set of experiences and the effort made.
3. Materials and Methods
3.1. Participants
Some 450 runners registered for the race. The study sample comprises 356 runners
(79.1%) taken from the participants in the Travesera Integral Picos de Europa race, held in
the Picos de Europa National Park in Spain, with an age range of 23 to 68 years and mean
age of 42.73 ± 7.44. The mean number of years of experience running ultra-trail races was
5.7 years, with a minimum of 2 and a maximum of 16. The sample comprises 309 men
(86.79%) and 47 women (13.2%). The mean ITRA performance index (International Trail
Running Association tool for evaluating and comparing the speed of different trail runners
around the world. This index compares the speed of each runner on a scale of 1000 points,
Int. J. Environ. Res. Public Health 2021, 18, 2704
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corresponding to their performance against the world record for that distance) was 620
points with a maximum of 890 and a minimum of 525. The race organization provided the
research group with a list of all the runners and their ITRA score (this has to be included
in the registration form) which was used to assign numbers and start times. The age and
sex percentages are similar to those seen in other international races such as the Ultra-Trail
du Mont-Blanc [46]. The race is considered one of the most demanding ultra-trail races in
the world, categorized with 5 ITRA points with a mountain coefficient of 14 (scale of 1–12),
a distance of 75.9 km, and positive elevation gain of 7180 m. The average time to finish
was 17 h and 53 min, up to a maximum of 21 h. The organization requires runners to show
accredited prior experience in mountain races. In terms of the event on which the study
is based, the race was classified as a Spanish Championship for mountain races by the
Spanish Federation for Mountain and Climbing Sports, meaning that the participants were
the most elite representation of the discipline at a national level. A total of 148 runners
finished the race (41.57%), of which 133 were men (89.86%) and 15 were women (10.13%).
The average time of those who completed the race was 17.11 h with a standard deviation
of 3.15, a minimum of 19.32 and a maximum of 21.
3.2. Instruments
The tool used to gather the data was a survey that included questionnaires that
requested sociodemographic and sport-related data (years of experience participating in
long-distance mountain races), as well as various scales to assess exercise dependence,
mental toughness, motivation, passion, and resilience. All the questionnaires were sent out
in Spanish and 96% of the received responses were from Spanish speakers.
Mental toughness was evaluated using the 7-item Mental Toughness Inventory [25],
in which participants respond using a Likert scale where 1 = False, 100% of the time, to
7 = True, 100% of the time.
The Spanish version of the 14-item Resilience Scale (RS-14) validated by Sánchez-
Teruel and Robles-Bello (2014) [47] was used, derived from the original version [48] based
on the 25-item Resilience Scale (RS-25) [49]. The former is a 14-item scale presented in
a positive manner and with a Likert-style 7-point response format. The scale measures
the degree of individual resilience, considered a positive personality trait that enables
individuals to adapt to adverse situations. The RS-14 measures two factors: Factor I:
Personal Competence (11 items, self-confidence, independence, decisiveness, inventiveness,
and perseverance); Factor II: Self-acceptance and of life (3 items, adaptability, balance,
flexibility, and perspective of a stable life).
The passion questionnaire created by Chamarro, Penelo, Fornieles, Oberst, Vallerand,
and Fernández-Castro (2015) [50] was used to evaluate passion and comprises three sub-
scales: Harmonious Passion, Obsessive Passion, and Passion Criteria, each of which has
six items. The participants responded on a 6-point Likert scale ranging from 1 (Strongly
disagree) to 7 (Strongly agree).
3.3. Procedure
Firstly, permission was obtained from the Ethics Committee of the research team’s
university, and authorization was later requested from the race directors to administer
the survey. The questionnaire was sent online using Google Forms the week prior to the
race and the day after the competition, with the responses collected during the week after
the race to ensure that there were no other competitions that could potentially falsify the
post-race data. The responses were provided individually by each of the runners.
The survey was sent in one single block with the various scales separated and includ-
ing instructions on how to fill in the questionnaire. Said instructions indicated that the
responder should try to avoid any possible distractions and not stop part way through the
survey; an estimated time for completing the survey was included (15 min). The responses
that took more than 25 min to complete were not considered (8 runners). The participants
gave their informed consent and filled in the questionnaires in an individual and voluntary
Int. J. Environ. Res. Public Health 2021, 18, 2704
5 of 13
manner during the weeks prior and subsequent to the race. Once the data were collected,
the runners’ race times were added as well as their overall classification and whether they
completed the course or not.
As none of the missing values exceeded 5% in any of the variables, this data did not
influence the results obtained [47].
3.4. Data Analysis
The study design was descriptive, comparative, correlational and cross-sectional.
Descriptive analyses were conducted with means, typical deviation, frequencies, and
percentages to determine prevalence and create the sample description.
After performing the Kolmogorov-Smirnov test of normality and the Levene’s test for
homogeneity of variance, it should be noted that the results obtained in both test show that
the variables have a normal distribution and the variances are homogeneous, which allows
us to carry out parametric statistics.
For the first hypothesis, descriptive statistics for each variable were used (means,
typical deviation), as well performed using mean comparison contrast statistics (Student’s
t-test) to make the comparison by gender. The analysis of differences between those who
finish the test and those who drop outwas performed using mean comparison contrast
statistics (Student’s t-test). To establish associations between psychological variables
(resilience, mental toughess and passion) and rank, and race time, correlational analyses
were carried out using the Pearson correlation coefficient.
For the second hypothesis, to analyze the incidence of psychological variables in the
final result of the career, the sample was splited into quartiles according to the completion
time in hours. First, a unidirectional Anova was used, observing if there are differences
in the psychological variables between these groups of performance standards. Second,
comparison contrast statistics (Student’s t-test) to make the comparison by quartiles.
For the third hypothesis, finally the comparison between the pre and post results were
analyzed with comparison contrast statistics (Student’s t-test).
The program SPSS, version 25.0 (IBM, Armonk, NY, USA), was used to conduct the
statistical analyses. For the purposes of data interpretation and analysis, the confidence
level was 0.05 (p ≤ 0.05).
An attempt was made to reduce the effect of the type I error by assuming p ≤ 0.01 in
the correlations. The perspective followed was frequentist versus Bayesian. An effort was
made to avoid the so-called inverse probability fallacy in which 1-p is the probability that
the alternative hypothesis is true [48].
4. Results
Table 1 present the results of the psychological profile of the ultra-trail runner in terms
of mental toughness, resilience, and level of passion, as well as the existing correlations
between the different variables. The runner presents high levels of mental toughness,
resilience, and harmonious passion and low levels of obsessive passion. Significant cor-
relations are observed between various psychological factors such as resilience, mental
strength, and harmonious passion. In turn, a significant inverse correlation is found be-
tween resilience levels and obsessive passion. The results obtained are independent from
the gender of the runner, except for those related to the harmonious passion, where women
present significantly higher results than men (Table 2).
Int. J. Environ. Res. Public Health 2021, 18, 2704
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Table 1. Means, standard deviations and correlations among psychological variables.
M (SD)
Mental
Toughness
Resilience
Harmonious
Passion
Obsessive
Passion
α Crombach
Mental Toughness
6.84 (0.93)
1
0.87
Resilience
6.23 (0.65)
0.186 **
1
0.90
Harmonious Passion
6.31(0.83)
0.128 *
0.127 *
1
0.88
Obsessive Passion
2.93 (1.16)
−0.061
−0.177 *
0.106 *
1
0.84
* p < 0.05 (bilateral), ** p < 0.01 (bilateral).
Table 2. Comparison of the results of the psychological variables according to gender.
t
gl
Sig. (Bilateral)
Mental Toughness
−0.23
354
0.81
Resilience
−0.28
354
0.77
Harmonious Passion
−4.13
354
0.01
Obsessive Passion
−0.71
354
0.47
The runner’s age and experience level appear as influential elements in some of the
psychological factors evaluated (Table 3). We can state that the levels of mental toughness
and resilience increase with age and with years of experience in ultra-trail races. The
elite quality of the runner, identified using their performance level based on ITRA points,
positively correlates with various psychological factors, such that better runners display
superior results in mental toughness, resilience, and obsessive passion.
Table 3. Correlations among psychological variables and years of experience/age/International Trail
Running Association (ITRA) score.
Years of Experience
Age
ITRA Score
Mental Toughness
0.30 **
0.33 **
0.50 **
Resilience
0.14 **
0.11 *
0.26 **
Harmonious Passion
−0.070
−0.188 **
−0.070
Obsessive Passion
0.22 **
* p < 0.05 (bilateral). ** p < 0.01 (bilateral).
Experience in these types of races manifests as an essential factor in the runner’s
chances of completing the race. In Table 4, we can see the significant differences found
between runners who finished the race and those who dropped out throughout the course
according to their years of experience in ultra-marathon races.
Table 4. Comparison of results in relation to finishers and withdrawals among years of experience in
ultra-trail races.
N
M(SD)
t
gl
Sig.
Years of experience in
Ultra-Trail Race
Finishers
148
6.10 (2.25)
Withdrawals
208
3.69 (2.22)
10.01
354
0.001 *
* p < 0.001.
In relation to Hypothesis 2, the results show how psychological factors play an impor-
tant role in the runner’s possibility of success, both in terms of finishing the race and the
time taken to complete the race, or what is considered the overall classification. “Finishers”
present significantly higher psychological factors than those who withdraw in the middle of
the race (Table 5). Significant differences can be observed in the factors of mental toughness,
resilience, and harmonious passion, while those who withdrew from the race displayed
higher results for obsessive passion.
Int. J. Environ. Res. Public Health 2021, 18, 2704
7 of 13
Table 5. Comparison of psychological variables in relation to finishers and withdrawals.
N
t
Sig.
Mental Toughness
Finishers
148
Withdrawals
208
4.25
0.01
Resilience
Finishers
148
Withdrawals
208
3.42
0.01
Obsessive Passion
Finishers
148
Withdrawals
208
−4.39
0.70
Harmonious Passion
Finishers
148
Withdrawals
208
−0.41
0.01
Psychological factors are also associated with the time taken to complete the race
and, therefore, the final classification obtained. The results show significant correlations
(p ≤ 0.01) among psychological factors (mental toughness, resilience, and obsessive pas-
sion) and race time.
Upon establishing the comparison between quartiles according to overall classification
time, the ANOVA results display (Table 6) the significant differences between the groups
in the mental toughness, resilience, obsessive passion, and harmonious passion variables.
Upon establishing the comparison between quartiles (Table 7), differences can be observed
between the first group and the second and third groups and, likewise, between the fourth
group and the second and third groups in mental toughness and resilience. This indicates
to us that mental toughness and resilience are factors that, on the one hand, impact the
ability to achieve a good classification and, on the other hand, present as factors that are
essential to completing the race in the last group.
Table 6. ANOVA comparative analysis by quartiles as a function of race time.
Sum of Squares
gl
Quadratic Mean
F
Sig.
Mental Toughness
15,219
1
15,219
18,121
0.01
Resilience
4934
1
4934
11,745
0.01
Harmonious Passion
12,666
1
12,666
19,285
0.01
Obsessive Passion
0.226
1
0.226
0.168
0.682
Table 7. Descriptive statistics and comparison of psychological variables and time race quartiles
(expressed in hours).
Time Race
Quartiles
Mental
Toughness
Harmonious
Passion
Obsessive
Passion
Resilience
M (SD)
M (SD)
M (SD)
M (SD)
10.32–15.01
6.58 (1.32)
5.47 (0.96) *
3.15 (1.09)
6.26 (0.39)
15.02–17.56
5.6 (0.96) *
5.15 (1.21) *
2.78 (1.44)
5.60 (0.81) *
17.57–19.10
5.74 (1.13) *
5.88 (0.80)
2.49 (0.92) *
6.04 (0.55) *
19.11–21.00
6.37 (1.08)
5.92 (0.85)
2.39 (1.22) *
6.18 (0.44)
* p < 0.01. Statistically significant comparison for mental toughness: first and fourth quartiles with second and
third quartiles. Statistically significant comparison for harmonious passion: third quartile with first and second
quartiles; fourth quartile with first and second quartiles. Statistically significant comparison for obsessive passion:
first quartile with third and fourth quartiles. Statistically significant comparison for resilience: first quartile with
second and third quartiles; fourth quartile with second quartile.
The results obtained in the comparisons between groups with the harmonious passion
and obsessive passion variables reflect how obsessive passion is highly present in runners
whose aim is to finish the race in one of the top positions, while harmonious passion
strongly prevails in the groups whose goal is to complete the race.
In relation to working Hypothesis 3, Table 8 displays the results of the post-race
questionnaire, showing the comparison of the pre- and post-race results with significant
Int. J. Environ. Res. Public Health 2021, 18, 2704
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differences in distinct mental psychological factors between the week prior to the race and
the week after.
Table 8. Comparation of pre-/post-race.
Moment
M
SD
t
Sig.
Mental
Toughness
Pre test
5.62
1.04456
Post test
6.21
0.57666
2.35
0.01
Resilience
Pre test
5.8614
0.65773
Post test
6.36
0.65683
2.82
0.01
Harmonious
Passion
Pre test
5.7344
0.86276
Post test
6.0336
0.70145
3.09
0.01
Obsesive
Passion
Pre test
2.9332
1.17083
Post test
2.9327
1.13836
−0.41
0.99
5. Discussion
The aim of the study was to identify the psychological profile of ultra-trail runners
and the relationship between these factors and athletic success and other variables such
as age, sex, or experience. The study also aimed to find out if completing the race would
lead to changes in the post-test results. The principal study findings verified the first
two hypotheses proposed, highlighting mental toughness and resilience as predictive
psychological factors for the success of ultra-trail runners. These results open new doors to
preparation strategies for these types of races where runners tend to focus all their effort
on physiological aspects. Nevertheless, psychological preparation takes on a decisive role
in the achievement of performance-related goals.
The first hypothesis predicted high scores in the psychological factors studied. The
descriptive analyses supported this prediction and displayed very high values in the
dimensions of mental toughness and resilience in comparison with other sports disciplines
and sedentary individuals [49,50], without finding differences relative to the runner’s
sex. In this sense, the results coincide with those obtained by [51] and previously by [52].
The only differences in relation to sex where those found in the harmonious passion
component, in which women scored higher than men, which could suggest a greater
inclination towards the pursuit of mastery goals as compared to men and a greater focus
on performance [20,27].
Years of experience and age also presented strong correlations with mental toughness
and resilience. These findings are in line with prior research, though in different sports
disciplines [53,54]. It is possible that the uncertain environment in these types of races
results in each of the competitions representing a training session in and of itself. In this
sense, a higher number of races would represent more mental training. Likewise, obsessive
passion in the runner correlated with the exercise addiction inventory according to that
proposed by [55] and interpretable based on the large number of training hours that the
discipline requires. Similar results were reported by [56], who found that endurance sports
present the highest risk of developing exercise addiction.
The present study also found positive correlations between mental toughness and the
athlete’s level, meaning more elite runners scored higher on the MT scale, similar to the
results found by [22,26,57,58] in various sports disciplines. Nevertheless, other studies did
not find differences in the MT scale according to the athlete’s level [27,28]. It is possible
that the type of sport makes a difference in this sense. The elite quality of the runner
based on their ITRA score, as well as their experience, positively correlates with obsessive
passion and addiction to practicing sports in line with that analyzed by [59] wherein
obsessive passion can affect well-being and athlete performance over the long-term due to
the associated strict exercise behavior.
The second hypothesis was also confirmed. Unlike the results obtained in ultra-
marathon runners [29], mental toughness and resilience were revealed to be decisive
Int. J. Environ. Res. Public Health 2021, 18, 2704
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factors for success in long-distance mountain races. The mental toughness and resilience
factors manifested as decisive elements in achieving a better time and therefore higher
classification given that the runners in the first quartile, elite, show significantly superior
values than the runners in quartiles two and three. This also comes to light in the group in
the last quartile (amateur runners whose only aspiration is to reach the finish line before
the maximum time limit) in order to finish the race. Both factors present as essential
elements for completing the race as differences are found between those who withdraw
and those who finish. Brace et al. [29] did not find any relationship between mental
toughness and performance in a 100-mile ultra-marathon race; however, in their study
the runners had higher mental toughness than other sports. The authors suggest that
the standard ultra-marathon runner must have heightened mental toughness but, once
that threshold is reached, it is likely that other factors are more influential in determining
elite ultra-marathon performance. Nevertheless, there are notable differences between
ultra-marathon races on asphalt and those held in the mountains that could explain the
discrepancies found in both studies. Height, elevation, and dirt trails hinder ultra-trail
runners from maintaining a continuous or controlled pace, meaning it is much harder to
know what pace could be maintained in the race. Self-sufficiency is another decisive factor
in mountain races as compared with asphalt races, which are equipped with aid stations.
In the mountain, the athletes themselves are required to plan out and carry their provisions,
thereby entailing self-regulation as well as extra weight to be carried. Lastly, the solitary
nature of the mountain is an additional component, unlike asphalt races where practically
the entire race is completed among other runners and with pacemakers to set the pace; in
the mountains it is common to run alone for long stretches of time. This accumulation of
factors caused by the environment (mountain), provokes a level of uncertainty in ultra-trail
runners that prevents adequate prior preparation based solely on physiological aspects
and physical preparation.
The highly demanding and rigorous nature of preparing for mountain races often
leads runners to consider that simply completing the race is a success in and of itself. In
this sense, this can be seen in the significant differences between those who complete the
race and those who withdraw before finishing, as well as the significant inverse correlation
between the times of the best finishers. Previous studies did not find differences in the
physiological or fitness level between runners who reach the finish line and those who
withdraw [60], however, the findings of this study are in line with other works [41] where
differences are observed between those who finish and those who withdraw in terms
psychological factors and how the runners approach the race. Race “finishers” score
significantly higher for harmonious passion, which may be associated with higher levels of
positive feelings after a successful race. On the other hand, those who withdraw from the
race present significantly higher levels for obsessive passion in connection to perceptions
of burnout. These results are in line with the work carried out by [61]. In the same vein,
the higher results in the obsessive passion component displayed by runners who withdrew
from the race can be interpreted as being at a higher risk of developing burnout than
the more harmoniously passionate athletes [40]. Therefore, the study results suggest that
psychological factors decisively condition athletic success, this being understood not only
through the prism of overall time and classification, but also the mere fact of completing
the race.
Consequently, the findings confirming the second hypothesis bring to light the rele-
vance that psychological factors such as mental toughness and resilience have on athletic
success and performance in long-distance mountain races in a similar way as those obtained
in other studies with athletes in similar disciplines [6,30].
Lastly, one of the aspects that most stood out in the present study are the significant
differences found in the different variables between the pre- and post-race. These results
confirm the third hypothesis presented. It is possible that the actual running of such
a rigorous and demanding race is the reason behind the changes found in the levels
of mental toughness, resilience, and addiction to physical exercise. In this sense, the
Int. J. Environ. Res. Public Health 2021, 18, 2704
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results would confirm the hypothesis regarding the importance of the race itself as part
of the training regimen. There is no doubt that the race itself acts as a functional element
and training session for the psychological factors analyzed in a manner similar to that
found in factors such as emotional control, mood, anger, or tension in races with similar
characteristics [12,44]. Overcoming the effects of sleep deprivation [62], dealing with
the pain of neuromuscular damage that occurs after so many hours of effort [63], and
experiencing the mood shifts that occur over the course of the race [16] can be key factors
in the increase in mental toughness and resilience found. The increases in harmonious
passion can be easily understood due to the feelings and sensations felt by runners who
complete these types of races and the experience as a whole which many runners consider
to be a major life experience [64].
The post-race changes to the levels of the psychological factors can be interpreted
from the perspective of the potential these races present as an element of training those
same traits.
Limitations and Strengths
The main study limitations were, on the one hand, using the results from a single
ultra-trail race. Despite being one of the most prestigious national races and having the
best national and international runners in attendance, studies that analyze a larger number
of races are preferential. On the other hand, this research was focused exclusively on psy-
chological aspects. Bearing in mind the multifactorial evidence of this sport, future research
should analyze both physiological and psychological variables within the same study.
On the contrary, one of the strengths was the access to a majority of elite-level athletes
in such a prestigious race. It is also worth mentioning that, in general, post-race question-
naires tend to notably downplay the participation of the sample; however, in this study,
the sample did not display the same feeling.
6. Conclusions
Based on the results obtained in this study, we can conclude that athletes who par-
ticipate in ultra-trail races present very specific psychological traits that enable them to
adapt to the extremely tough conditions of the races. However, despite the fact that mental
toughness, resilience, addiction, and passion form part of the standard runner model, age,
experience, and the elite quality of the athlete accentuate this condition even more.
Mental strength and resilience are decisive factors in athletic success and performance
in ultra-trail races. In this sense, athletic success should be considered in terms of both
overall classification and race completion, the latter being the goal for a large part of
the participants.
Author Contributions: Conceptualization, D.M.-A.; methodology, J.A.P.-S.; software, D.M.-A.; val-
idation, J.A.P.-S. and J.R.B.; formal analysis, E.J.-A.; investigation, D.M.-A.; resources, D.M.-A.;
data curation, J.A.P.-S.; writing—original draft preparation, D.M.-A.; writing—review and editing,
D.M.-A.; visualization, E.J.-A.; supervision, J.R.B. All authors have read and agreed to the published
version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted in accordance with the Declaration
of Helsinki, and the protocol was approved by the Ethics Committee of Principado de Asturias
(CEImPA 2020.454).
Informed Consent Statement: All subjects gave their informed consent for inclusion before they
participated in the study.
Conflicts of Interest: The authors declare no conflict of interest.
Int. J. Environ. Res. Public Health 2021, 18, 2704
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| Influence of Psychological Factors on the Success of the Ultra-Trail Runner. | 03-08-2021 | Méndez-Alonso, David,Prieto-Saborit, Jose Antonio,Bahamonde, Jose Ramón,Jiménez-Arberás, Estíbaliz | eng |
PMC8432918 | 26 AJTCCM VOL. 24 NO. 1 2018
RESEARCH
Background. It is a common, yet unproven, belief that patients with post-inflammatory lung disease have a better functional reserve than
patients with lung cancer when compared with their respective functional parameters of operability – forced expiratory volume in one
second (FEV1), maximum oxygen uptake in litres per minute (VO2max) and the diffusion capacity for carbon monoxide (DLCO).
Objectives. The aim of this study was to compare a group of patients with lung cancer with a group with post-inflammatory lung disease
according to their respective functional parameters of operability. We also aimed to investigate any associations of FEV1 and/or DLCO with
VO2max within the two groups.
Methods. We retrospectively included 100 adult patients considered for lung resection. All patients were worked up using a validated
algorithm and were then sub-analysed according to their parameters of functional operability.
Results. Two-thirds of patients had post-inflammatory lung diseases whilst the rest had lung cancer. The majority of the patients in the lung
cancer group had coexistent chronic obstructive pulmonary disease (COPD) (n=18). Most (n=47) of the patients in the post-inflammatory
group were diagnosed with a form of pulmonary TB (active or previous). Among the two groups, the lung cancer group had a higher median
%FEV1 value (62.0%; interquartile range (IQR) 51.0 - 76.0) compared with the post-inflammatory group (52%; IQR 42.0 - 63.0; p=0.01).
There was no difference for the %DLCO and %VO2max values. The lung cancer group also had higher predicted postoperative (ppo)
values for %FEV1 (41.0%; IQR 31.0 - 58.0 v. 34.0%; IQR 23.0 - 46.0; p=0.03, respectively) and %VO2max (58.0%; IQR 44.0 - 68.0 v. 46.0%;
IQR 35.0 - 60.0; p=0.02). There was no difference in the %DLCO ppo values between the groups.
Conclusion. Patients with lung cancer had higher percentage values for FEV1 and ppo parameters for %FEV1 and %VO2max compared with
those who had post-inflammatory lung disease. Our findings suggest that lung cancer patients have a better functional reserve.
Afr J Thoracic Crit Care Med 2018;24(1):26-29. DOI:10.7196/AJTCCM2018.v24i1.158
Cancer is one of the leading causes of mortality worldwide. Lung
cancer is the leading cause of cancer-related mortality globally,
causing 1.6 million deaths in 2012.[1] However, in southern Africa, the
relationship between lung cancer and its mortality rate remains low in
comparison with other cancers and respiratory diseases.[2-5]
According to the World Health Organization (WHO), an estimated
7.7 million cases of pulmonary tuberculosis (PTB) occurred worldwide
in 2007[6] and South Africa (SA) had the third highest tuberculosis
(TB) burden.[7,8] Treated PTB can lead to complications, including
progressive loss of lung function, persistent pulmonary symptoms[9]
and chronic pulmonary aspergillosis.[10-12] These complications
frequently necessitate surgery. A study by Rizzi et al.[13] reported that
patients with post tuberculous chronic haemoptysis (10.0%), lung
destruction (8.1%), chest wall involvement (1.9%), suspected cancer
(24.2%), cavitatory lung disease (21.9%) and bronchiectasis (16.1%)
required elective surgery, whereas those with massive bleeding (5.4%)
or a bronchopleural fistula (3.1%) required emergency surgery.
Lung resection can be a high-risk procedure, especially in patients
with underlying cardiopulmonary disease. Predictors of mortality
include the extent of resection, comorbidities and cardiopulmonary
reserve.[14,15]
Ninety percent of lung cancer patients are current or past smokers,
which is frequently associated with varying degrees of concomitant
chronic obstructive pulmonary disease and/or ischaemic heart
disease. Furthermore, many of these patients are of advanced age and
this places them at an increased risk of post-operative complications
and mortality.[16,17] A number of prospective studies have validated
a percentage-predicted forced expiratory volume in one second
predicted postoperative value (%FEV1 ppo) of <40% as a prohibitive
threshold for pulmonary resection, with mortality rates as high as
50% in such patients. Ferguson et al.[18] demonstrated that a diffusion
capacity for carbon monoxide (DLCO) of <60% of the predicted value
was a cut-off value for major pulmonary resection. The maximum
oxygen uptake in litres per minute predicted postoperative (VO2
max ppo) value of <10 ml/kg/min, obtained from either formal
cardiopulmonary exercise testing (CPET) or low-technology
(minimal achievement) exercise tests, is associated with a high risk
of post-operative complications and death. Regarding the cardiac
A comparison of the functional parameters of operability in
patients with post-inflammatory lung disease and those with lung
cancer requiring lung resection
M H Amirali, MD, MMed (Int), FCP (SA); E M Irusen, MB ChB, FCP (SA), FCCP, PhD;
C F N Koegelenberg, MB ChB, MMed (Int), FCP (SA), FRCP (UK), Cert Pulm (SA), PhD
Division of Pulmonology, Department of Medicine, Stellenbosch University and Tygerberg Academic Hospital, Cape Town, South Africa
Corresponding author: M H Amirali ([email protected])
AJTCCM VOL. 24 NO. 1 2018 27
RESEARCH
risk assessment, the Revised Cardiac Risk Index (RCRI)[19] is used by
many authorities. The criteria contain six independent variables that
correlate with post-operative cardiac complications - these include
a high-risk type of surgery, a history of ischaemic heart disease,
cardiac failure, cerebrovascular disease, diabetes requiring treatment
with insulin and pre-operative serum creatinine of >177 µmol/L.
Patients with more than two variables have a postoperative cardiac
complication rate >10% and are considered to be at high risk.[17]
The validated algorithms used to assess candidates for lung
resection are based on spirometry, the DLCO and the VO2 max.[14]
One such algorithm proposed by Bolliger and Perruchoud[15] has been
used widely as a tool for evaluating cardiorespiratory reserves of lung
resection candidates. The algorithm proposes that patients undergo
successive steps of functional testing, the results of which qualify them
for varying extents of resection or alternatively preclude them from
any surgery.[15]
Apart from the underlying cardiopulmonary disease and other
comorbidities, the calculated predicted postoperative (ppo) values for
FEV1, VO2max and DLCO are directly proportional to postoperative
functional state and mortality.[21]
It is a commonly held belief by various experts in the field of
pulmonology that patients with post-inflammatory lung disease
have a better functional reserve postoperatively than patients with
lung cancer, when comparing their respective FEV1, VO2max and
DLCO values; however, there is limited evidence to support the
belief.[16]
The aim of the present study was to compare two groups of patients
(i.e. patients with lung cancer v. patients with post-inflammatory
lung disease), and to investigate the association of functional
parameters of operability within these two groups of patients.
Methods
Study design and population
We retrospectively enrolled adult patients who had been considered
for lung resection and were referred to the Division of Pulmonology at
Tygerberg Academic Hospital, Cape Town, with either lung cancer or
post-inflammatory lung disease. Ethical approval for this retrospective
analysis was obtained from the Stellenbosch University Research
Ethics Committee (ref. no. S15/04/074). The application included a
waiver of consent due to the retrospective nature and anonymity of
the study design.
Cases were identified from existing medical records; they were
stratified into two groups, namely ‘A’ and ‘B’, where ‘A’ comprised
patients with non-small-cell lung cancer while ‘B’ comprised
patients with post-inflammatory lung disease (bronchiectasis,
active/post tuberculous haemoptysis, and aspergilloma). After
obtaining permission from the chief medical superintendent, the
original medical records of all cases identified were requested and
data were collected anonymously. The data collected included the
demographics (age, gender), comorbidities of patients, indications for
lung resection, extent of lung resection, and their pulmonary function
test values (i.e. FEV1, FVC, DLCO and VO2max). The ppo value for
these parameters can be calculated by the equation in Fig. 2, where
the pulmonary function test (PFT) can either be %FEV1, %VO2max
or %DLCO. We used three validated ways of estimating the relative
functional contribution or split function, i.e. anatomical calculation,
split radionucleotide perfusion scanning and quantitative computer
tomography scanning and dynamic perfusion magnetic resonance
imaging (MRI).
Anatomical calculations of ppo values were performed on all
patients who required pre-operative estimation of post-operative lung
function. Patients who required further evaluation underwent either
radionucleotide perfusion scanning or quantitative CT scanning.
All patients were worked up for lung resection using the algorithm
for the assessment of their cardiorespiratory reserves (functional
operability).[17] Patients were generally followed up as outpatients
and CPET was only performed once the risk of haemoptysis was
Diagnosis
• Stress ECG
• Echo
• Perfusion scan
• Angiogram
Treatment
• Medical
• Surgical
High risk
Resection up to
calculated extent
Split function
VO2max, ppo
Split function
• FEV1, ppo
• DLCO, ppo
Exercise testing
VO2max
Lungs
• FEV1
• DLCO
Heart
• History
• ECH
Pneumonectomy
Positive
Negative
Negative
Positive
Yes
No
<40% or
<10 mL.kg–1.min–1
Both <40%
<35% or
<10 mL.kg–1.min–1
>35% and
>10 mL.kg–1.min–1
Either one >40%
40 - 75% and
10 - 20 mL.kg–1.min–1
Either one <80%
>75% or
>20 mL.kg–1.min–1
Both >80%
Fig. 1. Algorithm proposed by Bolliger et al.,[15] adapted by Koegelenberg
et al.[17] (ECG = electrocardiogram ; FEV1 = forced expiratory
volume in one second ; DLCO = diffusion capacity for carbon
monoxide; VO2max = maximum oxygen uptake in litres per minute;
mL = millilitres; kg = kilograms; )
%PFT ppo = [%PFT – ((a/n) × %PFT)] × 100
where
PFT = pulmonary function test
a = number of segments to be resected
n = total number of segments
Fig. 2. Equation used to calculate %PFT ppo value. (ppo = predicted
postoperative, PFT = pulmonary function test.)
28 AJTCCM VOL. 24 NO. 1 2018
RESEARCH
evaluated (i. e. no haemoptysis for 2 weeks). Patients included in the
study were then evaluated for their respective functional operability
parameters.
Statistical analysis
χ2 comparisons and Pearson product-moment correlation coefficient
(Pearson’s r or ‘r-squared’) of proportional data were performed.
We did not make any assumptions for normality; hence, these non-
parametric inferences were used for statistical analysis. A p-value <0.05
in a two-tailed test of proportions (χ2) was considered statistically
significant. Unless stated otherwise, data are displayed as median with
interquartile range (IQR) values.
Results
We included 100 patients in our study. The demographic data,
primary diagnoses and comorbidities of the patients are summarised
in Table 1.The majority of our patients were male (n=66/100);
51 were diagnosed with a post-inflammatory lung disease, while the
rest had lung cancer.
The most common diagnosis in the post-inflammatory group was
that of haemoptysis (n=47). Bronchiectasis and aspergilloma were the
second most common diagnoses, followed by post-TB bronchiectasis
and destroyed lung.
The majority of the patients in the lung cancer group had COPD
(n=18), 11 of them were either active or previous smokers. Two of
the patients had ischaemic heart disease. Most (n=47) of the patients
in the post inflammatory group were diagnosed with some form of
pulmonary TB (active or previous). COPD and smoking had the
second and third highest prevalence, and 17 patients had no associated
comorbidities.
When comparing the various functional parameters of operability
between the two groups, the lung cancer group had higher %FEV1
values (62.0%; IQR 51.0 - 76.0; p=0.01), there were no differences
between the %DLCO (56.0%; IQR 44.0 - 75.0; p=0.509), and
%VO2max values (80.0%; IQR 66.0 - 89.0; p=0.105). The lung
cancer group also had higher ppo values for %FEV1 (41.0%; IQR
31.0 - 58.0; p=0.03), and %VO2max (58.0%; IQR 44.0 - 68.0; p=0.02);
there was ,however, no difference for %DLCO ppo values 40.0%
(IQR 23.0 - 51.0; p=0.849). The values for the post-inflammatory
group were: %FEV1 52.0% (IQR 42.0 - 63.0); %DLCO 63.0%
(IQR 51.0 - 75.0); and %VO2max 72.0% (IQR 59.0 - 82.0). The ppo
values were: %FEV1 34.0% (IQR 23.0 - 46.0); %VO2max 46.0% (IQR
35.0 - 60.0); and %DLCO 39.0% (IQR 26.0 - 55.0). Correlation
analysis did not show any correlation between the two groups.
Table 1. Demographic and clinical data of study population
(N=100)
n (%)*
Male
66 (66.0)
Female
34 (34.0)
Age (years), mean (range)
46.7 (17 - 72)
Medical condition
Lung cancer
Male
15 (62.5)
Female
9 (37.5)
Comorbidities
Hypertension
8 (19.0)
HIV
0 (0.0)
Pulmonary TB
1 (2.4)
COPD
18 (42.9)
Smoking
11 (26.2)
CAD
2 (4.8)
None
2 (4.8)
Post-inflammatory
Male
51 (67.1)
Female
25 (32.9)
Diagnoses
Post-TB bronchiectasis
14 (19.7)
Bronchiectasis
18 (25.3)
Aspergillomata
18 (25.3)
Destroyed lung
14 (19.7)
Echinococcal cysts
3 (4.2)
Empyema
1 (1.4)
Adenomatoid malformation
1 (1.4)
Post-TB upper-lobe changes
1 (1.4)
MDR-TB
1 (1.4)
Comorbidities
Hypertension
6 (4.30)
HIV
12 (8.70)
Pulmonary TB (active and previous)
47 (34.0)
COPD
30 (21.7)
Smoking
23 (16.7)
CAD
2 (1.4)
Bronchiectasis
1 (0.7)
None
17 (12.3)
TB = tuberculosis; COPD = chronic obstructive pulmonary disease; CAD = coronary artery
disease; MDR-TB = multidrug-resistant tuberculosis.
*Unless otherwise specified.
Table 2. Comparison of functional parameters of operability among the two groups
All, median (IQR)
A,* median (IQR)
B,† median (IQR)
p-value
%FEV1
55 (43 - 65)
62 (51 - 76)
52 (42 - 63)
0.01
%FEV1 ppo
35 (26 - 48)
41 (31 - 58)
34 (23 - 46)
0.03
%VO2max
73 (60 - 84)
80 (66 - 89)
72 (59 - 82)
0.105
%VO2max ppo
49 (38 - 63)
58 (44 - 68)
46 (35 - 60)
0.02
%DLCO
62 (50 - 75)
56 (44 - 75)
63 (51 - 75)
0.509
%DLCO ppo
40 (26 - 54)
40 (23 - 51)
39 (26 - 55)
0.849
IQR = interquartile range; %FEV1 = percentage predicted for forced expiratory volume in one second; %FEV1 ppo = percentage predicted for forced expiratory volume in one second predicted postoperative;
%VO2max = percentage predicted for maximum oxygen uptake in litres per minute; %VO2max ppo = percentage predicted for maximum oxygen uptake in litres per minute predicted postoperative;
%DLCO = percentage predicted for diffusion capacity for carbon monoxide; %DLCO ppo = percentage predicted for diffusion capacity for carbon monoxide predicted postoperative.
*Non-small-cell lung cancer group.
†Post-inflammatory group (bronchiectasis, post tuberculous haemoptysis, aspergilloma).
AJTCCM VOL. 24 NO. 1 2018 29
RESEARCH
Discussion
We found statistically significant differences between the two groups
when comparing the %FEV1, %FEV1 ppo, and %VO2max ppo; the lung
cancer group had a higher %FEV1 (p=0.01), and higher ppo values for
%FEV1 and %VO2max (p=0.03 and p=0.02, respectively). We found
no statistically significant differences between the two groups when
we compared the %DLCO, %DLCO ppo and %VO2max. No gender-
based differences were observed. There was no correlation between
the variables in either group. Therefore, both FEV1 and DLCO did not
predict VO2max in either group.
It is well-known that the pre-operative assessment predicts
postoperative functional reserve, morbidity and mortality. Usually,
a FEV1 ppo, DLCO ppo, and VO2max ppo <40% of normal values
have all been found to indicate increased mortality.[22] We have shown
that patients with lung cancer have a better functional reserve when
compared with those who have post-inflammatory lung disease, and
that neither FEV1 nor DLCO predicted VO2max in either group.
There was also no predilection of the functional reserve towards the
sex or age of our patients. We believe that these findings will have
implications for the surgical management of patients with lung cancer,
in that they may now be more readily considered for lung resection.
Depending on the extent and the time elapsed from the operation,
lung resections determine a variable reduction in functional reserve.
A study by Brunelli et al.[23] showed that at one month after lobectomy,
the FEV1, DLCO, and VO2max values were 79.5%, 81.5%, and 96%
of preoperative values, respectively. These recovered to 84%, 88.5%
and 97%, respectively, after 3 months. Regarding pneumonectomy, the
%FEV1, %DLCO, and VO2max values were 65%, 75%, and 87% of pre-
operative values at 1 month, respectively; at 3 months postoperatively,
the values were 66%, 80%, and 89%, respectively. Other studies have
shown similar results.[24-26]
Inferring from these data, the lung cancer group in our study would
most likely have a better overall functional reserve postoperatively.
Therefore, the assumption that lung cancer patients have a worse
functional reserve postoperatively when compared with patients who
have post-inflammatory lung disease is untrue.
Study strengths and limitations
This was a single-centre study, which benefits from strict adherence
to a validated algorithm. The retrospective nature of the study, as well
as the potential selection bias, could be limiting as only patients who
were deemed clinically fit were recruited as study participants. We did
not collect data on postoperative complications and mortality.
Conclusion
We found that patients with lung cancer had higher percentage-
predicted values for FEV1 and predicted postoperative values for
%FEV1 and %VO2 compared with those who had post-inflammatory
lung disease. Future prospective studies should preferably include
the postoperative outcomes among the two groups to provide a
comprehensive analysis.
Acknowledgements. We would like to thank all members of the pulmonary
function laboratory team of Tygerberg Academic Hospital for their
assistance and Mr Maxwell Chirehwa and Ms Tonya Esterhuizen for help
with the statistical analysis.
Author contributions. MHA was the principal investigator, who collected
the data and wrote the manuscript. CFNK assisted with data analysis and
reviewed the manuscript. EMI reviewed the final manuscript.
Funding. None.
Conflicts of interest. None.
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Accepted 10 October 2017.
| A comparison of the functional parameters of operability in patients with post-inflammatory lung disease and those with lung cancer requiring lung resection. | 04-03-2018 | Amirali, M H,Irusen, E M,Koegelenberg, C F N | eng |
PMC8761130 | Vol.:(0123456789)
Sports Medicine (2022) 52:189
https://doi.org/10.1007/s40279-021-01549-z
LETTER TO THE EDITOR
Response to: Comment on: “Sex‑Specific Differences
in Running Injuries: A Systematic Review with Meta‑Analysis
and Meta‑Regression”
Karsten Hollander1 · Jan Wilke2 · Astrid Zech3
Accepted: 14 August 2021 / Published online: 4 September 2021
© The Author(s) 2021
Dear Editor,
We really appreciate the Letter to the Editor by Nnamani
Silva et al. [1], which added valuable information and dis-
cussion to our systematic review titled “Sex-specific differ-
ences in running injuries: a systematic review with meta-
analysis and meta-regression” [2].
The unequal sample size of sexes, with more male run-
ners in road racing events and more female novice runners,
emphasizes the need to take a closer look at moderating fac-
tors. Generally, detailed reporting of potential effect modi-
fiers is highly encouraged in primary studies to increase the
often limited power of meta-regressions. Regardless, in our
meta-analysis, the exclusive inclusion of studies with both
sexes for the same running background (level) and use of
incidences for risk ratio calculation of each study should
have reduced the influence of unequal sample size distribu-
tion. However, we agree that the combination of studies with
different running levels in the same pooled risk ratio calcula-
tion may have led to a greater weighting of one running level
(towards the level with the higher number of studies). In our
meta-regression, we quantified the running level with the
competition distance, training duration, and training mileage
but cannot completely rule out that a differentiation for the
competition level (road racing vs. novice) would have led to
different results.
In conclusion, the points raised by Nnamani Silva et al. [1]
highlighted another important aspect in the relevant consider-
ation of sex as a variable for equal sampling in addition to the
possible impact of sex specificity in the etiology and probably
prevention and rehabilitation of running-related injuries.
Declarations
Funding Open Access funding enabled and organized by Projekt
DEAL.
Conflict of interest Karsten Hollander, Jan Wilke, and Astrid Zech
have no conflicts of interest relevant to the content of this letter.
Open Access This article is licensed under a Creative Commons Attri-
bution 4.0 International License, which permits use, sharing, adapta-
tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article's Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article's Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visit http:// creat iveco mmons. org/ licen ses/ by/4. 0/.
References
1. Nnamani Silva ON, Armijo PR, Feld LD, Mascarenhas Monteiro
JS, Pham R, Tenforde AS. Comment on: “Sex-specific differences
in running injuries: a systematic review with meta-analysis and
meta-regression.” Sports Med. 2021. https:// doi. org/ 10. 1007/
s40279- 021- 01548-0.
2. Hollander K, Rahlf AL, Wilke J, Edler C, Steib S, Junge A,
Zech A. Sex-specific differences in running injuries: a system-
atic review with meta-analysis and meta-regression. Sports Med.
2021;51:1011–39. https:// doi. org/ 10. 1007/ s40279- 020- 01412-7.
An author’s reply to this comment is available at https:// doi. org/ 10.
1007/ s40279- 020- 01412-7.
* Karsten Hollander
[email protected]
1
Institute of Interdisciplinary Exercise Science and Sports
Medicine, MSH Medical School Hamburg, Am Kaiserkai 1,
20457 Hamburg, Germany
2
Institute of Occupational, Social and Environmental
Medicine, Goethe University Frankfurt, Frankfurt, Germany
3
Department of Human Movement Science and Exercise
Physiology, Institute of Sport Science, Friedrich Schiller
University Jena, Jena, Germany
| Response to: Comment on: "Sex-Specific Differences in Running Injuries: A Systematic Review with Meta-Analysis and Meta-Regression". | 09-04-2021 | Hollander, Karsten,Wilke, Jan,Zech, Astrid | eng |
PMC4227876 | Mean Platelet Volume (MPV) Predicts Middle Distance
Running Performance
Giuseppe Lippi1*, Gian Luca Salvagno2, Elisa Danese2, Spyros Skafidas3, Cantor Tarperi4,
Gian Cesare Guidi2, Federico Schena4
1 Laboratory of Clinical Chemistry and Hematology, Academic Hospital of Parma, Parma, Italy, 2 Laboratory of Clinical Biochemistry, Department of Life and Reproduction
Sciences, University of Verona, Verona, Italy, 3 CeRiSM (Centre for Mountain Sport and Health), Rovereto (TN), Italy, 4 Department of Neurological, Neuropsychological,
Morphological and Movement Sciences, University of Verona, Verona, Italy
Abstract
Background: Running economy and performance in middle distance running depend on several physiological factors,
which include anthropometric variables, functional characteristics, training volume and intensity. Since little information is
available about hematological predictors of middle distance running time, we investigated whether some hematological
parameters may be associated with middle distance running performance in a large sample of recreational runners.
Methods: The study population consisted in 43 amateur runners (15 females, 28 males; median age 47 years), who
successfully concluded a 21.1 km half-marathon at 75–85% of their maximal aerobic power (VO2max). Whole blood was
collected 10 min before the run started and immediately thereafter, and hematological testing was completed within
2 hours after sample collection.
Results: The values of lymphocytes and eosinophils exhibited a significant decrease compared to pre-run values, whereas
those of mean corpuscular volume (MCV), platelets, mean platelet volume (MPV), white blood cells (WBCs), neutrophils and
monocytes were significantly increased after the run. In univariate analysis, significant associations with running time were
found for pre-run values of hematocrit, hemoglobin, mean corpuscular hemoglobin (MCH), red blood cell distribution width
(RDW), MPV, reticulocyte hemoglobin concentration (RetCHR), and post-run values of MCH, RDW, MPV, monocytes and
RetCHR. In multivariate analysis, in which running time was entered as dependent variable whereas age, sex, blood lactate,
body mass index, VO2max, mean training regimen and the hematological parameters significantly associated with running
performance in univariate analysis were entered as independent variables, only MPV values before and after the trial
remained significantly associated with running time. After adjustment for platelet count, the MPV value before the run
(p = 0.042), but not thereafter (p = 0.247), remained significantly associated with running performance.
Conclusion: The significant association between baseline MPV and running time suggest that hyperactive platelets may
exert some pleiotropic effects on endurance performance.
Citation: Lippi G, Salvagno GL, Danese E, Skafidas S, Tarperi C, et al. (2014) Mean Platelet Volume (MPV) Predicts Middle Distance Running Performance. PLoS
ONE 9(11): e112892. doi:10.1371/journal.pone.0112892
Editor: Pedro Tauler, University of the Balearic Islands, Spain
Received August 19, 2014; Accepted October 16, 2014; Published November 11, 2014
Copyright: 2014 Lippi et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: The authors confirm that all data underlying the findings are fully available without restriction. All relevant data are within the paper.
Funding: The authors have no support or funding to report.
Competing Interests: The authors have declared that no competing interests exist.
* Email: [email protected]
Introduction
According to a recent on-line survey, recreational running is the
most popular leisure sport activity, followed by lifting weights,
biking, hiking and other outdoor activities [1]. More specifically,
75% of adults aged 24 to 44 years are engaged in outdoor running
activities at least once a week in the US [2]. The typical middle
distance runner is a ‘‘normal’’ trained adult subject, with few
previous experiences in competitive sport and without special
functional characteristics. The broad popularity of middle distance
is mostly attributable to a variety of reasons, which include no
need
of
special
talent
or
highly-specialized
and
expensive
equipment, and the remarkable benefits on health, fitness, stress
reduction and weight control [2]. It is also noteworthy that the
practice
of
habitual
running
has
been
associated
with
a
significantly reduced risk of obesity, hypertension, diabetes,
cardiovascular
disease,
cancer,
osteoporosis,
depression
and
several other chronic conditions, thus resulting in an overall
20% to 40% lower risk of mortality [3].
Both running economy and overall performance in middle
distance running depend on a number of physiological factors,
which are partially different from those required for short and long
distance running [4,5]. The published research on half-marathon
runners has mainly focused on a number of specific anthropo-
metric variables (i.e., midaxillary skinfold, body mass index,
percent body fat), functional characteristics (i.e., maximal aerobic
power [VO2max)], body core temperature), volume and intensity
in training [6–8]. Despite the well-established relationship existing
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between packed cell volume, VO2max, aerobic performance and
maximal exercise capacity [9–11], a fact that has also contributed
to the increase use of blood doping in sports during the past
decades [12], there is little information about the association
between hematological variables and middle distance running
performance. As such, the aim of this study was to investigate
whether some hematological parameters may predict half-mara-
thon running time in a large sample of recreational runners.
Materials and Methods
The study was performed during a specific event called ‘‘Run
For Science’’, held in Verona (Italy) in April 2014, with the
purpose of analyzing the normal response of adult person to
middle distance running. Forty three amateur runners were
recruited (15 females and 28 males; median age 47 years and IQR
42–50 years; median body mass index 23 kg/m2 and IQR, 22–
25 kg/m2), who successfully concluded a 21.1 km half-marathon
at 75–85% of their VO2max. All athletes were members of a non
professional
team,
were habitually
involved
in recreational
running (mean training regimen 222 min/week and IQR 191–
253 min/week; maximal oxygen uptake 50 mL/kg/min and IQR
46–55 mL/kg/min), and had rested for not less than 36 hours
before the trial. Maximal aerobic capacity was individually
measured in the last two weeks before the event by a running
test on a treadmill using a breath by breath ergospirometric system
(Quark B2, Cosmed Italy). After appropriate familiarization, each
runner underwent a progressive incremental test, starting from
habitual running pace and increasing speed of 0.5 km/h every
min till reaching the volitional exhaustion. None of the subjects
were taking medications known to alter erythrocyte or platelet
metabolism, including antiplatelet or antihypertensive drugs and
erythropoiesis stimulating substances. The trial started at 9.30 AM
and the 21.1 km distance was covered on a relatively flat route
near Verona (35 m vertical gain, with maximal slope of 1.8%), in a
partially sunny day with temperatures between 12–19uC and
humidity between 55–75%. Participants were free to drink ad
libitum during the run. Blood was drawn in primary blood tubes
containing K2EDTA (Terumo Europe N.V., Leuven, Belgium)
10 min before the start of the run and immediately thereafter (i.e.,
within 15 min after conclusion). The whole blood samples were
immediately transported to the local laboratory under controlled
conditions of temperature and humidity, where a complete blood
cell count (CBC) was performed on Advia 2120 (Siemens
Healthcare Diagnostics, Tarrytown NY, USA), which included
measurement of hematocrit, hemoglobin, red blood cell (RBC)
count, mean corpuscular volume (MCV), mean corpuscular
hemoglobin (MCH), mean corpuscular hemoglobin concentration
(MCHC), RBC distribution width (RDW), platelet count, mean
platelet volume (MPV), white blood cell (WBC) count and
differential,
reticulocyte
count
and
reticulocyte
hemoglobin
concentration (RetCHR). The analysis of blood specimens was
concluded within 2 hours after sample collection and all results
were finally expressed as median and interquartile range (IQR).
Differences of pre-run and post-run values were analyzed with
Wilcoxon’s test for paired samples. Univariate (i.e., Spearman’s
correlation) and multivariate analysis (with adjustment for age, sex,
blood lactate, body mass index, VO2max, mean training regimen
and CBC parameters significantly associated with running time in
univariate correlation) were performed, in order to identify
potential predictors of running performance. The statistical
analysis was performed with Analyse-it (Analyse-it Software Ltd,
Leeds, UK) for Microsoft Excel (Microsoft Corporation, Red-
mond, WA, USA). All subjects gave a written consent for being
enrolled in this investigation. The study was approved by the local
ethical committee (Department of Neurological, Neuropsycholog-
ical, Morphological and Movement Sciences, University of
Verona) and performed in accord with the Helsinki Declaration
of 1975 (additional information can be downloaded from the
institutional Website: http://www.dsnm.univr.it/?ent=iniziativa&
id=5382, Last accessed, 10 October 2014).
Results
The 43 amateur runners completed the run in a median time of
113 min (IQR, 105–121 min). As predictable, the median running
performance of the 28 male athletes (100 min and IQR 101–
118 min) was significantly better than that of the 15 females
athletes (120 min and IQR 113–123 min; p,0.001). The median
body weight decreased by 2.2% after the run (from 73.1 to
71.5 kg; p,0.001). The median lactate value measured in
capillary blood at the end of the run was 4.0 mmol/L (IQR,
3.0–4.9 mmol/L). The variation of the CBC parameters after the
run is shown in table 1. The values of lymphocytes and eosinophils
exhibited a significant decrease compared to pre-run values,
whereas those of MCV, platelets, MPV, WBC, neutrophils and
monocytes were found to be significantly increased after the run.
In univariate analysis, significant predictors of finishing time were
the pre-run values of hematocrit, hemoglobin, MCH, RDW,
MPV, RetCHR, whereas the post-run values of MCH, RDW,
MPV, monocytes and RetCHR were also associated with running
performance (Table 2). The VO2max was the best overall
predictor of running time (r = 20.601; p,0.001), whereas neither
body mass index or blood lactate at the end of the half-marathon
were significantly associated with running performance (Table 2).
In multivariate analysis, in which running time was entered as
dependent variable whereas age, sex, blood lactate, body mass
index, VO2max, mean training regimen and the CBC parameters
significantly associated with running performance in univariate
analysis were entered as independent variables, only MPV values
before and after the trial remained significantly associated with
running time (Table 3). After adjustment for the platelet count, the
MPV value before the run (p = 0.042), but not thereafter
(p = 0.247), remained significantly associated with running perfor-
mance (Fig. 1). Neither the platelet count (r = 20.210; p = 0.303)
or the MPV (r = 0.039; p = 0.851) were significantly associated
with VO2max in univariate analysis.
Discussion
Due to the increasing popularity of recreational running as a
form of leisure activity and health-promoting behavior, a large
number of studies have been performed over the past decades to
identify the most reliable predictors of running economy and
performance. The large majority of these investigations focused on
anthropometric variables, functional characteristics, as well as
volume and intensity of training [13]. With the notable exception
of hemoglobin and packed cell volume, little information is
available on other hematological parameters that may predict
middle distance running performance [14]. This investigation was
hence specifically planned to establish whether some hematolog-
ical parameters comprised within the CBC may be significantly
associated with half-marathon running time.
The leukocytes variations recorded in this study are not new,
since an increase of total leukocyte, neutrophil and monocyte
counts along with a decrease of lymphocyte and eosinophils values
have already been reported in a number of previous investigations,
and are prevalently attributable to the well-documented release of
catecholamines and cortisol during exercise [8,15,16].
Mean Platelet Volume Predicts Running Performance
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The significant increase of both platelet count (median increase,
17%; IQR, 10–34%) and MPV (median increase, 6%; IQR, 1–
9%) recorded immediately after the half-marathon run substan-
tially exceeded the inter-individual biological variation of these
parameters (platelet count, 9.1%; MPV, 4.3%) [17], and is also
consistent with the well established evidence that aerobic physical
activity is effective to enhance circulating activated platelets, as
well as platelet-platelet and platelet-leukocyte aggregates [18–22].
More specifically, it has been recently demonstrated that the
hyperactive platelets generated during exercise are rapidly cleared
by the spleen, which is also a dynamic reservoir of younger and
larger platelets (i.e., the human spleen retains one-third of total
body platelets, with MPV approximately 20% greater than that of
circulating platelets) [23]. The younger platelets are then released
into the circulation, thus explaining the significant increase of
platelet count and MPV observed after endurance exercise in this
and other previous studies [18–22]. Another putative mechanism
that may contribute to increase the MPV has been reported by
Hilberg et al. [24], who observed that moderate exercise increased
both platelet reactivity and platelet-leukocyte conjugate formation,
which both contribute to increase the measured value of MPV.
Regardless of the underlying mechanism(s), the significant increase
of MPV recorded after exercise in this and other studies [18–22]
has meaningful clinical implications, suggesting that the enhanced
risk of cardiovascular events that is occasionally observed in
athletes may be at least in part mediated by platelet hyper-
reactivity [20]. Indeed, further studies are advisable to define
whether an improvement of physical fitness is also accompanied
with an increased MPV.
Interestingly, although the pre-run values of hematocrit,
hemoglobin, MCH, RDW, MPV, RetCHR, along with the
post-run values of MCH, RDW, MPV, monocytes and RetCHR
were significantly associated with running time in univariate
analysis, only the MPV values before and after the half-marathon
remained significantly correlated with running performance in the
fully-adjusted model. As predictable, both hemoglobin and
hematocrit values were found to be positively correlated with
running performance in univariate analysis, but the significance of
these associations was lost in the fully adjusted model, especially
when VO2max was entered as covariate. This is plausible, since
VO2max and both hemoglobin and hematocrit clearly interplay in
increasing sport performance, and VO2max is in fact enhanced by
approximately 1% for each 3 g/L increase of hemoglobin [25].
As such, this is the first study demonstrating a direct correlation
between platelet size and endurance performance to the best of
our knowledge. It is noteworthy that the inverse association
between pre-run MPV value and half-marathon running time
remained significant after adjustment for a number of factors such
as age, sex, blood lactate, body mass index, VO2max, mean
training regimen and platelet count, thus confirming the existence
of an effective interplay between platelet metabolism and aerobic
performance. In univariate analysis, the correlation between
running time and pre-run MPV value was the second highest
overall, only preceded by that between running time and VO2max
(Table 2). In agreement with a previous study [26], neither the
platelet count or the MPV at baseline were significantly associated
with VO2max, thus confirming that the influence of MPV on
running performance may be virtually independent from the
baseline cardiorespiratory fitness level.
An increased platelet volume is a well established surrogate
marker of platelet activation, wherein large platelets are reportedly
more active than small platelets [27–29]. The association of this
evidence with our data would imply that platelet hyperactivity may
be a significant determinant of performance in medium distance
running. The use of platelets in sports medicine has risen sharply
in recent times. The platelet-rich plasma (PRP), an autologous
blood fraction rich in platelets and associated cytokines and
growth factors, is mainly used for treatment of sports related
Table 1. Variation of the complete blood cell count after a 21.1 km half-marathon run in 43 amateur runners.
Pre-run
Post-run
P
Hematocrit
0.45 (0.44–0.47)
0.45 (0.43–0.47)
0.420
Hemoglobin (g/L)
148 (140–155)
148 (138–155)
0.137
RBC (1012/L)
4.8 (4.6–5.0)
4.8 (4.5–5.1)
0.162
MCV (fL)
94 (91–96)
95 (92–97)
0.004
MCH (pg)
31 (30–32)
31 (30–32)
0.400
MCHC (g/dL)
32.7 (32.4–33.2)
32.5 (3.19–3.32)
0.068
RDW (%)
13.4 (13.1–13.5)
13.5 (13.1–13.6)
0.001
Platelets (109/L)
260 (218–299)
321 (287–361)
,0.001
MPV (fL)
9.2 (8.6–9.8)
9.5 (8.9–10.1)
,0.001
WBC (109/L)
5.6 (4.9–6.4)
12.4 (9.8–13.9)
,0.001
Neutrophils (109/L)
3.1 (2.5–3.6)
9.3 (7.4–11.5)
,0.001
Lymphocytes (109/L)
2.0 (1.7–2.3)
1.8 (1.5–2.2)
0.037
Monocytes (109/L)
0.3 (0.2–0.4)
0.5 (0.4–0.6)
,0.001
Eosinophils (109/L)
0.2 (0.1–0.2)
0.1 (0.0–0.01)
,0.001
Basophils (109/L)
0.1 (0.1–0.1)
0.1 (0.0–0.1)
0.052
LUC (109/L)
0.01 (0.1–0.1)
0.01 (0.1–0.1)
0.063
Reticulocytes (109/L)
62 (54–74)
60 (52–73)
0.138
RetCHR (pg)
31 (31–32)
31 (31–32)
0.243
RBC, red blood cell; MCV, mean corpuscular volume; MCH, mean corpuscular hemoglobin (MCH); MCHC, mean corpuscular hemoglobin concentration; (MCHC); RDW,
red blood cell distribution width; MPV, mean platelet volume (MPV); WBC, white blood cell; LUC, large unstained cells; RetCHR, reticulocyte hemoglobin concentration.
doi:10.1371/journal.pone.0112892.t001
Mean Platelet Volume Predicts Running Performance
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November 2014 | Volume 9 | Issue 11 | e112892
injuries [30–32]. It was recently proven that injection of PRP may
also exert some ergogenic effects. In particular, Wasterlain et al.
studied the effect of PRP injection on variation of performance-
enhancing systemic growth factors in 25 patients [33], and
observed that the administration of PRP increased the concentra-
tion of insulin-like growth factor-1 (IGF-1), basic fibroblast growth
factor (bFGF) and VEGF. Interestingly, Kasuya et al. also showed
that a symptom-limited treadmill exercise test was effective to
enhance the platelet release of nitric oxide (NO) [34], which would
then contribute to raise exercise tolerance and performance [35].
Another mechanism by which platelets may contribute to
enhance sport performance is the attenuation of neuropathic pain
and/or fatigue during exercise [36]. Kennedy et al. studied platelet
activation and function in 17 patients with chronic fatigue
Table 2. Univariate correlation (r) analysis between running performance and parameters of the complete blood cell count in 43
amateur athletes who completed a 21.1 km half-marathon run.
Pre-run value
Post-run value
r
p
r
p
Hematocrit
20.329
0.031
20.298
0.052
Hemoglobin
20.388
0.010
20.291
0.059
RBC
20.074
0.635
20.086
0.584
MCV
20.234
0.131
20.257
0.097
MCH
20.306
0.046
20.341
0.025
MCHC
20.240
0.122
20.199
0.200
RDW
0.316
0.039
0.336
0.027
Platelets
0.300
0.052
0.256
0.097
MPV
20.450
0.002
20.476
0.001
WBC
20.208
0.181
0.248
0.109
Neutrophils
20.142
0.365
0.262
0.090
Lymphocytes
20.072
0.647
20.028
0.861
Monocytes
20.262
0.090
0.361
0.017
Eosinophils
20.143
0.360
20.258
0.095
Basophils
20.096
0.538
20.197
0.207
LUC
20.039
0.805
0.185
0.234
Ret
0.290
0.059
0.208
0.181
RetCHR
20.390
0.001
20.379
0.012
Blood lactate
2
2
20.069
0.663
Body mass index
0.092
0.555
-
-
VO2max (mL/min/Kg)
20.601
0.001
-
-
RBC, red blood cell; MCV, mean corpuscular volume; MCH, mean corpuscular hemoglobin (MCH); MCHC, mean corpuscular hemoglobin concentration; (MCHC); RDW,
red blood cell distribution width; MPV, mean platelet volume (MPV); WBC, white blood cell; LUC, large unstained cells; RetCHR, reticulocyte hemoglobin concentration;
VO2max, maximal aerobic power.
doi:10.1371/journal.pone.0112892.t002
Table 3. Multivariate correlation analysis between running performance and parameters of the complete blood cell count in 43
amateur athletes who completed a 21.1 km half-marathon run.
Pre-run value
Post-run value
p
p
Hematocrit
0.338
-
Hemoglobin
0.216
-
MCH
0.512
0.567
RDW
0.272
0.216
MPV
0.042
0.026
Monocytes
-
0.080
RetCHR
0.967
0.925
Results were also adjusted for age, sex, body mass index, post-run blood lactate, maximal aerobic power (VO2max) and training regimen.
MCH, mean corpuscular hemoglobin (MCH); RDW, red blood cell distribution width; MPV, mean platelet volume (MPV); RetCHR, reticulocyte hemoglobin concentration.
doi:10.1371/journal.pone.0112892.t003
Mean Platelet Volume Predicts Running Performance
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syndrome and 16 healthy controls [37], reporting that patients
displayed lower platelet aggregability and reduced MPV. This
would be consistent with the fact that smaller and less active
platelets may somehow increase the fatigue threshold, thus
conditioning exercise output. A series of studies also demonstrated
that platelet gel or autologous platelet tissue graft are effective to
lower pain after surgery and are associated with less pain
medications and broader range of motion prior to discharge
[38–40]. As specifically regards sports, the use of PRP was proven
to
be
effective
in
reducing
pain
and
promoting
function
improvement in tennis elbow [41] and other painful tendinopa-
thies [42], as well as for accelerating muscle recovery after acute
injury [43].
According to these evidences, it seems hence plausible that
hyperactive platelets may exert some pleiotropic effects on
endurance
sport
performance,
by
both
releasing
ergogenic
mediators as well as by triggering an increase in performance-
enhancing substances such as NO into the circulation. Further
studies, involving also different running distances, sports and
different categories of athletes are needed to confirm these findings
and to elucidate the potential underlining mechanisms linking
platelet volume and aerobic performance.
Author Contributions
Conceived and designed the experiments: GL CT FS. Performed the
experiments: GLS ED SS. Analyzed the data: GL GLS GCG FS. Wrote
the paper: GL GCG FS.
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Mean Platelet Volume Predicts Running Performance
PLOS ONE | www.plosone.org
6
November 2014 | Volume 9 | Issue 11 | e112892
| Mean platelet volume (MPV) predicts middle distance running performance. | 11-11-2014 | Lippi, Giuseppe,Salvagno, Gian Luca,Danese, Elisa,Skafidas, Spyros,Tarperi, Cantor,Guidi, Gian Cesare,Schena, Federico | eng |
PMC9140916 | Citation: Puccinelli, P.J.; de Lira,
C.A.B.; Vancini, R.L.; Nikolaidis, P.T.;
Knechtle, B.; Rosemann, T.; Andrade,
M.S. The Performance, Physiology
and Morphology of Female and Male
Olympic-Distance Triathletes.
Healthcare 2022, 10, 797. https://
doi.org/10.3390/healthcare10050797
Academic Editors: Parisi Attilio, João
Paulo Brito and Rafael Oliveira
Received: 9 March 2022
Accepted: 21 April 2022
Published: 25 April 2022
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healthcare
Article
The Performance, Physiology and Morphology of Female and
Male Olympic-Distance Triathletes
Paulo J. Puccinelli 1
, Claudio A. B. de Lira 2
, Rodrigo L. Vancini 3
, Pantelis T. Nikolaidis 4
,
Beat Knechtle 5,6,*
, Thomas Rosemann 6
and Marilia S. Andrade 1
1
Programa de Pós-Graduação em Medicina Translacional, Department of Physiology, Federal University of
São Paulo, São Paulo 04021-001, Brazil; [email protected] (P.J.P.); [email protected] (M.S.A.)
2
Human and Exercise Physiology Division, Faculty of Physical Education and Dance, Federal University
of Goiás, Goiânia 74690-900, Brazil; [email protected]
3
Center of Physical Education and Sports, Federal University of Espírito Santo, Vitória 29075-910, Brazil;
[email protected]
4
School of Health and Caring Sciences, University of West Attica, 12243 Athens, Greece; [email protected]
5
Medbase St. Gallen Am Vadianplatz, St. Gallen and Institute of Primary Care, 9100 St. Gallen, Switzerland
6
Institute of Primary Care, University of Zurich, 8091 Zurich, Switzerland; [email protected]
*
Correspondence: [email protected]; Tel.: +41-71-226-93-00
Abstract: Sex differences in triathlon performance have been decreasing in recent decades and little
information is available to explain it. Thirty-nine male and eighteen female amateur triathletes were
evaluated for fat mass, lean mass, maximal oxygen uptake (VO2 max), ventilatory threshold (VT),
respiratory compensation point (RCP), and performance in a national Olympic triathlon race. Female
athletes presented higher fat mass (p = 0.02, d = 0.84, power = 0.78) and lower lean mass (p < 0.01,
d = 3.11, power = 0.99). VO2 max (p < 0.01, d = 1.46, power = 0.99), maximal aerobic velocity (MAV)
(p < 0.01, d = 2.05, power = 0.99), velocities in VT (p < 0.01, d = 1.26, power = 0.97), and RCP (p < 0.01,
d = 1.53, power = 0.99) were significantly worse in the female group. VT (%VO2 max) (p = 0.012,
d = 0.73, power = 0.58) and RCP (%VO2 max) (p = 0.005, d = 0.85, power = 0.89) were higher in the
female group. Female athletes presented lower VO2 max value, lower lean mass, and higher fat mass.
However, females presented higher values of aerobic endurance (%VO2 max), which can attenuate
sex differences in triathlon performance. Coaches and athletes should consider that female athletes
can maintain a higher percentage of MAV values than males during the running split to prescribe
individual training.
Keywords: triathlon; sports medicine; sports physiology; female athlete; VO2 max
1. Introduction
The participation of women in amateur and elite endurance sports events, includ-
ing triathlon, has increased and their performance has improved during the last three
decades [1–6]. Factors that are possibly associated with the increasing participation of
women are the acceptance of female athletes in society, the importance of regular physical
activity for the prevention and treatment of noncommunicable diseases, and the feeling of
well-being that comes from a more active lifestyle [7].
Sex differences in triathlon performance seem to be decreasing, and currently vary
between 12 and 18% [8,9], which seems to be influenced by distance, the level of competition,
and the participation of the athletes [10,11].
Longer triathlon events, such as the Ironman (3.8 km of swimming, 180 km of cycling,
and 42.2 km of running), or ultra-triathlons such as the Double Iron ultra-triathlon (7.6 km
of swimming, 360 km of cycling, and 84.4 km of running) seem to be associated with
decreased sex differences in performance, compared to shorter triathlon distances [12].
Healthcare 2022, 10, 797. https://doi.org/10.3390/healthcare10050797
https://www.mdpi.com/journal/healthcare
Healthcare 2022, 10, 797
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In addition, a lower tendency to sex difference was observed for elite athletes when com-
pared to amateur athletes [12].
Some morphological sex differences related to body composition, such as lower fat
mass percentage and higher muscle mass in the male sex [13–15], seem to be associated
with better male performance [16].
Regarding the physiological factors that influence endurance performance, maximal
oxygen uptake (VO2 max), ventilatory threshold (VT), and running economy (RE) are
variables commonly investigated to predict aerobic performance [17].
In terms of VO2 max values, average values for females are approximately 75% of
the values for males [18]. However, among athletes, these differences may be lower [19].
Lower blood hemoglobin concentrations typically found in women, as well as lower red
cell mass and hematocrit level, which result in lower arterial oxygen content (CaO2) and
lower O2 delivery to muscles during exercise [20,21] are the main factors responsible for
these VO2 max gender differences.
Differently from VO2 max, data about sex differences according to the %VO2 max at
VT seems to be contradictory. Female athletes have 7 to 23% more type I muscle fibers
than men [22–24]. This difference in muscle fiber composition means that women have a
greater oxidation of fat [25] and faster oxygen consumption kinetics [26], which should
directly impact the VT, since this is dependent on the oxidative capacity of the muscles
during exercise [27]. In addition, female athletes also have a higher rate of mitochondrial
respiration [28]. These differences impact muscle metabolism, making women more apt
to resynthesize ATP through the oxidative metabolism. Considering these sex differences,
higher VT could be expected for female athletes; however, literature data show conflicting
results. [17–20]. Moreover, as for VO2 max, there are very few data for VT in Olympic-
distance triathletes [19].
Women’s participation in amateur triathlon events has increased in recent years. As a
result, women’s performance has also improved, and sex differences have decreased [19].
So far, it is not possible to define whether the difference is associated with training volume
or physiological limitations. Therefore, understanding physiological differences between
the sexes can help clarify this issue.
Considering the importance of understanding the differences between sexes in en-
durance sports performance and the lack of data regarding both Olympic-distance triath-
letes and amateur athletes, we compared the physiological and morphological character-
istics of male and female amateur triathletes of the same mean age who competed in an
Olympic-distance event. Better knowledge about gender differences and female character-
istics can explain the narrowing performance gap between the sexes of amateur triathlon
athletes, and may help women reach their best performance.
We hypothesized that male triathletes would present higher VO2 max, higher lean
mass, and lower fat mass than female triathletes, but that there would be no sex differences
according to VT. Because of their higher VO2 max levels and better body composition, we
hypothesized that men would present lower overall race time and split times than female
triathletes in the Olympic triathlon race.
2. Materials and Methods
2.1. Ethical Approval
All experimental procedures were approved by the Human Research Ethics Commit-
tee of the Federal University of Sao Paulo (approval number 1659697) and conformed to the
principles outlined in the Declaration of Helsinki. The study was conducted in accordance
with recognized ethical standards and national/international laws. After receiving instruc-
tions regarding the experimental procedures, their possible risks and benefits, the objectives
and justification of the research, and the principles of respect for persons involved, which
encompassed a guarantee of privacy, confidentiality, and anonymity rights, the athletes
signed the consent form.
Healthcare 2022, 10, 797
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2.2. Participants
Ninety-three athletes who had applied for Olympic-distance triathlon races accepted
an invitation to participate in the study. However, thirty-six did not meet the inclusion
criteria. Therefore, fifty-seven athletes participated in the study.
The inclusion criteria to participate in the study included having participated in at
least one Olympic-distance triathlon race, with at least one year of triathlon practice. The
exclusion criteria included having no medical approval for maximum effort, being pregnant,
having acute pain in the lower limbs, edema, or not finishing the race.
The main reasons for the thirty-six exclusions were giving up on participating in the
Olympic-distance triathlon race (n = 21), not finishing the race (n = 6), having injuries
during the training period (n = 4), absence on the day scheduled for laboratory evaluations
(n = 4), and one woman got pregnant.
Characterization of the sample according to the age and training habits are presented
in Table 1.
Table 1. Characteristics of participants.
Male Triathletes
(n = 39)
Female Triathletes
(n = 18)
p Value
Age (years)
38.8 ± 6.9
41.3 ± 6.68.4
0.210
Triathlon experience (years)
2.7 ± 1.7
3.3 ± 1.6
0.232
Training per week (hours)
13.2 ± 4.1
14.4 ± 3.5
0.287
Data are presented as mean ± standard deviations.
As the number of female athletes who participated in the study was smaller than the
number of male athletes, the power of the statistical analysis is shown with the p-value.
This was employed to identify the possible lack of statistical difference between the groups
due to the small sample size.
2.3. Procedures
Each participant reported to the laboratory for one day, in which they answered a
questionnaire about training habits. Afterwards, anthropometric data measurement and a
cardiorespiratory maximal test on a treadmill were performed. The organizing committee
of the races provided the overall triathlon race time and split times. Thirty-nine male and
six female amateur triathletes participated in the same race.
2.4. Assessments
2.4.1. Questionnaires
The athletes answered a questionnaire about training habits with the four following
questions: (1) How many years have you been practicing triathlon? (2) How many hours a
week do you train swimming? (3) How many hours a week do you train cycling? (4) How
many hours a week do you train running?
2.4.2. Body Composition and Anthropometry
The height and body mass of the participants were assessed using a calibrated sta-
diometer and were measured to the nearest 0.1 kg and 0.1 cm, respectively. Dual energy
X-ray absorptiometry (DXA, software version 12.3, Lunar DPX, GE Healthcare, Madison,
WI, USA) was used to assess body composition (lean and fat mass). Athletes were instructed
to follow their normal ad libitum hydration habits. They were evaluated after bladder
voiding; no fasting or other limitations on their usual activities were implemented [29]. This
method has been previously demonstrated as a reliable technique for body composition
assessments [30,31].
Healthcare 2022, 10, 797
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2.4.3. Cardiorespiratory Maximal Test on a Treadmill
Cardiopulmonary exercise testing (CPET) was conducted on a motorized treadmill
(Inbrasport, ATL, Porto Alegre, Brazil) using a computer-based metabolic analyzer (Quark,
Cosmed, Italy). The calibration procedure was performed prior to each test, according to
the manufacturer’s guidelines. CPET was used to measure VO2 max, VT, respiratory com-
pensation point (RCP), and maximal aerobic velocity (MAV). The VO2 max was determined
as the stabilization of VO2 (increase lower than 2.1 mL·kg−1·min−1) even after increasing
the treadmill velocity during the last stage of the CPET [32]. All the volunteers reached
VO2 max. VT was determined based on the following criteria: an increase in the ventilatory
equivalent for oxygen without an increase in the ventilatory equivalent for carbon dioxide,
and an increase in the partial pressure of exhaled oxygen. RCP was determined based on
the increase in the ventilatory equivalent for carbon dioxide and the decrease in the partial
pressure of exhaled carbon dioxide [33]. VT and RCP were determined separately by two
experienced investigators; a third investigator was asked in cases of discordance. MAV was
determined as the minimal velocity eliciting the VO2 max [34]. The percentage of MAV
that the athlete maintained during the running split was also calculated.
Athletes warmed up for 4 min at 10 km·h−1 (males) and 9 km·h−1 (females). After
the warm-up period, the running velocity was increased by 1 km·h−1 every minute until
voluntary exhaustion [35]. The entire CPET lasted between 8 and 12 min and treadmill
grade was set at 1% to simulate the energetic cost of outdoor running [36]. The heart
rate was measured by a monitor (Ambit 2S, Suunto, Finland) throughout the entire test,
and perceived exertion was rated according to the Borg scale (a 10-point scale) [37].
2.5. Statistical Analysis
Data are presented as the mean and the standard deviations. All variables presented
normal distribution and homogeneous variability according to the Shapiro–Wilk and
Levene tests, respectively. In order to compare the triathlon race times and morphological
and physiological characteristics of the sexes, Welch’s unequal variances t-test was used.
This test was chosen because it is more reliable when the two samples have unequal
sample sizes [38]. The measures of the effect size for differences between sexes were
determined by calculating the mean difference between the two sexes, and then dividing
the result by the pooled standard deviation. Calculating effect sizes, the magnitude of
any change was judged according to the following criteria: d = 0.2 was considered a
“small” effect size; 0.5 represented a “medium” effect size; and 0.8 a represented “large”
effect size [39]. Considering that the study had a convenience sample, the power of all
between-sex comparisons were calculated. Power analysis was performed using G*Power
software [40]. The power of the tests varied from 0 to 1. Usually, researchers use 0.80 as the
power level of the test [41]. Therefore, the same values were considered in this study to
interpret the results. The level of significance was set at p < 0.05.
3. Results
Female athletes presented significantly lower body mass (p < 0.01, d = 2.00, power = 0.99)
and height (p < 0.01, d = 1.80, power = 0.99) than male athletes. There was no difference
in mean age between the groups (p = 0.21, d = 0.35, power = 0.65). Overall race time
and split times were compared for sexes who participated in the same triathlon event.
Regarding performance, female athletes presented higher race times for swimming (+11%),
cycling (+7.5%), running (+7%), and overall race time (+8%). According to morphologic
characteristics, male athletes presented higher lean body mass (kg) (p < 0.01, d = 3.11,
power = 0.99). According to fat mass distribution, the percentage of trunk fat mass was
not different between sexes (p = 0.522, d = 0.17, power = 0.73), nor was the percentage of
android fat mass (p = 0.921, d = 0.02, power = 0.74), but the percentage of gynoid fat mass
was higher in female athletes (p < 0.01, d = 1.37, power = 0.98). VO2 max (p < 0.01, d = 1.46,
power = 0.99), MAV (p < 0.01, d = 2.05, power = 0.99), and velocities associated with VT
(p = 0.02, d = 1.26, power = 0.97) and RCP (p < 0.01, d = 1.53, power = 0.99) were significantly
Healthcare 2022, 10, 797
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higher in the male group. %VO2 max at VT (p = 0.012, d = 0.73, power = 0.58) and %VO2
max at RCP (p = 0.005, d = 0.85, power = 0.89) were higher in the female group. During the
running split, female athletes were running at a higher percentage of MAV (75 ± 8%) than
males (62 ± 6%) (p < 0.01, d = 1.83, power = 0.99) (Table 2).
Table 2. Descriptive characteristics of the triathletes and comparison between the sexes.
Male
(n = 39)
Female
(n = 18)
p Value
d Value
Power
(1-Beta)
Anthropometric profile
Age (years)
38.9 ± 6.9
41.3 ± 6.6
0.21
0.35
0.65
Body mass (kg)
74.3 ± 8.8 *
59.5 ± 5.6
<0.01
2.00
0.99
Height (cm)
174.8 ± 6.5 *
164.5 ± 4.8
<0.01
1.80
0.99
Fat mass (%)
16.8 ± 5.6 *
23.2 ± 9.2
0.02
0.84
0.78
Lean Mass (kg)
59.0 ± 5.7 *
43.0 ± 4.5
<0.01
3.11
0.99
Trunk fat mass (%)
19.8 ± 6.8
21.3 ± 10.2
0.52
0.17
0.73
Android fat mass (%)
22.7 ± 8.6
22.4 ± 12.0
0.92
0.02
0.74
Gynoid fat mass (%)
21.9 ± 6.2 *
33.2 ± 9.8
<0.01
1.37
0.98
Maximal graded exercise test
VO2 max (ml·kg−1·min−1)
59.9 ± 6.3 *
49.5 ± 7.8
<0.01
1.46
0.99
VT (%VO2 max)
74.4 ± 5.6 *
78.7 ± 6.1
0.01
0.73
0.58
Velocity at VT (km·h−1)
12.4 ± 1.4 *
10.5 ± 1.6
<0.01
1.26
0.97
RCP (%VO2 max)
87.5 ± 4.6 *
91.2 ± 4.1
0.01
0.85
0.89
Velocity at RCP (km·h−1)
14.8 ± 1.5 *
12.5 ± 1.5
<0.01
1.53
0.99
MAV (km·h−1)
17.8 ± 1.4 *
14.6 ± 1.7
<0.01
2.05
0.99
Running split
%MAV
62 ± 6 *
75 ± 8
<0.01
1.83
0.99
Velocity (km·h−1)
11.0 ± 1.0 *
11.0 ± 1.8
0.99
0.00
0.99
Data are presented as mean ± standard deviations. d value: Effect size (Cohen’s D). VO2 max: maximal oxygen
uptake. VT: ventilatory threshold. RCP: respiratory compensation point (RCP). MAV: maximal aerobic velocity.
* significant difference between sexes (p < 0.05).
4. Discussion
The primary aim of this study was to compare the sex differences of amateur Olympic-
distance triathletes in relation to performance and physiological and morphological char-
acteristics. The main findings were that: (i) the sex differences in performance were 8.0%
for overall race time, 11% for swimming, 7.5% for cycling, and 7% for running; (ii) female
athletes presented a lower VO2 max and a higher %VO2 max at VT and RCP than male
athletes; (iii) female athletes presented lower lean mass than males; and (iv) female athletes
presented higher total fat mass and gynoid fat mass than males, but the same android and
trunk fat masses.
The sex differences in 1.5 km of swimming, 40 km of cycling, 10 km of running, and
overall race time were 11.0, 7.5, 7.0, and 8.0%, respectively. Higher sex differences were
previously shown for the top 10 athletes of each age group of the World Championship
from 2009 to 2011, with a 13.3% performance difference in swimming, 10.7% difference in
cycling, 7.5% difference in running, and 12% difference in overall race time [42]. Higher
sex difference between the top five athletes from the “Zurich triathlon”, which occurs in
Zurich, Switzerland, in each category have also been shown (18.5% in swimming, 15.5%
in cycling, 18.5% in running, and 17.1% in overall race time) [6]. Therefore, it is evident
that the sex differences in a given performance depend on the race level (world, national
or regional championship). In the present study, minor differences were found between
the sexes; however, only amateur athletes were studied, which differs from the studies
mentioned above that evaluated elite athletes.
As expected,
female athletes presented lower VO2 max and MAV values
(49.5 ± 7.8 mL·kg−1·min−1 and 14.6 ± 1.7 km·h−1, respectively) than male athletes
(59.9 ± 6.3 mL·kg−1·min−1 and 17.8 ± 1.0 km·h−1, respectively), showing a sex differ-
Healthcare 2022, 10, 797
6 of 9
ence of approximately 19%. Similar sex difference have previously been shown for elite
younger triathletes, reporting 20% lower values for females than for males (56.1 and
67.9 mL·kg−1·min−1) [43]. However, VO2 max values for ultra-endurance triathletes seem
to be more similar between the sexes (68.8 and 65.9 mL·kg−1·min−1 for males and females,
respectively), evidencing a sex difference of only 4.4% [44].
Besides maximal capacity for oxygen uptake, endurance performance also depends
on VT. It has been suggested that 70% of success in endurance running depends on these
physiological parameters [17]. An important new finding from the present study is that the
female athletes presented higher values for VT (78.7 ± 6.1% for females and 74.4 ± 5.6% of
VO2 max for males) and RCP (91.2 ± 4.1% for females and 87.5 ± 4.6% VO2 max for males)
than male athletes. In addition, female athletes maintained a velocity corresponding to
75% of the MAV during the running split, which is higher than the value for males, who
maintained 62% of their MAV [34]. The VT is limited by the peripheral conditions (i.e.,
mitochondrial volume, capillary density, oxidative enzyme capacity) [45,46]. Consider-
ing this context, females present different metabolic (greater proportional area of type I
fibers [22–24], greater whole-muscle oxidative capacity [26], and greater mitochondrial ox-
idative function [28]), contractile (Ca2+ transients were smaller in magnitude and longer in
duration in females [47]), and hemodynamic (greater vasodilatory responses of the arteries
to muscles and higher density of capillaries per unit of skeletal muscle [22]) properties of
skeletal muscles than males, favoring ATP resynthesis from oxidative phosphorylation
during exercise [48,49], which could contribute to a higher VT.
Triathlon performance is also associated with body composition [16,50]. In this study,
female athletes presented lower lean mass than males and higher total fat mass and gynoid
fat mass percentage. The android and trunk body mass did not differ between the sexes.
Moreover, fat mass values for both sexes were higher than those reported for elite athletes
(<13% for female and <5% for males) [43]. Therefore, female body composition seems to be
disadvantageous for athletic performance [13,14,51].
Regarding the limitations of this study, the test measurements cited were performed
only on a treadmill. Thus, as the physiologic characteristics were only measured during a
running activity using a treadmill, it would be very interesting to identify sex differences
with the same measurements in tests performed during cycling or swimming activities.
The inclusion of amateur athletes rather than elite athletes was another study limitation.
Furthermore, this was a cross-sectional study, which prevented us from the studying the
performance difference between sexes over time. Considering the increased popularity of
Olympic-distance triathlon, especially among women, who were underrepresented in this
sport until recently [52], the findings of the present study have practical applications for
training monitoring. Strength and conditioning coaches working with triathletes might
develop separate exercise programs for each sex.
Thus, an awareness of physiological sex differences related to performance would
help coaches to prescribe sex-tailored training. In this context, the main finding from the
present study was that the female athletes presented higher values of aerobic endurance
(%VO2 max) than male athletes. These findings suggest that female athletes can maintain a
higher percentage of MAV values than males during the running split; therefore, coaches
could consider these findings to prescribe individual training.
5. Conclusions
In summary, female athletes present lower VO2 max and lean mass, and higher fat
mass. However, they present higher values of aerobic endurance (%VO2 max), which can
attenuate sex differences in triathlon performance. However, the sex differences in VT
require further investigation, as there are few data about this variable in the literature.
Healthcare 2022, 10, 797
7 of 9
Author Contributions: Conceptualization, P.J.P. and M.S.A.; methodology, P.J.P. and C.A.B.d.L.;
software, R.L.V.; validation, C.A.B.d.L. and M.S.A.; formal analysis, P.J.P. and R.L.V.; investigation,
M.S.A.; data curation, P.T.N.; writing—original draft preparation, C.A.B.d.L.; writing—review and
editing, P.T.N., B.K. and T.R.; visualization, B.K. and T.R.; supervision, M.S.A. All authors have read
and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted according to the guidelines of the
Declaration of Helsinki, and approved by the Human Research Ethics Committee of the University
(approval number 1659697).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Data supporting reported results can be asked to corresponding author.
Acknowledgments: We would like to thank all of the participants who volunteered their time to
participate in the study, the Olympic Training and Research Center (Centro Olímpico de Treinamento
e Pesquisa, COTP, São Paulo, Brazil).
Conflicts of Interest: The authors declare no conflict of interest.
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| The Performance, Physiology and Morphology of Female and Male Olympic-Distance Triathletes. | 04-25-2022 | Puccinelli, Paulo J,de Lira, Claudio A B,Vancini, Rodrigo L,Nikolaidis, Pantelis T,Knechtle, Beat,Rosemann, Thomas,Andrade, Marilia S | eng |
PMC3081141 | Low Anaerobic Threshold and Increased Skeletal Muscle Lactate
Production in Subjects with Huntington’s Disease
Andrea Ciammola, MD,1* Jenny Sassone, PhD,1 Monica Sciacco, MD,2 Niccolo` E. Mencacci, MD,1 Michela Ripolone, PhD,2
Caterina Bizzi, MD,3 Clarissa Colciago, PhD,1 Maurizio Moggio, MD,2 Gianfranco Parati, MD,3,4 Vincenzo Silani, MD,1
and Gabriella Malfatto, MD3
1Department of Neurology and Laboratory of Neuroscience, Centro ‘‘Dino Ferrari’’ Universita` degli Studi di Milano - IRCCS Istituto Auxologico
Italiano, Milan, Italy
2Department of Neurological Sciences, Centro ‘‘Dino Ferrari,’’ Universita` di Milano, IRCCS Fondazione Ospedale Maggiore Policlinico,
Mangiagalli and Regina Elena, Milan, Italy
3Department of Cardiology, S. Luca Hospital, IRCCS Istituto Auxologico Italiano, Milan, Italy
4Department of Clinical Medicine and Prevention, Universita` di Milano-Bicocca, Milan, Italy
ABSTRACT: Mitochondrial defects that affect cel-
lular energy metabolism have long been implicated in the
etiology of Huntington’s disease (HD). Indeed, several
studies have found defects in the mitochondrial functions
of the central nervous system and peripheral tissues of
HD patients. In this study, we investigated the in vivo oxi-
dative metabolism of exercising muscle in HD patients.
Ventilatory and cardiometabolic parameters and plasma
lactate concentrations were monitored during incremen-
tal cardiopulmonary exercise in twenty-five HD subjects
and twenty-five healthy subjects. The total exercise
capacity was normal in HD subjects but notably the HD
patients and presymptomatic mutation carriers had a
lower anaerobic threshold than the control subjects. The
low anaerobic threshold of HD patients was associated
with an increase in the concentration of plasma lactate.
We also analyzed in vitro muscular cell cultures and
found that HD cells produce more lactate than the cells
of healthy subjects. Finally, we analyzed skeletal muscle
samples by electron microscopy and we observed strik-
ing mitochondrial structural abnormalities in two out of
seven HD subjects. Our findings confirm mitochondrial
abnormalities in HD patients’ skeletal muscle and sug-
gest that the mitochondrial dysfunction is reflected func-
tionally in a low anaerobic threshold and an increased
lactate
synthesis
during
intense
physical
exercise.
V
C 2010 Movement Disorder Society
Key Words: Huntington’s disease; skeletal muscle;
anaerobic threshold; mitochondria
Huntington’s disease is an autosomal-dominant neu-
rodegenerative disorder characterized by chorea, de-
mentia,
and
psychiatric
disturbances.
The
genetic
mutation underlying the disease is the expansion of
the triplet cytosine-adenosine-guanosine (CAG) in the
IT-15 gene; this mutation encodes for an expanded
polyglutamine (polyQ) tract in the huntingtin (htt) pro-
tein.1 Htt is ubiquitously expressed in the brain as well
as in many extra-CNS tissues such as skeletal muscle.2
The expression of mutated htt has deleterious effects on
skeletal muscle; in particular, HD patients suffer from
muscular weakness3,4 and undergo progressive muscular
wasting.5,6 In addition to this clinical evidence, various
abnormalities have been observed in the muscular tissues
of HD patients and in HD mouse models. These abnor-
malities include skeletal muscle atrophy7,8 and impair-
ment of adenosine triphosphate (ATP) metabolism,
which manifests as a reduced ratio of phosphocreatine to
------------------------------------------------------------
Additional Supporting Information may be found in the online version of
this article.
*Correspondence to: Andrea Ciammola, MD, Department of Neurology
and Laboratory of Neuroscience, IRCCS Istituto Auxologico Italiano, via
Spagnoletto 3, 20149 Milan, Italy; [email protected]
Funding agencies: This work was supported in part by Italian Health
Ministry (AC, Malattie Neurodegenerative ex art. 56 legge finanziaria
2004), and by Associazione Amici del Centro Dino Ferrari, University of
Milan, the Telethon project GTB07001, the Eurobiobank project QLTR-
2001-02769 and R.F. 02.187 Criobanca Automatizzata di Materiale
Biologico.
Relevant conflict of interest: Nothing to report.
Full financial disclosures and author roles may be found in the online
version of this article.
Received: 30 March 2010; Revised: 22 April 2010; Accepted: 26 April
2010
Published online 7 October 2010 in Wiley Online Library
(wileyonlinelibrary.com). DOI: 10.1002/mds.23258
R E S E A R C H
A R T I C L E
130
Movement Disorders, Vol. 26, No. 1, 2011
inorganic phosphate and a lower production of mito-
chondrial ATP.9–11 Whereas mitochondria-related ener-
getic dysfunctions have been found in both the CNS and
skeletal muscle of HD patients,12 it is still unclear
whether the cellular energy metabolism impairment is a
primary event in the cascade of pathogenic events that
occurs in the brains of HD patients. To clarify this issue,
previous studies used magnetic resonance spectroscopy
(MRS) to analyze the brain lactate levels of symptomatic
and presymptomatic HD subjects; these studies, how-
ever, produced conflicting data.13–16 As skeletal muscle
cells, like neurons, are postmitotic cells that are highly
dependent on oxidative metabolism, we decided to inves-
tigate the in vivo oxidative metabolism of exercising
muscle in HD subjects. We hypothesized that during
physical exercise, the lower level of ATP synthesis in HD
patients would reduce the ability of muscle cells to
extract O2 from blood; as a result, HD patients would
reach the anaerobic threshold (AT) early and show a cor-
respondingly high level of lactate production.17,18 This
clinical study is designed to measure ventilatory and car-
diometabolic parameters as well as lactate production in
presymptomatic and symptomatic HD gene carriers dur-
ing a cardiopulmonary exercise test.
Patients and Methods
HD Patients, Presymptomatic HD Subjects,
and Control Subjects
Table 1 shows the clinical and demographic data of
the HD patients and control subjects. All of the HD
subjects had had DNA analysis demonstrating more
than 39 CAG repeats. Patients were excluded if they
met any of the following criteria: (1) concomitant pres-
ence of metabolic, endocrine or muscular disorders; (2)
arterial hypertension that required treatment (defined as
a systolic pressure >140 mm Hg and a diastolic pres-
sure >90 mm Hg); (3) systolic and/or diastolic heart
failure (defined as an ejection fraction <50% and/or an
abnormal diastolic phase) and valvular or morphologi-
cal abnormalities diagnosed through echocardiography;
(4) use of drugs that affect metabolism and/or muscular
functions;(5) a history of drug addiction (6) a body
mass index (BMI) <18 or >25 and (7) an inability to
use the bicycle ergometer. All HD patients were able to
walk without assistance and able to independently
carry out activities of daily living.
Controls were selected from healthy volunteer sub-
jects according to the same exclusion criteria. Mean
age of the control group did not significantly differ
from mean age of presymptomatic and symptomatic
HD group. Mean age of presymptomatic group was
lower as compared to symptomatic HD group (P <
0.05). Presymptomatic-HD and control groups both
included subjects that had a sedentary life style and
subjects that performed moderate physical activity (1–
2 hours physical exercise/week).
Each subject gave his or her written consent after
being fully informed of any risks and discomfort asso-
ciated with participation in the study. The study was
approved by the Ethics Committee of the Istituto Aux-
ologico Italiano, and all study procedures followed the
recommendations of the Helsinki Declaration of 1975.
Exercise Protocol
All subjects rested for 45 minutes before beginning
the exercise portion of the study. The exercise test was
performed on an electrically-braked bicycle according
to a validated protocol.19 A cardiopulmonary exercise
system (Sensor Medics V2900, USA) was used to mon-
itor breath-by-breath measurements of VE (expired
ventilation), VO2 and VCO2. Derived entities such as
VE for O2 and CO2 (VE/VO2, VE/VCO2), the respira-
tory quotient VCO2/VO2 and respiratory rate per mi-
nute
were
presented
on-line.
The
equipment
was
calibrated before every test. A 12-lead ECG was used to
monitor for arrhythmia and ST segment changes. The
test began with 2 minutes of variable sampling whereas
the subject was at rest and was followed by 2 minutes
of unrestricted exercise. The workload was increased by
25 Watts every 2 minutes. The exercise test was symp-
tom-limited and used a Borg scale (from 0 to 10) to
rate dyspnoea, fatigue and chest pain. The subjects were
TABLE 1. Demographic, clinical, and genetic data of HD patients (nine males and six females), presymptomatic
subjects (seven males and three females), and healthy controls (16 males and nine females)
Symptomatic HD
patients (N ¼ 15)
Presymptomatic HD
subjects (N ¼ 10)
Controls (N ¼ 25)
Age (yr)
48.2 6 10.2 (29–67)
37.6 6 6.7 (21–45)
43.7 6 10.6 (31–70 )
CAG triplet number
45.3 6 3.2 (41–52)
43.8 6 2.5 (42–49)
–
Age at onset (yr)
44.7 6 10.9 (28–65)
–
–
Duration of illness (yr)
3.9 6 3.1 (1–10)
–
–
UHDRS part I
31.0 6 12.2 (17–53)
–
–
Total functional capacity
10.7 6 2.2 (6–13)
–
–
Data are expressed as mean 6 SD (range).
A N A E R O B I C
T H R E S H O L D
I N
H U N T I N G T O N ’ S
D I S E A S E
Movement Disorders, Vol. 26, No. 1, 2011
131
encouraged to exercise until they were exhausted. Blood
pressure and heart rate were measured every 2 minutes.
All respiratory parameters were measured from plots
over time, resulting in moving average values. The peak
VO2, VE/VO2, and VE/VCO2 were the last of three val-
ues that were recorded during the final 30 seconds of
exercise. If this last value was not the highest, the mean
of the last three values was calculated. The anaerobic
threshold was calculated according to the V-slope
method. After the test, patients rested in a supine posi-
tion for at least 5 minutes. The following exercise pa-
rameters were evaluated in all subjects:
1. Exercise/cardiac parameters:
(a) Maximal
ergometric
working
capacity
(Wpeak), defined as the maximal work
(Watts) reached for at least 1 minute
(b) Peak exercise heart rate (HRpeak) and
heart rate at the anaerobic threshold (HR
AT)
(c) Peak VO2/kg (mL/Kg/min), i.e., the maxi-
mal oxygen consumption, expressed both
in absolute values (ml/Kg/min) and as a
percent of theoretical maximum capacity
according to age, body type, and sex (peak
VO2 %)
(d) O2
pulse
(ml/beat)
both
at
anaerobic
threshold (AT pO2) and at the exercise
peak (peak pO2)
(e) Aerobic threshold (AT VO2), expressed as
an absolute value (ml/Kg/min), as a percent
of the predicted maximum (AT%) and as
Watts reached (AT Watts)
2. Ventilatory variables:
(a) Respiratory
quotient
at
the
anaerobic
threshold (RQ AT) and at peak exercise
(RQ peak)
(b) Ratio of dead space to tidal volume (VD/
Vt)
(c) Ratio of ventilation to CO2 production at
peak exercise (peak VE/VCO2)
Blood Sampling and Lactate Concentration
Assay
A peripheral antecubital venous access was posi-
tioned before the beginning of the test. Blood samples
were drawn whereas the subject was at rest and at the
beginning of each 2-minute incremental step during
the exercise. The lactate concentration of the plasma
was assessed using a colorimetric assay (Lactate Rea-
gent, Trinity Biotech, Ireland).
Muscle Biopsies
Informed consent was obtained from each patient.
Open muscle biopsies were obtained at rest from the
biceps brachii muscle of patients through a small sur-
gical incision under local anesthesia.
Human Muscular Cultures
Human myoblast cultures were obtained from bi-
opsy specimens (supporting information Table 1) as
previously described.20 Equal numbers of myoblasts
were plated on 100-mm dishes in 10 ml of culture me-
dium. The media and cells were collected 24 hours
later. The media were assayed for lactate concentra-
tion and the cells were counted using Coulter Counter
cell (Beckman, CA).
Morphological Studies
We examined skeletal muscle biopsies from seven
HD patients. For light microscopy studies, cryostat
cross sections were processed according to standard
histological (Gomori’s Trichrome, H&E) and histo-
chemical (COX, SDH, double staining for COX, and
SDH) techniques.21 A small part of each bioptic sam-
ple was fixed in 2,5% glutaraldehyde (pH 7,4), post-
fixed in 2% osmium tetroxide and then embedded in
Spurr’s resin for ultrastructural examination. Finally,
ultrathin sections were stained with lead citrate and
uranyl acetate and examinated with Zeiss EM109
transmission electron microscope.21
Statistical Analysis
A Kolmogorov-Smirnov test was used to test the
data for normality and a Levene test was used to ver-
ify the homogeneity of group variances. Cardiopulmo-
nary
parameters
and blood lactate
concentrations
were compared with an analysis of variance (ANOVA)
procedure using a Tukey test. Pearson or Spearman
correlation coefficients were used to test for correla-
tions between clinical and genetic data and the cardio-
pulmonary
parameters.
Lactate
concentrations
in
myoblast culture media were compared with a Krus-
kal-Wallis ANOVA followed by Dunn’s test.
Results
Cardiorespiratory Measurements
All of the subjects completed the exercise test with-
out complications. In all subjects, the peak RQ was
close to 1, showing a truly maximal test. No arrhyth-
mias or ST changes suggestive of ischemic problems
were detected in HD or control subjects during the
exercise. The cardiopulmonary test parameters of HD
patients, presymptomatic HD subjects and healthy
controls are reported in Table 2.
The peak power (Wpeak) and peak oxygen con-
sumption (peak VO2) values were significantly reduced
in symptomatic HD patients as compared to controls
(Table
2,
Fig.
1A,B).
No
difference
in
maximal
C I A M M O L A
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A L .
132
Movement Disorders, Vol. 26, No. 1, 2011
exercise capacity was detected between presympto-
matic HD and control subjects. Notably, there was no
difference in O2 peak pulse, VD/Vt or VE/VCO2
among the groups; this data indicates a normal cardiac
and ventilatory performance in all the groups.22
The anaerobic threshold values were significantly
lower in the symptomatic and presymptomatic HD sub-
jects than in the control subjects; this was true for all
measurements, including the absolute value (ATVO2,
mL/Kg/min), percent of the predicted maximum (AT%)
and Watts reached (AT, Watt) (Table 2, Fig. 1C–E). We
examined the data for a potential correlation between
the cardiopulmonary test parameters and clinical or
genetic data of the HD subjects. In the symptomatic HD
patients, no significant correlation was found among
clinical data (age at onset, duration of illness, UHDRS I,
and TFC), genetic data (CAG repeat number), and
Wpeak, ATVO2, AT%, or AT. Notably, a significant
negative correlation was found between AT% and CAG
repeat number in presymptomatic HD subjects (Fig. 1F;
P < 0.0001; R ¼ 0.873, Spearman Correlation).
Blood Lactate Accumulation During a
Cycloergometric Test and Lactate Production
from In Vitro Muscular Cell Cultures
Figure 2A shows mean values of blood lactate con-
centrations at the various levels of work. The plasma
lactate values did not differ between the symptomatic
HD patients and the control subjects when they were
at rest; however, at 50 and 75 Watts the mean plasma
lactate concentration was significantly higher in symp-
tomatic HD patients than in the controls (50 Watts, P
¼ 0.021 vs controls; 75 Watts, P ¼ 0.014 vs controls).
Presymptomatic HD subjects had a mean lactate value
at 50 Watts that was higher than that of the controls,
but the difference was not statistically significant.
To determine whether the increased lactate produc-
tion was related to a primary defect in the mitochon-
drial function of muscular cells, we measured lactate
production in in vitro muscular cell cultures from five
HD patients and five age-matched controls (the biopsy
data are reported in supplemental Table 1). The lac-
tate concentration in the media of the HD cultures
was significantly higher than in the media of the con-
trol cultures (Fig. 2B).
Histochemistry and Ultrastructural Studies of
HD Skeletal Muscle
We examined six out of seven muscle biopsies (sam-
ple n 3 was too small for reliable examination, Fig.
3A) and we found small groups of type II fibers in
patients 1, 5, 6, and 7, patient n 1 also presenting
scattered type II hypotrophic fibers. We detected no
significant oxidative alterations except for the presence
of 1–2 COX-negative fibers, without mitochondrial
proliferation (normal SDH), in patients n 1, 6, and 7.
In two patients (n 3 and 5), ultrastructural studies
showed a consistent number of abnormally elongated
mitochondria
with
derangement
of
cristae
and
vacuoles (Fig. 3B,C). Also, some mitochondria gradu-
ally become swollen with progressive loss of matrix
substance
and disruption
of residual
cristae (Fig.
3D,E).
Discussion
Our study shows that symptomatic HD subjects
have a reduced work capacity (Wpeak) during a car-
diopulmonary test. This data complements the recent
reported of a significant reduction in muscle strength
in symptomatic HD patients.4 Presymptomatic HD
subjects had normal Wpeak values during the same
exercise test, which suggests that the Wpeak reduction
TABLE 2. Cardiopulmonary test parameters of HD patients, presymptomatic HD subjects, and healthy controls
Symptomatic HD patients
Presymptomatic HD subjects
Controls
Wpeak (Watts)
111.7 6 37.6; (75–200)
165.0 6 39.4; (125–225)
158.7 6 45.8; (100–250)
P ¼ 0.003 s-HD vs C
Peak VO2/kg (mL/Kg/min)
23.4 6 6.7; (14.4–39.1)
29.5 6 7.0; (19.6–42.2)
28.8 6 6.0; (19.7–47.5)
P ¼ 0.026 s-HD vs C
Peak VO2/kg (% of theorethical)
75.7 6 22.3; (42–125)
78.7 6 21.1; (53–113)
83.3 6 14.7; (60–129)
Heart rate peak (beats/min)
145.6 6 19.4; (106–180)
156.3 6 11.0; (139–176)
154.3 6 18.9; (112–185)
RQ (peak) adimensional ratio
1.0 6 0.1; (1.0–1.1)
1.1 6 0.1; (0.9–1.3)
1.1 6 0.2; (0.9–1.7)
O2 pulse peak (mL/beat)
11.3 6 4.2; (5.8–20.4)
13.5 6 3.7; (8.2–18.3)
13.4 6 3.5; (6.9–18.8)
O2 pulse peak (%)
84.5 6 19.7; (49–128)
93.1 6 19.0; (73–135)
100.0 6 21.6; (62–140)
VD/VT (%)
97.3 6 36.5; (57–187)
72.6 6 17.6; (40–92)
66.5 6 19.4; (30–104)
VE/VCO2 adimensional ratio
32.0 6 2.9; (27–36)
30.1 6 4.3; (24–38)
29.9 6 3.2; (26–36)
AT VO2 (mL/Kg/min)
13.3 6 2.5; (9.7–19.0)
13.6 6 3.3; (9.8–20.3)
19.0 6 5.0; (11.9–33.1)
P ¼ 0.000125 s-HD vs C
P ¼ 0.000125 preHD vs C
AT (%)
38.9 6 7.3; (27–50)
35.3 6 8.0; (26–56)
54.7 6 13.1; (39–88)
P ¼ 0.000251 s-HD vs C
P ¼ 0.000166 preHD vs C
AT (Watts)
38.3 6 12.9; (25–50)
57.5 6 16.9; (25–75)
99.0 6 43.0; (50–200)
P ¼ 0.000002 s-HD vs C
P ¼ 0.000002 preHD vs C
Data are expressed as mean 6 SD; (range). Not reported statistical scores were P > 0.05.
A N A E R O B I C
T H R E S H O L D
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D I S E A S E
Movement Disorders, Vol. 26, No. 1, 2011
133
in symptomatic patients may be related to the reduc-
tion in muscle bulk that occurs as the disease pro-
gresses.5,6 Our findings confirm a strength deficit in
HD patients and support the idea that physical ther-
apy aimed at improving muscle strength could benefit
these patients, particularly during the early stages of
the disease.23
This study shows that low anaerobic threshold (AT)
values and an early increase of blood lactate are
linked to HD. Both symptomatic and presymptomatic
HD subjects had an anticipated AT during the incre-
mental exercise. The AT is an index normally used to
estimate exercise capacity. During the initial (aerobic)
phase of cardiopulmonary exercise, expired ventilation
(VE) increases linearly with VO2 and reflects aerobi-
cally produced CO2 in the muscles. During the latter
phase of exercise, anaerobic metabolism occurs when
the oxygen supply cannot keep up with the increasing
FIG. 1. (A) Scatter plot of maximal ergometric working capacity values (Wpeak) and (B) maximal oxygen consumption, expressed as absolute val-
ues (Peak VO2) in HD patients (N 5 15), presymptomatic subjects (N 5 10) and control subjects (N 5 25). (C) Scatter plot of aerobic threshold val-
ues expressed as absolute value (ATVO2), (D) as percent of the predicted maximum (AT%) and (E) as Watts reached (AT Watts). Mean values are
indicated with horizontal bars. (F) Scatter plot graph showing that AT% correlates with CAG repeat number in presymptomatic HD subjects. The
graph shows nine dots because two subjects had identical AT% and CAG repeat number.
C I A M M O L A
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Movement Disorders, Vol. 26, No. 1, 2011
metabolic requirements of exercising muscles. At this
time, there is a significant increase in lactic acid pro-
duction in the muscles and in the blood lactate
concentration.24
In our opinion, the low AT values and elevation of
blood lactate in HD subjects reflect abnormalities in
O2 utilization; this is consistent with abnormal oxida-
tive metabolism in skeletal muscle. Presymptomatic
subjects did not show a reduction in Wpeak values,
which suggests that lower AT% values are not corre-
lated with muscular atrophy. Notably, our data high-
lighted an inverse correlation between AT% values
and CAG repeats in HD gene carriers; this data
strongly suggests that mutant htt directly results in
deficits in the mitochondrial respiratory chain, even in
presymptomatic HD patients. Among symptomatic
HD patients, the CAG repeat number was not signifi-
cantly correlated with AT% values. This data indi-
cates that factors other than the CAG repeat number
(such as muscular atrophy) may also contribute to
AT% reduction in the more advanced stages of the
disease. Several studies have suggested that the work
rate corresponding to the AT could be used as an
index for determining the optimal training intensity,25
therefore the information gathered in this study sug-
gests that a cardiopulmonary test should be included
in the physical therapy program for HD subjects.
Our examination of skeletal muscle tissue from six
HD subjects with an histochemical marker for mito-
chondrial oxidative function (COX) did not reveal any
significant abnormalities in both presymptomatic and
symptomatic subjects. This data agrees with previously
reported histological and histochemical examination
of muscle biopsies from HD subjects.6 Given the pre-
viously reported observations of structural mitochon-
drial
abnormalities
in
cortical
biopsies
from
HD
patients26–28 and in the muscle biopsy from one HD
gene carrier,3 we performed electron microscopy ex-
amination of HD muscle biopsies. Interestingly, we
found abnormally elongated mitochondria with cristae
derangement and vacuoles in two specimens (pt n 3
and
5).
These
findings
are
similar
to
those
described.28,29 Pt n 3 is a 63-years-old woman with a
disease duration of 13 years and 42 CAG repeats,
whereas pt n 5 is a presymptomatic 36-years-old man
with 42 repeats. Interestingly, his father (pt n 6), who
has the same number of repeats and a disease duration
of 22 years, does not show structural mitochondrial
changes. We hypothesize that, as reported,28 the same
mitochondrial alterations could be present at central
nervous system level also in patients who do not show
skeletal muscle abnormalities. Also, a possible expla-
nation for the finding of mitochondrial alterations in
few subjects is that these alterations may correlate
with the lifestyle of the patients and may be more evi-
dent in physically active subjects than in more seden-
tary, possibly older, ones.
Conflicting data have been reported about cardiac
dysfunction in HD.12 Indeed, mutant htt has been
blamed
for
cardiotoxic
effects
in
mouse
models,
including heart atrophy7 and defects in contractile
functions.30 Nevertheless, epidemiological studies have
not found heart disease to be more common in HD
patients than in controls.31
In
this
study,
the
patients’
cardiopulmonary
response to exercise did not resemble the pattern that
is typical of patients with heart failure. At peak exer-
cise, the HD patients showed a normal O2 pulse,
which suggests a normal cardiac output22; in addition,
they had a normal ventilatory response, with VE/
VCO2 values below the cutoff-value of 35.32 These
results do not show an increased risk for cardiac dis-
ease in HD patients. Rather, the response of HD
patients to cardiopulmonary testing suggests a primary
defect in the muscular energetic metabolism. The
increased lactate production we found in HD myo-
blast cultures further highlights the inadequate mito-
chondrial oxidative respiration of HD muscle and
FIG. 2. (A) Lactate concentrations in blood (mean 6 SD) during car-
diopulmonary test (*P 5 0.021; **P 5 0.014 vs. controls). (B) Graph
representing the median and the percentiles of lactate concentrations
in cell culture media. Data were expressed as mg/dL and normalized
on cell number. The ends of the boxes define the 25th and 75th per-
centiles, with a line at the median and error bars defining the 10th and
90th percentiles. Medians were: HD cells 3.0 mg/dL/number of cells.
Control cells: 1.6 mg/dL/number of cells (P 5 0.003 vs. control cells).
A N A E R O B I C
T H R E S H O L D
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H U N T I N G T O N ’ S
D I S E A S E
Movement Disorders, Vol. 26, No. 1, 2011
135
agrees with our previous reports showing mitochon-
drial dysfunction in HD myoblasts.20,33
Finally, we believe that AT measures could be useful
as in vivo assays during
the screening of drugs
designed to improve mitochondrial function in HD
patients. For example, a deficit in PGC-1a (peroxi-
some proliferator-activated receptor-c coactivator 1a),
a transcriptional coactivator implicated in mitochon-
drial biogenesis,
was recently found in both the
brain34 and skeletal muscles35 of HD patients. Mole-
cules that activate PGC-1a may be therapeutically use-
ful,36 and in vivo AT measures in HD subjects could
help to evaluate a potential drug’s benefits.
Acknowledgments:
The authors wish to thank the patients and their
families (Associazione Mauro Emolo O.N.L.U.S.) for their precious sup-
port. We thank Dr.ssa Cinzia Tiloca for her technical support.
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| Low anaerobic threshold and increased skeletal muscle lactate production in subjects with Huntington's disease. | 10-07-2010 | Ciammola, Andrea,Sassone, Jenny,Sciacco, Monica,Mencacci, Niccolò E,Ripolone, Michela,Bizzi, Caterina,Colciago, Clarissa,Moggio, Maurizio,Parati, Gianfranco,Silani, Vincenzo,Malfatto, Gabriella | eng |
PMC8523042 | 0.5
1.0
1.5
2.0
2.5
2
3
4
5
9:American football (M)
Step length (m)
Cadence (steps/s)
Active athletes
S3 Fig
0.5
1.0
1.5
2.0
2.5
2
3
4
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19:Golf (M)
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1.5
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2.5
2
3
4
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3:Soccer (F)
0.5
1.0
1.5
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2.5
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5
10:Softball (M)
0.5
1.0
1.5
2.0
2.5
2
3
4
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16:Weightlifting (M)
0.5
1.0
1.5
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4:Soccer (F)
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18:Rowing (M)
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1.5
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6:Basketball (M)
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11:Handball (M)
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| Spatiotemporal inflection points in human running: Effects of training level and athletic modality. | 10-18-2021 | Goto, Yuta,Ogawa, Tetsuya,Kakehata, Gaku,Sazuka, Naoya,Okubo, Atsushi,Wakita, Yoshihiro,Iso, Shigeo,Kanosue, Kazuyuki | eng |
PMC4439428 | 1 3
J Comp Physiol A (2015) 201:645–656
DOI 10.1007/s00359-015-0999-2
ORIGINAL PAPER
Walking and running in the desert ant Cataglyphis fortis
Verena Wahl · Sarah E. Pfeffer · Matthias Wittlinger
Received: 25 November 2014 / Revised: 4 March 2015 / Accepted: 5 March 2015 / Published online: 1 April 2015
© The Author(s) 2015. This article is published with open access at Springerlink.com
Keywords Desert ant · Cataglyphis · Stepping pattern ·
Inter-leg coordination · Gait
Introduction
If you are in a North African salt pan in the middle of
the day, you would probably encounter Cataglyphis for-
tis desert ants pacing around with tremendous speeds on
their long legs, insects Rüdiger Wehner likes to call “race
horses in the insect world” (Wehner 2009). Like race horses
with their shiny and delicate bodies, they can doubtlessly
exert a fascination on the observer when they attain high
walking speeds while swiftly manoeuvring through their
harsh environment, always on the look-out for dead insects
that succumbed to the heat of the day (Wehner 1983). Indi-
viduals with a prey item, one can see running along an
imaginary straight line which connects the place where
they had encountered the food with the nest entrance. The
kind of navigation that Cataglyphis fortis ants perform on
their foraging excursions is an approximate form of dead
reckoning, the so-called path integration where the ants
are constantly connected to the nest location via an invis-
ible link (Collett and Collett 2000; Wehner and Srinivasan
2003; Wehner and Wehner 1986, 1990). Combining path
integration as a navigation mode and high walking speeds,
Cataglyphis ants maximize their chances of finding food
and returning to the nest even in the hottest times of the day
without succumbing to the hostile conditions. To perform
path integration Cataglyphis ants would need two inputs:
(1) information about angles steered, that is, the direction
and (2) information about the distance travelled. Direc-
tional information is provided by a celestial compass (Weh-
ner 1982; Müller and Wehner 1988), and distance informa-
tion is gained by means of a stride integrator (Ronacher and
Abstract Path integration, although inherently error-
prone, is a common navigation strategy in animals, par-
ticularly where environmental orientation cues are rare.
The desert ant Cataglyphis fortis is a prominent example,
covering large distances on foraging excursions. The stride
integrator is probably the major source of path integration
errors. A detailed analysis of walking behaviour in Catagly-
phis is thus of importance for assessing possible sources
of errors and potential compensation strategies. Zollikofer
(J Exp Biol 192:95–106, 1994a) demonstrated consist-
ent use of the tripod gait in Cataglyphis, and suggested an
unexpectedly constant stride length as a possible means
of reducing navigation errors. Here, we extend these stud-
ies by more detailed analyses of walking behaviour across
a large range of walking speeds. Stride length increases
linearly and stride amplitude of the middle legs increases
slightly linearly with walking speed. An initial decrease of
swing phase duration is observed at lower velocities with
increasing walking speed. Then it stays constant across the
behaviourally relevant range of walking speeds. Walking
speed is increased by shortening of the stance phase and of
the stance phase overlap. At speeds larger than 370 mms−1,
the stride frequency levels off, the duty factor falls below
0.5, and Cataglyphis transitions to running with aerial
phases.
V. Wahl and S. E. Pfeffer equally contributed to the manuscript.
Electronic supplementary material The online version of this
article (doi:10.1007/s00359-015-0999-2) contains supplementary
material, which is available to authorized users.
V. Wahl · S. E. Pfeffer · M. Wittlinger (*)
Institute of Neurobiology, University of Ulm, 89069 Ulm,
Germany
e-mail: [email protected]
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Wehner 1995; Wittlinger et al. 2006, 2007) which might be
a major source of navigational errors. To better understand
the stride integrator, we need a detailed analysis of walk-
ing behaviour and thus the inter-leg coordination across the
entire range of walking speeds employed by Cataglyphis
fortis. Zollikofer (1994a) demonstrated consistent use of
the tripod gait in desert ants and suggested an unexpect-
edly constant stride length as a possible means of reduc-
ing navigation errors. During his time in Rüdiger Wehner’s
lab, Christoph Zollikofer pioneered the work on walk-
ing kinematics in these fast running desert ants, and since
then many details have been revealed about the locomotor
behaviour of Cataglyphis fortis compared to other species,
namely the influence of speed and curvature, of body mor-
phology and load (Zollikofer 1988, 1994a, 1994b, 1994c)
or locomotion on sloped surfaces (Seidl and Wehner
2008; Weihmann and Blickhan 2009). Nevertheless, with
advanced high-speed videography at hand, we are now able
to get a more thorough insight into Cataglyphis’ walking
behaviour. Moreover, we can extend these studies not only
by more detailed analyses of inter-leg coordination but also
expand the range of walking speeds to where we assume its
limits. The aim of this paper is to investigate the effect of
walking speed on the inter-leg coordination or gait, stride
length, walking speed and stride amplitude, duty factor, as
well as swing and stance phase and phase relationships of
all six legs.
Materials and methods
Ant colonies
High-speed video recordings were performed in the field
near Maharès, Tunisia and in the laboratory at University
of Ulm, Germany. For the laboratory recordings, several
colonies of Cataglyphis fortis were kept and raised under
annual temperature and daily light–dark cycles based on
conditions in their natural habitat (20–35 °C, winter–sum-
mer; 14 h:10 h, light:dark cycle in summer). The colonies
in the laboratory consisted of several hundred ants, with an
active forager force of approximately 10 % of the popula-
tion size. Estimated from the number of active foragers, the
field colonies and the colony size were comparable. The
laboratory ants received water ad libitum and were fed with
honey water and insects, five times a week.
Experimental procedure
Medium to large sized (2.5–3.3 mm alitrunk length) Cat-
aglyphis fortis ants were individually marked and were
filmed with a camera placed above the channel while
they walked in a linear channel with a width of 7 cm and
channel wall height of 7 cm. We video filmed the run-
ning ants between 0900 and 1600 h. The highest walk-
ing speeds were usually recorded around noon, when the
highest air temperatures were reached in the field. Channel
floors were evenly coated with a very fine layer of firmly
attached white sand (0.1–0.4 mm particle size) to provide
good traction and thus to facilitate slip-free natural walking
and running kinematics. Film recordings were made with
a high-speed camera (MotionBlitz Eosens Mini1, Mikro-
tron Unterschleissheim, Germany) at 500 and 1000·frames
per second (Fig. 1) and shutter times of 100–200 µs. The
indoor laboratory video shoots were illuminated with two
fibre optic cold light sources (Schott KL 1500LCD, 150W,
Schott AG, Mainz, Germany) whereas videos filmed under
open sky outdoor conditions needed no external light
sources since the sun provided plenty light. To get videos
of very slowly walking desert ants, the channel setup was
cooled down to about 10–15 °C by means of cooling pads.
Data analysis
In the experiments, the ants walked through the channel
at different speeds. Both inbound and outbound walking
ants were considered for the walking analysis. Especially
in the outdoor video sessions, the inbound walking ants
sometimes carried a minute food item. Each individual was
video recorded up to five times, consequently in the data
of N = 388 runs up to five runs might origin from one ant.
Only those individuals exhibiting regular straight and lin-
ear walks without de- or acceleration or abrupt stops were
used for the tests. Each analysed walk contained at least
three step cycles per leg. A 5 cm long black and white scale
bar was filmed after each set of videos with the same set-
tings to calibrate the analysed videos. Tarsal footfall posi-
tions as well as times of lift-off (or movement away from
the contact point) and touch-town of the tarsal tips were
digitized with ImageJ (US National Institutes of Health,
Bethesda, Maryland, USA, http://imagej.nih.gov/ij/) on a
frame-by-frame basis. The duration of swing phases were
calculated as the difference between the time the tarsal tip
lifts off the ground and subsequent touchdown of the tar-
sal tip of the same leg for the swing phase or vice versa
for the stance phase. In the hind legs, the tarsal tip often is
dragged over the floor without being lifted off the ground.
Here, we define the moment when the tarsal tip leaves the
contact point on the floor as start of the swing phase (Rein-
hardt and Blickhan 2014). The onset of stance was used as
the reference time for the analysis of temporal coordina-
tion of all legs for the phase analyses. The CircStat Toolbox
in MATLAB was used for phase analyses and the corre-
sponding plots (Berens 2009; Wosnitza et al. 2013). Stride
frequency is defined as the walking speed divided by the
stride length. The stride length was calculated for each leg
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pair (L1, R1; L2, R2; L3, R3) as the mean of each leg pairs’
strides in one video sequence. Stride length is specified as
the measure from two successive footfalls of the same leg
of one body side (Alexander 2003). A stride should not be
confused with a step, which is the distance the body cov-
ers from the footfall of a leg pairs’ left leg to the footfall
of the right leg or vice versa. A stride thus basically incor-
porates two steps, the left and the right. Stride length is
therefore actually double the step length (assuming the left
step is more or less the same as the right step and walk-
ing speed is constant). When we look at the tripod shaped
gait in Fig. 1, one stride describes the relationship of two
successive triangles of the same colour whereas one step
describes the relationship of two differently coloured suc-
cessive triangles. In this account, we only employ the term
stride as mentioned above and as it is defined in Alexan-
der (Alexander 2003). The stride amplitude is a measure
for the swing of one leg during a stride without the addi-
tional body movement during the swing phase (Wosnitza
et al. 2013). We calculated the stride amplitude as the stride
length minus swing phase duration multiplied by walking
speed. The stride amplitude (Wosnitza et al. 2013) which
is misleadingly called “stride length” in Hughes (1951) is
technically a body coordinate based measure for the swing
movement of a leg. We, however, calculated the mean
stride amplitude of a run as an indirect measure from geo-
coordinate based data, such as the means of stride length,
swing phase duration and walking speed. We also assume a
constant mean walking speed for all runs evaluated. There-
fore, minor errors might occur. Although a certain variabil-
ity of walking speed within a step cycle might be observed
especially for the slow walks, we only evaluated video
sequences with a constant mean walking speed over several
step cycles. Mean walking speed was measured from the
start of the first step cycle to the end of the last step cycle in
one video sequence.
We calculated the tripod coordination strength (TCS)
which evaluates the quality of the tripod coordination (Wos-
nitza et al. 2013; compare also Spagna et al. 2011). First,
we calculated the time from the earliest swing onset to the
latest swing termination. This gave us time t1, during which
at least one of the three legs was in swing phase. Then we
determined time t2, during which all three legs were in
swing phase at the same time. The ratio t2/t1 then described
the TCS. A TCS of 1 indicated perfect tripod coordina-
tion; it approached 0 when the temporal relationship of
swing phases shifted to other coordination patterns (Wos-
nitza et al. 2013). The duty factor, a ratio of stance phase
Fig. 1 Tripod gait of a fast running and a slowly walking Catagly-
phis individual. Six complete strides—three of each body side—cap-
tured by high-speed video are shown. Tripods formed by the right
front and hind leg (R1, R3) and the left middle leg (L2) are drawn in
red; tripods formed by the left front and hind legs (L1, L3) and right
middle (R2) leg are drawn in blue. Stride length (s) was determined
as the distance between two successive footfalls of the same leg. a
Very fast running ant showing the typical tripod gait (s = 19.8 mm;
v = 597.4 mm s−1). b A rather slowly walking ant also showing the
typical tripod gait, however, with reduced stride length (s = 9.1 mm;
v = 95.2 mm s−1). Single video frames of the ant, taken during the
first and sixth captured steps, are pasted into the tripod analysis fig-
ure
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to cycle period can be used as a measure that describes the
transition from walking to running (Alexander 2003). We
measured the cycle period as the time between successive
touchdowns of the same limbs. Thus, one gait cycle begins
when the reference foot contacts the ground and ends with
subsequent touchdown of the same foot. Since cycle period
of very slow walks gets more variable and calculations of
TCS or duty factors do not deliver appropriate, compara-
ble values, we carried out a separate evaluation of walking
behaviour during slow locomotion (Fig. 5). We did a frame-
by-frame analysis of 76 videos within a speed range of 4.5
to 29.9 mms−1 (five different speed groups I–V) by clas-
sifying each frame according to its gait pattern similar to
the work of Mendes et al. (2013). Each frame was assigned
a certain colour and a number representing the different leg
coordination types. For the different leg combinations used
for our gait analysis, see supplementary material. If none of
the listed leg combinations was found, the frame was clas-
sified as ‘undefined’. For each of our five speed groups, we
calculated a percentage distribution of different leg combi-
nations, which the ants applied during slow walks. Further,
the frames’ gait index was averaged for each video and
pooled according to the five speed groups to accomplish a
more inter-individual comparison. Statistical analyses were
performed with SigmaPlot 11.0 (Systat Software Inc., San
Jose, California, USA). Pair-wise comparisons (Fig. 5) and
comparisons of slope and y-intercept (Figs. 3a, 6b) were
performed with a t test, since respective groups were all
normally distributed. We fitted data with linear, power and
polynomial functions and calculated R2 in Microsoft Office
Excel 2013.
Results
The walking parameters of Cataglyphis fortis were evalu-
ated spatially and temporally over the entire walking speed
range from 4.5 to 619.2 mms−1.
With increasing walking speed, the stride length
increases in an almost perfectly linear fashion (Fig. 2a).
The faster the ant runs, the longer the strides get. The stride
length increases more than fourfold over the entire speed
range from 3.5 mm (at 4.5 mms−1) to 19.8 mm (at 589.5
mms−1). Stride frequency increases as a function of walk-
ing speed and levels off at a frequency plateau of around
30 Hz beginning somewhere between 300 and 400 mms−1
(Fig. 2b). In the desert ants, the start of the frequency pla-
teau is a first indication that the ants attain aerial phases.
Ants that are achieving longer strides, increase stride fre-
quency to a maximum at which the frequency reaches the
upper level while the strides are still getting larger. From
this point on, walking speed is increased by increasing
stride length only. To maximise stride length in spite of a
stagnant stride frequency, the ants become “airborne” from
footfall to footfall to cover a larger distance (Fig. 2c).
The stride amplitude (Wosnitza et al. 2013), is a body
coordinate based measure for the swing of a leg. The stride
amplitude of the middle leg shows a good linear correlation
with increasing walking speed. The amplitude of the mid-
dle legs doubles, whereas the amplitudes of front and hind
legs do not increase significantly and show only a weak
correlation (R2 = 0.28, front legs; R2 = 0.66, middle legs;
R2 = 0.20, hind legs) (compare Fig. 3a). For the middle leg,
Fig. 2 General walking parameters, stride length, stride frequency
and walking speed and their relationships. Only middle leg data are
plotted; each data point represents one video sequence (N = 388). a
Stride length as a function of walking speed for the entire walking
speed range. Linear regression is indicated; y = 0.023 × x + 5.93;
R2 = 0.93. b Stride frequency as a function of walking speed. Best fit
regression is indicated; y = −0.0001 x2 + 0.11x + 1.63; R2 = 0.97. c
Stride frequency as a function of stride length. Best fit regression is
indicated; y = −0.115x2 + 4.78x − 19.77; R2 = 0.81. The grey hori-
zontal bar highlights the frequency plateau (b, c)
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this means that 66 % of the variability can be described by
the linear regression model.
Since Cataglyphis is known to employ tripod coordina-
tion over most of the walking speed range (Seidl and Weh-
ner 2008; Wittlinger et al. 2006, 2007; Zollikofer 1988,
1994a), we evaluated the quality and synchrony of the tri-
pods by means of the tripod coordination strength (TCS)
(Wosnitza et al. 2013; compare also Spagna et al. 2011).
The variability of the TCS decreases with increasing walk-
ing speed and at the same time converges towards the max-
imum levels of around 0.7 to 0.85. From a walking speed of
around 300 mms−1, the variability is least whereas at lower
speeds, the TCS varies between 0.02 and 0.78. Above walk-
ing speeds of around 300 mms−1, t2 and t1 of the TCS both
remain at constant levels of 12–22 ms (t2) and 24–34 ms
(t1). To further analyse the inter-leg coordination and the
phase relationships of the tripods, we made footfall pat-
terns or podograms that show the swing and stance phases
of every leg as black (swing) and white (stance) bars along
a timeline (Fig. 4a–d). The podogram in Fig. 4a shows a
very slow locomotion. This walk with 6.9 mms−1 is at the
lower edge of walking speed and exemplifies that calcula-
tions used for the walking speed larger than 30 mms−1 (e.g.
TCS and duty factor) do not provide any useful informa-
tion in this case. Therefore, slow walks were analysed and
quantified separately in Fig. 5. In contrast, the podograms
of the higher walking speeds (Fig. 4b–d) beautifully show
tripod coordination. The green bar in Fig. 4b highlights the
stance phase overlap where all six legs are on the ground
at the same time (hexa support phase) for a relatively slow
walk. The blue bar in a very fast run (Fig. 4d), however,
exemplifies the swing phase overlap (aerial phase) which
is the time where the ant is airborne—all legs lost ground
contact—except for some cases where the hind legs
might be dragged over the substrate. We also calculated
phase plots of the stance phase onset of all six legs with
respect to the left hind leg (Fig. 4e, f). Each of the three
leg pairs shows an antiphasic relation. The legs are more
or less coordinated as a tripod of L1, L3, R2 and L2, R1,
R3. Figure 4e and f show that the middle leg of one tri-
pod tends to touchdown first, and then the hind leg touches
the ground, followed immediately by the front leg, which is
nearly in phase with the hind leg. The data points (blue) of
slow walks (Fig. 4f) are more spread than in the fast walks
(Fig. 4e). This also confirms what we already know from
the TCS analysis. The tripods are never perfectly in phase
and the TCS improves with increasing walking speed. Nev-
ertheless, we can see how a tripod is temporally formed.
The three legs of one tripod never touch down or lift-off
the ground simultaneously but the temporal coordination
improves with increasing walking speed.
In a separate analysis, we focused on walking behav-
iour during slow locomotion below walking speeds of
30 mms−1. A continuous gait transition from tripod to tet-
rapod to wavegait coordination is proposed for hexapods
with decreasing walking speeds (Schilling et al. 2013).
Throughout its entire walking speed range, Cataglyphis
fortis ants predominantly walk in tripod-fashion, which is
also true for the runs at the lower edge of walking speeds
(Fig. 5b). However, it seems evident that with decreasing
speed, the tripod coordination is getting more inconsistent
and the number as well as the proportion of other stepping
patterns increases. We observed that ants use poorly coordi-
nated or non-tripod pattern only for a short period of time.
Almost all ants that show tetrapod, wavegait or other unde-
fined stepping patterns during more than one step cycle,
subsequently display the transition into tripod coordination
within the same video sequence (Fig. 5a).
To illustrate the variability of leg coordination of very
slow walks, we not only used the podograms but also colour
coding and indexing of stepping patterns (see examples in
Fig. 5a, 6.9 mms−1 with the transition from tetrapod to tripod
Fig. 3 Walking parameters of N = 388 high-speed videos. a Stride
amplitude as a function of walking speed for all three leg pairs.
Leg pairs are represented in green (front legs), magenta (mid-
dle legs) and blue lines (hind legs); linear regression lines are indi-
cated, front legs: y = 0.0032 × x + 4.54; R2 = 0.28; middle legs:
y = 0.0067 × x + 4.72; R2 = 0.66; hind legs: y = 0.0026 × x + 4.33;
R2 = 0.20. The slope of front and middle legs differ significantly (t
test, p < 0.05) as well as that of the middle and the hind legs (t test,
p < 0.05) while front and hind legs are not significantly different. For
all leg pair combinations, the y-intercept is significantly different (t
test, p < 0.05). b Tripod coordination strength (TCS, for definition see
“Materials and methods”) as a function of walking speed
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coordination; and Fig. 5b, 6.0 mms−1 with tripod coordina-
tion). The colour coding and indexing was also applied to
quantify the leg coordination in all (N = 76) videos below
walking speeds of 30 mms−1. In Fig. 5c, we give a sum-
mary of percentage values of different gait patterns. They
show that with increasing speed, the proportion of tripod
gait increases, while tetrapod coordination and wave gait
decreases as well as the time where all six legs have ground
contact simultaneously (hexa support phase). To further
compare the individual performance, we averaged the index
that was assigned to each frame in one video (Fig. 5d). This
shows that with increasing speed the indices also increase,
which reflects the increasing consistency of the tripod.
Note that a large fraction of non-tripod combinations
forms in the transitional time from one tripod group (e.g.
L1, R2, L3) to the subsequent one (L2, R1, L3). When we
look at Fig. 5b, we clearly notice tripod coordination in the
podogram, though other coordinations are also present to a
large extent (compare Fig. 5b, colour coding and indexing
graph). Hence, our analysis shows that even slow walking
Cataglyphis ants preferentially employ tripod coordination,
but with decreasing speed, the tripod gets more variable
and other leg coordination are used as well.
We will now have a look at the swing and stance phase
durations as a function of walking speed (Fig. 6a). Both
the swing phases and the stance phase are significantly
reduced at the initial part of the walking speed range.
While the stance phases are longer than the swing phases at
lower walking speeds, this relation reverses at higher walk-
ing speeds. Interestingly, the reversal in the hind legs and
front legs occur much earlier (hind legs: 95 mms−1) than
in the middle legs (middle legs: 349 mms−1). The duration
of swing and stance phases in Cataglyphis decrease with
increasing walking speed in the fashion of a power function
(compare Fig. 6a) and remains more or less constant from
a walking speed of 300 mms−1 in (Fig. 6a). For a large part
of the range, the walking speed is increased by reducing the
stance phase while the swing phase stays rather constant.
At highest walking speeds, the middle legs have the short-
est swing phase and longest stance phase of all legs. Hence,
the middle legs are the first to touch the ground and the
last to lift-off again. We define the swing phase as the time
where the leg is in motion, that is, the time from where the
tarsal tip of one leg leaves the contact point on the substrate
to the subsequent contact point on the ground. The hind
legs displayed a peculiarity in that they often moved the
Fig. 4 Analysis of inter-leg
coordination. (a–d) Footfall
patterns, podograms, of all
six legs from four runs with
different walking speeds, from
minimum to almost maximum
speed. White bars represent
stance phases, black bars
represent swing phases; L left,
R right body side; 1, 2 and
3, front-, mid- and hind leg.
Shaded areas highlight exem-
plary tripod gait patterns with
stance phase overlap (green,
see b) and swing phase overlap
(blue, compare d). Shaded area
(grey, compare c) highlights
an exemplary footfall pattern
with a TCS of 0.77. Walk-
ing speeds are 6.9 mms−1 (a),
18.9 mms−1 (b), 95.2 mms−1
(c) and 597.4 mms−1 (d). (e, f)
Phase plots of the stance, phase
onset of all legs with respect
to the left hind leg; L1, L2, L3,
left side front, middle and hind
leg; R1, R2, R3 right side front,
middle and hind leg. Two exem-
plary walking speed ranges are
shown, 560–620 mms−1 (e) and
90–110 mms−1 (f). Blue data
from five runs; red line mean
vector
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tarsi along the floor without being lifted off the floor. This
“gliding phase” is part of the swing phase, although the
gliding hind legs that are basically dragged behind the ants
still touched the ground. This phenomenon has recently
been observed in Formica ants as well where the tarsi of
the hind legs were regularly dragged over the substrate
without being significantly raised off the ground (Reinhardt
and Blickhan 2014). In some video sequences, we were
able to observe that the tarsal claws were retracted before
the gliding phase and thus the swing phase started.
Another measure for the phase relationship is the duty
factor. Besides, it is one measure that characterises the
dynamics of when the transition from walking to running
occurs. It is assumed that at values of around 0.5, this tran-
sition happens (Alexander 2003). With increasing walking
speed, the duty factor decreases linearly for all three leg
pairs. The hind legs are the first to fall below the duty fac-
tor of 0.5 at 132 mms−1, then the front legs (at 182 mms−1)
followed by the middle legs (at 369 mms−1). The middle
legs are the last to reach aerial phases and thus determine
the walking speed threshold at which the transition from
walking to running occurs. From that speed on the ants are
“jumping” from step to step to further increase their strides
(compare the gaps between the triangles in Fig. 1a).
Fig. 5 Quantification of gait pattern during slow walking. Gait Pat-
tern analysis for ants walking at a 6898 mms−1 and b 5959 mms−1.
(a, b) Podogram (above), coloured coding (middle) and indexing
(below). Illustration details of the podograms as in Fig. 4. For the
colour coding and the indexing we used five different classifications:
‘tripod’ (dark-blue, 4), ‘tetrapod’ (light-blue, 3), ‘wavegait’ (yel-
low, 2) or ‘hexa support phase’ (white, 0). If none of these possibili-
ties were applicable, the frame was classified as ‘undefined’ (red, 1).
For the list of exact leg combinations representing a typical gait see
supplementary material. c Quantification of the N = 76 slow walk-
ing speed videos were grouped into five categories: I 5–10 mms−1
(17 videos, 8950 frames; 27, 14, 29, 6, 23 %), II 10–15 mms−1 (16
videos, 7376 frames; 33, 14, 22, 10, 21 %), III 15–20 mms−1 (20 vid-
eos, 7116 frames, 51, 8, 15, 6, 18 %), IV 20–25 mms−1 (14 videos,
4284 frames; V 25–30 mms−1 (9 videos, 2423 frames; 58, 7, 15, 13,
7 %). The percentage information in brackets after the semicolon is
rounded and is arranged as follows: tripod, tetrapod, wavegait, unde-
fined gait, hexa support phase. d The averaged index for each video
provide a more individual analysis of the ants’ walk. Group I differs
significantly from group II (t test; p = 0,014); the same was true for
group IV and group V (t test; p = 0,004). The three intermediate
speed groups (II, III, IV) do not show any statistically significant dif-
ferences to their respective neighbouring groups
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Discussion
In 1850, the long legged desert ant of the genus Catagly-
phis was described as a “most remarkable appearance
within the insect fauna of old world desert areas” (Foerster
1850). With its long legs that characterise all Cataglyphis
species, Cataglyphis fortis reaches the highest running
speeds with values of up to 0.7 ms−1 in the literature (Weh-
ner 1983). How are these ants able to reach such high run-
ning speeds? This question was already tackled by Christop
Zollikofer when he was a PhD student in Rüdiger Wehner’s
lab (Zollikofer 1988, 1994a, 1994b, 1994c). His work was
the beginning and basis of our data collections and analyses
that we present here. With more advanced techniques, we
were able to expand the range of walking speeds to its lim-
its and to extend the analysed parameters.
Contribution and role of the leg pairs to locomotion
The variation in stride amplitude as well as in stance and
swing phase duration of the front legs tends to be higher
than that of the middle and hind legs. A freer and unham-
pered positioning of the frontal tarsi is possible here
because there are no legs in front of them with which they
could interfere and thus limit their range in frontal direc-
tion. One could assume that the front legs generate the
smallest forces with reference to the body movement. In
Acheta domestica (Harris and Chiradella 1980), Carausius
morosus (Cruse 1976) and Periplaneta americana (Full and
Tu 1991) force measurements confirm the front leg part in
keeping the body’s stability. The longitudinal forces of the
protarsi act against the moving direction.
Interestingly, Zollikofer (1988) observed a higher corre-
lation of the front leg stride length with walking speed than
that of the middle and hind legs. Moreover, he describes
that when sprinting, the front legs of Cataglyphis bomby-
cina specimens would often not leave any tarsal imprints
on the smoked-glass plates that he used for the stride anal-
ysis. This fact made him conclude that at very high run-
ning speeds, the ant’s front legs would stop touching the
ground, performing a form of quadrupedalism (Zollikofer
1994b). Loss of ground contact is well known in insects
(Periplaneta americana: Full and Tu 1991), in crabs (Ocy-
pode quadrata: Blickhan and Full 1987) and in vertebrates
(Heglund et al. 1974).We cannot confirm this observation
in Cataglyphis fortis, although we analysed a large num-
ber of runs from the laboratory and the field over the entire
speed range. Sometimes, however, when ants got startled,
they showed a short sequence where they accelerated, ris-
ing the head and prosoma and lifted the forelegs off the
ground. They performed a movement comparable to a
“wheelie” known from motorbikes when their front wheel
loses ground contact during high accelerations. However,
we did not see this behaviour in fast running ants with con-
stant speed.
The middle legs seem to play a distinctive role in the
locomotor apparatus of Cataglyphis fortis desert ants. They
show the longest stance phase and the shortest swing phase
of all legs. The middle leg of the tripod is thus the first leg
touching down and the last lifting off the ground. Hence,
the duty factor of the middle legs is the last to underscore
0.5 with increasing speed and thus determines the start of
aerial phases. At high running speeds, the tarsi of the mid-
dle legs show the most distal trace of swing and are posi-
tioned at a great lateral distance reaching over the neigh-
bouring legs without interfering with them (Zollikofer
1988). Although this overlap happens, the legs are not
Fig. 6 Stance and swing phase duration and duty factor. a Durations
of stance (three shades of purple) and swing phases (three shades
of blue) as a function of speed of all three leg pairs. Graphical fits
are represented for middle and hind legs in purple (y = 0.22x−0.38,
R2 = 0.75; y = 0.26x−0.41, R2 = 0.77) and blue lines (y = 1.76x−0.83,
R2 = 0.88; y = 1.58x−0.79, R2 = 0.84), respectively. Runs without
tripod coordination with walking speeds below 25 mms−1 have not
been considered for these graphs. b Duty factor, which is the ratio of
stance phase duration to duty cycle, versus walking speed for all three
leg pairs. Leg pairs are represented in green (front legs), magenta
(middle legs) and blue lines (hind legs); linear regression lines are
indicated, front legs: y = −0.0005x + 0.59; R2 = 0.66; middle legs:
y = −0.0004x + 0.66; R2 = 0.61; hind legs: y = −0.0006x + 0.57;
R2 = 0.73. The slopes of front and middle legs differ significantly (t
test, p < 0.05) as well as that of the middle and the hind legs (t test,
p < 0.05) while front and hind legs are not significantly different. For
all leg pair combinations, the y-intercept is significantly different (t
test, p < 0.05)
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J Comp Physiol A (2015) 201:645–656
1 3
hampering each other. Further, the middle legs also per-
form the largest stride amplitude. Considering all this, we
may conclude that the middle legs exert the biggest influ-
ence on the speed and thus on locomotion.
The stance phase of the hind legs at high walking speeds
is very short compared to that of the other legs. This might
be due to the fact that the hind legs display something like
an intermediate phase where the tarsi are moved along the
floor without being lifted off the ground. This gliding phase
is a part of the swing phase, although the gliding hind legs
that are basically dragged behind the ants’ body prob-
ably still provide support and thus stability, while they are
already swung. This phenomenon has also been recently
observed in spiders and Formica ants (Spagna et al. 2011;
Reinhardt and Blickhan 2014). Moll et al. (2013) also pre-
sent an example of a grass-cutting ant that gains static sta-
bility by sliding hind legs during transport of load.
Stepping pattern of slow and fast walking ants
Leg coordination during locomotion is flexible and can be
adapted according to environmental circumstances (Alex-
ander 1989). Walking speed can be one of those factors
modulating locomotor output. With changes in walking
speed quadrupeds, like horses, adapt their leg coordination
to achieve an energetically optimal locomotion (Hoyt and
Taylor 1981). Thereby, the transition from one to the next
gait occurs in a discontinuous way. In hexapods also dif-
ferent gait types are known, but the question of gait tran-
sition has not yet been resolved (Graham 1985; Mendes
et al. 2013). After examinations in several species, the cur-
rent understanding is that the different leg patterns are part
of a continuum with a continuous transition from tripod to
tetrapod to wavegait coordination with decreasing walking
speed (Schilling et al. 2013).
Stick insects (Carausius morosus) have been observed
to use tetrapod coordination during slow locomotion but
switch to tripod pattern with higher speeds (Wendler 1964;
Graham 1972, 1985). The analysis of kinematics and walk-
ing behaviour in cockroaches (Periplaneta americana and
Blaberus discoidalis) revealed two different types of tri-
pods for locomotion, a low-speed amble and a high-speed
trot (Delcomyn 1971; Bender et al. 2011). Fruit flies (Dros-
ophila melanogaster) prefer tripod gait during the entire
range of walking speeds, but leg coordination also gets
more variable with the decrease in walking speed (Strauss
and Heisenberg 1990; Mendes et al. 2013; Wosnitza et al.
2013). Wood ants (Formica polyctena) show stable tri-
pod coordination during the entire range of running speed
(Reinhardt and Blickhan 2014).
Our results show that the walking behaviour of desert
ants (Cataglyphis fortis) is in close agreement with that
described in Drosophila melanogaster and Formica
polyctena. Desert ants employ tripod gait as their major
coordination pattern over the entire walking speed. This
was also the case for very slow walks, where tripod pattern
was generally preserved. However, it also becomes appar-
ent that during slow walks, synchrony of tripod coordina-
tion could be reduced or other non-tripod combinations,
especially tetrapod coordination could occur, as well. This
variability shows that Cataglyphis fortis does not need to
rely strictly on tripod coordination and is per se able to use
different patterns during walking.
However, the still preferred use of tripod seems to be
kind of advantageous, probably it is an option to reduce
errors arising from the iterative processes of path integra-
tion. The preference of tripod coordination also during
slow walks shows that Cataglyphis ants mostly remain at
the upper end of gait continuum proposed for hexapods
(see explanation above). Regarding the higher variability of
leg coordination during slow locomotion, ants scale down
slightly from this upper end. It is conceivable that ants
might also be able to reach the lower part of the continuum,
yet in our investigation this was never evident.
The very slow walks rarely occur in the field. We know
from observations that the walking speed employed during
foraging is reached within the first two strides. To make
the ants constantly walk below 30 mms−1 speed, we had
to chill the environment, which in this case was a walk-
ing channel in the laboratory. Very rarely did we observe
ants in the field in late spring and on relatively chilly early
mornings walking at very low speeds out of the nest and
soon back into the nest. They have never been observed to
forage under these chilly conditions.
The quality of tripod coordination can be evaluated
by means of a simple measure of tripod coordination
strength (TCS) (Fig. 3b) (Wosnitza et al. 2013; compare
also Spagna et al. 2011). With increasing walking speed,
the TCS reaches values above 0.7 but never goes beyond
0.85. The legs of one tripod are at a minimum 15 % out
of phase, even at highest walking speeds with maxi-
mum stride frequencies. From a walking speed of around
300 mms−1 on t2 and t1 of the TCS, both remain at a con-
stant level of 12–22 ms (t2) and 24–34 ms (t1). This cor-
responds to the swing and stance durations that remain
relatively constant for these higher speeds (see Fig. 6a).
A TCS of 1.0 might increase the chance of jerky move-
ments concentrating all impact forces of one tripod into
one instant; especially at high speeds, there are less than
18 ms to distribute all ground reaction forces over the con-
tact phase (compare Fig. 6a). As a result, a slight cutback of
the TCS still assures a smooth run with maximum stability.
The ants reach a TCS larger than 0.5 (an overlap of at least
50 %) from very low walking speeds on, while TCS smaller
than 0.5 only occurs at walking speeds below 100 mms−1.
If we compare TCS of Cataglyphis and Drosophila which
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J Comp Physiol A (2015) 201:645–656
1 3
can be between 0.1 and 0.8 (Wosnitza et al. 2013), we find
that Drosophila at top speeds displays TCS comparable
to Cataglyphis. Due to the wide range of walking speeds,
Cataglyphis reaches top TCS values already at one-fifth
of its speed range. The ants never touch ground with the
tarsi associated with one tripod at the same time but kind
of unroll the tripod like a ‘functional foot’ tarsal claw after
tarsal claw. Especially at high walking speeds, the legs
seem to act in a specific sequence. This tendency was also
observed in Drosophila (Wosnitza et al. 2013). The alter-
nating tripods are comparable to the alternating footfalls of
bipedal walking animals (Full and Tu 1991). The big differ-
ence, however, is that tripods engage a larger area and thus
provide more static stability especially for slower walking
speeds whereas at higher walking speeds static stability is
replaced by dynamic stability (Ting et al. 1994; Zollikofer
1994c).
How do Cataglyphis ants reach high running speeds?
Stride frequency increases in a nonlinear fashion with
increasing walking speeds. The stride frequency levels off
at around 30 Hz and shows a frequency plateau. From this
point on, walking speed is increased by increasing stride
length only. Heglund et al. (1974) described that a constant
stride frequency can be an indicator for a change in gait.
Small animals reach a certain speed with smaller strides
and higher stride frequencies (Heglund et al. 1974; Zol-
likofer 1988). In the desert ants, the start of the frequency
plateau is a first indication that the ants attain aerial phases.
Zollikofer already presumed a frequency plateau for Cat-
aglyphis, although he did not observe one. With maximum
frequencies of 28 Hz, the plateau was not yet evident (Zol-
likofer 1988).
Aerial phases during running are also known from cock-
roaches (Full and Tu 1990, 1991) and vertebrates (Heglund
et al. 1974). However, this is not necessarily true for all
animals. For instance, ghost crabs, wood ants, ostriches,
cockroaches and the American wandering spider can reach
a frequency plateau without aerial phases by means of
compliant legs and the employment of grounded running
(compare Blickhan and Full 1987; Reinhardt and Blickhan
2014; Rubenson et al. 2004; Ting et al. 1994; Weihmann
2013). The difference is probably due to the relatively
longer legs of Cataglyphis, which changes the biomechan-
ics of walking. Longer legs mean larger strides in terms of
stride amplitude and stride length. This characterizes the
desert ants as stride length maximizers (Zollikofer 1988).
The duty factor, a ratio of stance phase to cycle period, is
a measure that describes the transition from walking to run-
ning (Alexander 1984, 2003). At values below 0.5, swing
phases are longer than stance phases, and thus aerial phases
occur. Horses, dogs, ostriches and lizards reach duty factors
well below 0.5 (Alexander 1984; Fieler and Jayne 1998).
Cockroaches as fast-running specimens in the insect world,
however, rarely reach such small duty factors (Ting et al.
1994). The middle legs of Cataglyphis fortis are the last of
the three leg pairs to fall below the duty factor of 0.5 at a
speed of 369 mms−1 (compare Fig. 6b). At speeds between
132 and 369 mms−1, the ants are in a kind of transitional
phase where the front and middle legs are already showing
aerial phases while at least one middle leg has still ground
contact. The gait transition is not abrupt at all, which means
that the ants probably adopt a kind of grounded running
within quite a wide range of running speeds. Thus, the
dynamics of Cataglyphis fortis’ locomotor apparatus seems
to be quite similar to those of Formica worker ants and
even similar to birds, but distinctively different from those
of human beings (compare Reinhardt and Blickhan 2014;
Rubenson et al. 2004).
In several insect species (Wilson 1966; Graham 1972;
Strauss and Heisenberg 1990), stance phase duration
becomes shorter with increasing speed, while swing phase
duration remains largely constant; at the fastest speeds,
the durations of both swing and stance phases equalize
(Mendes et al. 2013; Wosnitza et al. 2013). The duration
of swing and stance phases in Cataglyphis decreases with
increasing walking speed and remain more or less constant
at the upper end of the range (Fig. 6a). This corresponds
approximately with the observations Delcomyn made in
Periplaneta americana (Delcomyn 1971). In his obser-
vations, the swing and stance phases are reduced at low
stride frequencies. While in Cataglyphis at lower speeds,
stance phases are longer than swing phases, at high walk-
ing speeds the swing phases are longer than the stance
phases. This reversal occurs for the hind legs already at
around 95 mms−1, and for the middle legs only at much
higher speeds of 349 mms−1. The walking speed (from
200 mms−1 on) is increased by reducing stance phase while
the swing phase stays rather constant.
Walking speeds of up to 0.7 ms−1 have been reported
for Cataglyphis fortis (Wehner 1983). Although we video
filmed in the field several times at optimal conditions, we
never measured higher walking speeds than 0.62 ms−1.
We believe that this is the upper limit of walking speeds
for Cataglyphis fortis ants in the field site near Maharès,
coastal Tunisia, which admittedly never reaches such tem-
perature extremes like for instance the Chott El Cherid in
central Tunisia.
Why is fast running important anyway? Fast running
helps the ants to quickly cover large areas and thus to
enhance the chance of finding food and then back home. It
is probably also advantageous with regard to potential dan-
ger coming from predators and enemies like robber flies,
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J Comp Physiol A (2015) 201:645–656
1 3
spiders, fringe toe lizards and conspecific ants (Dahbi et al.
2008; Schmid-Hempel and Schmid-Hempel 1984; Weh-
ner et al. 1992). Hence, the ants reduce the time they are
exposed to their harsh habitat. Long legs do not only help
to reach larger strides and thus high walking speeds. They
can also help to minimize heat stress (Zollikofer 1994b).
Even slightly above the hot desert floor, temperatures
decrease to values that the ants still can tolerate (Zollikofer
1988; Wehner et al. 1992; Gehring and Wehner 1995).
Outlook
It seems that every pair of leg contributes in a distinc-
tive way to the ants’ locomotion. The middle legs seem
to play a major role in gaining speed and the hind legs
contribute in supporting stability. Nevertheless, ground
reaction force measurement of the legs would be desirable
to further confirm our conclusions. With higher walking
speed, the stride frequency levels off and Cataglyphis for-
tis ants show aerial phases to expand the walking speed
range. Each tripod group is used as a functional foot liter-
ally jumping from footfall to footfall comparable to our
human run. Consistent tripod coordination throughout
the entire walking speed range may be advantageous for
the stride integrator. The occurrence of very slow walk-
ing speeds, where the non-tripod stepping patterns are
mostly observed is usually restricted to walks inside the
nest and the immediate surroundings of the nest entrance.
Especially on foraging excursions, where higher walking
speeds occur—never below 30 mms−1—robust and steady
stepping coordination might induce errors as minimal as
possible.
Acknowledgments We express our gratitude to Rüdiger Wehner
for sharing his outstanding knowledge of this fascinating ant. We also
thank Ursula Seifert for editing the text, Nadja Eberhardt, for record-
ing the very slow walks. Till Bockemühl deserves a special thanks
for providing Matlab code for the phase shift analysis plots. Harald
Wolf provided the high-speed camera system and supported this
study in many ways. We are much indebted to two anonymous ref-
erees for their many valuable suggestions on an earlier version of the
manuscript. Initial Part of this investigation was supported by grants
from the Volkswagen-Stiftung (project I/78580) and the Deutsche
Forschungsgemeinschaft (WO466/9-1) to H. W. Financial and infra-
structural support was provided by the University of Ulm.
Conflict of interest The authors declare that they have no compet-
ing interests.
Ethical standard All experiments comply with the current laws and
regulations of the University of Ulm and of the country where they
have been performed.
Open Access This article is distributed under the terms of the Crea-
tive Commons Attribution License which permits any use, distribu-
tion, and reproduction in any medium, provided the original author(s)
and the source are credited.
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| Walking and running in the desert ant Cataglyphis fortis. | 04-01-2015 | Wahl, Verena,Pfeffer, Sarah E,Wittlinger, Matthias | eng |
PMC5919653 | RESEARCH ARTICLE
Psychophysiological responses of junior
orienteers under competitive pressure
Claudio Robazza1*, Pascal Izzicupo1, Maria Angela D’Amico1, Barbara Ghinassi1, Maria
Chiara Crippa2, Vincenzo Di Cecco3, Montse C. Ruiz4, Laura Bortoli1, Angela Di
Baldassarre1
1 Department of Medicine and Aging Sciences, “G. d’Annunzio” University of Chieti-Pescara, Chieti, Italy,
2 SPAEE, Service of Educational and Learning Psychology, “Sacro Cuore” Catholic University of Milan,
Milan, Italy, 3 FISO, Italian Federation of Orienteering Sports, Trento, Italy, 4 Faculty of Sport and Health
Sciences, University of Jyva¨skyla¨, Jyva¨skyla¨, Finland
* [email protected]
Abstract
The purpose of the study was to examine psychobiosocial states, cognitive functions, endo-
crine responses (i.e., salivary cortisol and chromogranin A), and performance under com-
petitive pressure in orienteering athletes. The study was grounded in the individual zones of
optimal functioning (IZOF) and biopsychosocial models. Fourteen junior orienteering ath-
letes (7 girls and 7 boys), ranging in age from 15 to 20 years (M = 16.93, SD = 1.77) took
part in a two-day competitive event. To enhance competitive pressure, emphasis was
placed on the importance of the competition and race outcome. Psychophysiological and
performance data were collected at several points before, during, and after the races.
Results showed that an increase in cortisol levels was associated with competitive pressure
and reflected in higher perceived exertion (day 1, r = .32; day 2, r = .46), higher intensity of
dysfunctional states (day 1, r = .59; day 2, r = .55), lower intensity of functional states (day 1,
r = -.36; day 2, r = -.33), and decay in memory (day 1, r = -.27; day 2, r = -.35), visual atten-
tion (day 1, r = -.56; day 2, r = -.35), and attention/mental flexibility (day 1, r = .16; day 2, r =
.26) tasks. The second day we observed better performance times, lower intensity of dys-
functional states, lower cortisol levels, improved visual attention and attention/mental flexi-
bility (p < .050). Across the two competition days, chromogranin A levels were higher (p <
.050) on the most difficult loops of the race in terms of both physical and psychological
demands. Findings suggest emotional, cognitive, psychophysiological, and performance
variables to be related and to jointly change across different levels of cognitive and physical
load. Overall results are discussed in light of the IZOF and biopsychosocial models. The pro-
cedure adopted in the study also supports the feasibility of including additional cognitive
load for possible practical applications.
Introduction
The interplay between emotion and cognition under pressure has recently attracted research
interest [1]. A leading perspective to the study of emotions in sport is the individual zones of
PLOS ONE | https://doi.org/10.1371/journal.pone.0196273
April 26, 2018
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OPEN ACCESS
Citation: Robazza C, Izzicupo P, D’Amico MA,
Ghinassi B, Crippa MC, Di Cecco V, et al. (2018)
Psychophysiological responses of junior orienteers
under competitive pressure. PLoS ONE 13(4):
e0196273. https://doi.org/10.1371/journal.
pone.0196273
Editor: Luca Paolo Ardigò, Universita degli Studi di
Verona, ITALY
Received: July 28, 2017
Accepted: April 10, 2018
Published: April 26, 2018
Copyright: © 2018 Robazza et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the paper and its Supporting Information
files.
Funding: This research was funded by a grant from
the Italian Olympic Committee of Abruzzo Region
(CONI, Comitato Regionale Abruzzo), http://
abruzzo.coni.it/abruzzo.html.
Competing interests: The authors have declared
that no competing interests exist.
optimal functioning (IZOF) model [2]. The model provides a holistic perspective in the de-
scription of subjective emotion and non-emotion performance-related states (i.e., psychobio-
social states). The main dimensions that define the structure of a performance-related
psychobiosocial state are form, content, and intensity. The form dimension refers to the multi-
modal display of performance-experiences in a wide range of specific and interrelated psycho-
biosocial states. The content dimension involves the functionality–hedonic tone interplay that
leads to functional or dysfunctional states for performance perceived as pleasant or unpleasant.
The intensity dimension relates to the states amount or quantity. According to the tenets of
the IZOF model [2], past, ongoing, and anticipated person-environment interactions are
reflected in a variety of psychobiosocial states. These functional/dysfunctional, pleasant/
unpleasant states are manifested in psychological (i.e., affective, cognitive, motivational, voli-
tional), biological (i.e., bodily-somatic, motor-behavioral), and social (i.e., operational, com-
municative) modalities [3, 4].
The relationship between psychobiosocial states and performance is assumed to be bi-direc-
tional, implying that psychobiosocial states can influence performance and, conversely, on-
going performance can influence psychobiosocial states. Prior to and during performance,
one’s appraisals of anticipated and current gains or losses tend to elicit challenge states (e.g.,
feeling confident) or threat states (e.g., feeling worried), respectively. Performance level is pre-
dicted based on the interaction of both functional (challenge) and dysfunctional (threat) states.
High probability of successful performance is expected to occur when the athlete experiences
high functional and low dysfunctional psychobiosocial states [2]. This multimodal view con-
curs with the biopsychosocial model of challenge and threat [5], which integrates biological
(i.e., autonomic and endocrine influences on the cardiovascular system), psychological (i.e.,
affective and cognitive influences on evaluative processes), and social (i.e., person and environ-
mental interplay) modalities to explain motivational processes of individual performance.
Both the IZOF and biopsychosocial models build upon Lazarus’ [6] appraisal theory of
emotion. The theory draws on the notion that threatening situations involve the appraisal of
potential for harm or loss, whereas challenging situations entail the appraisal of opportunities
for growth, mastery, or gain. Emotional responses are also triggered by individual evaluation
of available coping resources and response options. In motivated performance contexts, the
interaction between appraisal of situational demands and coping resources elicits challenge
and threat responses, which encompass a set of interrelated affective, cognitive, motivational,
physiological, expressive or behavioral, and social components [2, 5, 7]. Challenge is experi-
enced when the appraisal of personal coping resources meets or exceeds situational demands,
whereas threat arises when perceived demands exceed resources. Extant research findings sup-
port the hypothesis that challenge states lead to superior athletic performance compared to
threat states [8–11].
Distinct patterns of neuroendocrine and cardiovascular activity are postulated to reflect
challenge or threat states in athletes [12]. According to this view, a challenge state is accompa-
nied by increased epinephrine level and cardiac activity, reduced total peripheral vascular
resistance, and either pleasant or unpleasant emotions experienced as helpful for performance.
On the other hand, a threat state is associated with increased cortisol level, smaller increases in
cardiac activity, stable or enhanced peripheral vascular resistance, and unpleasant emotions
perceived as harmful [12–14]. Although research on the biopsychosocial mechanisms associ-
ated with performance in sport is still scant, a challenge state is suggested to determine positive
consequences on performance deriving from improved decision making and cognitive func-
tioning, enhanced task engagement, and less effort spent to self-regulation [12]. On the other
hand, a challenge state is proposed to influence performance negatively due to decreased cog-
nitive functioning and task involvement, and greater resources devoted to self-regulation.
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Several interactive factors have been proposed to influence whether individuals feel that
they have or not the resources to cope with a stressful situation and, therefore, to determine a
challenge or threat state with the subsequent physiological and psychological responses [5, 14].
These antecedents include, among others, familiarity, required effort, skills, knowledge, and
abilities. For example, high familiarity with a task, low required effort, and high skill levels are
likely leading to one’s evaluation of a situation as a challenge instead of a threat. In contrast,
low familiarity, high effort, and poor skills are expected to evoke evaluations of the situation
in terms of a threat rather than a challenge. It should be noted that challenge and threat are
not dichotomous states, but represent anchors along a bipolar continuum. Thus, researchers
have often studied relative differences in challenge and threat rather than absolute differences
[13, 14].
Grounded in the IZOF and biopsychosocial models, the purpose of this study was to exam-
ine psychobiosocial states, cognitive (executive) functions, endocrine responses (i.e., salivary
cortisol and chromogranin A), and performance under pressure in orienteering sport, which
involves highly physical, cognitive, and emotional demands. Orienteers need good aerobic fit-
ness to engage in a foot race in a wild environment. Navigating on an unfamiliar terrain
between a number of control locations in an established order with the help of a map and com-
pass in the quickest time is also a cognitive challenge. The orienteers, indeed, are provided
with the orienteering map just seconds before the beginning of the race. This implies that they
plan a route from the map during the race. Successful performance requires considerable
visual attention to critical cues from the map, the environment, and the travel [15]. Attending
simultaneously to the three sources of information and making effective decisions under time
constraints and competitive stress entails complex and dynamic processes of perception,
encoding, retrieval, decision making, and emotion regulation. Thus, executive functions, such
as focused attention, working memory, and cognitive flexibility, are essential in orienteering.
These top-down control processes underlie higher order cognitive functions involved in goal-
directed behaviors, such as problem-solving, decision making, and planning [16].
Working memory, in particular, refers to the limited capacity and multicomponent cogni-
tive ability to retain in mind and manipulate complex information (i.e., verbal and visuospa-
tial), no longer perceptually present, over short periods of time [16, 17]. It is critical for
making sense of experiences that unfold over time (i.e., remembering what happened earlier
and relating it to what comes later), and for different mental processes including attentional
allocation (i.e., selectively attending to environmental stimuli and tuning out irrelevant sti-
muli) and switching between mental sets (i.e., cognitive flexibility). Working memory is reflec-
tive of one’s ability to focus on task goals, suppress interferences, and avoid distractions.
Research evidence has shown correlations between working memory, fluid intelligence [18],
and reasoning ability [19]. Individuals with higher working memory capacity are able to effec-
tively adjust their attention to the requirements of the task, inhibit distracting stimuli, and flex-
ibly use their cognitive resources (for a review in sport, see [20]). Given its impact on several
mental processes, any approach aimed at enhancing working memory and other related execu-
tive functions (i.e., selective focused attention and cognitive flexibility) is particularly relevant
in the athletic domain [21].
Together with psychological burdens, endocrine responses are reflective of race demands
and competitive strain. Cortisol has been a widely used marker of stress. An elevation in the
cortisol level, deriving from stimulation of the hypothalamic-pituitary-adrenal axis, indicates
an individual’s experience of stress and/or physical effort [22]. Research in sport generally
shows a negative relationship between cortisol and performance. Cortisol has also been found
to influence decision making, attention, and memory by inhibiting information processing
[23]. Another index of exercise intensity is chromogranin A, a soluble protein co-stored and
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co-released with catecholamines, deemed an accurate marker of the sympathetic adrenal activ-
ity [24–26]. Robazza et al. [27] assessed both salivary cortisol and chromogranin A of basket-
ball players within an hour prior to games played at the team’s home venue across a whole
season. Although the two biological markers were not related to performance, their salivary
concentration was associated with perceived intensity, frequency, and functional impact of a
number of psychobiosocial states. In line with the IZOF model assumptions [2], higher scores
of functional states were linked to higher individual performance ratings.
Most research in sport has focused, so far, on assessment of hormone levels prior to or after
competition [28–30]. Lautenbach, Laborde, Kla¨mpfl, and Achtzehn [31] were the first who
assessed the dynamics in cortisol levels, anxiety, affect intensity and valence, and performance
parameters of two tennis players before, during, and after a match. Cortisol was negatively cor-
related with some performance parameters (e.g., unforced errors and return performance) and
uncorrelated with other parameters (e.g., serving performance). These results, however, cannot
be generalized because of the single subject nature of the study. Moreover, executive functions
were not assessed.
Study purpose and hypotheses
To date, no study has investigated the relationships among salivary cortisol, chromogranin A
levels, psychobiosocial states, executive functions, and performance, and their fluctuations in
pressurized contexts eliciting different levels of challenge and threat. Thus, drawing on the
assumptions from the IZOF [2] and biopsychosocial [5] models, the purpose of this study was
to examine the relationships among the variable levels and their changes over the course of
meaningful competitive situations. A main contribution to the extant literature is that this
study combined the IZOF [2] and biopsychosocial [5] theoretical frameworks in a single inves-
tigation. Findings were expected to provide support for the joint use of the two perspectives
for both theoretical and applied objectives. From a conceptual standpoint, we predicted emo-
tional, cognitive, psychophysiological, and performance variables to be related and to jointly
change across different levels of cognitive and physical load. From a practical point of view, we
explored the feasibility of implementing cognitive tasks to enhance the cognitive load for train-
ing purposes. Specific hypotheses were then formulated.
Regarding the relationships among variables, according to the IZOF and biopsychosocial
models we hypothesized (H1) cortisol elevation responses under competitive pressure to be:
(1) reflected in higher perceived exertion, (2) negatively related to functional psychobiosocial
states and executive functions, and (3) positively related to dysfunctional psychobiosocial
states. We did not formulate detailed predictions regarding chromogranin A relationships
with the other variables due to the novel use of this marker in sport. However, previous
research results on basketball players showed salivary concentration of chromogranin A asso-
ciated with perceived beneficial effects of functional psychobiosocial states toward perfor-
mance [27]. Based on these findings, we expected to find higher levels of chromogranin A
related to better performance.
Concerning variable level fluctuations, we expected to find (H2) within-competition varia-
tions of variable scores in function of the different physical and psychological demands of the
race. According to the biopsychosocial model, high levels of effort and skill requirements are
antecedents of threat states [5]. Thus, we hypothesized that more physically and cognitively
difficult routes would engender in orienteers higher perceived exertion, enhanced salivary cor-
tisol levels, and related changes of all other variable scores (as stated in H1).
To further investigate the changes in the variable scores across competitive situations, we
compared the orienteers’ psychophysiological responses in the usual condition of both
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physical and cognitive load with a condition in which the cognitive load was considerably
reduced. To this purpose, the participants were asked to complete again the same course on
the following day. The second race was therefore less psychologically demanding, because par-
ticipants were acquainted with the course and did not need to use the map and compass.
Lower levels of effort and skill requirements are likely conducive to challenge states [5]. Thus,
we expected to find (H3) in the orienteers lower cortisol levels, higher levels of functional
states, enhanced executive functions, lower levels of dysfunctional states, and improved
performance.
Method
Participants
The sample consisted of 14 junior orienteering athletes, 7 boys and 7 girls, ranging in age from
15 to 20 years (M = 16.93 yrs., SD = 1.77). All participants were part of the Italian Junior
National Team. Seven of them were skilled runners, with several years of practice (M = 5.85
yrs., SD = 1.35) and substantial amount of training during the week (M = 7.28 hrs., SD = 2.06).
The other seven were medium level runners, with an average of four years of practice (M =
3.71 yrs., SD = 1.80) and a moderate amount of training per week (M = 5.57 hrs., SD = 1.57).
Measures
Perceived exertion.
Perceived exertion was rated on a modified Borg’s Category Ratio
scale (CR-10 [32]) using the following verbal anchors: 0 = nothing at all, 0.5 = very, very little,
1 = very little, 2 = little, 3 = moderately, 5 = much, 7 = very much, 10 = very, very much, • = max-
imal possible (no verbal anchors were used for 4, 6, 8, and 9). The score of 11 is assigned to
maximal possible. The CR-10 Borg scale has been shown to be closely related to various physio-
logical and psychophysiological measurements in sport and exercise psychology [33, 34], and
has been widely used to monitor training load [35].
Psychobiosocial states. Assessment was conducted using the psychobiosocial states scale,
trait version (PBS-ST [3]). The scale is composed of 15 items, 8 functional and 7 dysfunctional,
intended to assess seven modalities of a performance-related state (i.e., affective, cognitive, moti-
vational, volitional, bodily-somatic, motor-behavioral, and operational). The scale derived from
the original English version of the Individualized Profiling of Psychobiosocial States [4], and was
validated to Italian language. Each item includes 3–4 descriptors conveying a similar experience
that are categorized as functional or dysfunctional for performance. The aim is to transmit to the
participants a straightforward depiction of an emotional experience. Specifically, the affective
modality is assessed by three rows of synonym adjectives for: functional pleasant states, ‘enthusi-
astic, confident, carefree, joyful’; dysfunctional anxiety, ‘worried, apprehensive, concerned, trou-
bled’; and functional anger, ‘fighting spirit, fierce, aggressive’. For the other six modalities, two
rows of adjectives assess functional (+) or dysfunctional (-) states: Cognitive (+) modality, ‘alert,
focused, attentive’; Cognitive (-), ‘distracted, overloaded, doubtful, confused’; Motivational (+),
‘motivated, committed, inspired’; Motivational (-), ‘unmotivated, uninterested, uncommitted’;
Volitional (+), ‘purposeful, determined, persistent, decisive’; Volitional (-), ‘unwilling, undeter-
mined, indecisive’; Bodily-somatic (+), ‘vigorous, energetic, physically-charged’; Bodily-somatic
(-), ‘physically-tense, jittery, tired, exhausted’; Motor-behavioral (+), ‘relaxed-, coordinated-,
powerful-, effortless-movement’; Motor-behavioral (-), ‘sluggish, clumsy, uncoordinated, power-
less-movement’; Operational (+), ‘effective-, skillful-, reliable-, consistent-task execution’; and
Operational (-), ‘ineffective-, unskillful-, unreliable-, inconsistent-task execution’.
The stem of items of the trait version was modified from ‘how do you usually feel’ to ‘how
do you feel right now–at this moment’ in order to assess the current psychobiological states of
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participants. For each item of the scale athletes were requested to select one or more descriptors
that best reflected their current state, and to rate the intensity on a 5-point Likert scale ranging
from 0 (not at all) to 4 (very, very much). Mean scores of functional and dysfunctional items were
computed. Robazza et al. [3] showed a two-factor solution (i.e., functional and dysfunctional
intensity subscales) to be acceptable, with CFI = .950, TLI = .942, RMSEA (90% CI) = .108 (.098 ±
.118), and SRMR = .121 in a sample of male and female athletes from different sports.
Memory.
Three technical elements (symbols) were placed on each control point of the
course, for a total of 48 elements (i.e., 12 symbols on the 4 control points comprised in a loop).
The symbols were selected by three expert orienteering coaches and were customarily used in
orienteering maps, such as trees, pits, marshes, springs, ponds, rock pillars, cliffs, caves, rocks,
boulders, buildings, and fences. Orienteers were asked to memorize the 12 symbols they
encountered on the four control points of a loop, and report them to the examiner in the main
checking point within 30 sec. We deemed this ecological assignment to be a representative
task in the assessment of working memory in the context of orienteering. Participants, indeed,
engaged in an elaboration process of selective attention and inhibition in their effort to hold
information in mind and, at the same time, to keep symbols separate from those included in
the map, thereby avoiding interference during recall. The score was the number of symbols
correctly reported.
Visual attention.
The Bells Test was used to assess visual attention [36]. The test was orig-
inally developed to identify visual inattention (neglect) associated with clinical manifestation
of attentional deficits in space [37]. Seven lines of 35 target figures (bells) are presented in a
21.5 × 28 cm sheet of paper interspersed with distractor figures (e.g., horse, bird, key, apple,
mushroom, guitar, and car) in a pseudo-random manner. Each line contains 5 bells and 40 dis-
tractors. The paper was rotated 45˚ clockwise at the end of each loop to prevent habituation.
Orienteers were required to circle with a pencil as many bells as possible in 30 sec. The score
was the number of bells correctly circled. A number of validity studies documented the superi-
ority of the Bells Test in detecting mild and moderate neglect, likely because this was a task
demanding more selective attention in comparison with other measures [37].
Attention/Mental flexibility.
We used the Trail Making Test as a measure of attention,
speed, and mental flexibility [38]. Using a pencil, participants were required to connect 13
encircled numbers and 12 encircled letters randomly arranged on a page. The task consisted of
connecting in 30 sec all letters and numbers in alternating order (i.e., 1, A, 2, B, 3, C, and so
on). A normal printed version was administered after the first and third loops, while a specular
version was used after the second and fourth loops to counteract habituation. The score was
expressed in terms of the time in seconds required for task completion. Substantial research
evidence has indicated the Trail Making Test to be a reliable and valid measure of attentional
abilities, including visual search and visual-spatial sequencing, as well as speed and mental
flexibility [38].
Cortisol and chromogranin A. Salivary cortisol and chromogranin A were obtained
from saliva samples. The athletes were requested to refrain from ingesting stimulating (e.g.,
coffee and chocolate) or dye containing substances, and from brushing their teeth during the
three hours before assessment. Saliva samples were collected by chewing regular cotton saliv-
ette sampling devices (Sarstedt, Nu¨mbrecht, Germany), thus without chemical stimulants.
Samples were kept on ice and then stored at -20˚C until the day of analysis. At the day of the
analysis, saliva samples were centrifuged 10 min at 2000 x g to remove particulate material.
Hormonal determinations were obtained by using the Human Chromogranin A ELISA Kit
(MyBiosource, San Diego, CA, USA) and Human Cortisol ELISA Kit (Diagnostics Biochem
Canada Inc, London, Ontario, Canada) according to the manufacturers’ directions and were
expressed as ng/ml. All samples were processed in duplicate during the same assay section.
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Performance.
The time to complete each loop was recorded in sec through Sport Ident
Technology, an orienteering race timing system. This system consisted of a Sport Ident Card,
an extended data memory stick fixed on an athlete’s finger, and a Sport Ident Station, an elec-
tronic device placed on each control point. The running time is automatically calculated by
punching the Sport Ident Card into the Sport Ident Stations at each checking point. The inter-
mediate time between control points of each loop, the total time of each loop, and the total
time of the orienteering performance (four loops) were obtained for each participant.
Procedure
The ethics committee for biomedical research of the “G. d’Annunzio” University of Chieti-
Pescara, Italy, approved the study, with anonymity and confidentiality being assured for all the
participants. A regional delegate of the Italian Federation of Orienteering and coaches of
junior orienteers were initially contacted and informed about the study purposes. They
showed interest in the investigation and agreed to organize a competition in a route located in
a large natural area in the center of Italy. The athletes and their parents or guardians signed an
informed consent form in accordance with the Declaration of Helsinki.
Day 1: Briefing. Participants were gathered nearby the competition site one the day
before the commencement of the study. Upon their arrival, the orienteers were explained the
main purposes of the study and procedures during a two-hour session. To create an experience
of competing under pressure, we emphasized that the two-day competition was important, the
race would be objectively assessed, and the final performance ranking would be evaluated by
the coaches of the junior national team. During the initial two-hour session, all psychological
measures were presented to help the participants become acquainted with the assessment pro-
cedures. Participants were recommended to abstain from consuming stimulating (e.g., coffee
and chocolate) or dye containing substances, and to not brush their teeth three hours before
collection of the saliva samples.
Day 2: First competitive race.
The orienteering courses are usually composed of start and
finish points, and a series of control points. The proposed course was comprised of four laps of
different physical and psychological demands. To facilitate data collection, the course had a
single start and finish point. Each lap included four control points. The orienteer’s task was to
complete all laps in the shortest time possible passing through all control points with the aid of
a map and a compass. Participants started the race at 9:00 a.m., three minutes apart.
The assessment schedule is depicted in Fig 1. Eight assessments were performed to measure
perceived exertion and psychobiosocial states, and to collect salivary samples. Specifically,
such data were collected 60 min before the race, within 3 min after each loop, 5 min, 15 min,
and 60 min after the race. Four memory assessments were carried out, one after each loop.
Visual attention and attention/mental flexibility tests were administered at six different times
(i.e., before the race start, after each loop, and 60 min after the race). The order of administra-
tion of the assessments after every loop was the following: (1) perceived exertion, (2) memory,
(3) biomarkers, (4) visual attention, (5) attention/mental flexibility, and (6) psychobiosocial
states. Six research assistants, with a specific measurement task each, were involved in the
assessments. An additional experimenter supervised the whole procedure to ensure a correct
measurement sequence and administration in a timely fashion.
Two hours after the race, all participants were allowed to walk across the same course led by
a coach to memorize the specific features of the terrain (e.g., ground, environment) in prepara-
tion for the next race on the following day.
Day 3: Second competitive race.
The second race took place on the same course, the fol-
lowing day. Participants started again the race at 9:00 a.m., three minutes apart, in the same
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order as in the first competition. Data were collected using the same administration procedures
and participants’ starting order. Considering that the participants were already familiar with the
course, they did not need to use a map and a compass. Thus, the cognitive load was largely
reduced compared to the previous day, while the physical load remained about the same.
Data analysis
Data were initially screened for missing cases, outliers, normality (using Shapiro–Wilk statis-
tic), and sphericity [39]. A series of two–way repeated measures ANOVAs was then performed
on the dependent variables. The independent variables were the competition day (two days)
and the assessment phase (eight phases, from 0 to 7; see Fig 1). In particular, 2 × 4 (day ×
assessment phase) analysis was conducted on performance and memory data, 2 × 6 on visual
attention and attention/mental flexibility data, and 2 × 8 on perceived exertion, cortisol, chro-
mogranin A, and functional/dysfunctional psychobiosocial states. The sources of significant
effects were then identified through pair–wise comparison of means.
Results
Descriptive statistics and bivariate correlations among the variable scores collected across the
two-day competition are reported in Table 1. The complete trend over time of the variable
mean scores is shown in Fig 2. Evidence of non-normality was found for chromogranin A and
dysfunctional psychobiosocial states. Thus, the data of these variables were transformed using
square root transformation before conducting the main analysis [40]. Across the two-day com-
petition, low to moderate negative correlations were shown between performance time and
chromogranin A, visual attention, and functional psychobiosocial states, while moderate posi-
tive correlations were observed between performance time and dysfunctional psychobiosocial
states. Furthermore, cortisol levels were negatively related to memory, visual attention, and
functional psychobiosocial states, and positively related to dysfunctional psychobiosocial states.
ANOVA results are contained in Table 2. Sphericity assumptions were examined through
the Mauchly’s test and, in case of violation, Greenhouse–Geisser correction in the degrees of
Fig 1. Timeline of assessment schedule across the investigation.
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freedom was applied. Compared to the first race, better performance time, visual attention
scores, and attention/mental flexibility scores were reported on the second race. Lower levels
of cortisol and dysfunctional psychobiosocial states were also found. With the exception of
functional psychobiosocial states, significant differences were observed on the scores of all
variables across the assessment phases. Pair–wise comparisons showed significant differences
(p < .050) in a number of variable scores across assessment phases (see S1 Data set and post-
hoc test results). Interestingly, performance time (p < .001), perceived exertion (p < .005), cor-
tisol levels (p < .004), and chromogranin A levels (p < .050) of the two races were higher on
loops 3 and 4 compared to loops 1 and 2. Dysfunctional psychobiosocial states scores (p <
.009) were larger on loop 3 compared to loops 1 and 2, while memory scores were lower (p <
.005). Mean performance time of the race (p < .001), and mean performance scores of visual
attention (p < .001) and of attention/mental flexibility (p < .001) improved from day 1 to day
2, while mean intensity scores of dysfunctional psychobiosocial states decreased (p < .050).
However, post-hoc results should be interpreted with caution because of the small sample size
and the number of comparisons.
Discussion
The purpose of this study was to investigate the relationships among psychobiosocial states,
cognitive executive functions, and endocrine responses of orienteers involved in a two-day
competitive race based on the assumptions of the IZOF [2] and biopsychosocial [5] models.
Table 1. Descriptive statistics and pearson correlation coefficients of mean scores of measures collected across the four loops of the orienteering course.
Measures
M
SD
1
2
3
4
5
6
7
8
Day 1
1. Performance time (in sec)
884.82
227.59
—
2. Perceived exertion
5.90
1.54
.02
—
3. Cortisol
2.97
0.13
.15
.32†
—
4. Chromogranin A
10.60
5.79
-.22†
-.10
-.34†
—
5. Memory
5.91
1.63
-.24†
.11
-.27†
-.27†
—
6. Visual attention
19.55
3.21
-.39†
.13
-.56††
.28†
.35†
—
7. Attention/mental flexibility
53.02
8.27
.45††
-.16
.16
.12
-.73†††
-.49††
—
8. Functional psychobiosocial states
2.27
0.61
-.30†
.07
-.36†
.19
.15
.20
.13
—
9. Dysfunctional psychobiosocial states
0.91
0.37
.48††
.43††
.59††
-.04
-.14
-.19
-.04
-.56††
Day 2
1. Performance time
707.77
159.88
—
2. Perceived exertion
5.75
1.03
.19
—
3. Cortisol
2.92
0.16
-.02
.46††
—
4. Chromogranin A
11.87
6.61
-.42††
-.16
-.09
—
5. Memory
6.52
1.46
.21†
-.48††
-.35†
.27†
—
6. Visual attention
22.96
3.15
-.38†
.06
-.35†
.20†
.26†
—
7. Attention/mental flexibility
37.95
6.50
.14
.26†
.26†
-.24†
-.44††
-.66†††
—
8. Functional psychobiosocial states
2.36
0.80
-.29†
.15
-.33†
-.15
-.34†
.11
.45††
—
9. Dysfunctional psychobiosocial states
0.76
0.36
.53††
.38†
.55††
.00
.04
-.23†
-.14
-.72†††
Note. Scores of chromogranin A and dysfunctional psychobiosocial states are normalized using square root transformation.
†Low correlation.
††Moderate correlation.
†††Moderately high correlation.
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Combining predictions and indications stemming from both views can provide a better under-
standing of athletes’ psychophysiological reactions in pressurized contexts and also inform
applied interventions.
Our findings provided support for the first hypothesis (H1), showing that an elevation in
cortisol levels due to competitive pressure, and mirrored in higher perceived exertion, was
associated with higher intensity of dysfunctional psychobiosocial states, lower intensity of
functional psychobiosocial states, and decay in memory, visual attention, and attention/mental
flexibility. Results are consistent with previous research on the negative influence of increased
Fig 2. Trend over time of mean variable scores. Solid lines represent the data on the first competitive race, while dashed lines represent the data on the second
competitive race. The numbers on the horizontal axis indicate the assessment phase: 0 = 60 min before the race (salivary samples) or just before the race (visual attention
and attention/mental flexibility tests); 1 to 4 = after each loop; 5 to 7 = 5 min, 15 min, and 60 min after the race. The first loop and the fourth loop are also marked by
vertical-dotted lines. Cortisol and chromogranin A are expressed as ng/ml.
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cortisol levels on cognitive processes, including working memory, attention control, and deci-
sion making [23]. The worsening in the athletes’ psychobiosocial states (i.e., higher intensity of
dysfunctional states and lower intensity of functional states) and top-down executive functions
may hamper performance. More importantly, our findings concur with a body of IZOF-based
research evidence in sport generally suggesting that a high probability of optimal functioning
can occur when the athlete experiences a combination of high intensity of functional psycho-
biosocial states and low intensity of dysfunctional psychobiosocial states [41]. Conversely, less
than optimal functioning is associated with low levels of functional states and high levels of
dysfunctional states. Results are also in line with the predictions stemming from the biopsy-
chosocial model of challenge and threat [5, 13] and its application to the sport and perfor-
mance contexts [12]. Using a golf putting task, for example, Moore et al. [10] manipulated the
instructions provided to novice golfers to create a challenge group and a threat group. The
challenge group executed more accurately, and showed more efficient putting kinematics and
forearm muscle activity than the threat group. Similarly, in a pressurized environment requir-
ing accurate execution of a novel motor task (i.e., laparoscopic surgery), Vine et al. [42] found
that evaluating the task as challenging resulted in effective attentional control and superior
performance. In our study, increased levels of cortisol and dysfunctional emotions and
decreased cognitive processes (i.e., memory, visual attention, and attention/mental flexibility)
suggest a state typified in terms of threat rather than challenge.
Table 2. Analysis of variance results.
Measure
Source
F
df
p value
ηp
2
Power
Performance time
Day
22.85
1, 13
< .001
.64
.99
Assessment
43.69
3, 39
< .001
.77
1.00
Day × Assessment
1.47
3, 39
.239
.10
.36
Perceived exertion
Day
0.67
1, 13
.429
.05
.12
Assessment
70.40
2.074, 26.968
< .001
.84
1.00
Day × Assessment
0.53
2.899, 37.681
.658
.04
.15
Cortisol
Day
9.43
1, 13
.009
.42
.81
Assessment
32.06
2.661, 34.588
< .001
.71
1.00
Day × Assessment
1.03
3.139, 40.801
.392
.07
.26
Chromogranin A
Day
0.70
1, 13
.418
.05
.12
Assessment
3.41
3.201, 41.609
.024
.21
.75
Day × Assessment
1.07
7, 91
.390
.08
.44
Memory
Day
2.67
1, 13
.126
.17
.33
Assessment
7.03
3, 39
.001
.35
.97
Day × Assessment
1.97
3, 39
.134
.13
.47
Visual attention
Day
38.07
1, 13
< .001
.75
1.00
Assessment
9.57
5, 65
< .001
.42
1.00
Day × Assessment
4.84
5, 65
.001
.27
.97
Attention/mental flexibility
Day
221.04
1, 13
< .001
.94
1.00
Assessment
9.55
5, 65
< .001
.42
1.00
Day × Assessment
1.64
5, 65
.163
.11
.53
Functional psychobiosocial states
Day
0.78
1, 13
.392
.06
.13
Assessment
1.39
2.677, 34.806
.264
.10
.32
Day × Assessment
1.62
7, 91
.139
.11
.64
Dysfunctional psychobiosocial states
Day
4.94
1, 13
.045
.28
.54
Assessment
3.85
7, 91
.001
.23
.97
Day × Assessment
0.36
3.142, 40.850
.789
.03
.12
https://doi.org/10.1371/journal.pone.0196273.t002
Psychophysiological responses under pressure
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According to our second hypothesis (H2), we found within-competition fluctuations of
psychophysiological variables. Specifically, the third and fourth race loops seemed to be more
difficult than the first and second ones in terms of both physical and psychological demands.
Increased difficulty requires more effort and skills, which can induce a threat state with related
emotional and cognitive consequences. Indeed, race difficulty was manifested in slower perfor-
mance times and higher levels of perceived exertion, cortisol, chromogranin A, and dysfunc-
tional psychobiosocial states. Lower scores of memory and attention/mental flexibility were also
observed (Table 2 and Fig 2). Modifications in psychophysiological responses can be interpreted
again within the tenets of the IZOF model [2] and the biopsychosocial model of challenge and
threat [5]. Both models, indeed, emphasize the interplay among emotional, cognitive, biological,
and social modalities for an individual’s adaptation to environmental changes.
The second day we observed faster performance times, lower intensity of dysfunctional psy-
chobiosocial states, and improved visual attention and attention/mental flexibility (Table 2
and Fig 2). These results highlight the impact of the cognitive burden usually associated with
orienteering race that is added to the physical load [15]. Findings are also aligned with our
last study hypothesis (H3) stating that a substantial reduction in the cognitive load of the race,
due to the familiarity with the course, would result in enhanced psychophysical states and
improved performance. As postulated in the biopsychosocial model, familiarity and low levels
of effort and skill requirements can lead to a challenge state. When the cognitive load specific
to the race was removed, more cognitive resources were available for other cognitive tasks.
Notably, while the cortisol levels were lower across the second-day race compared to the first
day, the athletes’ chromogranin A levels did not differ significantly in the two competitions.
This finding, together with the correlation observed between chromogranin A and executive
functions (even though small), may support the view of chromogranin A as a marker of the
sympathetic adrenal activity in response to exercise intensity [24, 26]. Low and moderate
correlations across the two races were also shown between chromogranin A levels and perfor-
mance times suggesting that higher levels of chromogranin A were related to better perfor-
mance. This is in accordance with previous IZOF-based research results in basketball players
showing salivary concentration of chromogranin A to be associated with perceived beneficial
effects of functional psychobiosocial states on performance [27].
Taken together, findings of the current study can be understood in light of the combined
and unique contributions of the IZOF [2] and biopsychosocial [5] theoretical frameworks. Both
models build upon the Lazarus’ [6] notion that the athlete’s appraisal of situational demands and
personal resources determines the perception of a situation as challenging or threatening. Within
this combined view, the contribution of the IZOF model is more on the description, prediction,
explanation, and self-regulation of a wide range of functional or dysfunctional psychobiosocial
experiences that accompany challenge or threat. In contrast, the biopsychosocial model focuses
on the distinct patterns of neuroendocrine and cardiovascular activity of challenge and threat
indexed objectively as well as subjectively [5, 14]. Drawing on both perspectives, results of this
study highlighted the expected relationships among a number of psychological, physiological,
and performance variables, as well as their fluctuations as a function of cognitive and physical
demands. Variations in cognitive and physical loads within the race (different loops) and between
races (day 1 and day 2) were likely conducive to changes in the individual experience along the
challenge–threat continuum, also manifested in the observed psychophysiological responses.
Notwithstanding the encouraging findings, we acknowledge some study limitations. First,
the low power associated with the small sample size reduces the generalizability of the results.
However, our purposeful sample of high-medium competitive level athletes and the within-
subjects design, in which participants served as their own controls, tend to enhance the power
of the analysis [43]. Second, we did not assess the fluctuations of one’s appraisal of perceived
Psychophysiological responses under pressure
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April 26, 2018
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competitive demands and personal coping resources to identify the individual’s state within
the challenge–threat continuum postulated in the biopsychosocial model (e.g., [10]). Finally,
the present study examined the effects of competitive pressure in high and medium level junior
orienteers. Given the small sample size, potential differences by level, experience, and gender
were not examined. Thus, future research should aim to investigate the psychophysiological
effects of competitive pressure in larger samples, taking into account individual appraisals of
situational demands and coping resources, as well as individual differences such as perfor-
mance level, experience, age, and gender. Despite these issues, the current study had high eco-
logical validity, and findings can be regarded as valuable preliminary evidence to promote
further research for a better understanding of the athletes’ experience during competition.
From a practical perspective, this study provides novel findings that may inform strategies
practitioners apply to assist orienteers in dealing with performance and competitive demands.
In particular, helping athletes become aware of their performance-related psychobiosocial
states and their effects on performance, cognitive functions, and endocrine responses can be
an important step toward self-regulation of thoughts, feelings, attention focus, and behaviors
to achieve performance goals. The procedure adopted in the current study also suggests the
feasibility of including additional cognitive load to usual performance, with the purpose to
deplete and then replenish and increase cognitive resources through training. According to
the strength model of self-control [44, 45], for example, it might be speculated that the working
memory task implemented during the route (i.e., recalling the symbols placed on the control
points of the course) may be used to strengthen working memory, which is a critical ability in
orienteering. Future research should examine the effects of an increase in cognitive load dur-
ing training on individual’s resources and performance in orienteering and other sports.
In conclusion, this investigation provides a unique contribution to the literature on psycho-
biosocial states, cognitive functions, endocrine responses, and performance under competitive
pressure. To our knowledge, this is the first study that combines the IZOF [2] and biopsychoso-
cial [5] theoretical views. Findings offer initial and substantial support for the joint use of the
two perspectives for both theoretical and practical purposes. Theoretically, the pattern of results
highlight the expected relationship among emotional, cognitive, psychophysiological, and per-
formance variables, as well as their changes across different levels of cognitive and physical load.
From a practical perspective, findings support the feasibility of implementing training tasks to
increase cognitive resources, and suggest potential benefits derived from the self-regulation of
psychobiosocial states to deal with performance and competitive demands. Future research
combining the IZOF and biopsychosocial theoretical frameworks is warranted.
Supporting information
S1 Data set and post-hoc test results.
(PDF)
Acknowledgments
The authors gratefully acknowledge the contribution of coaches and research assistants who
provided their help with participant recruitment and data collection.
Author Contributions
Conceptualization: Claudio Robazza, Pascal Izzicupo, Maria Angela D’Amico, Barbara Ghi-
nassi, Maria Chiara Crippa, Vincenzo Di Cecco, Montse C. Ruiz, Laura Bortoli, Angela Di
Baldassarre.
Psychophysiological responses under pressure
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April 26, 2018
13 / 16
Data curation: Claudio Robazza, Pascal Izzicupo, Maria Angela D’Amico, Barbara Ghinassi,
Maria Chiara Crippa, Angela Di Baldassarre.
Formal analysis: Claudio Robazza, Angela Di Baldassarre.
Funding acquisition: Claudio Robazza, Vincenzo Di Cecco.
Investigation: Claudio Robazza, Pascal Izzicupo, Maria Angela D’Amico, Barbara Ghinassi,
Maria Chiara Crippa, Montse C. Ruiz, Laura Bortoli, Angela Di Baldassarre.
Methodology: Claudio Robazza, Pascal Izzicupo, Maria Angela D’Amico, Barbara Ghinassi,
Maria Chiara Crippa, Montse C. Ruiz, Laura Bortoli, Angela Di Baldassarre.
Project administration: Claudio Robazza, Pascal Izzicupo, Maria Angela D’Amico, Barbara
Ghinassi, Maria Chiara Crippa, Vincenzo Di Cecco, Angela Di Baldassarre.
Resources: Claudio Robazza, Pascal Izzicupo, Barbara Ghinassi, Angela Di Baldassarre.
Software: Claudio Robazza.
Supervision: Claudio Robazza, Vincenzo Di Cecco, Montse C. Ruiz, Laura Bortoli, Angela Di
Baldassarre.
Validation: Claudio Robazza, Laura Bortoli, Angela Di Baldassarre.
Visualization: Claudio Robazza, Angela Di Baldassarre.
Writing – original draft: Claudio Robazza, Angela Di Baldassarre.
Writing – review & editing: Claudio Robazza, Pascal Izzicupo, Maria Angela D’Amico, Bar-
bara Ghinassi, Montse C. Ruiz, Laura Bortoli.
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| Psychophysiological responses of junior orienteers under competitive pressure. | 04-26-2018 | Robazza, Claudio,Izzicupo, Pascal,D'Amico, Maria Angela,Ghinassi, Barbara,Crippa, Maria Chiara,Di Cecco, Vincenzo,Ruiz, Montse C,Bortoli, Laura,Di Baldassarre, Angela | eng |
PMC7365446 | RESEARCH ARTICLE
Shoe feature recommendations for different
running levels: A Delphi study
Eric C. HonertID1☯*, Maurice Mohr1,2☯, Wing-Kai LamID3,4,5☯, Sandro Nigg1☯
1 Human Performance Laboratory, Faculty of Kinesiology, University of Calgary, Calgary, Alberta, Canada,
2 Institue of Sport Science, University of Innsbruck, Innsbruck, Austria, 3 Guangdong Provincial Engineering
Technology Research Center for Sports Assistive Devices, Guangzhou Sport University, Guangzhou, China,
4 Department of Kinesiology, Shenyang Sport University, Shenyang, China, 5 Li Ning Sports Science
Research Center, Li Ning (China) Sports Goods company, Beijing, China
☯ These authors contributed equally to this work.
* [email protected]
Abstract
Providing runners with footwear that match their functional needs has the potential to
improve footwear comfort, enhance running performance and reduce the risk of overuse
injuries. It is currently not known how footwear experts make decisions about different shoe
features and their properties for runners of different levels. We performed a Delphi study in
order to understand: 1) definitions of different runner levels, 2) which footwear features are
considered important and 3) how these features should be prescribed for runners of different
levels. Experienced academics, journalists, coaches, bloggers and physicians that examine
the effects of footwear on running were recruited to participate in three rounds of a Delphi
study. Three runner level definitions were refined throughout this study based on expert
feedback. Experts were also provided a list of 20 different footwear features. They were
asked which features were important and what the properties of those features should be.
Twenty-four experts, most with 10+ years of experience, completed all three rounds of this
study. These experts came to a consensus for the characteristics of three different running
levels. They indicated that 12 of the 20 footwear features initially proposed were important
for footwear design. Of these 12 features, experts came to a consensus on how to apply five
footwear feature properties for all three different running levels. These features were: upper
breathability, forefoot bending stiffness, heel-to-toe drop, torsional bending stiffness and
crash pad. Interestingly, the experts were not able to come to a consensus on one of the
most researched footwear features, rearfoot midsole hardness. These recommendations
can provide a starting point for further biomechanical studies, especially for features that are
considered as important, but have not yet been examined experimentally.
Introduction
Matching running footwear features to the functional needs of the runner has the potential to
improve footwear comfort [1,2], enhance running performance [3,4] and reduce the risk of
overuse injuries [1,5]. The majority of biomechanical studies have examined the effects of
PLOS ONE
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July 16, 2020
1 / 17
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OPEN ACCESS
Citation: Honert EC, Mohr M, Lam W-K, Nigg S
(2020) Shoe feature recommendations for different
running levels: A Delphi study. PLoS ONE 15(7):
e0236047. https://doi.org/10.1371/journal.
pone.0236047
Editor: Chris Harnish, Mary Baldwin University
Murphy Deming College of Health Sciences,
UNITED STATES
Received: March 12, 2020
Accepted: June 26, 2020
Published: July 16, 2020
Peer Review History: PLOS recognizes the
benefits of transparency in the peer review
process; therefore, we enable the publication of
all of the content of peer review and author
responses alongside final, published articles. The
editorial history of this article is available here:
https://doi.org/10.1371/journal.pone.0236047
Copyright: © 2020 Honert et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the paper and its Supporting Information
files.
footwear interventions for a general group of runners and/or athletes rather than specific
groups of runners, stratified according to their training status and/or running experience. This
is despite evidence that runners of different levels (e.g. novice, recreational, high caliber) have
clear differences in functional needs and running goals that need to be addressed in the design
of their footwear (e.g. through cushioning or stability features, [6–9]). As a result, there is a
large gap of knowledge on how to match specific footwear features, and their properties, to
runners from different levels. This gap in knowledge limits the potential beneficial effects that
more individualized footwear may have on comfort, performance or injury risk.
Literature has presented a variety of definitions for different running levels. Studies have
suggested standard definitions for different runner levels, which have been derived from sub-
jective questionnaires [6,7]. However, these definitions are often not translated to biomechani-
cal studies examining footwear features for runners. For example, subjective questionnaires
indicate that recreational runners run, on average, between 25 and 35 km/week [7]. Yet, bio-
mechanical studies have recruited “recreationally running” subjects with an average training
distance between 10 km/week [10] and 50 km/week [11]. On the other hand, literature has
consistently described novice runners as having little to no running experience in the past year
(see [9] for a Meta-Analysis of novice runners). Due to the wide range of definitions for run-
ning levels used in literature, there is a need to reach a consensus on an operational definition
for different running levels.
Modern running shoes are complex systems. They incorporate many different features (e.g.
crash-pads, heel counters, flares, midsole hardness) and each of these features can be included,
excluded and/or tuned individually to modify the characteristics of the final running shoe sys-
tem (e.g. cushioning, stability, heel-to-toe transition, energy return). Some of these shoe fea-
tures have been studied more extensively than others [12,13]. A strong research focus on
certain footwear features does not necessarily translate into agreement on how modifying
these features may affect the running mechanics, performance, injury risk or footwear comfort
in runners of different levels. For example, a recent review found inconclusive evidence
regarding the biomechanical effects of different midsole hardness—one of the most studied
footwear features [13]. On the other hand, there has been little scientific attention on footwear
features such as outsole traction or forefoot flares. A lack of scientific attention could indicate
that the prescription of these features to different runner levels is trivial, these features are not
considered important by footwear professionals or little is known on how to prescribe these
features. An understanding of how footwear experts make decisions about different footwear
features and their properties can be obtained through gathering and summarizing opinions of
experts in the field of running biomechanics and footwear using a Delphi study. The Delphi
method has been utilized for gathering and summarizing opinions via survey-based responses
of an expert panel in order to obtain consensus on complex topics. For example, this technique
has been successfully applied to establish the now frequently reported “Minimalist Index” of
running shoes [14]. Such an understanding can target future systematic investigations around
the presumed optimal property of important footwear features.
The purpose of this study was to utilize a Delphi technique to summarize the opinions of
running footwear experts and reach consensus on 1) runner level definitions, 2) which foot-
wear features are important when designing footwear for different running levels, and 3)
matching the specific properties of footwear features to the respective running levels.
Methods
Footwear experts were asked to complete three rounds of a Delphi study, with each successive
round building on the results gathered from the previous round. Three runner level definitions
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Funding: “Li-Ning provided support in the form of
a salary for WKL, but did not have any additional
role in the study design, data collection and
analysis, decision to publish, or preparation of the
manuscript. The specific role of WKL is articulated
in the ‘author contributions’ section”.
Competing interests: “WKL affiliation with Li-Ning
does not alter our adherence to PLOS ONE policies
on sharing data and materials”.
were refined throughout the three rounds of the Delphi study through expert feedback. Experts
were also provided a list of 20 different footwear features. Through the three rounds of the
study, experts provided opinions on which features were important and what their properties
should be for the three different running levels.
Delphi study
In total, 142 experts from 18 countries were contacted by e-mail to participate in this Delphi
study: 44 academics, 35 journalists, 25 coaches, 24 scientists in the footwear industry, seven
bloggers and seven physicians. The participants for this Delphi study were compiled from:
authors that appeared on multiple papers from a recent literature review [13], podium present-
ers at the 2019 Footwear Biomechanics Symposium, coaches of national and/or college track
and field teams with publicly available e-mail addresses, scientists working in research and
development at the leading running footwear brands, running shoe bloggers and journalists
identified from an online search of popular running blogs and magazines and running and/or
footwear journalists that Professor Benno Nigg has compiled over the years. All potential par-
ticipants were contacted via e-mail to participate in this Delphi study. Participants were
excluded if they had under two years of experience related to running footwear in their respec-
tive fields of expertise. Each participant was provided an implied consent form stating that
returning the survey was their agreement to participate. The protocol was approved by the
University of Calgary’s Conjoint Heath Research Ethics Board (REB19-0240). The footwear
experts completed web-based surveys through QuestionPro (questionpro.com) and could pro-
vide feedback after the completion of each round of this Delphi study. The participants that
completed the first-round survey were invited to participate in the second-round. Similarly,
the participants that completed the second-round survey were invited to participate in the
third round. To prevent bias in the responses and feedback, all participants’ survey responses
were anonymized by the QuestionPro platform. All participants were encouraged to e-mail the
authors upon completion of each respective round of the Delphi study for additional feedback
and/or comments, and to create a list of respondents for successive rounds of the survey.
Running levels
Three different running levels were initially proposed: novice, recreational and high caliber.
The initial characteristics of each running level (Table 1) were defined based on running litera-
ture [6,7,9–11,15–20]. The proposed characteristics provide guidelines for runner classifica-
tion. As such, there were overlaps in the running distance per week between the running levels
in order to accommodate runners that train less and have a better running performance. Feed-
back on the running level definitions was requested from the participants during each round
of the Delphi study. The feedback from rounds one and two was integrated into the running
level definitions and presented to the participants in rounds two and three, respectively. In
each round, the experts rated the running level definitions on a 10-point scale where “1” indi-
cated that the definitions were “Not at all appropriate” and “10” indicated “Most Appropriate”.
Novice runners—Initial definition.
Novice or occasional runners have little running
experience. These runners typically have less than six months of cumulative regular running
training (i.e. at least one day per week) over the previous 12 months [9,15,17]. They run zero
to three times per week with a maximum of about 20 km per week [6,7,10]. Novice runner per-
formance (Table 1) was extrapolated from an average running pace [10]. These runners are
typically not involved in marathons [7]. Surveys have shown that these runners run to improve
general health, manage stress and weight [7]. Novice runners may choose footwear based on
comfort [16], reduce injury risk and improve performance [7].
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Recreational runners—Initial definition.
The recreational group is the largest running
group [7]. These runners typically have more than six months of cumulative regular running
training (i.e. at least one day per week) over the previous 12 months [10,15]. They run one to
five days per week for a total of 10 to 50 km per week [6,7,10,11,15]. Recreational running per-
formance (Table 1) was extrapolated from running times reported in [21]. Surveys have shown
that these runners run to improve general health, manage stress and be involved with a team
[7]. Recreational runners may choose footwear based on comfort [16], reduce injury risk and
improve performance [7].
High caliber runners—Initial definition.
High caliber runners have significant distance
running experience, train almost daily and regularly compete in regional to international com-
petitions [18]. These runners typically have over three years of regular running experience
[7,20]. They run about three times per week for at least 30 km per week [6,7]. High caliber run-
ning performance (Table 1) inclusion criteria has been reported in several running studies
[18–20]. Surveys have shown that these runners run to improve general health, manage stress
and compete [7]. High caliber runners may choose footwear based on performance, comfort
and reduced injury risk [7,16].
Footwear features
Twenty running footwear features were initially assessed in this Delphi study. These features
were chosen from an initial list of 31 footwear features that were identified based on a prelimi-
nary literature review, market analysis and internal discussion. Two influential studies during
this process were reports from [6] and [14]. This initial list was reduced to 23 features by
removing or joining related features that were reflected in other features or similar in their
function, respectively (e.g. remove midfoot midsole hardness and only retain forefoot and
rearfoot midsole hardness). Pilot testing with four footwear experts (not included in the main
study) indicated that a survey including 23 features required more than an hour to complete
and could potentially lead to a high-drop out rate. Therefore, we limited the number of foot-
wear features to 20, by removing features that pilot participants indicated had low relevance
Table 1. Initial definitions of running levels.
Level 1
Novice
Level 2
Recreational
Level 3
High-caliber
Running experience
Less than six months of regular
running experience
More than six months of regular
running experience
More than three years of regular
running experience
Running habits
0–3 sessions / week
1–5 sessions / week
> 3 sessions / week
5–20 km / week
15–50 km / week
> 30 km / week
Running performance (times are for
male runners)
5km time > 30 min OR
5km time > 20 min OR
5 km time 15–20 min$ OR
10km time > 60 min
10km time > 45 min OR
10 km time 30–45 min$ OR
No marathon racing
Marathon time 3–4.5 h
Marathon time <3h$
Running motivation (ordered according
to importance)
Improve general health
Improve general health
Improve general health
Stress management
Stress management
Stress management
Weight management
Team affiliation
Competition
Priorities for footwear design (from high
to low)
1) Improve comfort
1) Improve comfort
1) Improve performance
2) Reduce injury risk
2) Reduce injury risk
2) Improve comfort
3) Improve performance
3) Improve performance
3) Reduce injury risk
The () indicates regular running experience defined as running at least once per week. The ($) indicates that elite runners with faster race times than high caliber
runners were not considered since they represent a small percentage of the population and may require individual running footwear recommendations.
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(e.g. upper overlays or varus alignment). In return, the option was added for experts to suggest
footwear features that should be added to the questionnaire. The final 20 footwear features
assessed in this Delphi study were (see S1 Appendix for description of each feature): crash pad,
forefoot flares, forefoot longitudinal bending stiffness, forefoot midsole hardness, heel counter,
heel flare, heel (stack) height, heel-to-toe drop, insole shape, medial post, midfoot longitudinal
bending stiffness, midsole thickness, outsole traction, rearfoot midsole hardness, rocker (heel),
shoe mass, toe spring (forefoot rocker), torsional bending stiffness, upper material (breathabil-
ity) and upper material (elasticity).
The importance of the footwear features was assessed in the first-round and verified in the
second-round. In the first-round, participants were asked if each footwear feature was impor-
tant when designing footwear for different running levels. The experts could choose between
the following for each footwear feature: (a) is important, (b) is not important or (c) they do not
know if it is important. If over 75% (a similar threshold to [22,23]) of the first-round partici-
pants selected option (a), the footwear feature was defined as important. The important fea-
tures were then presented to the second-round participants. The participants were asked if
they agreed with the list of the features selected as important/non important on a 10-point
scale where “1” indicated that the list of important/non important features was “Not at all
appropriate” and “10” indicated “Most Appropriate”. The list of important features was veri-
fied if over 75% of the second-round participants answered with a seven or higher on the 10
point-scale. The second- and third-rounds of the Delphi study were then limited to the impor-
tant footwear features. In each round, the experts were asked if other footwear features should
be included in the Delphi study. If there were at least five suggestions to add a certain feature,
this new feature was added to the subsequent round. The participants were then asked if this
new feature was important.
Footwear feature properties
The experts were asked to recommend footwear feature properties for the different running
levels in each round of the study from a multiple-choice selection (see S1 Appendix for the lists
of footwear feature properties). Most footwear feature properties were defined based on the
reviewed footwear literature (see S1 Appendix). If there was no related literature (e.g. upper
elasticity), properties were provided based on commercially available shoes. In rounds 2 and 3,
the results from the previous round were presented to the participants. If at least 51% of the
participants agreed on a footwear feature property (a similar threshold to [24]) for a specific
running level (e.g. high breathability for novice runners), the participants would be asked if
they agreed with the consensus the next round. If at least 51% of the participants verified the
consensus, the experts were not asked again to recommend a footwear feature property for
that running level (see Fig 1). In comparison to the consensus for the importance of shoe fea-
tures (75%), the threshold for consensus was set lower for agreement on footwear feature prop-
erties (51%) because of the greater number of available response options.
Additional Delphi questions
In the second-round of the Delphi study, we aimed to quantify why the participants chose
“I don’t know” for the footwear feature properties. The participants were prompted to
choose one of the following if they selected “I don’t know”: feature is not well defined, fea-
ture is dependent on foot contact pattern (e.g. heel strike), feature is dependent on bio-
mechanical variables (e.g. foot inversion), feature has interplaying effects with other shoe
features, feature function is not known or other. These questions were included due to a
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high frequency of “I don’t know” responses for some footwear feature properties. These
questions were only included in the second-round as we received feedback that the ques-
tionnaire was time consuming, which may have increased drop-out rate if included in the
third-round.
Fig 1. Flowchart describing the consensus and verifying consensus process for different shoe feature properties (XX) for
each running level (YY). The participants were asked to provide feedback for the recommended properties for all runner levels
on all 20 shoe features (XX1). In the second- and third-rounds, the participants were asked to provide feedback for the
recommended properties for all runner levels on the important shoe features and any additional shoe features the participants
recommended (XX2/3).
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Statistical analysis and visualization
Paired statistical analyses were performed to determine if the running level definitions
improved through the three rounds of this Delphi study. A Friedman’s test was performed uti-
lizing the subjective ratings from the respondents that participated in all three rounds of the
study (N = 24). If the Friedman’s test revealed a significant effect, follow-up Wilcoxon signed-
rank tests with a Bonferroni correction were performed to investigate pairwise differences
between the individual rounds. The significance level α was set to 0.05 for all statistical tests.
The median and inter-quartile ranges of the participants’ responses were also computed from
the subjective ratings. These descriptive statistics were computed to demonstrate if the ratings
increased and if there was less variability in the responses. All analyses were performed in
MATLAB (version 2019a, MathWorks, Natick, MA, USA). Figures were created in MATLAB
and Adobe Illustrator (version 22.1, San Jose, CA, USA).
Results
Participation
Of the 142 experts initially contacted, 29 responded to the first-round of this Delphi study (Fig
2, Table 2). Twenty-five respondents participated in the second-round and 24 participated in
the third-round (Fig 2, Table 2). Note that one academic moved to industry from academia
between rounds one and two.
Running level definitions
The respondents’ rating of the running level definitions improved as the Delphi study pro-
gressed, χ2 (2, N = 24) = 13.95, p = 0.0009. The median rating increased each round and the
Fig 2. Participation in each round of this Delphi study.
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interquartile range decreased. For example, 69% of respondents rated the running level defini-
tions between 7 and 10 in the first-round which increased to 88% of respondents in the third-
round (see Fig 3). The increase in the running level scores between the first and third rounds
was statistically significant (p = 0.006). The increased running level ratings were accompanied
by changes to the running level definitions. The changes to the “novice” running level defini-
tion for the second-round were: increased running experience to one year and replaced “stress
management” with “enjoyment” for running motivation. The changes to the “recreational”
running level definition for the second-round were: increased running experience to greater
than one year and replaced “stress management” with “enjoyment” for running motivation.
The changes to the “high-caliber” running level definition for the second-round were:
increased running habits to >4 sessions/week and >50 km/week, replaced “stress manage-
ment” with “enjoyment” for running motivation, re-order the running motivation to 1) Com-
petition, 2) Improve general heath, and 3) Enjoyment, and re-order the priorities for footwear
design to 1) Improve performance, 2) Reduce injury risk, 3) Improve comfort. We also speci-
fied the running performance as males between the ages of 18 to 34. Subsequent changes to the
running level definitions were to ensure that the high caliber and recreational runner 5 km
and 10 km times were indicative of the respective marathon times. These updates resulted in
the final runner level definitions in Table 3.
Footwear features
Twelve of the 20 footwear features reached the level of consensus to be considered important.
The majority (92%) of the second-round respondents rated the appropriateness of the 12
important footwear features as a 7/10 or higher. “Lacing system” was added to the second-
round of this Delphi study as five first-round respondents suggested that it should be included
in the list of footwear features. This feature did not reach the threshold of consensus in the sec-
ond-round (68%, Table 4) to be considered important. “Toe spring” was initially not an
important footwear feature as only 19/29 (66%, Table 4) first-round respondents thought it
was important for footwear design. Five second-round participants suggested to add “toe
spring” back into the survey (as it was removed because it was below the threshold of consen-
sus) and 22/24 (92%, Table 4) third-round participants thought that it was important for foot-
wear design.
Table 2. Number of participants and their experience investigating/designing footwear.
Experience (yrs)
Round 1
Round 2
Round 3
Academic
2–5
1
0
0
5–10
6
4
4
10+
8
7
7
Professional in the footwear industry
2–5
0
1
1
5–10
2
2
2
10+
8
8
8
Clinician
10+
2
1
1
Journalist
5–10
1
1
0
Coach
10+
1
1
1
Total
29
25
24
Note that one academic moved to industry between the first and second rounds of this study.
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Fig 3. Subjective rating of the running level definitions for the three rounds of this Delphi study. Changes in
subjective ratings were accompanied by updating the running levels definition based on respondents’ feedback. The
diamonds represent the median of each round and the bars indicate the interquartile range. Each shaded dot indicates
one response made by a respondent. The asterisk () indicates a statistical difference in the subjective ratings
(p = 0.006).
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Table 3. Final running level definitions.
Level 1
Novice
Level 2
Recreational
Level 3
High caliber
Running experience
Less than one year of regular
running experience
More than one year of regular
running experience
More than three years of regular
running experience
Running habits
0–3 sessions / week
1–5 sessions / week
> 4 sessions / week
5–20 km / week
15–50 km / week
> 50 km / week
Running performance (example times are for
male runners age 18–34)
5km time > 30 min OR
5km time > 21 min OR
5 km time 15–20 min$ OR
10km time > 60 min
10km time > 42 min OR
10 km time 30–42 min$ OR
No marathon racing
Marathon time 3–4.5 h
Marathon time <3h$
Running motivation (ordered according to
importance)
Improve general health
Improve general health
Competition
Enjoyment
Enjoyment
Improve general health
Weight management
Team affiliation
Enjoyment
Priorities for footwear design (from high to
low)
1) Improve comfort
1) Improve comfort
1) Improve performance
2) Reduce injury risk
2) Reduce injury risk
2) Reduce injury risk
3) Improve performance
3) Improve performance
3) Improve comfort
These definitions were refined by the Delphi study participants through the three rounds of feedback. The () indicates regular running experience defined as running at
least once per week. The ($) indicates that elite runners with faster race times than high caliber runners were not considered since they represent a small percentage of
the population and may require individual running footwear recommendations. Bolded characteristics indicate characteristics that changed from the first characteristics
presented to the respondents (Table 1).
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Footwear feature properties
Twenty-three of the 36 shoe feature properties (3 running levels x 12 important shoe features)
reached the 51% consensus threshold (Table 5). Consensus was obtained for upper breathabil-
ity, heel-to-toe drop, forefoot bending stiffness, crash pad and torsional bending stiffness for
all three running levels (Table 5). The consensus for the feature properties from the first- and
second-rounds was verified in the second- and third-rounds, respectively (Table 5). There was
no consensus for the properties of the toe spring as well as the rearfoot and forefoot midsole
hardness for any of the running levels (Table 5). The most frequent response regarding fore-
foot and rearfoot midsole hardness was “I don’t know”. In the second-round when participants
were asked further about this response, the most frequent answer (4/10 participants) for the
forefoot midsole hardness was “feature function is not known”. The responses for the rearfoot
midsole hardness were spread across the six different responses (see Methods: Additional Del-
phi Questions for full list of possible responses).
Discussion
This study provides a unique perspective of footwear experts, most of whom have been exam-
ining this topic for 10+ years. These experts indicated that 12 of the 21 footwear features were
important for footwear design with respect to different running levels. Experts came to a con-
sensus on the properties for five footwear features for all three running levels. Furthermore,
this study has highlighted footwear features that experts consider important but have received
little scientific attention, such as: upper breathability, forefoot bending stiffness, heel-to-toe
drop, torsional bending stiffness and crash pad (Fig 4). Future, novel research can be per-
formed with these features to add to the collective knowledge of how footwear features can
affect the running biomechanics of runners from different levels.
Interestingly, participants in this Delphi study did not come to a consensus for the recom-
mended footwear properties for some of the most researched shoe features: forefoot and rear-
foot midsole hardness [12,13]. Previous research has shown that a softer rearfoot midsole can
reduce ground reaction force loading metrics such as vertical loading rate or peak impact
forces [25–27], which have been hypothesized to reduce running-related injuries [28,29]. The
causal relationship between ground reaction force loading metrics and running-related inju-
ries has not been established. Furthermore, examining prospective running injury studies
Table 4. Percent of participants that agreed upon the importance of shoe features.
Shoe Feature
% Participants
Shoe Feature
% Participants
Shoe Mass
100
Toe Spring
66/92
Upper Breathability
97
Heel Counter
72
Forefoot Midsole Hardness
93
Medial Post
72
Rearfoot Midsole Hardness
93
Midfoot Bending Stiffness
72
Heel (stack) Height
90
Upper Elasticity
72
Midsole Thickness
86
Insole Shape
69
Forefoot Bending Stiffness
83
Lacing System
68
Outsole Traction
83
Rocker
59
Heel-to-Toe Drop
79
Heel Flares
55
Torsional Bending Stiffness
79
Forefoot Flares
45
Crash Pad
76
The shoe features with a consensus above 75% were considered important (bolded). The toe spring was initially not considered important (consensus: 66%), but was
considered important in the third-round (consensus: 92%). The lacing system was added in the second-round to the study, but was not considered important.
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together demonstrates that ground reaction force loading metrics are not related to injuries
[30–40]. This paradigm shift could be the reason for the high frequency of “I don’t know”
responses for the recommended properties for the forefoot and rearfoot midsole hardness,
with the most frequent feedback being “the feature function is not known”. Additionally,
shoe midsole hardness may interplay with other shoe features such as heel (stack) height or
heel-to-toe drop to affect the overall shoe cushioning. This interplay could be the reason for
inconsistent findings across studies examining midsole hardness [25,41,42]. In total, further
Table 5. Shoe feature properties that were most frequently chosen for each running level.
Shoe Feature
Running Level
Recommended Property
Round
% Participants
% Participants in agreement with consensus
Shoe Mass
Novice
225–275 g
3
43
-
Recreational
225–275 g
3
54
-
High Caliber
<175 g
1
59
72
Upper Breathability
Novice
High Breathability
1
69
100
Recreational
High Breathability
1
79
100
High Caliber
High Breathability
1
86
100
Forefoot Midsole Hardness
Novice
I don’t know
3
50
-
Recreational
I don’t know
3
50
-
High Caliber
I don’t know
3
42
-
Rearfoot Midsole Hardness
Novice
I don’t know
3
42
-
Recreational
I don’t know
3
42
-
High Caliber
I don’t know
2
48
-
Heel (stack) Height
Novice
14–32 mm
2
72
88
Recreational
14–32 mm
1
65
88
High Caliber
14–32 mm
3
42
-
Midsole Thickness
Novice
10–15 mm
2
60
58
Recreational
10–15 mm
2
52
71
High Caliber
10–15 mm
3
50
-
Forefoot Bending Stiffness
Novice
Low Stiffness
1
55
64
Recreational
Medium Stiffness
1
66
100
High Caliber
High Stiffness
1
55
84
Outsole Traction
Novice
Medium Traction
1
52
76
Recreational
Medium Traction
1
55
72
High Caliber
Medium Traction
3
50
-
Heel-to-Toe Drop
Novice
8–12 mm
2
56
88
Recreational
8–12 mm
3
58
-
High Caliber
4–8 mm
3
71
-
Torsional Bending Stiffness
Novice
Medium Stiffness
2
72
92
Recreational
Medium Stiffness
1
52
76
High Caliber
Medium Stiffness
2
52
88
Crash Pad
Novice
Include Crash Pad
1
76
88
Recreational
Include Crash Pad
1
72
88
High Caliber
Include Crash Pad
3
58
-
Toe Spring
Novice
Mid (16–30 deg)
1
34
-
Recreational
Mid (16–30 deg)
3
38
-
High Caliber
I don’t know
1
34
-
“Round” indicates which round of the Delphi study provided the highest consensus. The footwear feature properties that were above the consensus threshold for
Rounds 1 and 2 were all verified in the subsequent rounds as indicated by the percent agreed with consensus (last column).
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investigations are warranted to determine the biomechanical function of the midsole hardness
during running and its relationship with running-related injuries. To achieve this goal, future
studies should focus on how footwear properties affect the internal forces (e.g. muscle, tendon,
or bone forces) that act on the structures at risk of injury during running [8,43].
Though the experts did provide opinions regarding property ranges for different footwear
features, there should be considerations for how these features affect runners and how these
features interact. Studies have shown that subject-specific tuning of the forefoot longitudinal
bending stiffness can improve running performance [4,44]. Utilizing the expert opinions for
groups of runners may overlook this aspect that might be a consideration for footwear design.
On the other hand, tuning of multiple features together (e.g. midsole hardness, longitudinal
bending stiffness) can provide benefits across a wide range of runners as exemplified by the
Nike Vaporfly [19,45]. Such interplay was not addressed in our study as it would exponentially
complicate the survey provided to the participants. However, the respondents had mentioned
(in feedback and in responses to the round 2 survey, see the S2 Appendix for full responses)
that it is difficult to consider some of these footwear features in isolation.
The footwear experts came to a consensus on the running level definitions through slight
adjustments to the initial definitions proposed and derived from literature. We opted to pro-
vide initial running level definitions to our expert panel rather than letting the panel formulate
the definitions independently. This latter approach would have required additional Delphi
Fig 4. Footwear feature importance and the number of related publications. Footwear feature importance as rated
by experts in this study in comparison to the number of available publications for each footwear feature based on a
recent literature review (with permission from [13]). The footwear features inside the box represent opportunities for
future footwear research: while these features were deemed important by footwear experts, only few publications exist
regarding how these features affect runners from different levels.
https://doi.org/10.1371/journal.pone.0236047.g004
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rounds prior to the recommendation of footwear features and their properties. Panel formu-
lated definitions may have resulted in different running level definitions compared to the
approach presented here. Different running level definitions could have led to altered footwear
feature recommendations. However, the experts’ consensus on the running level definitions
was in agreement with prior literature. This is exhibited by the novice runner level definition
which is similar to a definition created based on subjective running questionnaires [7]. These
definitions may be viewed more as guidelines as one footwear expert mentioned that “Even
elite athletes perform training runs with different intensities, durations, on different surfaces
and so on. For each of these runs they might select a different type of footwear.” This comment
touches on the competing requirements for running shoes as there may be multiple “correct”
shoes for a given running level, especially in the high caliber category.
The Delphi methodology is a useful tool for understanding the current status of a given
research area, as understood by experts in the field [46]. As such, results from this study can
be leveraged to 1) determine if experts are correct in their assumptions (e.g. high forefoot
bending stiffness for high caliber runners), 2) determine important areas of limited research
and 3) demonstrate areas where there is a lot of research, but little consensus (e.g. rearfoot
midsole hardness). The relatively low drop out rate (17%) in conjunction with the extensive
feedback obtained from the respondents via open ended questions provides confidence in
our methodological approach. The Delphi methodology appears to be relevant when explor-
ing high level topics related to running, and identifying the areas where further research is
required.
There are several limitations to acknowledge with this study. Consensus on the recom-
mended footwear feature properties from the third-round could not be confirmed as there was
no fourth-round. We believe that the third-round consensus would have been confirmed as
the consensus from the first- and second-rounds were confirmed in the second- and third-
rounds, respectively. During the second- and third-rounds of the Delphi study, we aimed to
reduce the time it took to complete the survey to limit the drop-out rate. To do so, we elimi-
nated footwear features that were not considered important (consensus below 75%) and elimi-
nated footwear feature properties once they were confirmed. Without such eliminations, a
different consensus may have been obtained, but there may have also been a larger drop out
rate due to the lengthy and repetitive survey. It is recommended to have a drop out rate of less
than 30% [47]. We attained a drop out rate of 17%. Additionally, we did not specify whether
the footwear recommendations were for male or female runners. As such, these results may
not be generalizable between male and female runners as they show distinct anthropometrics
and movement mechanics [48]. These results may also not be generalizable to different run-
ning surfaces/terrains as we asked participants to only consider running on a hard surface.
Furthermore, the final recommendations may be biased as the majority of experts were male
(e.g. 22/26 of the final participants). This expert panel was otherwise diverse as nine countries
were represented. The recommended footwear feature properties may have been influenced by
a dynamic definition of the runner levels, which changed slightly throughout the study. These
changing definitions seemed to have little effect on expert opinions on the footwear feature
properties as the verifying consensus level was generally higher than the original consensus
level (Table 4, last vs. second-to-last column). We also did not specify to the experts how many
of the of the categories a runner must match to be considered a “novice”, “recreational” or
“high caliber” runner. This may have led to minor variations in expert recommendations.
Lastly, the data presented here reflect opinions of experts that have experience with footwear.
As such, the findings from this study can serve as a valuable starting point for future systematic
biomechanical investigations.
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Conclusion
Footwear experts provided feedback on the effects of different footwear features on running
biomechanics across three running levels. These experts also came to a consensus on the char-
acteristics of runners in these different running levels. The footwear experts indicated that 12
of the 21 footwear features were important for footwear design. Of these 12 features, experts
were able to come to a consensus for five footwear feature properties for all three running lev-
els. These features were: upper breathability, forefoot bending stiffness, heel-to-toe drop, tor-
sional bending stiffness and crash pad. Interestingly, the experts were not able to come to a
consensus for one of the most researched footwear features, i.e. rearfoot midsole hardness.
These recommendations can provide a starting point for further biomechanical studies, espe-
cially for features that have not yet been examined experimentally, e.g. upper breathability.
Supporting information
S1 Appendix. Shoe feature descriptions and properties.
(DOCX)
S2 Appendix. Raw data from the Delphi study.
(XLSX)
Acknowledgments
We would like to thank all of the participants who gave their time to complete the three rounds
of this Delphi study including: Michael Asmussen, Christopher Bishop, Jason Bonacci, Nicho-
las Delattre, Cedric Morio, Tim Derrick, Ned Frederick, Marlene Giandolini, Allison Gruber,
Bryan Heiderscheit, Laurent Malisoux, Sabina Manz, Frank Bichel, Benno Nigg, Max Paquette,
Craig Payne, Natsuki Sate, Thorsten Sterzing, Matthieu Trudeau, Steffen Willwacher, Beat
Hintermann, and Helen Woo. We would also like to thank Ross Miller regarding discussions
about prospective studies examining ground reaction force metrics.
Author Contributions
Conceptualization: Maurice Mohr, Wing-Kai Lam, Sandro Nigg.
Data curation: Eric C. Honert, Sandro Nigg.
Formal analysis: Eric C. Honert.
Investigation: Eric C. Honert.
Methodology: Maurice Mohr, Wing-Kai Lam.
Software: Sandro Nigg.
Supervision: Wing-Kai Lam, Sandro Nigg.
Validation: Eric C. Honert.
Writing – original draft: Eric C. Honert.
Writing – review & editing: Eric C. Honert, Maurice Mohr, Wing-Kai Lam, Sandro Nigg.
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| Shoe feature recommendations for different running levels: A Delphi study. | 07-16-2020 | Honert, Eric C,Mohr, Maurice,Lam, Wing-Kai,Nigg, Sandro | eng |
PMC7827107 | medicina
Article
The Impact of the COVID-19 Pandemic on Endurance and
Ultra-Endurance Running
Volker Scheer 1,2
, David Valero 1, Elias Villiger 3
, Thomas Rosemann 3
and Beat Knechtle 3,4,*
Citation: Scheer, V.; Valero, D.;
Villiger, E.; Rosemann, T.; Knechtle, B.
The Impact of the COVID-19
Pandemic on Endurance and
Ultra-Endurance Running. Medicina
2021, 57, 52. https://doi.org/
10.3390/medicina57010052
Received: 9 December 2020
Accepted: 7 January 2021
Published: 9 January 2021
Publisher’s Note: MDPI stays neu-
tral with regard to jurisdictional clai-
ms in published maps and institutio-
nal affiliations.
Copyright: © 2021 by the authors. Li-
censee MDPI, Basel,
Switzerland.
This article is an open access article
distributed under the terms and con-
ditions of the Creative Commons At-
tribution (CC BY)
license (https://
creativecommons.org/licenses/by/
4.0/).
1
Ultra Sports Science Foundation, 69310 Pierre-Bénite, France; [email protected] (V.S.);
[email protected] (D.V.)
2
Health Science Department, Universidad a Distancia de Madrid (UDIMA),
Collado Villaba, 28400 Madrid, Spain
3
Institute of Primary Care, University of Zurich, 8091 Zurich, Switzerland; [email protected] (E.V.);
[email protected] (T.R.)
4
Medbase St. Gallen Am Vadianplatz, 9006 St. Gallen, Switzerland
*
Correspondence: [email protected]
Abstract: Background and objectives: The COVID-19 outbreak has become a major health and economic
crisis. The World Health Organization declared it a pandemic in March 2020, and many sporting
events were canceled. Materials and Methods: We examined the effects of the COVID-19 pandemic
on endurance and ultra-endurance running (UER) and analyzed finishes and events during the
COVID-19 pandemic (observation period March 2020–October 2020) to the same time period pre-
COVID-19 outbreak (March 2019–October 2019). Results: Endurance finishes decreased during
the pandemic (459,029 to 42,656 (male: 277,493 to 25,582; female 181,536 to 17,074; all p < 0.001).
Similarly, the numbers of endurance events decreased (213 vs. 61 events; p < 0.001). Average
marathon finishing times decreased during the pandemic in men (5:18:03 ± 0:16:34 vs. 4:43:08 ±
0:25:08 h:min:s (p = 0.006)) and women (5:39:32 ± 0:19:29 vs. 5:14:29 ± 0:26:36 h:min:s (p = 0.02)).
In UER, finishes decreased significantly (580,289 to 110,055; p < 0.001) as did events (5839 to 1791;
p < 0.001). Popular event locations in United States, France, UK, and Germany decreased significantly
(p < 0.05). All distance and time-limited UER events saw significant decreases (p < 0.05). Conclusions:
The COVID-19 pandemic has had a significant effect on endurance and UER, and it is unlikely that
running activities return to pre-pandemic levels any time soon. Mitigation strategies and safety
protocols should be established.
Keywords: COVID-19; endurance running; marathon; ultra-endurance; running; sport industry
1. Introduction
The coronavirus (COVID-19) pandemic, due to the severe acute respiratory syndrome
coronavirus 2 (SARS-CoV-2), has become a major health and economic crisis around the
world during 2020 [1]. First reports of a new viral pneumonia appeared in December 2019
in Wuhan, China, and by January 2020, the World Health Organization (WHO) reported
of the spread of a new type of Coronavirus—COVID-19 [2]. The virus rapidly expanded
throughout the world, and in March 2020, the WHO declared it a pandemic [2]. Countries
around the world implemented travel restrictions, closed borders, and imposed local and
national lockdowns of varying degrees to reduce the spread of the virus and manage health
care resources [1].
These measures also included the cancelation of mass gathering and sporting events
in order to reduce and control the spread of the virus, as particularly mass gatherings and
sporting events on a large scale present unique challenges to public health authorities and
governments [3]. Undoubtedly, this has had adverse effects on the economy, with tourism
and sport tourism being important economic sectors and likely some of the sectors most
severely impacted due to lockdowns, travel restrictions, and closed borders [1,4]. The
Medicina 2021, 57, 52. https://doi.org/10.3390/medicina57010052
https://www.mdpi.com/journal/medicina
Medicina 2021, 57, 52
2 of 8
extent to which this has affected endurance and ultra-endurance running (UER) events
and finishing numbers is not known.
The most prominent cancelations or (postponements) of sporting events due to the
COVID-19 pandemic are the Olympic Games in Tokyo 2020 and Union of European Football
Associations (UEFA) Euro 2020 Football Championships [3]. However, similarly, all other
professional and amateur sports, including football, basketball, golf, athletics, triathlon
etc. were initially canceled or postponed, with some professional sports (e.g., football,
basketball, golf) being allowed to resume sometime later despite ongoing lockdowns or
restrictions of movements under strict public health protocols [5,6].
Endurance running events in 2020 were no exception, with cancelation or postpone-
ments of big city marathons such as those in Berlin, Paris, Boston, New York, and London
due to safety concerns [7]. Some events were hosted as virtual competitions, whereas
others such as the Tokyo marathon 2020 were only open to elite runners [7]. This has
had important economic effects on the host city, as most of these big marathons attract
around 50,000 participants. For the New York City Marathon, it was estimated that, in
2014, the economic impact of the race was approximately 415 million US dollars [8]. Thus,
cancelation of any of these mass gathering events will likely have an important effect on
the sporting industry and the local economy. However, not only mass gathering events and
prominent races were canceled due to the COVID-19 pandemic but also many smaller and
local endurance events, with an impact on the local economy and the sporting community
that is still not fully understood, and its effects are difficult to estimate.
Similarly, cancelation of ultra-endurance running (UER) events occurred, such as the
Ultra Trail du Mont-Blanc® 2020, one of the most well-known UER event worldwide that
usually attracts over 7000 participants from all around the world and with race distances of
up to 170 km [9]. Other iconic races, such as the Comrades marathon in South Africa, the
oldest ultramarathon, as well as the oldest 100 km race (Bieler Lauftage), the Spartathlon, a
246 km race in Greece, and many more UER were canceled or held virtually in 2020 [10,11].
The Two Oceans Marathon, a prominent race in South Africa, was also canceled in 2020, a
race that attracted over 34,000 participants in 2019 [4]. Many of these events were canceled
at short notice with considerable loss to the stakeholders, and in the case of the Two Oceans
Marathons, the estimated loss of revenue was thought to be in the region of 2 million
dollars [4]. However, considering endurance and UER events as a whole, the vast majority
of races are smaller events (e.g., the Al Andalus Ultra Trail in Spain or the Isle of Wight
Ultra Challenge in the UK) with fewer participant and less revenue at individual races;
nevertheless, they represent an integral part of the sporting community and the wider
sporting tourism branch.
Running is an important sporting activity and one of the most popular sports world-
wide that has seen an important increase in participation in endurance and UER events
over the last few decades [12,13]. Therefore, it is worth a closer examination of the effects
from the COVID-19 pandemic on this sporting sector.
The main aim of this study, therefore, was to explore the impact of the COVID-19
pandemic on the number of endurance and UER events and finisher numbers as well as
a secondary aim to explore the age and the finishing marathon times during the first few
months of the COVID-19 pandemic (March 2020–October 2020) and compare them to the
same time period pre-COVID-19 pandemic (March 2019–October 2019) to evaluate the
effect COVID-19 has had so far on the endurance and UER event sector. Our hypothesis
was that finishes and events in endurance and UER would decrease significantly during
the COVID-19 pandemic.
2. Materials and Methods
Marathons (distance 42.195 km) were classified as endurance running events, while
UER events included running distances over marathon distance, timed-events over 6 h
duration, and multi-day and multi-stage events on all running surfaces [14].
Medicina 2021, 57, 52
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2.1. Ethical Procedures
This study was approved by the Institutional Review Board of Kanton St. Gallen,
Switzerland, with a waiver of the requirement for informed consent of the participant as the
study involved the analysis of publicly available data (EKSG 01-06-2010). The study was
conducted in accordance with the recognized ethical standards according to the Declaration
of Helsinki (2013).
2.2. Data Sampling
Data on marathon results were obtained through the publicly available database,
accessible through the website (http://www.marathonguide.com/results/). This database
represents the largest marathon database in the world. Data on UER events were obtained
from a publicly available database, accessible through the website of the Deutsche Ultra-
marathon Vereinigung (DUV) at: https://statistik.d-u-v.org/geteventlist.php. The DUV
contains the largest dataset on UER worldwide and has been frequently evaluated within
the scientific literature [10,15,16]. Data on race events, race location, race distance, finishing
numbers, race time, sex, and nationality were, when available and accessible, analyzed for
the time period since the declaration of the COVID-19 pandemic by the WHO in March
2020 [2] until the end of data sampling in October 2020 COVID-19 pandemic period (March
2020–October 2020) and compared to the same time period in the prior year, called the
pre-pandemic period (March 2019–October 2019). In total, 1,192,029 finishes in 7478 events
were examined.
2.3. Data Analysis
Kolmogorov–Smirnov test was applied to test for normality. Descriptive analysis
was performed and presented as mean and relative (%) frequency and change. Mean
marathon finishing times and age were also presented with standard deviations (SD). An
independent t-test was used to test the differences between groups and Mann–Whitney test
for not normally distributed data (pre-pandemic vs. pandemic). Statistical significance was
set at 5% (p < 0.05). All analyses were carried out using the Python programming language
(Python Software Foundation, https://www.python.org/), Google Colab notebook, and
the Statistical Software for the Social Sciences (IBM SPSS v26. Chicago, IL, USA).
3. Results
Data and results for endurance (marathon) running are available in Table 1. The
number of marathon finishes according to sexes with monthly breakdowns and percentage
change during the COVID-19 pandemic was compared to the pre-pandemic period and
is shown in Table 1. Monthly breakdowns were used to demonstrate the evolution of the
pandemic, as at different time points, different lockdown restrictions applied throughout
the world. A 10.8-fold drop could be observed in total finishes pre- to pandemic times,
with almost no finishes during April/May 2020.
Table 1. Data on number of marathon finishes according to sexes with monthly breakdowns and percentage change during
the time period of the start of the COVID pandemic (March 2020) until the end of the observation period (October 2020) and
comparison to the same time period pre-COVID in 2019 (March–October 2019).
March
April
May
June
July
August
September
October
Total
Marathon finishes 2019
45,593
100,898
66,159
28,176
15,633
11,512
26,996
164,062
459,029
Marathon finishes 2020
32,549
8
0
199
293
1872
4676
3059
42,656 *
Change (%)
−28.6
−100.0
−100.0
−99.3
−98.1
−83.7
−82.7
−98.1
−90.7
Male finishes 2019
27,812
58,521
41,680
17,187
10,161
8058
17,277
96,797
277,493
Male finishes 2020
19,204
4
0
137
170
1179
2899
1988
25,582 *
Change (%)
−31.0
−100.0
−100.0
−99.2
−98.3
−85.4
−83.2
−97.9
−93.0
Female finishes 2019
17,781
42,377
24,479
10,989
5472
3454
9719
67,265
181,536
Female finishes 2020
13,345
4
0
62
123
693
1777
1071
17,074 *
Change (%)
−24.9
−100.0
−100.0
−99.4
−97.8
−79.9
−81.7
−98.4
−92.8
* p < 0.001.
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The number of endurance events dropped significantly pre-pandemic to the COVID-
19 pandemic period from 213 to 61 races in the database (p < 0.001), an approximately
3.5-fold drop. Most events were held in United States (pre-pandemic vs. pandemic 61.6%
vs. 72.7%), United Kingdom (10.7% vs. 11.4%), and Canada (10.0% vs. 4.5%), and the
majority of finishes originated from the United States (pre-pandemic vs. pandemic 72.0%
vs. 93.5%). The ratio between finishes per event dropped from 2.155 pre-pandemic to
700 finishers/event during the COVID-19 pandemic (p < 0.001), suggesting that events
were smaller during the pandemic, as less finishes were observed.
The average age of finishers pre-pandemic was 47.8 ± 2.0 years and, during the
pandemic, was 43.6 ± 4.3 years (p = 0.02), with female finishers pre-pandemic 46.0 ±
2.08 years compared to 42.6 ± 2.3 years during the pandemic (p = 0.01) and for male
finishers 48.9 ± 2.1 years and 43.6 ± 4.3 years (p = 0.02), respectively.
Average marathon finishing times for men pre-pandemic were 5:18:03 ± 0:16:34 h:min:s
compared to 4:43:08 ± 0:25:08 h:min:s (p = 0.006) pandemic period and for women 5:39:32 ±
0:19:29 h:min:sec compared to 5:14:29 ± 0:26:36 h:min:s (p = 0.02), respectively.
Data for UER finishes, event distances, and event locations are shown in Tables 2–4.
Data for UER event finishes, ultra events, and finishes per event with monthly breakdowns
and percentage change during the COVID pandemic compared to the pre-pandemic period
are shown in Table 2.
Table 2. Data for ultra-endurance event finishes, ultra events, and finishes per event with monthly breakdowns and
percentage change during the time period of the start of the COVID pandemic (March 2020) until the end of the observation
period (October 2020) and comparison to the same time period pre-COVID in 2019 (March–October 2019).
March
April
May
June
July
August
September
October
Total
Finishes Ultra 2019
56,741
96,709
74,678
107,273
58,196
54,627
62,147
69,927
580,289
Finishes Ultra 2020
21,310
680
1262
3031
10,124
20,978
27,860
24,810
110,055 *
Change (%)
−62.4
−99.3
−98.3
−97.2
−82.6
−61.6
−55.2
−64.5
−81.0
Ultra events 2019
577
643
775
883
648
707
799
807
5839
Ultra events 2020
205
21
49
92
175
360
447
442
1791 *
Change (%)
−64.5
−96.7
−93.7
−89.6
−73.0
−49.1
−44.1
−45.2
−69.3
Finishes/event 2019
98.3
150.4
96.4
121.5
89.8
77.3
77.8
86.7
99.8
Finishes/event 2020
104.0
32.4
25.8
32.9
57.9
58.3
62.3
56.1
53.7 #
Change (%)
5.7
−78.5
−73.3
−72.9
−35.6
−24.6
−19.9
−35.2
−46.2
* p < 0.001, # p < 0.05.
Table 3. Data for ultra-endurance event finishes in distance-limited events (50 km, 100 km, and 100 miles) and time-limited
events (6 h, 12 h, and 24 h) with monthly breakdowns and percentage change during the time period of the start of the
COVID pandemic (March 2020) until the end of the observation period (October 2020) and comparison to the same time
period pre-COVID in 2019 (March–October 2019).
Finishes
March
April
May
June
July
August
September
October
Total
50 km 2019
19,289
36,907
17,831
14,433
10,126
10,206
6554
15,424
130,770
50 km 2020
5626
32
126
390
974
3588
4921
5189
20,846 †
Change (%)
−70.8
−99.9
−99.3
−97.3
−90.4
−64.8
−24.9
−66.4
−84.1
100 km 2019
6690
5013
2848
8915
5097
3112
7819
9059
48,553
100 km 2020
250
19
205
149
467
992
3782
1240
7104 #
Change (%)
−96.3
−99.6
−92.8
−98.3
−90.8
−68.1
−51.6
−86.3
−85.4
100 miles 2019
1364
604
1521
3113
1103
3092
2484
3257
16,538
100 miles 2020
129
0
41
34
604
289
1340
1048
3485 †
Change (%)
−90.5
−100.0
−97.3
−98.9
−45.2
−90.7
−46.1
−67.8
−78.9
6 h 2019
4902
4175
3621
2206
2587
1617
8292
3043
30,443
6 h 2020
2374
0
0
282
460
717
936
2917
7686 †
Change (%)
−51.6
−100.0
−100.0
−87.2
−82.2
−55.7
−88.7
−4.1
−74.8
12 h 2019
1329
3825
3477
3673
3406
1586
484
3919
21,699
12 h 2020
143
0
84
246
761
646
1334
1717
4931 †
Change (%)
−89.2
−100.0
−97.6
−93.3
−77.7
−59.3
175.6
−56.2
−77.3
24 h 2019
1753
905
6617
4940
466
3645
865
1910
21,101
24 h 2020
243
0
162
24
1677
1043
1540
895
5584 †
Change (%)
−86.1
−100.0
−97.6
−99.5
259.9
−71.4
78.0
−53.1
−73.5
# p < 0.001, † p < 0.05.
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Table 4. Event location (country) of ultra-endurance running events pre- COVID-19 (March 2019-Ocotber 2019) compared
with monthly numbers and total numbers and percentage change to the observation period during the COVID-19 pandemic
(March 2020–October 2020) with listings of the top three event locations (pre-COVD-19: USA, FRA (France), and GBR (Great
Britain); COVID-19 pandemic: USA, GER (Germany), and UK (United Kingdom)), with percentage of all event locations
during that particular month). Further analysis of the location with the greatest change during the observation period is
included (TPE: China Tapei).
Ultra Event
Location
March
April
May
June
July
August
September
October
Total
2019 USA (%)
183 (31.7)
214 (33.3)
210 (27.1)
199 (22.5)
161 (24.8)
216 (30.6)
217 (27.2)
266 (33.0)
1666 (28.5)
2020 USA (%)
84 (41.0)
0 (0.0)
13 (26.5)
29 (31.5)
58 (33.1)
80 (22.2)
126 (28.2)
173 (39.1)
563 (31.4) *
Change (%)
−54.1
−100.0
−93.8
−85.4
−64.0
−63.0
−41.9
−35.0
−66.2
2019 FRA (%)
30 (5.2)
67 (10.4)
65 (8.4)
103 (11.7)
68 (10.5)
35 (5.0)
43 (5.4)
58 (7.2)
469 (8.0)
2020 FRA (%)
15 (7.3)
0 (0.0)
0 (0.0)
0 (0.0)
4 (2.3)
33 (9.2)
25 (5.6)
21 (4.8)
98 (5.5) #
Change (%)
−99.8
N/A
N/A
N/A
−99.6
−99.9
−99.9
−99.9
−100.0
2019 UK (%)
44 (7.6)
28 (4.4)
64 (8.3)
63 (7.1)
50 (7.7)
54 (7.6)
86 (10.8)
32 (4.0)
421 (7.2)
2020 UK (%)
11 (5.4)
0 (0.0)
0 (0.0)
1 (1.1)
3 (1.7)
17 (4.7)
31 (7.0)
36 (8.1)
99 (5.5) *
Change (%)
−99.8
N/A
N/A
−98.4
−99.3
−99.9
−100.0
−99.9
−100.0
2019 GER (%)
30 (5.2)
23 (3.6)
30 (3.9)
50 (5.7)
27 (4.3)
58 (8.2)
37 (4.6)
23 (2.9)
278 (4.8)
2020 GER (%)
5 (2.4)
0 (0.0)
4 (8.2)
11 (12.0)
13 (7.4)
30 (8.3)
29 (6.5)
27 (6.1)
119 (6.6) #
Change (%)
−83.3
−100.0
−86.7
−78.0
−51.9
−48.3
−21.6
17.4
−57.2
2019 TPE (%)
20 (3.5)
24 (3.7)
13 (1.7)
20 (2.3)
12 (1.9)
18 (2.5)
15 (1.9)
16 (2.0)
138 (2.4)
2020 TPE (%)
10 (4.9)
19 (90.5)
17 (34.7)
12 (13.0)
12 (6.9)
19 (5.3)
14 (3.1)
6 (1.4)
109 (6.1) #
Change (%)
−50.0
−20.8
30.8
−40.0
0.0
5.6
−6.7
−62.5
−21.0
* p < 0.001, # p < 0.05.
A 5.3-fold decrease in UER finishes can be observed during the COVID-19 pandemic,
and a 3.3-fold decrease in UER events. Finishes per events also decreased from 99.8 to
53.7 finishes/event, a 1.9-fold decrease, demonstrating that events were smaller with
fewer finishes.
The 50 km distance remained the most popular UER distance, and data for UER event
finishes in distance-limited events (50 km, 100 km, and 100 miles) and time-limited events
(6 h, 12 h, and 24 h) with monthly breakdowns and percentage change during the COVID
pandemic compared to pre-pandemic period are shown in Table 3.
UER event locations (countries) during the COVID-19 pandemic are compared monthly
to the pre-pandemic period and shown in Table 4. The three top event locations pre-
pandemic were USA, France, and United Kingdom and during the COVID-19 pandemic
were USA, Germany, and United Kingdom. For further comparison and illustration, the
UER events of China Tapei are shown, as this location showed, in contrast to others, a
relative increase during the COVID-19 pandemic, especially in April 2020 with over 90% of
events hosted in this location.
Additionally, UER event numbers and performances from 2018 (6708 vs. 609,847)
increased to 2019 (7468 vs. 671,738), increases of 11.3% and 10.1%, respectively.
4. Discussion
Running is one of the most popular sports worldwide, with endurance and UER
showing important increases in participation and finishes over the last few decades [13,14].
Since the onset of the COVID-19 pandemic in March 2020 [2], many sporting events were
canceled or postponed, but the impact of the pandemic on endurance and UER has not
been examined thus far.
The aim of the study was, therefore, to explore the impact of the COVID-19 pandemic
on endurance and UER events and participation and the implications of the endurance and
UER sector as a whole. We hypothesized that, during the COVID-19 pandemic, finishing
numbers and events would decrease significantly when compared to the same time period
in the preceding year in pre-pandemic times.
The main findings of our study were: (i) finishes in endurance races decreased signifi-
cantly during the pandemic, with an almost 11-fold decrease; (ii) event numbers decreased
significantly in endurance events during the pandemic, with almost no activity during
April/May 2020; finishes/event ratio decreased as well, suggesting that events were
smaller during the pandemic, as less finishes were observed; (iii) average age of endurance
Medicina 2021, 57, 52
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finishers decreased significantly during the pandemic, as did the marathon finishing times;
(iv) finishes in UER decreased significantly during the pandemic, with an over 5-fold
decrease, with the biggest decrease in April/May 2020; (v) event numbers and locations in
UER decreased significantly, with a proportional increase in events in China Tapei during
the pandemic, especially in April 2020; (vi) the 50 km event remained the most popular
distance based UER event and the 6 h the most popular time-limited event, both showing a
significant decline during the pandemic.
As with other sports and sporting events during the global crisis, many endurances
and UER were postponed, canceled, or held virtually due the continued uncertainty of
the virus’s spread and the potential risk of spreading the virus through congregation of
runners. From personal experience, a number of events were held virtually, however, we
are unaware of any available data sets on a larger scale for analysis and comparison.
Our data show the effect of the COVID-19 pandemic since it was first declared on
11 March 2020 [2] on endurance and UER running. We observed a significant decrease in
finishes and event numbers in endurance and UER, especially in the first two full months
after the pandemic was declared (April/May 2020) with little to no activity in endurance
and UER during this time. This is something that could be expected, as with national and
local lockdowns, restrictions, and bans on travel, very little movement occurred during
these time periods [1,3]. Overall finishes in endurance running decreased almost 11-fold,
while UER finishes decreased 5-fold during the observation period of the pandemic. One
explanation may be that endurance running is generally more popular than UER and that
the UER community tends to be smaller. Perhaps participation continued in smaller, more
local races, as demonstrated by our data that showed that approximately 50 finishes/event
in UER were observed compared to 700 finishes/endurance event, although the percentage
drop in events for endurance and UER were very similar. Additionally, the number of
events in the endurance running database was comparatively smaller than for UER events,
which further may add to this. UER events and finishing numbers have been increasing
over the last 20 years [12,13], and this can similarly be observed when comparing UER
event numbers and performances from 2018 to 2019. A further increase in 2020 could have
been expected if not for the COVID-19 pandemic.
Another interesting observation in endurance events is that the average age of marathon
finishers decreased during the pandemic, as did the average marathon finishing times. The
reason for this may be, that more experienced runners kept participating in marathons
during the COVID-19 pandemic, whilst more amateur runners stayed at home, similarly
to older participants, that present a higher risk population of developing more severe
symptoms of COVID-19.
In UER, race distances of 50 km are generally the most popular UER distances [13]; this
was also observed during the pandemic, however, with a significant decrease compared to
pre-pandemic levels. The same could be observed in all other distance limited events (100
km and 100 miles) and time limited UER (6 h, 12 h, and 24 h). Since August 2020, numbers
of finishes have increased notably, however are still lagging behind considerably compared
to pre-pandemic levels.
Running events can have positive economic effects with short and long term economic
consequences [17], whereas cancelation may have a detrimental effect, as exemplified
by the cancelation of the Two Oceans Marathon and the New York Marathon [4,8]. The
cancelation of the 2020 Two Oceans Marathon in South Africa reported an approximate
loss of revenue of around 2 million dollars [4]. Similarly, the New York City marathon
incurred significant losses when canceled due to the effects of a devastating natural disaster
(hurricane Sandy) with estimated losses of charitable donations of 36.1 million US dollars
and an total estimated economic impact of the race of approximately 415 million US
dollars in 2014 [8]. Additionally important to note is that running events can have positive
economic effects during the COVID-19 pandemic, as sporting events can create positive
publicity in sending out the signal that the city or the country is open for business and
thus can create economic growth [17]. This was the case of China Tapei that was the most
Medicina 2021, 57, 52
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popular UER event location in April/May 2020. Whether this also created additional
economic growth is not known.
However, it is also important to note that running poses an extremely low risk of
COVID-19 transmission, with only one reported case among 571,401 athletes and 98,035
officials and staff that took part in 787 races and track meetings in Japan since July 2020 [18].
All events were held without spectators, and specific safety measures were introduced,
which may potentially allow running activities to resume with appropriate safety proto-
cols [18]. Such tools have been developed by the WHO that provides a risk assessment tool
for sporting and mass gathering events during the COVID-19 pandemic, considering spe-
cific action plans and risk mitigation strategies [19]. These strategies may help in delaying
the spread of an outbreak [20] and may be useful tools in the decision-making processes of
hosting an event [3].
Our results show the devastating effects COVID-19 had on endurance and UER. It
is necessary to examine the possibility of returning to pre-COVID-19 levels, as a whole
branch of the sporting industry is dependent on this activity. With risk assessment tools,
mitigation strategies, and strict safety protocols, a gradual return to endurance and UER
may be possible, especially considering the extremely low risk outdoor running poses for
contracting COVID-19. However, a return to pre-pandemic levels any time soon remains
unlikely until the time an effective drug treatment or vaccine becomes available [20].
Further studies examining the economic effect of the COVID-19 pandemic on en-
durance and UER may be useful to estimate the potential loss to the industry in addition
to examining the impact on health. Similarly, examining the demographics and the per-
formance times further and over a longer time period may provide additional important
information on how COVID-19 has impacted running and UER.
Limitations
Of the two publicly available databases used for this analysis, the marathon results
database (http://www.marathonguide.com/results/) is the largest database of marathon
results in the world, fully searchable by name, place, or time. However, the majority of data
pertain to races held in the United States, Canada, Australia, and New Zealand, and we
recognize this as a limiting factor for applicability on races worldwide. The DUV database
(https://statistik.d-u-v.org/geteventlist.php) is the largest database worldwide of UER
events and has been widely used in the past in the scientific literature [10,15,21]. However,
as with any large database, not all results may be complete, and we recognize that this
as a limiting factor. Nevertheless, the aim of the study was to examine the impact of
COVID-19 on endurance and UER, and both databases provide a sufficiently sizable data
sample for analyses. Examining and comparing marathon finishing times pre-pandemic
to pandemic provides some interesting insights, however, comparing several different
events with different ambient conditions and race profiles has its limitations and needs to
be interpreted with care.
5. Conclusions
Endurance and UER have seen a significant decrease in the number of finishes and
events during the COVID-19 pandemic with a devastating effect on the sporting industry.
It is unlikely that running activities will return to pre-pandemic levels any time soon, and
mitigation strategies and safety protocols should be established until the time an effective
drug treatment or vaccine becomes available. Future studies might analyze the economic
impact COVID-19 has had on the endurance and UER industry as a whole.
Author Contributions: Conceptualization, V.S. and B.K.; methodology, V.S.; software, D.V.; valida-
tion, D.V.; formal analysis, D.V.; investigation, V.S.; resources, E.V.; data curation, E.V.; writing—
original draft preparation, V.S.; writing—review and editing, T.R., V.S., D.V., B.K. All authors have
read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Medicina 2021, 57, 52
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Institutional Review Board Statement: This study was approved by the Institutional Review Board
of Kanton St. Gallen, Switzerland, with a waiver of the requirement for informed consent of the
participant as the study involved the analysis of publicly available data (EKSG 01-06-2010). The study
was conducted in accordance with the recognized ethical standards according to the Declaration of
Helsinki (2013).
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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Ultramarathon Distance Trail Running-The “Ultra-Trail du Mont Blanc” 2008–2019. Int. J. Environ. Res. Public Health 2020, 17,
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10.
Knechtle, B.; Scheer, V.; Nikolaidis, P.T.; Sousa, C.V. Participation and Performance Trends in the Oldest 100-km Ultramarathon in
the World. Int. J. Environ. Res. Public Health 2020, 17, 1719. [CrossRef] [PubMed]
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SPARTATHLON Ultra Race. Available online: http://www.spartathlon.gr/en/ (accessed on 25 February 2018).
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Ahmadyar, B.; Rüst, C.A.; Rosemann, T.; Knechtle, B. Participation and performance trends in elderly marathoners in four of the
world’s largest marathons during 2004–2011. Springerplus 2015, 4. [CrossRef] [PubMed]
13.
Scheer, V. Participation Trends of Ultra Endurance Events. Sports Med. Arthrosc. Rev. 2019, 27, 3–7. [CrossRef] [PubMed]
14.
Scheer, V.; Basset, P.; Giovanelli, N.; Vernillo, G.; Millet, G.P.; Costa, R.J.S. Defining off-road running: A position statement from
the Ultra Sports Science Foundation. Int. J. Sports Med. 2020, 41, 275–284. [CrossRef] [PubMed]
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Scheer, V.; Di Gangi, S.; Villiger, E.; Nikolaidis, P.T.; Rosemann, T.; Knechtle, B. Age-related participation and performance trends
of children and adolescents in ultramarathon running. Res. Sports Med. 2020, 23, 1–11. [CrossRef] [PubMed]
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| The Impact of the COVID-19 Pandemic on Endurance and Ultra-Endurance Running. | 01-09-2021 | Scheer, Volker,Valero, David,Villiger, Elias,Rosemann, Thomas,Knechtle, Beat | eng |
PMC9794057 |
1
S7 Table. Results of round 3.
Factors rated in round 3; n=22.
Factor
Level of agreement
(%)
Training
Endurance capacitya,b
72,2
Recovery speed†
66,7
Metabolism
Angiogenesis (=formation of new blood vessels)b
55,6
Body
Muscle fibres - transformation capacity (type 1 vs. type
2)
55,6
Weight / BMI
44,4
Total fat mass
50,0
Lean mass (=mass of all organs except body fat
including bones, muscles, blood, skin)
44,4
Tendon stiffness
55,6
Hormones
Insulin-like growth factor-1 (IGF-1) level
55,6
Growth hormone level
66,7
Nutrition
Vitamin B complex vitamins (B1-12) deficiencyb
55,6
Immune
system
Blood pressure regulation
50,0
Healing function of soft tissue
50,0
Injuries
Risk of joint injuries
66,7
Risk of upper respiratory tract infectionsb
66,7
Psychological
Emotion regulation
66,7
Pain sensitivityb
50,0
Self-control
50,0
Resilience capacity
50,0
Concentration capacity
44,4
Environment
Heat resistance capacity
50,0
Altitude training sensitivity
55,6
aLevel of agreement achieved 70% threshold and therefore was included in the consensus report.
bLevel of agreement changed compared to round 2.
| Factors associated with high-level endurance performance: An expert consensus derived via the Delphi technique. | 12-27-2022 | Konopka, Magdalena J,Zeegers, Maurice P,Solberg, Paul A,Delhaije, Louis,Meeusen, Romain,Ruigrok, Geert,Rietjens, Gerard,Sperlich, Billy | eng |
PMC7663387 | Supplementary Material
Supplementary Table S1
Narrative description of findings of the 47 cross-sectional studies.
Author
Narrative description of findings
1
Wilson
(1980)
comparing the
mood states of
marathon
runners, regular
joggers and
non-exercisers
A Canadian cross sectional study by Wilson et al. (1980) used 30 male participants
ranging from age 20-45 from the same socioeconomic area to compare the mood
states of marathon runners (n=10), regular joggers (n=10) and non-exercisers (n=10)
using the Profile of Mood States as measurement. The marathoners and joggers
reported less depression (F(2,28) =7.51, p<0.003), less anger (F=10.11, p<0.001), less
confusion (F=12.41,p<0.001) and more vigor (F=103.21,p<0.001) than the non-
exercisers. The marathoners also reported less fatigue (F=10.26, p<.001) and less
tension (F=7.51, p<0.003) than the non-exercisers. The marathoners and joggers did
not significantly differ on reported fatigue and tension, however marathoners had
significantly less depression, less anger, less confusion and more vigor than the joggers.
Overall results found that the joggers reported better mood states than the non-
exercisers, and the marathon runners reported even more positive mood states than
the joggers1.
2
Joesting
(1981)
investigating
the relationship
between
running and
depression
An American controlled cross sectional questionnaire by Joesting (1981) used 100
runners (21 women, mean age 16.53) and 79 men (mean age 18.36) to investigate the
relationship between running and depression using the Depression Adjective Checklist
as measurement. The only significant sex difference between male and female runners
was their age (t=2.85, p<.01). Results found that using the t test, runners of both sexes
were significantly (p< .01) less depressed than Lubin's data for non-psychiatric sample
of patients. Female runners mean score on the Depression Adjective Check List was
4.33, while the normative non-psychiatric patient normative sample mean was 7.32.
Male runners mean depression score was 4.59 while the normative non-psychiatric
male sample mean was 8.02. Overall results suggest that running decreased depression
measurements in both males and females2.
3
Jorgenson
(1981)
investigating
the relationship
between
emotional
wellbeing and
running
An American study by Jorgenson et al. (1981) used 454 regular runners (390 males and
64 females) of whom 9.9% were under 20, 25% were age 21-29, 37% were age 30-39,
23% were 40 and over, 4.8 did not respond about age. The study used a structured
questionnaire consisting of 55 items designed by the author to investigate the
relationship between emotional wellbeing and running. The majority of runners (92.3%,
n=419) indicated an increase in emotional wellbeing (p<0.01), while 5.7% runners
reported no effect and 1.8% reported a reduction in emotional wellbeing. Results did
not report the scale of improvement. More than half the runners (54.8%, n=249)
indicated an increase in general tolerance of others (p<.01), while 33.7% of runners
indicated no effect and 6.8% had reduced tolerance of others. Results found that age
and emotional well-being were significantly correlated (gamma value of 0.42, p<0.001),
that is the older the runner, the greater the perception of emotional well-being
resulting from running. The inverse relationship between average hours per week
running and emotional wellbeing was highly significant (gamma value = -0.43, p<.001).
Overall, results suggest that running increases emotional wellbeing3.
4
Valliant
(1981)
compare self-
sufficiency and
personality
profiles in
marathon
runners vs
recreational
joggers
A Canadian cross sectional study by Valliant et al. (1981) used 68 male participants to
compare self-sufficiency and personality profiles in marathon runners (n=30, mean age
34.4) vs recreational joggers (n=38, mean age 20.6) using a one hour ‘Sixteen
Personality Factor Questionnaire’ as measurement. Marathoners were on average
more reserved (F=17.07, df=1,66, p<0.001), intelligent (F = 12.69, df=1,66, p<0.001),
tender-minded (F = 11.79, df = 1,66, p<0.001), imaginative (F=11.09, df=1,66, p<0.005),
and self-sufficient (F = 19.84, df=1,66, p<0.001) than joggers. Conversely, joggers were
more happy-go-lucky (F = 10.05, df = 1,66, p<0.005), apprehensive (F = 10.51, df=1,66,
p<0.005) and controlled (F=7.09, df=1,66, p<0.01). Marathoners were on average
significantly older (F=99.45, df=1,66, p<0.001), ran more miles per week (F=167.6,
df=1,66, p<0.001) and trained for more years (F=20.55, df=1,66, p<0.001) than the
joggers. Overall results found that marathon runners had a more self-sufficient
personality as compared to joggers who were less assertive, more conscientious and
controlled personality types4.
5
Francis
(1982)
Comparing
anxiety,
depression and
hostility in
various groups
of runners vs
sedentary
controls
An American cross sectional study by Francis et al. (1982) used 44 male participants
with a mean age of 32 to compare anxiety, depression and hostility in various groups of
runners vs sedentary controls using the State-Trait Anxiety Inventory (STAI) and the
Multiple Affect Adjective Check List (MAACL) as measurements. Participants were
separated into 4 groups based on the number of miles jogged per week: non-running
controls who ran 0 miles weekly (n=16), 20 miles (n=10), 30-40 miles (n=8) and 50-60
miles (n=10). There were no significant differences in psychological variables when
jogging groups (ie. Miles jogged per week) were compared to each other. Spearman
correlations for the psychological parameters were as follows: MAACL anxiety= -0.08,
MAACL depression= -0.15, MAACL hostility= 0.11, STAI anxiety= -0.12, none of which
were significant. Runners had significantly lower (p<0.01) anxiety, hostility and
depression than their sedentary counterparts. Combined joggers scores vs sedentary
control scores for MAACL anxiety were 4.2 vs 7.2, respectively, for MAACL hostility
were 4.8 vs 6.8, for MAACL depression were 8.6 vs 12.3, and for STAI anxiety were 30.8
vs 42.8. Combined trait scores revealed that anxiety, hostility, and depression as
measured by the MAACL in joggers were respectively 27%, 23% and 14% lower than
normative scores (reported in other papers) and anxiety as measured by the STAI was
19% lower in joggers when compared to the reported norms. Overall results suggest
that running lowers depression and anxiety measures5.
6
Hailey
(1982)
investigate the
relationship
between
running and
negative
addiction
An American cross sectional questionnaire by Hailey et al. (1982) used 60 male runners
aged between 13 and 60 years old to investigate the relationship between running and
negative addiction using the negative addiction scale as measurement. The subjects
were split into three groups: those who had run for less than 1 year (n=12), those who
had ran for 1-4 years (n=32) and those who had ran for over 4 years (n=16). Overall,
the sample mean for negative addiction scores was 5.39 on a scale of 1 to 14. There
was significant difference in negative addiction between the groups (F(2,58)= 3.48,
p<.05), with length of running history associated with increasing negative addiction
scores. Runners with a running history of less than 1 year scored a mean of 3.84, those
running for 1-4 years scored 5.63, and those running for over 4 years scored 6.38.
Addiction scores for runners of over 4 years was greater than the addiction score for
runners of under one year (t(59)=2.72, p<.005). Likewise, the addiction score for
runners of between one and four years was greater than the score for runners under
one year (t(59)=2.52, p<.01). However the difference in addiction scores between the
1-4 year group and the 4+ year group was not statistically significant, which may
suggest that negative addiction reaches a plateau with running and does not increase
at the same rate in later stages as it does in the beginning of the development of
running behaviour with significant differences between the groups. Overall, results
suggest that the more years a male has been running, the greater the risk of developing
negative addiction6.
7
Callen
(1983)
Investigating
mental and
emotional
aspects
associated with
long-distance
running in non-
professional
runners,
including
depression,
tension, mood,
happiness, self-
confidence and
self-image.
An American cross sectional study by Callen (1983) used 424 non-professional runners
(303 men and 121 women) with a mean age of 34 years old and who ran on average
more than 28.8 miles per week to investigate the mental and emotional aspects
associated with long-distance running, including depression, tension, mood, happiness,
self-confidence and self-image. A questionnaire designed by the author was used as
measurement. 96% of the subjects noticed mental or emotional benefits from running,
however no details were reported of the size of these mental and emotional benefits.
Benefits included relief of tension (86% of all respondents, 88% of men and 82% of
women, ns for all three); improved self-image (77% of all runners, 74% of men and 82%
of women, ns for all three); better mood (66% of all participants, 62% of men (p<0.05)
and 82% of women(p<0.05)), improved self-confidence (64% of all participants, 63% of
men and 65% of women, ns for all three), relieved depression (56% of all participants,
52% of men (p< 0.05) and 69% of women (p < 0.05)) and improved happiness (58% of
all participants, 56% of men and 64% of women). However, 25% state that they had
experienced emotional problems associated with running, in which almost every
instance the problem is one of depression, anger, or frustration associated with not
being able to run due to an injury. No further details were reported on this. 69% of
runners experienced an emotional "high" associated with running7.
8
Galle (1983)
Comparing
psychologic
profiles
including
anxiety and
depression in
runners,
infertility
patients, fertile
An American controlled cross sectional questionnaire by Galle et al. (1983) used 391
female subjects to compare psychologic profiles including anxiety and depression in
runners (n=102), infertility patients (n=103), fertile subjects (n=139) and Clomid study
patients whose only infertility abnormality was ovulation dysfunction (n= 47), using the
Hopkins Symptom Checklist-90 (SCL-90) as measurement. The runners were aged 15 to
50 years, 15% had amenorrhea, 70% had regular cycles, and 15% had irregular cycles.
The SCL data showed that the mean scores in all groups-runners, Clomid study patients,
infertility patients, and fertile control subjects were in the normal range for all factors.
Mean total scores for SCL did not vary significantly amongst the 4 groups (F=1.19, ns),
subjects and
Clomid study
patients whose
only infertility
abnormality
was ovulation
dysfunction
however, there was a significant difference for the depression subscale (F=3.42,
p<0.025): the depression scores of runners (were nearly identical to those of fertile
control subjects but were significantly lower than the depression scores of the Clomid
study patients or the infertility patients. The only significant difference between
runners and fertile control subjects was that control subjects had higher hostility
(p<0.05). Significant differences were noted with the factors of obsessive-compulsive
behaviour (p< 0.01) and psychoticism (p<0.005). The women running more than 30
miles per week had higher mean scores for all factors, with significant differences in
somatization (P<0.05) and anxiety (P<0.005). Regarding just runners, there was
significant differences in depression between amenorrhoeic (n=15) and regular cycling
runners (n=87), with amenorrhoeic runners scoring higher in the depression factor than
regular cycling runners (F=3.0, p<0.10). Overall the emotional distress scores of runners
were not significantly different from fertile control subjects, but both groups of
infertility patients showed greater distress on items in the depression factor than the
runners and fertile control subjects. Emotional distress factors were associated with the
development of amenorrhea in these runners8.
9
Lobstein
(1983)
Impact of a
treadmill run
with increasing
gradient on
depression
An American pre-post controlled between subject design by Lobstein et al. (1983) used
22 medically healthy men aged 40-60, to compare depression in physically active men
(n=11) to sedentary men (n=11) using the Minnesota Multiphasic Personality Inventory
(MMPI) as measurement. The MMPI indicated that sedentary men were more
depressed (mean 61.36) than the physically active men (mean 50.73) with p < 0.01 and
standardized canonical coefficients of 0.929. However, both groups of men were within
clinical limits for normal, mentally healthy, middle aged men9.
10
Rudy (1983)
investigating
how levels of
anxiety and
self-esteem
related to
intensity of
jogging
An American cross sectional questionnaire by Rudy et al. (1983) used 319 female
regular runners between the ages of 16 and 60 to investigate how levels of anxiety and
self-esteem related to intensity of jogging using the Rosenberg Self-esteem Scale and
Zuckerman's Anxiety Adjective Checklist as measurements. Results found that female
runners jogging with great intensity demonstrated significantly less anxiety (x 2 = 22.83;
p<.001). In addition 14% of women listed decreased tension as a result of jogging they
felt others should know about. No significant relationship was drawn between self-
esteem score and intensity of jogging, however the majority (89%) of women scored in
the range designated as high self-esteem, and there was evidence that jogging
influenced self-esteem in the open-ended answers with 29% of responses stating they
feel better about themselves, 12% stating they have increased self-confidence and 6%
stating they had a sense of accomplishment. Hence this paper does show evidence that
jogging influences self-esteem, just not significant evidence10.
11
Goldfarb
(1984)
Investigating
anorexia
nervosa traits
within distance
runners
An American cross sectional study by Goldfarb et al. (1984) used 200 distance runners
(136 men and 64 women) to investigate anorexia nervosa traits within distance runners
using the Goldfarb Fear of Fat scale and Activity Vector Analysis to measure personality
characteristics. The study does not give details on the demographics of the participants.
Results do not support a connection between running and fear of fat, a central
component of anorexia nervosa, with only 29 (14.5%) participants reporting a high fear
of fat score (i.e. between 6 and 10 on the scale). Overall, the mean fear of fat score for
these runners was 2.91, indicating a low-normal fear of fat. Fear of fat scores did not
correlate significantly with any of the measures of running zealousness including miles
run per week (r=-.04), number of workouts per week (r=.09), number of road races
(r=.05), or marathons completed (r=-.05), and degree of importance placed on running
(r=-.03). The runners who demonstrated the greatest zealousness demonstrated AVA
profiles that closely clustered around one particular profile (r=.64, p< .05) consisting of
high ipsative scores on aggressiveness and dependence and low ipsative scores on
sociability and emotional stability… indicating that these individuals are assertive,
obsessive, perfectionistic, and anxious. Overall, results do not support a correlation
between running and fear of fat. However, the runners most closely resembling
"obligatory runners" exhibited traits characteristic of anorexia nervosa patients11.
12
Guyot
(1984)
comparing
death anxiety in
runners vs non-
runners
An American controlled cross sectional study by Guyot et al. (1984) used 126
participants to compare death anxiety in runners (44 males and 20 females) vs non-
runners (37 males and 25 females) using the Death Concern Scale as measurement. The
study did not give details on the demographics of the participants. Runners scored
significantly higher (mean= 19.5) than nonrunners (mean= 17.6) on the death thoughts
subscale within the Death Concern Scale (F(1,122) =4.49, p<.05), meaning that runners
reported thinking more about death than nonrunners. However, nonrunners scored
significantly higher (mean =12.5) than runners (mean =10.8) on the death anxiety
subscale (F(1,122)=6.35, p<.05), indicating that nonrunners had more anxiety about death
than runners. Sex of the subject was not significant in either analysis and there were no
significant interactions. The number of years running, which averaged 5.5 years for
male runners and 4.9 years for female runners did not significantly correlate with either
death thoughts subtotal (r=-.04) or death anxiety subtotal (r=-.04). Overall results found
runners experienced more death thoughts but less death anxiety than nonrunners12.
13
Rape (1987)
Comparing
depression
scores in
runners vs non-
exercisers
An American controlled cross sectional study with a matched two-group design by Rape
(1987) used 42 male participants between the ages of 18 and 25 to compare depression
scores in 21 runners (ran 15 or more miles weekly) vs 21 non-exercisers using the Beck
Depression Inventory as measurement. Results found that the runners were
significantly less depressed [M=4.38, SD = 3.88] than the non-exercisers [M=9.55, SD =
5.40]; (t40= 3.55, p<0.001). Overall results suggest that running reduces depression13.
14
Weight
(1987)
comparing
eating attitudes
and disorders in
marathon
runners vs cross
country runners
vs non-running
controls
A South African cross sectional controlled study by Weight et al. (1987) used 135
female participants between ages 18-56 to compare eating attitudes and disorders in
marathon runners (n=85) vs cross country runners (n=25) vs non-running controls
(n=25) using the Eating Attitudes Test (EAT) and the Eating Disorder Inventory (EDI) as
measurements. One way ANOVA of the different groups showed no significant
difference between any group on any of the EAT sub-scores (P<0.05), with mean EAT
scores for the marathoners, cross country runners and non-running control at 8.4, 14.3
and 11.8, respectively. The EDI scores did not follow a definite pattern, with all groups
showing a gradual, if erratic downward trend. Mean EDI scores for the marathoners,
cross country runners and non-running controls were 24.8, 27.1 and 32.0, respectively.
All subjects with high EAT scores (>20) also had high EDI scores (>30) but there was no
relationship between high EDI scores and the EAT scores. Overall results found that
abnormal eating attitudes and the incidence of anorexia was no more common among
competitive female runners than it is among the general population, with a low
incidence of anorexia in the total group (2 out of 135 participants)14.
15
Chan (1988)
Comparing
depression, self
esteem and
mood in
prevented
runners vs
continuing
runners
An American cross sectional questionnaire by Chan et al. (1988) used 60 runners (32
women and 28 men) aged between 15 & 50 who had ran consistently (at least 3x per
week) for a minimum of a year and more than 20 miles per week when not injured. The
study compared depression, self-esteem and mood in 30 prevented runners (unable to
run for 4 weeks due to a running-related injury) to 30 continuing runners (ran without
interruption) using the Zung depression Scale, Rosenberg Self-esteem Scale and Profile
of Mood States as measurement. Prevented runners reported significantly greater
over-all psychological distress than the continuing runners group (Wilks's =0.63, p<.01:
X92 = 24.38, p<.01). Regarding Zung Depression Scale scores, the prevented runners
were significantly more depressed than the continuing runners (F(1,58)= 11.57, p<0.01).
Based on POMS total score, prevented runners reported a significantly greater over-all
mood disturbance than the continuing runners group (F(1,58) =11.03, p<.01). vs 42.60).
On the Rosenberg Self-esteem scale, the prevented runners reported significantly lower
self-esteem than the continuing runners (F(1,58) =3.17, p<.05). Prevented runners
reported that they were less satisfied with the way their bodies presently look
(F(1,58)=4.17, p<.05) and had a greater desire to change something about the way their
bodies presently look (F(1,58) =4.54, p<.05) compared to continuing runners. Overall,
results suggest that preventing running in regular runners increases depression, overall
mood disturbance, as well as decreasing self-esteem and body confidence15.
16
Frazier
(1988)
Investigating
the relationship
between
running and
mood in regular
distance
runners
An American post only, non-randomised, long term observational study that is unlikely
to have made any controls for confounding, by Frazier (1988) used 86 regular, distance
runners who had all completed a marathon (68 males with mean age of 33.7 and 18
females with a mean age of 32.2) to investigate the relationship between running and
mood using the Profile of Mood States as measurement. The running subjects had
lower mean scores on tension, depression, anger, fatigue and confusion, and a higher
mean of vigor compared to scores for test norms, however statistical significance
between the runners and the norm values was not reported. female subjects recorded
higher mean scores on all sex states (tension, depression, anger, vigor, fatigue,
confusion), however, only a significant difference was noted on confusion between
females (mean =7.8) and males (5.5) (F(1,84) = 5.33, p<.05). Overall results suggest that
regular, distance running improves mood in both males and females16.
17
Lobstein,
Ismail
(1989)
Comparing
anxiety and
depression
levels in
runners vs
sedentary
controls
An American controlled cross sectional study by Lobstein, Ismail et al. (1989) used 36
male participants aged between 40 & 60 years old to compare anxiety and depression
levels in runners (n=21) vs sedentary controls (n=15) using the Minnesota Multiphasic
Personality Inventory (MMPI) and Eysenck Personality Inventory as measurements. In
MMPI scores, both groups appeared to be within psychologically normal limits,
however, physically active men exhibited significantly less anxiety than sedentary men
(mean = 48.95 vs 61.48 respectively, p<0.05, standardised canonical coefficient = -1.07)
and less depression compared to the sedentary men (mean = 50.76 vs 57.93,
respectively, p<0.05, standardised canonical coefficient = 0.00). Discriminant function
analysis showed that anxiety index was the most powerful discriminator between the
physically active and sedentary men (standardised canonical coefficient =-1.07).
Neurotocism score (Eysenck) was not significant between the physically active group
and the sedentary group (4.95 vs 6.20) (standardised canonical coefficient = -0.72).
High physical fitness scores were correlated with low depression (r=-0.40, p<0.05).
Overall results indicate that running reduces anxiety and depression compared to being
sedentary17.
18
Lobstein,
Rasmussen
(1989)
Comparing
depression and
stress in
sedentary men
to physically
active joggers
An American cross sectional study by Lobstein, Rasmussen et al. (1989) used 20
psychologically normal, medically healthy men, aged between 40 & 60, to compare
depression and stress in sedentary men (n=10) compared to physically active joggers
who had been running about 20 miles per week for at least 3 years (n=10) using the
Eysenck Personality Inventory (EPI) and Minnesota Multiphasic Personality Inventory
(MMPI) as measurements. EPI scores demonstrated that the joggers (mean=2.80)
exhibited significantly more emotional stability than the sedentary group (mean=7.10)
(t=-2.84, p<0.01). Regarding the MMPI profile, both physically active and sedentary
group profiles were within clinical limits for psychologically normal middle-aged men.
The MMPI subscales of depression and Wiggins depression were both significantly
lower in the joggers (t=3.70,p<0.01; t=2.40, p< 0.05; respectively) indicating that the
physically active men were less depressed than the sedentary me. The magnitude and
direction of the canonical coefficients (0.98) indicated that the subjective depression
subscale appeared to be the most powerful discriminator between the two groups.
Overall the findings suggest that regular jogging decreases subjective depression and
increases emotional stability18.
19
Nouri (1989)
investigating
the relationship
between
various levels of
jogging vs non-
exercising on
anxiety and
addiction/
commitment
An American cross sectional study by Nouri et al. (1989) used 100 male participants
aged between 18 and 62 to investigate the relationship between various levels of
jogging vs non-exercising on anxiety and addiction/commitment using the Commitment
to Running Scale, The Buss-Dutkee Inventory measuring hostility and aggression and
the Spielberger State-Trait Anxiety Inventory as measurements. Participants were
divided into 5 groups: non-exercisers (n=28), drop-out joggers (n=21), beginning joggers
(n=15), intermediate joggers (n=16), 20 advanced joggers (n=20). Commitment to
Running gave a main effect for level of jogging (F(4,89) = 14.30, p<.01). Advanced,
Intermediate and Begging joggers all scored higher than drop-outs or non-exercisers on
the Commitment to Running Scale. However, there was no statistically significant
difference between non-exercisers and drop-out joggers or among the other jogging
groups. ANOCA for trait anxiety scores was significant (F(4,89) = 4.43, p<.01). Non-
exercisers had higher mean scores on trait anxiety than advanced, intermediate, bigger
and drop-out joggers (2.00, 1.42, 1.69, 1.77 and 1.68, respectively). Advanced joggers
had the lowest mean trait-anxiety score (1.42) and were significantly lower than the
other groups p<.01). Overall results suggest that running reduces anxiety levels
compared to physical inactivity, with advanced joggers having even less anxiety than
beginner and intermediate joggers19.
20
Chan (1990)
Investigating a
relationship
between
running and
depression,
stress, tension
and personality
profiles
A Hong Kong based cross sectional study by Chan et al. (1990) used 44 male, Chinese
runners with a mean age of 27.8, who all except 1 belonged to a single track club, who
ran for a mean of 4.66 years and ran a mean of 57.2km per week. The study
investigated a relationship between running and depression, stress, tension and
personality profiles, using a Chinese version of the Personality Research Form and a
questionnaire designed by the authors to assess running history and experience. 36.4%
of participants reported ‘improving mental health’ as a reason to starting running.
Emotional benefits from running reported were: more self-confident (59.1% of
respondents), happier (56.8%), better mood (50.0%), relieved tension (45.5%), better
self-image (36.4%), relieved depression (36.4%), more aggression (36.4%), improved
outlook (34.1%), more content (31.8%) and better family relationship (15.9%).
However, when participants stopped running 38.6% experienced low mood and 25.0%
experienced anxiousness. Significance was largely not reported on throughout the
results. Results inferred that the typical male runner was more controlled and less
oriented intellectually and aesthetically. More experienced runners, compared to less
experienced runners, were less aggressive or easily angered (t=2.92, df=42, p<0.01),
less guarded or defensive (t=2.13, df=42, p<0.005), and more likely to present
themselves favourably (t=2.68, df=35, p<0.05). Overall, results suggested that running
increased mood, happiness and outlook, while relieving depression, aggression and
anger, however there was no reporting of the size of these changes or their
significance20.
21
Chapman
(1990)
investigating
the relationship
between
running
addiction,
psychological
An American cross sectional study by Chapman et al. (1990) used 47 runners (32 males
aged 34-57, and 15 females aged 35 to 59) to investigate the relationship between
running addiction, psychological characteristics and running using the Running
Addiction Scale (RAS), Commitment to Running Scale (CR), Symptom Checklist (SCL-90-
R) and Levenson's Locus of Control Scale as measurements. RAS correlated for both
sexes of runners strongly with self-rated addiction (p<0.05) and moderately with
discomfort (p<.05). However, CR did not significantly correlate with self-rated addiction
characteristics
and running
in females (.246, ns) while the RAS did (.753, p<.05) (z=2.00, p<.05). Running addiction
(RAS) was found to be associated with high frequency of running (p<.05) and longer
duration of running (males=p<.05; females= ns). The CR score correlated significantly
with run frequency for the male (.59, p<0.05) but not the female runners (.14, ns),
while CR and run duration did not correlate significantly for either sex (males=.16,
females=.28, ns for both). Male runners were above the norm for obsessive compulsive
tendencies (SCL-90 score) and significantly higher than female runners (p<.05). The
female runners were above the norm in hostility (p<.05) and interpersonal sensitivity
(p<.05) and significantly higher than males (p<.05). For males, correlations indicated a
significant relationship between positive personality characteristics and addiction, high
frequency and long duration running and psychological health (p<0.05). There were no
significant correlations with personality traits for females. Overall, results indicates that
for female runners commitment to running can occur without addiction and that there
is a sex difference in the relationship between addiction and commitment. Running
addiction was found to be associated with male positive personality characteristics but
not with mood enhancement. While the duration of running was found to be
associated with mood enhancement implying that the benefits of running to mood may
be obtained without addiction21.
22
Guyot
(1991)
Investigating
the relationship
between
addiction and
death anxiety
between pain
runners and
non-pain
runners
An American cross-sectional questionnaire by Guyot (1991) used 370 runners to
investigate the relationship between addiction and death anxiety between pain runners
and non-pain runners using the Dickstein Death Concern Scale and author created
questionnaires for pain running, running motives, risk taking and medical symptoms as
measurements. Participants consisted of 78% males, who had a mean age of 38, ran
33.3 miles per week and had been running for an average of 7.9 years, and 22%
females, who had a mean age was 35, ran 21.3miles per week and had been running for
an average of 6.3 years. 56% of the 370 runners pushed themselves during running
until they felt pain: 60% of the males and 43% of female runners were classified as pain
runners. This difference between genders was significant (p=0.008). Compared to non-
pain runners, pain runners were more likely to be male, taller (F(1,366) =11.45, p<0.05),
heavier (F(1,366) =9.19, p<0.05), and younger (F(1,366) =5.75, p<0.05). Pain runners were
more likely to be running for competition (58% of PR vs 42% of NPR) and less likely for
improved health (75% of PR vs 84% of NPR) (p<0.05 for both). Pain runners were
significantly higher on 17 of 23 (74%) medical symptoms than non-pain runners
(p<0.05). Pain runners reported significantly more death thoughts Dickstein Death
Concern Scale (Mean = 16.77) than non-pain runners (Mean = 15.78) F(1,364)= 5.04,
p<0.05, as well significantly more death anxiety (Mean = 10.95) than non-pain runners
(Mean = 9.66), F(1,364)= 8.86, p<0.05. Overall, results suggest that runners classified as
pain runners were experienced significantly more death thoughts and death anxiety
than non-pain runners22.
23
Maresh
(1991)
Investigating
psychological
characteristics
including
anxiety,
depression and
stress in
distance
runners
An American cross sectional study by Maresh et al. (1991) used 29 male, distance
runners with a mean age of 40.1 who had been running for an average length of 11.8
years prior to the study, to investigate psychological characteristics including anxiety,
depression and stress using the Myers-Briggs Type Indicator Form to determine
personality characteristics and the Multidimensional Anger-Inventory as
measurements. Results suggested that long term involvement in running is associated
with low levels of self-reported anxiety (m=2.5 on a 6 point scale), depression (M=1.8)
and stress (m=2.5). 82% of the male runners reported suffering from withdrawal
symptoms when forced to be inactive, with the level of self-reported addiction average
4.4 ('moderately' to 'very') on a 6 point scale. Withdrawal symptoms were experienced
5.0+/-6.2 days after exercise ceased. A majority (55%) of those experiencing withdrawal
did so within 3 days. Compared to a normative sample of male control students, the
runners were less angry overall and were less frequently angry across fewer situations.
Runners also reported very low scores on hostile outlook, however there were no
differences between the two samples on brooding, guilt over anger, or tendencies to
turn anger inward against the self. The subjects personality profiles differed markedly
from the normative sample, with men in the general population tending to be more
extraverted (75%) than introverted (25%), more sensate (57% than intuitive (25%),
more thinking (60%) than feeling (40%), and equally split between judging (50%) and
perception (50%). Overall results suggest that running is associated with a positive
sense of self; reduced anxiety, depression and stress; and more introverted
personalities. However, many runners experienced withdrawal symptoms if forced to
be inactive23.
24
Gleaves
(1992)
Comparing
depression,
body image
disturbance and
An American controlled cross sectional study by Gleaves et al. (1992) used 60 female
participants to compare depression, body image disturbance and bulimia nervosa
symptomology in runners (n=20), bulimia patients (n=20) and a non-exercising, non-
dieting control group (n=20) using the Beck's depression inventory (BDI) Automatic
bulimia nervosa
symptomology
in runners,
bulimia patients
and a non-
exercising, non-
dieting control
group
thoughts Questionnaire (ATQ), subscales from the Eating Disorder Inventory (EDI)
(Ineffectiveness scale, Drive for Thinness scale, Bulimia scale, and Body dissatisfaction
scale), a Bulimia test, Body Image Assessment Procedure, and a dieting/weight loss
questionnaire as measurements. For depression scores the overall MANOVA was
significant, F(6110.25) = 14.76, P < 0.0001. Bulimics scored significantly higher for BDI
depression than the runners and controls (20.65, 3.30 and 4.80 respectively, F=56.95,
p<0.0001), but runners and controls did not differ from each other. The same pattern
of results was found for the ATQ and the EDII with bulimics differing from the two other
groups and no significant difference between runners and controls: ATQ (F=45.87,
p<0.0001), means for runners =41.10, controls=41.50, bulimics = 85.40; EDII (F=34.95,
p<0.0001), means for runners =0.80, controls=1.60, bulimics = 12.80. There were
significant group effects on all four dependent variables of bulimia (p<0.001), with
bulimics scoring higher compared to the other groups who did not differ among
themselves. There were significant group effects for all three variables of body image
(p<0.01), again, bulimics differed from runners and controls. Overall, results did not
indicate that running leads to development of disordered eating or problems with body
image, but instead that runners are generally indistinguishable from control subjects
with no differences found between runners and controls throughout the study.
Bulimics were significantly more disturbed than runners or controls24.
25
Coen (1993)
investigate the
relationship
between
obligatory
running vs non-
obligatory
running on
anxiety,
anorexia and
self-identity
An American cross sectional study by Coen et al. (1993) used 142 male marathon
runners with a mean age of 44.07 to investigate the relationship between obligatory
running (n=65) vs non-obligatory running (n=77) on anxiety, anorexia and self-identity
using the Obligatory Exercise Questionnaire (OEQ), State-Trait Personality Inventory
and The Ego Identity Scale (EIS) as measurements. The obligatory runners had a mean
total OEQ score of 56.64; the non-obligatory group had a mean score of 47.60. There
was a statistical difference between (OEQ) scores of the obligatory and the non-
obligatory runners (t(140) = 13.19, p <0.001), with the obligatory group running more
miles per week and spending more time running each week. The obligatory group had
significantly higher (p<0.01) mean levels of anxiety than the non-obligatory group
(18.85 vs 6.45, respectively), indicating that obligatory runners appear to be more
perfectionistic and to have higher levels of trait anxiety than non-obligatory runners.
Although the non-obligatory runners had an average Ego Identity Scale score that was
higher than the obligatory group (means 8.68 vs 8.34, respectively), the difference was
not statistically significant (p>0.05) indicating that neither group showed a higher
developed sense of identity. Overall results suggest that running represents a
successful coping mechanism to reduce anxiety and becomes problematic only when
the obligatory individual is unable to run because of injury or other circumstances25.
26
Furst (1993)
Comparing
negative
addiction in
runners vs gym
exercisers
An American controlled cross sectional study by Furst et al. (1993) used 188 subjects to
compare negative addiction in runners (72 male & 26 female runners, 82% white, 42%
were aged between 20-29 y/o, 36% between 30 and 39 y/o) to gym exercisers (60 male
& 30 female, 95% were white, 42% were aged between 20 & 29, 36% between 30 & 39)
using the Negative Addiction Scale as measurements. Subjects were divided into 6
groups by years of participation and a significant difference was found between years
of physical activity and addiction scores (F(5,182) = 6.39, p<0.01) indicating that longer
involvement in physical activity was associated with higher addiction scores. When
runners were compared with gym exercisers, there were no significant differences in
mean addiction scores. Only 5 people scored 9 or above on the negative addiction scale
(ranges from 0 to 14), indicating that none of the 188 participants were extremely
addicted to the activity. Overall results suggest that the longer people had been
exercising, both runners and gym goers, the more addicted they were to exercise 26.
27
Masters
(1993)
Investigating
self-esteem and
psychological
coping of
marathon
runners
An American cross sectional study by Masters et al. (1993) used 712 participants in a
marathon (601 men and 111 women) all aged between 16 and 79 to assess self-esteem
and psychological coping of runners using the Motivation of Marathoners Scales
(MOMS), Sport Orientation Questionnaire, Marlowe-Crowne Social Desirability Scale,
Attentional Focusing Questionnaire (AFQ) and 3 body satisfaction and composition
questions. There were significant positive correlations between the AFQ dissociation
and the MOMS psychological coping [r(66)=.54, p<.001], self-esteem [r(66)=.31, p<.01]
and life meaning scales [r(66)=.36, p<.01]. Marathon runners reporting higher anxiety
levels were more likely to endorse psychological motives for marathon running,
indicating that their running helps them avoid or dampen negative emotional
experiences: psychological coping, [r(62)= .38, p<.01] and self-esteem, [r(62)=.36,
p<.01]. A t-test comparing average rating on the weight concern scale for the two
genders was calculated. Women had a higher mean score than men, and women more
strongly endorsed weight concern as a reason for involvement in marathons [t(588)= -
3.52, p<.001]. No significant relationship was found indicating that social desirability
played a major role in subjects responses to the MOMS. Personal goal achievement and
competition were both positively related to training miles per week [r(575)=.22, p<.001
and r(576) =.30, p<.001, respectively]. Overall, results suggest that participation in
marathon running and training was used as a way of problem solving, providing self-
distraction and improving mood and self-esteem27.
28
Pierce
(1993)
Comparing
exercise
dependence in
recreational
(non-
competitive)
runners vs 5km
runners vs
marathoner
runners
An American cross sectional questionnaire by Pierce et al. (1993) used 89 male runners
to compare exercise dependence in recreational (non-competitive) runners (n=33) vs
5km runners (n=24) vs marathoner runners (n=32) using the negative addiction scale as
measurement. Marathoners showed significantly higher (p<0.05) mean exercise
dependence scores (3.78) compared to 5K (2.9) and recreational runners (2.16). There
was no significant difference in exercise dependence scores found between
recreational and 5K runners. Comparisons between competitive groups and variables of
exercise addiction and miles per week yielded correlational coefficients of +0.68 and
+0.81, respectively. Overall results show that training mileage was significantly
correlated with exercise dependence and competitive orientation28.
29
Klock (1995)
Comparing
depression,
anorexia
nervosa,
excessive
exercise and
eating disorders
in
amenorrhoeic
runners,
eumenorrheic
runners and
eumenorrheic
sedentary
women as
controls
An American controlled cross sectional study by Klock et al. (1995) used 22 females
who were not currently pregnant or taking oral contraceptives to compare depression,
anorexia nervosa, excessive exercise and eating disorders in amenorrhoeic runners
(n=7, mean age 28.0), eumenorrheic runners (n = 9, mean age 32.1) and eumenorrheic
sedentary women as controls (n=6, mean age = 27.5) using the modified Body Image
Questionnaire (BIQ), the Beck Depression Inventory (BDI), the Symptom Checklist-90
(SCL-90) and the Eating Disorders Inventory (EDI) as measurements. All 3 groups had
overall satisfaction with general body appearance and there were no significant
differences regarding body satisfaction. No differences were found among groups on
the BDI, however the amenorrhoeic runners' mean score was double that of the
eumenorrheic runners and sedentary controls (8.3 versus 3.8 and 3.0, respectively) but
it was below 11 which is the lowest score indicative of mild depression. No significant
differences found between groups on the SCL-90 scores or total EDI scores, although
the amenorrhoeic runners' mean EDI score was at the level indicative of a clinically
significant eating disorder. 3 of the 9 amenorrhoeic runners scored in the clinically
depressed range on the BDI, indicating that they were mild to moderately depressed,
and also had the highest scores in their group on the SCL-90 and the EDI. Overall results
found no significant differences between amenorrhoeic runners, eumenorrheic
runners, and eumenorrheic sedentary controls on any of the psychological measures,
hence these results do not suggest that there are psychological similarities between
obligatory runners and anorexics. However, there was a subgroup of amenorrhoeic
runners who scored in the extreme range on the depression and eating disorder
measures29.
30
Thornton
(1995)
Investigating a
relationship
between
habitual
running and
addiction
A UK based cross sectional questionnaire by Thornton et al. (1995) used 40 long-
standing, habitual male runners with a mean age of 38 and who ran on average 4 times
a week with a weekly mileage of 42.5miles, to investigate a relationship between
habitual running and addiction using the Rudy and Estok Running Addiction Scale
(RE/RAS), the Hailey and Bailey Running Addiction Scale (HB/RAS) and the Personal
Incentives for Exercise questionnaire (PIE) as measurements. The majority (77%) of
subjects were committed to levels of running which would be classified as moderately
(scores 13-20) or highly 'addictive' (scores +20) (55% and 22%, respectively). The
correlation between the two addiction scales revealed a strong positive relationship (rs
= 0.81; p<0.001). The primary motivation for running was mastery (mean PIE score of
4.2) followed by competition (3.93), weight regulation (3.9), health benefits (3.89),
fitness (3.87) and social recognition (3.01). For RE/RAS scores, only two variables,
mastery (F(1,38) = 12.1, p < 0.001) and social recognition (F(2,37) = 9.4, p < 0.001)
contributed to the predictive equation. In a second regression analysis for the HB/RAS
scores, mastery was again entered as the first step (F(1,38) = 16.5,p < 0.001), with both
social recognition (F(2,37) = 11.8, p< 0.001) and distance (F(3,36) = 11.6, p < 0.001)
providing significant contributions. A final regression analysis was performed to predict
'distance run' according to both addiction scales and PIE subscale scores. The model
entered two variables with the HB/RAS addition scores as the initial variable (F(1,38) =
8.1, p< 0.01; R2 = 0.18), and social recognition in the second step (F(2,37) = 11.3, p< 0.01;
R2=0.06). There was no relationship between years of running and either of the
addiction scales. This contrasts with the significant correlations between both the RE/
RAS and the frequency of running (rs = 0.38; p < 0.05) and the HB/RAS scale and the
number of runs per week (rs = 0.55; p < 0.01). The effect of mileage run was related
only to the HB/RAS (rs =0.39; p <0.05). Overall results found a high level of commitment
in the sample of runners, but there was no relationship between years of running and
addiction measured by the regression analysis30.
31
Powers
(1998)
Comparing
psychological
An American controlled cross sectional study by Powers et al. (1998) used 57
participants to compare psychological profiles of habitual male runners (n=20), habitual
profiles of
habitual male
runners,
habitual female
runners and
female anorexia
nervosa
patients
female runners (n=20) and female anorexia nervosa patients (n=17) using the
Minnesota Multiphasic Personality Inventory (MMPI), Leyton Obsessional Inventory,
Obligate Running Questionnaire, Becks Depression Inventory and three body image
tests (open door test, body parts satisfaction test and colour-a-person body
dissatisfaction) as measurements. In the open door test there were significant
differences between the groups (F=7.969, p<.001) but no significant differences
between the female groups. On the Body Parts Satisfaction Questionnaire, male
runners were significantly more satisfied with their bodies than female runners, who
were significantly more satisfied than anorexics. In the ORQ item “I worry almost
constantly that I will get fat" anorexics were more likely to answer true, male runners
more likely to answer false and female runners answered true as often as they
answered false (p=0.001). In the MMPI subscale scores anorexics scored significantly
higher than either group of runners (p<.001) for the nine subscales except scale 9
(p=.0001). Mean T scores were above 70 (considered clinically significant) for subscales
of depression, hysteria and psychopathic deviate in the anorexic group, while none of
the mean scores for either set of runners were considered clinically significant. There
were significant differences in depression scores (F=68,645, p=.0001) with anorexics
scoring significantly higher (p<.0001) than both male and female runners (mean scores
were 23, 2.4 and 3.45, respectively) but there was no significant differences between
the runners. While there were suggestive similarities between female runners and
anorexics on body image, the overall results found few psychological similarities
between anorexia patients and habitual runners with evidence of significant
psychopathology on all psychological measures in the anorexia group, while both
groups of runners were consistently in the normal range31.
32
Slay (1998)
Comparing
eating
pathology traits
between
obligatory and
non-obligatory
runners
An American cross sectional questionnaire by Slay et al. (1998) used 324 regular
runners (240 males and 84 females) between the ages of 15 and 71 to compare eating
pathology traits between obligatory and non-obligatory runners using the Eat Attitudes
Test (EAT) and Obligatory Running and Motivations for Running Questionnaire as
measurements. 21 women (25%) and 63 men (26.2%) were classified as obligatory
runners. There was a significant effect for miles run per week [F(1,164) =8.31, p<0.001],
with men running more than women [p<0.05] and obligatory runners with higher
mileage than non-obligatory runners [p<0.001]. Obligatory runners scored significantly
higher on the EAT test, with female obligatory runners having the highest mean EAT
score. A partial correlation, controlling for miles run per week, between the EAT and
obligatory running scores for men was slightly weaker (r=.28, p<.0001) than for women
(r=.40, p<.0002), showing a stronger relationship of obligatory running with eating
pathology in women than in men. Results found women and men scored similarly on
the EAT with no significant differences at low levels of obligatory running [F(1,164) =2.78,
p>.05]; however at higher levels women demonstrated significantly higher EAT scores
than did men [F(1,164) =29.50, p<.001]. Independent of miles run per week, there was
still significant overall effect on EAT scores, [F(1,164) =9.65, p<.0001] and a sex/obligatory
running interaction, [F(1,164) =8.02, p<.05]. Overall results suggest that obligatory
runners, particularly females are most at risk of eating pathophysiology32.
33
Ryujin
(1999)
Comparing
eating disorder
symptomology
in collegiate
distance
runners to non-
running
undergraduate
student
controls
An American controlled cross-sectional study by Ryujin et al. (1999) used 55 female
participants to compare eating disorder symptomology in collegiate distance runners
(n=20) to non-running undergraduate student controls (n=35) using the Eating
Disorders Inventory 2 as measurement. Differences were significant in the following
subscales: Drive for Thinness (t(107) = 3.34, p < .005), Bulimia (t(107) = 2.48, p < .05)
and Body Dissatisfaction (t(107) = 4.23, p < .001). Significance was approached for
Interpersonal Distrust (t(107) = 1.70, p < .10) and Impulse Regulation (t(107) = 1.65, p =
.10). Results found that distance runners showed no enhanced symptomatology of
eating disorders, instead the female distance runners exhibited fewer symptoms of
eating disorders on all subscales of the EDI-2 except Perfectionism33.
34
Leedy
(2000)
Comparing
depression and
anxiety in
runners to non-
runners
An American controlled cross sectional study by Leedy (2000) used 276 participants to
compare depression and anxiety in runners with an average of 11.5 years of running
experience (n=239, 56.1% men, mean age 37.9) to non-runners (n=37, 62% women,
mean age 40.5) using an author created questionnaire designed to measure anxiety
and depression based on the Diagnostic and Statistical Manual -IV, and an author
adapted scaled based on the Running Addiction Scale as measurement. 16.2% of non-
runners and 4.6% of runners indicated that they had been diagnosed with an anxiety
disorder or prescribed an anxiolytic medication at some point in their life. These
participants had significantly higher anxiety trait scores than those without a diagnosis,
F(1,274)= 18.87, p<.0001. 27% of non-runners and 11.8% of runners reported a diagnosis
of depression or being prescribed an antidepressant. These participants had
significantly higher measures of depression traits: F(1,274)=22.46, p<.0001. Runners who
were classified as highly committed (n=31) had significantly lower anxiety (F(2,113)= 5.73,
p<.01) and depression scores (F(2,113)= 8.00, p<.001) than those classified as recreational
runners (n=46) and non-runners (n=39). Women's Stress Relief scores were significantly
higher than the men's (F(1,229)= 20.51, p<.001). Stress relief scores also varied across
race length, F(2,229) = 6.47, p<.005, indicating that the runners entered in the 5K - 10K
runs had lower scores than those running the half or full marathon. Overall, the
strongest motivator for running was Health/Fitness, (F(2,229)=135.3, p<.001), for both
men and women, and for all three race distances. The Committed Runners had
significantly higher scores across motivation factor scores compared to the
Recreational Runners, (F(1,156)= 7.00, p<.01), with again, the most strongly endorsed
motivation factor being Health/Fitness (F(2,156)=39.13, p<.001). Overall, results indicate
that highly committed runners had significantly lower anxiety and depression than
recreational runners and non-runners34.
35
Edwards
(2005)
Comparing
psychological
wellbeing and
physical self-
perception in
hockey players,
runners and
health club gym
members vs a
control group of
non-exercisers
A South African cross sectional study by Edwards et al. (2005) used 277 participants
(183 women and 94 men) with a mean age of 25.2 to compare psychological wellbeing
and physical self-perception in regular exercisers including hockey players (n=60),
runners (n=40) and health club gym members (n=69) vs a control group of non-
exercisers (n=108), using Ryff's Short Standardized 18 item scale of Objective
Psychological Wellbeing and Fox's Physical Self-Perception Profile (PSPP) and the
Physical Self-Perception Profile as measurements. Regular exercisers scored
significantly higher (p<0.01) than controls on 11 out of the 15 dimensions of
psychological-well-being and physical self-perception: autonomy (F=11.3), personal
growth (F=35.4), environmental mastery (F=9.6), purpose in life (F=149.2), positive
relations with others (F=81.6), self-acceptance (F=50.4), sport competence (F=41.3),
conditioning (F=28.1), sport importance (F=11.7), conditioning importance (F=28.1),
body importance (F=31.0). Runners scored significantly higher than controls on
autonomy, personal growth, environmental mastery, purpose in life, positive relations,
self-acceptance, sport competence, conditioning, sport importance and conditioning
importance. However, results don’t give details of significance. Runners had the lowest
physical self-worth average score out all groups. Hockey players reported more positive
relations with others and sport competence compared to health club members or
runners, but no report of significance for either. Men scored higher on sport (F=27.2,
p<0.01), conditioning (F=20.1, p<0.01), body (F=13.3, p<0.01), sport importance (F=7.2,
p<0.01) and conditioning importance (F=6.3, p<0.01). No significant influences of age or
language, but gender was related to body attractiveness (F=13.5, p<0.01). Overall
results show that all three forms of physical activity were associated with higher scores
on the psychological well-being and physical self-perception scales compared to the
control group35.
36
Schnohr
(2005)
Comparing
stress levels
between
jogging and
various levels of
physical
(in)/activity in
leisure time
A large Danish observational cohort study by Schnohr et al. (2005) used 12,028
participants (5479 men and 6549 women) aged 20-79 to compare stress levels between
jogging and various levels of physical (in)/activity in leisure time using an author
created questionnaire as measurement. In both males and females, those who were
vigorously physically active (joggers) had the lowest level of stress compared to those
with low activity levels (males 3.1% vs 12.8%, respectively; females= 3.3% vs 19.3%,
respectively). With increasing physical activity in leisure time, there was a decrease in
high level of stress, between sedentary persons and joggers (OR= 0.30). With increasing
physical activity there was also a decrease in life dissatisfaction, between sedentary
persons and joggers (OR= 0.30). Highest levels of stress and dissatisfaction was seen in
the sedentary persons who remained inactive at follow-up. In contrast, the group that
changed from sedentary to active had an adjusted OR of <0.50. The physically active
who remained active through follow-up reported the lowest level of both stress and
dissatisfaction. Associations between physical activity and stress/life dissatisfaction
were similar in men and women, showing that if either gender changed from sedentary
to more physical activity in leisure time, the was decreased stress and lower life
dissatisfaction. In contrast if they become sedentary, the opposite is true. Overall
results showed a clear trend of higher level of stress and of life dissatisfaction in the
sedentary group compared with the more active running groups36.
37
Strachan
(2005)
Investigating
the relationship
between
running and
self-efficacy and
self-identity
A Canadian prospective longitudinal study by Strachan et al. (2005) used 67 regular
runners with an average age of 40.6 (52% were female and had been running on
average for 8.69 years) to investigate the relationship between running and self-
efficacy and self-identity using author created measures of task self-efficacy, self-
regulatory efficacy and a 10-item, validated athletic identity measurement scale.
Participants filled out a questionnaire and four weeks following this initial assessment,
were contacted over the phone in order to obtain a measure of their running behaviour
over the last week. There was significant comparisons between extreme self-identity
groups (high vs low) on social cognitive and behavioural variables (F(5,37)=4.72, p<.002).
Results found that those higher in self-identity showed significantly higher scores on
task self-efficacy (p<.001), scheduling self-efficacy (p<.03), ran more frequently (p<.001)
and for longer durations (p<.005), than those who scored lowest on self-identity. Both
scheduling self-efficacy (R2change =.16, p< .001) and barriers self-efficacy (R2change =
.22, p<.001), were significantly correlated with self-identity to prospectively predict
running frequency (F(2,64) =9.98, p< .001; F(2, 63) = 12.89, p<.001, respectively). Both task
self-efficacy (R2change=.06, p< .05) and self-identity (R2change =.06, p< .04) were
significant predictors of maintenance duration. Overall both types of self-regulatory
efficacy were related to prospectively were predictive of maintenance running
frequency37.
38
Galper
(2006)
Assessing
retrospectively
if level of
walking/running
impacted
depression and
emotional
wellbeing
An American retrospective cross sectional study by Galper et al. (2006) used 6728
participants (5451 men with a mean age of 49.5, and 1277 women with a mean age of
48.1) to assess retrospectively if level of walking/running impacted depression and
emotional wellbeing using the Center for Epidemiological Studies Scale for Depression
and the General Well-Being Schedule as measurements.
The participants were classified into four categories: inactive (walking/jogging/running
<1 mile per week); insufficiently active (1–10 miles per week); sufficiently active (11–19
miles per week); (highly active (>20 miles per week). 27% (n=1454) of the men were
classified as inactive, 35% (n=1892) as insufficiently active, 26% (n=1396) as sufficiently
active, and 13% (n=709) as highly active. Likewise, 33% (n=422) of the women were
classified as inactive, 35% (n=443) as insufficiently active, 22% (n=283) as sufficiently
active, and 10% (n=129) as highly active. Results found that among men and women in
the study, relative increases in habitual physical activity are cross-sectionally associated
with significantly lower depressive symptomatology (P < 0.0001) and greater emotional
well-being (P< 0.0001). This peaked at 11–19 miles per week. There was an inverse
association between physical activity and estimated mean depression scores for both
men (F(6, 5306)=20.93, P<0.0001) and women (F(6, 1247) = 11.80, P< 0.0001). Inactive men
had greater depressive symptom severity than insufficiently active men (P < 0.0001)
and highly active men (P<0.0001). Inactive women had greater depressive symptom
severity than insufficiently active women (P<0.0001), sufficiently active women (P<
0.0001) and highly active women (P<0.0001). ANCOVA demonstrated a positive
association between physical activity and estimated mean wellbeing scores in men (F(6,
5306) = 78.65, P<0.0001) and women (F(6, 1247) = 24.82, P<0.0001). Inactive men had lower
emotional wellbeing than insufficiently active men (P<0.0001), sufficiently active men
(P<0.0001), highly active men (P<0.0001). Inactive women had lower emotional well-
being than insufficiently active women (P<0.0001), sufficiently active women (P
<0.0001), and highly active women (P<0.0001). Overall results suggest that increased
habitual physical activity reduces depression and increases emotional wellbeing38.
39
Luszcynska
(2007)
Investigate the
relationship
between self-
efficacy and
running
behaviour
A UK based longitudinal prospective cohort study by Luszcynska et al. (2007) used 139
runners (111 men and 29 women) with a mean age of 29.5 to investigate the
relationship between self-efficacy and running behaviour using an author created
questionnaire as measurement to collect data twice with a time gap of 2 years.
Participants were divided into subgroups with strong (n=72) and weak (n=66)
maintenance self-efficacy, into strong (n=72) and weak (n= 61) recovery self-efficacy,
and into strong (n=87) and weak (n=45) intentions. Participants reduced the number of
running or jogging sessions over the 2 years, regardless of their strong, or weak
intentions at baseline (F(1,130)=34.55, p<.001). Again, participants declined in frequency
of running/jogging over 2 years, regardless of their strong or weak baseline
maintenance self-efficacy (F(1,130)= 42.12, p<.001). Overall, all participants reduced the
number of jogging or running sessions over two years (F(1,131)=43.43, p<.001), however,
those with strong baseline recovery self-efficacy ran/jogged more often at 2 year
measurement than those who had weak recovery self-efficacy at baseline (F(1,131)=6.12,
p<.05). Recovery self-efficacy and intention jointly predicted running/jogging behaviour
2 years later ([F(1,131)= 43.43, p<.001] and [F(1,130) =34.55, p<.001], respectively), whereas
running/jogging behaviour did not predict recovery self-efficacy and intention. No
effects of maintenance self-efficacy were found. Recovery self-efficacy at T1 predicted
recovery self-efficacy (p<.05), maintenance self-efficacy (p<.05) and jogging or running
behaviour (p<.05) assessed 2yr later. Overall, social–cognitive variables predicted
behaviour, whereas behaviour did not predict social–cognitive variables. The majority
of participants (n =120) experienced at least one 2-week period of decline in running or
jogging behaviour. Among those who experienced lapses, recovery self-efficacy
remained the only significant social-cognitive predictor of behaviour, accounting for
30% of the variance of behaviour measured 2 years later (B=.19, p<.05). Overall, results
found that participants decreased the frequency of running sessions after 2 years,
regardless of baseline intensions or self-efficacy, however those with stronger recovery
self-efficacy jogged more than those with weaker recovery self-efficacy 2 years later39.
40
Smith
(2010)
Comparing
exercise
dependence,
running
addiction and
social physique
anxiety in male
vs female
runners
A UK based cross sectional questionnaire by Smith et al. (2010) used 93 non-
competitive, regular runners with a mean age of 28.05 to compare exercise
dependence, running addiction and social physique anxiety in male (n=47) vs female
(n=46) runners using the Exercise Dependence Scale, Running Addiction Scale and
Social Physique Anxiety Scale as measurements. Results found that a significant
proportion of runners displayed symptoms of exercise dependence, however there
were no significant differences were found between the males and females (p>.05 in all
cases). There was no significant difference between males and females for running
addiction scale (22.64 and 20.91, respectively), social physique anxiety scale (22.30 and
22.61, respectively) or total exercise dependence scale scores (72.56 and 66.86,
respectively). Overall results did not find that exercise dependence was linked to social
physique anxiety (F(3.179) = 1.21, p>.05), nor that there was a difference between men
and women40.
41
Gapin
(2011)
Comparing
disordered
eating in
obligatory and
non-obligatory
runners
An American cross sectional study by Gapin et al. (2011) used 179 regular runners (88
male and 91 female) with a mean age of 36.0 to compare disordered eating in
obligatory (91) and non- obligatory runners (n=82) using the Eating Disorder Inventory
(EDI), Athletic Identity Measurement Scale (AIMS) and Obligatory Exercise
Questionnaire (OEQ) as measurements. Obligatory runners scored significantly higher
(P<0.002) on all of the EDI eating attitudes/disorder measures: (Obligatory mean = 8.07,
non-obligatory mean =4.42), F(1,166)=9.75, P=0.002; Drive for Thinness: (Obligatory
mean = 6.42, non-obligatory mean =3.01), F(1,166) =28.91, P<0.001; Perfectionism:
(Obligatory mean = 6.77, non-obligatory mean =3.73), F(1,166) = 21.59, P<0.001;
Bulimia (Obligatory mean =1.37, non-obligatory mean =0.17), F(1,166) =10.43, P=
0.001. Obligatory runners also scored significantly higher on the AIMS (Hotelling’s T2=
0.440, F(8,161) = 8.85, P<0.001). Results from the OEQ indicated that runners in the
obligatory group demonstrated greater concern with dieting, preoccupation with
weight, and pursuit of thinness. Overall the findings suggest that obligated running
(exercising to maintain identification with the running role) may be associated with
pathological eating and training practices41.
42
Wadas
(2014)
Investigating
any relationship
between male
runners with
disordered
eating
behaviours and
eating attitudes
An American cross sectional study by Wadas (2014) used 68 male high school cross
country runners with a mean age of 15.9 (70.6% white race) to investigate any
relationship between male runners with disordered eating behaviours and eating
attitudes using a questionnaire consisting of The Exercise Motivation Inventory 2, the
Eating Attitudes Test 26 and the ATHLETE questionnaire as measurements. Factors that
had a significant relationship with disordered eating are weight management (r =.31, p
=.011), drive for thinness and performance (r = 0.36: p < 0.05), and the Feelings about
Performance subscale (or Performance Perfectionism) (r = 0.26: p < 0.05). No significant
relationships were found between disordered eating behaviors in male cross country
athletes and personal body feelings (r =.19, p = .109), feelings about eating (r =.18, p
=.137), and feelings about being an athlete (r =.12, p =.345). The mean EAT-26 score for
all participants was 6.0, with 4.41% (n=3) male high school cross country runners
scoring 20 or higher on the EAT-26, indicating at risk for disordered eating and displays
symptoms. An additional 13.2% (n = 9) met the cut-off score of 14 for disordered eating
behaviours, one standard deviation above the mean for population norms. Overall
results found that risk factors associated with eating disorders existed within high
school male cross country runners42.
43
Samson
(2015)
Investigating
the relationship
between self-
esteem and
psychological
coping with
marathon
running
An American cross sectional questionnaire by Samson et al. (2015) used 308 marathon
runners (117 males and 191 females) with a mean age of 41 to investigate the
relationship between self-esteem and psychological coping with marathon running,
using the Motivation for Marathons Scale, The Perceived control questionnaire and The
Sport Mental Toughness Questionnaire as measurements. Self-esteem was positively
associated with perceived control (r=.40) (x27= 47.08, p<.001, CFI=.85; RMSEA=.14), but
negatively associated with mental toughness. There was also a positive relationship
between perceived control and psychological coping (r=.42) (x28 =45.65, p<.001;
CFI=.85; RMSEA=.12), suggesting that runners who ran for those reasons also reported
higher levels of perceived control regarding the outcome of the race, however, it was
not directly related to perceptions of mental toughness. The mean MOMS scores for
psychological coping and self-esteem suggested than females were more likely to run
for these reasons than males: 4.8 & 4.42 respectively for psychological coping, and 5.22
& 4.62 for self-esteem. Overall results suggest that females were motivated to run to
improve self-esteem and psychological coping than men43.
44
Lucidi
(2016)
Investigating
the relationship
between
running and
stress in
An Italian cross sectional prospective field study by Lucidi et al. (2016) used 669 runners
training for a marathon (85% male) with a mean age of 42.07 to investigate the
relationship between running and stress using the Perceived Stress Scale, the Passion
Scale and The Italian version of the Locomotion and Assessment Scales as
measurements. Runners filled out the survey 15 days prior to the marathon to evaluate
runners training
for a marathon
stress. Running positively predicted harmonious passion (β = 0.37; P < 0.001), which in
turn reduced athletes’ experience of stress, whereas assessment positively predicted
obsessive passion (β = 0.26; P < 0.001). Harmonious passion negatively predicted
athletes’ experience of anticipatory stress (β = −0.28; P< 0.001), whereas obsessive
passion positively predicted it (β = 0.45; P< 0.001). These effects were estimated
controlling for athletes’ training frequency, which was not significantly related to
athletes’ stress. The indirect effect of running on anticipatory stress perception through
harmonious passion was statistically significant (αβ = −0.10; 95% confidence interval:
from −0.15 to −0.05). Similarly, the indirect effect of assessment on stress through
obsessive passion was statistically significant (αβ = 0.12; 95% confidence interval: from
0.07 to 0.17). Results also indicated a significant direct effect of assessment on the
athletes’ experience of stress (β = 0.22; P < 0.001). The direct effect of running on stress
was not significant (β = −0.01; P = 0.75). Overall results suggest that running does not
directly impact stress, however running increases harmonious passion which improves
stress44.
45
Batmyagmar
(2019)
Comparing self-
reported health
& wellbeing
& quality of life
over 4 years in
elderly
marathon
runners to non-
exercising
controls
An Austrian prospective longitudinal study by Batmyagmar et al. (2019) used 99
participants to compare self-reported health and wellbeing and quality of life over 4
years in elderly marathon runners (n=50, mean age of 66, 46 men and 4 women) to
non-exercising controls (n=49, mean age of 66, 44 men and 5 women) using the Short
Form Health Survey (SF-36) as measurement. SF-35 scores in all domains remained
stable over time and, in nearly all of them, marathon runners showed higher self-
reported health than non-athlete controls. Athletes evaluated their health as better
than non-athletes in the following categories: general health perceptions (mean
control= 81 vs athletes=81; between subjects F= 14.21, p<0.001); vitality (mean
control= 69 vs athlete= 80; between subjects F= 13.37, p<0.001); social functioning
(mean control= 87 vs athlete=97; between subjects F= 11.30, p<0.001); emotional role
functioning (mean control= 84 vs athlete=98; between subjects F=1.42, p<0.002);
mental health (mean control= 78 vs athletes=84; between subjects F=6.07, p<0.0016).
Overall, findings suggest that extensive high intensity endurance exercise is associated
with improved subjective health and wellbeing in elderly persons45.
46
Cleland
(2019)
Investigating
enjoyment, self-
efficacy and
factors of
participation in
Parkrun event
participants
An Australian cross sectional study by Cleland et al. (2019) used 372 participants of
‘Parkrun’ events with a mean age of 43.8 to investigate enjoyment, self-efficacy and
factors of participation using author-created questionnaires to assess
psychological/cognitive measures, social support and environmental level factors.
These Parkrun subjects were divided into three groups: regular walker/runner (n=175,
55% female, mean age 45.0), occasional walker/runner (n=142, 57.8% female, mean
age 42.5) and non-walker/runner (n=54, 68.5% female, mean age 43.3). Results were
often reduced when adjusted for length of time since registration, ie. absolute parkrun
participation (total number of parkrun events) compared to adjusted parkrun
participation (absolute park-run participation adjusted for the number of weeks
registered). Perceived benefits of parkrun including enjoyment (absolute participation:
B coefficients= 0.32; and adjusted participation: B coefficients = 0.22) and social factors
(absolute: B= 0.70; and adjusted: B= 0.35) were positively associated with participation
as was overall enjoyment (absolute: B=0.30; and adjusted: B= 0.30), self-efficacy for
parkrun (absolute: B=0.46; and adjusted: B= 0.33), social support for parkrun from
family (absolute: B =0.05; and adjusted: B =0.03) and social support from friends
(absolute: B= 0.04; and adjusted: B= 0.02) related to parkrun. Perceived social benefits
(absolute: B= 0.43; and adjusted: B= 0.17) and self-efficacy for parkrun (absolute: B=
0.18; and adjusted: B= 0.13) were positively associated with absolute and adjusted
parkrun participation. Overall results suggested that higher participation levels of park-
run events correlated with greater self-efficacy and perceived social benefits46.
47
Lukacs
(2019)
Investigating
the prevalence
of exercise
addiction and
psychological
features in
amateur
runners,
including;
perceived
health, life
satisfaction,
loneliness,
stress, anxiety,
depression,
A Hungarian cross sectional questionnaire study by Lukacs et al. (2019) used 257
amateur runners (126 females and 131 males) with a mean age of 40.49 and at least 2
years of running experience. The study investigated the prevalence of exercise
addiction and psychological features including; perceived health, life satisfaction,
loneliness, stress, anxiety, depression, body shape and eating disorders; using the
Exercise Dependence Scale, a Cantril ladder for Overall life satisfaction, SCOFF eating
disorder questionnaire, the UCLA 3-item Loneliness Scale, Body Image Subscale from
the Body Investment scale and the ‘Depression, Anxiety and Stress Scale-21’. About
53.6% (n=137) of respondents were characterized as non-dependent symptomatic,
37.8% (n=97) as non-dependent asymptomatic and 8.6% (n=23) were at risk of exercise
addiction. The logistic regression model indicated that five variables significantly
predicted the risk of exercise addiction: weekly time spent running [B=1.42, 95% CI for
odds ratio=4.17, p<.001], childhood physical activity [B=2.06, 95% CI for odds
ratio=7.86, p=.008], lower educational attainment [B=1.97, 95% CI for odds ratio=7.17,
p=.006], anxiety [B=0.47, 95% CI for odds ratio=1.61, p=.023], and loneliness [B=0.79,
body shape and
eating disorders
95% CI for odds ratio=2.21, p=.004]). Subscale results of the exercise dependence scale
suggested that to deal with both anxiety and loneliness, as runners from all groups
found it important to spend a significant amount of time engaging in exercise [Time
subscale (3.09, SD = 1.11, 95% CI = 2.96–3.23]) and continually increase exercise
intensity, frequency, and duration [Tolerance subscale (3.71, SD = 1.28, 95% CI = 3.55–
3.87)] to achieve joyfulness and happiness. The at risk group for exercise addiction
scored higher on the Lack of Control subscale (4.90, SD = 0.76, 95% CI = 4.57–5.23) and
therefore these runners were less able to control the urge to exercise or to stop
exercising for a significant time. All investigated groups showed fewer problems on the
Intention subscale (exercising longer than intended, expected, or planned; (2.39, SD =
1.10, 95% CI = 2.25–2.52) and the Reduction in Other Activities subscale (choosing or
thinking about exercise rather than spending time with family, friends, or concentrating
on school or work; (1.90, SD = 0.82, 95% CI = 1.80–2.00). ANOVA post hoc test results
showed that all three groups significantly differed from each other in all subscales (all
p<.001): tolerance (F=63.053, np2 = .365), Time (F=68.147, np2 = .371), Continuance
(F=41.578, np2=.304), Lack of control (F= 171.509, np2 = .587), Withdrawal (F=32.757, np2
= .222), Intention Effect (F= 61.963, np2 = .360), Reduction (F=65.249, np2 = .386). The
study results did not comment on the other psychological features (perceived health,
life satisfaction, stress, depression, body shape and eating disorders)47.
Supplementary Table S2
Narrative description of findings of the 23 studies with a single bout of running.
Author
Narrative description of findings
1
Nowlis (1979)
Impact of a
12.5 mile jog
on mood and
anxiety
A Canadian pre-post non-controlled study by Nowlis et al. (1979) used 18 experienced
joggers (5 females and 13 males) who ranged in age from 17 to 55, to investigate how a
12.5 mile jog impacted mood and anxiety using the Mood Adjective Checklist and State
Trait Anxiety Inventory as measurements. Following the 12.5 mile run there was
significant improvement from pre- to post- measures of pleasantness (2.00 to 2.67;p<
0.01) and a significant decrease in Trait anxiety (34.81 to 33.31; p<0.10). There was an
increase in activation, a reduction in state-anxiety, and a reduction of sadness, anxiety,
depression and relaxation subscales… but no significance was reached in any of these 48.
2
Wilson (1981)
Impact of a
solo indoor
track run on
anxiety
A Canadian pre-post controlled study by Wilson et al. (1981) used 42 participants
consisting of 20 runners, 12 participants of a 40 minute aerobic exercise class and
10 lunchers, all aged between 21 and 28 (23 women and 19 men) to compare the
impact of solo indoor track running (n=20), an aerobics class (n=12) and lunching (n=10)
on anxiety using the State-Trait Anxiety Inventory as measurement. Each group showed
significant decreases in anxiety after the activity (F(1,39)=15.63, p<0.003) but no
differences between groups (F2,39= 1.27, p > 0.05) and no interaction (F2,39 = 1.57, p >
0.005) were observed. Results suggest that frequency of runs per week is the most
important factor for decrements in anxiety during running sessions (r = -0.58, p < 0.01)
and that initial level of anxiety was positively related to decreased anxiety following
activity (r = .63, p < .005) for both men and women49.
3
Markoff
(1982)
Impact of a 1
hour run on
mood
A Hawaiian pre-post non-controlled study by Markoff et al. (1982) used 15 participants
(11 men & 4 women) aged 23-45 who had all ran at least 1 marathon to examine the
impact of 1 hour of running on mood using the Profile of Mood States as measurement.
There was a significant reduction of anxiety pre- to post-run (5.2 to 3.27 in men and
3.08 to 2.15 in women). The t-test for anxiety was 2.72 and thus p<0.01. For
depression, there was a non-significant decrease in scores pre- to post- run (4.93 to
1.73 in men and 7.39 to 1.83 in women). The t-test for depression was 1.80 which was
not significant50.
4
Thaxton
(1982)
Impact of 30
minutes
outdoor
running on
mood
An American non-randomised controlled trial by Thaxton et al. (1982) used 33 regular
runners with a mean age of 36 (24 males and 9 females) who were divided into 4
groups to compare pre-test 30 minute outdoor running test (n=6), pre-test no running
test (n=9) no pre-test 30 minute running test (n=11) and no pre-test no running test
(n=7) on mood using the Profile of Mood States as measurement. Significant
differences in the depression scores between the running and abstaining (non-
pretested) groups, F(1,29) = 4.8,p<.05, however no significant differences between
anxiety, vigour, and fatigue scores51.
5
McGowan
(1991)
Impact of 75
minutes of
jogging on an
outdoor track
on mood
An American non-randomised controlled trial by McGowan et al. (1991) used 72 college
students to compare the effect of 75 minutes of jogging on an outdoor track (n=25) vs
75 minutes of karate (n=11), weight training (n=26) and a stationary science lecture
class (n=10) on mood using the Profile of Mood States as measurement. The running
group exhibited significant changes in total mood disturbance from pre-(35.68) to post
(24.16) test… t24 = 2.84, p<0.009. The weight lifting group had changes of F6,20 = 2.60, p
= 0.05, but there were no significant changes observed for the karate group or
control52.
6
Goode (1993)
Impact of own
training run
on mood
An American pre-post non-controlled study by Goode et al. (1993) used 150 regular
runners with a mean age of 31.7 (69% male, 31% female) to investigate mood states
before and after subjects own training run using the Profile of Mood States as
measurement. All but one (vigor) of the POMS scales showed significant (p<0.1)
changes following the run. Tension/anxiety (mean change of -3.1, p<0.1), depression
(mean change of -1.5, p<0.1), confusion (mean change of -1.1, p<0.1) and anger mean
change of -1.8, p<0.1) all reduced significantly post run, while fatigue significantly
increased post run (mean change of +1.8, p<0.1)53.
7
Morris (1994)
Impact of a 3
mile ‘fun-run’
on mood
A British pre-post non-controlled study by Morris et al. (1994) used 165 members of a
road runners club (98 males and 67 females) with a mean age of 34 to examine how a 3
mile ‘fun-run’ impacted mood using an author devised adjective checklist based on
POMS as measurement. Positive mood was increased after running (F( 1,163)=68.18,
p<0.001), negative mood decreased after running (F(1.163) = 47.62, p<0.001) and
improvements in mood were greater in women than men but was not significant
(p>0.1)54.
8
Rudolph
(1996)
Impact of
various
timings of
treadmill
running on
self-efficacy
(10, 15 and 20
minutes)
An American randomised non-controlled trial by Rudolph et al. (1996) used 36
moderately-active female university students with a mean age of 20.6 to compare the
impact of 10 (n=12), 15 (n=12) and 20 (n=12) minutes of treadmill running on self-
efficacy using the Exercise-Efficacy Scale as measurement. Mean scores of self-efficacy
increased significantly in all 3 groups, from pre to post exercise (F(1, 33)= 74.57, p< .001):
the 10 minute (43.2 to 55.6), 15 minute (34.7 to 45.6) and 20 minute (37.3 to 53.4)
exercise conditions. The within-group effect sizes for self-efficacy were calculated.
Although the largest effect size (ES) occurred in the 20 minute condition (ES= .68), the
effect sizes in the 15 (ES= .36) and 10 (ES= .49) minute conditions are also moderate in
magnitude55.
9
Cox (2001)
Impact of 30
minutes of
treadmill
jogging at
either 50% or
75% predicted
VO2 max on
psychological
affect and
wellbeing
An American randomised controlled trial by Cox et al. (2001) used 24 physically active
male university students with a mean age of 28.3 to compare the impact of 30 minutes
of treadmill jogging at either 50% or 75% predicted VO2 max vs a stationary stepper on
psychological affect and wellbeing using the Subjective Exercise Experiences Scale.
Results showed that following an acute bout of aerobic exercise a significant linear
trend for time was observed for psychological distress (p=0.001, η2p=0.17) and a
significant linear trend for time for positive well-being (p=0.037, η2p =0.07) but there
was no significant difference between the wellbeing for the stepper vs the treadmill
running group56.
10
O’Halloran
(2002)
Impact of a 60
minute
treadmill run
on mood
An Australian pre-post non-controlled study by O’Halloran et al. (2002) used 50 regular
runners (25 men and 25 women) with a mean age of 26.6 to examine how a 60 minute
treadmill run impacted mood using the Profile of Mood States and Beliefs Concerning
Mood Improvements Associated With Running Scale as measurements. The pre vs post
exercise scores from POMS was as follows: Agreeable-Hostile = 27.3 to 27.58;
Composed-Anxious = 25.6 to 29.12; Clearheaded-Confused = 27.20 to 28.62; Confident-
Unsure = 25.22 to 25.10; Elated-Depressed = 24.56 to 27.10; Energetic-Tired = 22.42 to
23.48. There were significant reductions in anxiety (p<0.05), depression (p<0.01) and
confusion (p<0.05, however there was not a significant change of confidence. The
largest correlation (r =.44) was between the beliefs scale and changes on the Elated-
Depressed subscale (p<0.01)57.
11
Szabo (2003)
Impact of 20
minutes of
track running
on anxiety
and feelings
A UK based pre-post non-controlled time series quasi-experimental study by Szabo et
al. (2003) used 39 sports science university students (22 male and 17 female) aged
between 20 and 23 who all had a British-Caucasian cultural background to compare the
impact of 20 minutes of track running, a comedy video and a nature documentary on
anxiety, positive wellbeing and psychological distress using the Spielberger State
Anxiety Inventory and Exercise induced Feeling Inventory as measurements. Both
exercise and humour had an equally positive effect on psychological distress and
positive wellbeing. State anxiety significantly reduced with exercise (F(1.5, 58.3) = 5.32,
p<0.01), however, exercise had a statistically lower reduction on anxiety than humour
(t(38) = 3.36, p<0.002)58.
12
O’Halloran
(2004)
Impact of a 60
minute
treadmill run
on mood
An Australian randomised controlled study by O’Halloran et al. (2004) used 160 regular
runners (80 males and 80 females) between age 18 and 40 to compare how a 60
minute treadmill run (n=80) vs no running (n=80) impacted mood using the Profile of
Mood States and Beliefs Concerning Mood Improvements Associated With Running
Scale as measurements. There were improvements in composure, energy, elation and
mental clarity during the run relative to the control condition and pre-exercise
assessment. Other than the Energetic-tired subscale where improvements were
evident at 25 minutes (F(1,156) =10.09, p=.002), most subscales didn’t have mood
improvements until the 40 minute assessment during the run. Runners became more
composed (less anxious) F(1,156) =9.47, p=.002), more clear headed (less confused)
(F(1,156) =5.57, p=.02) and more elated (less depressed) (F(1,156) =10.18, p=0.002) by 40
minutes into a 60 minute treadmill run. Although there was a trend for differences on
the beliefs concerning mood improvements after running scale, mean scores on the
beliefs concerning mood during running scale were strikingly similar for the running
(3.69) and the control groups (3.67)59.
13
Robbins
(2004)
Impact of 20
minute
treadmill run
on self-
efficacy in
children and
adolescents
An American pre-post non-controlled study by Robbins et al. (2004) used 168 inactive
African American and European American children & adolescents with a mean age of
12.6 (49% female) to investigate how 20 minutes of treadmill exercise impacted self-
esteem using the Walking Efficacy Scale as measurement. There was an increase in self-
efficacy post-exercise F(1, 158) = 84.31, p < .001, however girls reported significantly
lower pre-activity self-efficacy (M = 41.02, SD = 24.37) than boys (M = 52.46, SD= 23.99)
with t(166) = 3.07, p < .01, and subsequently reported greater perceived exertion. African
American girls reported significantly lower pre-activity self-efficacy than the other
three race-gender groups F(3,164) = 5.55, p < .0160.
14
Pretty (2005)
Impact of a 20
minute
treadmill run
with rural vs
urban stimuli
on mood and
self-esteem
A UK based randomised controlled trial by Pretty et al. (2005) used 100 participants (55
female and 45 male) with a mean age of 24.6 to investigate how pleasant and
unpleasant urban vs rural stimuli whilst running on a treadmill for 20 minutes impacted
mood and self-esteem, using the Profile of Mood States and Rosenberg Self-Esteem
Questionnaire as measurements. There were 20 participants in each of the 5 different
stimuli groups: rural pleasant, rural unpleasant, urban pleasant, urban unpleasant and
the control group who exercised with blank white screens. There was a significant
increase in self-esteem (from 19.4 (+/-0.4) to 18.1 (+/-0.4), p < 0.001) following
exercise, however both rural and urban pleasant scenes produced a significantly
greater positive effect on self-esteem than exercise alone, while both rural and urban
unpleasant scenes reduced the positive effects of exercise on self-esteem. There were
significant reductions in confusion, p < 0.01; and tension-anxiety, p < 0.001, while a
significant improvement vigour, p < 0.001) following exercise61.
15
Hoffman
(2008)
Impact of a 30
minute
treadmill run
on mood
An American pre-post pre-experimental study by Hoffman et al. (2008) used POMS to
examine how a 30 minute treadmill run altered mood using 32 subjects (16 regular
exercisers and 16 non exercisers, consisting of 8 women and 8 men in each group). Post
exercise total mood disturbance was decreased 16 +/- 10 (95% CI, 7–24) among the
moderate exercisers, and 9+/- 13 points (95% CI, 1–18) among the non-exercisers.
TMD improves post-exercise in both the exercisers and non-exercisers, but the
exercisers experience almost double the effect. A “nearly significant group-by-time
interaction” (P.08) is suggestive of a trend toward less of an effect among the non-
exercisers than the other groups62.
16
Kwan (2010)
Impact of a 30
minute
treadmill run
on general
affective
response
An American pre-post non-controlled study by Kwan et al. (2010) used 129 participants
(67 women and 62 men, 80% white ethnicity) with a mean age of 22 to show the
positive impact of a 30 minute treadmill run on general affective response using the
Physical Activity Affect scale (PAAS) as measurement at 6 time points before, during
and after the exercise. There was a positive effect during exercise (b = .52, SE = .09, p <
.0001) and between baseline and 15 minutes post-exercise (b= .73, CI.95 = .56, .89,
t(126)= 8.63, p < .0001)63.
17
Weinstein
(2010)
Impact of 25
minutes of
increasing
graded
treadmill
running on
mood and
depression
An American pre-post controlled study by Weinstein et al. (2010) used 30 participants
with a mean age of 39.8 (50% women); 14 of whom were diagnosed with minor (n=2)
or major (n=12) depressive disorder and 16 of whom were controls; to examine how 25
minutes of increasing graded treadmill exercise impacts mood and depression using the
Becks depression Inventory scale and Profile of Mood States as measurements.
Immediately following exercise, depressed individuals displayed improvements in
depressed mood from baseline (p=0.02) but subsequently exhibited increased
depressed mood from baseline at 30 mins post exercise F interaction(1,27)= 3.98; p=0.05;
ηp2 =0.13. The severity of depression (as assessed by BDI-II) was significantly related to
increases in depressed mood (r = 0.60; p = 0.001) at 30 min post-exercise64.
18
Anderson
(2011)
Impact of a
light 10
minute
outdoor jog
on mood
A British randomised controlled trial 2x2 mixed design by Anderson et al (2011) used 40
participants aged 18-25 from various sports clubs to compare the impact of a light 10
minute jog outside on a grass playing field vs a 10 minute cognitive task on mood using
the ‘Incredibly Short Profile of Mood States’ as measurement. The between persons
design found a significant mood enhancement (F(1,38) = 24.18, p <.001, n2p = .39)
within the exercise group, compared with the non-exercise control group65.
19
Kane (2013)
Impact of the
running pacer
challenge
(20m sprints
within
increasing
pace inside a
gymnasium)
on self-
efficacy in
children
An American pre-post non-controlled study by Kane et al. (2013) used 34 school
children aged 11 to 14 (18 female and 16 male) to examine how the PACER challenge
(20m sprints within increasing pace inside a gymnasium) effected self-efficacy using the
self-efficacy questionnaire adapted for children. The study found a decrease in self-
efficacy following participation in the PACER (mean score decreased from 2.7 to 2.3
following exercise, t=4.6, p<.001, large effect size of d = 0.79), however there was a
positive correlation between PACER laps and pre- and post- measures of exercise self-
efficacy (mean score increased from .58 to .70 following exercise)66.
20
Szabo (2013)
Impact of a
5km self-
paced run
along a public
running path
on states of
affect
A Hungarian pre-post non-controlled study by Szabo et al. (2013) used 50 recreational
runners (37 males and 13 females) with a mean age of 29.02 to investigate how a 5km
self-paced run on a public running path impacted states of affect using the Exercise
Induced Feeling Inventory as measurement. Significant positive changes were seen in
all 4 measures of affect following the run: revitalisation (F(1,48) = 145.93, p < .001, partial
n2 = .75 with an effect size of 2.0), positive engagement (F(1,48) = 97.11, p< .001, partial =
n2 =.67 with an effect size of 1.6), tranquillity (F(1,48) = 85.02, p < .001, partial n2 = .64
with an effect size of 1.5) and exhaustion (F(1,48) = 32.25, p < .001, partial n2 = .40 with
an effect size of 1.0)67.
21
McDowell
(2016)
Impact of a 30
minute
treadmill run
on mood and
anxiety
An Irish randomised controlled trial by McDowell et al. (2016) used 53 participants (27
males and 26 females) with a mean age of 21.2 to compare the effects of 30 minutes of
vigorous treadmill running vs 30 minutes of seated quiet rest on mood and anxiety
using the State-Trait Anxiety Inventory and Profile of Mood States as measurements.
Compared with the control, 30 minutes of acute aerobic exercise significantly improved
state anxiety (F1,92 = 12.52, P < 0.001), feelings of depression (F1,86 = 5.05, P < 0.027),
and total mood disturbance F = 36.91, P < 0.00168.
22
Rogerson
(2016)
Impact of a
5km park run
on
psychological
wellbeing
A British pre-post non-controlled mixed between-within study by Rogerson et al. (2016)
used 331 Park Run attendees (180 males and 151 females) with a mean age of 40.8 to
investigate how a 5km Park Run impacted affective outcomes of psychological
wellbeing using a questionnaire containing parts of the Profile of Mood States,
Rosenberg Self-esteem scale and Perceived Stress Scale as measurement. There were
significant (p<.001) improvements from pre- to post-run for self-esteem (7.7%
improvement; F(1, 324) = 100.58, η2 = .24), stress (18.4% improvement; F(1, 315) =50.78, η2
p = .139) and total mood disturbance (14.2% improvement; F(1, 278) =22.15, η2p = .07)69.
23
Edwards
(2017)
Impact of a 15
minute
treadmill jog
on stress and
anxiety
An American randomised controlled trial by Edwards et al. (2017) used 27 participants
aged between 18 and 35 to compare the effects of a 15 minute treadmill jog (n = 8) to
the equivalent amount of time walking (n = 9) or stretching (n=10) on stress and anxiety
after exposure to a film clip which was intended to elicit a negative emotional response
using the Exercise Induced Feeling Inventory and Affective Circumplex Scale and the
Strait-Trait Anxiety Inventory as measurements. It found a protective emotional effect
from jogging, with reduced anxiousness (28.8 vs 13.1, p = 0.06) and stress (11.3 vs 9.4,
p = 0.11) within the runners after being shown the emotive film. When comparing
anxiousness scores from baseline to post-film clip, the p-values for the stretching,
walking, and jogging groups were .21, .21, and .06, respectively, suggesting that
anxiousness was more significantly different between baseline and post-film clip in the
jogging group versus the walking or stretching groups. Unlike the walking (p = .11) and
jogging (11.3 to 9.4, p = .19) groups, only the stretching group (1.2 to 26.0, p = .048)
had an increased anger score from baseline to post-film clip70.
Supplementary Table S3
Narrative description of findings of the 9 studies with a double bout of running.
Author
Narrative description of findings
1
Krotee
(1980)
Impact of 50m
group vs solo
run on anxiety
A pre-post pre-experimental non-controlled design by Krotee (1980) in the
USA used 78 children (31 females and 47 males) between the ages of 7 and
12 to compare how a 50 metre run in individual vs small group settings
impacted anxiety using the State-Trait Inventory for Children as
measurement. In the individual setting, the level of pre initial (31.56) to pre
termination (31.07) anxiety levels decreased while in the small group setting
a slight but not significant gain in pre initial (30.54)to pre termination (31.40)
anxiety level was realised. In the individual setting, the level of post initial
anxiety (31.56) was higher at post termination (32.72)> This also happened in
the small group setting, the level of post initial anxiety (30.67) increased at
post termination level (31.83). There was Significant pre to pre (individual r =
.9050 and small group r = .8667) and post to post (individual r=.8684 and
small group r=.7335) correlations concerning the A-State level exists at the
0.001 level of confidence. It appears that there is relative stability between
the various measures of pre and post A-State anxiety level and perhaps the
physical activity and sport situational setting does not create as much anxiety
for the participant as popularly purported. Results indicate that the children
did not significantly increase in anxiety level (A-STATE) when participating in
various physical activity and sport situational settings (ie. individual or
group), however females) exhibited a significantly higher competitive anxiety
level (A-TRAIT) than males prior to participation in the physical activity and
sport situational setting (20.90 & 18.40, respectively)71.
2
Wildmann
(1986)
Impact of 2
identical 10km
runs (1 week
apart) on
feelings of
pleasantness &
change of mood
A German based pre-post non-controlled study by Wildmann et al. (1986)
used 21 male long-distance runners with a mean age of 29.8 to investigate
how two 10km runs (1 week apart) under equal conditions on a 400m
running track impacted ‘feelings of pleasantness’ and ‘changes of mood’
using the Eigenschaftsworterliste scale (an adjective check list) as
measurement. Following running bouts there was a change in mood with
good mood scoring higher after running. The mood elevation had
considerable individual variability but there was a significant correlation in
the mean values of the 2 runs between ratings in feelings of pleasantness.
General feeling of pleasantness, which combines items of the EWL checklist
related to self-confidence and elevated mood, scored higher post-run as
compared to pre-run. The mean increase of the two runs for all subjects
tested was 2.79 + 5.54 from a total of 19 items. However, again considerable
individual differences were striking, therefore the increase did not reach
significance72.
3
O'Connor
(1991)
Impact of 5 mile
outdoor group
vs solo run on
anxiety
An American pre-post non-controlled study by O'Connor et al. (1991) used 17
members of local running clubs (10 males and 7 females) with a mean age of
25, to compare how a group vs solo 5 mile outdoor run impacted anxiety and
body awareness using the State-Trait Anxiety Inventory and Body Awareness
Scale as measurements. Both cognitive (STAI) and somatic (BAS) anxiety were
reduced following intense running, performed either in the absence or in the
presence of interpersonal competition, and that the magnitude of these
anxiety reductions were equal in the two conditions. When interpersonal
competition was present, post-exercise state anxiety levels (m=27.5) were
significantly (p <0.05) below the pre-exercise (m=42.5) and the baseline
(m=34) anxiety levels. When interpersonal competition was absent, post-
exercise state anxiety levels (m=30) were also significantly below (p<0.05)
pre-exercise (m=40) and baseline (m=34) anxiety levels. While body
awareness levels were significantly (p <0.05) below both the pre-exercise but
not reduced below the baseline value. When interpersonal competition was
present, post-exercise body awareness (m=27.5) were lower than pre-
exercise (32.5), but not below baseline levels (m=24). When interpersonal
competition was absent, post-exercise body awareness (m=26) were again,
below pre-exercise levels (m=31), but not below baseline (m=24). No
significant effect for gender was found73.
4
Nabetani
(2001)
Impact of a 10
minute vs a 15
minute
treadmill run on
mood
A Japan based pre-post non-controlled study by Nabetani et al. (2001) used
15 healthy, moderately active male graduate students with a mean age of
23.4 to compare how two self-selected intensity runs on a treadmill (one for
10 minutes vs the other for 15 minutes) impacted mood using the Mood
Checklist Short-form 1 containing three subscales: pleasantness, relaxation
and anxiety as measurement. The results found that exercise of 10 and 15
minutes produced similar psychological benefits. Following the 10 minute
trial: anxiety (ES = 0.61) significantly decreased (p<0.01), whilst there was no
significant difference of pleasantness (ES = 0.86) and relaxation (ES = 0.33).
Following the 15 minute trial, anxiety (ES = 0.51) and pleasantness (ES = 0.62)
significantly decreased (p<0.01), but relaxation (ES = 0.07) had no significant
pre-post difference74.
5
Bodin
(2003)
Impact of 1
hour park vs
urban run on
depression and
anxiety
A Swedish pre-post non-controlled within-subjects study by Bodin et al.
(2003) used 12 regular runners (6 female and 6 males) with a mean age of
39.7 to compare how a 1 hour run in a park vs a 1 hour run in an urban
environment impacted emotional restoration (depression/ anxiety) using the
Exercise-Induced Feeling Inventory and the Negative Mood Scale as
measurements. In both men and women, in park and urban settings, running
caused a significant decline in anxiety/depression between pre- and post-test
measures with F(1,10) = 16.2, p <0.002, r=0.78 and a moderate effect size of rs
= 0.30. The runners preferred the park to the urban environment in a global
sense (F(1, 10) = 133.07; punadjusted < 0.0001; padjusted < 0.002) and perceived it as
more psychologically restorative, however, results did not indicate any
greater emotional benefit from running in the park versus the urban
environment, nor that men and women differed75.
6
Butryn
(2003)
Impact of 4 mile
park vs urban
run on mood
An American pre-post non-controlled within-subjects study by Butryn et al.
(2003) used 30 non-elite female distance runners with a mean age of 31 to
compare how a 4 mile run in a natural setting vs a 4 mile run in an urban
setting impacted mood, feeling states and cognition states using the Profile
of Mood States, Exercise Induced Feeling Inventory and Thoughts During
Running Scale as measurements. Despite 93% of participants preferring
running in the park setting, following a 4-mile run regardless of whether the
run was completed in a park or urban setting there was a decrease in
negative mood and increase in positive mood. Following the park run, total
mood disturbance scores decreased 8.97 (p < 0.001), while positive
engagement, revitalisation and tranquillity all significantly increased (p <
0.05, p < 0.001 and p < 0.01 respectively). A similar effect was found
following the urban run: total mood disturbance scores decreased 9.13 (p <
0.001), whilst positive engagement and revitalisation significantly increased
(p < 0.05 and p < 0.01 respectively), and tranquillity increased but not
significantly76.
7
Kerr (2006)
Impact of
indoor vs
outdoor 5km
run on stress
and emotions
A Japanese pre-post non-controlled study by Kerr et al. (2006) used 22
recreational runners with a mean age of 22.7 years to compare how a 5km
indoor run on a treadmill vs a 5km outdoor run in a natural environment
impacted stress and emotions using the Tension and Effort Stress Inventory
as measurement. There were significant pre/post effects for total pleasant
somatic emotions [F(1, 21) = 16.35, p< 0.01], and total unpleasant somatic
emotions [F(1, 21) =7.08, p <0.05]. Post hoc tests indicated that total pleasant
somatic emotions increased from pre- (M=12.55), to post-running (M=
14.66), while total unpleasant somatic emotions decreased from pre
(M=9.39), to post-session (M=7.77), while irrespective of running condition.
There were significant pre/post effects, irrespective of running condition, for
relaxation [F(1, 21) =5.60, p< 0.05], anxiety [F(1, 21) =9.90, p< 0.01], and
excitement [F(1, 21) =24.65, p< 0.001]. Relaxation and excitement increased,
and anxiety decreased from pre- (M=4.30; M=2.50; M=3.14 respectively), to
post-session (M=4.86; M=3.77; M=2.36 respectively)77.
8
Rose (2012) Impact of self-
paced vs
prescribed pace
30 minute
treadmill run on
self-efficacy
A New Zealand based pre-post controlled study by Rose et al. (2012) used 32
females (17 sedentary and 15 active) with a mean age of 45, to compare how
a 30 minute self-paced bout of treadmill exercise vs a 30 minute prescribed-
paced bout of treadmill exercise (1 week apart) impacted self-efficacy using
the Self-Efficacy for Exercise Scale as measurement. There was a significant
main effect for group (F 1,28 = 4.74; P = 0.038; n2 = 0.14), with significantly
higher self-efficacy in the active women (M=70.9) than the sedentary women
(M=57.7). There was also a significant main effect for condition (F1,28 = 5.81;
P<0.023; n2 = 0.17), with higher self-efficacy before the prescribed condition
(M=66.1) compared with the self-selected condition (M=62.6). There was
also a significant condition by order interaction (F1, 28 = 18.8; P <0.001; n2 =
0.39) that showed when the prescribed session was completed first, self-
efficacy was equal for the self-selected (M=65.7) and prescribed (M=63.1)
conditions, however, when the self-selected condition was completed first,
self-efficacy was greater for the prescribed (M=69.0) compared with the self-
selected (M=59.4) condition78.
9
Reed
(2013)
Impact of rural
vs urban 1.5
mile run on self-
esteem
A UK based pre-post non-controlled study by Reed et al. (2013) used 75
children aged 11 & 12 to compare how a 1.5 mile run in an urban vs a rural
environment impacted self-esteem using the Rosenberg Self Esteem Scale as
measurement. Following exercise there was a significant increase in self-
esteem (F(1,74), = 12.2, p <0.001), however there was no significant difference
between the urban or green exercise condition (F(1,74) =0.13, p = 0.72), or any
significant difference between boys and girls79.
Supplementary Table S4
Narrative description of findings of the 3 studies with a triple bout of running.
Author
Narrative description of findings
1
Harte (1995)
Impact of 12km
outdoor run vs
indoor treadmill
run with
external vs
indoor treadmill
run with internal
stimuli on mood
An Australian pre-post non randomised controlled-repeated measure
design by Harte et al. (1995) used 10 male amateur triathletes or marathon
runners with a mean age of 27.1 to investigate how an outdoor 12km run,
1 indoor treadmill run with external stimuli, an indoor run with internal
stimuli vs a sedentary control impacted mood using the Profile of Mood
States as measurement. Following the outdoor run, subjects felt less
anxious F(3,35) = 14.12 (p <0.005); less depressed F(3,35) = 4.16 (p <0.01); less
hostile F(3,35) = 13.13 (p < 0.005); less fatigued F(3,35) = 15.09 (p < 0.005); and
more invigorated F(3,35) = 13.01 (p < 0.005) than at pre-test; while the two
indoor runs had less positive effects on mood80.
2
Berger,
Owen + Motl
(1998)
Impact of three
15 minute runs
of varying
intensities (50,
65 or 80% age-
adjusted HR
max) on mood
Berger, Owen + Motl (1998)81
Study 1 …. A pre-post non controlled study by Berger, Owen + Motl (1998)
used 71 USA college students (32 male and 39 female) with a mean age of
21.39 to investigate how three 15 minute runs at intensities of 50, 65 or
80% age-adjusted HR max impacted mood using the Profile of Mood States
as measurement. There were significant overall mood benefits for women
(p<0.001) and for men (p<0.03) post-exercise, with all subscales except
vigor and fatigue showing significant pre-post changes. No results were
provided differentiating the three different intensities of running81.
Study 2 ….. A pre-post non controlled study by Berger, Owen + Motl (1998)
used 68 USA college students (28 male and 40 female) with a mean age of
22.22 to investigate how three 15 minute runs at intensities of 50, 65 or
80% age-adjusted HR max impacted mood using the Profile of Mood States
as measurement. There was significant mood benefits following exercise
(F(6.57) = 6.43, p< 0.0001) and all POMS subscales, apart from fatigue, had
significant pre-post improvements reported following running (p<0.05).
Again, there were no results provided comparing the three different
intensities of running81.
3
Markowitz
(2010)
Impact of three 20
minute treadmill
runs of varying
intensities (5%
below, 5% above
and directly at
lactate threshold)
on anxiety
An American pre-post controlled trial by Markowitz et al. (2010) used 28 college-
aged students with a mean age of 21, to compare anxiety using the State-Trait
Anxiety Inventory in 14 active vs 14 sedentary college students following 20
minutes of treadmill exercise at 5% below, 5% above and directly at their lactate
threshold. State anxiety improved post-exercise at 5% below (F(1,21) = 22.781, p<
0.001 and effect size -0.38) and at lactate threshold (F(1, 21) = 16.223, p < 0.001
and effect size -0.20) but increased at 5% above lactate threshold (F(1)= 10.891, p =
0.003 and effect size = +0.1382.
Supplementary Table S5
Narrative description of findings of the 34 studies with longer term intervention of running.
Author
Narrative description of findings
1
Lion (1978)
Impact of
running a mile 3
times per week
for 2 months on
anxiety and body
image in chronic
psychiatric
patients
An American randomised controlled trial by Lion (1978) used 6 middle aged, chronic
psychiatric patients (4 females, 2 male) to compare how running a mile 3 times per
week for 2 months (n=3) vs a control group (n=3), impacted anxiety and body image
using the State-Trait Anxiety Inventory (STAI) and Rorschach Inkblot Test for body-
boundary image as measurements. Post-test anxiety scores on the STAI were
significantly reduced in the jogging group compared to the control group (t=3.2, df
= 4, p<0.05), with the joggers showing an average drop of 9 points on the STAI (39.3
to 30.3) between pre and post-test, while the control group showed an average rise
of 4 points (32.6 to 36.6, SD=12). However there was no statistical difference found
between the groups for post-test body image scores on the Inkblot test for barrier
(t=0.81, df=4. p<0.05) or penetration responses (t=0.23, df = 4, p<0.05)83.
2
Blue (1979)
Impact of 3 runs
per week for 9
weeks on
depression
An American pre-post non-controlled study by Blue (1979) used 2 former in-
patients of a psychiatric hospital (1 male aged 37 and 1 female aged 32) to examine
how 3 runs per week for 9 weeks impacted depression using the Zung depression
scale as measurement. Following the running intervention, both patients’
depression scores reduced from the category of "moderately depressed" to "mildly
depressed", with the male patient reducing his score by 18 points, while the female
patient reduced her score by 15 points84.
3
Young (1979)
Impact of a 10
week walking/
jogging
programme
consisting of 1
hour 3x per
week on anxiety
and depression
An American pre-post non-controlled intervention study by Young (1979) used 32
adult participants separated into 4 groups by age and sex: young males (n=8, mean
age 30.13), middle aged males (n=8, mean age 53.00), young females (n=8, mean
age 28.25) and middle aged females (n=8, mean age 50.25). The study investigated
how a walking/jogging programme consisting of one hour 3x per week for 10
weeks, impacted anxiety and depression using the Multiple Affect Adjective
Checklist as measurement. Results showed significant reductions in pre- to post-
test anxiety scores within subject (ANOVA =6.01, p<0.05) and also a significant age
difference on anxiety in favour of older subjects (ANOVA = 5.37, p<0.05, d.f.(1,28)).
Results for depression also showed significant age differences in favour of older
subjects (ANOVA =5.21, p<0.05, d.f.(1,28)), however there was no significant
improvement within subject depression scores (ANOVA = 0.25, n.s.) 85.
4
Blumenthal
(1982)
Impact of 3
times weekly
walking-jogging
programme for
10 weeks vs 10
weeks of
sedentary
controls on
anxiety and
mood
An American non-randomised controlled cohort study by Blumenthal et al. (1982)
used 16 healthy adults (11 women and 5 men) with a mean age of 45.1 to compare
how a 3-times weekly walking-jogging programme for 10 weeks vs 10 weeks of
sedentary controls, impacts anxiety and mood using the Profile of Mood States and
the State-Trait Anxiety Inventory as measurements. Results did not detail the
number of participants in each group. There were no differences between the
exercise and control groups POMS scores at pretesting, but after 10 weeks of
training the exercise group exhibited less tension (F(1,30) = 4.49, p <0.04), less
depression (F(1,15) = 4.82, p <0.04), less fatigue (F(1,30)= 3.88, p <0.05), less confusion
(F(1,15) = 4.40, p <0.05) and more vigor (F(1,15)= 3.28, p <0.09) than the sedentary
controls. There was no change for either group on the POMS anger subscale.
Similarly for State-trait anxiety: there was no difference between the two groups at
the time of pretesting, but after the 10 week programme exercisers also exhibited
less state anxiety (F(1,26) = 4.15, p <0.05), and less trait anxiety (F(1,26) = 6.05, p
<0.02)86.
5
Trujillo (1983)
Impact of a 16
week running
programme vs
weight training
vs a control on
self-esteem
An American randomised controlled trial by Trujillo (1983) used 35 female college
students to compare the impact of a 16 week programme of weight training (n=13)
vs running (n=12) vs a physical activity control such as swimming (n=10) control on
self-esteem using the Tennessee Self-concept Scale and the Bem Sex Role Inventory
as measurements. Results found that both the running and weight training group
showed a significant increase in self-esteem from pre- to post-programme
([t,(11)=2.11, p<0.05] and [t,(12)= 1.82, p<0.05], respectively), however the control
group showed a nonsignificant loss in self-esteem [t,(9) =0.55, p>0.05]. Although
both the weight training and running groups reported significant change in the level
of self-esteem, the amount of actual change when compared with between groups
was significantly higher for only the weight training group: with the gain scores in
weight training as compared to the control group at tD(31)=2.83, p<0.05, while the
gain scores comparing weight training to running [tD(31)=1.00, p >0.05] and running
to the control were both non-significant [tD(31) = 1.75, p>0.05]. With regards to the
Bem Sex Role Inventory, the majority of participants in all 3 groups were
androgynous in nature at pre-test measurement (n=7, N=11, n=7 for the weight
training, running and control groups respectively), with no change occurring at
post-test measurement in either of the groups87.
6
Tuckman
(1986)
Impact of three
30 minute runs
per week on an
outdoor running
track for 12
weeks on
psychological
affects in
children
(creativity,
perceptual
function,
behaviour & self-
concept
An American randomised non-controlled trial by Tuckman et al. (1986) used 154
children aged 9-11 to compare how three 30 minute running sessions on an
outdoor running track per week for 12 weeks, vs 12 weeks of the school’s regular
physical education schedule, effected psychological affects such as creativity,
perceptual function, behaviour and self-concept, using the Alternate Uses Test,
Bender-Gestalt Test, Devereaux Elementary School Behaviour Rating Scale and
Piers-Harris Children’s Self-Concept Scale, respectively, as measurements. Running
significantly improved creativity of school children compared to regular physical
education participants (F ratio = 17.00, p<0.001), with running treatment children
averaging 3 to 5 more creative responses than controls. However running had no
significant difference on classroom behaviour (F = 0.91), self-concept (F = 1.02), or
perceptual functioning (F = 2.17)88.
7
Doyne (1987)
Impact of 3 runs
on an indoor
track per week
for 8 weeks on
depression in
women with a
diagnosis of
major or minor
depression
An American randomised controlled trial by Doyne et al. (1987) used 40 women all
with a diagnosis of major or minor depression and a mean age of 28.52 to compare
the impact of 8 weeks of 3 sessions per week of running on an indoor track vs 8
weeks of weight lifting vs a wait-list control on depression using the Beck's
Depression Inventory, Hamilton Rating Scale for Depression and Depression
Adjective Checklists as measurements. Results found statistically and clinically
significant decreases (F(4, 138) = 14.98,p < .01) in mean depression scores from
baseline to post-measurements in both running (22.27 vs 8.18) and weight lifting
(22.07 to 5.93) relative to the wait-list control group (20.17 to 15.25), with
improvements reasonably well maintained at 1 year follow-up, however no
significant overall differences found between the two exercise groups89.
8
Fremont (1987)
Impact of 3 runs
per week for 10
week on
depression,
anxiety and
mood
An American randomised non-controlled trial by Fremont et al. (1987) used 49
participants (13 male and 36 female) aged between 19 and 62) to compare how 10
weeks of running (3 runs per week) vs 10 weeks of counselling vs 10 weeks of a
combination of running and counselling impacted depression, anxiety and mood
state using the Beck's Depression inventory, State-Trait Anxiety Inventory and The
Profile of Mood States as measurements. There were no significant differences
between the three programmes, they all produced similar improvements in
depression, anxiety and mood states; with improvement maintained at 4 months
follow-up. Depression (BDI), trait anxiety and state anxiety scores all decreased
significantly over the 10 weeks ([F(4,184) =50.3, p < 0.0001]; [F(1, 46) = 27.1, p <
0.0001]; [F(1,46) = 21.9, p < 0.0001] respectively). Mood improved over the 10 weeks
(F(18,378) = 4.5, p < 0.001), with significant decreases over time for depression (F(3, 138)
= 23.6, p < 0.0001), confusion (F(3, 138) = 15.6,p < 0.0001), anger (F(3, 138) = 12.4, p <
0.0001), fatigue (F(3, 138) = 17.9, p < 0.0001), and tension (F(3, 138) =16.1, p < 0.0001),
whilst there was significant increase in vigor over time (F(3,138) = 14.6,p < 0.001)90.
9
Hannaford
(1988)
Impact of three
30 minute runs
per week for 8
weeks on
depression and
anxiety in
psychiatric
patients with
major psychiatric
disorders
An American randomised controlled trial by Hannaford et al. (1988) used 27 male
psychiatric patients with major psychiatric disorders and an age range of 25 to 60,
to compare the impact of three 30 minute runs per week for 8 weeks (n=9) vs
corrective therapy 3 days a week for 8 weeks (n=9) vs waiting list controls (n=9) on
depression and anxiety using the Zung Self Rating Depression Scale and State Trait
Anxiety Index as measurements. Results found significant reductions in depression
scores (F(2,23) = 3.61, p= 0.043) for the running treatment group compared to the
waiting list controls (adjusted means = 45.99 and 51.67, respectively), while the
corrective therapy group was intermediate between (adjusted mean = 47.12), but
not significantly different from either of the other two groups. Results regarding
anxiety scores were in the hypothesized direction, but were not significant (F(2,23) =
1.085, p=0.354) with the running group not significantly lower than either the
corrective therapy group or the waiting list control group (adjusted means = 38.92,
42.76 and 38.98, respectively)91.
10
Long (1988)
Impact of an 8
week running
programme
consisting of a
weekly group
session plus
twice weekly
solo jogs on
A 14 month follow-up from a Canadian randomised non-controlled trial by Long et
al. (1988) used 39 chronically stressed, sedentary working women with a mean age
of 40 to compare how an 8 week running programme of a weekly group session
plus twice weekly solo jogs (n=18) vs 8 weeks of progressive relaxation intervention
(n=21) impacted stress, anxiety and self-efficacy using the Trait Anxiety Inventory,
Sherer et al.'s inventory for self-efficacy and a modified version of the Ways of
Coping Checklist.
stress, anxiety
and self-efficacy
At follow-up, considerably more subjects in the exercise group compared to the
relaxation group self-reported program maintenance (67% vs. 14%, respectively). At
follow-up, both intervention groups reported significantly less anxiety and greater
self-efficacy. In addition, subjects tended to increase their use of problem-focused
coping as compared to emotion-focused coping, and 64% of them were still
regularly using some structured form of relaxation or exercise. The proportion of
subjects reaching clinically significant improvements was 24% at the end of
treatment and 36% at the 14-month follow-up.
Regarding trait anxiety and self-efficacy results showed a significant group main
effect (F(2, 36)=3.16, p<.05), however, only the univariate for self-efficacy was
significant (p<.02). Overall, the exercise group exhibited higher self-efficacy. The
time effect for the pre to the post/follow-up average was significant (F(2, 36)= 15.38,
p<.001) with significant univariate Fs for both measures (both ps<.001).
Furthermore, the time effect for post to follow-up approached significance at
p<.07, with only the univariate F for trait anxiety significant, F(1, 37)=5.01, p<.03.
These analyses indicated that both the exercise and relaxation groups maintained
treatment effects on self-efficacy, with even further reductions on trait anxiety
from post to follow-up. However, despite the exercise group's higher self-efficacy
scores, there were no significant interaction effects (Fs<1), suggesting that the
exercise and relaxation groups did not change differentially over time.
Regarding coping, there was a significant group main effect on the two coping
dependent measures (F(2, 35) =4.97, p<0.01), with both the exercise and relaxation
groups decreased emotion- focused coping and increased problem-focused coping,
while total coping scores did not change (F(2, 35) =2.88, p<.07) for the pre to the
post/follow-up average contrast. The time effect for post to follow-up was not
significant (F(2, 35) = 1.30, p=0.28) indicating that posttreatment changes were
maintained at follow-up. Finally, there were no significant interaction effects,
indicating that the coping within both groups changed similarly over time (both
Fs<1)92.
11
Simons (1988)
Impact of two 30
minute
walk/runs per
week for 8
weeks on mood
An American non-randomised controlled trial by Simons et al. (1988) used 128
participants consisting of 53 experimental subjects (24 male, 30 female and mean
age 44.9) and 75 control subjects (28 male, 47 female and mean age of 42.0) to
compare how two 30 minute walk/run per week for 8 weeks vs a weekly 30 minute
fitness lecture for 8 weeks effected mood using the Profile of Mood States (POMS),
Nowicki-Strickland Internal-External Control Scale for Adults (ANSIE) and Marlowe-
Crowne Social Desirability Scale for measurements. Exercise class subjects had
significant improvement in mood compared to non-treatment controls, with mean
pre- to post-test summed mood change scores improving significantly for
experimental (28.8 to 15.6) in comparison with control subjects (23.5 to 20.9),
F(1,126) = 4.46, p < 0.05. There was also significant improvement in pre- to follow-up
mood change scores, F(1,98) = 7.63, p < 0.01. Mood improvement was predicted by
initial mood, with improvement limited to the most mood-disturbed subjects93.
12
Moses (1989)
Impact of
varying intensity
10 week walk-
jog programmes
on mood and
mental wellbeing
A British randomised controlled trial by Moses et al. (1989) had 75 sedentary adult
volunteers with an average age of 38.8 years who were assigned to one of four 10
week conditions: high intensity aerobic walk-jog programme (n=18), moderate
intensity walk-jog programme (n=19), attention-placebo including strength,
mobility and flexibility exercises (n=18) or a waiting list control (n=20). The study
compared the 4 conditions effects on mood and mental wellbeing using the Profile
of Mood States and the Hospital Anxiety and Depression Scale as measurements.
There were no significant differences before training between groups on any of the
POMS, coping or self-efficacy measures. There was a significant group by time
interaction for ratings on the tension/anxiety scale of the POMS [F(3,71) = 2.94,
p<0.05], with reductions in tension/anxiety reported only by subjects in the
moderate exercise condition. There were also significant differences in the POMS
subscale of confusion, were there were differences over time [F(1,71) = 3.70, p<0.06]
and group by time [F(3,71) = 2.61, p<0.06], with greater decreases in the moderate
exercise group (mean change - 0.193) than in the high exercise (-0.039), attention-
placebo (-0.0003) or waiting list (+0.008) conditions. No significant effects were
found on the perceived coping scales, but there was significant effects on the
physical well-being scale [F(3,71) = 3.82, p<0.01], with all three active treatment
groups showed improvements after the 10 week programmes, while the waiting list
group ratings decreased. (+0.046, + 0.046 and +0.146, in the high intensity,
moderate intensity and attention-placebo condition, respectively). At follow-up
there was a significant group by time interaction on the coping deficits scale [F(2,55)
= 3.45, p<0.05] and ratings of depression/ dejection [F(2,55) = 3.00, p<0.06] with
decreases reported in the moderate exercise group, but not in the high exercise or
attention-placebo conditions. Also, the group by time interaction approached
significance for the perceived coping assets scale [F(2,55) = 2.56, p<0.08] where
again, positive changes were confined to subjects in the moderate exercise
condition94.
13
Ossip-Klein
(1989)
Impact of
running on an
indoor track 4
times per week
for 8 weeks on
self-concept in
clinically
depressed
women
An American randomised controlled trial by Ossip-Klein et al. (1989) used 32
clinically depressed women with an average age of 28.52 to compare the effects of
8 weeks of running 4 times weekly on an indoor track vs weight lighting 4 times
weekly vs a delayed treatment (assessment only) control on self-concept using the
Beck Self-Concept Test as measurement. Results did not detail the number of
participants in each group. No significant differences between exercise groups were
found, with results showing that both running (F( 3,99) =7.62, p<0.0001) and weight
lifting (F(3,99) = 11.92,p <0.0001) exercise programs significantly improved self-
concept in the clinically depressed women compared to wait-list controls. Scores
for the track and universal conditions were significantly higher than those for the
wait-list condition at post treatment for the Beck Self-Concept Test (F(2, 33)= 4.69,
p<0.05). Improvements were also reasonably well-maintained over time. In general,
no significant differences were found between exercise groups; but where
differences did occur, they slightly favoured the weightlifting group95.
14
Morris (1990)
Impact of
stopping running
for 2 weeks on
anxiety and
depression
A UK based pre-post study with randomised comparison by Morris et al. (1990)
used 40 male regular runners with a mean age of 37 years to compare how
stopping running for 2 weeks (n=20) vs continuing to run as normal (n=20) over a 6
week timeframe impacted anxiety and depression using the General Health
Questionnaire and short forms of the Zung Anxiety and Zung Depression scales as
measurements. The groups did not differ at baseline on any scale (all Fs for group
main effects and interactions). Scores on the GHQ subscales, Somatic Symptoms,
Anxiety/Insomnia and Social Dysfunction, were all significantly greater in deprived
than in continuing runners after both the first and second week of deprivation, and
significantly more deprived (11 & 9 subjects in weeks 3&4 respectively) than non-
deprived subjects (3 & 2 subjects in weeks 3&4 respectively) exceeded the
suggested cut-off score for a psychiatric case after both the first and second weeks
of deprivation (x2 = 5.38, 4.51, respectively, df = 1, p <0.05). Symptoms of
depression were greater in the withdrawn than in the control group at the end of
the second week of withdrawal, the effect reached significance by a randomization
test (t = 2.33, df = 38, p < 0.05, l-tailed). There was a tendency for a similar,
although reduced, effect after the first week of resumed running (Table IV) but this
did not reach significance (t = 1.60, p = 0.05 at 1.68). A significant difference
between the groups arose only after the second week of deprivation, with scores in
the Zung depression and anxiety scales only reaching significance after week 2 of
deprivation (F(1,37) = 22.64, p<0.001 for depression and F(1,37) =11.51, p<0.01 for
anxiety). Despite the tendency for the deprived group to continue to decline from
weeks 5-6 in anxiety and depression scores, there was no statistical difference
between the groups once the deprived group resumed running96.
15
Friedman
(1991)
Impact of 12
weeks of jogging
on stress and
mood
An American randomised controlled trial by Friedman et al. (1991) used 387
students (188 female and 117 male) with an average age of 20.0 to compare how
12 weeks of either jogging (n= 84), relaxation (n= 96), group interaction (n= 100),
and lecture-control (n= 107) impacted stress and mood using the Profile of Mood
States and Bem Sex Role Inventory as measurements. In initial measures the
relaxation response, jogging, group interaction, and lecture-control groups did not
differ on psychological masculinity [F(3, 367)= .38], femininity [F(3, 367)= .38] or the six
POMS subscales. High masculinity male and female joggers reported significantly
more mood improvement than those who were low, indicating that psychological
masculinity, rather than gender, was associated with joggers’ short-term mood
improvement. Although all women reported significant mood benefits, high
masculinity women benefitted more than low masculinity women, with greater
reductions in tension, depression, and anger. For men, psychological masculinity
was related to benefits on tension and vigor, but not on the other subscales.
Although all women reported significant reductions in depression after the
relaxation and jogging sessions, women joggers who were high in psychological
masculinity experienced significantly greater reductions than low masculinity
joggers (p<0.04). The interaction between technique, gender, moderating variable,
and pre-post session was significant for masculinity [F(18,843.4) = 2.14, p < .004], but
not for femininity [F(18,843.4) =.62]. Femininity had a significant effect on combined
POMS scores [F(6, 297)= 2.79, p< .02], with higher psychological femininity associated
with higher tension, depression, and fatigue and lower vigor and confusion scores
compared to those low in femininity. There were significant pre-post session x
technique interactions for both high and low masculinity women [F(18, 843.36)= 2.47,
p<0.0007; F(18, 843.36)= 2.49, p<0.0006, respectively]. In both the jogging and group
interaction techniques, the masculinity x pre-post session interaction was
significant [Fs(6,298)= 3.32,3.53;p’s < .004,.003,respectively]. Short- term
improvements in POMS scores depended upon masculinity for women joggers and
participants in group interaction. For the relaxation response and lecture-control
groups, the hypothesized interactions between masculinity and pre-post session
were not significant [Fs(6,298) = 1.48, 1.15;p’s < .19, .38]. Short-term improvements in
mood did not depend on masculinity in these groups; women reported significant
improvements in mood from pre- to post session [Fs(6,298) = 6.01, 4.36; p’s< .0001,
.0003]97.
16
Williams (1991)
Impact of 4
weeks of
treadmill
running 5 times
per week at set
paces reflecting
50, 60 & 70%
VO2 max on
mood
An American pre-post non-controlled within-subject design by Williams et al. (1991)
used 10 moderately trained male runners with a mean age of 25.6 to assess the
impact of 4 weeks of treadmill running 5 times a week at set paces reflecting 50, 60
& 70% VO2 max, on mood using the Profile of Mood States as measurement. The
within-subject data indicated a positive correlation, showing that an increase in
mean VO2 (decrease in RE) is associated with an increase in mood disturbance, as
reflected by the total mood disturbance score (r = 0.88; p<0.01) as well as 5 of the 6
POMS subscales: tension (r = 0.81; p<0.01), depression (r = 0.73; p<0.01), anger (r
=0.58; p<0.01), vigor (r = -0.60; p<0.01), fatigue (r = 0.18; not significant) and
confusion (r = 0.60; p<0.01). This positive correlation indicates that, when the focus
of attention was on within-subject variation, weeks featuring more economical
values were associated with more positive mental health profiles. However, in
moderately trained male runners considered as a group, there is no relationship
between running efficiency and total mood disturbance98.
17
Kerr (1993)
Impact of a
weekly 40
minute fixed
distance run
(5km for
females, 6.6km
for males)
through a
wooded area for
7 weeks on
mood
A Netherlands based pre-post non-controlled study by Kerr et al. (1993) used 32
regularly exercising university students (18 male and 14 female) aged between 18 &
22 to investigate the effect of a weekly 40 minute fixed distance, running session in
a wooded area (5.0km for females, 6.6km for males) for 7 weeks on mood using the
Stress-Arousal Checklist and Telic State Measure as measurements. Over the
running programme, subjects’ mood experience was generally pleasant,
characterized by high arousal and low stress. In males, from pre- to post-running
there were significant increases in TSM felt arousal scores (F(1,16)=52.37, p=0.0001),
SACL arousal scores (F(1,16)= 15.34, p=0.001) and TSM preferred arousal scores
(F(1,16) = 4.49, p=0.05). In contrast, TSM arousal discrepancy scores were found to
decrease significantly for males (F(1,16)= 6.74 , p=0.02) pre- to post-running. Similar
significant effects were observed pre-post running for females, with strongly
significant increases in TSM felt arousal scores (F(1,12)=16.16 ,p=0.002), SACL arousal
scores (F(1,12)=25.19, p=0.0001) and TSM preferred arousal scores (F(1,12)= 11.82,
p=0.005). Female runners’ TSM arousal discrepancy scores also decreased
significantly (F(1,12)= 11.86, p=0.005) pre- to post-running. When comparing mood
responses of fast runners to slow runners, both female and male fast runners
scored higher on TSM felt arousal than slow runners ([F(1,12)= 6.50, p=0.03] and
[F(1,16)= 4.97, p=0.04], respectively)99.
18
Long (1993)
Impact of 3 runs
per week for 10
weeks on anxiety
and stress
A Canadian randomised controlled trial by Long (1993) used 35 participants (14
males and 21 females) with a mean age of 35.6 to compare the effects of running 3
times per week for 10 weeks (n = 12) vs stress inoculation for 10 weeks (n = 9) vs
waiting list controls (n = 14), on anxiety and stress using the Cornell Medical
Symptom Checklist as measurement. Although the exercise group was more likely
to report using exercise to cope with stress, compared to the stress inoculation
group, there was no significant differences found between groups on stress or
coping classifications. There were also no significant difference of scores of the
Cornell Medical Symptom Checklist between the aerobic conditioning and the
stress inoculation treatment groups (F<1; M = 87.4, SD = 16.7; Ms = 86.2, SD = 13.5,
respectively)100.
19
Berger &
Friedman
(1998)
Impact of three
jogs per week
for a minimum
of 20 minutes
over 12 weeks
on stress and
mood
An American randomised controlled trial by Berger & Friedman (1998) used 387
undergraduate college students (188 women and 117 men) with an average age of
20.0 to compare how: jogging three times per week for a minimum of 20 minutes
per session over 12 weeks (n=84) vs 12 weeks of relation response (n=96), 12 weeks
of discussion groups (n=100) and a control group (n=107), impacted stress and
mood using the Profile of Mood States as measurement. All three techniques were
significantly more effective in reducing stress than the control activity (p<0.03):
with joggers, students practicing the relaxation response, and discussion group
members collectively reporting significantly greater stress reduction than the
control group during October F(18, 280) =1.79, p<0.03, and November, F(18, 280) =1.85,
p<0.03. However, jogging and practice of the relaxation response were significantly
more beneficial in helping students reduce short-term stress than group support
(p<.04), with joggers and members of the relaxation response group reporting
larger and more numerous reductions in tension, depression, and anger than
members of the discussion and control groups. Changes in vigor, fatigue, and
confusion were sporadic. There were no long-term benefits observed101.
20
Berger & Owen
(1998)
Impact of twice
weekly walking/
jogging for 14
weeks on mood
and anxiety
An American pre-post with comparison study by Berger & Owen (1998) used 91
college students to compare how 14 weeks of twice weekly walking/jogging (n=67,
35 female and 32 male) vs a weekly health science class (n =24, 15 female and 9
men) impacted mood and anxiety using the Profile of Mood States and State-Trait
Anxiety Inventory as measurements. The interaction between exercise intensity and
pre-post mood benefits was not significant (F(12,50) = 1.27, ns), however, joggers
reported short-term mood benefits on the combined subscales of the Profile of
Mood States, and each subscale contributed to the benefits. Regardless of their
exercise intensities, the pre-post-test exercise effect was significant (F(6,56) = 4.87, p
< ,0005), with joggers reporting significant pre-post exercise mood changes on each
of the six subscales of POMS: tension (F=15.67, p <.0002), depression (F=15.64, p<
.0002), anger (F=12.77, p< .0007), vigor (F= 22.29, p<.00005), fatigue (F=20.14,p<
.00005), and confusion (F=26.34, p<.00005). Regarding sex differences, the largest
interaction was on the fatigue subscale with women's scores decreasing more after
jogging than the men's (Fl,6,=9.85)', while the F ratios (1 and 61 df) for the other
subscales were for tension 0.60, depression 1.17, anger 0.33, vigor 1.96, and
confusion 1.50102.
21
Szabo (1998)
Impact of
running vs non-
running days on
anxiety and
mood over 21
consecutive days
A UK based pre-post non-controlled observational cohort study by Szabo et al.
(1998) used 40 members of an amateur running club (30 males with a mean age of
40.5, and 10 females with a mean age of 37) to assess how anxiety and mood
(exhaustion, tranquillity, positive engagement and revitalization) varied on running
vs non-running days over 21 consecutive days, using daily night time recording of
the their own individual running time/distance on running days and the
Commitment to running scale, Spielberger State Anxiety Inventory and Exercise
induced Feeling Inventory as measurements. There were statistical differences, but
small effect sizes, between average values for anxiety and mood on running and
non-running days, with runners reporting lesser anxiety and better mood on
running days in contrast to non-running days. Mean state anxiety on running days
was 35.7 (SD=7.1) compared to 37.2 (SD=7.9) on non-running days, with a period
main effect (F(1,38)=5.22, p<0.03). All subscales for mood (exhaustion, tranquillity,
revitalisation and positive engagement) were significantly different (p<0.05) on
running days as compared to non-running days, with (F(1,38)=4.34,p<0.04) for
exhaustion; (F(1,38)=5.56, p<0.02) for tranquillity; (F(1,38)=18.32, p<0.001) for
revitalisation and (F(1,38)=11.79, p<0.001) for positive engagement. There were
gender differences in the commitment to running (F(1,36)=10.5, p<0.03) with males
having a higher value than females103.
22
Broman-Fulks
(2004)
Impact of six 20
minute treadmill
sessions of
either high or
low intensity
aerobic exercise
across 2 weeks
on anxiety
sensitivity in
participants with
elevated anxiety
sensitivity scores
An American randomised non-controlled trial by Broman-Fulks et al. (2004) used 54
participants (41 women) with elevated anxiety sensitivity scores with a mean age of
21.17 to compare how six 20 minute treadmill exercise sessions across 2 weeks of
either high intensity aerobic exercise (n=29) vs low intensity aerobic exercise (n=25)
impacts anxiety sensitivity using the Anxiety Sensitivity Index, State-trait Anxiety
Inventory and Body Sensations Questionnaire as measurements. Results indicated
that both high- (34.17 to 25.03) and low-intensity (31.44 to 28.56), exercise reduced
anxiety sensitivity. However, high-intensity exercise caused more rapid reductions
in a global measure of anxiety sensitivity and produced more treatment responders
than low-intensity exercise [x2(1, N = 54) = 6.27, p = 0.01]. A significant simple effect
for assessment session emerged for the high-intensity exercise group, F(2, 56) =
42.50, p <0.001, n2 = 0.60. An assessment session effect was also found for the low-
intensity comparison group, (F(2, 48) = 13.72, p < 0.001, n2 = 0.36). State anxiety
mean scores from pre and post-intervention decreased for high intensity (35.10 to
32.03) but increased from low intensity running (35.12 to 38.24), while trait anxiety
decreased for both high (41.67 to 38.79) and low intensity running (42.72 to 42.32),
however there were no significant effects for either state or trait anxiety. Only high-
intensity exercise reduced fear of anxiety-related bodily sensations (F(1, 52) = 9.44, p
<0.01, n2 = 0.15) with mean BSQ scores for the high-intensity exercise group (M =
2.12, SD = 0.10) significantly lower on average compared to the low-intensity
comparison group (M = 2.56, SD = 0.11)104.
23
Haffmans
(2006)
Impact of
running therapy
for 3 days per
A randomised controlled trial from the Netherlands by Haffmans et al. (2006) used
60 psychiatric patients (19 men, 41 women) in a day treatment programme for
affective disorders who had a mean age of 39 and were all suffering from a
week for 12
weeks on
depression and
self-efficacy in
psychiatric
patients all
suffering from
depression
depressive disorder. They compared the impact of running therapy 3 days per week
for 12 weeks (n=20) vs physio training therapy (n=21) and a control (n=19) on
depression and self-efficacy using the Hamilton Rating Scale for Depression (HRSD),
Becks Depression Inventory (BDI), Self-Efficacy Scale and Physical Self-Efficacy Scale
(PSES) as measurements. Although both groups were positive about the training
programme, participants in the PT group gave a significantly higher evaluation than
participants in the running group (p<0.05). After 6 weeks, no significant differences
were found between both the training groups and the control group; however,
after 12 weeks, the physio training group showed significant improvement on
scores for blind-rated HRSD and BDI scores (p= 0.004 and p=0.002, respectively).
The running group had no significant difference in depression scores from baseline
(26.7) to 12 weeks(25.5). Regarding self-efficacy, the RT group scored significantly
higher in PSES after 6 weeks (p=0.03), feelings of self-efficacy did not change
significantly in either the running or the physio groups after 12 weeks. Running
group feelings of self-efficacy was 46.6 at baseline and 49.1 at 12 weeks105.
24
Thornton
(2008)
Investigating the
relationship
between anxiety
and marathon
An American cross sectional survey by Thornton et al. (2008) used 50 runners over
age 18 to investigate the relationship between anxiety and marathon training using
the Beck Anxiety Inventory as measurement. Mean anxiety scores decreased from
baseline pre-training levels (0.9) compared to 2 months prior to marathon day (to
0.7, respectively, with 72% had no change from baseline pre-training levels on the
Beck Anxiety Inventory (0.9) compared to 2 months prior to marathon day (0.7;
72% had no change from baseline, 22% were less anxious and 6% were more
anxious than baseline). However, anxiety scores increased as race day approached:
at 1 month prior to race day (1.4; 46% had no change from baseline, 19% were less
anxious and 35% were more anxious than baseline) and 1 week prior to race (2.6;
22% had no change from baseline, 14% were less anxious and 64% were more
anxious than baseline, respectively). Overall results found that marathon training
decreased anxiety initially, but overall anxiety increased as race day approached106.
25
Scholz (2008)
Impact of a 1
year marathon
training
programme on
self-efficacy
A pre-post non-controlled non-experimental longitudinal study based in Switzerland
by Scholz et al. (2008) used 30 untrained participants (26 women, 4 men) with a
mean age of 41.2 to investigate how a 1 year marathon training running
programme impacted self-efficacy using a 4 part author-created measurement.
There were no statically significant differences in baseline level, trend or fluctuation
of self-efficacy between the participants who successfully completed the marathon,
and those who did not. Self-efficacy had a baseline level mean of 3.45 (p<0.01), a
linear trend mean of -0.05 (p<0.05), a fluctuation mean of 0.33 (p<0.01) and an
intra-class correlations of 0.46. Baseline level of self-efficacy was positively
associated with baseline level in running (correlation analyses =.27;p<0.05 (95%
confidence intervals = .00; .53) and fluctuation in self-efficacy correlated positively
with fluctuation in running .39;p<0.05 (95% confidence interval .03;.74). A
substantial correlation between the trend in running and self-efficacy emerged as
well (.39, not significant but was associated with a very wide confidence band (95%
Confidence interval -.10; .87) and was not significant. As this was a non-
experimental longitudinal study, no causal statements can be drawn, hence cannot
conclude that, self-efficacy leads to increased levels of exercise and vice versa107.
26
Kalak (2012)
Impact of daily
30 minute
morning runs on
weekdays for 3
weeks (ie. 3x5
runs) on stress
and mood
A Swiss randomised controlled trial by Kalak et al. (2012) used 51 adolescents (27
female and 24 male) with a mean age of 18.3 to compare the effects of a daily 30
minute morning run on weekdays for 3 weeks (ie. 3 x 5 runs) (n=27) vs a control
group (n=24) on stress and mood using the Perceived Stress Scale, a daily mood log
and a questionnaire assessing positive and negative comping strategies as
measurements. Perceived stress and positive/ negative coping strategies did not
differ significantly between the running and the control groups (F(1,49) =1.71,
n2=0.034, not significant) nor was there a statistically significant group x time
interaction (F(1,49) =2.97, n2=0.057, not significant). Mood in the morning was
significantly higher in the running group than the control group (F(5,245) =4.42,
n2=0.083, p<0.001); the group x time interaction was also significant (F(5,245) = 6.32,
n2 = 0.114, p<0.01); mood in the morning also increased significantly over time in
the RG compared with the CG (F(5,245) =16.08, n2 = 0.247, p<0.05). Over time,
irrespective of group, mood in the evening improved, but there was no difference
of mood in the evening between groups and the group x time interaction was not
significant108.
27
Inoue (2013)
Impact of 10
organised runs
on self-
sufficiency in
homeless people
An American pre-post non-controlled study by Inoue et al. (2013) used 148
homeless people involved in the “Back on my feet” programme who had an average
age of 29.9 and 90.5% of whom were male. They examined the impact of 10
organised runs on self-sufficiency using an author-created scale to measure the
psychological benefits of the program. Results suggested that increases in running
involvement had a significant positive correlation with perceived self-sufficiency (r =
.30, p < 0.01). The mean value of perceived self- sufficiency (M = 5.95) exceeded the
midpoint (4.0), indicating on average participants agreed the program provided
increased psychological benefits associated with self-sufficiency. Results suggested
that the participants gained higher levels of perceived self-sufficiency as they
became more involved with running during the program, with the regression model
showing a significant proportion of the variation in perceived self-sufficiency (F =
3.39, p < .01, Adjusted R2 = .08), and increases in running involvement was the sole
significant predictor of the outcome (β = .29, t = 3.57, p < .01)109.
28
Samson (2013)
Impact of a 15
week marathon
training program
consisting of 3
group training
days per week
plus one run of
8-20 miles on
the weekend, on
general affect &
self-efficacy
An American pre-post non-controlled study by Samson et al. (2013) used 39
Caucasian university students (11 males and 28 females) who all had running
experience and a mean age of 20.5. They examined how a 15 week marathon
training program, consisting of 3 group training days per week plus one training run
of 8-20 miles during the weekend, impacted general affect and self-efficacy using
the Positive and Negative Affect Scale (PANAS) and author-created measurements
for self-efficacy. Results showed a significant increase in self-efficacy over the
training programme (F(12,444)=5.81, p<0.01, partial eta2 =0.136). While there was a
significant decrease of positive affect over time (F(12,444)=8.35, p<0.01, partial
eta2=0.184), there was no significant change found for negative affect over the
programme110.
29
Doose (2015)
Impact of group
walking/running
3 times per week
for 8 weeks on
depression
A German randomised controlled trial by Doose et al. (2015) used 46 outpatients
aged 18-65 diagnosed with mild to severe depression to compare the impact of an
8 week, 3-times weekly, group walking/running exercise programme (n=30) vs wait
list (n=16) on depression using the Hamilton Rating Scale and Beck Depression
Inventory as measurements. Out of forty-six participants, 11 participants (24%)
dropped out: 7 (23%) from the intervention group and 4 (25%) from the control
group. While both the exercise intervention and control group had reductions in
scores for the Hamilton Rating Scale for Depression (-9.48 and -1.2, respectively),
results attributed a large and clinically significant change to the exercise
intervention (Cohen’s d= 1.8; mean change = 8.24; p = <0.0001). There were
moderate changes in Becks Depression Inventory scores without clinical significance
(Cohen’s d: 0.50; mean change = 4.66; p=0.09), with the intervention group BDI
scores reducing a mean of -8.20, while the control had a mean reduction of -3.54111.
30
Von Haaren
(2015)
Impact of a 20
week running
training course
on stress and
mood during
academic
examinations
A German randomised controlled trial, within subject design by Von Haaren et al.
(2015) used 61 inactive male university students with a mean age of 21.4 to
compare how a 20 week aerobic running training course vs a waiting list control,
impacted stress and mood during academic examinations using a shorten mood
scale based on the Multidimensional Mood Questionnaire and a one item test for
perceived control and stress as measurements. Results did not detail the number of
participants in each group. Significant emotional stress reactivity was evident in
both groups during both academic assessment episodes, with an increase of mean
perceived stress of 0.23 in control group, and 0.21 in aerobic group in the first
academic assessment. However, participants in the aerobic training group showed
lower emotional stress reactivity compared with the control participants after the
20-week training programme, with perceived stress of the aerobic group remaining
similar during both exam periods(2.27 to 2.24), however it increased further in the
control group (2.43 to 2.51). After both academic assessment periods, the
coefficient for the group by perceived stress interaction was higher (B= -0.18,
p<0.001) compared with just the first academic assessment (B= -0.11, p<0.05),
descriptively indicating a larger effect of the group x PS interaction at the end of the
20 week exercise programme112.
31
Kahan (2018)
Impact of 20
running sessions
alternating
between game
vs lap running on
self-esteem and
self-efficacy in
children
An American pre-post with comparison study by Kahan et al. (2018) used 11
children (9 males and 2 females) aged 9 & 10 to compare the impact of 20 running
sessions alternating between game vs lap running on self-esteem and self-efficacy
using a 50-item, author-created questionnaire as measurement. High inherent
interest participants (ie, higher MVPA% in the running laps condition) had
statistically significant higher scores than low inherent interest participants on
Recognition (p=0.01), Ego Orientation (p=0.03), and Expectancy Beliefs (p=0.03)
subscales. No differences were detected between high and low response to
treatment groups. Results for self-esteem: Cronbach’s alpha score was 0.69 and
self-esteem mean was 3.63 on a 5 point scale; while mean for task-efficacy was 4.16
on a 5 point scale. PA% (62.2% vs 76.1%, effect size [ES] = −0.65) was lower and
moderate-vigorous physical activity (MVPA%) (33.3% vs 15.8%, ES = 0.75) and
MVPA% of PA (53.6% vs 20.2%, ES = 0.91) were higher during game vs lap running
conditions113.
32
Keating (2018)
Impact of 12
weeks of twice
weekly running
in a group
setting that
offers social
support
supervised by
clinical
professionals, on
stress, anxiety
and depression
A Canadian pre-post non-controlled study by Keating et al. (2018) used 46
participants with complex mood disorders (11 males and 35 females) consisting of
29 youths (mean age 22.1) and 17 adults (mean age 45.2), to examine how 12
weeks of twice weekly running groups impacted stress, anxiety and depression
using the Cohen’s Perceived Stress Scale, Becks Depression Inventory, Becks Anxiety
Inventory and Short Form Survey as measurements. Adults and youths with
complex mood disorders benefited from the running therapy programme
supervised by clinical professionals in a group setting that offers social support.
There were significant decreases in depression (F=4.5, df=11, 201, p<0.0001),
anxiety (F=4.8, df=11, 186, p<0.0001) and stress (F=2.3, df=11, 186, p=0.01) scores
from baseline to the end of the study. Mean BDI scores from baseline to post-
exercise intervention, decreased by 39% in adults from high (30.8) to low levels
(18.8) and by 27% in youths from moderate (26.9) to reduced moderate levels
(19.5). Younger participant age, younger age at onset of illness and higher
perceived levels of friendship with other running group members (ps ≤0.04) were
associated with lower end-of-study depression, anxiety and stress scores, while
higher attendance was associated with decreasing depression and anxiety (ps
≤0.01) scores over time114.
33
Nezlek (2018)
Impact of 3
months of self-
prescribed
running on
psychological
wellbeing, self-
esteem, self-
efficacy and
affect
A Polish pre-post observational cohort study with no control by Nezlek et al. (2018)
used 244 recreational runners with a mean age of 32.5 and 48% of whom were
women, to investigate how the volume of recreational running could impact
psychological wellbeing, self-esteem, self-efficacy and affect. Over 3 months the
participants recorded weekly how far they had run and the psychological outcomes
were measured using the Rosenberg Self-esteem Scale, the Satisfaction With Life
Scale and a circumplex model that distinguishes the valence (positive or negative)
and arousal (activated or deactivated) of affect. Results found a positive within-
person relationships between how much people ran each week and self-reports of
well-being. The more often and farther people ran during a week, the better they
thought about themselves and their lives and the better they felt affectively.
Results found that sex and age did not significantly moderate any of the
relationships reported above (all ps > .13), however, how long people had been
running significantly moderated the slope between number of days run each week
PA (γ11 = −.033, p < .05). Self-efficacy was related to distance run, but not to
frequency. When analyzed separately, both measures of running were significantly
related to all measures of well-being, such that well-being was higher during weeks
when individuals ran more often and further than it was during weeks when they
ran less often and less far. By contrast, the average kilometers people ran each
week moderated most relationships between running and well-being such that
relationships between well-being and running were weaker for people who ran
more than they were for people who ran less. For the kilometers people ran each
week, significant moderation was found for weekly Satisfaction with Life Scale (γ11 =
−.0002, p = .013), self-esteem (γ11 = −.0002, p = .015), positive activated affect
(γ11=−.0003, p<.001), positive deactivated affect (γ11=−.0008, p<.01), negative
activated affect (γ11= .0002, p = .046), and negative deactivated affect (γ11 = .0003,
p = .01). Satisfaction with progress fully mediated relationships between all
measures of well-being and number of days run each week and between all
measures of well-being and kilometers run each week. In all of these analyses
including self-efficacy and self-esteem, the direct effect of the predictor (running)
on the outcome (well-being) was not significant (p>0.12), whereas the direct effect
of the mediator (satisfaction with progress) was (p<0.001), and the indirect effect of
running was significant (the critical path for demonstrating mediation) (p<0.001) 115.
34
Kruisdijk (2019)
Impact of 6
months of
running-walking
for one hour
twice a week on
depression in
subjects with
major depressive
disorder
A randomised controlled trial from The Netherlands by Kruisdijk et al. (2019) used
48 participants with major depressive disorder with a mean age of 41.6 to compare
how 6 months of running-walking for one hour twice a week (n=25) vs a control
group (n=23) impacted depression using the Hamilton Depression Scale as
measurement. Depression on the HDS decreased in both the intervention and the
control group on average by 2–3 points after 3 months, but there was no significant
difference or effect on depression in favour of the intervention group (Cohen’s d <
0.2, F = .13, p = 0.73). Conclusions about the anti-depressive effect of this exercise
intervention were not possible due to only 9 participants (19%) completing the
study, low statistical power and lack of follow-up at six and 12 months. An
integrated lifestyle intervention may be more effective than a single add-on
exercise intervention for patients with major depressive disorder, as these results
found that the exercise intervention and study design weren’t feasible in terms of
motivation and compliance116.
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| A Scoping Review of the Relationship between Running and Mental Health. | 11-01-2020 | Oswald, Freya,Campbell, Jennifer,Williamson, Chloë,Richards, Justin,Kelly, Paul | eng |
PMC6143236 | RESEARCH ARTICLE
Using wearable sensors to classify subject-
specific running biomechanical gait patterns
based on changes in environmental weather
conditions
Nizam Uddin AhamedID1*, Dylan Kobsar1☯, Lauren Benson1☯, Christian ClermontID1☯,
Russell KohrsID1☯, Sean T. Osis1,2☯, Reed Ferber1,2,3☯
1 Faculty of Kinesiology, University of Calgary, Calgary, Alberta, Canada, 2 Running Injury Clinic, University
of Calgary, Calgary, Alberta, Canada, 3 Faculty of Nursing, University of Calgary, Calgary, Alberta, Canada
☯ These authors contributed equally to this work.
* [email protected]
Abstract
Running-related overuse injuries can result from a combination of various intrinsic (e.g., gait
biomechanics) and extrinsic (e.g., running surface) risk factors. However, it is unknown how
changes in environmental weather conditions affect running gait biomechanical patterns
since these data cannot be collected in a laboratory setting. Therefore, the purpose of this
study was to develop a classification model based on subject-specific changes in bio-
mechanical running patterns across two different environmental weather conditions using
data obtained from wearable sensors in real-world environments. Running gait data were
recorded during winter and spring sessions, with recorded average air temperatures of -10˚
C and +6˚ C, respectively. Classification was performed based on measurements of pelvic
drop, ground contact time, braking, vertical oscillation of pelvis, pelvic rotation, and cadence
obtained from 66,370 strides (~11,000/runner) from a group of recreational runners. A non-
linear and ensemble machine learning algorithm, random forest (RF), was used to classify
and compute a heuristic for determining the importance of each variable in the prediction
model. To validate the developed subject-specific model, two cross-validation methods
(one-against-another and partitioning datasets) were used to obtain experimental mean
classification accuracies of 87.18% and 95.42%, respectively, indicating an excellent dis-
criminatory ability of the RF-based model. Additionally, the ranked order of variable impor-
tance differed across the individual runners. The results from the RF-based machine-
learning algorithm demonstrates that processing gait biomechanical signals from a single
wearable sensor can successfully detect changes to an individual’s running patterns based
on data obtained in real-world environments.
PLOS ONE | https://doi.org/10.1371/journal.pone.0203839
September 18, 2018
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OPEN ACCESS
Citation: Ahamed NU, Kobsar D, Benson L,
Clermont C, Kohrs R, Osis ST, et al. (2018) Using
wearable sensors to classify subject-specific
running biomechanical gait patterns based on
changes in environmental weather conditions.
PLoS ONE 13(9): e0203839. https://doi.org/
10.1371/journal.pone.0203839
Editor: Yih-Kuen Jan, University of Illinois at
Urbana-Champaign, UNITED STATES
Received: May 8, 2018
Accepted: August 28, 2018
Published: September 18, 2018
Copyright: © 2018 Ahamed et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: Relevant data are
included with the submission, any additional data
(e.g., remaining 5 runners data) will be available
upon request from the Running Injury Clinic and
University of Calgary Institutional Data Access /
Ethics Committee (CHREB) by contacting Dr.
Stacey A. Page, chair of CHREB at omb@ucalgary.
ca.
Funding: This study was partially funded by the
Natural Sciences and Engineering Research
Introduction
Running is one of the most common recreational activities around the world but despite its
popularity, each year approximately 50% of runners experience a running-related musculo-
skeletal injury [1–3]. The etiology of overuse running injuries is multifactorial, and can result
from the interaction of many extrinsic factors, such as environmental conditions, running sur-
face, footwear, and weekly training mileage, as well as intrinsic risk factors such as age, foot
strike pattern, and gait biomechanics [1–4]. Prolonged exposure to these intrinsic and extrinsic
risk factors may lead to overuse running injury [5]. One risk factor that has received very little
attention in the literature is whether gait biomechanical patterns change as a result of environ-
mental weather conditions.
Previous investigations of injury risk, based on ambient temperature, have suggested that
tissue damage may occur due to a lack of proper warm up. For example, Milgrom et al.
reported an increased risk of Achilles paratendinitis among infantry recruits in winter condi-
tions, as compared to summer [6]. On the other hand, cold weather has been shown to reduce
shoe-surface traction, resulting in a reduced risk of acute knee and ankle injuries among foot-
ball players [7, 8]. Only a handful of studies have investigated the effect of environmental
weather conditions on running performance, but none have investigated whether gait biome-
chanics change as a result of environmental weather. For example, Ely et al., [9] reported a
progressive reduction in marathon performance as temperatures increased from 5 to 25
degrees C, for both males and females and across competitive and recreational runners, but
performance was more negatively affected for slower runners. These studies suggest that
weather can affect both physiological and mechanical aspects of running gait. Thus, it is possi-
ble that different weather conditions may be associated with concomitant changes in gait bio-
mechanical running patterns, however, to our knowledge no study has directly investigated
this hypothesis.
The main reason the inter-relationship between environmental weather conditions and gait
biomechanics has not been investigated is most likely due to the inability to collect such data
in a laboratory setting. However, due to the availability and utility of modern portable inertial
measurement units (IMUs) and global positioning system (GPS), it is now possible to collect
data outside of the laboratory setting [10–12]. Since large quantities of data can be collected
using wearable devices, machine learning (ML) techniques are also needed to better under-
stand the complexities of gait biomechanics and how concomitant changes in biomechanical
patterns may be related to injury or performance [13, 14]. Furthermore, traditional biome-
chanics research generally investigates potential differences between two groups using group-
based analyses. For example, several researchers have identified differences in running patterns
based on different age groups, gender and/or injury status [15–17]. In contrast, more recent
research has shown that group-based comparisons are not efficacious due to the existence of
sub-groups [18, 19], and other studies have shown that subject-specific models are necessary
to understand individual differences and risk factors [20–23]. Several authors have also used
different ML algorithms to develop these sub-group-based models, including principal compo-
nent analysis, support vector machine and hierarchical cluster analysis [17–19]. However, to
our knowledge no study has directly investigated whether a subject-specific model provide
deeper insight into emerging IMU-based biomechanical investigations based on changes in
environmental weather conditions.
Therefore, the purpose of this study was to develop a classification model based on subject-
specific changes in biomechanical running patterns across two different environmental
weather conditions using data obtained from wearable sensors in out-of-laboratory environ-
ments. We hypothesized that we could classify changes in subject-specific running patterns
Running biomechanical gait patterns identification based on environmental weather conditions
PLOS ONE | https://doi.org/10.1371/journal.pone.0203839
September 18, 2018
2 / 15
Council of Canada (NSERC: Discovery Grant
1028495, Accelerator Award 1030390, and Idea-2
Innovation Awared I2IPJ 493875-16), a University
of Calgary Eyes High Postdoctoral Research award,
and a Strategic Research Grant from the Vice-
President (Research) at the University of Calgary.
The funders had no role in study design, data
collection and analysis, decision to publish, or
preparation of the manuscript.
Competing interests: The authors have declared
that no competing interests exist.
based on weather conditions with a classification accuracy greater than 80% and that the
ranked order of variable importance would be based on subject-specific ML models. A second-
ary objective was to determine the ranking of the biomechanical variables, based on their
importance in the classification margin, in order to better understand changes in subject-spe-
cific running patterns.
Methods
Participants
Six recreational runners (Five females: age = 47.5±9.69 years, height = 169.17±6.56 cm,
weight = 67.42±11.5 kg; and one male: age = 29 years, height = 170 cm, weight = 75 kg) volun-
teered to participate in the study. The runners were free of any neuromuscular diseases or
musculoskeletal injuries and they were registered for a half-marathon training program man-
aged by a local running group. This protocol was approved by the University of Calgary Con-
joint Health Research Ethics Board (REB 16–2035) and all runners provided their written
informed consent.
Instrumentation
Biomechanical gait variables from each runner were recorded using the Lumo Run1 (Lumo
Bodytech Inc., Mountain View, CA) wearable inertial measurement unit (IMU), consisting of
a 3-dimensional (3D) accelerometer, magnetometer, and gyroscope. (dimension: 4.98cm x
2.84cm x 0.99cm). The Lumo Run IMU was attached to the posterior aspect of either the run-
ner’s waistband or running belt as per the manufacturer’s instructions [24] (Fig 1). This wear-
able sensor device measured and recorded data for six different biomechanical variables [24]
and averaged these data for each ten-strides (Table 1) and a complete description of these vari-
ables can be found on the manufacturer’s website [24]. A GPS watch (Garmin vı´voactive1
HR; Garmin International Inc., KS, USA) was attached to each runner’s preferred wrist (Fig 1)
and recorded running speed (m/s), distance (kilometers (km)), and global positioning data,
including latitude, longitude and altitude, every second.
Data collection
Gait variables from winter runs were recorded from mid-February to mid-March, while spring
runs were recorded from late April to mid-May. Each runner performed two training runs
during each weather condition for a total of four runs used in this analysis. Each run began at
8:30 AM on a Sunday, and was completed outdoors on pavement, and along a similar route.
Data corresponding to the temperature (degrees Celsius), snow depth (cm), precipitation
(mm), and humidity (%) for each run were derived from three different International Air
Transport Association-affiliated weather stations in Calgary, AB: Canada Olympic Park
(WDU), Calgary International Airport (YYC), and Calgary INT’L CS Alberta (PCI).
For each run, data from km 0 to 1 were discarded, as this was considered a warmup period,
and any data following 6-km was also not used in the analysis in order to minimize the effects
of fatigue, if any. Therefore, only 5-km of data (i.e., from km 1 to 6) were analyzed from each
run and in total, the input data consisted of 66,370 strides (~11,000/runner) across the four
runs. Altitude, latitude and longitude data from the Garmin watch were used to ensure the ele-
vation profile for each of the four runs were similar, and that the data from each run were col-
lected from a route with minimal changes in elevation, in order to minimize the effect of
running on uphill and/or downhill.
Running biomechanical gait patterns identification based on environmental weather conditions
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September 18, 2018
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Data analysis
A robust, and non-linear machine learning classifier, called Random Forest (RF), was used to
develop the classification model which measured the accuracy and importance of gait bio-
mechanical variables in classifying runs of differing environmental weather conditions. The
RF classifier has been shown to provide a higher classification accuracy than other existing ML
classifiers with a faster computation speed, while facilitating complex interactions among pre-
dictor variables and providing information about the importance of each predictor variable
[25–27]. In other word, RF provides variable importance measures to rank predictors accord-
ing to their predictive power [28]. Two validation methods (Method 1: one-against-another
and Method 2: partitioning datasets) were used to ensure that the proposed RF-based subject-
specific classification approach was robust and that the data were not overfit [29]. With
Method 1 (one-against-another) data combining one winter run and one spring run were con-
sidered the training dataset, and the testing dataset consisted of the remaining winter and
spring runs. With Method 2 (partitioning datasets), 70% of each runner’s total strides per-
formed in both weather condition were randomly selected for training, and the remaining
Fig 1. The two wearable sensors devices (Lumo Run and Garmin) used to record the data during running.
https://doi.org/10.1371/journal.pone.0203839.g001
Running biomechanical gait patterns identification based on environmental weather conditions
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30% were used for testing purposes. Individual training and test sets were generated for each
subject. Each classification method was applied using the standalone Python programming
language (version 3.6, www.python.org) [30]. The developed RF model was trained and cross-
validated using the built-in Anaconda distribution of Python with notable packages including
matplotlib, numpy, scipy, and scikit-learn (“sklearn.ensemble.RandomForestClassifier”) [31,
32]. The number of trees in the RF was set to 100, as previous research has shown this is a suffi-
cient number for obtaining high accuracy solutions to similar classification problems [33, 34].
Additionally, the RF used a Gini index to calculate the impurity of a node from the CART
(classification and regression tree) learning system in order to construct the decision trees
[26]. The RF trees compute a heuristic for determining how significant a variable (6 Lumo
Run gait variables) is in predicting a target (weather). Statistical analyses were performed using
repeated measures ANOVA (P<0.05) and Cohen’s d effects size estimates were calculated for
each difference on the outcome measures between each weather condition.
Results
Fig 2 presents an overview of the RF-based classification accuracy obtained with test data gen-
erated using the two validation methods. Using Method 2 (partitioning datasets), the RF-based
model demonstrated an excellent overall mean classification accuracy of 95.42%. In fact, all
runners yielded a classification accuracy higher than 90% with the exception of Runner 5, who
exhibited a classification accuracy of 89.06%. In contrast, the overall mean classification accu-
racy obtained with Method 1 (one-against-another) was 87.18%, and all the runners yielded a
classification accuracy higher than 85% except for Runner 5, who exhibited an accuracy of
70.47%. Significant differences (P<0.05) in the overall classification accuracies were also
found between the methods. Overall, for all runners, Method 2 yielded a higher classification
accuracy than Method 1. Moderate differences in classification accuracy were also observed
between Methods 1 and 2 for Runner 5 (18.59%) and Runner 6 (14.37%), but the differences
in classification accuracy between the methods were slight for Runner 3 (8.0%) and Runner 4
(6.14%), and non-existent for Runner 1 (2.16%), and Runner 2 (0.45%).
Table 1. Features recorded from the wearable devices.
Device
Features
Unit
Frequency
Lumo Run
Pelvic drop (PD)
(frontal plane motion of the runner’s pelvis)
Degree (deg)
100- Hz
Vertical oscillation of pelvis (VOP)
(measurement of vertical displacement)
Centimeter (cm)
Ground contact time (GCT)
(time of total foot contact with the ground)
Millisecond (ms)
Braking
(reduction in forward velocity following foot strike)
Meter/sec (m/s)
Pelvic rotation (PR)
(transverse plane motion of the runner’s pelvis)
Degree (deg)
Cadence
(number of bilateral steps per minute)
Steps per minute (SPM)
Garmin Vı´voactive HR
Heart rate (HR)
Beats per minute (BPM)
1- Hz
Altitude
Meter (m)
Distance
Kilometer (km)
Global position-latitude
Degree (deg)
Global position- longitude
Degree (deg)
Running speed
Meter/sec (m/s)
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Overall, the ranking of the variables, based on their importance in the classification margin,
differed across all runners and classification methods (Table 2 and Fig 3). For example,
although vertical oscillation of pelvis was the most important variable, using both methods, for
Runners 2 and 5, it ranked lower for Runner 1, wherein pelvic drop was the most important
variable across both methods. Similarly, pelvic rotation was the second-ranked variable for
both methods for Runners 2 and 4 but was less significant for the other runners. Overall,
cadence was less important for all runners, with the exception of for Runner 3, wherein it was
the second most important variable using Method 2. Another notable difference was found for
braking where for Runner 4 it was the most important variable using Method 1 but only the
third most important variable with Method 2. A similar inconsistency was found for pelvic
rotation, which was identified as the most important variable with Method 1 but was ranked
fourth with Method 2. The remaining three variables, braking, ground contact time, and
cadence, were not found to be important for the classification task and were consistently
ranked third, fifth and sixth across both methods, respectively (Fig 4).
Table 2 also presents the results of the statistical analyses of the individual and overall
results from both weather conditions. All runners, except Runner 4, demonstrated lower verti-
cal oscillation of the pelvis in winter than in spring. The pelvic drop of two runners (Runner 2
and Runner 3) and the pelvic rotation of three runners (Runner 3, 4 and 6) were higher in win-
ter than in spring. There was no clear difference in braking between winter and spring because
three runners (Runners 1, 3 and 4) exhibited the same values during both conditions, two run-
ners (Runners 4 and 6) had lower braking values in winter, and one runner (Runner 2)
Fig 2. Classification accuracies obtained with Method 1 (black) and Method 2 (white); : P<0.05.
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presented a higher braking value in winter. Two runners (Runners 1 and 2) had lower ground
contact time values in winter, whereas two runners (Runners 3 and 4) had a higher ground
contact time in winter, and the remaining two runners (Runners 5 and 6) had a similar value
during both weather conditions. Finally, with the exception of Runner 4, all runners demon-
strated a higher cadence during winter. Overall, five biomechanical variables (excluding
cadence) demonstrated lower values during winter runs as compared to spring runs. However,
no significant differences were found between the two weather conditions for any of the six
variables (P>0.05). Cohen’s d effect size and 95% confidence intervals [95%CI] are presented
in Table 2 and reveal the effect sizes between winter and spring runs were small (i.e., d<0.5),
except for vertical oscillation of the pelvis, pelvic drop, and cadence, which were moderate (i.
e., 0.5<d<0.8).
The results of the environmental weather conditions are presented in Table 3 and show the
average temperature, humidity and snow depth were significantly different between winter
and spring runs, along with no differences in precipitation.
Table 2. RF-based variable importance and descriptive statistics obtained with both methods and for all individual runners.
Gait Variable
Analyzed
parameters
Subject-specific results
Overall results
R-1
R-2
R-3
R-4
R-5
R-6
Mean±SD
95%CI
P
ES
Vertical oscillation
of pelvis (cm)
M1-VI (%)
5.84
46.24
8.87
6.59
32.39
15.15
19.18±16.53
(-17.55, 7.07)
0.32
-0.45
M2-VI (%)
2.18
40.84
33.64
12.87
44.63
12.37
24.42±17.53
Win (mean)
6.08
4.53
6.34
7.03
11.38
7.90
7.21±2.33
(-1.38, 0.21)
0.12
-0.78
Spr (mean)
6.22
5.03
7.97
6.68
12.72
8.17
7.81±2.68
Pelvic drop
(deg)
M1-VI (%)
39.62
6.25
21.59
14.03
9.67
15.63
17.80±11.91
(-16.98, 7.62)
0.37
-0.41
M2-VI (%)
58.23
7.78
9.57
31.46
7.91
19.93
22.48±19.8
Win (mean)
8.8
9.16
11.2
8.26
10.24
7.59
9.21±1.32
(-0.57, 2.89)
0.14
-0.71
Spr (mean)
11.61
7.81
10.92
10.5
11.53
9.88
10.37±1.41
Pelvic rotation
(deg)
M1-VI (%)
15.57
23.41
10.74
27.62
26.55
26.15
21.67±6.91
(-4.35, 16.9)
0.19
0.62
M2-VI (%)
12.9
27.17
4.85
30.38
3.66
13.17
15.36±11.16
Win (mean)
14.27
11.52
11.31
19.39
15.51
11.74
13.96±3.16
(-3.70, 3.89)
0.95
-0.03
Spr (mean)
15.98
16.36
10.49
13.69
17.48
10.29
14.05±3.09
Braking
(m/s)
M1-VI (%)
13.85
9.1
12.91
38.42
6.1
27.33
17.95±12.39
(-12.50, 12.29)
0.98
-0.01
M2-VI (%)
9.5
10.35
14.3
19.88
9.02
45.29
18.06±13.95
Win (mean)
0.27
0.25
0.36
0.34
0.3
0.31
0.31±0.04
(-0.03, 0.06)
0.34
-0.43
Spr (mean)
0.27
0.22
0.36
0.37
0.31
0.4
0.32±0.07
Ground contact time (ms)
M1-VI (%)
19.87
11.05
41.98
8.68
13.03
6.42
16.84±13.15
(-6.59, 17.15)
0.31
0.47
M2-VI (%)
15.01
11.06
15.73
3.36
20.63
3.56
11.56±6.97
Win (mean)
258.33
254.47
298.37
247.04
290.8
272.88
270.32±20.7
(-7.8,
3.93)
0.43
-0.35
Spr (mean)
267.47
263.26
297.04
243.13
290.03
272.59
272.25±19.4
Cadence
(steps/min)
M1-VI (%)
5.25
3.95
3.91
4.66
12.26
9.32
6.56±3.44
(-10.27, 7.13)
0.66
-0.19
M2-VI (%)
2.18
2.8
21.91
2.05
14.17
5.66
8.13±8.16
Win (mean)
173.81
183.63
161.67
173.73
151.64
166.21
168.45±11.1
(-1.62, 7.21)
0.16
0.66
Spr (mean)
172.53
181.29
150.68
174.48
149.05
165.89
165.65±13.2
VI: variable importance; M1: Method 1; M2: Method 2; R: Runner. Win: Winter; Spr: Spring.
P: significantly different (P<0.05)
ES: effect size (Cohen’s d). 95%CI: 95% confidence intervals
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The speed and overall route were similar between sessions, as presented in Table 4. In addi-
tion, the speed, heart rate, altitude, latitude and longitude showed no significant differences
between the two weather conditions (Table 4).
Discussion
The objective of this study was to classify changes in subject-specific running gait patterns
based on the environmental weather (winter vs. spring) conditions using an RF classifier. The
findings of the current study support our hypotheses and demonstrate that an RF-approach
was a robust method for accurately classifying large datasets collected using wearable sensors
in real-world settings. Interestingly, each subject’s classification method had different impor-
tant predictor variables based on the RF evaluation. Therefore, each individual runner exhib-
ited different changes in overall gait biomechanics, and changes in the weather conditions
affected the mechanics of individual runners differently. To our knowledge, this study consti-
tutes the first examination of changes in subject-specific gait biomechanics based on environ-
mental weather conditions. These findings also support the efficacy of wearable technology,
and subsequent data science approaches for understanding the complexities of running gait
patterns based on collecting data in out-of-laboratory environments [29, 35].
Overall, the results of this investigation demonstrate that the presence of snow and colder
temperatures results in runner-specific changes in biomechanical gait patterns, possibly in an
effort to reduce the risk of falling due to the slippery surface [36]. These assumptions are sup-
ported by previous studies that also indicated injury rates were higher in colder weather
Fig 3. Importance of the different variables for each runner identified using two validation methods. All the variables in this stacked bar graph are shown
in the same vertical order for both methods (VOP, PD, PR, braking, GCT and cadence).
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conditions compared to warmer weather due to running on icy and slippery running paths
[37–39]. Moreover, the results of the current study also indicate that the changes in running
biomechanical patterns between weather conditions may contribute to overuse running-
related injuries [5]. For example, when pelvic drop was important for classification (e.g. Run-
ner 1), there was greater pelvic drop in spring than winter, but when it was not important (e.g.
Runners 2 and 3), it was lower in spring than winter. A similar pattern was observed in vertical
oscillation of the pelvis: when it was important (e.g. Runners 2 and 5), there was greater
amounts of oscillation in spring than winter, but when it was less important (e.g. Runner 4),
there was greater oscillation in winter than spring. These results suggest that the runners
involved in the current study adjusted to different weather conditions by reducing vertical or
frontal plane motion accompanied by slight increases in running cadence and shorter stride
Fig 4. Graphical representation of the three most important variables (braking, PD and PR) for Runner 4 with Method 2. Each point is
equivalent to five strides. Data from both the training and testing sets are shown.
https://doi.org/10.1371/journal.pone.0203839.g004
Table 3. Environmental weather conditions experienced during running.
Weather
Temperature (˚C)
Snow depth (cm)
Humidity (%)
Precipitation (mm)
Winter
-9.74±4.85
P =
0.001
2.97±2.83
P =
0.001
75.41%
P = 0.000
1.35±0.89
P = 0.46
Spring
+5.33±2.65
0.31±0.21
63.32%
1.73±0.62
: Significantly different (P <0.05)
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length. However, it is important to note that all of the participants were injury-free and these
aforementioned gait changes were not necessary to mitigate symptoms of injury. On the other
hand, adopting a more constrained running pattern may, over time, may contribute to an
overuse running injury [40]. Future prospective research is therefore necessary to help under-
stand the inter-relationship between environmental weather conditions, concomitant and sub-
ject-specific changes in gait patterns, and the etiology of injury.
The RF classifier has received increasing attention within the gait-related research commu-
nity due to its ability to yield excellent classification results and its fast-computational process-
ing speed [41, 42]. In addition, this classifier provides consistent classifications using
predictions derived from an ensemble of decision trees as well as a ranking of the variables
according to their ability to differentiate between the target classes [41, 43]. The results of the
current study are largely consistent with previous RF-based gait biomechanics studies involv-
ing wearable sensors (40,41). However, while research has investigated how IMUs systems can
be used for the assessment of running biomechanics in laboratory and clinical settings [44],
very few studies have been conducted in real-world settings [45, 46]. Therefore, to provide
insights into this knowledge gap and open new research directions, the current study devel-
oped and evaluated subject-specific methods, using an RF classifier using data from a single
IMU, and achieved excellent classification accuracy results. Interestingly, the slight differences
in classification accuracy obtained between the two tested RF-methods suggest that the inclu-
sion of information from multiple runs is beneficial for building a successful model. In addi-
tion, the current study demonstrates that the RF algorithm was able to accurately classify and
determine the relative importance of each input variable for an individual runner [47, 48].
While it is important to note that the combination of multiple variables was needed to
achieve a high classification accuracy and fully understand the multidimensional characteris-
tics of the subject-specific running biomechanics associated with different weather conditions,
the current findings can be compared to previous studies that have either addressed the effects
of temperature on running performance [9, 49, 50] or injury rates [51]. For example, our find-
ings are consistent with previous work demonstrating the usefulness of multidimensional anal-
yses to better understand the complex patterns and inter-relationships between multiple
biomechanical variables when classifying runners based on subtle differences in gait patterns
that may be indicative of performance and/or injury [52–55]. Moreover, in the current study,
regardless of the classification method, all runners exhibited slightly lower values for all bio-
mechanical gait variables, except cadence, during winter as compared to spring. These findings
support previous research indicating a more economical running technique with a lower risk
Table 4. Specific running measurements of the different runners recorded using a wearable GPS (Garmin Vı´voactive HR).
Runners
Speed (m/s)
Heart rate (BPM)
Altitude (m)
Latitude (deg.)
Longitude (deg.)
Winter
Spring
Winter
Spring
Winter
Spring
Winter
Spring
Winter
Spring
R-1
2.40
2.39
161.13
154.01
1050.32
1067.18
51.05
51.05
-114.07
-114.05
R-2
2.36
2.36
112.45
117.97
1049.44
1071.58
50.84
51.06
-113.61
-114.06
R-3
2.18
2.27
146.65
143.02
1045.34
1066.30
51.05
51.06
-114.08
-114.07
R-4
2.39
2.36
140.68
126.82
1036.76
1061.51
51.05
51.05
-114.05
-114.05
R-5
2.54
2.32
154.94
155.96
1046.59
1064.64
51.05
51.06
-114.08
-114.06
R-6
2.36
2.40
141.99
151.14
1072.51
1051.28
51.05
51.05
-114.07
-114.05
Overall
2.37
2.35
142.97
141.49
1050.16
1063.75
51.02
51.06
-113.99
-114.06
P = 0.54
P = 0.57
P = 0.19
P = 0.27
P = 0.42
R: Runner.
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of overuse injury during winter (colder) weather conditions [56–58]. Reduced pelvic drop has
also been considered a protective factor for patellofemoral pain [59, 60], as well as a gait
retraining strategy to reduce pain associated with this common running-related injury [61].
Future research is therefore necessary using wearable sensors in real-world situations to help
better elucidate these inter-relationships.
To our knowledge, this is the first study to quantify subject-specific changes in real-world
running gait biomechanics as a result of changes in environmental weather conditions. More-
over, the current study also represents one of the first investigations to analyse data from a
runner’s actual training run. Specifically, a recent systematic review [62] suggested that future
studies should involve long-term data collections, across multiple running bouts, and in a run-
ner’s natural environment, thus enabling prospective studies and the development of subject-
specific models of gait. Considering that the etiology of overuse running injuries is multifacto-
rial, and can result from the interaction of many extrinsic factors such as environmental condi-
tions, the results of the current study are an important contribution to help to better
understand injury etiology.
Limitation and future directions
The stated findings should be considered with respect to limitations. First, although there was
a small number of runners (n = 6), the method employed is generalizable considering that we
used subject-specific models to measure changes in gait parameters across 66,370 strides.
Regardless, further investigation using a larger sample size is necessary to determine if homog-
enous sub-groups, or clusters, will form as a result of consistent within-group biomechanical
changes (18,58). Second, we did not include any non-weather-related factors such as changes
in runner’s clothing, footwear, nutrition, sleep, or daily mood state profile. Future research
should consider these factors in order to gain a more complete understanding of how external
factors can influence running gait biomechanics. Third, although the present study examined
two different weather conditions, these results of the present study may only be applicable to
these weather conditions and temperatures. As well, the temperatures in the present study (i.e.,
-10˚C to +6˚C) were lower than those of Ely et al., [9] (i.e., +5˚C to +25˚C) and Knapik et al.,
[51] (i.e., +15˚C to +35˚C). Lastly, a limited number of spatiotemporal and biomechanical var-
iables obtained from a commercially available wearable sensor device were used for the current
study. While it is likely that additional or more complex variables from one or more wearable
sensors could improve the classification accuracy of the current study, we posit that the sim-
plicity and translatability to the current market of wearable sensors is a significant advantage
that should not be overlooked. Regardless, future research should include a broader range of
variables, and possibly more wearable sensor devices, in order to gain a deeper understanding
for subject-specific changes in gait patterns during out-of-laboratory data collections.
Conclusion
In summary, our developed RF-based subject-specific classification model demonstrated
excellent mean classification accuracies (87.18% and 95.42%) based on a large set of running
gait data from a small group of runners. These novel results support the use of a robust
machine learning approach for determining subject-specific changes in running gait patterns
based on differences in external weather conditions using a single IMU device. We believe that
our RF-based method may provide a more in-depth understanding of changes in gait biome-
chanics in response to extrinsic injury-risk factors and therefore conclude that the relationship
between environmental weather conditions and gait biomechanics is subject-specific and mul-
tifactorial and involves unique interactions between intrinsic and extrinsic factors.
Running biomechanical gait patterns identification based on environmental weather conditions
PLOS ONE | https://doi.org/10.1371/journal.pone.0203839
September 18, 2018
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Supporting information
S1 File. Validation for Runner 4 (R-4) using Method 1 (one-against-another); classification
accuracy: 91.42%.
(XLSX)
S2 File. Validation for Runner 4 (R-4) using Method 2 (partitioning datasets in two sets at
a ratio of 7:3); classification accuracy: 97.56%.
(XLSX)
Acknowledgments
This study was partially funded by the Natural Sciences and Engineering Research Council of
Canada (NSERC) Idea-2-Innovation Award (grant #I2IPJ 493875–16), a University of Calgary
Eyes High Postdoctoral Research award, and a Strategic Research Grant from the Vice-Presi-
dent (Research) at the University of Calgary.
Author Contributions
Conceptualization: Dylan Kobsar, Reed Ferber.
Data curation: Nizam Uddin Ahamed.
Formal analysis: Lauren Benson, Sean T. Osis.
Funding acquisition: Reed Ferber.
Investigation: Christian Clermont.
Methodology: Nizam Uddin Ahamed.
Resources: Russell Kohrs, Reed Ferber.
Software: Christian Clermont, Russell Kohrs.
Supervision: Reed Ferber.
Validation: Lauren Benson.
Visualization: Christian Clermont.
Writing – original draft: Nizam Uddin Ahamed, Dylan Kobsar.
Writing – review & editing: Nizam Uddin Ahamed, Lauren Benson, Sean T. Osis, Reed
Ferber.
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| Using wearable sensors to classify subject-specific running biomechanical gait patterns based on changes in environmental weather conditions. | 09-18-2018 | Ahamed, Nizam Uddin,Kobsar, Dylan,Benson, Lauren,Clermont, Christian,Kohrs, Russell,Osis, Sean T,Ferber, Reed | eng |
PMC5649866 | Effects of a 4-week high-intensity interval training on
pacing during 5-km running trial
R. Silva1, M. Damasceno1, R. Cruz1, M.D. Silva-Cavalcante1,2, A.E. Lima-Silva2,3,
D.J. Bishop4,5 and R. Bertuzzi1
1Grupo de Estudos do Desempenho Aeróbio (GEADE-USP), Departamento de Esportes Escola de Educac¸ão Física e Esportes,
Universidade de São Paulo, São Paulo, Brasil
2Grupo de Pesquisa em Ciência do Esporte, Faculdade de Nutric¸ão, Universidade Federal de Pernambuco, Pernambuco, Brasil
3Grupo de Pesquisa em Desempenho Humano, Universidade Tecnológica Federal do Paraná, Paraná, Brasil
4Institute of Sport, Exercise and Active Living, Victoria University, Melbourne, Victoria, Australia
5School of Medical and Health Sciences, Edith Cowan University, Perth, Australia
Abstract
This study analyzed the influence of a 4-week high-intensity interval training on the pacing strategy adopted by runners during
a 5-km running trial. Sixteen male recreational long-distance runners were randomly assigned to a control group (CON, n=8)
or a high-intensity interval training group (HIIT, n=8). The HIIT group performed high-intensity interval-training twice per week,
while the CON group maintained their regular training program. Before and after the training period, the runners performed
an incremental exercise test to exhaustion to measure the onset of blood lactate accumulation, maximal oxygen uptake
(VO2max), and peak treadmill speed (PTS). A submaximal constant-speed test to measure the running economy (RE) and
a 5-km running trial on an outdoor track to establish pacing strategy and performance were also done. During the 5-km running
trial, the rating of perceived exertion (RPE) and time to cover the 5-km trial (T5) were registered. After the training period, there
were significant improvements in the HIIT group of B7 and 5% for RE (P=0.012) and PTS (P=0.019), respectively. There was
no significant difference between the groups for VO2max (P=0.495) or onset of blood lactate accumulation (P=0.101). No
difference was found in the parameters measured during the 5-km trial before the training period between HIIT and CON
(P40.05). These findings suggest that 4 weeks of HIIT can improve some traditional physiological variables related to
endurance performance (RE and PTS), but it does not alter the perception of effort, pacing strategy, or overall performance
during a 5-km running trial.
Key words: Rating of perceived exertion; Running economy; Peak treadmill speed; Maximal oxygen uptake
Introduction
It has been widely recognized that during recreational
and official athletic events the running intensity is always
self-selected by athletes (1–3). The manner by which runners
self-select their running speed during a given competition
has been defined as pacing strategy (4). Specifically,
during a 5-km running race, athletes usually adopt a
pacing strategy characterized by a fast start (first 400 m),
followed by a period of slower speed during the middle
part (400–4600 m), and a significant increase in running
speed during the last part (final 400 m) of the race (2).
These variations in running speed seem to occur to
optimize the use of the available energy resources (5).
Based on the linear increase in the rating of perceived
exertion (RPE) during time-trials, some studies have sug-
gested that this triphasic pacing strategy profile (so-called
‘‘U-shaped’’) could reflect a centrally-regulated control
system (1,2). It is believed that athletes might consciously
monitor their RPE based on internal (physiological)
signals and change their running speed in order to prevent
a premature exercise termination (6,7).
Previous studies have observed a significant relation-
ship between traditional physiological predictors of endur-
ance performance and running pacing strategy (7–9).
Lima-Silva et al. (9) reported that runners with a higher
running economy (RE), peak treadmill speed (PTS), and
a faster speed corresponding to onset of blood lactate
accumulation (OBLA) presented a more aggressive
U-shaped speed curve during a 10-km running race com-
pared with their counterparts. In addition, high-performance
athletes ran the first 1200 m of a 10-km race at a speed
faster than the average speed of the entire race and
above their PTS, while a low-performance group started
Correspondence: R. Bertuzzi: <[email protected]>
Received January 11, 2017 | Accepted July 10, 2017
Braz J Med Biol Res | doi: 10.1590/1414-431X20176335
Brazilian Journal of Medical and Biological Research (2017) 50(12): e6335, http://dx.doi.org/10.1590/1414-431X20176335
ISSN 1414-431X
Research Article
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the race with a less aggressive pacing strategy and
slightly below the OBLA speed (9). These results suggest
that athletes with higher PTS, OBLA, and RE may be able
to improve their performance by increasing mainly their
speed during the first part of a running race. According to
the theory suggesting that the exercise intensity is regu-
lated by the central nervous system (CNS), an improve-
ment in these physiological variables could enable athletes
to begin the race with a higher starting speed without
provoking critical changes in homeostasis that otherwise
could lead to premature fatigue.
It is also well recognized that physical training pro-
duces a number of changes in the metabolic function in
different physiological systems (10,11). Specifically, the
addition of a short-term, high-intensity interval training
(HIIT) program performed for 3 to 6 weeks is able to
promote significant improvements in RE, PTS, and OBLA
in trained participants (5,12–16). For instance, Smith et al.
(15) applied a 4-week HIIT program to well-trained runners
and observed a significant increase in PTS. In addi-
tion, Smith et al. (16) reported significant improvements
in VO2max and RE in a group of well-trained runners
after a 4-week HIIT. Based on these findings, one could
hypothesize that the inclusion of a HIIT program can
improve physiological variables related to endurance
performance and, therefore, alter pacing strategy. How-
ever, to the best of our knowledge, no previous study has
investigated the effects of a HIIT program on self-selected
pacing during a 5-km running trial.
Therefore, the main purpose of this study was to
analyze the influence of a 4-week HIIT program on pacing
strategy during a 5-km running trial. Our hypothesis was
that the HIIT program might improve physiological vari-
ables related to running pacing strategy (e.g., in RE, PTS,
and OBLA), resulting in an altered U-shaped speed curve
(i.e., a more intense and faster start).
Material and Methods
Participants
The sample size required was estimated using 5-km
running performance as the main outcome from the equa-
tion n=8e2/d2, as proposed by Hopkins (17), where n, e,
and d denote predicted sample size, coefficient of varia-
tion, and the magnitude of the treatment effect, respec-
tively. The coefficient of variation was assumed to be
1.7% (18). Expecting a 2.8% magnitude of effect for the
treatment (16), the detection of a very conservative 2%
difference as statistically significant would require at least
5 participants for each group. However, to allow for any
possible sample dropout, we targeted 8 participants per
group. Thus, sixteen male long-distance runners were
invited to participate in the present study. All participants
were recreational runners from local clubs. The participants
were included if they had participated in 5-km running
races during the last two years, their best performance in
the 5-km running races had been under 25 min, and if they
had not participated in any HIIT program 6 months before
the start of this study. They performed only low-intensity,
continuous aerobic training (50–70% VO2max) before the
beginning of the study and were instructed to maintain
this aerobic training schedule during the experimental period.
The participants’ running training volume was reported as
the mean distance covered per week (19,20), which was
assessed through a training log recorded for two weeks prior
to the beginning of the study and for the last two weeks
before the study completion. The participants were assigned
to the HIIT group (n=8, age 35±6 years, body mass
70.5±4.6 kg, height 172.5±4.1 cm) or a control group
(CON, n=8, age 32±9 years, body mass 70.2±11.3 kg,
height 172.8±9.0 cm). The groups were matched for pre-
training 5-km running overall performance. All of the partici-
pants were medication-free, non-smokers, and were free of
neuromuscular disorders and cardiovascular dysfunctions.
The participants received a verbal explanation about the pos-
sible benefits, risks, and discomfort associated with the study
and signed a written informed consent before enrollment.
The procedures adopted in this study were approved by the
Ethics Committee for Human Studies from the School of
Physical Education and Sport, University of São Paulo.
Experimental design
Before and after the training intervention, the runners
were required to visit the laboratory on three separate
occasions, at least 72 h apart, over a 2-week period. During
the first session, anthropometric measurements and a 5-km
running trial on an outdoor track to establish pacing strategy
were performed. The 5-km running trial was repeated 48 h
after the first training session. The runners were familiar with
long-distance running since they regularly competed in 5-km
running events. During the second session, an incremental
exercise test to exhaustion on a treadmill was conducted to
determine the OBLA and VO2max. During the third session,
the participants performed a submaximal constant-speed
test on a treadmill to measure the RE. During the pre-training
period, only the HIIT group performed a constant-speed run-
ning test at the speed corresponding to VO2max (vVO2max)
to determine time to exhaustion at this speed (TLim), which
was used for individualizing the HIIT program (13). All tests
were performed at the same period of day, and the first and
second sessions were established randomly. All the parti-
cipants were instructed to refrain from any exhaustive or
unusual exercise 48 h before the test and to refrain from
taking nutritional supplements during the training period.
During training period, the HIIT program was added to the
regular training schedule of HIIT group, while the participants
of the CON group were instructed to maintain their regular
training.
Maximal incremental treadmill test
Participants performed a maximal incremental test
on a motor-driven treadmill (model TK35, Cefise, Brazil).
Braz J Med Biol Res | doi: 10.1590/1414-431X20176335
High-intensity interval training and pacing
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After a 3-min warm-up at 8 km/h, the speed was increased
by 1 km/h every three minutes until exhaustion. The tread-
mill was set at a gradient of 1% to simulate physiological
demand during outdoor running (21). Each stage was
separated by a 30-s rest in which blood samples (25 mL)
were collected from the ear lobe to determine blood lactate
accumulation. The participants received strong verbal
encouragement to ensure the attainment of maximal
effort. Gas exchange was measured breath-by-breath
using a gas analyzer (Cortex Metalyzer 3B, Cortex
Biophysik, Germany) and subsequently averaged over
30-s intervals throughout the test. Before each test, the
gas analyzer was calibrated according to the recommen-
dations of the manufacturer. The VO2max was determined
as the highest 20-s value reached during the last stage
of the incremental test (13). The vVO2max was defined
as the speed at which VO2max was achieved. The OBLA
was defined as the running speed associated with 3.5 mmol/L
of lactate concentration (22). PTS was established as the
highest speed obtained in the last stage maintained for at
least 3 min.
Running economy
The RE was determined on a motor-driven treadmill
(model TK35, Cefise). Participants performed a standard-
ized warm-up, consisting of 5 min of running at 8 km/h
followed by a 5-min passive recovery. Thereafter, they
performed a constant-speed running test at 12 km/h for
10 min in order to measure the RE. During the entire test
the oxygen uptake was obtained breath-by-breath. RE
was defined by averaging the oxygen uptake values
during the last 30 s.
Time to exhaustion at the speed corresponding to
VO2max
The participants in the HIIT group performed the same
warm-up routine adopted during the RE test. The vVO2max
was immediately adjusted after the warm-up and the
participants ran until they could no longer maintain the
required speed. The test began with the participant’s feet
on the moving belt and hands on the handrail. The TLim
was measured using a manual stopwatch and defined as
the moment that the participant released the handrail
(about 2 s) until he grasped it again (i.e., exhaustion). The
participants received strong verbal encouragement to
continue as long as possible.
5-km running trial
Participants individually performed a 5-km running
trial on an outdoor 400-m track. They were instructed to
maintain regular water consumption within the six hours
prior to testing and water was provided ad libitum during
the entire event. The runners performed a 10-min, warm-
up consisting of a free-paced run, followed by 5 min of
light stretching. The RPE was reported by participants
every 1000 m using the Borg 15-point scale (23). Copies
of this scale were reduced to 10 by 5 cm and laminated, and
affixed to the wrist of the dominant arm of the individuals.
The participants were instructed to finish the race as quickly
as possible, as in a competitive event. Verbal encourage-
ment was provided during the entire event. However,
runners were not advised of their lap splits. Time to cover
the 5-km (T5) and heart rate (HRT5) were registered by
a GPS every 400 m (GPS Forerunners 410, USA). The
pattern of data collecting for RPE (at 1000 m intervals),
T5, and HRT5 (both at 400 m intervals) was according with
a previous study carried out by Lima-Silva et al. (9). All
tests were performed at the same time of the day and the
mean values of the ambient temperature and air relative
humidity were 19±4°C and 59±5%, respectively.
Training program
The HIIT group performed a high-intensity interval training
program twice weekly (separated by 48 h) for 4 weeks in
addition to their normal endurance training. The athletes were
instructed to perform their regular endurance training on
different days to those of the HIIT sessions. In order to equal
the training load between the training regimes, there was
a reduction of B10% of the total endurance training volume
(i.e., km/week) in the HIIT group. A standardized warm-up
consisting of a 5-min run at 9 km/h followed by light lower-limb
stretching exercises was performed before each training
session. Because TLim is assumed to be a useful tool for
intermittent training prescription (13), in the present study
athletes completed five intervals at the vVO2max for a
duration equal to 50% of the TLim, interspersed with an active
recovery at 60% of the speed corresponding to vVO2max for
a duration equal to the time of effort (i.e., 1:1 work:recovery
ratio). The running speed during the HIIT was monitored by a
GPS (GPS Forerunners 305). The training sessions were
individually supervised to control the training loads. Over this
4-week training period, the CON group was instructed to
maintain their previous endurance training routine.
Statistical analysis
Data normality was confirmed using the Shapiro-Wilk
test. Two-way analysis of variance (group time) was
used to compare the physiological and performance
variables. In order to mitigate the impact of inter-individual
data variability, physiological variables are also reported
as percentage of change from pre-training period (i.e.,
Post-Pre). Comparison between groups for percent of
changes (%) after the experimental period was performed
using unpaired t-test. Significance was accepted at
Po0.05. All statistical analyses were performed using
the software package Statistica 8 (StataSoft Inc., USA).
Results
Training
All of the participants in the HIIT group completed over
85% of the scheduled training sessions. The mean value
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High-intensity interval training and pacing
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of TLim used for prescription of HIIT was 265±67 s.
No statistical difference was observed in the endurance
training volume (reported as the mean weekly covered
distance) between before (HIIT: 28.7±2.3 km/week, CON:
30.2±1.3 km/week) and after (HIIT: 29.3±9.8 km/week,
CON: 32.1±2.3 km/week) the completion of the study
(P40.05), indicating that training load was equal between
training regimes.
Physiological variables
Figure 1 shows the relative changes in the physio-
logical parameters measured during the maximal incre-
mental and constant-speed running. After the experimental
period, the HIIT program produced significant improve-
ments in RE (P=0.012) and PTS (P=0.019) when
compared with the CON group. There was no significant
difference between the groups for VO2max (P=0.495) and
OBLA (P=0.101). Table 1 presents the absolute values of
the physiological parameters measured during the maxi-
mal incremental and constant-speed running. There were
no main effects for time (P40.05), group (P40.05), or
interaction (P40.05) for all measured variables.
5-km running trial
Table 2 presents the main variables measured during
the 5-km running trial. All parameters measured during
the 5-km trial before the training period were the same
between HIIT and CON groups (P40.05). There were no
significant main effects for time, group, nor interaction
effects for T5, HRT5, and RPET5 (P40.05). Figure 2
shows the pacing strategy and RPE during the time trial
before and after training. No significant main effect was
observed for either variable (P40.05).
Discussion
The main objective of the present study was to investi-
gate the effects of the addition of a 4-week HIIT program
on the pacing strategy adopted by long-distance runners
during a 5-km running trial. The main findings were that
the HIIT program improved physiological variables related
to endurance performance (i.e., RE and PTS), but these
changes were not accompanied by modifications in pacing
strategy or overall performance.
Previous findings have showed that a similar HIIT
protocol was able to improve some physiological variables
related to endurance performance (13). Although there
was no significant difference between the groups for
the absolute values of the physiological variables after the
training period, our findings revealed that the addition of
4-week HIIT program produced significant improvements
in percentage of change in PTS and RE, corresponding to
a mean improvement of 5.6 and 4.1%, respectively. These
data are in agreement with several studies that have
reported similar improvements of B4.4% in the vVO2max
(13,15) and B5% in the RE (13,14,16) after a 4-week HIIT
program. Specifically, it has been proposed that PTS is
influenced not only by maximal aerobic power, but also by
Table 1. Parameters related to endurance performance before and after the 4-week high-intensity
interval training period.
HIIT (n=8)
CON (n=8)
Pre
Post
Pre
Post
.VO2max (mL kg-1 min-1)
54.5±8.1
57.1±6.4
56.6±7.3
56.9±7.6
PTS (km/h)
16.5±1.8
17.2±1.8
17.9±1.0
17.7±1.6
OBLA (km/h)
14.1±2.3
15.0±2.4
15.1±2.2
15.3±1.8
RE (mL kg-1 min-1)
43.1±3.5
40.7±4.3
40.9±4.7
41.2±4.4
Data are reported as means±SD. HIIT: high-intensity interval training group; CON: control group;
.VO2max: maximal oxygen uptake; PTS: peak treadmill speed; OBLA: running speed correspond-
ing to onset of blood lactate accumulation; RE: running economy.
Figure 1. Percentage of changes of the physiological variables
after the training period. Data are reported as means±SD. HIIT:
high-intensity interval training group; CON: control group; VO2max:
maximal oxygen uptake; PTS: peak treadmill speed; OBLA:
running speed associated with onset of blood lactate accumula-
tion; RE: running economy measured at 12 km/h. *Po0.05
(unpaired t-test).
Braz J Med Biol Res | doi: 10.1590/1414-431X20176335
High-intensity interval training and pacing
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RE (24,25). An improvement in RE after the HIIT program
could lead to a lower energy cost during submaximal
running bouts, which might allow the athletes to achieve
higher speeds at the end of the maximal incremental
treadmill test. Therefore, it seems that the main beneficial
effects of the HIIT program are mediated by a reduction in
the energetic cost of running. Taken together, these find-
ings reinforce the suggestion that a HIIT program per-
formed during 4 weeks is an effective short-term strategy
to alter some physiological variables related to endurance
performance.
In the present study, we have provided the first data
analyzing the effectiveness of a HIIT program on the
pacing strategy adopted by endurance runners during
a long-distance event. It was found that although the
percentage of changes of the PTS and RE were improved
after the HIIT program, the pacing strategy was main-
tained after the experimental intervention. Previous studies
have proposed that pacing strategy can be controlled by a
centrally-regulated system that monitors the RPE in order
to minimize physiological strain and to prevent a pre-
mature exercise termination (26,27). It has been proposed
that the CNS interprets afferent feedback from physio-
logical systems in order to adjust the work performed by
skeletal muscles and avoid premature fatigue (28). Thus,
the RPE is the integration of alterations in physiological
systems used during dynamic exercise and is considered
a primary regulator of pacing strategy (27). This has led
some researchers to hypothesize that interventions (i.e.,
physical training and dietary manipulation) that change
Table 2. Running performance, heart rate, and rate of perceived exertion during a 5-km running
trial pre- and post-training.
HIIT
CON
Pre
Post
Pre
Post
T5 (s)
1196±173
1168±135
1149±153
1165±164
HRT5 (bpm)
178±4
176±5
174±8
172±9
RPET5 (score)
17±1
17±2
17±1
16±1
Data are reported as means±SD. HIIT: high-intensity interval training group; CON: control group;
T5: time to cover; HRT5: mean heart rate at T5; RPET5: mean rate of perceived exertion during the
5-km running trial.
Figure 2. Running pacing strategy (panels A and B) and rating of perceived exertion (RPE; panels C and D) during a 5-km running trial,
pre- and post-training. Data are reported as means±SD. HIIT: high-intensity interval training group; CON: control group.
Braz J Med Biol Res | doi: 10.1590/1414-431X20176335
High-intensity interval training and pacing
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these physiological variables could influence the RPE,
resulting in an altered pacing strategy (28). However, the
data of the present study revealed that the HIIT program
improved the RE and PTS (Figure 1), but without changes
in RPE (Figure 2). These findings suggest that improve-
ments in physiological variables would produce only a
small reduction in metabolic disturbance during exercise
of self-paced intensity. This could result in a similar afferent
feedback from physiological systems when compared
with pre-training. Thus, the interpretation of the afferent
feedback during running was not altered after the HIIT
program, as revealed by RPE, and athletes adopted a
similar pacing strategy to that used before the training
period. These findings are in agreement with a previous
suggestion that athletes adjust their pacing strategy by
comparing actual and expected RPE during the course of
a race for a given distance (29).
The improvement of only B2.5% in 5-km running
performance detected in the present study is in agreement
with others that reported small enhancement in over-
all running performance after a 4-week HIIT program
(13,15,16). For instance, Smith et al. (15) found a 2.7%
improvement on 3000-m running performance after a HIIT
program, while both VO2max and vVO2max showed a
significant increase (B4.9%). Smith et al. (16) verified that
a similar HIIT program was able to promote improvements
of around 6.0% in VO2max, 5.2% in vVO2max, and a non-
significant improvement in 5-km running performance.
In addition, Billat et al. (13) found non-significant changes
in 3000-m running performance after a 4-week HIIT program.
Taken together, these findings suggest that the improve-
ments in physiological variables (i.e., 3–6%) produced by
a short-term HIIT program were not translated to improved
endurance performance. The reasons for this stable
running endurance performance after HIIT programs are
not clear, but it is possible that moderate improvements on
physiological variables are not enough to reduce afferent
feedback from physiological systems when compared
with pre-training. This could explain the non-significant
change in perception of effort found in the present study,
producing only a small improvement in overall running
performance.
It is important to acknowledge some of the limita-
tions of the present study. First, our participants were
recreational long-distance runners who had only low-
intensity continuous aerobic training experience. Thus,
caution should be taken in extrapolating these findings to
highly-trained athletes who frequently perform HIIT train-
ing sessions. Second, the athletes individually performed
the 5-km running trial, while during official competitive
running races, they compete in a head-to-head manner.
Previous findings have suggested that the presence of
other competitors would alter the pacing strategy, induc-
ing to a more aggressive and faster start and improving
overall performance (2). This could limit the extrapolation
of the findings of the current study to a more realistic
scenario of endurance competition. Thus, future studies
are encouraged to verify the impact of the HIIT on running
pacing strategy determined in a head-to-head manner.
In conclusion, the results of the present study showed
that the addition of 4 weeks of HIIT produced relevant
gains on the PTS and RE, but without changes in RPE,
pacing strategy, and overall performance. These findings
suggest that improved aerobic power and lower energy
cost during submaximal running were not sufficient to alter
the perceived effort behavior during a 5-km running trial,
resulting in a similar pacing strategy to that used before
the training period.
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| Effects of a 4-week high-intensity interval training on pacing during 5-km running trial. | 10-19-2017 | Silva, R,Damasceno, M,Cruz, R,Silva-Cavalcante, M D,Lima-Silva, A E,Bishop, D J,Bertuzzi, R | eng |
PMC9736486 | Citation: Olaizola, A.; Errekagorri, I.;
Lopez-de-Ipina, K.; María Calvo, P.;
Castellano, J. Comparison of the
External Load in Training Sessions
and Official Matches in Female
Football: A Case Report. Int. J.
Environ. Res. Public Health 2022, 19,
15820. https://doi.org/10.3390/
ijerph192315820
Academic Editors: José Alberto Frade
Martins Parraca, Bernardino
Javier Sánchez-Alcaraz Martínez
and Diego Muñoz Marín
Received: 29 October 2022
Accepted: 25 November 2022
Published: 28 November 2022
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International Journal of
Environmental Research
and Public Health
Article
Comparison of the External Load in Training Sessions and
Official Matches in Female Football: A Case Report
Aratz Olaizola 1,*
, Ibai Errekagorri 1,2
, Karmele Lopez-de-Ipina 3,4
, Pilar María Calvo 4
and Julen Castellano 1,2
1
Department of Physical Education and Sport, Faculty of Education and Sport, University of the Basque
Country (UPV/EHU), 01007 Vitoria-Gasteiz, Spain
2
Society, Sports and Physical Exercise Research Group (GIKAFIT), Department of Physical Education and
Sport, Faculty of Education and Sport, University of the Basque Country (UPV/EHU),
01007 Vitoria-Gasteiz, Spain
3
Department of Psychiatry, Cambridge Neuroscience, University of Cambridge, Cambridge 01223, UK
4
Department of Computers’ Arquitecture and Technology, University of the Basque Country (UPV/EHU),
Paseo M. Lardizabal, 1, 20018 San Sebastian, Spain
*
Correspondence: [email protected]
Abstract: The objective of this study was to compare the external load of training sessions using as a
reference an official competition match in women’s football in order to find if the training sessions
replicate the competition demands. Twenty-two semi-professional football players were analyzed
during 17 weeks in the first phase of the competitive period of the 2020–2021 season of Spanish
women’s football. In addition to the competition (Official Matches, OM), four types of sessions
were distinguished: strength or intensity (INT), endurance or extensity (EXT), velocity (VEL), and
activation or pre-competitive (PREOM). The external load variables recorded were total distance
(TD), high-speed running (HSR), sprint (Sprint), accelerations (ACC2), decelerations (DEC2), player
load (PL), distance covered per minute (TDmin), high metabolic load distance (HMLD), and total
impacts. The main results were that the external load demanded was different according to the type
of session, being, in all cases, much lower than OM. The variables referring to the neuromuscular
demands (ACC2 and DEC2) were higher in the INT sessions, the TD variable in the EXT sessions
and the velocity variables (HSR and Sprint) in the VEL sessions. We can conclude that there was an
alternating horizontal distribution of training loads within the competitive micro-cycle in women’s
football, although the order was not the usual one for tactical periodization.
Keywords: team sport; women; external load; periodization; electronic performance; tracking systems
1. Introduction
In recent decades, there has been exponential global development of women’s football,
both in its practice and in the entities and institutions that promote and manage it [1,2].
This has been accompanied by a greater professionalization in elite game standards, in
addition to an increase in audiences, leading to the creation of professional leagues and
clubs, generating greater professionalization [3]. The scientific interest in women’s football
has not been left out of this reality, which is why competition analysis is now a focus with
the aim of deepening its knowledge [4–7].
It is essential to know the demands of women’s competition [8] in order to have
reference values to guide training content. In a complementary way, the evaluation of the
training process is essential to verify the effectiveness of the intervention and to search
for the best strategy to stimulate the athlete, that is, to distribute training and recovery [9]
in order to optimize physical condition [10]. It is also important to pay attention to load
management in order to reduce the probability that players could suffer over-training or
even injury [11–13].
Int. J. Environ. Res. Public Health 2022, 19, 15820. https://doi.org/10.3390/ijerph192315820
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2022, 19, 15820
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In men’s football, the two usual planning strategies are the structured micro-cycle
together with tactical periodization [10,14]. Elite football teams use the latter because
the proposed content prioritizes technical/tactical objectives over conditional and psy-
chological capabilities simultaneously [15]. Previous studies [4,14,16–19] agree that the
planning strategy of a competitive micro-cycle with a single competitive game is three
main acquisition sessions during the week in order to prepare and sustain physical abilities,
such as strength, endurance, and velocity. This first part of acquisition is followed by a
load reduction phase at the end of the week (tapering phase) to ensure greater freshness
and, therefore, a greater willingness to compete [18,20]. Both phases result in a horizontal
alternation in the distribution of conditional demands during the micro-cycle [16,17].
In order to improve the knowledge of types of load management strategies in women’s
football in a novel way, the objective of the present study is to describe the external load
in the different types of training and competitive matches in women’s football during a
competitive micro-cycle. The starting hypothesis is that there is a horizontal alternation
in the conditional demand between the training sessions in the competitive micro-cycle,
but none of the sessions replicates the competition demand. In this sense, the results of this
study will allow increasing the information on the type of periodization that is proposed in
an elite women’s football team, which could help to facilitate load management in women’s
football, which is still little known and under research.
2. Materials and Methods
2.1. Participants
A total of 22 semi-professional female football players (age: 24.6 ± 4.0 years; height:
163.9 ± 5.0 cm; weight: 58.5 ± 4.2 kg; skinfolds (i.e., the sum of 6 skinfolds: triceps,
subscapular, supraspinal, abdominal, front thigh, and medial calf): 65.4 ± 17.9 mm) took
part in the study. The data recording was carried out during 17 weeks of the competitive
period of the Second Women’s Football Division (Reto Iberdrola) during the 2020–2021
season. Usually, the team completed four days of training and one day of competition
per week.
2.2. Procedures
In order to obtain position data, the players were monitored with WIMU PRO devices
(RealTrack Systems, Almeria, Spain) using the global positioning system (GPS). The GPS de-
vice used in this study can operate at 10 Hz, and it is compatible with the Galileo and Ameri-
can satellite constellation, which seems to provide more precision [21]. For the analysis, data
were collected on outdoor football fields without any possibility of infrastructure interfering
with the data collection. During the sessions, a mean of 12 satellites were connected with
each device. The value of DDOP was 0.95. This equipment and its measurements are valid
and reliable using the GNSS for time-motion analysis in football (distance covered variable:
accuracy = 0.69–6.05%, test–retest reliability = 1.47, inter-unit reliability = 0.25; mean veloc-
ity variable: accuracy = 0.18, intra-class correlation = 0.95, inter-unit reliability = 0.03) [22],
and has been awarded with the FIFA Quality Performance certificate. Each WIMU PRO
device was placed in a vertical position between the players’ shoulder blades, in a pocket
of a specific chest vest (dimensions of the devices = 81 × 45 × 16 mm). The GPS devices
were activated 15 min before the start of each session or match in accordance with the
manufacturer’s instructions. All the players were familiar with the use of GPS. Only the
players that completed official matches or training sessions were included in the analy-
sis. To avoid possible differences between devices, during the entire registration period,
each player wore the same device [23,24]. The records were downloaded using the SPRO
software (RealTrack Systems, Almeria, Spain) after the end of each session. Once the data
were filtered through the software, they were imported into a Microsoft Excel spreadsheet
(Microsoft Corporation, Washington, DC, USA) to configure a matrix.
Int. J. Environ. Res. Public Health 2022, 19, 15820
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2.3. Physical Variables
The duration of the session was recorded considering only the effective time, that is, the
time in which the players were active, excluding times of inactivity (e.g., stoppages between
tasks). The external load variables were: total distance (TD, in m); high speed running
(HSR, in m), established as 60% of the maximum individual velocity of the participants [25];
sprint (Sprint, in m), defined as the distance accumulated above 85% of the maximum
individual velocity [26]; accelerations over 2 m/s2 (ACC2, in n); decelerations of less than
−2 m/s2 (DEC2, in n); player load (PL, in au), distance traveled per minute (TDmin,
in m/min1); high metabolic load distance (HMLD, in m), defined as the distance covered
by a player when their metabolic power is above 25.5 W/kg1, ratios per kilogram [14]; and,
total impacts (Total Impacts, in n) using an Earth sensor to calculate the three axes value
of the module. As for the choice of the maximum individual velocity, the highest value
recorded during the 17-week period of the study was chosen, considering both the training
sessions and the competition.
2.4. Type of Training Sessions and Official Matches
Apart from the official matches (OM, n = 12), the types of sessions were differentiated
based on the priority conditional objective that was developed: strength or intensity session
(INT, n = 10); endurance or extensity session (EXT, n = 15); velocity session (VEL, n = 7);
and activation session (PREOM, n= 14). In total, 805 recordings were collected from official
matches (n = 49) and 756 training sessions, distributed as follows: VEL = 114, INT = 173,
EXT = 239, and PREOM = 230. The number of records per player was 36.8 ± 10.6.
The order of the sessions in the training micro-cycle was conditioned to the number
of days after (OM+) and before (OM−) of the OM, following the proposal of previous
studies [10,14].
The VEL session was usually the first acquisition session, located 2 days after the OM
(OM + 2) and 5 or 6 days before the next official match (OM − 6 or OM − 5), characterized
by velocity work, locomotive-oriented and based on tasks of intermittent nature or in waves
(with breaks of 1 or 2 min between drills). The tasks were mostly carried out with goalposts
and goalkeepers and were made up of a large relative space per player (e.g., >250 m2).
The INT session was the second acquisition session of the week, usually located 3 or 4
days after the OM (OM + 3 or OM + 4) and 3 or 4 days before the next competition (OM
− 3 or OM − 4), characterized by neuromuscular and mechanically-oriented work, based
on reduced and positional games, with a relative space per player of less than 100 m2 and
with a number of participants ranging from one to six per team.
The EXT session was usually the third acquisition session of the micro-cycle, located 4
or 5 days after the OM (OM + 4 or OM + 5) and 2 or 3 days before the next competition
(OM − 2 or OM − 3), characterized by cardiovascular work, based on large-format tasks,
that is, with a moderate to high number of participants per team (>6), in a relative space
equal to or greater than 250 m2 per player, and with goalposts and goalkeepers.
Pre-match day (PREOM) was the fine-tuning session. It was always conducted the day
before match day (OM − 1). The contents that were developed in it were activation tasks
based on activities with a large number of participants (>6) in a medium relative space
(equal to or less than 250 m2 per player) or small (equal to or less than 100 m2 per player)
with a polarized orientation and a tactical and strategic approach.
The last day of the week was match day (OM). To calculate the load on the day of the
competition, the previous warm-up carried out by the players was taken into account in
addition to the two parts of the match, which had the following approximate load: duration
was 20.1 ± 2.1 min, and the physical demands were as follows: TD: 1280 ± 266 m, HSR:
64.3 ± 37.7 m, Sprint: 5 ± 10.7 m, ACC2: 27.9 ± 9.6 n, DEC2: 28.4 ± 9.6 n, PL 20.6 ± 4.3 au
and TDmin 64 ± 12.3 (m/min1).
Int. J. Environ. Res. Public Health 2022, 19, 15820
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2.5. Statistical Analysis
Descriptive statistics data from variables were presented using mean and standard
deviation. Tests for normality (Shapiro–Wilk) and equality of variances (Levene) were
applied. The null hypothesis was accepted because the distribution of the data met the
normality criterion. Furthermore, the variances were homogeneous. Therefore, a one-way
ANOVA analysis of variance for independent samples was used to test for differences in
the variables between the different sessions (INT, EXT, VEL, PREOM, and OM). Significant
results were then analyzed using post hoc Tukey’s test. Effect size (ES) was also calculated
to determine meaningful differences with magnitudes classified as [27] trivial (<0.2), small
(>0.2–0.6), moderate (>0.6–1.2), large (>1.2–2.0), and very large (>2.0–4.0). The level of
significance was set at p < 0.05. The statistical analysis was conducted using the software
JASP 0.14.1 (University of Amsterdam, Amsterdam, The Netherlands) and a customized
Microsoft Excel spreadsheet (Microsoft Corporation, Washington, DC, USA) for Windows.
3. Results
Figure 1 shows the total time (min), effective time (min), and density (%) of the training
and competition sessions. There were significant differences (p < 0.05) between training
sessions for all variables. The PREOM session had the lowest (p < 0.05) volume (total and
effective time) but with higher density than the VEL and INT sessions. The INT session
had the highest volume (total and effective time) but with a lower density than the EXT
and PREOM sessions and higher than VEL.
TDmin 64 ± 12.3 (m/min ).
2.5. Statistical Analysis
Descriptive statistics data from variables were presented using mean and standa
deviation. Tests for normality (Shapiro–Wilk) and equality of variances (Levene) were a
plied. The null hypothesis was accepted because the distribution of the data met the n
mality criterion. Furthermore, the variances were homogeneous. Therefore, a one-w
ANOVA analysis of variance for independent samples was used to test for differences
the variables between the different sessions (INT, EXT, VEL, PREOM, and OM). Sign
cant results were then analyzed using post hoc Tukey’s test. Effect size (ES) was also c
culated to determine meaningful differences with magnitudes classified as [27] triv
(<0.2), small (>0.2–0.6), moderate (>0.6–1.2), large (>1.2–2.0), and very large (>2.0–4.0). T
level of significance was set at p < 0.05. The statistical analysis was conducted using t
software JASP 0.14.1 (University of Amsterdam, Amsterdam, Kingdom of the Neth
lands) and a customized Microsoft Excel spreadsheet (Microsoft Corporation, Washin
ton, DC, USA) for Windows.
3. Results
Figure 1 shows the total time (min), effective time (min), and density (%) of the tra
ing and competition sessions. There were significant differences (p < 0.05) between tra
ing sessions for all variables. The PREOM session had the lowest (p < 0.05) volume (to
and effective time) but with higher density than the VEL and INT sessions. The INT s
sion had the highest volume (total and effective time) but with a lower density than t
EXT and PREOM sessions and higher than VEL.
Figure 1. Total duration (min, in dark blue), effective duration (min, in light blue), and density
fective/total, %, in green) of the sessions. Note: VEL is velocity day, INT is intensity or strength d
EXT is extensity or endurance day, PREOM is previous day to match day, OM is official match d
Significant differences (p < 0.05) are represented: 1 is higher than VEL, 2 is higher than INT, 3
higher than EXT, and 4 is higher than PREOM.
As shown in Table 1, all external load variables were higher in OM compared to t
rest of the training sessions, with a difference ranging from moderate to extremely lar
(ES = 0.7–6.6). On the contrary, the session with the lowest load in all the variables w
Figure 1. Total duration (min, in dark blue), effective duration (min, in light blue), and density
(effective/total, %, in green) of the sessions. Note: VEL is velocity day, INT is intensity or strength
day, EXT is extensity or endurance day, PREOM is previous day to match day, OM is official match
day. Significant differences (p < 0.05) are represented: 1 is higher than VEL, 2 is higher than INT, 3 is
higher than EXT, and 4 is higher than PREOM.
As shown in Table 1, all external load variables were higher in OM compared to the
rest of the training sessions, with a difference ranging from moderate to extremely large
(ES = 0.7–6.6). On the contrary, the session with the lowest load in all the variables was
the PREOM. The variables ACC2 and DEC2 oriented towards neuromuscular work were
higher in INT, the variable TD oriented towards cardiovascular work was higher in EXT,
Int. J. Environ. Res. Public Health 2022, 19, 15820
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and variables of velocity (HSR and Sprint) oriented towards locomotor work were higher
in VEL. The values of the intensity variable (TDmin) were highest in OM with respect to all
training sessions.
Table 1. Mean and standard deviation (SD) of the external load variables in different training and
competition sessions.
Type of Sessions
VEL
INT
EXT
PREOM
OM
Variables
Mean
(SD)
Mean
(SD)
Mean
(SD)
Mean
(SD)
Mean
(SD)
TD
5058.3
(712.3) 2,3
4840.0
(1237.8) 4
5418.5
(957.6) 1,2,4
3546.8
(1007.8)
10,576.33
(602.77) 1,2,3,4
(m)
HSR
614.5
(318.1) 2,3,4
184.0
(187.1)
424.3
(247.7) 2,4
245.3
(126.0) 2
906.7
(208.0) 1,2,3,4
(m)
Sprint
35.1
(49.6) 2,3,4
1.5
(5.5)
28.2
(42.4) 2,4
7.8
(15.2) 2
69.2
(51.2) 1,2,3,4
(m)
ACC2
115.3
(25.2) 3,4
145.0
(40.7) 1,3,4
99.7
(24.7) 4
71.1
(24.2)
181.8
(35.1) 1,2,3,4
(n)
DEC2
118.5
(29.2) 3,4
138.1
(39.0) 1,3,4
99.0
(24.4) 4
70.1
(23.9)
190.2
(33.7) 1,2,3,4
(n)
PL
66.9
(11.0) 2,4
66.4
(18.1) 4
69.0
(14.8) 1,2,4
46.7
(15.2)
142.1
(15.6) 1,2,3,4
(au)
TDmin
85.1
(9.2) 2,4
72.7
(10.5) 4
85.4
(11.3) 1,2,4
65.1
(13.2)
90.8
(5.3) 1,2,3,4
(m/min1)
Note: VEL is velocity day, INT is intensity or strength day, EXT is extensity or endurance day, PREOM is previous
day to match day, OM is official match day. TD is total distance expressed in meters (m), HSR is high-intensity
running distance (m), Sprint is sprint running distance (m), ACC2 is the number of accelerations at >2 m/s2 (n),
DEC2 is the number of decelerations at <−2 m/s2 (n), PL (au) is player load, and TDmin is distance per min
(m/min1). Significant differences (p < 0.05) are represented: 1 is higher than VEL, 2 is higher than INT, 3 is higher
than EXT, and 4 is higher than PREOM.
Figure 2 shows the mean and standard deviations of two external load variables: High
Metabolic Load Distance (HMLD) and Total Impacts. Significant differences were found
for both variables in the different training and competition sessions. In line with the rest
of the variables, the highest values were obtained in OM and the lowest in PREOM. The
VEL session obtained the highest HMLD values compared to the other training sessions.
Likewise, the EXT session accumulated the highest values in Total Impacts compared to
the other training sessions.
Table 2 shows the effect size (ES) of the external load variables obtained from the
comparison between training sessions and official matches. As can be seen, the magnitude
of the differences ranged from a very large decrease (ES = −2.17) to an extremely large
increase (ES = 7.4).
Int. J. Environ. Res. Public Health 2022, 19, 15820
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Int. J. Environ. Res. Public Health 2022, 19, x
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Figure 2. Means and deviations of the high metabolic load distance (HMLD, m, in blue) and total
impacts (Total impacts, n, in green) of the players on the different training days. Note: VEL is veloc-
ity day, INT is intensity or strength day, EXT is extensity or endurance day, PREOM is previous day
to match day, OM is official match day. Significant differences (p < 0.05) are represented: 1 is higher
than VEL, 2 is higher than INT, 3 is higher than EXT, and 4 is higher than PREOM.
Table 2 shows the effect size (ES) of the external load variables obtained from the
comparison between training sessions and official matches. As can be seen, the magnitude
of the differences ranged from a very large decrease (ES = −2.17) to an extremely large
increase (ES = 7.4).
Table 2. Effect size of external load variables in different training and competition sessions.
Comparison of Type
of Sessions
Variables
TD
HSR
Sprint
ACC2
DEC2
PL
TDmin
VEL vs. OM
8.4 (ELI)
1.1 (MI)
0.7 (MI)
2.2 (VLI)
2.3 (VLI)
5.6 (ELI)
0.8 (MI)
VEL vs. PREOM
−1.8 (LD)
−1.7 (LD)
−0.8 (MD)
−1.8 (LD)
−1.8 (LD)
−1.5 (LD)
−1.8 (LD)
VEL vs. INT
−0.2 (SD)
−1.7 (LD)
−1.2 (LD)
0.9 (MI)
0.6 (MI)
0.0 (T)
−1.2 (LD)
VEL vs. EXT
0.4 (SI)
−0.7 (MD)
−0.2 (SD)
−0.6 (MD)
−0.7 (MD)
0.2 (SI)
0.1 (T)
EXT vs. OM
6.6 (ELI)
2.1 (VLI)
0.9 (MI)
2.7 (VLI)
3.1 (VLI)
4.8 (ELI)
0.8 (MI)
EXT vs. PREOM
−1.9 (LD)
−1.0 (MD)
−0.7 (MD)
−1.2 (LD)
−1.2 (LD)
−1.5 (LD)
−1.7 (LD)
EXT vs. INT
−0.5 (MD) −1.1 (MD)
−1.1 (MD)
1.4 (LI)
1.2 (LI)
−0.2 (SD)
−1.2 (LD)
INT vs. OM
6.2 (ELI)
3.7 (VLI)
2.4 (VLI)
1.0 (MI)
1.4 (LI)
4.5 (ELI)
2.3 (VLI)
INT vs. PREOM
−1.2 (LD)
0.4 (SI)
0.6 (MI)
−2.3 (VLD)
−2.2 (VLD)
−1.2 (LD)
−0.6 (MD)
PREOM vs. OM
8.7 (ELI)
4.0 (ELI)
1.8 (LI)
3.7 (VLI)
4.2 (ELI)
6.2 (ELI)
2.8 (VLI)
Note: ELD is extremely large decrease, VLD is very large decrease, LD is large decrease, MD is
moderate decrease, SD is small decrease, T is trivial, SI is small increase, MI is moderate increase, LI
is large increase, VLI is very large increase, ELI is extremely large increase. VEL is velocity day, INT
is intensity or strength day, EXT is extensity or endurance day, PREOM is previous day to match
day, OM is official match day. TD is total distance expressed in meters (m), HSR is high-intensity
running distance (m), Sprint is sprint running distance (m), ACC2 is the number of accelerations at
>2 m/s2 (n), DEC2 is the number of decelerations at <−2 m/s2 (n), PL (au) is player load, and TDmin
is distance per min (m/min1).
Figure 2. Means and deviations of the high metabolic load distance (HMLD, m, in blue) and total
impacts (Total impacts, n, in green) of the players on the different training days. Note: VEL is velocity
day, INT is intensity or strength day, EXT is extensity or endurance day, PREOM is previous day to
match day, OM is official match day. Significant differences (p < 0.05) are represented: 1 is higher
than VEL, 2 is higher than INT, 3 is higher than EXT, and 4 is higher than PREOM.
Table 2. Effect size of external load variables in different training and competition sessions.
Comparison of
Type of Sessions
Variables
TD
HSR
Sprint
ACC2
DEC2
PL
TDmin
VEL vs. OM
8.4 (ELI)
1.1 (MI)
0.7 (MI)
2.2 (VLI)
2.3 (VLI)
5.6 (ELI)
0.8 (MI)
VEL vs. PREOM
−1.8 (LD)
−1.7 (LD)
−0.8 (MD)
−1.8 (LD)
−1.8 (LD)
−1.5 (LD)
−1.8 (LD)
VEL vs. INT
−0.2 (SD)
−1.7 (LD)
−1.2 (LD)
0.9 (MI)
0.6 (MI)
0.0 (T)
−1.2 (LD)
VEL vs. EXT
0.4 (SI)
−0.7 (MD)
−0.2 (SD)
−0.6 (MD)
−0.7 (MD)
0.2 (SI)
0.1 (T)
EXT vs. OM
6.6 (ELI)
2.1 (VLI)
0.9 (MI)
2.7 (VLI)
3.1 (VLI)
4.8 (ELI)
0.8 (MI)
EXT vs. PREOM
−1.9 (LD)
−1.0 (MD)
−0.7 (MD)
−1.2 (LD)
−1.2 (LD)
−1.5 (LD)
−1.7 (LD)
EXT vs. INT
−0.5 (MD)
−1.1 (MD)
−1.1 (MD)
1.4 (LI)
1.2 (LI)
−0.2 (SD)
−1.2 (LD)
INT vs. OM
6.2 (ELI)
3.7 (VLI)
2.4 (VLI)
1.0 (MI)
1.4 (LI)
4.5 (ELI)
2.3 (VLI)
INT vs. PREOM
−1.2 (LD)
0.4 (SI)
0.6 (MI)
−2.3 (VLD)
−2.2 (VLD)
−1.2 (LD)
−0.6 (MD)
PREOM vs. OM
8.7 (ELI)
4.0 (ELI)
1.8 (LI)
3.7 (VLI)
4.2 (ELI)
6.2 (ELI)
2.8 (VLI)
Note: ELD is extremely large decrease, VLD is very large decrease, LD is large decrease, MD is moderate decrease,
SD is small decrease, T is trivial, SI is small increase, MI is moderate increase, LI is large increase, VLI is very large
increase, ELI is extremely large increase. VEL is velocity day, INT is intensity or strength day, EXT is extensity or
endurance day, PREOM is previous day to match day, OM is official match day. TD is total distance expressed in
meters (m), HSR is high-intensity running distance (m), Sprint is sprint running distance (m), ACC2 is the number
of accelerations at >2 m/s2 (n), DEC2 is the number of decelerations at <−2 m/s2 (n), PL (au) is player load, and
TDmin is distance per min (m/min1).
4. Discussion
The aim of this study is to describe the distribution of external load in different training
sessions and competitions in competitive micro-cycles in women’s football. According
to the current state of the art, this is the first study carried out on the description of
tactical periodization in women’s football. The results confirm the starting hypotheses
because despite describing a distribution of the conditional demands (for example, strength,
Int. J. Environ. Res. Public Health 2022, 19, 15820
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resistance, and speed) based on the horizontal alternation during the competitive micro-
cycle sessions, none of them replicated the demands of the competition.
In line with the results obtained in previous studies carried out in men’s football [14,28],
the total and effective duration was significantly shorter in the training sessions compared
to those obtained in official matches (Figure 1). Among the three acquisition sessions (VEL,
INT, and EXT), the VEL session was the one with the lowest density, probably due to
the intermittent or dividing nature of the tasks of this session. It should be highlighted
as well that the lowest values in all the variables are obtained in the PREOM session,
confirming the existence of tapering in the training load in the days prior to competition in
order to favor the recovery of the players and, consequently, to guarantee greater freshness
and willingness to compete [10,16,17,19]. The results of this study concur with these
previous contributions in men’s football, where the weekly periodization was described,
accumulating the highest loads in the middle of the week, that is, 2 or 3 days before the
match (OM − 2 or OM − 3), coinciding with the EXT day, and lower loads at the end of the
week, the 2 days before the competition.
On the other hand, unlike previous studies [10,18], the location of the VEL session
within the weekly distribution was novel. This was probably motivated by the distribution
of the training sessions that the team arranged, trying to distance the VEL session from
the EXT session, thereby stimulating the distance covered at high-speed ranges (e.g., HSR
and Sprint) and that of the following match. The reason could lie in the need to emphasize
this conditional capacity given its low stimulation both in the competition itself (e.g.,
players accumulated little distance in high-speed ranges) and throughout the competitive
micro-cycle. The VEL session was located on the second day after the match played in the
previous micro-cycle (OM + 2), that is, 5 or 6 days prior to the following match (OM − 5 or
OM − 6). Significantly more HSR and Sprint were accumulated in these sessions, with a
volume load (TD) similar to the EXT session.
Regarding the INT session, which was usually carried out on the central days of
the week (OM − 5 or OM − 4) and prior to the EXT session, a predominance of the
force variables (accelerations and decelerations) was described compared to the other
sessions, as described in men’s football in previous works [10,29]. However, although
Stevens et al. (2017) described that medium (1.5–3 m/s2 and −1.5–3 m/s2) and high (>3
m/s2 and <−3 m/s2) accelerations and decelerations during training were similar to the
competition values in this type of session, in this research work, the competition values
were significantly higher than the rest of the types of training sessions.
With regard to the EXT session, which was usually carried out in the middle of the
week (OM − 4 or OM − 3), high values were described in TD and PL compared to the
other sessions, showing a similar trend as in previous studies [18,30]. In elite male football,
these studies described greater distances covered in OM − 3 sessions compared to OM − 4
sessions, which could be related to the EXT and INT sessions described in this study.
Despite the global coincidence of this approach, not all the works [17,31–33] concurred
in the same weekly profile of the loads. While some showed a downward progression or
from more to less [31], others described two peaks, Monday and Thursday [33], with a
remarkable peak in the main session of the week [32] or with high values in the middle of
the week without showing great differences between sessions [17]. Likewise, the present
work shows three load sessions (VEL, INT, AND EXT), of which two obtain higher values
(VEL and EXT), located at the beginning and middle of the week, as represented in the
study by [33].
This study describes a variant of tactical periodization, which, while respecting hori-
zontal alternation, proposes a novel distribution in the orientation of content throughout
the competitive micro-cycle. The possible practical application of this study is that the
content of the training sessions with different conditional orientations could present a
different ordering than the one proposed by the tactical periodization. In this way, instead
of respecting the usual order of the sessions proposed by the tactical periodization (e.g.,
INT+EXT+VEL), it could be altered by proposing VEL+INT+EXT when the contextual
Int. J. Environ. Res. Public Health 2022, 19, 15820
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needs and/or the characteristics of the type of population to which it is directed requires
adapting content to optimize their preparation process.
It has been verified that none of the training sessions obtained higher values than those
of the competition in all the variables (e.g., oriented towards neuromuscular, cardiovascular,
and locomotor works). Therefore, coaches should be careful in the return-to-play process
and should prepare players adequately because there could be an excessive gap between
the demands of training sessions and those of competition, putting players at risk [11–13].
This work has some context limitations. In the first place, since just one team was
analyzed, the periodization results should not be interpreted as something generalized in
women’s football; more case studies would be required to approach an extrapolation. In ad-
dition, the inclusion of internal load variables [34] could have allowed knowing in greater
detail the internal response generated in the athlete [35]. Likewise, it could be interesting
to carry out a battery of physical tests or to pass wellness and readiness questionnaires to
assess the physical condition of the players or their willingness to compete [10,26]. How-
ever, it is worth mentioning that the team achieved promotion to the highest category of
women’s football at the national level; therefore, it could support the idea that the proposed
periodization strategy not only had no negative effects on the performance of the players
but also had possibly a great impact on the competitive performance.
5. Conclusions
In conclusion, this research work provides a description of the profile of training
loads throughout a competitive week in women’s football. A horizontal alternation in the
stimulation of physical capacities in female football was described, although the order of
the training contents varied with respect to the original proposal of tactical periodization.
This study could open the possibility of proposing a variant that can better adapt to a
particular reality conditioned by the schedules and pitches established by the sports club
of the players. In this sense, in ongoing works, a larger sample and other contexts will
be included.
Author Contributions: Investigation, A.O., I.E., K.L.-d.-I., P.M.C. and J.C. All authors have read and
agreed to the published version of the manuscript.
Funding: This study was supported by the Universidad del País Vasco/Euskal Herriko Unibertsitatea,
EUSK22/17, PES22/30, COLAB22/15, COST Actions CA18106 supported by COST (European
Cooperation in Science and Technology).
Institutional Review Board Statement: The Ethics Committee of research with humans (CEISH) of
the University of the Basque Country (UPV/EHU) gave its institutional approval of the study (code
M10-2019-099).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: The datasets generated by and/or analyzed during the current study
are not publicly available due to ethics and privacy requirements, but they are available from the
corresponding author upon reasonable request.
Acknowledgments: This study was supported by the Spanish government subproject Mixed method
approach on performance analysis (in training and competition) in elite and academy sport [PGC2018-
098742-B-C33] (2019-2021) [Ministerio de Ciencia, Innovación y Universidades (MCIU), la Agencia
Estatal de Investigación (AEI) y el Fondo Europeo de Desarrollo Regional (FEDER)], that is part
of the coordinated project New approach of research in physical activity and sport from mixed
methods perspective (NARPAS_MM) [SPGC201800 × 098742CV0]. The University of Cambridge,
the Basque Government, Engineering and Society and Bioengineering Research Groups, IT1489-22,
and ELKARTEK (KK-2020/00092, KK-2021/00033), “Ministerio de Ciencia e Innovación” (SAF2016
77758 R), FEDER funds.
Conflicts of Interest: No potential conflict of interest was reported by the authors.
Int. J. Environ. Res. Public Health 2022, 19, 15820
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| Comparison of the External Load in Training Sessions and Official Matches in Female Football: A Case Report. | 11-28-2022 | Olaizola, Aratz,Errekagorri, Ibai,Lopez-de-Ipina, Karmele,María Calvo, Pilar,Castellano, Julen | eng |
PMC4501764 | RESEARCH ARTICLE
It’s a Matter of Mind! Cognitive Functioning
Predicts the Athletic Performance in Ultra-
Marathon Runners
Giorgia Cona1,2*, Annachiara Cavazzana1, Antonio Paoli3, Giuseppe Marcolin3,
Alessandro Grainer3, Patrizia Silvia Bisiacchi1,4
1 Department of General Psychology, University of Padua, Padua, Italy, 2 Department of Neuroscience,
University of Padua, Padua, Italy, 3 Department of Biomedical Science, University of Padua, Padua, Italy,
4 Center for Cognitive Neuroscience, University of Padua, Padua, Italy
* [email protected]
Abstract
The present study was aimed at exploring the influence of cognitive processes on perfor-
mance in ultra-marathon runners, providing an overview of the cognitive aspects that char-
acterize outstanding runners. Thirty runners were administered a battery of computerized
tests right before their participation in an ultra-marathon. Then, they were split according to
the race rank into two groups (i.e., faster runners and slower runners) and their cognitive
performance was compared. Faster runners outperformed slower runners in trials requiring
motor inhibition and were more effective at performing two tasks together, successfully
suppressing the activation of the information for one of the tasks when was not relevant.
Furthermore, slower runners took longer to remember to execute pre-defined actions asso-
ciated with emotional stimuli when such stimuli were presented. These findings suggest
that cognitive factors play a key role in running an ultra-marathon. Indeed, if compared with
slower runners, faster runners seem to have a better inhibitory control, showing superior
ability not only to inhibit motor response but also to suppress processing of irrelevant infor-
mation. Their cognitive performance also appears to be less influenced by emotional stimuli.
This research opens new directions towards understanding which kinds of cognitive and
emotional factors can discriminate talented runners from less outstanding runners.
Introduction
“I just run. I run in a void. Or maybe I should put it the other way: I run in order to acquire
a void. But as you might expect, an occasional thought will slip into this void. People’s
minds can’t be a complete blank. Human beings’ emotions are not strong or consistent
enough to sustain a vacuum. What I mean is, the kinds of thoughts and ideas that invade
my emotions as I run remain subordinate to that void.”
PLOS ONE | DOI:10.1371/journal.pone.0132943
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OPEN ACCESS
Citation: Cona G, Cavazzana A, Paoli A, Marcolin G,
Grainer A, Bisiacchi PS (2015) It’s a Matter of Mind!
Cognitive Functioning Predicts the Athletic
Performance in Ultra-Marathon Runners. PLoS ONE
10(7): e0132943. doi:10.1371/journal.pone.0132943
Editor: Giuseppe di Pellegrino, University of
Bologna, ITALY
Received: March 3, 2015
Accepted: June 21, 2015
Published: July 14, 2015
Copyright: © 2015 Cona et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any
medium, provided the original author and source are
credited.
Data Availability Statement: Data of our experiment
are available upon request because of ethical
restriction in order to protect the privacy of research
participants. Readers can contact giorgia.
[email protected] to request the data, which would be
given anonymously. Race ranking is freely available
on the web.
Funding: This study was supported by a grant from
the University of Padova (Strategic Grant NEURAT;
STPD11B8HM_004) to P.B. The funder did not have
any role in study, data collection or analysis, decision
to publish, or preparation of the manuscript.
Haruki Murakami—What I Talk About When I Talk About Running
All kinds of sports imply, to different extents, the application of cognitive, perceptual and
motor skill [1, 2]. Nevertheless, although superior performance is clearly evident on observa-
tion, the cognitive mechanisms that contribute to a successful performance are less clear. For
several decades researchers have sought to better understand the cognitive factors that are able
to discriminate between talents and less outstanding athletes [3]. Outstanding athletes were
shown to have enhanced declarative and procedural knowledge, and to be more able at making
decisions and at extrapolating relevant information from the environment to anticipate future
events and outcomes [4–6]. Experts seem also to have a more effective visuo-spatial processing
and greater selective attention [7–9]. In particular, the effect of focus of attention on athletic
skills has been extensively explored across sporting domains. Attentional focus is typically clas-
sified as internal or external, where the internal focus is meant to be directed toward the perfor-
mance of movements, whereas the external one is meant to direct attention toward the effects
of a movement [10] and/or to external environmental stimuli [11]. Overall, an external focus
of attention appears to be more beneficial for a successful sporting performance [12, 13].
Furthermore, motor response selection and inhibition processes were shown to be crucial,
for example, in fencing, baseball, tennis and soccer [14–17].
Despite the increasing evidence of the key role of cognitive factors across a wide range of
sporting domains, the contribution of such factors to endurance sports and, more specifically,
to running performance, is still poorly understood. The few studies that have addressed this
issue focused on the influence of cognitive strategies and focus of attention on quality and per-
formance of the run. Cognitive strategies are typically subdivided into associative strategies,
which imply directing of attention towards task-relevant stimuli and physiological sensations
experienced during exercise, and dissociative strategies, consisting in directing attention
toward distracting thoughts, as work, relationships, and other kinds of thoughts unrelated to
the experience of running [18]. Generally, these studies showed that runners adopting an asso-
ciative strategy ran faster than runners adopting a dissociative strategy [19; 18]. A recent study
also highlighted that having an external focus of attention increases running economy (mea-
sured as oxygen consumption at a set running speed), leading to a better performance as com-
pared with an internal focus of attention [20].
Since the contribution of the other cognitive aspects has been almost neglected, the present
study aimed to provide, for the first time, an overview of the impact of various cognitive func-
tions upon running performance. More specifically, the starting point questions were: Could
cognitive functioning contribute to running performance? And, if so, which cognitive processes
are the best mediators of running performance? To answer these questions we asked a group of
ultra-runners to execute a series of cognitive tasks immediately before the running race. Then,
we analysed the cognitive performance on these tasks comparing the runners who obtained a
batter rank in the race (i.e., faster runners) with those who obtained a worse rank (i.e., slower
runners).
We explored cognitive functioning by means of the modified versions of two computerized
tasks: The Inhibitory Control Task (ICT) and a dual-task paradigm with emotional stimuli,
which have been already utilized in our lab [21–25]. The ICT is composed of multiple types of
trials, thus allowed us to test distinct cognitive processes, including response speed, selective
attention, working memory updating and response inhibition [24]
To better explore the impact of executive functions on running, we utilized a dual-task para-
digm, in which two distinct tasks, heavily dependent on frontal executive processes, needed to
be executed simultaneously (Fig 1). The dual-task paradigm consists of an ongoing activity,
namely a working memory 2-back task, and a Prospective Memory (PM) task [25]. For the
Cognitive Factors in Running Performance
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Competing Interests: The authors have declared
that no competing interests exist.
2-back task, participants were instructed to decide whether the picture occurring on the screen
was same or different from the picture presented two trials before by pressing one of two possi-
ble response keys (i.e., 2-back task). While executing the ongoing task, they had to remember
to complete a pre-specified intention (i.e., pressing a third key) when a pre-memorized picture,
Fig 1. Schematic illustration of the Dual-Task paradigm. The figure illustrates the pleasant PM session, in
which five pleasant PM cues needed to be encoded for later execution of the intention. The same tasks and
procedure were run for both unpleasant and neutral sessions. Although not displayed, a blank screen with a
fixation cross (lasting 1200, 1400, or 1600 ms) always occurred between two distinct stimuli. For the ongoing
task, participants had to press one of two keys with the right hand to decide whether the picture was same or
different from the picture presented two trials before. For the PM task, participants were required to remember
to press an additional key, with their left index finger, when they saw a picture presented during the encoding
phase. Note: The pictures displayed in the figure are not those used in the study, but are taken from Internet
only for illustration purposes.
doi:10.1371/journal.pone.0132943.g001
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namely the PM cue, occurred on the screen amid the ongoing trials (i.e., PM task). Therefore,
by using such paradigm we were able to test the runners’ ability: (i) to manage two tasks simul-
taneously; (ii) to monitor the external, ongoing, stimuli driven by an internal goal (i.e., the
identification of the PM cue), providing information about the runners’ attitude to adopt an
internal versus external focus of attention, as postulated in the PM context by the Attention to
Delayed Intention (AtoDI) model [26]; (iii) to remember to execute delayed intentions when
the appropriate cues occur; (iv) to process and react to emotional stimuli. In order to address
the fourth issue, we included pictures that were characterized by a specific emotional valence
(i.e., pleasant, unpleasant, or neutral) in both the ongoing and PM tasks. Cognitive-evaluative
reactions to emotional stimuli and situations were shown, indeed, to be pivotal for athletic per-
formance [27–29]. Thus, the inclusion of emotional stimuli in this paradigm was important to
illuminate the relationship between processing and reacting to emotional stimuli and the sub-
sequent running behaviour.
Materials and Methods
Running race and Participants
Data were collected on July 25th 2014, in occasion of the Trans d’Havet race. This competition
took place in the northeast of Italy and was part of the Ultra race of the European Skyrunning
championships. The track consisted of 80 km with a total elevation of 5500 mt and a maximum
altitude of 2238 mt. The race started on Saturday at 12.00 pm. The organizations guaranteed
medical stations and rest stops with drinks and food along the whole race. Each participant
had to pass pre-defined gate not exceeding a certain time to continue the race. Unexpectedly,
the race was interrupted because of weather conditions, and the race rank was obtained from
the order of arrival recorded at the last pre-defined gate passed before the interruption of the
race, which corresponded to the 30th km for all the participants.
Thirty ultra-marathon runners (M = 43 years, S.D. = 8.6) took part in this study. The deter-
mination of the sample size to detect a medium size effect (ηp² = .25) was based on a previous
study that used the same task (i.e., the ICT; [23]).
All participants were males, had normal, or corrected-to-normal, vision and no neurologi-
cal, psychiatric or psychological (including phobias) pathologies. Participants were in good
physical health, as proven by the medical certificate. All the runners were tested on cognitive
tasks right before their participation to the ultra-marathon (between the 7 pm and the 9 pm).
Then, a median split based on the ranking recorded at the last pre-defined gate before the inter-
ruption of the race was performed. This allowed us to create two groups, distinguishing
between faster runners and slower runners. The two groups did not differ either in age or edu-
cational level (Faster runners: Age 42.8 ± 9.6 yrs, Education 14.0 ± 4.1 yrs; Slower runners:
42.1 ± 7.7 yrs, Education 16.3 ± 2.5 yrs; all ps > .05).
Ethics Statement
The study was approved by the ethical committee of the Department of Biomedical Sciences
(University of Padua) and was conducted according to the principles of the Declaration of Hel-
sinki. All the participants were informed about the experimental procedure and signed a writ-
ten consent form.
Inhibitory Control Task
The ICT was adapted from the version used in our previous studies [23, 24]. Black letters were
presented, one after the other, for 500 ms without inter-stimulus interval, in the center of a
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white background computer screen. Interspersed within the other letters, the target letters X
and Y were presented. During the first session of the task, the participants were instructed to
respond by pressing the spacebar for every X and Y (detect trials). During the second session of
the task, participants were instructed to press the spacebar only when X and Y were alternating
(go trials) and to inhibit their response when X and Y were repeated (nogo trials). Two target
letters never occurred consecutively. The first session comprised 122 distracting letters and 30
target letters (detect trials). The second session was composed of 3 blocks, for a total of 567 dis-
tracting letters, 90 go trials and 18 nogo trials.
Dual-Task paradigm
Following our previous study [25], the dual-task paradigm consisted of an ongoing working
memory task and a PM task, simultaneously executed (Fig 1). The ongoing task was a 2-back
task comprising pleasant, neutral and unpleasant pictures. Pictures were selected from the
International Affective Picture System ([30]; see [25], for more details on the features of the sti-
muli selected). Participants were instructed to decide whether the picture occurring on the
screen was same or different from the picture occurring two trials before by pressing one of
two possible response keys on the keyboard with the index or middle finger of their right hand
(‘N’ or ‘M’ keys). On each trial, the stimulus remained on the screen for 2000 ms or until a
response was made, and was followed by a black screen with a fixation cross that pseudo-ran-
domly lasted 1200, 1400, or 1600 ms. Simultaneously with the ongoing task, individuals were
instructed to remember to accomplish a PM task, which consisted in pressing the ‘Z’ key, with
their left index finger, when particular pictures (i.e., PM cues) occurred on the screen. The par-
adigm was composed of three PM sessions, which differ for the emotional valence of the PM
cue (pleasant, unpleasant, neutral). Each session was preceded by an encoding phase, during
which the PM cues were presented, one after the other, in the center of the screen and partici-
pants were required to memorize them. Within a PM session, pleasant, neutral and unpleasant
ongoing pictures were pseudo-randomly presented, whereas the valence of the PM cues was
constant. The order of the PM sessions was counterbalanced across participants. Each of the
PM sessions comprised 55 ongoing stimuli and 5 PM cues each. A PM cue was never also a
‘same’ 2-back trial. Before the PM sessions, a practice block comprising 39 ongoing trials was
given.
Data Analysis
We compared the ICT performance between faster runners versus slower runners by analyzing
the mean accuracy for the three ICT types of trials (detect, go, nogo trials) and the RTs for the
detect and go trials by means of two separate ANOVAs.
In order to investigate the effect of monitoring for emotional PM cues on the ongoing per-
formance, the mean RTs and the proportion of correct responses to the 2-back task were ana-
lyzed in two separate ANOVAs including one between-subject factor (i.e., runners group:
faster versus slower runners) and three within-subject factors: Stimulus type (same 2-back trial,
different 2-back trial), PM cue valence (unpleasant, neutral, pleasant) and Ongoing stimulus
valence (unpleasant, neutral, pleasant). Indeed, previous studies showed that the allocation of
attentional resources towards ongoing stimuli to monitor for PM cue were reflected in an
increase of RTs and were greater when there was a match between the valence of the PM cues
and the valence of the ongoing stimuli, revealing the Stimulus Specific Interference Effect
(SSIE; [25]).
The mean RTs and accuracy in the PM task were entered into two ANOVAs with the Run-
ners group and the Valence of the PM cues as factors.
Cognitive Factors in Running Performance
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For all the analyses, post hoc comparisons were conduced applying the Fisher's LSD (Least
Significant Difference) correction. We estimated effect sizes using partial eta squared (ηp²).
Results
Inhibitory Control Task
The analysis of mean accuracy in the ICT revealed a significant main effect of the Runners
group [F(1,28) = 4.81, p < .05, ηp² = .15], of the Type of trial [F(2,56) = 40.99, p < .001, ηp² = .54],
as well as a significant interaction between the two variables [F(2,56) = 8.57, p < .001, ηp² = .23].
As can be also seen in Fig 2, post hoc comparisons revealed that faster runners outperformed
slower runners selectively in the nogo trials (p < .001), whereas did not differ from slower run-
ners in the detect and go trials (p > .05).
The same analysis performed on RTs showed no significant difference between the two
groups of runners [F(1,28) = 0.80, p > .05, ηp² = .02, Faster runners: M = 455 ms, standard error,
SE = 16.97; Slower runners: M = 438 ms, SE = 8.90]. It however revealed a main effect of the
Type of trial, revealing that the RTs were slower in go trials (M = 476 ms, SE = 12.47) than in the
detect trials (M = 417 ms, SE = 8.46) [F(1,28) = 4.81, p < .001, ηp² = .57], for both groups.
Dual-Task Paradigm
The analysis of the RTs in the ongoing task revealed a significant Runners group × PM cue
valence interaction [F(2,56) = 3.48, p < .05, ηp² = .11]. Post hoc comparisons showed that, as
compared with faster runners, slower runners tended to have increased RTs in ongoing trials
when they had to monitor for pleasant and unpleasant PM cues (both ps = .05), whereas they
did not differ from faster runners when they had to monitor for neutral PM cues.
Fig 2. Mean Accuracy in the Inhibitory Control Task (ICT) trials for the faster and slower runners.
Faster runners outperform slower runners selectively in the nogo trials, whereas they did not differ from
slower runners in the detect and go trials. Vertical bars represent standard error.
doi:10.1371/journal.pone.0132943.g002
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The three-way and the four-way interactions were both significant. To better investigate
the pattern of results in ongoing performance, the highest-level interaction [F(4,112) = 3.31,
p < .01, ηp² = .10] was split in two ANOVAs, separately for the ‘same’ and the ‘different’ 2-back
stimuli (Fig 3). Indeed, while there were not significant group differences in ‘different’ 2-back sti-
muli (all ps > .05), the effect of the Runners group was shown to be significant in the ANOVA
performed on the ‘same’ stimuli (i.e., pictures that were also presented two stimuli before). More
specifically, this analysis revealed a significant Runners group × PM cue valence × Ongoing stim-
ulus valence interaction [F(4,112) = 4.23, p < .01, ηp² = .13]. As can be seen in Fig 3, if compared
with the faster runners, the slower runners showed an increase in the RTs especially when the
valence of the ongoing trials matched the valence of the PM cue to be monitored for in that ses-
sion, thus revealing a higher SSIE. Indeed, the slower runners had slower RTs for pleasant ongo-
ing pictures when monitoring for pleasant PM cues (p < .05), and for neutral ongoing pictures
when monitoring for neutral PM cues (p < .01). The pattern of results in the unpleasant session
was instead less clear, as slower runners showed increased RTs especially for pleasant ongoing sti-
muli (p < .01).
The analysis of the accuracy in the ongoing task did not reveal any significant effect (all
ps > .05).
The analysis of the RTs in the PM task showed a significant interaction between Runners
group and PM cue valence factors [F(2,56) = 3.37, p < .05, ηp² = .11]. Faster runners responded
more quickly than slower runners to both pleasant PM cues (Faster runners: mean = 308 ms,
SE = 32.97; Slower runners: M = 463 ms, SE = 49.49; p < .05) and unpleasant PM cues (Faster
runners: M = 359 ms, SE = 39.25; Slower runners: mean = 496 ms, SE = 51.99; p < .05), whereas
they did not differ between each other in responding to neutral PM cues (Faster runners:
M = 414 ms, SE = 55.30; Slower runners: M = 422 ms, SE = 46.68; p > .05).
The analysis of the accuracy in the PM task did not show any significant effect (all ps > .05).
Discussion
What are the factors that make an outstanding athlete? In the last decades it appeared clear
that there is a combination of multiple factors, many of these are not strictly related to physical
skills but concern other individual aspects, such as cognitive abilities. The present study cor-
roborates this view, showing that some of the cognitive measures seem to be predictive of the
quality of running performance.
More specifically, the findings indicate that, as compared with slower runners, faster run-
ners had a better accuracy in nogo trials of the ICT, in which it was required to promptly
inhibit a dominant, but inappropriate, response. Thus, our study showed enhanced motor inhi-
bition in faster runners, suggesting that such cognitive function might be essential for success-
ful running performance. Importantly, it extends the results of previous studies, which found
comparable results on motor inhibition in soccer, baseball, tennis and volleyball players [15–
17] so revealing that motor inhibition is crucial not only in team sports but also in endurance
sports. As hypothesized by Verburgh et al. [31], motor inhibition might have a key role in
some physical skills, as agility. Agility has been indeed defined as ‘‘a rapid whole-body move-
ment with change of velocity or direction in response to a stimulus” [32]. We can speculate
that the ability to re-direct a movement in response to a stimulus might be particularly impor-
tant in a mountain ultra-marathon consisting in running and walking uphill and downhill in
pebbly and stony terrains. Future studies might be useful to investigate whether motor inhibi-
tion has the same influence also on marathons that are performed on flat city roads. Con-
versely, no group difference was found for selective attention and working memory, which
were evaluated in detect and go trials of the ICT. These abilities might be more required in
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Fig 3. Mean reaction times (RTs) in the ongoing 2-back task, separately for each type of PM cue valence and ongoing stimulus valence. Runners
group differences were observed in the ‘same’ trials, especially when participants had to monitor for unpleasant and pleasant PM cues and when the valence
of the PM cue matched the valence of the ongoing stimuli.
doi:10.1371/journal.pone.0132943.g003
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other kinds of sports, as in soccer, baseball, or volley, which rely more upon strategic abilities
as well as upon the execution of rapid actions towards stimuli.
Finally, the executive functions were evaluated in more depth by exploring the results on a
particular kind of dual-task paradigm. In general, the performance to the 2-back working
memory task did not vary according to the runners group. This would corroborate the findings
obtained with the ICT in indicating that working memory has not a great importance on run-
ning. However, investigating the RTs in the 2-back trials depending on the valence of the PM
cue to monitor for provided information about the interference derived from checking the
presence of an emotional PM cue on ongoing task. To this regard, we observed that the inter-
ference on RTs due to the addition of the PM task was greater for the slower runners than the
faster runners. More specifically, such greater interference shown by slower runners was
observed in the RTs for the 2-back ‘same’ stimuli (i.e., stimuli that were same to those pre-
sented two trials before) and it was displayed in particular when individuals had to monitor for
emotional PM cues. Notably, slower runners tended to have a greater Stimulus Specific Inter-
ference Effect (SSIE), which consisted of the increase in RTs when the valence of the PM cue
matched the valence of the ongoing stimulus [25]. Therefore, a possible explanation is that
slower runners were less able to suppress/inhibit the interfering representation of the PM cue,
especially when such cue was emotional and when the task was more demanding (as in the
‘same’ trials). The increased SSIE for slower runners also supports this view, indicating that the
group difference was observed mainly when the PM cue valence matched the ongoing stimulus
valence, thus when the degree of interference between the internal representation of the PM
cue and the external ongoing stimulus was higher given their similar valence. Following the
Attention to Delayed Intention (AtoDI) model [26], our hypothesis is that faster runners
tended to be more focused on external, ongoing stimuli, and were more effective at inhibiting
the internal interfering PM cue representation. In this sense, outperforming runners seem to
have a better inhibitory control not only over motor responses, but also over interfering dis-
tracting information. By contrast, slower runners tended to be more focused on the internal
representation of the PM cue, which was less effectively inhibited. This finding is in agreement
with the literature on the focus of attention, which highlighted that adopting an external focus
of attention was associated with a better sporting performance and an increase in running
economy [11–13; 20]. This was probably the experience that the writer Haruki Murakami
meant to describe in the sentences that we reported at the beginning of the present manuscript.
When he wrote “. . .the kinds of thoughts and ideas that invade my emotions as I run remain
subordinate to that void” he might indeed refer to the tendency to focus on the ongoing activity
as, in this case, on running, without being distracted by internal, momentaneously not relevant,
thoughts.
An alternative hypothesis is that slower runners were more motivated to perform success-
fully the PM task, thus they were more engaged in monitoring for the presence of the PM cue
amid ongoing stimuli. However, this would not explain why group difference was observed
only in the 2-back ‘same’ stimuli and not in the 2-back ‘different’ stimuli. Furthermore, as com-
pared with the faster runner, the slower runners took more time in executing the intention
when the PM cue was emotional (i.e., pleasant and unpleasant). This seems to indicate that the
emotional content of information had a greater impact on the motor responses in the slower
runners, leading to the suggestion that the different way to process and react to emotional sti-
muli might contribute to account for differences in running performance [28–29;33].
A limitation of this research is that the race has been interrupted, thus one might wonder
whether the rank at the intermediate gate would have been confirmed by the final rank. Basi-
cally, would this ranking have been somehow the same also at the end of the competition?
Although we cannot answer this question, we sought to clarify this issue by analyzing the rank
Cognitive Factors in Running Performance
PLOS ONE | DOI:10.1371/journal.pone.0132943
July 14, 2015
9 / 12
obtained by each runner in the last race that was characterized by a similar running distance,
which was freely available on the web. Then, we compared the mean rank between faster run-
ners and slower runners. We found that also for that race, the faster runners had a better run-
ning performance compared to the slower runners (Mean ranking score: Faster
runners = 47.2 ± 40.5; Slower runners = 116.9 ± 87.5; p < .01). This suggests that the interme-
diate ranking of the Trans d’Havet race was likely to reflect the final ranking, so it was a good
index to differentiate runners.
Finally, another question that can arise from this research concerns the role of cardiorespi-
ratory fitness in modulating the cognitive performance of ultra-runners. It might be possible
that faster runners had a better cognitive performance compared to slower runners since they
were characterized by higher cardiorespiratory fitness. The relationship between cardiorespira-
tory fitness and cognitive efficiency has been indeed increasingly explored over the past
decades, especially in relation to age-related cognitive differences [34–36]. Higher cardiorespi-
ratory fitness was found to be associated with increases in white and grey matter volume in the
prefrontal, parietal, anterior cingulate and temporal cortices and in the hippocampus, leading
to improvements in multiple cognitive functions, such as attention, control and memory [34–
38]. In the present experiment, we could not collect and assess physiological parameters, as
maximal oxygen uptake (VO2max) and Running Economy (RE) because of logistic reasons
(participants came from all over Italy and stayed at the experiment’s location only for the dura-
tion of the race). Nevertheless, we suppose that cardiorespiratory fitness played a minor role in
accounting for the cognitive differences highlighted by the present research, for two main rea-
sons. First, several studies showed that the VO2max is not a good performance predictor in
homogeneous groups [39]—as our sample is—since it does not vary with great extent within
such kind of groups. Second, we found that the cognitive differences between faster and slower
runners involved selectively some functions (e.g., inhibition but not working memory and
selective attention) rather than consisting in a global difference in cognitive functioning, which
would be instead the expected result of variations in cardiorespiratory fitness. However, our
hypotheses are still speculative, hence they need to be tested in future studies.
Summarizing, this is the first study to highlight that cognitive functioning seems to be pre-
dictive of the quality of running performance in ultra-trail. Indeed, as compared with slower
runners, outperforming runners have a better inhibitory control, showing superior ability not
only to inhibit motor responses but also to suppress processing of irrelevant distracting infor-
mation. Their cognitive performance also seems to be less influenced by emotional stimuli.
This research might open new directions toward understanding what cognitive and emotional
factors characterize talented runners.
Acknowledgments
The authors wish to thank Vincenza Tarantino, Davide Cappon, Claudia Pellegrino and Ric-
cardo Tronca for their help in data collection. The authors wish also to thank the organisers
and the participants of the “Trans d’Havet” and the municipality of Valdagno for the logistic
support.
Author Contributions
Conceived and designed the experiments: GC PB AP GM AG. Performed the experiments: GC
AC. Analyzed the data: GC. Contributed reagents/materials/analysis tools: GC AC. Wrote the
paper: GC AC GM PB.
Cognitive Factors in Running Performance
PLOS ONE | DOI:10.1371/journal.pone.0132943
July 14, 2015
10 / 12
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| It's a Matter of Mind! Cognitive Functioning Predicts the Athletic Performance in Ultra-Marathon Runners. | 07-14-2015 | Cona, Giorgia,Cavazzana, Annachiara,Paoli, Antonio,Marcolin, Giuseppe,Grainer, Alessandro,Bisiacchi, Patrizia Silvia | eng |
PMC6939913 | Supplementary information on methods
“The force-length-velocity potential of the human soleus muscle is related to the
energetic cost of running”
by Sebastian Bohm, Falk Mersmann, Alessandro Santuz & Adamantios Arampatzis
Journal:
Proceedings of the Royal Society B
DOI:
http://dx.doi.org/10.1098/rspb.2019.2560
Determination of the ankle joint moments during MVC
The resultant moments at the ankle joint were calculated by means of an established inverse dynamics
approach [1], which takes the effects of gravitational and passive moments and any misalignment
between ankle joint axis and dynamometer axis into account. The required kinematic data were recorded
during the MVCs on the basis of anatomically referenced reflective markers (medial and lateral malleoli
and epicondyle, calcaneal tuberosity, 2nd metatarsal and greater trochanter) using a Vicon motion
capture system (Version 1.8, Vicon Motion Systems, Oxford, UK). The ankle joint angle-specific
moments due to gravity and passive moments were measured during an additional ankle joint rotation
driven by the dynamometer at 5 °/s with the participants completely relaxed. Thus, moments due to
gravity and passive moments in a certain joint angle were attributed to the measured moment during
the MVCs in the same joint angle configuration [1]. Furthermore, the contribution of the antagonistic
muscles to the different measured ankle joint moments [2] was considered by establishing an individual
relationship of EMG amplitude of the tibialis anterior muscle, agonistic moment as well as ankle joint
angle. For this reason, EMG activity was measured at rest and during two submaximal isometric
dorsiflexion contractions that displayed slightly lower and higher EMG magnitude as during the
maximum plantar flexions [2] in three different joint angles (i.e. dorsiflexion, neutral position and plantar
flexion) within the assessed range of motion. The relationship was described by the following regression
equation:
𝑀𝑀𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐 = 𝐸𝐸𝑀𝑀𝐸𝐸𝑐𝑐𝑡𝑡𝑡𝑡. 𝑐𝑐𝑎𝑎𝑐𝑐. ∙ (𝑎𝑎 + 𝑏𝑏 ∙ 𝛼𝛼𝑐𝑐𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎 + 𝑐𝑐 ∙ 𝛼𝛼𝑐𝑐𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎²)
(eq. 1)
where Mcoact is the antagonistic joint moment during the maximum plantar flexion, EMGtib. ant. is the
respective tibialis anterior EMG activity during the MVCs, αankle the ankle joint angle measured via the
Vicon system and a, b and c the individual regression coefficients. This means that for each joint angle
the relationship between moment and EMG activity was assumed to be linear because of the small
differences of the EMG magnitude of the two submaximal isometric dorsal flexion contractions [2]. The
joint angle-moment relationship presented by the three different measured angles was than formulated
by a quadratic function to account for the force-length dependence of the muscle. EMG activity of the
tibialis anterior and soleus muscle was measured using a wireless EMG system (Myon m320RX, Myon
AG, Baar, Switzerland) and two bipolar surface electrodes (2 cm inter-electrode distance) that were
placed on the muscle at an acquisition frequency of 1000 Hz, synchronized with the kinematic data.
Determination of the Achilles tendon lever arm
The Achilles tendon lever arm was individually determined by means of the tendon excursion method
[3,4]. In this method, the lever arm of the Achilles tendon is calculated as the ratio of the m.
gastrocnemius medialis myotendinous junction displacement obtained by ultrasonography to the
corresponding angular excursion of the ankle joint during a passive joint rotation by the dynamometer
(5 °/s). The lever arm values were further corrected for the alignment of the tendon occurring during
contractions using the factor provided by Maganaris et al. (1998) [5].
Fascicle length determination from the ultrasound images
The procedure included an approximation of the deeper and upper aponeurosis by a best linear fit
through three manually placed and frame-by-frame adjusted marks. By means of the bwtraceboundary
function of the Matlab Image Processing toolbox the algorithm then identified the shape and orientation
of image brightness features between both aponeuroses in each frame, which are indicative for the
hyperechoic perimysial connective tissue parts aligned with the muscle fascicles (fig. 1A in main
manuscript). The feature identification criteria were set to: minimal length of 23 pixels (i.e. 0.4 cm, from
the bottom left to the top right), area to length ratio of 8.5, angle between feature and deeper aponeurosis
between 10° and 80° and 80% of the pixels on a line between the start and end point of a feature had
to be white [6]. Every frame was visually controlled for adequate feature placement and manually
corrected if necessary. Based on the identified features, a linear averaged reference fascicle was
calculated (fig. 1A in main manuscript). Reliability of the tracking approach was confirmed and reported
in two previous studies [6,7].
EMG processing
Raw EMG signals from the running and MVC trials were processed by a fourth-order high-pass
Butterworth zero-phase filter with a 50 Hz cut-off frequency then a full-wave rectification and a low-
pass zero-phase filter with a 20 Hz cut-off frequency for creating a linear envelope of the signal [8,9].
References
1. Arampatzis A, Morey-Klapsing G, Karamanidis K, DeMonte G, Stafilidis S, Brüggemann G-P. 2005
Differences between measured and resultant joint moments during isometric contractions at the
ankle joint. J. Biomech. 38, 885–892. (doi:10.1016/j.jbiomech.2004.04.027)
2. Mademli L, Arampatzis A, Morey-Klapsing G, Brüggemann G-P. 2004 Effect of ankle joint position
and electrode placement on the estimation of the antagonistic moment during maximal plantarflexion.
J. Electromyogr. Kinesiol. 14, 591–597. (doi:10.1016/j.jelekin.2004.03.006)
3. An KN, Takahashi K, Harrigan TP, Chao EY. 1984 Determination of muscle orientations and moment
arms. J. Biomech. Eng. 106, 280–282.
4. Fath F, Blazevich AJ, Waugh CM, Miller SC, Korff T. 2010 Direct comparison of in vivo Achilles
tendon moment arms obtained from ultrasound and MR scans. J. Appl. Physiol. Bethesda Md 1985
109, 1644–1652. (doi:10.1152/japplphysiol.00656.2010)
5. Maganaris CN, Baltzopoulos V, Sargeant AJ. 1998 Changes in Achilles tendon moment arm from
rest to maximum isometric plantarflexion: in vivo observations in man. J. Physiol. 510, 977–985.
(doi:10.1111/j.1469-7793.1998.977bj.x)
6. Marzilger R, Legerlotz K, Panteli C, Bohm S, Arampatzis A. 2018 Reliability of a semi-automated
algorithm for the vastus lateralis muscle architecture measurement based on ultrasound images.
Eur. J. Appl. Physiol. 118, 291–301. (doi:10.1007/s00421-017-3769-8)
7. Bohm S, Marzilger R, Mersmann F, Santuz A, Arampatzis A. 2018 Operating length and velocity of
human vastus lateralis muscle during walking and running. Sci. Rep. 8, 5066. (doi:10.1038/s41598-
018-23376-5)
8. Nikolaidou ME, Marzilger R, Bohm S, Mersmann F, Arampatzis A. 2017 Operating length and velocity
of human M. vastus lateralis fascicles during vertical jumping. R. Soc. Open Sci. 4, 170185.
(doi:10.1098/rsos.170185)
9. Santuz A, Ekizos A, Janshen L, Baltzopoulos V, Arampatzis A. 2017 On the Methodological
Implications of Extracting Muscle Synergies from Human Locomotion. Int. J. Neural Syst. 27,
1750007. (doi:10.1142/S0129065717500071)
| The force-length-velocity potential of the human soleus muscle is related to the energetic cost of running. | 12-18-2019 | Bohm, Sebastian,Mersmann, Falk,Santuz, Alessandro,Arampatzis, Adamantios | eng |
PMC7893283 | Reports © 2021 The Reviewers; Decision Letters © 2021 The Reviewers and Editors;
Responses © 2021 The Reviewers, Editors and Authors. Published by the Royal Society under the
terms of the Creative Commons Attribution License http://creativecommons.org/licenses/by/4.0/,
which permits unrestricted use, provided the original author and source are credited
Review History
RSPB-2020-2784.R0 (Original submission)
Review form: Reviewer 1 (Richard Blagrove)
Recommendation
Accept with minor revision (please list in comments)
Scientific importance: Is the manuscript an original and important contribution to its field?
Excellent
General interest: Is the paper of sufficient general interest?
Good
Quality of the paper: Is the overall quality of the paper suitable?
Excellent
Is the length of the paper justified?
Yes
Should the paper be seen by a specialist statistical reviewer?
No
Enthalpy efficiency of the soleus muscle contributes to
improvements in running economy
Sebastian Bohm, Falk Mersmann, Alessandro Santuz and Adamantios Arampatzis
Article citation details
Proc. R. Soc. B 288: 20202784.
http://dx.doi.org/10.1098/rspb.2020.2784
Review timeline
Original submission:
6 November 2020
Revised submission:
30 December 2020
Final acceptance:
5 January 2021
Note: Reports are unedited and appear as
submitted by the referee. The review history
appears in chronological order.
2
Do you have any concerns about statistical analyses in this paper? If so, please specify them
explicitly in your report.
No
It is a condition of publication that authors make their supporting data, code and materials
available - either as supplementary material or hosted in an external repository. Please rate, if
applicable, the supporting data on the following criteria.
Is it accessible?
N/A
Is it clear?
N/A
Is it adequate?
N/A
Do you have any ethical concerns with this paper?
No
Comments to the Author
General comments:
Many thanks for the invitation to review this paper, it was a thoroughly enjoyable and fascinating
read. The paper describes the results of a 14-week muscle-tendon strength training intervention
that found enhancements in running economy, plantar flexion strength, and Achilles stiffness
compared to a control group. An improvement in enthalpy efficiency of the soleus muscle reveals
novel insight into the mechanism by which strength training may have a positive effect of the
metabolic cost of running.
In my opinion, this study is much needed in this area of research. Papers have speculated in the
past around the mechanisms of change associated with improved running economy following a
strength training intervention (e.g. Fletcher and Macintosh, 2017, doi: 10.3389/fphys.2017.00433;
Blagrove et al., 2018, doi: 10.1007/s40279-017-0835-7), however measuring changes to the intrinsic
behaviour of muscles is difficult. This study makes a very good attempt at providing that insight
for the soleus. I have some minor comments that I hope will improve clarity and readability of
the paper, but overall, I feel that this paper will be of considerable interest to both scientists and
applied practitioners.
Specific comments:
Keywords: These should be different to the terms in the study title to enable wider search returns.
Please amend. Can I suggest ‘calf’ ‘triceps surae’ ‘endurance running’ ‘strength training’?
Line 44: ‘for’ should read ‘in’
Line 105: Was allocation to groups completely random or were participants matched for running
economy and randomised by matched pairs (or similar) to ensure minimal differences existed
between groups at baseline?
Line 106: Was the participants only sport/exercise running? It would be useful for others
(particularly those undertaking reviews and meta-analyses in this area) to be able to accurately
determine if participants were trained ‘runners’ or simply people that ran as a small part of a
wider exercise/sport training routine.
3
Line 106: Please define ‘severe’ in brackets here (i.e. days/weeks away from running with injury)
Line 108: Why were only rear-foot striking runners considered?
In female participants, was the menstrual cycle accounted for or hormonal contraceptive use
during recruitment and testing?
A criticism often levelled at studies in the area of strength training for endurance athletes is that
studies rarely equate the total amount of physical exercise done between groups, i.e. the control
group do not have ‘placebo’ exercise(s) or add running training to match the duration of strength
work performed by the intervention group (e.g. Dankel et al., 2017, doi:
10.1080/02640414.2017.1398884). Although a performance measure was not taken in this study,
how do the authors know that the change in running economy they observed is not due to
differences in the amount of physical training performed? An alternative, in practice, for runners
could be to add running training instead of strength training to their routine, which may produce
even larger improvements in economy.
The changes in soleus fascicle behaviour were not quantified in the control group. I am slightly
puzzled why not. Would the authors consider this a limitation of the study?
Exercise protocol: Given that a single strength training exercise was used in the intervention I
would strongly recommend that authors include an image of the exercise apparatus and set-up. I
appreciate there are currently a high number of figures included but I would contend this is
important for both scientific replication and applied practice.
Line 147: Why was 2.5 m/s used as the speed for all participants? Was this sufficiently slow
enough to ensure a plateau in oxygen consumption and RER value of <1 during the collection
period?
Line 149: The citation here is a paper comparing methods of quantifying energy cost of running.
It is not clear which method was used without referring to the supplementary material.
Line 205: Which post-hoc adjustment was used?
Line 210: How were the effect sizes interpreted?
Line 229: There appears to be a word missing in this sentence. ‘an altered lengthening-shortening
behaviour’ or similar
Line 272: It would be more accurate to discuss the change in economy in the context of within-
participant variability (measurement error), rather than between-participant variability, which
depends on the sample. A subtle tweak to wording and the reference (eg Blagrove et al., 2017,
doi; 10.1080/17461391.2017.1364301; Shaw et al., 2013, doi: 10.1139/apnm-2013-0055 ) here would
provide a more compelling that the 4% improvement is indeed real.
Line 304-305: Why does the higher maximum plantar flexion moment indicate hypertrophy has
occurred? It would be unusual to expect substantial hypertrophy with short-duration isometric
contractions. Why can the improvements in strength not be explained as neural adaptation? If so,
the discussion below this statement will need to be amended.
Line 346: ‘a’ seems to be a typographical error here.
Line 346: The ref. 16 study (Fletcher et al., 2010) did not find a significant change in running
economy following a calf strengthening intervention.
4
Line 350: There appears to be a word missing between ‘training’ and ‘may’
Line 355: ‘endurance performance’ should read ‘running economy’ here as no performance
measures were taken.
It has long been recognised that the soleus possesses a high proportion of slow twitch muscle
fibres compared to other muscle groups (eg Gollnick et al., 1974, doi: 10.1007/BF00587415).
Clearly it is possible to make the soleus stronger and given its role in locomotion and energy cost
during exercise, it would certainly make sense for runners to strengthen the muscle. However, do
authors think that the soleus has a limited capacity to improve its maximal force output due to its
morphological characteristics? The intervention applied here would certainly be novel for the
participants, thus beneficial, but would long-term engagement with this type of training for
soleus continue to yield benefits in running economy?
Review form: Reviewer 2
Recommendation
Major revision is needed (please make suggestions in comments)
Scientific importance: Is the manuscript an original and important contribution to its field?
Good
General interest: Is the paper of sufficient general interest?
Good
Quality of the paper: Is the overall quality of the paper suitable?
Good
Is the length of the paper justified?
Yes
Should the paper be seen by a specialist statistical reviewer?
No
Do you have any concerns about statistical analyses in this paper? If so, please specify them
explicitly in your report.
No
It is a condition of publication that authors make their supporting data, code and materials
available - either as supplementary material or hosted in an external repository. Please rate, if
applicable, the supporting data on the following criteria.
Is it accessible?
Yes
Is it clear?
Yes
Is it adequate?
Yes
Do you have any ethical concerns with this paper?
No
5
Comments to the Author
In this study, the authors examined the effects of a resistance training program on running
economy, and additionally examined how changes in running economy were associated with
changes in estimated soleus muscle strength, Achilles tendon stiffness, and operating soleus
muscle efficiency, force-length, and force-velocity behaviour. This study provides insight into the
mechanisms that may underly improvements in running economy with resistance training. The
majority of our understanding of the role of series elasticity on efficiency is from controlled in situ
or simulation studies. Thus, this study also provides novel insight into the implications of in vivo
muscle and tendon properties during real-world conditions.
This manuscript is well-written and interesting to read, and the methods appear sound and
appropriate for addressing the research questions. I only have a few comments below that aim to
clarify details of the methodology and interpretation of the results.
Comments:
1. Lines 137-144: Given that increased plantar flexor strength and tendon stiffness are identified
as a possible mechanism underlying the main results of this paper, it would be helpful to provide
further details of how these variables were measured rather than referring readers to other
papers.
For example, in Supplementary material 1, section 2:
“Furthermore, the contribution of the antagonistic muscles to the ankle joint moment was
considered by means of an EMG-based method [4].” What specific method was this?
“which was determined using the tendon-excursion method [5,6] and corrected for tendon
alignment during the contraction [7].” How were the moment arms corrected for tendon
alignment?
“The MTJ displacement artefacts due to an unavoidable change in the ankle joint angle during the
MVCs was corrected [8] and the five contractions were averaged to give a reliable measure of the
elongation [9]. The AT stiffness was calculated between 50% and 100% of the maximum tendon
force using linear regression [10]” How were the changes in ankle joint angle corrected?
Currently the reader would have to consult a range of other papers to fully understand the
methods and their justification. More details of these methods and less reliance on previous
works would be beneficial.
2. Similar to 1., given that running economy is an important variable in this paper, further details
in the main text would be helpful. Since the section “Energetic cost of running” in supplementary
material 1 is only one paragraph long, could this not be included in the methods section of the
main text? I realize the authors may be limited in terms of length; however, these details are
important for interpreting the results of this paper. Similarly, at least the first paragraph of the
section “Statistics” in supplementary material 1 could be included in the main text. Important
methods that could affect interpretation of results and conclusions should be easy for readers to
access in the main text.
3. Line 194: Why did the authors use an efficiency-velocity function rather than a more
established metabolic power function (e.g. Minetti & Alexander, 1997 or Umberger, 2010, etc.)?
Mechanical work and metabolic cost depend on factors other than just velocity, so why is an
efficiency function that depends only on velocity, instead of separately estimating mechanical
work and metabolic cost that depend on muscle velocity, length, activation, etc., appropriate for
this study? Further explanation/justification in the text would be helpful. Also, the fitted values
in Table 1 of Hill (1967) are for frog muscle at 0 degrees C. Since frogs are ectotherms, the muscle
temperature would be near that of the external environment, far below physiological temperature
for human muscle. This could affect both muscle force and velocity (see James, 2013 for review)
and therefore the fitted function. Additionally, amphibian muscle contains larger concentrations
of parvalbumin compared to terrestrial muscles, which can alter the heat rate and estimated
metabolic cost (Woledge et al., 1985, pp. 257-260). What are the implications of these
6
considerations on the results of this study?
James, R. S. (2013). A review of the thermal sensitivity of the mechanics of vertebrate skeletal
muscle. Journal of Comparative Physiology B, 183(6), 723-733.
Woledge, R. C., Curtin, N. A., & Homsher, E. (1985). Energetic aspects of muscle contraction.
Monographs of the Physiological Society.
4. Line 268: “… the results provide additional evidence that a combination of greater plantar
flexor muscle strength and Achilles tendon stiffness decrease the energy cost of running [14,15]
and indicate that the soleus enthalpy efficiency is a contributive determinant.” It’s alluded to with
“a combination” but consider an additional sentence here noting that an increase in stiffness by
itself may not increase efficiency. Later in line 349 the authors state “strength increases without
concomitant stiffening of the AT after a period of training may increase levels of operating and
maximum AT strain [24], which have been associated with pathologies [53] but also possible
functional decline [54].” Function may also decline with increases in stiffness without
concomitant increases in muscle strength. For example, see Figure 5 in Lichtwark and Wilson
(2005) in which muscle efficiency during running decreased with increases in AT stiffness beyond
the optimal stiffness.
Lichtwark, G. A., & Wilson, A. M. (2007). Is Achilles tendon compliance optimised for maximum
muscle efficiency during locomotion? Journal of Biomechanics, 40(8), 1768-1775.
5. Line 291: “The exercise-induced increase in muscle strength and AT stiffness resulted in an
alteration of the operating fascicle velocity profile that led to a significant increase of the enthalpy
efficiency of the operating soleus […], improving the efficiency of muscular work production.”
Because the only factor that was manipulated in this study was the exercise intervention, changes
in muscle strength, AT stiffness, fascicle velocities, and enthalpy efficiency are only associated
with one another rather than there being any causal relationship between them.
Decision letter (RSPB-2020-2784.R0)
07-Dec-2020
Dear Dr Bohm:
Your manuscript has now been peer reviewed and the reviews have been assessed by an
Associate Editor. The reviewers’ comments (not including confidential comments to the Editor)
and the comments from the Associate Editor are included at the end of this email for your
reference. As you will see, the reviewers and the Editors have raised some concerns with your
manuscript and we would like to invite you to revise your manuscript to address them.
We do not allow multiple rounds of revision so we urge you to make every effort to fully address
all of the comments at this stage. If deemed necessary by the Associate Editor, your manuscript
will be sent back to one or more of the original reviewers for assessment. If the original reviewers
are not available we may invite new reviewers. Please note that we cannot guarantee eventual
acceptance of your manuscript at this stage.
To submit your revision please log into http://mc.manuscriptcentral.com/prsb and enter your
Author Centre, where you will find your manuscript title listed under "Manuscripts with
Decisions." Under "Actions”, click on "Create a Revision”. Your manuscript number has been
appended to denote a revision.
7
When submitting your revision please upload a file under "Response to Referees" - in the "File
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8
accompanying article so that the supplementary material can be attributed a unique DOI. Please
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Dr John Hutchinson, Editor
mailto: [email protected]
Associate Editor
Board Member: 1
Comments to Author:
Dear Dr. Bohm,
Thank you for submitting your manuscript entitled “Enthalpy efficiency of the soleus muscle
contributes to improvements in running economy” to the Proceedings of the Royal Society. I
have received two peer reviews, and both are highly supportive of your manuscript but also have
a several suggestions, which I hope you will find useful when revising your manuscript.
Proceedings B aims to publish studies that significantly increase or alter our current
understandings in a way that is relevant to a broad readership beyond the disciplinary area of the
manuscript. Both reviewers find your study of high scientific importance and broad interest, and
many of their comments aim mainly at improving the clarity of the manuscript. The reviewers
furthermore ask for additional information on the methodology and share their thoughts
concerning the findings, cautioning against overstatements and arguing for nuance.
Reviewer(s)' Comments to Author:
Referee: 1
Comments to the Author(s)
General comments:
Many thanks for the invitation to review this paper, it was a thoroughly enjoyable and fascinating
read. The paper describes the results of a 14-week muscle-tendon strength training intervention
that found enhancements in running economy, plantar flexion strength, and Achilles stiffness
compared to a control group. An improvement in enthalpy efficiency of the soleus muscle reveals
novel insight into the mechanism by which strength training may have a positive effect of the
metabolic cost of running.
In my opinion, this study is much needed in this area of research. Papers have speculated in the
past around the mechanisms of change associated with improved running economy following a
strength training intervention (e.g. Fletcher and Macintosh, 2017, doi: 10.3389/fphys.2017.00433;
Blagrove et al., 2018, doi: 10.1007/s40279-017-0835-7), however measuring changes to the intrinsic
behaviour of muscles is difficult. This study makes a very good attempt at providing that insight
for the soleus. I have some minor comments that I hope will improve clarity and readability of
9
the paper, but overall, I feel that this paper will be of considerable interest to both scientists and
applied practitioners.
Specific comments:
Keywords: These should be different to the terms in the study title to enable wider search returns.
Please amend. Can I suggest ‘calf’ ‘triceps surae’ ‘endurance running’ ‘strength training’?
Line 44: ‘for’ should read ‘in’
Line 105: Was allocation to groups completely random or were participants matched for running
economy and randomised by matched pairs (or similar) to ensure minimal differences existed
between groups at baseline?
Line 106: Was the participants only sport/exercise running? It would be useful for others
(particularly those undertaking reviews and meta-analyses in this area) to be able to accurately
determine if participants were trained ‘runners’ or simply people that ran as a small part of a
wider exercise/sport training routine.
Line 106: Please define ‘severe’ in brackets here (i.e. days/weeks away from running with injury)
Line 108: Why were only rear-foot striking runners considered?
In female participants, was the menstrual cycle accounted for or hormonal contraceptive use
during recruitment and testing?
A criticism often levelled at studies in the area of strength training for endurance athletes is that
studies rarely equate the total amount of physical exercise done between groups, i.e. the control
group do not have ‘placebo’ exercise(s) or add running training to match the duration of strength
work performed by the intervention group (e.g. Dankel et al., 2017, doi:
10.1080/02640414.2017.1398884). Although a performance measure was not taken in this study,
how do the authors know that the change in running economy they observed is not due to
differences in the amount of physical training performed? An alternative, in practice, for runners
could be to add running training instead of strength training to their routine, which may produce
even larger improvements in economy.
The changes in soleus fascicle behaviour were not quantified in the control group. I am slightly
puzzled why not. Would the authors consider this a limitation of the study?
Exercise protocol: Given that a single strength training exercise was used in the intervention I
would strongly recommend that authors include an image of the exercise apparatus and set-up. I
appreciate there are currently a high number of figures included but I would contend this is
important for both scientific replication and applied practice.
Line 147: Why was 2.5 m/s used as the speed for all participants? Was this sufficiently slow
enough to ensure a plateau in oxygen consumption and RER value of <1 during the collection
period?
Line 149: The citation here is a paper comparing methods of quantifying energy cost of running.
It is not clear which method was used without referring to the supplementary material.
Line 205: Which post-hoc adjustment was used?
Line 210: How were the effect sizes interpreted?
10
Line 229: There appears to be a word missing in this sentence. ‘an altered lengthening-shortening
behaviour’ or similar
Line 272: It would be more accurate to discuss the change in economy in the context of within-
participant variability (measurement error), rather than between-participant variability, which
depends on the sample. A subtle tweak to wording and the reference (eg Blagrove et al., 2017,
doi; 10.1080/17461391.2017.1364301; Shaw et al., 2013, doi: 10.1139/apnm-2013-0055 ) here would
provide a more compelling that the 4% improvement is indeed real.
Line 304-305: Why does the higher maximum plantar flexion moment indicate hypertrophy has
occurred? It would be unusual to expect substantial hypertrophy with short-duration isometric
contractions. Why can the improvements in strength not be explained as neural adaptation? If so,
the discussion below this statement will need to be amended.
Line 346: ‘a’ seems to be a typographical error here.
Line 346: The ref. 16 study (Fletcher et al., 2010) did not find a significant change in running
economy following a calf strengthening intervention.
Line 350: There appears to be a word missing between ‘training’ and ‘may’
Line 355: ‘endurance performance’ should read ‘running economy’ here as no performance
measures were taken.
It has long been recognised that the soleus possesses a high proportion of slow twitch muscle
fibres compared to other muscle groups (eg Gollnick et al., 1974, doi: 10.1007/BF00587415).
Clearly it is possible to make the soleus stronger and given its role in locomotion and energy cost
during exercise, it would certainly make sense for runners to strengthen the muscle. However, do
authors think that the soleus has a limited capacity to improve its maximal force output due to its
morphological characteristics? The intervention applied here would certainly be novel for the
participants, thus beneficial, but would long-term engagement with this type of training for
soleus continue to yield benefits in running economy?
Referee: 2
Comments to the Author(s)
In this study, the authors examined the effects of a resistance training program on running
economy, and additionally examined how changes in running economy were associated with
changes in estimated soleus muscle strength, Achilles tendon stiffness, and operating soleus
muscle efficiency, force-length, and force-velocity behaviour. This study provides insight into the
mechanisms that may underly improvements in running economy with resistance training. The
majority of our understanding of the role of series elasticity on efficiency is from controlled in situ
or simulation studies. Thus, this study also provides novel insight into the implications of in vivo
muscle and tendon properties during real-world conditions.
This manuscript is well-written and interesting to read, and the methods appear sound and
appropriate for addressing the research questions. I only have a few comments below that aim to
clarify details of the methodology and interpretation of the results.
Comments:
1. Lines 137-144: Given that increased plantar flexor strength and tendon stiffness are identified
as a possible mechanism underlying the main results of this paper, it would be helpful to provide
further details of how these variables were measured rather than referring readers to other
papers.
For example, in Supplementary material 1, section 2:
11
“Furthermore, the contribution of the antagonistic muscles to the ankle joint moment was
considered by means of an EMG-based method [4].” What specific method was this?
“which was determined using the tendon-excursion method [5,6] and corrected for tendon
alignment during the contraction [7].” How were the moment arms corrected for tendon
alignment?
“The MTJ displacement artefacts due to an unavoidable change in the ankle joint angle during the
MVCs was corrected [8] and the five contractions were averaged to give a reliable measure of the
elongation [9]. The AT stiffness was calculated between 50% and 100% of the maximum tendon
force using linear regression [10]” How were the changes in ankle joint angle corrected?
Currently the reader would have to consult a range of other papers to fully understand the
methods and their justification. More details of these methods and less reliance on previous
works would be beneficial.
2. Similar to 1., given that running economy is an important variable in this paper, further details
in the main text would be helpful. Since the section “Energetic cost of running” in supplementary
material 1 is only one paragraph long, could this not be included in the methods section of the
main text? I realize the authors may be limited in terms of length; however, these details are
important for interpreting the results of this paper. Similarly, at least the first paragraph of the
section “Statistics” in supplementary material 1 could be included in the main text. Important
methods that could affect interpretation of results and conclusions should be easy for readers to
access in the main text.
3. Line 194: Why did the authors use an efficiency-velocity function rather than a more
established metabolic power function (e.g. Minetti & Alexander, 1997 or Umberger, 2010, etc.)?
Mechanical work and metabolic cost depend on factors other than just velocity, so why is an
efficiency function that depends only on velocity, instead of separately estimating mechanical
work and metabolic cost that depend on muscle velocity, length, activation, etc., appropriate for
this study? Further explanation/justification in the text would be helpful. Also, the fitted values
in Table 1 of Hill (1967) are for frog muscle at 0 degrees C. Since frogs are ectotherms, the muscle
temperature would be near that of the external environment, far below physiological temperature
for human muscle. This could affect both muscle force and velocity (see James, 2013 for review)
and therefore the fitted function. Additionally, amphibian muscle contains larger concentrations
of parvalbumin compared to terrestrial muscles, which can alter the heat rate and estimated
metabolic cost (Woledge et al., 1985, pp. 257-260). What are the implications of these
considerations on the results of this study?
James, R. S. (2013). A review of the thermal sensitivity of the mechanics of vertebrate skeletal
muscle. Journal of Comparative Physiology B, 183(6), 723-733.
Woledge, R. C., Curtin, N. A., & Homsher, E. (1985). Energetic aspects of muscle contraction.
Monographs of the Physiological Society.
4. Line 268: “… the results provide additional evidence that a combination of greater plantar
flexor muscle strength and Achilles tendon stiffness decrease the energy cost of running [14,15]
and indicate that the soleus enthalpy efficiency is a contributive determinant.” It’s alluded to with
“a combination” but consider an additional sentence here noting that an increase in stiffness by
itself may not increase efficiency. Later in line 349 the authors state “strength increases without
concomitant stiffening of the AT after a period of training may increase levels of operating and
maximum AT strain [24], which have been associated with pathologies [53] but also possible
functional decline [54].” Function may also decline with increases in stiffness without
concomitant increases in muscle strength. For example, see Figure 5 in Lichtwark and Wilson
(2005) in which muscle efficiency during running decreased with increases in AT stiffness beyond
the optimal stiffness.
Lichtwark, G. A., & Wilson, A. M. (2007). Is Achilles tendon compliance optimised for maximum
muscle efficiency during locomotion? Journal of Biomechanics, 40(8), 1768-1775.
12
5. Line 291: “The exercise-induced increase in muscle strength and AT stiffness resulted in an
alteration of the operating fascicle velocity profile that led to a significant increase of the enthalpy
efficiency of the operating soleus […], improving the efficiency of muscular work production.”
Because the only factor that was manipulated in this study was the exercise intervention, changes
in muscle strength, AT stiffness, fascicle velocities, and enthalpy efficiency are only associated
with one another rather than there being any causal relationship between them.
Author's Response to Decision Letter for (RSPB-2020-2784.R0)
See Appendix A.
RSPB-2020-2784.R1 (Revision)
Review form: Reviewer 1 (Richard Blagrove)
Recommendation
Accept as is
Scientific importance: Is the manuscript an original and important contribution to its field?
Excellent
General interest: Is the paper of sufficient general interest?
Excellent
Quality of the paper: Is the overall quality of the paper suitable?
Excellent
Is the length of the paper justified?
Yes
Should the paper be seen by a specialist statistical reviewer?
No
Do you have any concerns about statistical analyses in this paper? If so, please specify them
explicitly in your report.
No
It is a condition of publication that authors make their supporting data, code and materials
available - either as supplementary material or hosted in an external repository. Please rate, if
applicable, the supporting data on the following criteria.
Is it accessible?
Yes
Is it clear?
Yes
Is it adequate?
Yes
13
Do you have any ethical concerns with this paper?
No
Comments to the Author
Many thanks for taking the time to provide clear and comprehensive responses to my comments
and questions. I am satisfied they have been appropriately addressed. I look forward to seeing
this paper published and will circulate it to my networks. I'm sure i'll refer to it regularly.
Decision letter (RSPB-2020-2784.R1)
05-Jan-2021
Dear Dr Bohm
I am pleased to inform you that your manuscript entitled "Enthalpy efficiency of the soleus
muscle contributes to improvements in running economy" has been accepted for publication in
Proceedings B. Congratulations!!
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All supplementary materials accompanying an accepted article will be treated as in their final
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figshare repository. Files on figshare will be made available approximately one week before the
accompanying article so that the supplementary material can be attributed a unique DOI.
14
Thank you for your fine contribution. On behalf of the Editors of the Proceedings B, we look
forward to your continued contributions to the Journal.
Sincerely,
Dr John Hutchinson
Editor, Proceedings B
mailto: [email protected]
Associate Editor:
Board Member: 1
Comments to Author:
(There are no comments.)
Referee: 1
General comments:
Comment:
Many thanks for the invitation to review this paper, it was a thoroughly enjoyable and
fascinating read. The paper describes the results of a 14-week muscle-tendon strength training
intervention that found enhancements in running economy, plantar flexion strength, and Achilles
stiffness compared to a control group. An improvement in enthalpy efficiency of the soleus muscle
reveals novel insight into the mechanism by which strength training may have a positive effect of the
metabolic cost of running.
In my opinion, this study is much needed in this area of research. Papers have speculated in the past
around the mechanisms of change associated with improved running economy following a strength
training intervention (e.g. Fletcher and Macintosh, 2017, doi: 10.3389/fphys.2017.00433; Blagrove et
al., 2018, doi: 10.1007/s40279-017-0835-7), however measuring changes to the intrinsic behaviour of
muscles is difficult. This study makes a very good attempt at providing that insight for the soleus. I have
some minor comments that I hope will improve clarity and readability of the paper, but overall, I feel that
this paper will be of considerable interest to both scientists and applied practitioners.
Response:
Thank you for your thorough and valuable comments.
Specific comments:
Comment:
Keywords: These should be different to the terms in the study title to enable wider
search returns. Please amend. Can I suggest ‘calf’ ‘triceps surae’ ‘endurance running’ ‘strength
training’?
Response:
Thanks for this comment. We replaced four of the keywords to: “Force-length and force-
velocity relationship, enthalpy-velocity relationship, triceps surae, endurance running, strength training,
tendon stiffness”
Comment:
Line 44: ‘for’ should read ‘in’
Response:
Corrected. Thank you.
Comment:
Line 105: Was allocation to groups completely random or were participants matched for
running economy and randomised by matched pairs (or similar) to ensure minimal differences existed
between groups at baseline?
Response:
It was completely random and the outcome parameters for the group comparison were
not significantly different at the baseline level as reported.
Comment:
Line 106: Was the participants only sport/exercise running? It would be useful for others
(particularly those undertaking reviews and meta-analyses in this area) to be able to accurately
determine if participants were trained ‘runners’ or simply people that ran as a small part of a wider
exercise/sport training routine.
Appendix A
Response:
Participants were running on a regular, yet recreational basis with a minimum of twice
a week set as an inclusion criterion. None of the participants was involved in professional competitive
running. We added to the following information to be more clear (page: 3, line: 103):
“Inclusion criteria were age 20 to 40 years, at least two running sessions weekly on a recreational basis
and no muscular-tendinous injuries in the previous year.”
Comment:
Line 106: Please define ‘severe’ in brackets here (i.e. days/weeks away from running
with injury)
Response:
‘Severe’ in the context meant potential injuries that affected the running habits of the
participants in the past year. We deleted the word to avoid confusion.
Comment:
Line 108: Why were only rear-foot striking runners considered?
Response:
There is an ongoing debate on the effect on foot strike pattern on running economy in
the scientific community. Thus, to avoid any potential confounding effects on our study outcomes we
excluded this factor by recruiting a homogenous group of rear foot runners, which is also by far the most
common strike pattern (1,2,3,4). We added to the following information to be more clear (page: 3, line:
108):
“Only habitual rearfoot-striking runners were considered because it is the most common foot strike
pattern (4) and also to avoid potential confounding effects of the strike pattern on our study outcomes.
To quantify the foot strike pattern […]”
References:
1.
Kasmer ME, Liu X-C, Roberts KG, Valadao JM. 2013 Foot-strike pattern and performance in a marathon.
Int J Sports Physiol Perform 8, 286–292.
2.
Patoz A, Lussiana T, Gindre C, Hébert-Losier K. 2019 Recognition of Foot Strike Pattern in Asian
Recreational Runners. Sports (Basel) 7.
3.
Cheung RTH, Wong RYL, Chung TKW, Choi RT, Leung WWY, Shek DHY. 2017 Relationship between
foot strike pattern, running speed, and footwear condition in recreational distance runners. Sports Biomech
16, 238–247.
4. Santuz A, Ekizos A, Arampatzis A. 2016 A Pressure Plate-Based Method for the Automatic
Assessment of Foot Strike Patterns During Running. Ann Biomed Eng 44, 1646–1655.
Comment:
In female participants, was the menstrual cycle accounted for or hormonal contraceptive
use during recruitment and testing?
Response:
Menstrual cycle status was not considered systematically because of the difficulty to
align pre/post measurements sessions and menstrual cycle time points. However, three of the four
females of the 13 participants of the intervention group self-reported their cycle status; female 1: pre:
early follicular phase (day 3 of cycle) and post: late luteal phase (day 26), female 2: pre: late follicular
phase (day 9) and post: early luteal phase (day 16) and female 3: pre: late luteal (day 26) and post: late
follicular phase (day 9). Over the time course of the menstrual cycle only the mid-luteal phase has been
reported to impair running economy (2,3). Note that none of the three females reported this particular
phase of the menstrual cycle during the test sessions. With regard to contraceptives, from the four
females only two used a hormone spiral as contraceptive. Such low-dose contraceptives have been
suggested to not interfere significantly with running economy (1). However, the specific application of
hormone spirals in the context of running economy seems not investigated well to the best of our
knowledge. Furthermore, when performing a sensitivity analysis of our reported intervention effect by
changing the post energy cost values of the four females, we found that the intervention effect on the
energetic cost would remain significant (p < 0.05) in case of up to a ~4% higher post value in all of the
four females at the same time.
Therefore, considering a) the low number of females in the intervention group, b) that none of the
females reported critical mid-luteal phase during testing, c) only two used low-dose contraceptives and
d) a quite robust intervention effect against the unlikely case that all the four females would have a
higher energetic cost during the post test, we can argue that our found improvement in running economy
following training is likely not affected by these factors.
References:
1.
Rebelo ACS, Zuttin RS, Verlengia R, Cesar M de C, de Sá MFS, da Silva E. 2010 Effect of low-dose
combined oral contraceptive on aerobic capacity and anaerobic threshold level in active and sedentary
young women. Contraception 81, 309–315.
2.
Goldsmith E, Glaister M. 2020 The effect of the menstrual cycle on running economy. J Sports Med Phys
Fitness 60, 610–617.
3.
Williams TJ, Krahenbuhl GS. 1997 Menstrual cycle phase and running economy. Med Sci Sports Exerc
29, 1609–1618.
Comment:
A criticism often levelled at studies in the area of strength training for endurance athletes
is that studies rarely equate the total amount of physical exercise done between groups, i.e. the control
group do not have ‘placebo’ exercise(s) or add running training to match the duration of strength work
performed by the intervention group (e.g. Dankel et al., 2017, doi: 10.1080/02640414.2017.1398884).
Although a performance measure was not taken in this study, how do the authors know that the change
in running economy they observed is not due to differences in the amount of physical training
performed? An alternative, in practice, for runners could be to add running training instead of strength
training to their routine, which may produce even larger improvements in economy.
Response:
Thank you for this important comment. We did not include an additional group that
performed a time-matched running training in our experimental design. The reason was that in an earlier
study (1) we applied specifically running training (i.e. focusing on the alteration of the running technique)
in a group of experienced runners and we did not find any effects on running economy after the 14
weeks of running training (3x/week 30min). Furthermore, several studies in the past have shown that
running training itself does not improve running economy (ref. 2: 6 weeks, ~160 km,) particularly in
trained runners as in our study (ref. 3: 8 weeks, 210 km added). Therefore, we are confident that the
specific strength training, which improved muscle strength of the plantar flexors and Achilles tendon
stiffness, was the reason for the improved running economy and that running training in experienced
runners cannot cause any additional improvements in running economy.
References:
1.
Ekizos A, Santuz A, Arampatzis A. 2018 Short- and long-term effects of altered point of ground reaction
force application on human running energetics. Journal of Experimental Biology 221, jeb176719.
2.
Daniels JT, Yarbrough RA, Foster C. 1978 Changes in VO2 max and running performance with training.
Eur J Appl Physiol Occup Physiol 39, 249–254.
3.
Lake MJ, Cavanagh PR. 1996 Six weeks of training does not change running mechanics or improve
running economy. Medicine & Science in Sports & Exercise 28, 860–869.
Comment:
The changes in soleus fascicle behavior were not quantified in the control group. I am
slightly puzzled why not. Would the authors consider this a limitation of the study?
Response:
Thank you for the comment. The participants of the control group did not change their
regular training habits and therefore changes in the fascicle dynamics were not expected. In this regard,
Werkhausen et al. (2019) did not find any alterations in the fascicle behavior of the soleus and
gastrocnemius medialis after 10 weeks. Furthermore, our control group did not show any changes in
maximal ankle joint moment and tendon stiffness, running kinematics, temporal gait characteristics, foot
strike pattern and energetic cost after the intervention period. Together, this gives strong support for an
unchanged fascicle behavior of soleus after our intervention period in the controls and consequently we
would not see this as a limitation. According to the reviewer’s suggestion, we noted this issue in the
limitation part of the revised manuscript as follows (page: 9, line: 360):
“The soleus fascicle dynamics were not assessed in the control group because alterations were not
expected with continued training habits as previously evidenced (1). Furthermore, the controls did not
show alterations in any of the assessed parameters, giving strong support for unchanged soleus fascicle
behavior after our intervention period.”
References:
1.
Werkhausen A, Cronin NJ, Albracht K, Paulsen G, Larsen AV, Bojsen-Møller J, Seynnes OR. 2019
Training-induced increase in Achilles tendon stiffness affects tendon strain pattern during running. PeerJ
7.
Comment:
Exercise protocol: Given that a single strength training exercise was used in the
intervention I would strongly recommend that authors include an image of the exercise apparatus and
set-up. I appreciate there are currently a high number of figures included but I would contend this is
important for both scientific replication and applied practice.
Response:
Thanks for this comment. We added the following figure including a descriptive caption
in the revised version of the manuscript. Please note that it has been placed in the supplementary
material due to the limited space available.
Figure 1: A conventional leg press was used for the muscle-tendon training of the m. triceps surae. The isometric
plantar flexion contractions were performed at 5° dorsiflexion with the knee extended in a seating position (A). The
leg press was instrumented with a force sensor in order to control the training stimulus by providing the participant
with a visual feedback of the actual contraction intensity. The feedback curve was displayed together with the
evidence-based loading profile defined by a sequence of 4 repetitions of 3 s loading and relaxation at 90% of the
weekly-adjusted maximum voluntary plantar flexor strength in each of the 5 sets per session, 4 times a week (B).
Comment:
Line 147: Why was 2.5 m/s used as the speed for all participants? Was this sufficiently
slow enough to ensure a plateau in oxygen consumption and RER value of <1 during the collection
period?
Response:
A running velocity of 2.5 m/s was used in order to ensure that all participants ran at
steady-state, which is a key aspect for the assessment of running economy. The plateau of the oxygen
consumption was visually confirmed for each individual and trial and a representative example curve is
given in the supplementary material. The average RER for the control group was pre 0.89 ± 0.05 and
post 0.87 ± 0.13 and for the intervention group pre 0.94 ± 0.04 and post 0.95 ± 0.05, respectively. We
added to the following sentence to be more clear in the revised manuscript (page: 4, line: 145):
“During an 8-minute running trial on a treadmill at 2.5 m/s, expired gas analysis was conducted and rate
of oxygen consumption (V̇ O2 ) and carbon dioxide production (V̇ CO2) was calculated as average of the
last three minutes [15]. Running economy was then expressed in units of energy [4,30] as
𝐸𝑛𝑒𝑟𝑔𝑒𝑡𝑖𝑐 𝑐𝑜𝑠𝑡 = 16.89 ∙ 𝑉̇𝑂2 + 4.84 ∙ 𝑉̇𝐶𝑂2 where the energetic cost is presented in [W/kg] and V̇ O2
and V̇ CO2 in [ml/s/kg] [14,15]. Steady state was visually confirmed by the rate of (V̇ O2) during each trial
and a RER of <1.0 was controlled for during the post analysis (ESM for details).”
Comment:
Line 149: The citation here is a paper comparing methods of quantifying energy cost of
running. It is not clear which method was used without referring to the supplementary material.
Response:
Many apologies. The cited study investigated the appropriateness of the used formula
and this was the reason for inserting only this reference. In the revised manuscript, we added the original
study and also presented the formula in the main text (see previous comment). Please note that several
detailed information is presented in the supplementary material because of the limited space in the main
text.
Comment:
Line 205: Which post-hoc adjustment was used?
Response:
A Benjamini-Hochberg correction was applied and adjusted p-values are reported. This
information can be found in the supplementary material (section statistics).
Comment:
Line 210: How were the effect sizes interpreted?
Response:
Effect sizes were interpreted according to Cohen 1988, were 0.2 ≤ g < 0.5 indicates a
small, 0.5 ≤ g < 0.8 indicates a medium, and g ≥ 0.8 indicates a large effect size. This information can
be found in the supplementary material (section statistics).
Comment:
Line 229: There appears to be a word missing in this sentence. ‘an altered lengthening-
shortening behaviour’ or similar
Response:
Thank you for this comment. What we intended to say here is a general description of
the MTU behavior that does not refer to intervention effects. Therefore, the behavior is not “altered”. We
think that this solves a language issue.
Comment:
Line 272: It would be more accurate to discuss the change in economy in the context of
within-participant variability (measurement error), rather than between-participant variability, which
depends on the sample. A subtle tweak to wording and the reference (eg Blagrove et al., 2017, doi;
10.1080/17461391.2017.1364301; Shaw et al., 2013, doi: 10.1139/apnm-2013-0055) here would
provide a more compelling that the 4% improvement is indeed real.
Response:
Thank you for this valuable comment. The sentence was changed accordingly in the
revised manuscript and one mentioned references were added (page: 7, line: 262):
“Following the intervention, the energetic cost of running was significantly reduced by about 4%, a
quantity reported to be above test-retest typical errors [38] and to substantially enhance endurance
running performance [39].”
Comment:
Line 304-305: Why does the higher maximum plantar flexion moment indicate
hypertrophy has occurred? It would be unusual to expect substantial hypertrophy with short-duration
isometric contractions. Why can the improvements in strength not be explained as neural adaptation? If
so, the discussion below this statement will need to be amended.
Response:
We agree with the reviewer that neural adaptation could have contributed to the
obtained strength gains following training besides hypertrophy. While there is evidence that neural
adaptations may precede morphological responses during the early weeks of strength training onset (1),
the intervention duration of our study was quite long at 14 weeks. Several studies have shown an
increasing contribution of morphological changes (hypertrophy) following the first 5-6 weeks of training
(2,3) beyond neural adaptations (2, 5). Moreover, strength training using explicitly isometric contractions
have been shown to provide a sufficient stimulus to induce muscle hypertrophy (6,7).
In our study, EMGmax obtained during the maximum voluntary plantar flexions was not changed following
the training (pre 0.409 ± 0.114 mV and post 0.410 ± 0.092 mV, p = 0.300). Similarly, the training had no
effect on the antagonistic co-activation (tibialis anterior EMG 0.034 ± 0.016 mV and post 0.034 ± 0.013
mV, p = 0.923). Taken together, the absence of changes in these parameters may not exclude it on
other structural levels but strongly indicate that neural aspects may not the primary course of the found
strength gains after the 14 weeks of training.
According to the reviewers comment we changes our formulation in the revised manuscript (page: 8,
line: 293):
“However, the higher maximum plantar flexion moment along with no significant changes in EMGmax
during the MVCs (pre 0.409 ± 0.114 mV and post 0.410 ± 0.092 mV, p = 0.300) and antagonistic co-
activation (tibialis anterior EMG 0.034 ± 0.016 mV and post 0.034 ± 0.013 mV, p = 0.923) as measures
for neural adaption after training strongly indicate muscle hypertrophy, resulting in a 13% increase of
Fmax (pre 2903 ± 750 N, post 3285 ± 831 N).”
References
1.
Folland DJP, Williams AG. 2007 Morphological and Neurological Contributions to Increased Strength.
Sports Med 37, 145–168.
2.
Narici MV, Hoppeler H, Kayser B, Landoni L, Claassen H, Gavardi C, Conti M, Cerretelli P. 1996 Human
quadriceps cross-sectional area, torque and neural activation during 6 months strength training. Acta
Physiologica Scandinavica 157, 175–186.
3.
Häkkinen K, Komi PV. 1983 Electromyographic changes during strength training and detraining. Med Sci
Sports Exerc 15, 455–460.
4.
Arampatzis A, Karamanidis K, Albracht K. 2007 Adaptational responses of the human Achilles tendon by
modulation of the applied cyclic strain magnitude. J. Exp. Biol 210, 2743–2753.
5.
Erskine RM, Jones DA, Williams AG, Stewart CE, Degens H. 2010 Resistance training increases in vivo
quadriceps femoris muscle specific tension in young men. Acta Physiol (Oxf) 199, 83–89.
6.
Davies J, Parker DF, Rutherford OM, Jones DA. 1988 Changes in strength and cross sectional area of
the elbow flexors as a result of isometric strength training. Eur J Appl Physiol Occup Physiol 57, 667–
670.
7.
Jones DA, Rutherford OM. 1987 Human muscle strength training: the effects of three different regimens
and the nature of the resultant changes. J Physiol 391, 1–11.
Comment:
Line 346: ‘a’ seems to be a typographical error here.
Response:
‘a’ was deleted. Thanks for the hint.
Comment:
Line 346: The ref. 16 study (Fletcher et al., 2010) did not find a significant change in
running economy following a calf strengthening intervention.
Response:
The respective citation was deleted.
Comment:
Line 350: There appears to be a word missing between ‘training’ and ‘may’
Response:
Thank you for the comment. We corrected this in the revised manuscript.
Comment:
Line 355: ‘endurance performance’ should read ‘running economy’ here as no
performance measures were taken.
Response:
We changed the term in the revised manuscript, thank you.
Comment:
It has long been recognised that the soleus possesses a high proportion of slow twitch
muscle fibres compared to other muscle groups (eg Gollnick et al., 1974, doi: 10.1007/BF00587415).
Clearly it is possible to make the soleus stronger and given its role in locomotion and energy cost during
exercise, it would certainly make sense for runners to strengthen the muscle. However, do authors think
that the soleus has a limited capacity to improve its maximal force output due to its morphological
characteristics? The intervention applied here would certainly be novel for the participants, thus
beneficial, but would long-term engagement with this type of training for soleus continue to yield benefits
in running economy?
Response:
Thank you for this important comment. There are reports that fast-twitch fibres feature
a greater hypertrophic response to resistance training compared to slow-twitch fibres (1,2,3). Therefore,
one might suggest that the soleus muscle is limited in its capacity to improve its maximal force following
training. However, the findings are inconsistent and there are studies reporting similar training-induced
hypertrophy in slow and fast-twitch fibres (4,5). Therefore, we can argue that the morphological
characteristics of the soleus muscle might not be the limiting factor. However, based on the present
study we can conclude that two mechanisms contribute to the advantageous work generation by soleus,
i.e. the operating enthalpy efficiency and operating force-length potential. The force-length potential was
already high throughout the entire stance phase both before and after the training intervention (pre
0.89%, post 0.88%). The enthalpy efficiency throughout the stance was influenced by the intervention
and increased by 7% to 92% of the maximum efficiency. Thus, the potential available adaptation range
of the enthalpy efficiency for further improvements due to prolonged training seems to be the limiting
factor.
References:
1.
Hortobágyi T, Hill JP, Houmard JA, Fraser DD, Lambert NJ, Israel RG. 1996 Adaptive responses to
muscle lengthening and shortening in humans. J Appl Physiol (1985) 80, 765–772.
2.
Andersen JL, Aagaard P. 2000 Myosin heavy chain IIX overshoot in human skeletal muscle. Muscle
Nerve 23, 1095–1104.
3.
Aagaard P, Andersen JL, Dyhre-Poulsen P, Leffers AM, Wagner A, Magnusson SP, Halkjaer-Kristensen
J, Simonsen EB. 2001 A mechanism for increased contractile strength of human pennate muscle in
response to strength training: changes in muscle architecture. J Physiol 534, 613–623.
4.
Mero AA et al. 2013 Resistance training induced increase in muscle fiber size in young and older men.
Eur J Appl Physiol 113, 641–650.
5.
Bogdanis GC, Tsoukos A, Brown LE, Selima E, Veligekas P, Spengos K, Terzis G. 2018 Muscle Fiber
and Performance Changes after Fast Eccentric Complex Training. Med Sci Sports Exerc 50, 729–738.
Referee: 2
General comments:
Comment:
In this study, the authors examined the effects of a resistance training program on
running economy, and additionally examined how changes in running economy were associated with
changes in estimated soleus muscle strength, Achilles tendon stiffness, and operating soleus muscle
efficiency, force-length, and force-velocity behaviour. This study provides insight into the mechanisms
that may underly improvements in running economy with resistance training. The majority of our
understanding of the role of series elasticity on efficiency is from controlled in situ or simulation studies.
Thus, this study also provides novel insight into the implications of in vivo muscle and tendon properties
during real-world conditions. This manuscript is well-written and interesting to read, and the methods
appear sound and appropriate for addressing the research questions. I only have a few comments below
that aim to clarify details of the methodology and interpretation of the results.
Response:
Thank you for your thorough and valuable comments.
Specific Comments:
Comment:
1. Lines 137-144: Given that increased plantar flexor strength and tendon stiffness are
identified as a possible mechanism underlying the main results of this paper, it would be helpful to
provide further details of how these variables were measured rather than referring readers to other
papers.
For example, in Supplementary material 1, section 2:
“Furthermore, the contribution of the antagonistic muscles to the ankle joint moment was considered by
means of an EMG-based method [4].” What specific method was this?
“which was determined using the tendon-excursion method [5,6] and corrected for tendon alignment
during the contraction [7].” How were the moment arms corrected for tendon alignment?
“The MTJ displacement artefacts due to an unavoidable change in the ankle joint angle during the MVCs
was corrected [8] and the five contractions were averaged to give a reliable measure of the elongation
[9]. The AT stiffness was calculated between 50% and 100% of the maximum tendon force using linear
regression [10]” How were the changes in ankle joint angle corrected?
Currently the reader would have to consult a range of other papers to fully understand the methods and
their justification. More details of these methods and less reliance on previous works would be beneficial.
Response:
Thanks for this comment. Please find below the more detailed descriptions of the
respective methods that were also included in the revised version of the supplementary material:
a. Consideration of the contribution of the antagonistic muscles:
The contribution of the antagonistic muscles to the measured ankle joint moments in the
different joint angles was considered by an previously reported EMG-based approach [27]. For
this reason, the EMG activity of the antagonistic tibialis anterior muscle during the maximum
plantar flexions (MVC) was recorded. In separate trials, an individual relationship of EMG
amplitude of the tibialis anterior muscle, agonistic moment as well as ankle joint angle was then
established. Thereto, the EMG activity of tibialis anterior was measured at rest and during two
submaximal isometric dorsal flexion contractions that displayed slightly lower and higher EMG
magnitudes as during the maximum plantar flexions [27] in three different joint angles (i.e. dorsi
flexion, neutral position and plantar flexion) within the assessed range of motion. The
relationship was described by the regression equation 𝑀𝑐𝑜𝑎𝑐𝑡 = 𝐸𝑀𝐺𝑡𝑖𝑏. 𝑎𝑛𝑡. ∙ (𝑎 + 𝑏 ∙ 𝛼𝑎𝑛𝑘𝑙𝑒 + 𝑐 ∙
𝛼𝑎𝑛𝑘𝑙𝑒²), where Mcoact is the antagonistic joint moment during the maximum plantar flexion,
EMGtib. ant. is the respective tibialis anterior EMG activity during the MVCs, αankle the ankle joint
angle measured via the Vicon system and a, b and c the individual regression coefficients. Thus,
for each joint angle the relationship between moment and EMG activity was assumed to be
linear because of the small differences of the EMG magnitude of the two submaximal isometric
dorsal flexion contractions [27]. Further, the ankle joint angle-moment relationship presented by
the three different measured angles was formulated by a quadratic function to account for the
force-length dependence of the muscle. The EMG activity of the tibialis anterior and soleus
muscle was measured using a wireless EMG system (Myon m320RX, Myon AG, Baar,
Switzerland) and two bipolar surface electrodes (2 cm inter-electrode distance) that were placed
on the muscle at an acquisition frequency of 1000 Hz, synchronized with the kinematic data.
b. Tendon excursion method and alignment correction:
The Achilles tendon lever arm was determined for each participant by using the tendon
excursion method [3,4]. In this method, the lever arm of the Achilles tendon is calculated as the
ratio of the m. gastrocnemius medialis myotendinous junction displacement obtained by
ultrasonography at 25 Hz to the corresponding angular excursion of the ankle joint during a
passive joint rotation by the dynamometer (5°/s). The ratio was calculated over the interval of
5° dorsiflexion to 10° plantar flexion, where tendon deformation is negligible [8] and five passive
rotation trials were averaged to ensure high reliability [29]. The lever arm values were further
corrected for the alignment of the tendon occurring during contractions using the factor provided
by Maganaris et al. (1998) [5].
c. MTJ displacement artefacts:
The corresponding AT elongation during the ramp MVCs was analyzed based on the
displacement of the gastrocnemius medialis-myotendinous junction (MTJ) visualized by B-mode
ultrasonography captures (My Lab 60, Esaote, Genova, Italy, 25 Hz). The MTJ displacement
artefacts due to an unavoidable increase in the plantar flexion angle during the MVCs were
taken into account as they significantly affect the tendon elongation measurement [8]. For this
reason, the MTJ displacement as a function of the ankle joint angle was analyzed in an
additional trial where the ankle joint was passively rotated by the Biodex over the full range of
motion at 5°/s and then used to correct the angle-dependent displacements obtained during the
MVCs. The force and elongation data of five ramp MVCs were averaged to give a reliable
measure of the AT elongation [9].
Comment:
2. Similar to 1., given that running economy is an important variable in this paper, further
details in the main text would be helpful. Since the section “Energetic cost of running” in supplementary
material 1 is only one paragraph long, could this not be included in the methods section of the main
text? I realize the authors may be limited in terms of length; however, these details are important for
interpreting the results of this paper. Similarly, at least the first paragraph of the section “Statistics” in
supplementary material 1 could be included in the main text. Important methods that could affect
interpretation of results and conclusions should be easy for readers to access in the main text.
Response:
According to the reviewer’s comment we added several information of the energetic
cost assessment to the main manuscript (page: 4, line: 145, see below) and provided an extended
description in the supplementary material. However, we needed to keep the details of the calculation of
the required sample size (power analysis) in the supplementary material and only presented the results
of this analysis in the main text because of the very limited space available.
“During an 8-minute running trial on a treadmill at 2.5 m/s, expired gas analysis was conducted and rate
of oxygen consumption (V̇ O2 ) and carbon dioxide production (V̇ CO2) was calculated as average of the
last three minutes [15]. Running economy was then expressed in units of energy [4,30] as
𝐸𝑛𝑒𝑟𝑔𝑒𝑡𝑖𝑐 𝑐𝑜𝑠𝑡 = 16.89 ∙ 𝑉̇𝑂2 + 4.84 ∙ 𝑉̇𝐶𝑂2 where the energetic cost is presented in [W/kg] and V̇ O2
and V̇ CO2 in [ml/s/kg] [14,15]. Steady state was visually confirmed by the rate of (V̇ O2) during each trial
and a RER of <1.0 was controlled for during the post analysis (ESM for details).”
Comment:
3. Line 194: Why did the authors use an efficiency-velocity function rather than a more
established metabolic power function (e.g. Minetti & Alexander, 1997 or Umberger, 2010, etc.)?
Mechanical work and metabolic cost depend on factors other than just velocity, so why is an efficiency
function that depends only on velocity, instead of separately estimating mechanical work and metabolic
cost that depend on muscle velocity, length, activation, etc., appropriate for this study? Further
explanation/justification in the text would be helpful.
Response:
Thank you for this important comment. In our opinion, the accurate assessment of
muscular work in vivo is currently an unresolved problem because the required muscle force for the
calculation cannot be measured. Of course, there are several studies in the literature that estimate
muscle forces and muscular work by means of inverse dynamics approaches and musculoskeletal
models. With all the respect towards these studies, we believe that the assumptions taken in such
approaches are very strong and may dramatically affect the calculated muscular work values. Taking
into consideration the relevant methodological limitations, we decided not to include calculations of
force/mechanical work in our study. Rather, we tried to develop a methodological design that allows us
to consider experimentally-assessed basic mechanisms for muscle force and work production (i.e.
muscle force potential due to the force-length and force-velocity relationship, muscle activity and
enthalpy efficiency-velocity relationship) and to investigate these mechanisms during running.
Muscle length and activation can affect the heat rate, most likely due to actomyosin interaction and
sarcoplasmic reticular ion transport (1), which can in turn influence the enthalpy efficiency-velocity
relationship and thus might be considered as additional scale factors in our approach. However, we
found a continuous shortening of the soleus fascicles very close to the optimal length and mainly in the
ascending part of the force-length curve. Heat rate is nearly maximal at the optimum muscle length and
there are only small changes in lengths shorter than the optimum (1,2). Furthermore, taken into
consideration that the soleus fascicles operated at the same length in the pre and post condition (similar
force-length potential) and the activated muscle volume based on our calculations using the Hill-type
model did not show relevant pre-post differences, we can argue that both muscle operating length and
muscle activation did not affect our outcomes regarding the enthalpy-efficiency.
References:
1.
Woledge RC, Curtin NA, Homsher E. 1985 Energetic aspects of muscle contraction. Monogr Physiol Soc
41, 1–357.
2.
Hilber K, Sun Y-B, Irving M. 2001 Effects of sarcomere length and temperature on the rate of ATP
utilisation by rabbit psoas muscle fibres. The Journal of Physiology 531, 771–780.
Comment:
Also, the fitted values in Table 1 of Hill (1967) are for frog muscle at 0 degrees C. Since
frogs are ectotherms, the muscle temperature would be near that of the external environment, far below
physiological temperature for human muscle. This could affect both muscle force and velocity (see
James, 2013 for review) and therefore the fitted function. Additionally, amphibian muscle contains larger
concentrations of parvalbumin compared to terrestrial muscles, which can alter the heat rate and
estimated metabolic cost (Woledge et al., 1985, pp. 257-260). What are the implications of these
considerations on the results of this study?
James, R. S. (2013). A review of the thermal sensitivity of the mechanics of vertebrate skeletal muscle. Journal of
Comparative Physiology B, 183(6), 723-733.
Woledge, R. C., Curtin, N. A., & Homsher, E. (1985). Energetic aspects of muscle contraction. Monographs of the
Physiological Society.
Response:
We agree with the reviewer that there is evidence for an effect of temperature on
efficiency measures in both amphibian and mammalian muscles (1,2,3). Thus, it is possible that the
maximum enthalpy (mechanical) efficiency of 0.44 of the frog muscle from the Hill (1964) paper (4), that
we used for our analysis, is higher under more physiological temperatures. As a reference for the human
soleus muscle, a maximum efficiency value of 0.48 could be taken from the murine soleus muscle under
almost physiological conditions (30°C) and comparable fiber type composition (2). Please note that this
value of the maximum efficiency is close to the value reported for the frog muscle (0.44) by Hill (1964)
(4). Besides, since we calculated efficiency as a function of the soleus muscle shortening velocity
(adjusted for physiological temperature) and only discussed our findings in terms of percentage change
of the enthalpy efficiency, any discrepancies regarding the magnitude of the enthalpy efficiency would
not significantly affect our results.
Methodologically more important for our results would be a significant difference of the shape of the
efficiency-velocity curve with great shifts of the velocity at maximum efficiency. Again the study by
Barclay et al. (2010) (2) on the soleus mouse muscle showed that temperature had no effect on the
velocity on the maximum efficiency in the investigated range of 20 to 30°C (between 0.19 and 0.20
V/Vmax) and shape. The reported velocity for the maximum efficiency value at 30° for the mouse soleus
muscle (0.19 V/Vmax, table 1 in (2)) was very close to the value of the frog muscle provided by the paper
of Hill (0.18 V/Vmax), which suggests similarity between efficiency-velocity curves in further support of
our analysis.
Moreover, in our reported sensitivity analysis we tried to examine the effect of changes in the shape of
the curve and changes of Vmax by a) changing Vmax in 10%-intervals and b) replacing the curve from the
frog muscle of the Hill paper (4) by the data presented by Barclay et al. (1993) (5) for the soleus mouse
muscle. The findings showed that the significant pre to post enthalpy efficiency increase for the MTU
lengthening phase and entire stance phase persisted for values between Vmax-30% and Vmax+10% both
using the data of Hill or Barclay et al. (p<0.05), which confirms and strengthens the observed intervention
effect (detailed descriptive values and p-values see suppl. material 2).
The following changes were made in the revised limitation section to be more clear (starting page: 9,
line: 358):
“[..] We evaluated the effect of a) decreasing Vmax by 10% intervals and b) replacing the underlying
enthalpy efficiency values measured at the frog sartorius at 0°C from Hill (1964) [20] by the data
presented by Barclay et al. (1993) [22] for the predominantly slow fiber type soleus mouse muscle at
21°C, comparable to the human soleus muscle.
[...] Furthermore, since we calculated the efficiency as a function of the soleus muscle shortening
velocity (adjusted for physiological temperature) and only discussed our findings in terms of percentage
change, any uncertainties about the magnitude of the enthalpy efficiency would not affect our results.”
References:
1.
James RS. 2013 A review of the thermal sensitivity of the mechanics of vertebrate skeletal muscle. J Comp
Physiol B 183, 723–733.
2.
Barclay CJ, Woledge RC, Curtin NA. 2010 Is the efficiency of mammalian (mouse) skeletal muscle
temperature dependent? The Journal of Physiology 588, 3819–3831.
3.
He ZH, Bottinelli R, Pellegrino MA, Ferenczi MA, Reggiani C. 2000 ATP consumption and efficiency of
human single muscle fibers with different myosin isoform composition. Biophys J 79, 945–961.
4.
Hill AV. 1964 The efficiency of mechanical power development during muscular shortening and its relation
to load. Proceedings of the Royal Society of London. Series B. Biological Sciences 159, 319–324.
5.
Barclay CJ, Constable JK, Gibbs CL. 1993 Energetics of fast- and slow-twitch muscles of the mouse. The
Journal of Physiology 472, 61–80.
6.
Barclay CJ. 2015 Energetics of contraction. Compr Physiol 5, 961–995.
7.
Nelson FE, Ortega JD, Jubrias SA, Conley KE, Kushmerick MJ. 2011 High efficiency in human muscle:
an anomaly and an opportunity? J Exp Biol 214, 2649–2653.
Comment:
4. Line 268: “… the results provide additional evidence that a combination of greater
plantar flexor muscle strength and Achilles tendon stiffness decrease the energy cost of running [14,15]
and indicate that the soleus enthalpy efficiency is a contributive determinant.” It’s alluded to with “a
combination” but consider an additional sentence here noting that an increase in stiffness by itself may
not increase efficiency. Later in line 349 the authors state “strength increases without concomitant
stiffening of the AT after a period of training may increase levels of operating and maximum AT strain
[24], which have been associated with pathologies [53] but also possible functional decline [54].”
Function may also decline with increases in stiffness without concomitant increases in muscle strength.
For example, see Figure 5 in Lichtwark and Wilson (2005) in which muscle efficiency during running
decreased with increases in AT stiffness beyond the optimal stiffness.
Lichtwark, G. A., & Wilson, A. M. (2007). Is Achilles tendon compliance optimised for maximum muscle efficiency
during locomotion? Journal of Biomechanics, 40(8), 1768-1775
Response:
In agreement with the reviewer, we tried to make clear that it is in fact the combination
of a higher muscle strength and increased tendon stiffness that potentially improved the efficiency of the
operating soleus muscle and not tendon stiffness or muscle strength alone. The found increases in
muscle strength and tendon stiffness were always reported alongside each other throughout the entire
manuscript. Such a “balanced” adaptation seem required to facilitate the functional interplay of muscle
and tendon in a way that tendon compliance can be optimally used for movement performance and
efficiency but also tendon health (1,2,3,4). According to the reviewer’s comment we now added a
sentence in the respective section as follows (page: 9, line: 343):
“Strength increases without concomitant stiffening of the AT after a period of training can increase levels
of operating and maximum AT strain [24], which have been associated with pathologies [53] but also
possible functional decline [54]. On the other hand, increased stiffness without higher muscle strength
may limit function by reducing relevant operating tendon strains as well (2). In our study, the maximum
AT strain during the MVCs was not affected by the …”
References:
1.
Arampatzis A, Mersmann F, Bohm S. 2020 Individualized Muscle-Tendon Assessment and Training.
Front. Physiol. 11.
2.
Lichtwark GA, Wilson AM. 2007 Is Achilles tendon compliance optimised for maximum muscle efficiency
during locomotion? J Biomech 40, 1768–1775.
3.
Orselli MIV, Franz JR, Thelen DG. 2017 The effects of Achilles tendon compliance on triceps surae
mechanics and energetics in walking. J Biomech 60, 227–231.
4.
Uchida TK, Hicks JL, Dembia CL, Delp SL. 2016 Stretching Your Energetic Budget: How Tendon
Compliance Affects the Metabolic Cost of Running. PLoS ONE 11, e0150378.
Comment:
5. Line 291: “The exercise-induced increase in muscle strength and AT stiffness
resulted in an alteration of the operating fascicle velocity profile that led to a significant increase of the
enthalpy efficiency of the operating soleus […], improving the efficiency of muscular work production.”
Because the only factor that was manipulated in this study was the exercise intervention, changes in
muscle strength, AT stiffness, fascicle velocities, and enthalpy efficiency are only associated with one
another rather than there being any causal relationship between them.
Response:
Thanks for this comment. We softened our formulation accordingly (page 8:, line: 281):
“The exercise-induced increase in muscle strength and AT stiffness was associated with an alteration
of the operating fascicle velocity profile and a significant increase of the enthalpy efficiency of the
operating soleus in the phase of MTU lengthening (88% of the maximum efficiency), potentially
improving the efficiency of muscular work production.”
| Enthalpy efficiency of the soleus muscle contributes to improvements in running economy. | 01-27-2021 | Bohm, Sebastian,Mersmann, Falk,Santuz, Alessandro,Arampatzis, Adamantios | eng |
PMC7037891 | International Journal of
Environmental Research
and Public Health
Article
Mental Recovery and Running-Related Injuries in
Recreational Runners: The Moderating Role of
Passion for Running
Jan de Jonge 1,2,3,*
, Yannick A. Balk 4 and Toon W. Taris 2
1
Human Performance Management Group, Eindhoven University of Technology, P.O. Box 513,
5600 MB Eindhoven, The Netherlands
2
Department of Social, Health and Organisational Psychology, Utrecht University, P.O. Box 80140,
3508 TC Utrecht, The Netherlands; [email protected]
3
School of Psychology, Asia Pacific Centre for Work Health and Safety, University of South Australia,
P.O. Box 2471, Adelaide 5001, Australia
4
Department of Work and Organizational Psychology, University of Amsterdam, P.O. Box 19268,
1000 GG Amsterdam, The Netherlands; [email protected]
*
Correspondence: [email protected] or [email protected]; Tel.: +31-40-247-2243
Received: 10 December 2019; Accepted: 5 February 2020; Published: 6 February 2020
Abstract: This pilot study investigates the moderating role of passion for running in the relation
between mental recovery from running and running-related injuries (RRIs). We predict that the
relation between recovery and injuries is dependent on the level of passion. A cross-sectional survey
study was conducted among 246 Dutch recreational runners. Multivariate logistic regression analyses
revealed that the negative association between mental recovery after running and RRIs is moderated
(i.e., strengthened) by harmonious passion. Put differently, runners who are able to mentally recover
well after running were less likely to report RRIs in the case of harmonious passion. Additionally,
findings demonstrated that obsessively passionate runners were more likely to report RRIs. Passionate
runners may benefit from education programs to help them integrate running more harmoniously
with other aspects of life, and to prevent injuries. In addition, they should be educated about the
crucial role of appropriate mental recovery from running. Considering mental aspects in running
such as mental recovery from running and passion for running seems to be worthwhile to gain a
better understanding of the incidence and/or prevalence of RRIs. Future (quasi-experimental) studies
should investigate the issues raised here more profoundly.
Keywords:mentalrecovery; mentaldetachment; harmoniouspassion; obsessivepassion; running-related
injury; recreational running
1. Introduction
Running is becoming an increasingly popular activity among participants of recreational sports
activities [1]. Although recreational running is in general considered a health-promoting activity
with associated benefits such as social participation (e.g., through an increase in running groups
and running events [1,2]) and stress reduction [3], running-related injuries (RRIs) occur quite often
(e.g., [4]). Incidence and prevalence rates of RRIs reported in the literature are rather high (i.e., up to
80%; e.g., [5,6]). In The Netherlands, injury incidence is 6.1 injuries per 1000 sporting hours, which is
about three times higher than the national sports average (i.e., 2.1 injuries per 1000 sporting hours).
Specifically, Dutch runners suffer from 710,000 RRIs yearly, of which 220,000 are medically treated [7].
Next to soccer, running is the Dutch sport with the highest number of injuries. Forty percent of
RRIs are overtraining/overuse injuries, and approximately one-third concerns a recurrence. Male
Int. J. Environ. Res. Public Health 2020, 17, 1044; doi:10.3390/ijerph17031044
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runners are more often injured but the injury risk is higher among female runners. Runners between
20 and 34 years old are more prone to RRIs, especially female runners. Main injury locations are
knees (29%), lower legs (25%), and ankles (17%) [7]. From a societal point of view, RRIs cost Dutch
society approximately 10 million euros a year expressed in medical costs and costs due to work-related
sickness absence and reduced work productivity [8]. Jungmalm and associates [9] concluded that RRIs
can be viewed as recreational runners’ primary enemy, and that the public health gains of keeping
runners active and healthy should not be underestimated.
Most researchers agree that the majority of RRIs are sustained as a consequence of structural
overtraining/overuse (e.g., [10]), or as a consequence of underrecovery (e.g., [11]). Yet, most existing
empirical research on injury prediction and prevention focuses heavily upon the physical aspects of
overtraining/overuse and underrecovery (e.g., [12]), and focuses less on their mental aspects, despite
the potential role of mental aspects in injury prediction and prevention mentioned in the literature
(e.g., [3,10,13,14]). As a result, evidence-based knowledge on the role of mental aspects in RRIs is
still in its infancy. For that reason, the aim of the present pilot study is to investigate the role of two
particular mental aspects in RRIs, namely mental recovery from running and passion for running.
Specifically, using the Dualistic Model of Passion [15,16] as a heuristic framework, this study explores
and tests the moderating role of passion in the mental recovery-injury relation.
1.1. Mental Recovery and Injuries
Runners are exposed to all kinds of running-related efforts. Next to the plausible and logical
physical effort, they have to face mental effort as well [3]. For instance, runners often have to run focused
and concentrated during races. Research has shown that it is important to compensate running-related
efforts with adequate recovery to prevent RRIs (e.g., [11]). Recovery can generally be defined as a
dynamic process of restoration and unwinding in which a person’s functioning and efforts return to
their initial levels before the efforts took place [17]. From a physical and physiological perspective,
recovery reduces and prevents the accumulation of physical fatigue that leads to poor health. From a
psychological perspective, it allows the individual to prepare for current or new efforts [18]. A large
body of research has investigated the role of a variety of strategies aimed at promoting physical and
physiological recovery from training and race efforts (e.g., [19]). In contrast, studies investigating the
role of mental recovery in preventing RRIs are scarce [3,20].
In general, there are different perspectives on recovery. It can be considered as an outcome and
a process [21]. Recovery as an outcome refers to a person’s physical, physiological and mental state
after a recovery or relaxation period. Recovery as a process refers to the activities and experiences
that may lead to a change in functioning and health status. As far as the latter is concerned, several
authors have argued that it is not the actual recovery activity which helps recovery (such as going for a
walk, watching TV, or taking a nap), but rather the psychological processes and mechanisms behind it
(e.g., [17,21,22]). In other words, persons may differ with regard to preferred recovery activities while
the underlying psychological processes crucial for recovery may be uniform across persons [22]. These
psychological processes and mechanisms are called ‘recovery experiences’ (e.g., [22]). One experience
that seems to be very important for recovery to occur is mental detachment from running [3,20].
Mental detachment refers to the personal experience of leaving running behind, to mentally switch off
completely, and to forget about running immediately after the run training or race [3,17,20,22]. Mental
detachment goes beyond the pure physical absence from running and abstaining from running-related
efforts. It implies leaving running behind oneself in psychological terms. We are aware of one recent
study among 161 recreational athletes showing that mental detachment was related to reporting less
sport injuries [20]. To conclude, a completely recovered runner is not only physically recovered, but is
also able to mentally detach from and mentally recover after running. If recovery through effective
energy management is successful, health and performance will improve, and runners may report less
RRIs accordingly [3].
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1.2. Passion and Injuries
A mental aspect that has gained more and more attention in sport research is passion [15,16,23].
The Dualistic Model of Passion (DMP; [15,16,24]) defines passion as a strong inclination toward
a self-defining activity that people like, value, and consider important, and in which they invest
considerable time and energy. The DMP suggests that different individuals can be highly committed to
the same extent toward an activity such as running, and yet pursue it in qualitatively different ways.
Accordingly, the DMP posits the existence of two specific types of passion: harmonious and obsessive.
Harmonious passion (HP) results from an autonomous internalization of an activity into one’s identity,
and is characterized by a strong desire to freely engage in the passionate activity [25]. With HP, the
passionate activity occupies a meaningful—but not overwhelming—place in one’s life and remains
in harmony with other aspects of a person’s life [26]. HP is assumed to lead to flexible persistence:
one is in full control of the passionate activity, so that when conditions become harmful, involvement
in the activity should decline or even stop [27]. The second type of passion, obsessive passion (OP),
also refers to a strong desire to engage in the passionate activity [25]. However, OP overwhelms one’s
attention, and is postulated to result from an overcontrolled internalization of an activity into one’s
identity. OP is also assumed to lead to rigid persistence: one comes to be fully controlled by the
passionate activity at the expense of other activities [25,27]. OP leads the person to value the passionate
activity over and above all other important activities. This often leads to conflicts either between the
passionate activity and other activities, or with one’s partner and relatives [26]. Empirical findings
have been consistent with this conceptualization of passion (e.g., [16,24]). Where both types of passion
predict similar commitment to an activity and are part of someone’s identity, they have been found to
be differentially associated with various outcomes (e.g., [15,16,24]). There is considerable evidence that
HP is positively related to psychological outcomes (e.g., positive affect, flow, self-esteem), whereas OP
is either unrelated or negatively related to these (e.g., [16,28,29]). In addition, HP has been shown to
be positively associated, whereas OP is negatively associated, with experiences of conflict between
one’s passion and other life domains [15,30,31]. With regard to performance as an outcome, both types
of passion seem to be important. However, OP may at times lead to higher performance levels than
HP [16,25]. Furthermore, research on the DMP lends support for the model in sports and sport-related
injuries as well. For instance, a study among 80 student dancers showed that harmoniously passionate
dancers reported less acute injuries [27]. In addition, OP was associated with prolonged suffering
from chronic injuries as well as more rigid involvement in dance activities when injured, whereas HP
was unrelated to chronic injuries. Another study of Vallerand and colleagues [15] found that cyclists
with OP were still cycling in winter on icy roads, and thus engaged in risky (i.e., injury-promoting)
activities while they may be better abstain from such activities. Similar findings regarding the OP-risky
behavior relation were also found in a sample of swing dancers [16] and in a study with professional
dancers [32]. Finally, in their study of 170 competitive runners, Stephan and his team [33] found that
OP was positively associated with perceived susceptibility to sport-related injury.
1.3. Mental Recovery, Passion, and Injuries
The current pilot study investigates the moderating role of passion for running in the relation
between mental recovery and RRIs in a sample of recreational runners. First, in the case of HP, runners
feel engaged with running but remain in harmony with other important activities of life. They are in full
control of the passionate activity and are able to stop it whenever necessary. This implies that runners
with HP are able to cease running activities at any time, are able to engage in recovery from running,
mentally detach from running after a run, and feeling mentally recovered at the end. So, we expect
that mental detachment from running and mental recovery after running will be negatively related to
RRIs and that these relations are moderated (i.e., strengthened) by HP (Hypothesis 1). Put differently,
harmoniously passionate runners who are able to mentally detach from running and/or recover well
after running are less likely to report RRIs. Second, runners with OP have an uncontrollable urge
to engage in running, and they highly value it over all other important activities of life. They are
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fully controlled by the passionate activity (rather than that they are in full control of this activity, as in
HP) and will persist in running despite the body and mind signals that recovery is necessary. Thus,
obsessively passionate runners will disregard their need for recovery and, hence, will be less able to
mentally detach from running as well as to mentally recover after running. Consequently, they may
negate minor RRIs and overtrain/overuse, or underrecover, themselves, leading to more serious RRIs
in the long run (cf. [10,11]). We expect that mental detachment from running and mental recovery after
running will be negatively related to RRIs, and that these relations are moderated (i.e., buffered) by OP
in such a way that the associations will be less negative (Hypothesis 2). In other words, the association
between (1) mental detachment from running and mental recovery after running and (2) RRIs will be
weaker in the case of obsessively passionate runners.
2. Materials and Methods
2.1. Study Design, Data, and Procedure
A cross-sectional survey study was conducted in the Summer of 2017. Recreational runners were
recruited via all Dutch running associations (N = 371) that were mentioned on the website of the
Dutch Athletics Foundation (AU). The AU is the national umbrella organization of all Dutch athletics
and running clubs, and closely linked to the International Association of Athletics Federations (IAAF)
and European Athletics (EA). Both novice and more experienced runners received a unique, secured
link to an online survey, where they had to fill out their email address. All participants gave their
informed consent for inclusion before they participated in the study. They received information about
the aim of the study and voluntary participation, and were told that their data would be handled
confidentially. This pilot study was conducted in accordance with the Declaration of Helsinki and the
American Psychological Association, and received institutional approval. Moreover, the Medical Ethics
Committee of the University Medical Center Utrecht in the Netherlands has exempted our series of
survey research studies in runners from further ethical approval (reference number: NL64342.041.17).
Initially 254 recreational runners who ran at least once a week returned the questionnaire. The ultimate
sample consisted of 246 runners due to some missing data. More than half of the participants were
male (53.7%) and 46.3% was female. Mean age was 47.2 years (SD = 13.4; range 19–77). Average
running experience was 14.4 years (SD = 12.0). On average, participants engaged in running activities
2.8 times a week (SD = 1.0). The average running distance was 26.5 kilometers per week (SD = 16.6),
whereas the average running time was 3.2 hours per week (SD = 1.8). Overall, the average running
speed was 10.1 km/h (SD = 18.8). Forty-two participants (17.1%) ran at least four times a week with an
average running distance of 47.6 kilometers per week and an average running speed of 9.3 km/h. Ten
people (4.1%) ran at least five times a week with an average running distance of 62.2 kilometers per
week and an average running speed of 9.5 km/h. Two-thirds of the runners ran in groups (68.0%), and
approximately half of the runners (45.5%) used an individualized training schedule for their training
activities. Of all participants, 51.2% self-reported RRIs over the past 12 months, such as knee, Achilles
tendon and foot injuries. These training and injury figures were comparable to other Dutch studies
among recreational runners (e.g., [3,5,34]).
2.2. Variables and Instruments
2.2.1. Mental Recovery
We used two scales for mental recovery reflecting the two different perspectives mentioned
earlier; that is, mental detachment from running (‘recovery process’) and mental recovery after running
(‘recovery outcome’; cf. [21,22]). Scales are available from the first author upon request.
Mental detachment from running was measured with a slightly adapted scale developed by De
Jonge and colleagues [35]. This scale had been used and well-validated in sports before (e.g., [3,36]).
Participants were asked if they could mentally switch off from running immediately after a run training
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or race. The scale was measured with three items, e.g., “I could mentally distance myself from running
directly after a run”. Items were scored on a 5-point Likert scale, ranging from 1 (never) to 5 (always).
Internal consistency of the scale expressed in Cronbach’s alpha was 0.90.
Mental recovery after running was assessed with an adaptation for running of the well-validated
recovery measure developed by Sonnentag and Kruel [37] to running. Participants were asked if they
feel mentally recovered a couple of hours after a run training or race. The scale consisted of three items,
scored on a 7-point Likert scale, ranging from 1 (totally disagree) to 7 (totally agree). An example item
is: “A couple of hours after my running activities, I usually feel recovered mentally”. Cronbach’s
alpha was 0.90. The factor structure of mental detachment and mental recovery was investigated with
a factor analysis (PAF) with oblimin rotation. This factor analysis resulted in an obvious two-factor
solution with all detachment items loading on one factor and all recovery items loading on the other.
Eigenvalues were 3.50 and 2.15 respectively, explaining 80.7% of the variance. Pearson zero-order
correlation for the two scales was r = 0.22 (p = 0.001), showing that mental detachment after running
was positively but moderately related to mental recovery from running.
2.2.2. Harmonious and Obsessive Passion
Harmonious and obsessive passion were measured by the respective scales developed by Vallerand
and colleagues [15,16]. The scales were slightly adapted as the passionate activity used here is ‘running’.
Harmonious passion emphasized a strong inclination where the runner feels engaged and has full
control over running, and the activity is in harmony with the person’s other activities. An example item
is: “Running is well integrated in my life”. As one item of the original scale did not pass psychometric
scrutiny, our scale consisted of five items, with an internal consistency (Cronbach’s alpha) of 0.79.
Obsessive passion reflected a strong inclination where the runner feels compelled to engage in running,
running takes a lot of space, the runner loses control over running, and experiences conflict with other
life activities. This scale consisted of six items, for instance: “I have almost an obsessive feeling for
running” (Cronbach’s alpha = 0.90). Both scales were scored on a 7-point Likert scale, ranging from
1 (do not agree at all) to 7 (completely agree). We tested the factor structure of both passion scales
with a factor analysis (PAF) with oblimin rotation. Results revealed a clear two-factor solution with
eigenvalues of 4.92 and 1.41, explaining 63.3% of the variance. All OP items loaded on the first factor
and all HP items loaded on the second factor. The two scales were not significantly related to each
other (r = 0.08, p = 0.222).
2.2.3. Running-Related Injuries
Running-related injuries were self-reported by runners, and consisted of a time frame of the past
12 months. Based on a consensus definition [38,39], RRIs were defined as: “injuries, impairments
or wounds, whether or not associated with pain, caused by or developed during a running training,
that causes a restriction on running (in terms of duration, speed, frequency, distance, or intensity)
or stoppage of running for at least seven days or three consecutive scheduled training sessions”.
In line with other large-scale research studies in RRIs (e.g., [6,34]), we assessed RRIs by means
of a well-validated single question with a dichotomous response scale (0 = no; 1 = yes): “In the
past 12 months, have you suffered one (or more) sport injuries following the above definition as a
result of your running?”. Injuries were overall injuries; no difference was made in acute injuries or
overtraining/overuse injuries.
2.2.4. Control Variables
We controlled for gender (0 = female; 1 = male), age (years), use of an individualized training
schedule (0 = no; 1 = yes), running distance per week (kilometers), and running time per week (hours).
Past studies have shown that these characteristics could have a significant influence on runners’
injuries (e.g., [3,5,34]). In addition, a recent meta-analysis showed that the remaining running-related
characteristics are less relevant as control variables [40].
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2.3. Statistical Analysis
Firstly, means, standard deviations, and Pearson zero-order correlations were calculated using
IBM SPSS Statistics 25 (SPSS Inc., Chicago, IL, USA). Secondly, multivariate logistic regression analyses
were used to determine the associations between mental detachment, mental recovery, passion, and
RRIs. Multivariate odds ratios (ORs) and 95% confidence intervals (CIs) were derived from the logistic
regression models. In all analyses, gender, age, training schedule use, running distance and running
time were controlled for. Postulated moderating effects of passion (i.e., HP and OP) with recovery
(i.e., mental detachment and mental recovery) were tested by adding multiplicative interaction terms
(recovery × passion) of standardized recovery and passion scales into the regression model. Since
we expected differential effects for the two passion scales, we performed two regression analyses
accordingly: one for HP and one for OP. Nagelkerke R2 was used as an approximation of the explained
variance of the logistic regression model.
3. Results
Means (M), standard deviations (SD), and Pearson zero-order correlations for the different
variables are displayed in Table 1. A first inspection of the Pearson zero-order correlations shows
that our control variables were moderately but significantly related to several predictor variables and
outcome variables. For instance, age was significantly related to mental detachment from running
(r = 0.24, p = 0.000), mental recovery after running (r = 0.21, p = 0.001), HP (r = 0.21, p = 0.001), and RRIs
(r = −0.13, p = 0.046). Next, gender was significantly associated with both running distance (r = 0.23,
p = 0.000) and running time (r = 0.20, p = 0.002), while age was significantly related to running time
(r = 0.19, p = 0.003). Interestingly, mental detachment from running was significantly and negatively
linked to running distance (r = −0.24, p = 0.000) and running time (r = −0.21, p = 0.001) as well. Finally,
both HP (r = −0.15, p = 0.022) and OP (r = 0.14, p = 0.026) as well as the interaction between mental
recovery after running and HP (r = −0.13, p = 0.048) were moderately associated with RRIs.
Table 2 depicts the logistic regression results for RRIs, which showed support for an interaction
model in the case of HP and, hence, a moderating effect of mental recovery after running and HP.
Specifically, the negative association between mental recovery after running and RRIs is moderated
(i.e., strengthened) by HP. Put differently, harmoniously passionate runners who are able to mentally
recover well after running were 0.72 times (or 28%) less likely to report RRIs (OR = 0.72; 95% CI =
0.54–0.96; p = 0.031). However, findings did not show an interaction effect of mental detachment
from running and HP, and did not show direct negative associations between mental recovery after
running, mental detachment from running and RRIs as well. Overall, the predictor variables were
able to explain 10.4% of the variance in RRIs. At the end, the classification accuracy shows that this
prediction was correct 62.2% of the time. With respect to OP, logistic regression results showed a main
effect-only model rather than an interaction model. Findings demonstrated that obsessively passionate
runners were 1.36 times (or 36%) more likely to report RRIs (OR = 1.36; 95% CI = 1.03–1.85; p = 0.047)
than others. Again, findings did not show direct negative associations between mental recovery after
running, mental detachment from running and RRIs. Nagelkerke R2 shows that the predictor variables
together were able to explain 7.9% of the variance in RRIs. Finally, the classification accuracy shows
that this prediction was correct 59.2% of the time.
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Table 1. Descriptive statistics and Pearson zero-order correlations among study variables (n = 246).
Variables
M
SD
1
2
3
4
5
6
7
8
9
10
11
12
13
1. Gender (0 = female; 1 = male)
0.54 #
0.50
2. Age (years)
47.15
13.41
0.26 **
3. Training schedule (0 = no; 1 = yes)
0.46 #
0.50
−0.07
−0.01
4. Running distance (km)
26.53
16.56
0.23 **
0.08
0.14 *
5. Running time (hours)
3.20
1.82
0.20 **
0.19 **
0.08
0.69 **
6. Mental detachment from running
2.84
1.19
0.01
0.24 **
−0.11
−0.24 **
−0.21 **
7. Mental recovery after running
5.67
1.16
0.11
0.21 **
0.04
0.02
0.05
0.22 **
8. Harmonious passion (HP)
2.60
1.35
−0.01
0.21 **
−0.10
−0.34 **
−0.26 **
0.32 **
0.17 **
9. Obsessive passion (OP)
3.41
1.50
−0.05
−0.10
0.13 *
0.37 **
0.29 **
−0.43 **
−0.17 **
0.08
10. Mental detachment × HP
0.32
1.10
0.06
−0.14 *
0.12
0.23 **
0.09
−0.06
−0.04
−0.25 **
0.05
11. Mental recovery × HP
0.17
1.00
0.05
−0.01
0.07
0.11
0.09
−0.05
−0.17 **
−0.09
0.05
0.13 *
12. Mental detachment × OP
−0.43
0.99
0.05
0.11
−0.06
−0.17 **
−0.09
−0.07
0.02
0.05
−0.04
−0.43 **
−0.11
13. Mental recovery × OP
−0.17
0.96
0.07
0.06
−0.04
0.04
0.02
0.02
0.29 **
0.05
0.05
−0.12
−0.55 **
0.20 **
14. RRIs (0 = no; 1 = yes)
0.51 #
0.50
0.07
−0.13*
−0.07
0.05
0.10
−0.11
−0.04
−0.15 *
0.14 *
0.05
−0.13 *
−0.06
0.04
* Significant at p < 0.05; ** significant at p < 0.01 (two-tailed); # these are dichotomous variables, their means can thus be interpreted as a percentage.
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Table 2. Logistic regression models of running-related injuries with detachment, recovery and passion as predictor variables (n = 246).
Running-Related Injuries
Harmonious Passion
Obsessive Passion
B
SE
OR (95% CI)
B
SE
OR (95% CI)
Control variables
Gender
0.46
0.29
1.59 (0.90, 2.81)
0.49
0.28
1.63 (0.92, 2.88)
Age
−0.02
0.01
0.98 * (0.96, 0.99)
−0.03
0.01
0.96 * (0.94, 0.98)
Training schedule use
−0.40
0.28
0.67 (0.39, 1.15)
−0.37
0.27
0.69 (0.41, 1.17)
Running distance
−0.01
0.01
0.99 (0.96, 1.02)
−0.01
0.01
0.99 (0.96, 1.02)
Running time
0.17
0.13
1.18 (0.92, 1.51)
0.16
0.12
1.17 (0.92, 1.48)
Predictor variables
Mental detachment from running
−0.03
0.15
0.97 (0.72, 1.32)
0.02
0.16
1.02 (0.75, 1.39)
Mental recovery after running
−0.02
0.14
0.98 (0.74, 1.30)
0.03
0.14
1.02 (0.78, 1.35)
Harmonious passion (HP)
−0.31
0.17
0.73 (0.53, 1.02)
Obsessive passion (OP)
0.32
0.15
1.36 * (1.03, 1.85)
Moderating variables
Mental detachment × Passion (HP)
0.02
0.16
1.02 (0.81, 1.36)
Mental recovery × Passion (HP)
−0.32
0.14
0.72 * (0.54, 0.96)
Model test
χ2 = 19.37, df = 10, p = 0.036
χ2 = 15.89, df = 8, p = 0.044
Nagelkerke R2
10.4%
7.9%
Classification accuracy
62.2%
59.2%
* Significant at p < 0.05 (two-tailed).
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4. Discussion
The general purpose of this pilot study was to investigate the moderating role of passion for
running in the relation between mental detachment from running, mental recovery after running
and running-related injuries (RRIs). Based upon scientific literature and preliminary evidence, we
formulated and tested two hypotheses accordingly. First, we hypothesized that both mental recovery
components (i.e., mental detachment from running and mental recovery after running) will be
negatively related to RRIs, and that this relation is moderated (i.e., strengthened) by HP. Findings do
show the expected interaction effect between mental recovery after running and HP in the prediction of
RRIs. In other words, there is only a negative association between mental recovery after running and
RRIs in the case of being a harmoniously passionate runner. This supports Hypothesis 1. However,
findings did not show the expected interaction effect of mental detachment from running and HP in
the prediction of RRIs, which is not in support of Hypothesis 1. Second, we hypothesized that both
mental recovery components will be negatively related to RRIs, and that this relation is moderated
(i.e., buffered) by OP in such a way that the associations will be weaker. Results do not show the
proposed interaction effect between mental recovery and OP in the prediction of RRIs. Instead, they
only demonstrate a main effect of OP in the prediction of RRIs. In other words, obsessively passionate
runners are more likely to report RRIs. These findings do not support Hypothesis 2. Finally, the
predictor variables were able to explain about 8% to 10% of the variance in RRIs, and the predictions
were correct in approximately 60% of the time. Although these effects are not very strong, they are
interesting and promising.
4.1. Theoretical Implications
Findings with regard to the two mental recovery components (i.e., mental detachment from
running and mental recovery after running) and RRIs are interesting. Although mental recovery after
running is in general considered as being beneficial for injury prevention (e.g., [3,20]), this study shows
that this may particularly be the case with harmoniously passionate runners. HP is characterized by
a more flexible psychological state that should lead the runner to focus and to concentrate better, to
experience less pressure, and to relax better accordingly (cf. [15,16]). In addition, mental recovery
research showed that mental recovery potential is highest in cases where the need for recovery is
intrinsically motivated [41]. HP could be such an intrinsic motivator.
The present study extends the work of Balk and associates [20] who showed that mental detachment
from running was related to athletes’ report of less injuries. In our study, however, it is not mental
detachment from running but mental recovery after running in harmoniously passionate runners which
seems to be negatively associated with RRIs. As both recovery measures are self-report instruments, an
explanation for this finding is that recovery outcome measures seem to be more sensitive and concrete
mental recovery measures than recovery process measures [21]. While the recovery outcome is related
to the recovery process, it is the concrete mental recovery state directly after running which matters
most for harmoniously passionate runners in the prediction of their RRIs. Moreover, if one moves
beyond self-report ratings in the direction of more objective data (e.g., psycho-physiological data),
disentangling the recovery process from the recovery outcome will be more difficult, or even not
possible at all [21]. To conclude, this study shows that, for harmoniously passionate runners, mental
recovery after running as an outcome of a successful recovery process is more important than mental
detachment from running as part of the process itself to predict less RRIs.
The findings for passion for running are consistent with previous research on the concept of
passion and the Dualistic Model of Passion [15,16]. The two types of passion demonstrate the way
running has been internalized into a runner’s identity: HP in which the person controls the activity, and
OP where the activity controls the person [15]. In line with earlier passion research [16,27,33], it might be
that harmoniously passionate runners are being able to detect early warning signals related to injuries
and to adopt precautionary behavior such as taking a mental break in time. Conversely, obsessively
passionate runners cannot stop running even when positive returns are no longer forthcoming and
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running has become harmful to them [15]. The non-existence of interaction effects between mental
detachment, mental recovery and OP could be explained by the fact that obsessively passionate runners
are not capable of detecting early warning signals related to injuries as well as adopting precautionary
behavior such as taking a mental break in time. In other words, they will disregard their need for
recovery and, hence, will not be able to mentally detach from running as well as to mentally recover
after running. Thus, while such rigid persistence to running may initially lead to benefits such as
improved performance, it may also come at personal costs such as RRIs in the end.
Finally, since obsessive passion is considered to be one of the key predictors for exercise
addiction [42], our results are also consistent with research on exercise and running addiction
(e.g., [42–45]). Exercise addiction can be defined based on the same criteria used to define other
addictive behaviors including tolerance, withdrawal, lack of control, time, reduction in other rewarding
activities, and continuance despite negative outcomes [46]. Of all the types of sports studied, endurance
sports such as long-distance running are those showing the greatest risk of addiction [42,43]. For
example, runners who find they need to run more to experience the same positive neuropsychological
effects (e.g., runners high), experience irritability or even depression when unable to run, find that
running time interferes with responsibilities in other domains (e.g., work or family), or exercise despite
RRIs may have an addictive-like relation with exercise [47]. In a literature review of 25 empirical studies,
Nogueira and associates [42] concluded that excessive practice may indeed cause the appearance of
addictive behaviors and serious health problems. A recent study of Martin and her team [47] has
highlighted the fact that endurance runners with high levels of exercise addiction pressed on in spite
of the negative consequences brought about by not running, because the compensation they derive is
greater than any rewards from not doing so.
4.2. Limitations and Future Research Directions
Besides its valuable insights, this study has several limitations. A first limitation concerns its
cross-sectional design which does not permit any causal conclusions for the variables under study.
However, this was due to the pilot character of this study. A two-wave cross-lagged panel study
by Carbonneau and associates [48] in a non-sports sample showed that passion leads to changes
in outcomes, but not the other way around. Further research using longitudinal study designs is
needed to replicate and corroborate current findings (cf. [3]). Such studies would also contribute
to the understanding of sports-related, social and psychological factors that promote or hinder the
development of one type of passion over the other [27]. A second limitation is that common method
variance due to using self-report data may have played a role, although recent research studies have
shown that this influence is not as strong as sometimes believed (e.g., [49]). This risk was minimized
by measuring our self-report scales as objective as possible (‘facts’) with clear instructions to fill out,
accompanied with concrete and different response rates as well as profound tests on validity and
reliability. The risk was further reduced by assessing the outcome measure with a different response
format and anchors compared to the predictor variables, as suggested by Podsakoff, MacKenzie, and
Podsakoff [50]. A third limitation is that self-reported RRIs were used. This implies that the runners
had to judge the injuries themselves, without a formal diagnosis from a medical practitioner. This is
partly solved by providing the runners with a clear consensus definition of RRIs as well as using the
same survey question as used in other, large-scale, empirical research (e.g., [6,34]). Furthermore, the
quality of RRIs was not taken into account. For instance, RRIs due to overuse or overtraining might be
qualitatively different in their genesis than RRIs due to trauma. Similarly, the seriousness of RRIs might
vary greatly and could have an impact on recovery schemes. It is also recommended to add more
formal and comprehensive diagnostic information of RRIs by practitioners, which could enhance a
study’s validity in future research. Fourth, although we found direct associations between passion and
RRIs, we do not know if some runners in our sample were physically predisposed to RRIs. A physical
screening program at forehand would be recommended in this respect. Fifth, our logistic regression
models have been adjusted for various control variables. Nevertheless, the question remains which
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other control variables such as participation in competition or extent performance level are associated
with HP and OP. Future research might therefore consider assessing similar questions in different
groups of runners. Sixth, current findings are likely to be valid for all types of recreational runners.
However, it is plausible that the associations are underestimated due to the absence of elite runners (i.e.,
restriction of range effect). Finally, given the current sample of recreational runners, its sample size and
pilot character, future research is needed whether or not the current results will hold in other samples of
recreational and elite athletes as well. An example of such research is a randomized controlled trial with
a 12-month follow-up [3]. After completing a web-based baseline survey, 425 half and full marathon
runners were randomly assigned to either an intervention group or a control group. Participants of
the intervention group obtained access to an online injury prevention programme, consisting of a
running-related smartphone application and activity trackers. The smartphone application provided
the participants of the intervention group with information on how to prevent overtraining/overuse
and RRIs with special attention to mental aspects such as mental recovery, passion and mental fatigue.
Due to a wait list control group design, participants in the control group got access to the application
and related preventive information after the first follow-up measurement as well. Data collection and
analysis is in progress, and will be published elsewhere (cf. [3]).
4.3. Practical Implications
The present study demonstrates the important role of passion in the relation between mental
recovery and RRIs. Because many runners are devoted to and passionate about their sports, it is
important to help them understand that there are two different types of passion: harmonious passion
and obsessive passion. HP entails control over running and a harmonious co-existence of running with
other activities in life, such as adequate mental and physical recovery. In contrast, OP entails little or
even lack of control over running, rigid persistence, and conflict with other activities in a runner’s life.
So, HP seems to be a more desirable type of passion than OP in the case of RRIs, and runners should
be encouraged to develop a more harmonious passion in this respect (cf. [26,27]). However, this does
not mean that OP is negative. It may not lead to outcomes as adaptive as those derived from HP, but
OP is still more adaptive than being amotivated [15]. For instance, benefits from OP are reflected by
the immediate positive consequences associated with increased performance (e.g., [16,25]). Further,
OP may lead to long-term commitment and persistence in running, despite its potential countereffects
on RRIs. Passionate runners may benefit from education programs in order to help them integrate
running more harmoniously with other aspects of life. In addition, they should be educated about the
crucial role of appropriate recovery from and after running. Moreover, run coaches and trainers should
be aware of the two types of passion as well, and how they characterize different ways running has
been internalized into a runner’s identity. Periodized training schemes and smartphone applications
could then be adapted to the individual runner (cf. [3]), and ideally should take into account how to
take mental breaks next to regular physical breaks (cf. [20]). Our study shows that this is particularly
relevant for obsessively passionate runners.
5. Conclusions
This pilot study in recreational runners suggests that particularly the combination of harmonious
passion for running and mental recovery after running is important to predict and prevent RRIs.
Moreover, it suggests that obsessive passion for running is a mental risk factor for RRIs itself. So,
considering mental aspects in running seems to be valuable to gain a better understanding of the
incidence and/or prevalence of RRIs. Preventing and/or reducing RRIs will facilitate runners to remain
active, which in turn may contribute to their health, vitality and sustainable performance—not only in
sports but also in work and private life activities [51]. This can reduce medical costs and costs due to
absence from work as well. Further research on the issues raised here would be rather promising.
Author Contributions: J.d.J. designed and carried out this particular study. He also conducted the logistic
regression analysis. Y.A.B. and T.W.T. contributed to interpreting the findings, and collaborated on the different
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drafts of the manuscript. All authors approved the final manuscript’s submission for publication. All authors
have read and agreed to the published version of the manuscript.
Funding: The work of all authors has not been funded by outside partners but was part of their ordinary activities
at their respective institutes.
Conflicts of Interest: The authors declare no conflict of interest.
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© 2020 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
article distributed under the terms and conditions of the Creative Commons Attribution
(CC BY) license (http://creativecommons.org/licenses/by/4.0/).
| Mental Recovery and Running-Related Injuries in Recreational Runners: The Moderating Role of Passion for Running. | 02-06-2020 | de Jonge, Jan,Balk, Yannick A,Taris, Toon W | eng |
PMC6195805 |
SDC Figure 2. Schematic representation of Study design
Phase 1: Week 0-8
Phase 3: Week 11-12
3 x/week
3 x/week
Overreaching
Week
vastus lateralis Biopsy
Blood draw
DXA
Ultrasound
Bioelectrical impedance
1-RM Strength test
Wingate
Vertical Jump
Undulating periodized training
Taper
Phase 2: Week 9-10
5 x/week
| Wrist-worn Accelerometry for Runners: Objective Quantification of Training Load. | [] | Stiles, Victoria H,Pearce, Matthew,Moore, Isabel S,Langford, Joss,Rowlands, Alex V | eng |
PMC10002259 | Citation: Drum, S.N.; Rappelt, L.;
Held, S.; Donath, L. Effects of Trail
Running versus Road
Running—Effects on Neuromuscular
and Endurance Performance—A Two
Arm Randomized Controlled Study.
Int. J. Environ. Res. Public Health 2023,
20, 4501. https://doi.org/10.3390/
ijerph20054501
Academic Editors: Joanna Baran and
Justyna Leszczak
Received: 27 December 2022
Revised: 22 February 2023
Accepted: 28 February 2023
Published: 3 March 2023
Copyright:
© 2023 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed
under
the
terms
and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
International Journal of
Environmental Research
and Public Health
Article
Effects of Trail Running versus Road Running—Effects on
Neuromuscular and Endurance Performance—A Two Arm
Randomized Controlled Study
Scott Nolan Drum 1,*
, Ludwig Rappelt 2, Steffen Held 2
and Lars Donath 2
1
Department of Health Sciences—Fitness Wellness, College of Health and Human Services,
Northern Arizona University, Flagstaff, AZ 86001, USA
2
Department of Intervention Research in Exercise Training, German Sport University Cologne,
50933 Cologne, Germany
*
Correspondence: [email protected]; Tel.: +1-970-371-2620
Abstract: Running on less predictable terrain has the potential to increase the stimulation of the
neuromuscular system and can boost aerobic performance. Hence, the purpose of this study was
to analyze the effects of trail versus road running on neuromuscular and endurance performance
parameters in running novices. Twenty sedentary participants were randomly assigned to either
a trail (TRAIL; n = 10) or road running (ROAD; n = 10) group. A supervised and progressive,
moderate intensity, and work-load-matched 8 wk endurance running program on TRAIL or ROAD
was prescribed (i.e., randomized). Static balance (BESS test), dynamic balance (Y-balance test), gait
analysis (RehaGait test, with regard to stride time single task, stride length dual task, velocity single
task), agility performance (t-test), isokinetic leg strength (BIODEX), and predicted VO2max were
assessed in pre- and post-tests. rANOVA analysis revealed no significant time–group interactions.
Large effect sizes (Cohen’s d) for pairwise comparison were found for TRAIL in the BESS test (d = 1.2)
and predicted (pred) VO2max (d = 0.95). Moderate effects were evident for ROAD in BESS (d = 0.5),
stride time single task (d = 0.52), and VO2max predicted (d = 0.53). Possible moderate to large effect
sizes for stride length dual task (72%), velocity single task (64%), BESS test (60%), and the Y-balance
test left stance (51%) in favor of TRAIL occurred. Collectively, the results suggested slightly more
beneficial tendencies in favor of TRAIL. Additional research is needed to clearly elucidate differences
between TRAIL and ROAD, not only in novices but also in experienced exercisers.
Keywords: postural balance; gait; agility; muscle strength; long distance running; endurance training;
running surface
1. Introduction
Regular physical activity, such as running, enhances cardiorespiratory and neuromuscu-
lar performance and is associated with a delay in all causes of mortality and morbidity [1–4].
Lee et al. [5] found that minimal running training volumes of 30–59 min a week, or 5–10 min a
day are associated with lower risks of all-cause and cardiovascular mortality. Despite proven
health benefits of physical exercise, the number of sedentary people worldwide is large and
steadily growing [6–8] in both sexes and with increasing age [7,9]. Physical inactivity acceler-
ates aging-induced functional decrements and compromises physical performance which can
lead to impairments in activities of daily living [3,10,11].
At approximately 30 years of age, muscle mass and muscle strength begin to decrease
gradually by 10–15% each decade [3]. Progressive skeletal muscle atrophy is accompanied
by a loss in muscle coordination and a decline in balance [11], which can already be evident
in individuals of ≥40 years of age [12]. Balance impairments and related spatiotemporal
gait deficits both represent crucial risk factors for falls and fall-related injuries [13–15].
Falls and fall-related injuries as well as general health impairments not only occur in
Int. J. Environ. Res. Public Health 2023, 20, 4501. https://doi.org/10.3390/ijerph20054501
https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2023, 20, 4501
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the elderly but are a frequent problem in middle-aged and young people [16,17]. Few
studies have investigated falls and the frequencies of falls in young and middle-aged
individuals [16]. In a longitudinal study by Niino et al. [17], the prevalence of falls among
middle-aged individuals (40–59 years) was 12.9%, compared to 16.5% among the elderly
group (60–79 years). Talbot et al. [16] observed a prevalence of one or more reported falls
within a two-year period in 18.5% of young adults, 21% of middle-aged adults and 35% of
older adults. In addition to the direct consequences of falls, many people develop a fear of
falling after such an event which often leads to a vicious cycle of reduced physical activity,
decreased mobility and muscle strength, and a subsequent higher risk for future falls [14,18,19].
To refute the natural decline in neuromuscular properties with aging and augment
spontaneous balance and maintenance of strength, our main study objective was to de-
termine the effectiveness of exercising on uneven surfaces (i.e., dirt trails) vs. familiar (or
predictably even road) surfaces in a younger adult population on the prior mentioned
variables (e.g., neuromuscular or gait training, balance, strength). For instance, running
has been shown to improve or amplify several task-specific, metabolic, and neuromuscular
factors [20]. However, few studies have focused on neuromuscular variables (e.g., gait
parameters via a wearable gait analysis system) resulting from endurance training on
distinctly different surfaces [20]. As a suggestion, future researchers should theoretically
look at the protective effects of frequent running on uneven surfaces related to unexpected
falls, especially in the elderly. Ultimately, the impact of trail running, which is attracting
an increasing number of recreational and competitive runners [21,22], compared to road
running, has not been extensively compared.
In the present project, we hypothesized trail running would lead to more pronounced
improvements in neuromuscular and endurance performance than road running. These
assumptions are based on the different characteristics of surface type and gradients between
the two conditions. Trail running tends to invoke higher challenges for the neuromus-
cular system, especially regarding involved muscle coordination, proprioception, and
activation [23–26] compared to road running. Furthermore, since uphill running is an
effective stimulus for improving endurance running performance [27,28] and submaximal
running economy [27,29] we expected a more pronounced performance at posttest in the
submaximal incremental treadmill test for TRAIL.
2. Materials and Methods
2.1. Participants and Experimental Setting
This pilot study adheres to CONSORT guidelines [30]. Participants were recruited via
flyers, posters, word-of-mouth, and local advertisement as well as via “batch” emails among
faculty and staff at the university where the project was conducted. Inclusion criteria [31]
for participation were: (i) 18–59 years of age; (ii) currently sedentary or not exercising
more than twice a week for the last three months; (iii) free from any injury or illness and
currently no intake of any medication; (iv) and non-smoker. Importantly, according to
ACSM, sedentary, healthy (e.g., free of disease, non-smoker, uninjured) individuals will
showcase a greater physiological change from pre to post exercise intervention.
To ensure that participants met the inclusion criteria, all subjects were asked to complete
several physical activity questionnaires. The questionnaires included: (a) International Physi-
cal Activity Questionnaire—Short Form (IPAQ-SF) [32], (b) the Physical Activity Readiness
Questionnaire (PAR-Q&YOU) [33], and the (c) American College of Sports Medicine (ACSM)
Risk Stratification [31] to assess individual current health and activity levels. If a participant
reported two risk factors related to cardiovascular diseases, he/she had to consult a physician
for medical clearance to participate in moderate to vigorous exercise.
The study was conducted according to the Code of Ethics for Human Experimentation
of the World Medical Association and the Declaration of Helsinki [34]. Participants were
informed in detail about the design of the study, including the potential risks and benefits
of included procedures, before providing their informed written consent to participate. The
study protocol was approved by the Institutional Review Board of the Northern Michigan
Int. J. Environ. Res. Public Health 2023, 20, 4501
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University (Trial registration number: ID Proposal Number HS16-786; Date of registration:
September, 2017).
Participants were anonymously assigned by the researcher via simple randomization
using a random number generator to either TRAIL (n = 20) or ROAD (n = 19) and entered
into an endurance exercise program. The program consisted of 8 weeks of gradually
increasing running workouts with a total amount of 29 training sessions. This randomized
controlled pilot trial compared two training groups (i.e., TRAIL vs. ROAD) in terms of
balance, gait, agility, along with strength and endurance performance measures in a pre-
and post-intervention testing format. Participants in the TRAIL group ran outdoors on
uneven and soft trails with varying gradients and under-foot terrain (e.g., rocks, roots,
more consistent undulating routes). Participants from the ROAD group ran on predictable
terrain or roads with asphalt, concrete or paved surfaces exhibiting no or infrequent
gradients. An adherence rate of a minimum of 80% (24 runs) was required for inclusion in
the final analysis.
To confirm, a total of 39 healthy adults were initially assigned, whereof 6 subjects did
not start the program; 5 participants dropped out during the intervention due to injuries;
3 participants did not meet the required 80% adherence rate and 1 participant was not
available for post testing. Additionally, 2 participants (i.e., “4” total) from each group
were excluded from analysis due to other exclusion criteria—not following the prescribed
training load and for participating in additional training during the period of the study.
Then end total of analyzed participants equaled 20.
Demographic data at baseline for all participants who received the allocated interven-
tion are depicted in Table 1.
Table 1. Demographic data at baseline.
TRAIL 1 (n = 10, 6 fem)
ROAD 1 (n = 10, 7 fem)
Total (n = 20)
Female/male (n)
6/4
7/3
13/7
Age (years)
33.2 ± 6.8
29 ± 10.5
31.3 ± 8.8
Height (cm)
171.1 ± 8.0
170.9 ± 6.6
171 ± 7.3
Weight (kg)
77.4 ± 17.6
74.5 ± 15.6
76.1 ± 16.5
BMI (kg/m2)
26.2 ± 4.1
25.4 ± 4.5
25.8 ± 4.3
Physical Activity (min/week)
1904.8 ± 957.5
2105.3 ± 1679.5
2000.5 ± 1445.6
1 Values are mean (±SD). TRAIL = trail running group. ROAD = road running group.
2.2. Experimental Design
Qualifying participants were asked to report to an Exercise Science Laboratory for
pre- and post-intervention testing. Post-testing sessions were scheduled at a similar time
of the day as pre-testing and within a week upon completion of the training program in
November and December 2017, depending on pre-testing dates. Testing order, as well as
the examiner were kept constant for each participant.
Finally, ten participants in each group were included in the statistical analysis. The
study flow is depicted following the CONSORT criteria, which is easily referenced [30].
Notably, 10 participants in each group provided significant differences (alpha error proba-
bility: 0.05) and notable study power (i.e., 1-beta error probability: 0.9) when moderate to
large effects size differences between group were presumed for balance performance as the
primary outcome.
Lastly, mandatory running meetings were held twice a week and coaching appoint-
ments were scheduled as required. Furthermore, participants were contacted by email or
phone once a week for feedback. As an additional motivation, a final joint 5k running event
was held upon completion of the intervention.
Int. J. Environ. Res. Public Health 2023, 20, 4501
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2.3. Heart Rate and Blood Pressure
Prior to baseline testing, a blood pressure cuff (Adcuff™, Hauppauge, NY, USA) and
stethoscope (Littmann, St. Paul, MN, USA) were employed for blood pressure measures;
then, pre-exercise resting heart rate (Polar monitor and watch, Lake Success, NY, USA), as
well as body height (Seca stadiometer, Chino, CA, USA) and weight (Health O Meter scale,
Mccook, IL, USA) were measured. Maximal heart rate (HRmax) in beats per minute (bpm)
was predicted using the following formula according to Tanaka et al. [35]: 207—(age × 0.7)
for men and 206—(age × 0.88) for women. The lateral preference inventory for measurements
of footedness [36] was used to evaluate leg dominance. Limb length was measured from the
umbilicus to the medial malleolus of the right leg using a tape measure [37]. Blood pressure,
pre-exercise resting heart rate, as well as body height and weight measurements were repeated
before post-testing as well.
2.4. Warm-Up
Warm-up consisted of walking on a treadmill for 5 min at a rate of perceived exertion
(RPE) of 3 on the Borg CR-10 scale [38], followed by dynamic stretching and muscle
activation (Knee Hug to Forward Lunge–Elbow to Instep, Heel to Butt Moving Forward
with Arm Reach, Handwalk, Lateral Squat Low).
2.5. Static Balance Testing
Static balance was tested with the Balance Error Scoring System (BESS) [39], which
evaluates 3 stance variations in the following order: (1) double leg, (2) single leg, and
(3) tandem or feet in line with one another. The test takes place on 2 different surfaces,
starting on firm for all “3” conditions and ending on foam for all “3” conditions while
wearing no shoes. Each trial lasts 20 s, during which the number of deviations from the
proper testing position were counted. Deviations from the proper testing position in the
BESS test are: (a) moving hands off the hips; (b) opening the eyes; (c) step, stumble or fall;
(d) abduction or flexion of the hip beyond 30◦; (e) lifting the forefoot or the heel off of the
testing surface; and (f) remaining out of proper testing position for more than 5 s. Proper
position consists of the hands on the iliac crest, eyes closed, and consistent foot position.
For the double leg stance, feet need to touch and remain flat on the testing surface. For
the single leg stance, the participant stands on the non-dominant leg with the other leg
held in approximately 20◦ of hip flexion, 45◦ of knee flexion, and neutral position in the
frontal plane. For the tandem stance, one foot is placed in front of the other with the heel
of the anterior foot touching the toes of the posterior foot, and the non-dominant leg in
the posterior position. The maximum amount of errors for any single condition was set at
10. If multiple errors were committed simultaneously, only one was recorded. To improve
reliability, the test was repeated 3 times by the same examiner [39] and the mean score of
the three trials was calculated for final analysis.
2.6. Dynamic Balance Testing
The Y Balance test (YBT) was performed to evaluate dynamic postural stability
and functional symmetry during single leg stance in three (anterior, posteromedial,
posterolateral) directions [40]. In a Y pattern, each posterior line was marked with
tape 135◦ from the anterior line and 90◦ apart from one another. Subjects performed
a practice trial followed by three test trials for each direction and each leg and were
instructed to reach as far as possible, thereby pushing a pen held by the examiner to
mark the reaching distance. The testing order started with standing on the left foot
and reaching in the anterior direction followed by the trials standing on the right foot
for the same direction. This procedure was repeated for all directions. Trials were
considered invalid and were repeated if the participant either made a heavy touch
or rested the reaching foot on the ground, could not return in a controlled way to
the starting position, raised or moved the stance foot, or kicked the marker with the
Int. J. Environ. Res. Public Health 2023, 20, 4501
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reaching foot to gain more distance [40]. Results were calculated as a composite score
with the help of following formula:
(((anterior length + posteromedial length + posterolateral length)/3 × leg length) × 100).
(1)
2.7. Gait Analysis
Spatiotemporal gait parameters (stride time [s], stride length [m], and stride velocity
[m/s]) were measured during 20 m (65.6 feet) of level walking at self-selected habitual
walking speed by using the portable gait analysis system RehaGait® (Hasomed GmbH,
Magdeburg, Germany). The RehaGait® system consists of two mobile sensors which are
attached to the lateral part of each shoe to measure linear acceleration, angular velocity, and
the magnetic field of the foot at a sampling rate of 500 Hz [41]. Each participant performed
a familiarization trial followed by 2 trials with single task condition and 2 trials with
dual task condition. For dual task trials, participants were asked to perform a double-digit
subtraction task while walking. The combination of gait analysis with cognitive interference
tasks was applied to distract participants and limit the cognitive resources for gait control.
The mean score for each condition was included in further analysis. For all trials, the phases
of gait initiation and deceleration at the end of the walkway were excluded from analysis.
For both pre- and post-testing, participants were wearing their running shoes.
2.8. Agility Testing
The t-test evaluates the subjects’ agility, leg power and leg speed [42]. Four cones are
set out in a T pattern. The test starts at the first cone with a forward sprint of 9.14 m to the
second cone, continues with shuffling sideways for 4.57 m to another cone on the right,
then 9.14 m to the one on the left, and again 4.57 m back to the middle, before ultimately
running backwards 9.14 m to return to the starting point. The base of the cone always has
to be touched with the hand further away from the cone when performing the test. The
fastest out of 3 trials was used for analysis.
2.9. Strength Testing
Unilateral isokinetic concentric leg strength was assessed for the dominant leg using
the BIODEX Multi-Joint System 4 Pro (Biodex Medical Systems, New York, NY, USA).
Knee extension and flexion as well as ankle plantar- and dorsi-flexion were tested for
peak torque (PT) and total work (TW). Subjects were seated with chair and dynamometer
position at 90◦ and the dynamometer positioned outside the testing leg. The anatomical
axis rotation (lateral femoral condyle on a sagittal plane for the knee and through the body
of talus, fibular malleolus, and tibial malleolus for the ankle) was in alignment with the
dynamometer shaft for both knee and ankle attachment, ensuring that the testing pattern
was consistent with the proper biomechanics of the joint. Body parts on either side of the
tested joint were firmly secured with straps, in order to restrict motion as much as possible
to the area of interest. Range of motion was set for each subject and joint individually. After
a 12-repetition warm-up trial at 180◦/s and low effort, participants performed two sets of
5 repetitions at 60◦/s and maximal effort with a 60 s break between sets.
2.10. Aerobic Endurance Testing
Oxygen consumption was measured by indirect calorimetry on a treadmill during
the walking-based Pepper protocol [43] with the Parvo Medics TrueOne 2400 automated
gas analysis system (Sandy, UT, USA). The Pepper protocol is an incremental submaximal
test starting at an inclination of 0% and a velocity of 2.5 mi (4 km) per hour. Intensity
increases each minute by elevating either inclination or velocity. The test is ended at 85%
of predicted HRmax [35]. Gas exchange variables (VO2 and VCO2, RER), RPE on the
Borg CR-10 scale [38] and HR were monitored and averaged to 15s time-intervals. Finally,
maximal oxygen consumption (VO2max) was predicted from the highest value recorded at
HR85% using the formula VO2max pred = VO2max at HR 85%/85 × 100. Prediction was
used to minimize cardiovascular risk of pushing to maximum in this mixed age group (2).
Int. J. Environ. Res. Public Health 2023, 20, 4501
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2.11. Training Program
The training program started with 3 training sessions per week in weeks 1–3. Each
training session had a duration of 22–36 min (which was the standard range throughout
most of the 8 wk intervention) of running interspersed with 2 min walk rest periods. Novice
participants progressed to 4 running (with prescribed intermittent walking) sessions per week
in weeks 4–6 with 2-min walk breaks before gradually omitting the walk breaks in week 7 and
finishing the program at the end of week 8 with a 45 min continuous run (i.e., their 4th run of
week 8). Exercise training started for each participant after the pretest and was performed
individually on self-selected outdoor trails (i.e., TRAIL) and roads (i.e., ROAD) at a perceived
exertion of 3–4 on Borg CR-10 (although the average RPE approached “5” for both groups
upon end analysis). Each participant was provided with a running log in which they recorded
training duration, perceived exertion levels, location, and estimated percentage of each session
on TRAIL or ROAD. Actual training loads for both groups are summarized in Table 2.
Table 2. Training load of trail and road physical activity interventions. Values are mean ± SD.
Training Load
TRAIL (n = 10, 6 fem)
ROAD (n = 10, 7 fem)
Total (n = 20, 13 fem)
Weeks (n)
9.0 (0.7)
9.6 (0.8)
9.3 (0.8)
Trainings (n)
26.5 (1.7)
27.9 (2.6)
27.2 (2.3)
Sessions/week (n)
3.0 (0.3)
2.9 (0.4)
2.9 (0.3)
Time/session (min)
35.4 (1.7)
34 (1.6)
34.7 (1.8)
Intensity/session (RPE)
4.9 (1.1)
4.6 (0.8)
4.8 (1)
Total Training Time (min)
938.4 (68.3)
946.7 (82.9)
942.5 (74.8)
2.12. Statistical Analysis
Group means of all variables for all pre- and post-test data were calculated based on
individual test scores in order to compare changes between groups. All data are presented
as means with standard deviations (SD). Data analysis was computed using the statistical
software program SPSS for Windows V.14.0 (SPSS Inc., Chicago, IL, USA). After adjustment
for baseline scores (note, baseline values were added as covariate in order to adjust for
potential baseline differences), repeated-measures ANOVA procedures were conducted to
determine significant between-group differences. Group (TRAIL and ROAD) served as the
between-subject factor, and time (pre- and post-test) as the within-subject factor. Statistical
significance level was set at p < 0.05. Because of the small sample size, partial eta squared
(ηp2) and Cohen’s d (d < 0.2 = trivial effect; d ≥ 0.2 = small effect; d ≥ 0.5 = moderate
effect; d ≥ 0.8 = large effect), as the standardized mean difference, were calculated to
estimate effect sizes from pre- to post-testing for all ANOVAs. The probability for an effect
being practically worthwhile in favor of either TRAIL or ROAD was calculated accord-
ing to the magnitude-based inference (MBI) approach (25–75%, possibly; 75–95%, likely;
95–99.5%, very likely; >99.5%, most likely) using the Hopkins [44] spreadsheet for analysis
of controlled trials with adjustments for a predictor in Microsoft® excel.
3. Results
In review, of the 33 subjects that received the allocated intervention, 5 people (4 in
TRAIL; 1 in ROAD) ended the program prematurely due to injuries and/or pain. A total of
3 people (2 in TRAIL; 1 in ROAD) did not meet the required attendance rate and 1 person
from ROAD never reported to the post-testing. Two more subjects of each group were
excluded from further evaluation based on exclusion criteria (age, amount of previous
physical activity, adherence rate, ≤2 risk factors according to the ACSM Risk Stratification).
A total of 10 participants from each group were included in the final analysis. Higher
baseline test scores and differences between the two groups were seen for leg strength in
knee flexion PT (19.9% higher in TRAIL) and ankle plantar flexion PT (18.5% higher in
TRAIL), and for VO2max pred (24.3% higher in ROAD).
Int. J. Environ. Res. Public Health 2023, 20, 4501
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The mean overall attendance rate for the intervention was 93.8% or 27.2 ± 2.3 out of
29 total trainings; 91.4% (26.5 ± 1.7) for TRAIL and 96.2% (27.9 ± 2.6) for ROAD.
3.1. Static and Dynamic Balance
The repeated-measures ANOVA revealed no statistically significant differences be-
tween groups for any balance measures. However, for the BESS test, a significant time-effect
between pre-and post-testing was noted (p = 0.001, ηp2 = 0.46) and large and moderate
effect sizes according to Cohen’s d for TRAIL (d = 1.2) and ROAD (d = 0.5), respectively.
Results for static and dynamic balance testing are presented in Table 3.
Table 3. Effect on balance of an 8-week trail and road running training intervention.
TRAIL
ROAD
rANOVA
TEST
Pre-Test
Post-Test
Cohen’s D
Pre-Test
Post-Test
Cohen’s d
Time
ηp2
Group × Time
ηp2
BESS
12.4 (2.7)
9.5 (2.3)
1.2
11.6 (3.9)
10.0 (2.8)
0.5
p = 0.001
0.46
p = 0.38
0.05
YBT left
94 (8.2)
95.9 (7.7)
0.25
94.4 (7.3)
94.7 (7.2)
0.04
p = 0.19
0.10
p = 0.31
0.06
YBT right
93.8 (8.5)
96.4 (8.2)
0.31
92.4 (8.1)
93.8 (7.4)
0.18
p = 0.15
0.12
p = 0.3
0.06
Values are mean (±SD); statistical significance level is set at p < 0.05.
3.2. Gait
The spatiotemporal gait analysis rANOVA showed no notable improvements over
time in any parameter for either TRAIL or ROAD, as displayed in Table 4. According to
Cohen’s d, a moderate effect size for stride time ST in ROAD (d = 0.52) as well as small
effects for velocity DT in TRAIL (d = 0.32), velocity ST in ROAD (d = 0.23), and for stride
time DT in both groups (d = 0.43 in TRAIL; d = 0.45 in ROAD) were calculated.
Table 4. Effect on spatio-temporal gait characteristics.
TRAIL
ROAD
rANOVA
Pre-Test
Post-Test
Cohen’s d
Pre-Test
Post-Test
Cohen’s d
Time
ηp2
Group × Time
ηp2
Stride time [s]
ST
1.1 (0.1)
1.1 (0.1)
0.01
1.1 (0.1)
1.1 (0.1)
0.52
p = 0.7
0.009
p = 0.37
0.05
DT
1.2 (0.1)
1.2 (0.1)
0.43
1.2 (0.1)
1.2 (0.1)
0.45
p = 0.89
0.001
p = 0.35
0.05
Stride length [m]
ST
1.4 (0.1)
1.4 (0.1)
−0.09
1.4 (0.1)
1.4 (0.1)
0.09
p = 0.65
0.01
p = 0.35
0.05
DT
1.3 (0.1)
1.3 (0.1)
0.19
1.3 (0.1)
1.3 (0.1)
−0.17
p = 0.84
0.002
p = 0.37
0.05
Velocity [m/s]
ST
1.3 (0.2)
1.3 (0.2)
−0.06
1.3 (0.2)
1.4 (0.2)
0.23
p = 0.8
0.006
p = 0.34
0.05
DT
1.1 (0.2)
1.2 (0.2)
0.32
1.2 (0.2)
1.2 (0.2)
0.06
p = 0.45
0.03
p = 0.3
0.06
Values are mean (±SD); ST, single task condition; DT, dual task condition; statistical significance level is set at p < 0.05.
3.3. Agility
Both groups improved their t-test performance by 4.6% (TRAIL) and 6.8% (ROAD),
respectively. Yet, no significant change over time or between groups was observed. Effects
from the intervention on agility are shown in Table 5.
Table 5. Effect on agility.
TRAIL
ROAD
rANOVA
Agility
Pre-test
Post-test
Cohen’s d
Pre-test
Post-test
Cohen’s d
time
ηp2
group × time
ηp2
t-test [s]
15.6 (3.2)
14.9 (2.4)
0.26
15.1 (3.2)
14.1 (2.4)
0.36
p = 0
0.69
p = 0.15
0.12
Values are mean (±SD); significance level is set at p < 0.05.
3.4. Strength
Gains in isokinetic concentric leg strength were only recorded in knee extension TW
(8.2%) and knee flexion TW (11.8%) for TRAIL, and knee extension TW (1.6%) as well as
ankle dorsi flexion TW (1.9%) for ROAD. Thereof, only knee flexion TW in favor of TRAIL
resulted in a close to significant between-group difference over time (p = 0.06; ηp2 = 0.19;
d = 0.25). This finding was reinforced by a 76% likely probability of a substantial worthwhile
effect according to the MBI approach. A significant negative time-effect in ankle plantar
Int. J. Environ. Res. Public Health 2023, 20, 4501
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flexion PT (p = 0.02; ηp2 = 0.29) was recorded for ROAD. All other strength measures
showed small declines between pre- and post-testing, as shown in Table 6.
Table 6. Effect on strength.
TRAIL
ROAD
rANOVA
Pre-Test
Post-Test
Cohen’s d
Pre-Test
Post-Test
Cohen’s d
Time
ηp2
Group × Time
ηp2
Knee
KE PT (Nm)
175.5 (74.6)
172.7 (68)
−0.04
163.9 (55.5)
154.3 (49.1)
−0.18
p = 0.06
0.2
p = 0.37
0.05
KF PT (Nm)
96.3 (41)
91.6 (37.6)
−0.12
80.3 (25.7)
77.0 (21.9)
−0.14
p = 0.06
0.2
p = 0.77
0.005
KE TW (J)
870.9 (419.4)
945.3 (406.3)
0.18
833.9 (283.8)
847.7 (303.6)
0.05
p = 0.56
0.02
p = 0.21
0.09
KF TW (J)
487.2 (245.4)
548.3 (244.8)
0.25
447.8 (151.3)
446 (164.5)
−0.01
p = 0.67
0.01
p = 0.06
0.19
Ankle
PF PT (Nm)
60.2 (32.3)
55.8 (26.5)
−0.15
50.8 (18.1)
45 (16.5)
−0.33
p = 0.02
0.29
p = 0.49
0.03
DF PT (Nm)
25.5 (7.4)
24.1 (7.7)
−0.18
24.2 (6)
23.7 (5.8)
−0.09
p = 0.5
0.03
p = 0.5
0.03
PF TW (J)
167 (93.1)
166.6 (86.5)
−0.004
140.6 (54.1)
134.7 (55.8)
−0.106
p = 0.14
0.12
p = 0.57
0.02
DF TW (J)
104.6 (28.3)
97.6 (31.6)
−0.24
94.8 (20.3)
96.6 (26.4)
0.07
p = 0.9
0.001
p = 0.28
0.07
Values are mean (±SD); KE, knee extension; KF, knee flexion; PF, plantar flexion; DF, dorsi flexion; PT, peak torque;
TW, total work; i.f.o., in favor of; statistical significance level is set at p < 0.05.
3.5. VO2max
The results of the aerobic endurance testing (VO2max pred) show the greatest proba-
bility for a substantial beneficial effect between pre- and post-testing with 97% in favor of
TRAIL. These findings are supported by the calculated Cohen’s d effect sizes (d = 0.95 in
TRAIL; d = 0.53 in ROAD). Time-effect (p = 0.14) and between-group differences (p = 0.13)
did not reach statistical significance. Results for VO2max pred are depicted in Table 7.
Table 7. Effect on VO2max of an 8-week trail and road running training intervention.
TRAIL
ROAD
rANOVA
Pre-test
Post-test
Cohen’s d
Pre-test
Post-test
Cohen’s d
time
ηp2
group × time
ηp2
pred. VO2max
28.4 (6)
35.8 (9.2)
0.95
35.3 (8.8)
40.5 (10.4)
0.53
p = 0.14
0.12
p = 0.13
0.13
Values are mean (±SD); i.f.o., in favor of; statistical significance level is set at p < 0.05.
4. Discussion
This is the first study that comparatively investigated the impact of trail running
versus road running on neuromuscular performance parameters in healthy adults. We
hypothesized that running on natural trails would lead to more pronounced improvements
in static and dynamic balance, gait patterns, agility, and leg strength between pre- and
post-testing compared to road running. This assumption was based on previous findings
which have shown that the navigation of the body on varying surface densities, inclines
and speeds evoked higher muscle activation and coordination as opposed to moving on
more firm and flat terrain [23–26,45,46]. Greater physiological strain on softer terrain is
associated with a greater degree of energy absorption by the training surface that results
in a loss of elastic energy, followed by greater concentric work and overload stimulus in
the lower-limb muscles [26,45]. Against this background, we expected gains in concentric
quadriceps and hamstring muscle strength as well as in ankle strength and stability in
favor of TRAIL from navigating in uneven terrain. However, according to the BIODEX
isokinetic concentric leg strength testing, knee flexion TW was the only parameter that
resulted in close to significant improvements. On the other hand, for ankle dorsi flexion PT,
a significant negative time-effect was recorded. A possible explanation for this decrease
could be found in a reduction in ankle work and range of motion that has been seen when
running on uneven and unpredictable terrain in order to stabilize the joint [26]. The fact
that all other strength measures showed small declines between pre- and post-testing might
be attributed to fatigue as a result of the newly increased exercise routine. It is also possible
that the reduced strength outcomes especially for PT values are a consequence of endurance
training-specific adaptations. When interpreting leg strength results, baseline differences
Int. J. Environ. Res. Public Health 2023, 20, 4501
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and high standard deviations in both groups should be taken into account. Especially
in TRAIL, large discrepancies in strength scores among subjects in pre- and post-testing
were observed. Another factor that added to these inconsistencies is the fact that most
participants from both groups had no experience in resistance training, much less with
the applied strength-testing device. The lack of experience might have influenced the
test performances.
We found no statistically significant differences in the rANOVA analysis between
TRAIL and ROAD for static and dynamic balance measures. But a significant time-effect
between pre-and posttest was calculated (p = 0.001, ηp2 = 0.46) for the BESS test. In addition,
large (d = 1.2) and moderate (d = 0.5) effect sizes for Cohen’s d for TRAIL and ROAD
respectively indicate potential balance improvements from running, especially on trails. In
a review on sports participation and balance performance, Hrysomallis et al. [47] stated
that athletes generally have a superior balance ability compared to control subjects as
a result of repetitive experience and improved motor responses to proprioceptive and
visual cues. Additionally, the same authors observed improved coordination, strength
and range of motion. However, it remains unclear whether proprioception can actually be
improved by exercise or if athletes just become more skilled at reacting to sensory cues.
In a study on functional fitness gains through various types of exercise in older adults,
Takeshima et al. [48] reported improvements in dynamic balance (functional reach test)
in all intervention groups (balance, aerobic, and resistance training). They also predicted
that training on unstable surfaces not only leads to improvements in balance but also
in lower-body strength due to greater muscle activation when counteracting increased
sway following unexpected perturbations. A few other studies report improvements in
locomotion in older adults after aerobic training interventions involving walking, treadmill
walking, jogging, and step aerobics [19]. The results of the BESS test in this pilot study
support previous findings that physical exercise, specifically running, may have a positive
influence on balance. Nevertheless, benefits from running for dynamic and functional
balance could not be proven with the administered tests for the lack of significant results in
the Y-Balance test and gait analysis.
Despite the close relationship between balance and gait performance in regards to
fall- and injury-risk factors [14,19,26,47–49], the spatiotemporal gait analysis in this study
showed no notable characteristics or changes in any parameter for either TRAIL or ROAD.
rANOVA, Cohen’s d, as well as MBI calculations show inconsistent results and no conclu-
sions can be drawn about the influence of trail or road running on gait stability. Likewise,
no statistically significant differences for time or between groups were recorded in agility
performances. Nevertheless, most participants achieved faster T-test times after the in-
tervention and demonstrated noticeably increased confidence and security levels in their
sprint performances. Increased confidence levels and sprint ability might result in an over-
all increased gait stability and thus reduce fall risk. When discussing the lack of evidence
for gait and agility in this study, testing devices and procedures need to be considered.
More task-specific trials might elicit more pronounced changes.
Aerobic endurance testing showed the highest probability for a substantial worthwhile
effect in favor of TRAIL (97%, very likely) together with a large Cohen’s d effect size
(d = 0.95). Relative VO2max outcomes from the gas analysis test improved by 23.1%
and 13.7% from pre- to post-testing for TRAIL and ROAD, respectively. Still, time-effect
(p = 0.14; ηp2 = 0.12) and between-group differences (p = 0.13; ηp2 = 0.13) did not reach
statistical significance. Moreover, big baseline differences (24.3% higher in ROAD) need to
be considered when interpreting predicted maximal oxygen consumption. Lower baseline
values in TRAIL might have facilitated the larger responses to the training intervention
in that group. Even so, it is probable that trail running may elicit greater benefits for
cardiovascular fitness. Several studies [26,50–53] documented that running on natural
surfaces such as irregular trails required a higher energy expenditure and metabolic cost,
which translated to a higher training intensity and higher aerobic training adaptations.
However, recorded RPE from the running logs revealed no group differences (4.6 ± 1.1 for
Int. J. Environ. Res. Public Health 2023, 20, 4501
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TRAIL; 4.9 ± 0.8 for ROAD), an interesting finding if greater energy expenditure is realized
on TRAIL versus ROAD without a concurrent rise in RPE. Therefore, TRAIL could be a
strategy or modality for advanced energy output and weight loss, leading to better motor
control at a lower perceived exertion.
To date, a lot of research regarding neuromuscular adaptations from running has
focused on different types of footwear or foot strike patterns and related kinematic,
metabolic, and biomechanical parameters of the lower limb, as well as running-related
injuries [20,24,54]. Various research groups examined the effects of training on different
outdoor terrain, mainly focused on grass or sand surface [23,45,55–57], or defined trail
running as an ultra-endurance activity. In this understanding, Easthope et al. [58] analyzed
performance levels between young and older master runners in a 55-km ultra-endurance
trail run. They observed equal performances in both groups despite structural and func-
tional age-related alterations and confirmed that the decline in physical performance can be
prevented with regular endurance training such as running. In a study that compared the
different effects of concrete road, synthetic track, and woodchip trail on dynamic stability
and loading in runners, Schütte et al. [22] revealed significant performance differences from
a biomechanical perspective. Running on woodchip trail altered measures of dynamic
stability and lower-limb musculature compared to running on concrete road due to com-
pression and displacement of the woodchips under the foot causing destabilization and
directional shift with each stride. Similarly, Boey et al. [59] looked at running on concrete,
synthetic running track, grass, and woodchip trail at two different speeds and the different
vertical impacts on the lower leg. Their results showed that running on woodchip trails
and at a slower speed, reduced the injury risk at the tibia.
Running related injuries (RRI) of the lower extremities are a common negative side
effect in runners [60,61]. The prevalence is usually higher for overuse musculoskeletal
injuries than for acute injuries [21,60,62]. There is a large heterogeneity of injuries that
originates from different methods and definitions when evaluating RRI [21,60]. Among
the most commonly reported RRIs in the literature are to the Achilles tendon, plantar
fascia, calf muscle, knee, meniscus, shin, foot, ankle, hip/pelvis, lower back, hamstring,
and thigh [21,60,63,64]. Risk factors for RRI appear to be previous injuries to the same
anatomical area, high training loads and little running experience [64,65].
In the current study, 5 out of 33 people reported an injury during the 8-week interven-
tion that prevented them from completing the training program. Affected body sites and
type of injuries are all in line with the formerly reported common injury types and risk
factors. Two participants from TRAIL developed reoccurring overuse injuries (i.e., knee
and lower back) that had probably not been fully and appropriately cured. The other par-
ticipants suffered from tibial stress syndrome (1 in TRAIL) and ankle sprains (1 in TRAIL;
1 in ROAD). The recorded amount and type of injuries in this study seem to reinforce
the fact that previous injuries, little running experience, and an increase in training load
within a relatively short amount of time may be risk factors for RRI. Meanwhile, as stated
by Taunton et al. [64], previous activity, cross-training and running surface appear to be
non-significant injury risk factors for either gender. Interestingly, 4 of the 5 injured subjects
in this study were part of the trail running group, which contrarily seems to imply a
connection between surface and injury prevalence. Trail running might be more strenuous
for physiological parameters due to its specific surface characteristics and the resulting
challenges for involved muscle groups and the metabolic system. Therefore, running
on natural and more compliant trails may be more likely to cause overuse injuries in an
untrained population. Despite the mentioned risk factors, authors agree that health benefits
from running outweigh the related risks and costs of RRI [21].
Limitations to this study are the small group sizes and baseline differences between
groups in VO2max pred and certain strength parameters, as well as the fact that the running
intervention itself was not supervised and subjects performed most of the training units
individually. Consequently, even though participants were instructed to exercise at a com-
fortable, moderate to somewhat hard intensity (3–4 on the Borg CR-10 scale), it is possible
Int. J. Environ. Res. Public Health 2023, 20, 4501
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that some trained at intensities that were too high for their level of fitness. Additionally, the
program was based on running time and not distance, which may have resulted in a differ-
ent training volume dependent on different training pace among individuals. The training
log was a way of controlling for these interferences. Regarding adherence, a slightly lower
attendance rate in the trail running group was expected since trails require more effort and
planning to access and may become impassable in bad weather or darkness. As a final
point, MBI’s should be interpreted carefully, especially implications drawn from them, and
one should be mindful of how the performed tests may have related to the intervention.
5. Conclusions
The results of this training intervention show no statistically significant between-group
differences. This suggests that benefits derived from running on uneven and soft natural
terrain as opposed to a more flat and concrete road surface in respect to static and dynamic
balance, gait, agility, and lower limb strength should not be overrated. Based on current
knowledge and the outcomes of this study, no well-founded recommendations for an
integrative training approach in regard to trail running and the prevention of falls and
fall-related injuries can be given. More research is needed on the influence of running on
trails or similar natural surfaces on different neuromuscular performance parameters.
Nevertheless, the findings of this intervention indicate slightly more beneficial ten-
dencies for balance and leg strength improvements when running on trails as opposed to
road; and, therefore, potential benefits for the prevention of falls and fall-related injuries.
While a significant time-effect between pre- and post-testing in static balance was recorded
for both groups (p = 0.001, ηp2 = 0.46), the trail running group also showed large effect
sizes (d = 1.2) for static balance, compared to only moderate effect sizes (d = 0.5) in the road
running group. Trail running also seems to have positive impacts on upper leg strength
performance, which is indicated by gains in knee extension (8.2%) and flexion (11.8%) total
work and a close to significant between-group difference over time (p = 0.06; ηp2 = 0.19;
d = 0.25) in knee flexion TW.
For more detailed and specific results, future studies should target larger group sizes
of recreational runners within smaller age ranges and in a longitudinal approach over
a longer time period. Moreover, the scope of the intervention should be limited to one
particular neuromuscular parameter. Thereby, the combined effects for cardiovascular and
neuromuscular performance factors from running on different surfaces might be disen-
tangled more clearly. Finally, repeating this study in an older, untrained population and
tracking at-home falls throughout a pre-determined follow-up period (e.g., over 5-years)
post intervention could yield more precise commentary regarding TRAIL’s effectiveness in
or lack of promoting better neuromuscular coordination.
Author Contributions: Conceptualization, S.N.D. and L.D.; methodology, S.N.D. and L.D.; software,
L.D.; validation, L.D.; formal analysis, L.D.; investigation, S.N.D. and L.D.; resources, S.N.D., L.R.,
S.H. and L.D.; data curation, S.N.D., L.R., S.H. and L.D.; writing—original draft preparation, S.N.D.,
L.R., S.H. and L.D.; writing—review and editing, S.N.D., L.R., S.H. and L.D.; visualization, S.N.D.
and L.D.; supervision, S.N.D.; project administration, S.N.D.; funding acquisition, N/A. All authors
have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The project was approved by Northern Michigan University
Institutional Review Board for human participants, Proposal Number HS16-786 (December, 2017).
Further, the study was conducted in accordance with the Declaration of Helsinki.
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Data for this project are maintained by the primary authors—S.N.D.
and L.D.—on personal and password protected laptops.
Int. J. Environ. Res. Public Health 2023, 20, 4501
12 of 14
Acknowledgments: We wish to acknowledge the efforts of the graduate students involved in training
the participants for their energy with participant recruitment and the implementation of the training
protocols. The authors would also like to thank the volunteer participants for their valuable time and
effort during participation.
Conflicts of Interest: The authors declare no conflict of interest.
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| Effects of Trail Running versus Road Running-Effects on Neuromuscular and Endurance Performance-A Two Arm Randomized Controlled Study. | 03-03-2023 | Drum, Scott Nolan,Rappelt, Ludwig,Held, Steffen,Donath, Lars | eng |
PMC9245565 | Effect of plyometric training and
neuromuscular electrical stimulation
assisted strength training on muscular,
sprint, and functional performances in
collegiate male football players
Shahnaz Hasan1, Gokulakannan Kandasamy2, Danah Alyahya1,
Asma Alonazi1, Azfar Jamal3,4, Amir Iqbal5,
Radhakrishnan Unnikrishnan1 and Hariraja Muthusamy1
1 Physical Therapy Department, College of Applied Medical Sciences, Majmaah University,
Al Majmaah, Saudi Arabia
2 School of Health and Life Sciences, Teesside University, Middlesbrough, United Kingdom
3 Department of Biology, College of Science, Al-Zulfi-, Majmaah University, Al Majmaah, Riyadh
Region, Saudi Arabia
4 Health and Basic Science Research Centre, Majmaah University, Al Majmaah, Saudi Arabia
5 Rehabilitation Research Chair, College of Applied Medical Sciences, King Saud University,
Riyadh, Saudi Arabia
ABSTRACT
Background: The study’s objective was to analyze the influence of an 8-week
neuromuscular electrical stimulation (NMES) with a plyometric (PT) and strength
training (ST) program on muscular, sprint, and functional performances in collegiate
male football players.
Methods: Sixty collegiate male football players participated in this randomized
controlled trial single-blind study. All the participants were randomly divided into
two groups: (1) NMES group (Experimental, n = 30) who received NMES assisted ST
and (2) sham NMES group (Control, n = 30) who received sham NMES assisted ST.
In addition, participants from both groups received a PT program; both groups
received intervention on three days a week for 8-weeks. The study’s outcomes, such
as muscular, sprint, and functional performances, were assessed using a strength test
(STN) for quadriceps muscle, sprint test (ST), and single-leg triple hop test (SLTHT),
respectively, at baseline pre-intervention and 8-week post-intervention. The interaction
between group and time was identified using a mixed design (2 × 2) ANOVA.
Results: Significant difference found across the two time points for the scores of
STN: F (1.58) = 5,479.70, p < 0.05; SLTHT: F (1.58) = 118.17, p < 0.05; and ST:
F (1.58) = 201.63, p < 0.05. Similarly, the significant differences were found between
groups averaged across time for the scores of STN: F (1.58) = 759.62, p < 0.05 and
ST: F (1.58) = 10.08, p < 0.05. In addition, after 8-week of training, Cohen’s d
observed between two groups a large to medium treatment’s effect size for the
outcome STN (d = 10.84) and ST (d = 1.31). However, a small effect size was
observed only for the SLTHT (d = 0.613).
Conclusions: Findings suggest that the effect of PT and ST with either NMES or
sham NMES are equally capable of enhancing muscular, sprint, and functional
performances in collegiate male football players. However, PT and ST with NMES
How to cite this article Hasan S, Kandasamy G, Alyahya D, Alonazi A, Jamal A, Iqbal A, Unnikrishnan R, Muthusamy H. 2022. Effect of
plyometric training and neuromuscular electrical stimulation assisted strength training on muscular, sprint, and functional performances in
collegiate male football players. PeerJ 10:e13588 DOI 10.7717/peerj.13588
Submitted 10 January 2022
Accepted 24 May 2022
Published 16 June 2022
Corresponding author
Shahnaz Hasan,
[email protected]
Academic editor
Tiago Barbosa
Additional Information and
Declarations can be found on
page 14
DOI 10.7717/peerj.13588
Copyright
2022 Hasan et al.
Distributed under
Creative Commons CC-BY 4.0
have shown an advantage over PT and ST with sham NMES in improving muscular
performance and sprint performance among the same participants.
Subjects Anatomy and Physiology, Rehabilitation, Sports Medicine
Keywords Strength, Functional performance, Sprint, Collegiate male football players, Plyometric
training, NMES
INTRODUCTION
Strength and conditioning play an essential role in injury prevention and improving
muscle performance (Wilson et al., 2013). In most sports teams or individual sports such as
netball, football, and volleyball, muscle strength of the quadriceps is crucial for athletes
sporting abilities such as running, sprinting, and jumping (Magalhães et al., 2004).
Movements included in this type of training are powerful and fast concentric contractions
followed by high-intensity eccentric contractions throughout a high-impact reaction force
is proven to enhance performance (da Cunha et al., 2020). Although an athlete’s
performance can be influenced by multiple factors (i.e., technical, tactical, and physical)
(Aán et al., 2021), the main focus of this study was aimed at muscular, physical, and
functional performance.
There is a vast literature on different strengthening exercises methods to improve
performance and prevent injury in sports (Myer et al., 2011; LaStayo et al., 2003).
Neuromuscular electrical stimulation (NMES) is one method that involves the utilization
of electrical stimuli to trigger contractions of the muscles. This technique is widely used for
strengthening interventions and restoring or preserving the functioning and mass of
muscles in sports (Gobbo et al., 2014). Research shows that NMES is more appropriate in
improving muscle strength and performance when combined with other training such as
plyometric or strength training (Bansal, Zutshi & Munjal, 2020). The quadriceps are the
primary muscle group in the lower limb that controls knee movement and increases
stability during any dynamic or functional movement (Markovic & Mikulic, 2010).
Strength training the quadriceps muscle plays a vital role in improving functional
performance in most sports (Antrich & Brewster, 1986). It is essential to keep the
quadriceps strong to prevent knee injuries by reducing the shear force in the tibiofemoral
joint (Augustsson & Thomee, 2000).
Plyometric training is also known as dynamic or jump training, involves exercises where
muscles are required to exert maximum force throughout short intervals with an overall
goal of increasing power (Markovic & Mikulic, 2010). Plyometric is seen as a popular
training modality, either alone or when combined with other types of training (Markovic &
Mikulic, 2010; Antrich & Brewster, 1986; Augustsson & Thomee, 2000; Hasan et al., 2021).
The available evidence shows that this type of training has several positive changes,
whether this is in athletic performance and muscle functioning abilities (Markovic &
Mikulic, 2010). Strength training, also known as resistance training, is distinguished by the
deliberate action of muscular contractions against extraneous loads. It is acknowledged as
the most convenient approach for strengthening muscles (Wang & Zhang, 2016).
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However, there is previous literature on the effects of NMES and strength training on
improving muscle strength and physical and functional performance (Gomes da Silva
et al., 2018; Paillard, 2018; Basas et al., 2018). Based on our knowledge, there are limited
studies and data looking at NMES and strength training effects with more extended
intervention (exceeding 4 weeks). In addition, there is a scarcity of data on the effects of
sport specific intervention and gender specific sample size. Previous research was more
focused on the effect of NMES in post-operative rehabilitation and not on injury
prevention or strength training in football players (Gatewood, Tran & Dragoo, 2017).
Therefore, the study’s objective was to analyze the influence of an 8-week neuromuscular
electrical stimulation (NMES) with a plyometric and strength training program on
muscular strength, sprint performance, and functional performance in collegiate male
football players. The study hypothesized that the effect of PT and ST with NMES would be
more beneficial than PT and ST with sham NMES on muscular, sprint, and functional
performances in male collegiate football players.
MATERIALS AND METHODS
Study design
A single-blind two-arm parallel group randomized controlled trial study design was used
to determine the beneficial effects of 8-week NMES training program in collegiate male
football players.
Ethical considerations
The study was conducted according to the guidelines of the Declaration of Helsinki and
approved by the Chair of Majmaah University for Research Ethics Committee, Saudi
Arabia (Ethics number: MUREC-Dec. 15/COM-2020/13-2 dated 15 December 2020).
Study population
Two hundred colligate male football players were assessed via a telephone interview to
participate. The team physiotherapist examined one hundred 10 participants who met the
inclusion criteria. Young male participants aged 18 and 25 years who participated in
football training were included in the study. The participants were excluded with a history
of any lower limb surgery, a current injury that affected the lower limb function,
cardio-respiratory disease.
A total of sixty participants were divided randomly between the NMES group
(experimental group): NMES aided strength training and the sham NMES group (control
group): sham NMES aided strength training.
Procedures
The study was performed between 30 December 2020 and 28 July 2021 at the
Rehabilitation center, Majmaah University, Saudi Arabia. Collegiate male football players
were recruited from Majmaah and Riyadh sporting clubs and universities. The NMES
experimental procedures and potential risks were explained to the participant before
signing their informed consent under the Declaration of Helsinki. The College of Applied
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Medical Science, Ethical Sub-Committee of the Majmaah, Saudi Arabia (Ethics Number:
MUREC-Dec. 15/COM-2020/13-2) approved all procedures of this study.
Conclusively, 60 participants included in this study were randomly divided into two
groups: NMES Group (experimental group, n = 30) and sham NMES Group (control
group, n = 30). In addition to plyometric training, both the NMES and sham NMES groups
undertook NMES and sham NMES guided strength training, respectively, three sessions a
week for 8-weeks. Pre- and post-test readings were taken at baseline and post 8-week of
intervention, respectively. The outcome measures for this study were muscular
performance i.e., maximal voluntary isometric contraction (MVIC) of quadriceps muscle
strength measured by ISOMOVE dynamometer (ISO-MANSW-IT Tecno body, Italy;
https://www.tecnobody.com/en/products/detail/isomove), the sprint performance test,
and the single-leg triple hope test. All the participants who completed the study trial were
included for the statistical analysis. A CONSORT flow diagram of the participants is
illustrated in Fig. 1 (Schulz, Altman & Moher, 2010).
Interventions
After familiarizing two training and testing sessions, the NMES and sham NMES
groups underwent an 8-week training program with three sessions per week. Both groups
received the same plyometric training (Tomlinson et al., 2020). In addition, NMES group
received the NMES guided strength training while the sham NMES group received the
sham NMES guided strength training. Strength training includes terminal knee extension
exercises. Plyometric training, including bounding, hurdling, and drop jumping. Before
starting any strengthening or plyometric pieces of training, each participant underwent
a standardized warm-up session for 10–15 min, which included 7–8 min of jogging and
running and stretching exercises for 5–6 min (Silvers-Granelli et al., 2015). Furthermore,
Fig. 2 is depicting the details of groups, interventions including types of exercises, and
outcomes measures.
Neuromuscular Electrical Nerve Stimulation (Martimbianco et al., 2017; Snyder-
Mackler et al., 1995). A NMES guided strength training program was carried out using an
electrotherapeutic device (Endomed 982, Enraf Nonius, Rotterdam, The Netherlands), a
two-channel medium frequency NME stimulator. In this study, it was applied to stimulate
the targeted nerve and muscles, such as the femoral nerve and quadriceps femoris muscles
of both limbs. Participants from both groups were instructed to shave the part and wash
thoroughly with ethanol to clean the area and reduce skin resistance before applying
electrodes over the skin. For the NMES group, a standard carbon rubber electrode in
moistened sponge pads was placed over the femoral triangle and transversely over the
quadriceps muscle motor points of vastus medialis and vastus lateralis muscles (Fig. 3).
Motor points were pointed out as the area that produced the most significant visible
muscle contraction when applied electrical stimulation. The electrodes were securely
fastened using Velcro straps. The participants were seated on an Isomove device during the
stimulation, used for quadriceps strength training with knee fixed at 60 -0-degree angles
(0 correspondence to the full extension of the leg) stimulator with a frequency of 2,500 Hz
@ of 75 burst per second delivered with AMF 50 HZ with 5 s, time interval and holding
Hasan et al. (2022), PeerJ, DOI 10.7717/peerj.13588
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time 8 s, ramp up and down 2 s. The intensity was set maximally according to the
participant’s tolerance. It was given for 25 min (Snyder-Mackler et al., 1995; Taradaj et al.,
2013).
For the sham NMES group, the participants followed the NMES parameters and
quadriceps strength training (with knee fixed at 60-0-degree angles) similar to the NMES
group. However, in contrast, the placement of electrodes was positioned away from the
course of the femoral nerve (e.g., VMO and RF), and the intensity was set to very mild just
for the participants’ feelings. Each training session lasted for 25 min (Snyder-Mackler et al.,
1995; Taradaj et al., 2013).
Terminal knee extension exercises: participants sitting with the knee flexed from 60 to
0 angles on the Isomove device and instructed for maximum voluntary isometric
contraction of their quadriceps muscle for three sets of 10 repetitions, three times a week
for 8-weeks.
Bounding: This is plyometric training where enormous strides are used in the running
action and extra time is spent in the air. The participant performed bounding for 30 m, two
Figure 1 Consolidated Standards of Reporting Trials (CONSORT) diagram showing flow of
participants through each stage of a randomized trial.
Full-size
DOI: 10.7717/peerj.13588/fig-1
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sets for the initial 3 weeks, and after three sets of 30 m bounding with a rest period of
3–4 min.
Hurdling: The participant was instructed to jump with both legs over the eight
consecutive cones height of 40 cm, kept in a straight line, 1 m apart for plyometric training
as hurdling. The participant performed two sets of hurdling over eight cones for the initial
2 weeks. Three sets of hurdling were completed over eight cones for the next 6 weeks.
The rest period was 3–4 min between each set of hurdling.
Figure 2 Depicting the details of groups, warm-up activities, interventions including types of
exercises, and outcomes measures.
Full-size
DOI: 10.7717/peerj.13588/fig-2
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Drop jumping: The participant drops to the ground from a stepper (height 40 cm) and
immediately jumps maximally forward. The participant performed two sets of eight
repetitions of drop jumping for 2 weeks, and for the next 6 weeks, three sets of eight
repetitions of drop jumping with a rest time of 2–3 min between each set were completed
(Tomlinson et al., 2020).
For both the NMES and sham NMES groups, plyometric training (bounding, hurdling,
and drop jumping) was performed three sessions weekly for 8-weeks (Tomlinson et al.,
2020).
Outcome measures
Maximal Voluntary Isometric Contraction Strength (STN) Test: We used an ISOMOVE
dynamometer, software version 0.0.1 (ISO-MANSW-IT; Tecnobody, Dalmine (BG), Italy),
to assess the maximum peak torque of quadriceps muscles strength dominant leg before
strength training and after 8-weeks of training. The reliability of quadriceps strength
measurements of the ISOMOVE dynamometer was previously validated (Hasan et al.,
2021). Participants completed the warm-up session and were familiarized with the
equipment before data collection. Participants were seated with the hip at a 90-degree
angle to minimize hip and thigh motion, and straps were applied across the chest,
Figure 3 Electrode placement during NMES guided strength training.
Full-size
DOI: 10.7717/peerj.13588/fig-3
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midthighs, and pelvis to avoid displacements during contraction. The shin pad was fixed at
5.1 cm (2 inches), superior to the medial malleolus. The knee angles are set at 60 degrees of
flexion, producing the most significant torque output (Alonazi et al., 2021). Verbal
instruction was given to keep his/her arm crossed over his/her chest, and verbal
encouragement was given to motivate them to attain maximum effort during the 5 s
contractions. Each test included three MVICs at 60-degree angles with a 3-min rest
between the trials series to eliminate fatigue. The peak torque was directly measured by
ISOMOVE software (Fig. 4).
Sprint Test (ST): The sprint test is a reliable (Interclass coefficient correlation =
0.95–0.98) and valid to measure speed performance (Barr et al., 2014; Zabaloy et al., 2021).
Participants were instructed to stand with their forward legs placed closer to the starting
line, and then on verbal command, they started sprinting with a maximal speed over a
50 m distance. All the performances were recorded by a handheld stopwatch (XINJIE,
SW8-2008) times (in seconds) (Hasan et al., 2021; Alonazi et al., 2021; Zafeiridis et al.,
2005) when the participant’s foot touched the finishing line. The subsequent two sprint test
trials were performed after 5 min recovery period, and the lowest timing of the two scores
was considered the pre-test (baseline) scores.
Single-Leg Triple Hop Test (SLTHT): The SLTH test scores were measured from the
participant performance, as covered the distance in three hops using a measuring tape.
The participants stood on the dominant limb with the toes just behind the starting line and
then completed the three consecutive hops on the same limb. The single-leg triple hop test
performance measured the distance covered from the starting point to where the back
of the participant’s heel hit the ground (please refer to Fig. 5) (Hasan et al., 2021; Alonazi
et al., 2021; Kale & Gurol, 2019; Hamilton et al., 2008). They performed three trials with
Figure 4 Illustration of maximal voluntary isometric contraction 600 strength (STN) test.
Full-size
DOI: 10.7717/peerj.13588/fig-4
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a 3 min’ recovery period. The best of the three scores (i.e., the maximum distance covered)
was taken as the pre-test (baseline) score.
All the outcomes including MVIC strength (STN), sprint performance (ST), and
functional performance (SLTHT) were assessed by only one assessor who was blind to the
study. The intra-observer reliability was found to be excellent (95% CI [0.91–0.97]).
Statistical analysis
A Statistical Programming for Social Studies SPSS software (IBM SPSS Statistics v.26, IBM
Corp., Armonk, NY, USA) was used to analyze the outcomes measures. A Shapiro-Wilk
test of normality was used for the homogenous distribution of collected data. The main
effect of an intervention on the outcome measures across the baseline and 8-week
post-intervention (2-time points), between-group (NMES vs sham NMES groups), and the
interaction between group and time were identified using a mixed design (2 × 2) two-way
analysis of variance (ANOVA). Further, the comparison of an intervention effect on the
outcome measures within-group across the time points and between-groups at 8-week
post-intervention using a Bonferroni’s multiple comparison test. Additionally, the size of
an intervention effect on outcomes measures was observed within-group across the time
points and between-groups at 8-week post-intervention using a Cohen’s d test. The
magnitude of effect sizes in strength training research for untrained participants (who
received consistently strength training less than 1-year) is as follows: d value <0.50=trivial
Figure 5 Illustration of single leg triple hop test (SLTHT).
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DOI: 10.7717/peerj.13588/fig-5
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effect size, 0.50–1.25=small effect size, 1.26–2.00=medium effect size, and >2.00=large
effect size (Rhea, 2004). A relationship among outcomes measures were established using
Pearson’s coefficient test. The magnitude of Pearson’s coefficient test i.e., r value between
0.00–0.10, 0.10–0.39, 0.40–0.69, 0.70–0.89, and 0.90–1.00 corresponds to negligible,
weak, moderate, strong, and very strong correlation between the variables, respectively
(Schober, Boer & Schwarte, 2018). The confidence interval (CI) level was set at 95% for
mean, i.e., significant level p < 0.05.
RESULTS
Out of 200 telephonic conversations, 110 participants were ready to be examined; out of
110, 25 participants were excluded due to lower limb injury, 12 did not agree to take
NMES, and 13 did not agree due to their availability for 8-weeks’ protocol.
The mean scores (95% CI) obtained for the age, height, weight, and BMI of all the
participants (n = 60) was 22.13 (95% CI [19–25] years), 1.66 (95% CI [1.62–1.70] m),
64.27 (95% CI [55–70] kg), and 23.43 (95% CI [24.40–25.70] kgm−2), respectively.
A Shapiro-Wilk test reported a homogenous distribution (p > 0.05) of descriptive
characteristics and outcomes measures among both the groups, except for age (NMES
group, p = 0.024; sham NMES group, p = 0.010), BMI (NMES, p = 0.044), and SLTHT
(NMES, p = 0.013). A group-wise (n = 30/group) mean scores for the descriptive
characteristic, including age, height, body mass, and BMI of all the participants and
outcomes measures, are presented in Table 1.
Table 1 Depicting descriptive characteristics of the participants, baseline scores of outcomes measures, and normality test using the
Shapiro-Wilk test (95% CI for mean).
Variables
Groups (n = 30/group)
Baseline scores (Mean ± SD)
Shapiro-Wilk test of normality
Min.
Max.
Statistics
df
p-value
Age (years)
NMES
22.20 ± 1.83
19
25
0.918
30
0.024
Control
22.07 ± 1.80
19
25
0.903
30
0.010
Height (m)
NMES
1.65 ± 0.01
1.63
1.68
0.938
30
0.082
Control
1.66 ± 0.02
1.62
1.70
0.958
30
0.282
Body mass (Kg)
NMES
63.33 ± 2.99
55
69
0.954
30
0.214
Control
65.20 ± 2.30
59
70
0.956
30
0.242
BMI (Kg/m2)
NMES
23.23 ± 1.09
20.4
24.9
0.928
30
0.044
Control
23.63 ± 0.75
21.7
25.7
0.942
30
0.102
STN (Nm-2)
NMES
145.20 ± 3.68
136
151
0.942
30
0.101
Control
144.93 ± 3.98
135
153
0.975
30
0.685
SLTHT
NMES
501.30 ± 54.50
390
575
0.907
30
0.013
Control
499.90 ± 51.14
375
586
0.970
30
0.541
ST
NMES
9.19 ± 0.57
7.78
10.37
0.984
30
0.923
Control
9.23 ± 0.40
8.41
9.96
0.981
30
0.856
Note:
Values are mean scores ± standard deviations (SD); BMI, body mass index; NMES, Neuromuscular electrical stimulation group; Control, representing the sham NMES
group; Statistics, t-value of t-test; df, Degree of freedom; p-value, level of significance; p insignificant at >0.05.
Hasan et al. (2022), PeerJ, DOI 10.7717/peerj.13588
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Table 2 represents the main effect of the interventions on the outcome measures across
the two time points (pre- and post), between the groups, and the interaction between time
and group along with the effect size (η). There was a significant difference found across
the two time points for the scores of the outcomes STN: F (1.58) = 5,479.70, p < 0.05;
SLTHT: F (1.58) = 118.17, p < 0.05; and ST: F (1.58) = 201.63, p < 0.05. Similarly, the
significant differences were found between groups averaged across time for the scores
of the outcomes STN: F (1.58) = 759.62, p < 0.05 and ST: F (1.58) = 10.08, p < 0.05.
However, a non-significant difference was observed between groups for the scores of the
outcomes SLTHT: F (1.58) = 1.53, p > 0.05. There was also a significant interaction
was observed between time and group for the scores of the outcomes STN: F
Table 2 The main effect of treatment on the outcomes, within-subject factors across the time (pre
and post), between-subject factors between the groups (NMES vs Control), and the interaction
between groups (2) and time (2) using a mixed design 2 × 2 ANOVA test.
Variables
Outcomes
df1
df2
F-value
p-value
η2
Time (2)
STN
1
58
5,479.70
0.001*
0.990
SLTHT
1
58
118.17
0.001*
0.671
ST
1
58
201.63
0.001*
0.777
Time * Groups
(2 × 2)
STN
1
58
1,576.10
0.001*
0.965
SLTHT
1
58
44.38
0.001*
0.433
ST
1
58
24.33
0.001*
0.296
Groups (2)
STN
1
58
759.62
0.001*
0.929
SLTHT
1
58
1.53
0.221
0.026
ST
1
58
10.08
0.002*
0.148
Notes:
* Significant value if p < 0.05.
df, Degree of freedom; η2, Eta Squared where η2 = 0.01 indicates a small effect; η2 = 0.06 indicates a medium effect;
η2 = 0.14 indicates a large effect.
Table 3 Pairwise comparison for the scores of outcomes muscular performance (STN), functional
performance (SLTHT), and sprit performance (ST) across two-time points (pre & post) within
each group using Bonferroni’s multiple comparison test. Cohen’s d test was applied for
measuring effect size between two-time points.
Outcomes
Groups
Pre-
intervention
Post-
intervention
Time
(Pre-Post)
p-value
Cohen’s d
STN (ΔMD ± SD)
NMES
145.20 ± 3.68
214.67 ± 4.18
−69.47 ± 0.50
0.001*
17.64^
Control
144.93 ± 3.98
165.90 ± 4.80
−20.97 ± 0.82
0.001*
4.76^
SLTHT (ΔMD ± SD)
NMES
501.30 ± 54.50
540.73 ± 51.78
−39.43 ± 2.72
0.001*
0.74^
Control
499.90 ± 51.14
509.37 ± 50.41
−9.47 ± 0.73
0.004*
0.19
ST (ΔMD ± SD)
NMES
9.19 ± 0.58
7.91 ± 0.57
1.28 ± 0.01
0.001*
2.23^
Control
9.23 ± 0.40
8.61 ± 0.50
0.62 ± 0.10
0.001*
1.36^
Notes:
* Significant value if p < 0.05.
^ Large and medium effect size if Cohen’s d value >2.00 and between 1.26–2.00, respectively (Rhea, 2004).
ΔMD, Mean differences; SD, Standard Deviation; NMES, Neuromuscular electric stimulation; ΔMD, Mean differences;
STN, Strength; SLTHT, Single leg triple hop test; ST, Resisted stride.
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(1.58) = 1,576.10, p < 0.05; SLTHT: F (1.58) = 44.38, p < 0.05; and ST: F (1.58) = 24.33,
p < 0.05.
Tables 3 and 4 depict pairwise comparisons using Bonferroni multiple comparisons test
for the scores of the outcomes within-groups across the two-time points and
between-groups at 8 weeks post-intervention, respectively. The findings within-group
showed significant differences (p < 0.05) for the scores of all outcome measures including
STN, ST, and SLTHT across the two-time points of the study (Table 3). However, the
between-group analysis demonstrated a significant difference (p < 0.05) for the outcomes
STN (p < 0.001, d = 10.84) and ST (p < 0.002, d = 1.31) except for a non-significant
difference for the outcome measure SLTHT (p > 0.05, d = 0.613) (Table 4). In addition,
after 8-week of training, Cohen’s d observed between two groups a large to medium
treatment’s effect size for the outcome STN (d = 10.84) and ST (d = 1.31). However, a small
effect size was observed only for the SLTHT (d = 0.613).
In addition, Pearson’s coefficient test revealed a significant (95% CI, p < 0.05) but weak
to moderate correlation between: STN and SLTHT (r = −0.252, p = 0.052), STN and ST
(r = −0.540, p = 0.001), and ST and SLTHT (r = −0.358, p = 0.005) at 8-week
post-intervention (Table 5).
DISCUSSION
The present study used NMES and a plyometric training program to assess muscular
strength, sprint ability, and functional performance in collegiate male football players.
Findings from the 8-week combined program showed improvements in all the above three
Table 4 Pairwise comparison of post-test scores (at 8-weeks) for the outcomes muscular
performance (STN), functional performance (SLTHT), and sprint test (ST) between groups using
Bonferroni multiple comparison test. Cohen’s d test was applied for measuring effect size between
two groups.
Outcomes
NMES
(Mean ± SD)
Control
(Mean ± SD)
NMES vs Control
(ΔMD ± SD)
p-value
Cohen’s d
STN
214.67 ± 4.18
165.90 ± 4.80
48.77 ± −0.62
0.001*
10.84^
SLTHT
540.73 ± 51.76
509.37 ± 50.41
30.93 ± 0.37
0.221
0.613
ST
7.91 ± 0.57
8.61 ± 0.50
−0.70 ± 0.08
0.002*
1.31^
Notes:
* Significant value if p < 0.05.
^ Large and medium effect size if Cohen’s d value >2.00 and between 1.26-2.00, respectively (Rhea, 2004).
DMD, Mean differences; SD, Standard Deviation; NMES, Neuromuscular electric stimulation; STN, Strength test;
SLTHT, Single leg triple hop test; ST, sprint test.
Table 5 Correlation between strength test (STN), single-leg triple hop test (SLTHT), and sprint test
(ST) at post-intervention.
Variables
SLTHT Po
(r & p-value)
ST Po
(r & p-value)
STN Po
−0.252 (0.052)*
−0.540 (0.001)*
ST Po
−0.358 (0.005)*
1
Note:
* Significant value (2-tailed), if p < 0.05.
Hasan et al. (2022), PeerJ, DOI 10.7717/peerj.13588
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outcomes. A positive correlation is shown for both experimental and controlled groups in
post-intervention variables. Therefore, the results suggest that NMES assisted strength
training combined with plyometric training enhances strength and athletic performance in
adult male college footballers. The current study adds to existing research, proving that
the combination of plyometric training with NMES assisted strength training is an
adequate method to improve muscular strength (Alonazi et al., 2021). Similar to the
present study, previous studies have shown the effect of NMES on strengthening lower
limb muscles in a post-operative population through rehabilitation of knee injuries
(Gatewood, Tran & Dragoo, 2017).
For example, in total knee arthroplasty patients, Walls et al. (2010) studied over a
similar time frame demonstrated significant improvement in quadriceps strength and
functional movements with NMES. In support of our results, a review by Kim et al. (2010)
recommended using NMES and exercises together to improve quadriceps strength rather
than exercises alone in anterior cruciate ligament (ACL) reconstruction post-operative
rehabilitation.
One of the most important reasons for the increased strength is muscle activation
potentiation. NMES seems to increase the actin-myosin cross-bridges to calcium, thereby
increasing the muscle’s force-generating capacity (da Cunha et al., 2020; Gomes da Silva
et al., 2018; Bouguetoch, Martin & Grosprêtre, 2021). Our main findings mainly support
the hypothesis in which we found the use of NMES in addition to plyometric training
significantly improved strength and physical performance not just immediately but also
after 8-weeks of intervention. The muscle fiber type also influences the force-generating
capacity of the muscles. Stimulating type II muscle fibers produce a higher specific force
than type I fibers. This type of stimulation associated with greater expression of fast-twitch
myosin heavy chain isoform through plyometric has proven to increase a muscle’s overall
strength and performance (Taradaj et al., 2013; Smith, Hotze & Tate, 2021; Rahmati,
Gondin & Malakoutinia, 2021). Although the sham NMES group showed marginal
improvements in strength, the magnitude is not the same as the NMES group. Despite the
ever-growing scientific research around placebo effects, researchers have continued to
present sham procedures with little benefit within clinical research. Brim & Miller (2013)
states that the importance of recognizing the extent of the placebo effect from any specific
sham-controlled trial is unclear. The placebo effect is well defined for specific sham
procedures as it produces a more significant placebo response in more pharmacological
research, such as effects on pain rather than enhancing muscular strength, fiber size, and
physical performance (Hróbjartsson & Gøtzsche, 2004).
In addition, the perception among researchers and the sports staff is that the NMES to
improve strength and performance is more appropriate for the clinical population (who
struggle to contract muscles actively) rather than the physically active or athletic
population (Veldman et al., 2016). Whereas Thomé et al. (2021) and Gondin, Cozzone &
Bendahan (2011) supports the current results as the research states that improvements of
up to 40% of athletes sporting performance have been concluded through observation with
the use of NMES and the cumulative effect of strong, plyometric training and
strengthening protocol (Teixeira et al., 2021a).
Hasan et al. (2022), PeerJ, DOI 10.7717/peerj.13588
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The magnitude of effect size in strength training research has been considered relatively
higher than in social and psychological research (Rhea, 2004). A very large effect size
suggests the practical significance of that particular intervention over the study outcomes.
The current study revealed a very high effect size in NMES group (d = 10.84) over sham
NMES group for the outcome STN. It advocates the practical significance of NMES,
application of NMES as add-on modality is very important in improving the muscle
strength, thus, enough reason to consider its application in clinical settings.
Besides many benefits, this study exhibits few limitations for generalizing its finding to
some extent. The study was relatively limited to a short duration of the training period
(only 8-weeks) in the context for improving strength and physical performance, limited to
a very specific study population (i.e., collegiate male football players), and did not monitor
any external factors, such as additional exercises or physical activities of the collegiate male
football players other than their actual intervention that could affect the validity of the
study findings (Teixeira et al., 2021b). Therefore, this study cannot be generalized to other
populations.
CONCLUSIONS
The research findings suggest that the Plyometric and strength trainings in addition to
either NMES or sham NMES for a short-duration training period are equally capable of
enhancing the muscular performance, sprint performance, and functional performance of
collegiate male football players.
NMES has been proven as a training modality to enhance muscular performance, sprint
performance, and functional performance in collegiate male football player; therefore, it
might be applied to other similar competitive endurance sports, such as football and
netball. Future studies will require more than 8-weeks of training that includes a wider
range of endurance athletes, with strict monitoring of external factors that might affect the
validity of the findings.
ACKNOWLEDGEMENTS
The authors extend their appreciation to the faculty members of Majmaah University,
especially Mr. Raad Ibrahim Alraidan, for their sincere support and assistance in this
research study.
ADDITIONAL INFORMATION AND DECLARATIONS
Funding
This work was funded by the deputyship for Research and Innovation, Ministry of
Education, Saudi Arabia, Project Number No IFP-2020-25. The funders had no role in
study design, data collection and analysis, decision to publish, or preparation of the
manuscript.
Hasan et al. (2022), PeerJ, DOI 10.7717/peerj.13588
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Grant Disclosures
The following grant information was disclosed by the authors:
Research and Innovation, Ministry of Education, Saudi Arabia: IFP-2020-25.
Competing Interests
The authors declare that they have no competing interests.
Author Contributions
Shahnaz Hasan conceived and designed the experiments, performed the experiments,
analyzed the data, authored or reviewed drafts of the article, and approved the final draft.
Gokulakannan Kandasamy conceived and designed the experiments, analyzed the data,
authored or reviewed drafts of the article, and approved the final draft.
Danah Alyahya conceived and designed the experiments, authored or reviewed drafts of
the article, and approved the final draft.
Asma Alonazi conceived and designed the experiments, authored or reviewed drafts of
the article, and approved the final draft.
Azfar Jamal performed the experiments, analyzed the data, prepared figures and/or
tables, and approved the final draft.
Amir Iqbal conceived and designed the experiments, analyzed the data, prepared figures
and/or tables, and approved the final draft.
Radhakrishnan Unnikrishnan performed the experiments, prepared figures and/or
tables, and approved the final draft.
Hariraja Muthusamy performed the experiments, prepared figures and/or tables, and
approved the final draft.
Human Ethics
The following information was supplied relating to ethical approvals (i.e., approving body
and any reference numbers):
The Chair of Majmaah University for Research Ethics Committee, Saudi Arabia,
granted Ethical approval to carry out the study (Ethics number: MUREC-Dec./COM-
2020/13-2 dated 15 December 2020).
Data Availability
The following information was supplied regarding data availability:
The raw measurements are available in the Supplemental Files.
Supplemental Information
Supplemental information for this article can be found online at http://dx.doi.org/10.7717/
peerj.13588#supplemental-information.
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| Effect of plyometric training and neuromuscular electrical stimulation assisted strength training on muscular, sprint, and functional performances in collegiate male football players. | 06-16-2022 | Hasan, Shahnaz,Kandasamy, Gokulakannan,Alyahya, Danah,Alonazi, Asma,Jamal, Azfar,Iqbal, Amir,Unnikrishnan, Radhakrishnan,Muthusamy, Hariraja | eng |
PMC7379642 | Supplement Table 8. Change in VO2max (L·min-1 and ml·min-1·kg-1) from 1995-1997 to 2016-2017 in relation to length of education and age-group.
L·min-1
ml·min-1·kg-1
L·min-1
ml·min-1·kg-1
L·min-1
ml·min-1·kg-1
Year
n
Mean (SD)
Change
Mean (SD)
Change
n
Mean (SD)
Change
Mean (SD)
Change
n
Mean (SD)
Change
Mean (SD)
Change
95-97
102
3.05 (0.31)
Ref
41.3 (1.18)
Ref
378
2.75 (0.33)
Ref
35.6 (0.88)
Ref
251
2.41 (0.31)
Ref
31.4 (1.31)
Ref
98-99
111
3.14 (0.33)
3,0%
42.8 (0.69)
3,6%
358
2.71 (0.25)
-1,5%
35.2 (0.26)
-1,1%
411
2.37 (0.27)
-1,7%
30.5 (0.67)
-2,9%
00-01
162
2.99 (0.30)
-2,0%
40.3 (0.83)
-2,4%
567
2.69 (0.31)
-2,2%
34.8 (0.14)
-2,2%
814
2.34 (0.24)
-2,9%
30.2 (0.51)
-3,8%
02-03
438
2.94 (0.34)
-3,6%
40.3 (1.15)
-2,4%
853
2.63 (0.28)
-4,4%
33.7 (0.43)
-5,3%
1 281
2.28 (0.27)
-5,4%
29.6 (0.73)
-5,7%
04-05
509
3.04 (0.35)
-0,3%
41.2 (0.23)
-0,2%
1 189
2.65 (0.27)
-3,6%
33.7 (0.12)
-5,3%
1 927
2.30 (0.27)
-4,6%
29.7 (0.56)
-5,4%
06-07
536
3.05 (0.33)
0,0%
40.5 (0.09)
-1,9%
1 282
2.66 (0.28)
-3,3%
33.5 (0.14)
-5,9%
2 091
2.30 (0.28)
-4,6%
29.5 (0.86)
-6,1%
08-09
659
2.99 (0.28)
-2,0%
40.1 (0.25)
-2,9%
1 262
2.65 (0.32)
-3,6%
33.2 (0.16)
-6,7%
2 250
2.30 (0.26)
-4,6%
29.2 (0.60)
-7,0%
10-11
706
2.93 (0.32)
-3,9%
39.1 (0.70)
-5,3%
1 037
2.71 (0.29)
-1,5%
34.0 (0.24)
-4,5%
1 883
2.34 (0.28)
-2,9%
29.6 (0.52)
-5,7%
12-13
929
2.90 (0.30)
-4,9%
38.2 (0.41)
-7,5%
1 289
2.62 (0.23)
-4,7%
32.9 (0.60)
-7,6%
2 166
2.29 (0.24)
-5,0%
29.0 (0.30)
-7,6%
14-15
982
2.89 (0.28)
-5,2%
38.2 (0.04)
-7,5%
1 100
2.62 (0.31)
-4,7%
32.6 (0.38)
-8,4%
1 971
2.25 (0.26)
-6,6%
28.4 (0.52)
-9,6%
16-17
746
2.85 (0.34)
-6,6%
37.0 (0.77)
-10,4%
738
2.59 (0.25)
-5,8%
32.4 (0.16)
-9,0%
962
2.26 (0.28)
-6,2%
28.5 (0.51)
-9,2%
L·min-1
ml·min-1·kg-1
L·min-1
ml·min-1·kg-1
L·min-1
ml·min-1·kg-1
Year
n
Mean (SD)
Change
Mean (SD)
Change
n
Mean (SD)
Change
Mean (SD)
Change
n
Mean (SD)
Change
Mean (SD)
Change
95-97
1 136
3.21 (0.38)
Ref
43.9 (0.83)
Ref
1 513
2.85 (0.36)
Ref
37.8 (0.82)
Ref
567
2.42 (0.31)
Ref
32.3 (1.31)
Ref
98-99
1 434
3.18 (0.38)
-0,9%
43.2 (0.89)
-1,6%
1 925
2.83 (0.31)
-0,7%
37.4 (0.03)
-1,1%
1 057
2.42 (0.27)
0,0%
32.4 (0.31)
0,3%
00-01
2 446
3.18 (0.36)
-0,9%
42.9 (0.48)
-2,3%
3 642
2.82 (0.30)
-1,1%
36.8 (0.01)
-2,6%
2 310
2.39 (0.27)
-1,2%
31.8 (0.20)
-1,5%
02-03
4 726
3.11 (0.36)
-3,1%
42.0 (0.40)
-4,3%
6 734
2.79 (0.33)
-2,1%
36.4 (0.42)
-3,7%
4 091
2.35 (0.30)
-2,9%
31.2 (0.88)
-3,4%
04-05
6 059
3.09 (0.36)
-3,7%
41.6 (0.45)
-5,2%
11 248
2.79 (0.33)
-2,1%
36.2 (0.36)
-4,2%
7 005
2.35 (0.28)
-2,9%
31.1 (0.63)
-3,7%
06-07
5 855
3.07 (0.32)
-4,4%
41.2 (0.09)
-6,2%
11 715
2.80 (0.31)
-1,8%
36.0 (0.20)
-4,8%
7 597
2.37 (0.29)
-2,1%
31.2 (0.65)
-3,4%
08-09
6 659
3.07 (0.34)
-4,4%
41.0 (0.34)
-6,6%
12 806
2.81 (0.31)
-1,4%
35.8 (0.10)
-5,3%
8 592
2.40 (0.27)
-0,8%
31.2 (0.29)
-3,4%
10-11
6 058
3.07 (0.32)
-4,4%
40.9 (0.07)
-6,8%
11 612
2.81 (0.31)
-1,4%
35.5 (0.18)
-6,1%
7 167
2.40 (0.28)
-0,8%
31.0 (0.42)
-4,0%
12-13
9 154
3.06 (0.31)
-4,7%
40.6 (0.03)
-7,5%
15 713
2.78 (0.29)
-2,5%
35.2 (0.08)
-6,9%
9 971
2.39 (0.26)
-1,2%
30.8 (0.29)
-4,6%
14-15
10 158
2.99 (0.30)
-6,9%
39.8 (0.20)
-9,3%
14 665
2.74 (0.28)
-3,9%
34.6 (0.18)
-8,5%
10 224
2.38 (0.26)
-1,7%
30.4 (0.22)
-5,9%
16-17
7 732
3.00 (0.30)
-6,5%
39.7 (0.40)
-9,6%
8 856
2.72 (0.28)
-4,6%
34.4 (0.28)
-9,0%
6 753
2.38 (0.27)
-1,7%
30.3 (0.10)
-6,2%
Educational level ≤9 years
Educational level 10-12 years
18-34 years
35-49 years
50-74 years
18-34 years
35-49 years
50-74 years
L·min-1
ml·min-1·kg-1
L·min-1
ml·min-1·kg-1
L·min-1
ml·min-1·kg-1
Year
n
Mean (SD)
Change
Mean (SD)
Change
n
Mean (SD)
Change
Mean (SD)
Change
n
Mean (SD)
Change
Mean (SD)
Change
95-97
116
3.22 (0.36)
Ref
45.9 (0.72)
Ref
304
2.78 (0.32)
Ref
39.0 (0.34)
Ref
207
2.53 (0.27)
Ref
34.4 (0.11)
Ref
98-99
295
3.24 (0.36)
0,6%
46.1 (0.21)
0,4%
566
2.79 (0.31)
0,4%
38.3 (0.13)
-1,8%
386
2.49 (0.28)
-1,6%
33.9 (0.46)
-1,5%
00-01
861
3.22 (0.38)
0,0%
45.6 (0.58)
-0,7%
1 039
2.86 (0.32)
2,9%
39.7 (0.18)
1,8%
704
2.48 (0.34)
-2,0%
33.8 (1.07)
-1,7%
02-03
1 399
3.12 (0.43)
-3,1%
44.6 (1.12)
-2,8%
1 842
2.80 (0.36)
0,7%
38.7 (0.68)
-0,8%
1 265
2.42 (0.30)
-4,3%
33.1 (0.72)
-3,8%
04-05
3 049
3.13 (0.38)
-2,8%
44.6 (0.40)
-2,8%
3 857
2.81 (0.35)
1,1%
38.6 (0.60)
-1,0%
2 577
2.40 (0.30)
-5,1%
32.6 (0.78)
-5,2%
06-07
3 352
3.13 (0.38)
-2,8%
44.3 (0.64)
-3,5%
3 870
2.83 (0.35)
1,8%
38.5 (0.61)
-1,3%
2 221
2.44 (0.27)
-3,6%
32.9 (0.19)
-4,4%
08-09
3 950
3.14 (0.37)
-2,5%
44.6 (0.25)
-2,8%
4 584
2.89 (0.34)
4,0%
39.2 (0.44)
0,5%
2 717
2.48 (0.29)
-2,0%
33.3 (0.46)
-3,2%
10-11
3 576
3.14 (0.34)
-2,5%
44.5 (0.23)
-3,1%
4 969
2.89 (0.35)
4,0%
39.3 (0.56)
0,8%
2 169
2.51 (0.30)
-0,8%
33.4 (0.74)
-2,9%
12-13
5 654
3.10 (0.34)
-3,7%
44.2 (0.02)
-3,7%
8 649
2.86 (0.33)
2,9%
39.2 (0.34)
0,5%
3 721
2.47 (0.27)
-2,4%
32.9 (0.13)
-4,4%
14-15
5 288
3.03 (0.35)
-5,9%
42.9 (0.36)
-6,5%
7 960
2.81 (0.31)
1,1%
38.4 (0.14)
-1,5%
3 236
2.48 (0.27)
-2,0%
32.9 (0.19)
-4,4%
16-17
3 466
3.04 (0.34)
-5,6%
42.6 (0.08)
-7,2%
5 099
2.79 (0.31)
0,4%
38.0 (0.16)
-2,6%
2 209
2.53 (0.29)
0,0%
33.4 (0.38)
-2,9%
Educational level >12 years
18-34 years
35-49 years
50-74 years
| Decline in cardiorespiratory fitness in the Swedish working force between 1995 and 2017. | 11-15-2018 | Ekblom-Bak, Elin,Ekblom, Örjan,Andersson, Gunnar,Wallin, Peter,Söderling, Jonas,Hemmingsson, Erik,Ekblom, Björn | eng |
PMC3459930 | Limited Transfer of Newly Acquired Movement Patterns
across Walking and Running in Humans
Tetsuya Ogawa1*, Noritaka Kawashima1, Toru Ogata1, Kimitaka Nakazawa2
1 Department of Rehabilitation for the Movement Functions, Research Institute, National Rehabilitation Center for Persons with Disabilities, Namiki, Tokorozawa, Saitama,
Japan, 2 Graduate School of Arts and Sciences, The University of Tokyo, Komaba, Meguro, Tokyo, Japan
Abstract
The two major modes of locomotion in humans, walking and running, may be regarded as a function of different speed
(walking as slower and running as faster). Recent results using motor learning tasks in humans, as well as more direct
evidence from animal models, advocate for independence in the neural control mechanisms underlying different
locomotion tasks. In the current study, we investigated the possible independence of the neural mechanisms underlying
human walking and running. Subjects were tested on a split-belt treadmill and adapted to walking or running on an
asymmetrically driven treadmill surface. Despite the acquisition of asymmetrical movement patterns in the respective
modes, the emergence of asymmetrical movement patterns in the subsequent trials was evident only within the same
modes (walking after learning to walk and running after learning to run) and only partial in the opposite modes (walking
after learning to run and running after learning to walk) (thus transferred only limitedly across the modes). Further, the
storage of the acquired movement pattern in each mode was maintained independently of the opposite mode. Combined,
these results provide indirect evidence for independence in the neural control mechanisms underlying the two locomotive
modes.
Citation: Ogawa T, Kawashima N, Ogata T, Nakazawa K (2012) Limited Transfer of Newly Acquired Movement Patterns across Walking and Running in
Humans. PLoS ONE 7(9): e46349. doi:10.1371/journal.pone.0046349
Editor: Alejandro Lucia, Universidad Europea de Madrid, Spain
Received May 23, 2012; Accepted August 31, 2012; Published September 27, 2012
Copyright: 2012 Ogawa et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: This work was supported by a Grand-in-Aid for Young Scientists (B) from the Japan Society for the Promotion of Science to T. Ogawa. The funder had
no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing Interests: The authors have declared that no competing interests exist.
* E-mail: [email protected]
Introduction
In everyday life, humans use two major modes of locomotion:
walking and running. By definition, walking is known as
a movement in which at least one foot is always in contact
with the ground, whereas running involves aerial phases where
both feet are off the ground. Both similarities and dissimilarities
between
the
modes
have
been
demonstrated
from
the
perspectives
of energetics [1], limb movements [2,3], and
muscle functions [2,4,5]. Because of the spontaneous behavior
to transit into the opposite modes in accordance with changing
speed (walk-run or run-walk transition) [2,6–8], these two
movement modes seem dependent on the demand for different
locomotion speeds.
On the other hand, by referring to earlier studies focusing on
the behavioral aspect of human motion in simple upper-limb
movements [9,10] and gait [11,12], neural control mechanisms
underlying human movement are considered as very specific to
given tasks or contexts. Combined with direct evidence obtained in
animal models [13,14], there would be a possible independency in
the neural mechanisms specific to different modes of locomotion.
Walking and running in humans therefore, may not only be
dependent on different speeds but also have discrete control
mechanisms capable of the respective modes. The present study
addressed the possibility by utilizing motor adaptation paradigms
that have been well established in the field of motor control,
especially in the last decade [9–12].
Based on the hypothesis that independent neural control
mechanisms underlie walking and running, we established working
hypotheses as follows. 1) After the acquisition of a novel movement
pattern (adaptation) in one of the modes, the emergence of the
novel pattern in the subsequent trials is evident only within the
same mode and limited in the opposite mode (thus, limited transfer
across walking and running). In addition, 2) storage of the novel
movement pattern in the respective mode is maintained in-
dependently of the opposite mode. The acceptance of these
working hypotheses will provide indirect evidence of independent
neural mechanisms underlying human walking and running. A
section of the results in the present study have been presented in
abstract form [15].
Methods
Subjects
Twenty-four healthy male volunteers (age range, 22 to 49 years
old) with no known history of neurological or orthopedic disorders
participated in the study. Each subject was tested in two of four
experimental protocols (Figure 1). Twelve of them participated in
experiments 1 and 2, while the other 12 participated in
experiments 3 and 4. The order of participation was randomized
across subjects.
PLOS ONE | www.plosone.org
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September 2012 | Volume 7 | Issue 9 | e46349
Ethics Statement
Each subject gave written informed consent for his participation
in the study. The experimental procedures were approved by the
local ethics committee of the National Rehabilitation Center for
Persons with Disabilities, Japan, and were conducted in accor-
dance with the Declaration of Helsinki.
Experiment
In the present study, the subjects walked and ran on a split-belt
treadmill (Bertec, Columbus, OH, USA), having two belts (one
underneath each foot), each driven by an independent motor. The
treadmill was operated either symmetrically (both belts moving at
the same velocity) or asymmetrically (at different velocities).
During the baseline period, the treadmill was operated symmet-
rically and the velocity was adjusted to 1.5 m s21. This was the
speed where all the subjects could both walk and run comfortably
in our pilot experiment. Subsequently, the subjects learned to walk
(experiments 1 and 2) or run (experiments 3 and 4) on an
asymmetrically driven treadmill for 10 minutes. The speed of one
belt was increased by one third from the baseline (0.5 m s21),
whereas that of the other was decreased by one third; thus, the belt
speeds were 2.0 and 1.0 m s21, respectively. The direction of
speed change (either faster or slower) was randomized across
subjects and the experimental protocol. After the 10-minute
adaptation period, the belt speed was returned to symmetry (for
the washout periods) as in the baseline periods. Here, the subjects
were instructed to walk and run (experiments 1 and 4) or run and
walk (experiments 2 and 3) in order for 1 minute each in duration
depending on the experimental protocols (Figure 1). Between all
testing periods (baseline walk, run, adaptation, washout walk (run),
and run (walk)), the treadmill was stopped once and restarted
immediately by the experimenter with an acceleration (decelera-
tion) of 0.5 m s22. The subjects were instructed to walk or run
normally as they looked at a wall approximately 5 meters in front
of them and were instructed to refrain from looking down at the
treadmill belts in order to avoid any visual biases on the speed.
The subjects were also instructed to always start their task by
either walking or running from the first step depending on the
testing sessions. For safety, one experimenter always stood by the
treadmill during the experiment, and the subjects could hold onto
handrails mounted on both side of the treadmill in case of risk of
falling. However, all the subjects satisfactorily completed the
testing sessions without using the handrails.
Recordings and Analysis
Three orthogonal ground reaction force (GRF) components
(mediolateral (Fx), anteroposterior (Fy), and vertical (Fz)) were
detected by two force plates mounted underneath each treadmill
belt. The force data were low-pass filtered at 5 Hz and were
digitized at a sampling frequency of 1 kHz (Power Lab, AD
Instruments, Sydney, Australia). From the Fz component of the
GRF, the moments of ground contact and toe-off were detected on
a stride-to-stride basis using a custom-written program (VEE pro
9.0, Agilent Technologies, Santa Clara, CA, USA). Data on the
first stride cycle of each testing session were removed for later
analysis in order to minimize the influences of perturbation
induced by the initiation of the treadmill movements.
The aspects of walking and running were investigated by
addressing the peak anterior braking force upon foot contact for
every stride cycle. In our pilot study, we demonstrated that, among
all of the orthogonal ground reaction force (GRF) components,
only this component showed clear aspects of adaptation and
aftereffects with the return to symmetrical belt condition in both
walking and running. A series of previous studies focused on
temporal and spatial gait parameters such as stride and step
length, stance and swing time, double support time, and the
relationship in the gait phase between the two legs to address
adaptive behavior of the split-belt treadmill walking [11,12,16,17].
However, given that gait speed is a quotient of length (spatial) and
the time (temporal factors), subjects could potentially employ
different strategies across individuals (either walking or running
with spatially symmetrical with temporally asymmetrical move-
ment patters, temporally symmetrical with spatially asymmetrical
movement patterns, or changing the both parameters) with
exposure to belt conditions with changing speed.
Since the stride cycles taken during the testing sessions varied
across subjects and tasks (walk or run), the obtained data were
averaged over stride cycles in 3-second bins and were normalized
to the mean during the baseline of each movement task (walk or
run) to allow intersubject comparisons.
For statistical comparisons, two-way analysis of variance
(ANOVA) with repeated measures was used to test for statistically
Figure 1. Experimental protocols (1 through 4) adopted in the present study. Subjects underwent adaptation tasks of either walking (1 and
2) or running (3 and 4) on an asymmetrically driven treadmill (one belt was set at 1.0 and the other at 2.0 m s21) for 10 minutes. Walking and running
patterns on a normally operated treadmill (at 1.5 m s21 bilaterally and 1 minute each in duration) before and after the adaptation were compared on
the basis of the modes of adaptation.
doi:10.1371/journal.pone.0046349.g001
Neural Control of Human Walking and Running
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2
September 2012 | Volume 7 | Issue 9 | e46349
significant differences in the aftereffects, with factors of movement
modes (walk or run) or the previously imposed adaptation tasks
and the time in the respective 60-second washout period. Data are
presented as the mean and standard error of the mean (mean6-
SEM). Significance was accepted when P,0.05.
Results
The number of stride cycles taken under the identical speed
differed depending on the movement mode and among subjects.
Regardless of the belt condition (symmetric at 1.5 m s21 or
asymmetric at 1.0 m s21 and 2.0 m s21), subjects on average took
approximately 60 stride cycles for walking and 80 strides for
running every minute.
All of the subjects reported that their movement patterns were
disturbed when returning to the symmetrical belt conditions after
walking on the asymmetrically driven treadmill, as described in
previous studies [11,16]. For running after adapting to run on
asymmetrical belts, subjects also reported their movement patterns
as perturbed. Figures 2 and 3, respectively, show typical examples
of antero-posterior (braking and propulsion, respectively) ground
reaction force waveforms under different time points (A), time
series changes in the peak anterior force for both fast and slow
sides (B), and the differences in the peak force between the sides
(C) on a stride-to-stride basis for walking (Figure 2) and running
(Figure 3).
During the baseline where the belt conditions were symmetrical,
the waveforms were very similar in shape and the amplitude (both
anterior and posterior components) between the sides for both
walking (Figure 2 (A)) and running (Figure 3 (A)). With exposure to
the asymmetrical belt condition, the shapes resulted in prominent
differences, an indication of different movement patterns between
the fast and the slow sides. For both walking and running,
modification in the amplitude of peak anterior braking force took
place in the 10-minutes learning periods, including both rapid
changes in the earlier phase (up to around 1 minute) followed by
slower gradual changes (Figure 2 (B) and Figure 3 (B)). The
modification in the amplitude was an increment for the fast side
and a decrement for the slow side, respectively. It is especially
noticeable here that the braking force in the slow side almost
disappeared at the fully adapted state in running (Final of Learning
period in Figure 3 (A) and near 10 minutes in the Learning period
in Figure 3 (B)). As a consequence, there were large differences
between the sides (asymmetry) (Figure 2 (C) and Figure 3 (C)).
With return to the symmetrical belt condition (washout), the
amplitudes of the force differed to a great extent between the sides
despite the identical belt speed to that during the baseline. In
detail, there were initially an overshoot in the amplitude for the
fast side and an undershoot in the slow side for both walking and
running (in comparison to the baseline). In the 1-minute washout
period, the amplitudes of both sides decayed toward those found in
the baseline (into the opposite direction to the changes during the
learning periods). An important fact here is that the movements
were initially disturbed upon walking on symmetrical belt after
adapting to walk, and running after adapting to run, on the
asymmetrically driven treadmill surface. The disturbance in the
Figure 2. Descriptions of adaptation on the asymmetrically driven treadmill and the emergence of the aftereffect with release from
the novel environment in walking in a single subject (showing only the walking periods from Experiment 1). (A) Waveforms of the
antero-posterior ground reaction force under different time points in the experiment. Each waveform represents an ensemble average of five
consecutive stride cycles (from heel contact to the subsequent heel contact) in the respective time points. The solid lines represent the fast-moving
side and the dotted lines are those of the slow side during the adaptation period. (B) Stride-to-stride profile of the peak anterior braking force for
both fast and slow sides. Filled circles and open circles represent the fast and slow sides, respectively. (C) Stride-to-stride profile of the differences in
peak anterior braking force between the fast and slow sides.
doi:10.1371/journal.pone.0046349.g002
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movements were then, followed by gradual decay (restoring
normal movements) in the following 1 minute.
It should be noted that modification in the force occurred in the
posterior (propulsive) component as well. In the representative
waveform (Figure 3 (A)), for example, the posterior force in the fast
side showed a sudden increase with exposure to the asymmetrical
belt but subsequently disappeared at the end of the learning
period. Combined with that in the slow side which showed
a modification into the opposite direction (increase), there was
large asymmetry at the initial state of the washout period. The
asymmetry, however, was prominent only in running and not in
walking. We therefore used anterior braking force (disturbed both
in walking and running) as parameter in the present study.
Given the initial disturbance in the movement patterns
(asymmetry in the braking force) in both movement modes after
adapting in each mode, the primary interest in the present study
was whether the movement pattern acquired through each mode
transferred to (or shared with) the other mode. Figure 4 (A)
compares the extent of asymmetry in walking on identical belt
conditions after adapting to walk (blue line) and after adapting to
run (light blue line) as differences in the peak force between the
sides. In contrast to the large asymmetry after learning to walk, the
emergence of aftereffect was only partial (only reactively present in
the first few seconds). ANOVA comparison revealed a significant
difference between walking with different history (learned to walk
or run) in previously imposed adaptation modes (F1, 22 = 7.285,
P,0.05). On the other hand, the degree of aftereffect during
running with a different adaptation history is described in Figure 4
(B). In comparison to the prominent asymmetry in the running
patterns after adapting to run, individuals who adapted to walk
showed far less asymmetry (F1, 22 = 15.914, P,0.01).
Secondly, to further consider the independence or commonality
of each movement mode in relation to the other, we investigated
the extent of a possible washout in the acquired movement
patterns in one mode by the other (Figures 5 and 6). As partially
described in the results above, the subjects could both walk and
run as normal at the end of the first washout period after adapting
in the opposite modes (shown in the left columns in Figures 5 and
6). The subsequent attempts to run (right column, Figure 5) and
walk (Figure 6) resulted in prominent asymmetry in the movement
patterns, demonstrating little or no washout by the execution of
the opposite mode. That is, the acquired movement patterns
(asymmetry) were maintained independently of the subsequent
trials
in
the
opposite
modes.
ANOVA
showed
significant
differences in the degree of asymmetry in the movement patterns
between the first and second washout periods (F1, 11 = 6.109,
P,0.05, for 1) walking, and 2) running after adapting to run (F1,
11 = 6.914, P,0.05, for 1) run and 2) walk after adapting to walk).
Discussion
The present results strongly confirmed our working hypotheses
and demonstrated that 1) transfer of the novel movement patterns
learned on an asymmetrically driven treadmill from one mode to
another took place only partially for both directions (walk to run
and run to walk), and 2) the learned movement patterns in the
Figure 3. Descriptions of adaptation on the asymmetrically driven treadmill and the emergence of an aftereffect with release from
the novel environment in running in a single subject (only the running periods from Experiment 3 are shown). (A) Waveforms of the
antero-posterior ground reaction force under different time points in the experiment. Each waveform represents an ensemble average of five
consecutive stride cycles (from heel contact to the subsequent heel contact) in the respective time points. The solid lines represent the fast-moving
side and the dotted lines are those of the slow side during the adaptation period. (B) Stride-to-stride profile of the peak anterior braking force for
both fast and slow sides. Filled circles and open circles represent the fast and slow sides, respectively. (C) Stride-to-stride profile of the differences in
peak anterior braking force between the fast and the slow sides.
doi:10.1371/journal.pone.0046349.g003
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September 2012 | Volume 7 | Issue 9 | e46349
respective modes were rarely washed out by the subsequent
execution in the opposite modes, again, for both directions. That
is, the storage of a learned movement patterns were maintained
independently of the opposite mode. Combined, these results
demonstrated only partially overlapped elements between these
two movement modes and thus support the notion of mostly
independent functional networks within the CNS for the respective
locomotive modes. Walking and running, therefore, reflect not
only functions of different speeds of locomotion, but are different
forms from the perspective of neural control mechanisms.
The notion of task-specific or context-specific neural mechan-
isms has been well established by using simple reaching move-
ments in the upper extremities [9,10]. Locomotive movements
that are more complex and autonomic have also been found as
under the specificity, such as the direction (forward-backward)
[11], the limb (right-left) [11], and the speed of walking [12].
Limitations in the transfer or washout in newly acquired
movement patterns under certain physical constraints in one
movement tasks to or by another have been accepted as indirect
evidence demonstrating the specificity [9–12]. By adopting the
well-established experimental paradigms in the earlier studies, the
present
study
is
the
first
to
address
the
mode-specificity,
comprising an important aspect of locomotion. Because of the
well-known spontaneous behavior to transit into the opposite
mode (walk-run or run-walk transition) in accordance with
changing speed [2,6–8], walking and running may only be
considered as a function of demands for different speeds.
The use of split-treadmill walking to modify gait symmetry has
been studied extensively in the last decade [11,12,6]. After walking
on an asymmetrically-driven treadmill for a certain period of time,
the movement pattern after release from the novel environment
resulted in prominent asymmetry [11,12,16]. The current study,
for the first time, demonstrated that movement patterns in running
also could be modified as in the earlier studies focusing on walking.
Detailed explanations on how the gait patterns could be adapted
with exposure to the asymmetrically driven treadmill and resulted
in the subsequent aftereffect have been provided previously both
behaviorally and mathematically on the basis of locomotion in
decerebrate cat [18].
In the present study, the modification in the gait patterns was
most evident in the anterior braking component of the ground
reaction force both in walking and running and we therefore
focused on this parameter (detailed description in the Methods). As
subjects adapted to walk or run comfortably on the asymmetrically
driven treadmill, the patterns of modification in the anterior
braking force showed gradual increment in the fast side and
decrement in the slow side, both including brief and more rapid
changes in the early phases of exposure. As a consequence, with
return to the symmetrical belt in the washout period, there was
initially an overshoot in the force in the fast side and an
undershoot for the slow side, both followed by gradual decay into
the opposite direction to those during the adaptation periods
(towards baseline). Combined with results in a previous study in
which novel motor pattern could be stored intralimb and
independently for each leg [11], these phenomena occurring for
the each limb may reflect the well-established notion of motor
adaptation or learning where motor output is recalibrated to meet
new task demands [19]. It is reasonable to consider that the
asymmetry in the anterior braking force took place based on the
recalibration of motor output in each leg under different velocity
on an asymmetrically driven treadmill.
The motor output acquired through the above mentioned
recalibration processes, however, were only partially shared across
the movement modes. Given the results, with the possibility of
specificity in the neural mechanisms underlying walking and
running, the discussion will now focus on the possible neural
mechanisms comprising the different modes. Based on the results
of animal studies and of humans, the neural mechanisms
underlying the present results could be attributed to possible
contribution of supraspinal structures in the brain and the
Figure 4. Degree of transfer in the acquired movement pattern across walking and running, shown as differences in the peak
braking force between the sides. The extent of asymmetry in (A) walking after adaptation to walk (first washout period in Experiment 1, darker
line) and after adaptation to run (first washout period in Experiment 4, lighter line), and (B) running after adaptation to run (first washout period in
Experiment 3, darker line) and after adaptation to run (first washout period in Experiment 2, lighter line). Data are normalized to the mean of those
during the baseline on a subject-to-subject basis and are presented as the mean (thick line) and the standard errors of the mean (dotted lines).
doi:10.1371/journal.pone.0046349.g004
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September 2012 | Volume 7 | Issue 9 | e46349
specificity in the locomotor center in the spinal cord, known as the
central pattern generator (CPG).
First, in the emergence of the adaptive phenomena, the
cerebellum is considered to play a significant role by recalibrating
motor output that satisfies the task or environmental demand [20].
Given its function, any aspect of an aftereffect following adaptation
is abolished in humans [17] and in cats [21] with cerebellar
lesions. Morton et al. (2006) [17] reported that a predictive
feedforward motor adaptation in splitbelt treadmill walking that is
demonstrated to occur in healthy subjects [11,12,16] does not in
patients with cerebellar damage. More direct evidence showed
that plasticity of synaptic transmission efficacy in the cerebellum
that was modified by concentration of nitric oxide (NO) played
a significant role in locomotive adaptation in decerebrate cat [21].
Interestingly, regarding movement specificity, various aspects of
limb movement such as direction, velocity, acceleration and force
have been demonstrated to be represented in the cerebellum, as
shown by discharge rate in single unit recording in the cerebellum
[22]. In the present study, since the subjects performed both
walking and running under identical belt speed, in which the limb
movements do not simply depend on locomotion speed but are
demonstrated to differ across the modes [3], it is possible that there
were different representation for each locomotive mode.
Along with the cerebellar function, the contribution of the
descending neural drive from the supraspinal centers, especially
those from the mesencephalic locomotor region (MLR) in the
brainstem, provides an additional explanation for the mode-
specificity. For example, in decerebrate salamander, electrical
microstimulation at a particular site in the MLR resulted in
a phase-dependent electromyographic (EMG) burst and conse-
Figure 5. Degree of washout in the stored motor pattern in running by walking (first and second washout periods shown
consecutively from Experiment 4). The asymmetrical movement pattern was evident with the initiation of running (red lines) despite
a symmetrical walking pattern at the end of the first washout period in walking (blue lines), an indication of only partial washout (also described in
the schematic figure). Data are presented as means (thick lines) and their standard errors of the mean (dotted lines).
doi:10.1371/journal.pone.0046349.g005
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September 2012 | Volume 7 | Issue 9 | e46349
quently locomotor-like movements of the body [23]. In the
emergence of these behaviors, two different locomotor modes
(stepping and swimming) were exhibited with different current
intensities [23]. Or, more classically, an increase in stimulus
intensity to the mid-brain in decerebrate cats walking on
a treadmill caused them to gallop [24]. From these results, the
intensities in the descending drive may significantly affect the
decision of different locomotive modes. In the current study,
although speculative, the gait pattern upon the initiation of
walking after adapting to run was reactively disturbed (the
prominent asymmetry in the first few seconds, shown by the light
blue line in Figure 4). This reaction may reflect the component of
running. That is, to accelerate the center of body mass upon
acceleration of the treadmill by increasing the descending drive
from the locomotor centers. Consequently, this could result in the
partial emergence of the asymmetrical movement pattern pre-
viously acquired in running.
Regarding the specificity in the locomotor center in the spinal
cord, on the other hand, it was recently demonstrated that specific
sets of spinal interneurons are activated depending on locomotion
(swimming) frequency in larval zebrafish [14]. Locomotion
behavior in larval zebrafish was previously characterized as
having two different modes [25]. One is the mode used to move
routinely in water with lower movement frequencies and small
yaw amplitudes, while the other is the escape movement with
higher frequencies with larger yaws [25]. On the execution of
these locomotor behaviors by zebrafish, McLean et al. (2008) [14]
showed that, in contrast to motoneurons that are additionally
recruited with increasing swimming frequencies following classic
size principle, the activities in some sets of interneurons evident
Figure 6. Degree of washout in the stored motor pattern in walking by running (first and second washout periods shown
consecutively from Experiment 2). The asymmetrical movement pattern was evident with the initiation of walking (blue lines) despite the
symmetrical walking pattern at the end of the first washout period in running (red lines), an indication of only partial washout (also described in the
schematic figure). Data are presented as means (thick lines) and their standard errors of the mean (dotted lines).
doi:10.1371/journal.pone.0046349.g006
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September 2012 | Volume 7 | Issue 9 | e46349
under lower swimming frequency were inhibited during swimming
at higher frequencies [14]. In other animal models, such as in
a fictive scratching movement in the turtle hindlimb, it was found
that different populations of propriospinal neurons were identified
with respect to two different modes of scratching movements [13].
Based on these previous results in animal models, it is speculated
that the specific structures to be selected in the spinal cord
depending on the modes might explain the underlying differences
in the neural mechanisms between walking and running in
humans.
Regarding adaptation as observed in the present study and in
previous studies [11 12,16], the spinal cord itself is known to be
capable
of
adapting
locomotor
patterns,
as
predominantly
demonstrated in the stepping movement of human infants [26]
or in cats that underwent complete spinal cord transection [27].
The relationship between mode specificity and adaptation remains
unclear. It is however, reasonable to consider that the acquisition
of the novel movement patterns took place in particular sites in the
spinal cord or in combination with the higher structures
depending on the mode, at least before motoneuron, which is
the final common pathway to muscles. The acquired movement
patterns were therefore only partially transferred to the opposite
modes, which have different responsible sites and were rarely
washed out by the execution of the opposite ones.
In summary, the two major modes of human locomotion,
walking and running, are not only functions of different speed but
have fundamentally different neural control mechanisms. The
present results provide extremely important implications for the
construction of training regimens in locomotive movements in
both
athletic
training
and
rehabilitation
processes.
Further
considerations should be made among other locomotive tasks or
those under different physical constraints.
Acknowledgments
The authors thank Dr. Bimal Lakhani for editing the English in the
manuscript.
Author Contributions
Conceived and designed the experiments: T. Ogawa NK T. Ogata KN.
Performed the experiments: T. Ogawa. Analyzed the data: T. Ogawa.
Contributed reagents/materials/analysis tools: T. Ogawa NK. Wrote the
paper: T. Ogawa NK T. Ogata KN.
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Neural Control of Human Walking and Running
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September 2012 | Volume 7 | Issue 9 | e46349
| Limited transfer of newly acquired movement patterns across walking and running in humans. | 09-27-2012 | Ogawa, Tetsuya,Kawashima, Noritaka,Ogata, Toru,Nakazawa, Kimitaka | eng |
PMC6466240 | Table S1. Overall times in the Ironman World Championship from 1983 to 2018 for women and
men.
MEN
WOMEN
YEAR
POSITION
Total Race
Time (s)
Total Race Time
(hr:min:sec)
Total Race
Time (s)
Total Race Time
(hr:min:sec)
1983
1º
32640
09:04:00
38520
10:42:00
2º
32700
09:05:00
38880
10:48:00
3º
33600
09:20:00
39600
11:00:00
1984
1º
32060
08:54:20
32060
08:54:20
2º
33525
09:18:45
33523
09:18:43
3º
33835
09:23:55
33835
09:23:55
1985
1º
31854
08:50:54
37551
10:25:51
2º
33400
09:16:40
37614
10:26:54
3º
33992
09:26:32
37063
10:17:43
1986
1º
30480
08:28:00
35340
09:49:00
2º
30960
08:36:00
35460
09:51:00
3º
32400
09:00:00
35940
09:59:00
1987
1º
30675
08:31:15
33944
09:25:44
2º
31519
08:45:19
34260
09:31:00
3º
32333
08:58:53
33978
09:26:18
1988
1º
30660
08:31:00
32460
09:01:00
2º
30791
08:33:11
33133
09:12:13
3º
31117
08:38:37
34644
09:37:24
1989
1º
29355
08:09:15
32456
09:00:56
2º
29413
08:10:13
33714
09:21:54
3º
30736
08:32:16
33871
09:24:31
1990
1º
30497
08:28:17
33222
09:13:42
2º
31060
08:37:40
33600
09:20:00
3º
31164
08:39:24
36033
10:00:33
1991
1º
29912
08:18:32
32872
09:07:52
2º
30274
08:24:34
33818
09:23:38
3º
30475
08:27:55
34400
09:33:20
1992
1º
29348
08:09:08
32128
08:55:28
2º
29789
08:16:29
33700
09:21:40
3º
29849
08:17:29
34017
09:26:57
1993
1º
29265
08:07:45
32303
08:58:23
2º
29667
08:14:27
32884
09:08:04
3º
30013
08:20:13
33640
09:20:40
1994
1º
30027
08:20:27
33614
09:20:14
2º
30272
08:24:32
34088
09:28:08
3º
30716
08:31:56
35010
09:43:30
1995
1º
30034
08:20:34
33406
09:16:46
2º
30179
08:22:59
33913
09:25:13
3º
30323
08:25:23
34668
09:37:48
1996
1º
29048
08:04:08
32809
09:06:49
2º
29167
08:06:07
33079
09:11:19
3º
29937
08:18:57
33553
09:19:13
1997
1º
30781
08:33:01
34168
09:29:28
2º
31158
08:39:18
34302
09:31:42
3º
31119
08:38:39
34958
09:42:38
1998
1º
30260
08:24:20
33652
09:20:52
2º
30717
08:31:57
33880
09:24:40
3º
30777
08:32:57
33974
09:26:14
1999
1º
29837
08:17:17
33009
09:10:09
2º
30174
08:22:54
33457
09:17:37
3º
30342
08:25:42
33727
09:22:07
2000
1º
30060
08:21:00
33828
09:23:48
2º
30189
08:23:09
33978
09:26:18
3º
30404
08:26:44
34171
09:29:31
2001
1º
30678
08:31:18
33935
09:25:35
2º
31570
08:46:10
34208
09:30:08
3º
31660
08:47:40
34677
09:37:57
2002
1º
30596
08:29:56
32704
09:05:04
2º
30786
08:33:06
33105
09:11:45
3º
30934
08:35:34
33446
09:17:26
2003
1º
30155
08:22:35
32881
09:08:01
2º
30767
08:32:47
33272
09:14:32
3º
30951
08:35:51
33527
09:18:47
2004
1º
30809
08:33:29
35098
09:44:58
2º
31420
08:43:40
35494
09:51:34
3º
31514
08:45:14
35855
09:57:35
2005
1º
29657
08:14:17
32455
09:00:55
2º
29976
08:19:36
32841
09:07:21
3º
30004
08:20:04
32919
09:08:39
2006
1º
29516
08:11:56
33226
09:13:46
2º
29587
08:13:07
33522
09:18:42
3º
29944
08:19:04
33657
09:20:57
2007
1º
29734
08:15:34
32662
09:04:22
2º
29944
08:19:04
32970
09:09:30
3º
30090
08:21:30
33299
09:14:59
2008
1º
29865
08:17:45
32540
09:02:20
2º
30050
08:20:50
33410
09:16:50
3º
30083
08:21:23
33414
09:16:54
2009
1º
30021
08:20:21
31784
08:49:44
2º
30176
08:22:56
32994
09:09:54
3º
30272
08:24:32
33077
09:11:17
2010
1º
29437
08:10:37
32064
08:54:24
2º
29537
08:12:17
32467
09:01:07
3º
29594
08:13:14
32730
09:05:30
2011
1º
29036
08:03:56
31837
08:50:37
2º
29351
08:09:11
32023
08:53:43
3º
29467
08:11:07
32351
08:59:11
2012
1º
29917
08:18:37
33082
09:15:54
2º
30220
08:23:40
33154
09:16:58
3º
30249
08:24:09
33448
09:21:41
2013
1º
29549
08:12:29
31668
08:52:14
2º
29719
08:15:19
31991
08:57:28
3º
29964
08:19:24
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2014
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08:14:18
32188
09:00:55
2º
29963
08:19:23
32308
09:02:57
3º
30032
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2015
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29680
08:14:40
32017
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2º
29863
08:17:43
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09:10:59
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2016
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31327
08:46:46
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29402
08:10:02
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09:10:30
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29474
08:11:14
32835
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2017
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28900
08:01:40
31582
08:50:47
2º
29047
08:04:07
32116
08:59:38
3º
29231
08:07:11
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2018
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28359
07:52:39
30039
08:26:18
2º
28601
07:56:41
30734
08:36:34
3º
28869
08:01:09
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08:41:58
| Celebrating 40 Years of Ironman: How the Champions Perform. | 03-20-2019 | Barbosa, Lucas Pinheiro,Sousa, Caio Victor,Sales, Marcelo Magalhães,Olher, Rafael Dos Reis,Aguiar, Samuel Silva,Santos, Patrick Anderson,Tiozzo, Eduard,Simões, Herbert Gustavo,Nikolaidis, Pantelis Theodoros,Knechtle, Beat | eng |
PMC8874289 | Physiological Reports. 2022;10:e15158.
| 1 of 14
https://doi.org/10.14814/phy2.15158
wileyonlinelibrary.com/journal/phy2
Received: 2 December 2021 | Accepted: 7 December 2021
DOI: 10.14814/phy2.15158
O R I G I N A L A R T I C L E
Aerobic exercise training in older men and women—
Cerebrovascular responses to submaximal exercise: Results
from the Brain in Motion study
Sonja L. Lake1,2,3 | Veronica Guadagni1,2,4,5 | Karen D. Kendall1,3 |
Michaela Chadder1,3 | Todd J. Anderson6,7 | Richard Leigh8 | Jean M. Rawling9 |
David B. Hogan2,4,5,8,10,11 | Michael D. Hill2,4,7,10 | Marc J. Poulin1,2,4,5,7,12,13
1Department of Physiology and Pharmacology, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
2Hotchkiss Brain Institute, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
3Clinical & Translational Exercise Physiology Lab, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
4Department of Clinical Neurosciences, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
5O’Brien Institute for Public Health, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
6Department of Cardiac Sciences, Libin Cardiovascular Institute of Alberta, Cumming School of Medicine, University of Calgary, Calgary, Alberta,
Canada
7Libin Cardiovascular Institute of Alberta, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
8Department of Medicine, University of Calgary, Calgary, Alberta, Canada
9Department of Family Medicine, University of Calgary, Calgary, Alberta, Canada
10Department of Community Health Sciences, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
11Division of Geriatric Medicine, Department of Medicine, Cumming School of Medicine, University of Calgary, Calgary, Alberta, Canada
12Faculty of Kinesiology, University of Calgary, Calgary, Alberta, Canada
13Brenda Strafford Foundation Chair in Alzheimer Research, Calgary, Alberta, Canada
This is an open access article under the terms of the Creat ive Commo ns Attri bution License, which permits use, distribution and reproduction in any medium, provided
the original work is properly cited.
© 2022 The Authors. Physiological Reports published by Wiley Periodicals LLC on behalf of The Physiological Society and the American Physiological Society.
Sonja L. Lake and Veronica Guadagni are equally contributing first authors.
Correspondence
Marc J. Poulin, Laboratory of Human
Cerebrovascular Physiology, Hotchkiss
Brain Institute, Cumming School
of Medicine, University of Calgary,
Room 210 - Heritage Medical Research
Building, 3310 Hospital Drive NW,
Calgary, AB T2N 4N1, Canada.
Email: [email protected]
Funding information
The Brain in Motion Study is funded
by Canadian Institutes of Health
Research (CIHR, MOP142470) and The
Brenda Strafford Foundation Chair
in Alzheimer Research (BSFCAR).
S.L. was supported by an Alberta
Innovates Summer Studentship. V.G.
Abstract
Physical inactivity is a leading modifiable risk factor for cardiovascular and cer-
ebrovascular disease, cognitive dysfunction, and global mortality. Regular exer-
cise might mitigate age- related declines in cardiovascular and cerebrovascular
function. In this study, we hypothesize that a 6- month aerobic exercise interven-
tion will lead to a decrease in cerebrovascular resistance index (CVRi) and to
an increase in cerebral blood flow (CBF) and cerebrovascular conductance index
(CVCi) during two submaximal exercise workloads (40% VO2max and 65 W), in-
tensities that have been shown to be comparable to activities of daily life. Two
hundred three low- active healthy men and women enrolled in the Brain in
Motion study, completed a 6- month exercise intervention and underwent sub-
maximal and maximal tests pre- /post- intervention. The intervention improved
2 of 14 |
LAKE et al.
1 | INTRODUCTION
Declines in cerebral blood flow (CBF) often observed with
advancing age are considered to be an important contrib-
utor to cognitive decline, as well as cardiovascular and
cerebrovascular diseases (Leeuwis et al., 2018). These
declines in CBF are observed at rest and in response to
various challenges (Tarumi & Zhang, 2018) and they are
thought to reflect a decline in cerebrovascular reserve, a
term used to describe “the ability of cerebral blood vessels
to respond to increased metabolic demand and chemical,
mechanical, or neural stimuli” (Davenport et al., 2012).
Accordingly, an increase in blood flow to the brain is war-
ranted when demand is increased, with relatively little en-
suing change in cerebral blood pressure (Ogoh & Ainslie,
2009; Paulson et al., 1990; Silverman and Petersen, 2021).
Cerebrovascular regulation is a multi- factorial process
influenced by factors such as the arterial partial pressure of
CO2 (PaCO2), cerebral metabolism and neurogenic activity,
cardiac output and mean arterial pressure (MAP) (Ainslie
& Duffin, 2009; Hoiland et al., 2019; Ogoh & Ainslie,
2009; Phillips et al., 2016). MAP gradually increases with
usual aging partially due to arterial stiffening and fibro-
sis (Fontana, 2018; Franklin et al., 1997). Arterial stiffen-
ing leads to a reduced ability of the blood vessels to dilate,
which can contribute to a further reduction in brain perfu-
sion (i.e., and oxygen delivery). Cerebrovascular resistance
index (CVRi) and cerebrovascular conductance index
(CVCi) are traditional indices used to measure the vascular
tone and the ability of the cerebrovasculature to react to
stimuli (i.e., increases in arterial PCO2 or blood pressure;
Joyce et al., 2019; Lautt, 1989). Both indices are metrics of
vascular tone, but CVRi is normally used when changes
in tone are primarily driven by changes in pressure, while
CVCi is used when changes in tone are primarily driven by
changes in flow (Joyce et al., 2019; Lautt, 1989).
Resting CVRi increases with advancing age as shown
in a study that compared young control participants to
older ones (Tarumi & Zhang, 2018). Conversely, CVCi has
been shown to be decreased in post- menopausal women
when measured at rest and during moderate- intensity
submaximal exercise (Brown et al., 2010).
Regular exercise has been shown to mitigate age- related
declines in cardiovascular and cerebrovascular capacity
(Kirk- Sanchez & McGough, 2014; Ngandu et al., 2015;
Pentikäinen et al., 2019; Stensvold et al., 2020). Higher car-
diorespiratory fitness benefits both systemic and cerebral
circulations, and reduces the adverse neurobiological and
cognitive consequences of aging, suggesting that regular
exercise may be protective for the brain and may attenu-
ate the age- related reduction in CBF (Brown et al., 2010;
Chapman et al., 2013; Franklin et al., 1997; Gajewski &
Falkenstein, 2016; Guadagni et al., 2020; Huggett et al., 2005;
Kirk- Sanchez & McGough, 2014; Tarumi & Zhang, 2018).
In a previous study, Murrell et al. (2013) analyzed changes
in CBF and cerebrovascular reactivity (i.e., cerebral vascula-
ture response to 5% inspired CO2 [PiCO2]), during both rest
and submaximal exercise (30% and 70% HRR) before and
after a 12- week aerobic exercise intervention in both young
and middle- aged adults. They reported no change in resting
middle cerebral artery (MCAv) but an increase in cerebro-
vascular reactivity (after correcting for a post- intervention
decrease in resting end- tidal PCO2). These results suggest a
beneficial role of exercise training on cerebrovascular func-
tion in middle- aged adults.
was supported by a BRAIN CREATE
Postdoctoral Fellowship supported by
The Brenda Strafford Centre on Aging,
within the O'Brien Institute for Public
Health, by an Alzheimer Society of
Canada Postdoctoral Fellowship, and a
Canadian Institutes of Health Research
(CIHR) Postdoctoral Fellowship. The
funders played no role in the concept
and design of this study, analysis or
interpretation of the data, or drafting
and critical revision of the manuscript.
the gas exchange threshold and maximal oxygen consumption (VO2max), with
no change in heart rate at VO2max, during the treadmill VO2max test. Heart
rate and CVRi decreased from pre- intervention values during both relative (40%
VO2max) and absolute (65 W) submaximal exercise tests. Blood flow velocity
in the middle cerebral artery and CVCi increased post- intervention during 40%
VO2max and 65 W. Changes in mean arterial pressure were found only during
the absolute component (65 W). Our study demonstrates that aerobic exercise
improves not only cardiorespiratory indices but also cerebrovascular function at
submaximal workloads which may help to mitigate age- related declines in eve-
ryday life. Investigation of the mechanisms underlying the decline in cardiovas-
cular and cerebrovascular capacity with aging has important implications for the
maintenance of health and continued independence of older adults.
K E Y W O R D S
aerobic exercise intervention, aging, cardiorespiratory fitness, cerebral blood flow,
cerebrovascular function
| 3 of 14
LAKE et al.
Previous literature has shown associations between
declines in CBF and objective parameters of cardiorespi-
ratory fitness such as maximal oxygen uptake (VO2max)
(Huggett et al., 2005), and increased risk of neurodegener-
ative diseases (Ainslie et al., 2008). The reduction in cardio-
respiratory function (VO2max) and muscular performance
associated with advancing age and/or inactivity can contrib-
ute to diminished functional capacity (Huggett et al., 2005).
In low active or sedentary older adults, functional capacity
can drop to levels lower than the critical functional fitness
thresholds, which may result in the inability to perform
daily life activities and reduce independence (Huggett et al.,
2005; Paterson & Warburton, 2010; Taylor, 2014). Indeed,
studies investigating the VO2 values associated with activi-
ties of daily living have identified cut- off points to predict an
individual's ability to perform those activities independently
(Huggett et al., 2005; Morey et al., 1998; Paterson et al.,
1999). For instance, Paterson and colleagues found that
in adults aged 55– 86 years, the minimum VO2 compatible
with independent living was 15.4 and 17.7 ml/kg/min for
women and men, respectively (Paterson et al., 1999). Below
these cut- offs, individuals were likely to require assistance
(Paterson et al., 1999). The present study extends the con-
cept proposed by Paterson and colleagues, by evaluating
cerebrovascular functional capacity at low/moderate exer-
cise intensity below these functional thresholds (Jamnick
et al., 2020).
This study is an ancillary sub- study of the Brain In
Motion study (BIM), a quasi- experimental single group
pre- /post- intervention study (Tyndall et al., 2013). Here,
we aim to determine in a large sample of healthy seden-
tary older adults the extent to which a 6- month aerobic ex-
ercise intervention is associated with improved objective
measures of cardiorespiratory and cerebrovascular func-
tions during submaximal exercise at an absolute workload
of 65 W (i.e., representing a VO2 of approximately 15–
17 ml/kg/min; Paterson et al., 1999) and a relative inten-
sity that corresponds to 40% VO2max. We hypothesize that
a 6- month aerobic exercise intervention will lead to a de-
crease in CVRi and to an increase in CBF and CVCi during
two submaximal workloads (40% VO2max and 65 W).
These changes will be above and beyond changes in end-
tidal CO2 (PETCO2). We propose that such improvements
in cardiovascular and cerebrovascular outcomes after the
intervention represent increases in functional capacity
that have implications for daily life activities.
2 | MATERIALS AND METHODS
Healthy but underactive participants were recruited
through fliers, social media, and world of mouth and pro-
vided informed written consent prior to enrolment. The
University of Calgary Conjoint Health Research Ethics
Board provided ethical approval (CHREB: REB 14- 2284).
The data that support the findings of this study are avail-
able from the corresponding author upon reasonable
request.
2.1 | Inclusion/exclusion criteria
Participants were required to meet the following criteria
to be included in the Brain In Motion study: (Tyndall et al.,
2018) (1) age between 50 and 80 years at baseline; (2) re-
porting <30 min of moderate exercise 4 days per week or
20 min of vigorous exercise 2 days per week; (3) a body
mass index (BMI) of <35 kg/m2; (4) able to walk indepen-
dently outside as well as up and down at least 20 stairs;
(5) not diagnosed with clinically evident cardiovascular or
cerebrovascular disease(s), asthma, type I diabetes melli-
tus and/or another condition that would prevent safe ex-
ercise; (6) acquire a score ≥24 on the Montreal Cognitive
Assessment (MoCA, Rossetti et al., 2011); (7) non- smoker
for at least 12 months; (8) no major surgery or trauma in
the last 6 months; (9) no diagnosis of neurologic disease;
and, (10) clearance obtained from their attending health
care professional to participate in the study. Prior to being
enrolled, participants were assessed by a study physician,
and their medications were noted. Participants were ex-
cluded from this ancillary study if they did not complete
the 6- month aerobic exercise intervention or had incom-
plete gas exchange threshold (GET) and VO2max data pre-
and post- intervention (see “Results” section).
2.2 | Exercise intervention
Participants took part in a supervised 6- month aero-
bic training program that was held three days a week at
the Fitness Centre in the Faculty of Kinesiology at the
University of Calgary. Each session included a 5- min
warm- up, aerobic exercise, a 5- min cool- down, followed
by stretching. As participants progressed through the ex-
ercise intervention, the duration of aerobic exercise in-
creased from 20 to 40 min. As well, the exercise intensity
increased from 30%– 45% up to 60%– 70% maximum heart
rate reserve (HRR) based on individual VO2max results.
Polar® heart rate monitors were worn by each participant
throughout the session to ensure compliance to their tar-
get heart rate zones. Heart rate data were collected and
stored for further analysis using the Polar® Team2 System.
Participants were considered compliant if they attended
85% of the total exercise sessions. If a session was missed,
participants were strongly encouraged to complete an
unsupervised, “make- up” session independently, which
4 of 14 |
LAKE et al.
was recorded using personal workout logbooks. For fur-
ther explanation on the exercise intervention (see Tyndall
et al., 2013 and Hall et al., 2019).
2.3 | Testing phases
In this report, we focus on data collected immediately
prior to the start of the intervention (pre- intervention)
and immediately following the completion of the 6- month
aerobic exercise intervention (post- intervention). At each
phase, participants completed a maximal oxygen uptake
(VO2max) test, and a cerebrovascular function test dur-
ing submaximal exercise during separate visits within
1– 2 weeks of each other. Several other measurements
were collected but they are outside the scope of this report.
For further details, please refer to Tyndall et al. (2013).
2.4 | Cardiorespiratory fitness
Anthropometrics and exercise data were collected in
the Clinical and Translational Exercise Physiology
Laboratory, Cumming School of Medicine, University
of Calgary by Certified Exercise Physiologist (Canadian
Society of Exercise Physiology). Anthropometric data
were collected prior to completion of the maximal oxygen
uptake test and included measurements of participant's
height, weight, and skin folds. Following, maximal oxy-
gen uptake (VO2max) was determined using a metabolic
cart (Parvo Medics TruOne 2400). Ventilatory volumes
and expiratory gases were measured during a ramp
exercise test on a programmable motorized treadmill
(Quinton TM55). Baseline ventilatory measures were
obtained during a three- minute period of quiet stand-
ing on the treadmill. Warm- up measures were obtained
during a four- minute slow walk at a speed of 1.7 mph
and a 0% grade. Following the warm- up period, a com-
bination of small increases in velocity and grade that
occurred every 30 s were used to elicit a ramp- like test
according to previously described methods (McInnis &
Balady, 1994). Participants were verbally encouraged
throughout the test and exercised to volitional fatigue or
until the appearance of symptoms indicating the need to
terminate the test according to the American College of
Sports Medicine's (ACSM) Indications for Terminating
a Symptom- Limited Maximal Exercise Test (Thompson
et al., 2010). Recovery measures were obtained for five
minutes following the test at a speed of 1.7 mph and
grade at 0%. Heart rate was measured with a 12- lead
electrocardiogram system (QStress) which monitored
heart rhythm at rest (5 min) prior to, during, and post-
exercise (3 min). Exercising heart rate, blood pressure
(manual brachial measurement), and the participants
rating of perceived exertion (RPE) value were measured
every two minutes during exercise. Peak heart rate and
blood pressure values were recorded at maximal effort.
VO2max was determined from the highest 30- s average
value during the exercise test. Ventilatory thresholds
were determined and verified by two independent inves-
tigators according to the V- slope method (Binder et al.,
2008). In this report on older sedentary adults, we solely
focused on the GET. With incremental exercise inten-
sity, GET is associated with an increase in lactate follow-
ing which there is a period of isocapnic buffering. At this
point VCO2 starts to increase out of proportion to the
increase in VO2 indicating the buffering of lactic acid by
bicarbonate, but PaCO2 and PETCO2 are relatively stable
(i.e., there is no respiratory compensation; Beaver et al.,
1986; Poole et al., 2021).
2.5 | Submaximal exercise tests
2.5.1 | Relative workload (40% of
VO2max) and Absolute workload (65 W)
During the submaximal exercise test, participants were
seated on a recumbent cycle ergometer (Lode Corival;
Lode BV Medical Technology). Participants first under-
went ten minutes of resting air breathing to collect base-
line resting end- tidal respiratory values (PETCO2 and
PETO2) with a dedicated software program (Chamber,
University Laboratory of Physiology, Oxford, UK) while
on a mouthpiece connected to a fine capillary attached
to a mass spectrometer (AMIS 200; Innovision). Then a
second specialized program (BreatheM v2.40, University
Laboratory of Physiology, Oxford, UK) was used to accu-
rately and continuously record PETCO2 and PETO2 val-
ues during the exercise tests with no gas manipulation;
participants for the entire duration of the submaximal
exercise test simply breathed room air through a mouth-
piece with the nose occluded with a nose clip.
Heart rate was continuously measured throughout the
submaximal exercise test using a 3- lead electrocardiogram
system (Micromon 7142 B; Kontron Medical).
Beat- by- beat blood pressure was measured contin-
uously using a finger pulse photoplethysmography
Finometer (Finapres Finometer Pro; Medical Systems)
and the finger pressure transducer was positioned at the
heart level. A sphygmomanometer (Welch Allyn) was also
used to take brachial measurements during rest.
Arterial hemoglobin saturation was measured using
finger pulse oximetry (3900p; Datex- Ohmeda).
Blood flow velocity in the MCAv was non- invasively
measured
using
a
2- MHz
transcranial
Doppler
| 5 of 14
LAKE et al.
ultrasound
(TCD)
(Toc
NeurovisionTM;
Multigon
Industries Inc.; Leeuwis et al., 2018). MCA location
was determined by placing the TCD probe above the
zygomatic process near the ear, in the temporal region,
and using techniques described by Aaslid et al. (1982).
During the first testing session, the TCD probe was man-
ually moved and the TCD settings of depth, gain, and
amplitude were optimized to find the best signal from
the right MCA. Then the probe placement was recorded
by tracing the location on the side of the head on a trans-
parent sheet together with the TCD settings used. To en-
sure accurate placing of the probe and reliability during
different sessions the information recorded during the
first visit was used post- intervention.
In the submaximal exercise test, resting values were
collected for 5 min before participants started to cycle.
In the first exercise stage (6 min) participants cycled at a
work rate relative to 40% of their VO2max values collected
during the maximal oxygen uptake testing previously de-
scribed. This was followed by a 6- min rest period. In the
second exercise stage, all participants, regardless of sex,
cycled at an absolute work rate of 65 W for 6 min. Lastly,
participants completed 6 min of rest (i.e., recovery phase).
2.6 | Data analyses
2.6.1 | Cerebrovascular measures
The TCD signals were collected every 10 ms and averaged
values were calculated over each cardiac cycle. Data for
the last 30- s interval of each phase of the submaximal ex-
ercise test (exercise bouts and rest) were then averaged.
MCAv values collected and MAP (obtained by the beat-
by- beat data from the Finometer) were subsequently used
to calculate CVCi and CVRi:
Data were then analyzed using IBM SPSS Statistics,
version 25.0 (IBM). Pre- and post- intervention descriptive
statistics for the sample are reported in Table 1. Paired
sample t- tests were used to compare data pre- /post-
intervention. To examine the contribution of changes in
PETCO2 to changes in MCAv and CVCi from pre- to post-
intervention, we used a series of multiple linear regres-
sions with post- scores for MCAv and CVCi (in separate
models) as dependent variables, pre- scores as predictors
in block one, and changes in PETCO2 (ΔPETCO2 = post-
intervention−pre- intervention) as forced confounders.
We ran these multiple linear regressions for changes pre- /
post- intervention at 40% VO2max and 65 W, separately.
The advantage of these analyses is that they allow for the
quantification of how much of the variance is explained
by changes in PETCO2 by looking at the r2 change of the
model that considers the covariate.
A value of p < 0.05 was adopted as the minimum level
of statistical significance, and all analyses were two- tailed.
A Bonferroni correction for multiple comparisons was
used with α = 0.05/5 (or 0.01).
3 | RESULTS
3.1 | Subject characteristics
Two hundred eighty- six participants were initially en-
rolled in the study. Two hundred and thirty- six par-
ticipants completed the pre- intervention tests and 206
completed the 6- month exercise intervention. A detailed
flowchart of the Brain in Motion study is published else-
where (Guadagni et al., 2020; Hall et al., 2019). In this re-
port, we examine the complete data for 203 participants
due to missing cardiorespiratory data for three partici-
pants (66.4 ± 6.4 years, MoCA 27.6 ± 1.4, mean years of
completed education 15.9 ± 2.6, 103 females).
At pre- intervention, 63 participants reported being
on anti- hypertension medications, 6 participants re-
ported being on anti- hyperglycemic 11 and 42 partici-
pants reports being on lipid- lowering medications. After
the intervention, 65 participants reported being on anti-
hypertension medication, 6 participants reported being on
anti- hyperglycemic and 41 participants reported being on
lipid- lowering medications. Please refer Table 1 for pre- /
CVRi = [MAP∕MCAv]
CVCi = [MCAv∕MAP]
TABLE 1 Pre- and post- intervention descriptive statistics for
the sample (n = 203)
Variables
Pre- intervention
Post-
intervention
Mean
SD
Mean
SD
Age, years
66.4
6.4
67.0
6.4
BMI, kg/m2
26.9
3.7
26.5
3.6
Height, cm
169.3
9.4
169.3
9.4
Weight, kg
77.6
14.4
76.4
14.2
Waist Girth, cm
96.3
11.3
93.1
11.0
MoCA
27.6
1.4
Education, years
15.9
2.6
Biological sex
103 F
100 M
Note: Values are means ± standard deviations (SD); biological sex is
expressed as a count.
Abbreviations: BMI, body mass index; MoCA, Montreal Cognitive
Assessment.
6 of 14 |
LAKE et al.
post- intervention descriptive statistics for select character-
istics of the participants.
3.2 | Cardiorespiratory fitness
The GET increased significantly by 4.6% from pre- to post-
intervention (17.78 ± 3.39 vs. 18.64 ± 3.36 ml/kg/min,
t(202) = −5.99, p < 0.001). VO2max also increased signifi-
cantly by 7.1% from pre- to post- intervention (26.12 ± 5.48
vs. 28.11 ± 5.86 ml/kg/min, t(202) = −13.27, p < 0.001). No
significant differences were found in heart rate at VO2max
from pre- to post- intervention (see Table 2).
3.3 | Responses to submaximal exercise
3.3.1 | Relative workload (40% of VO2max)
At pre- intervention participants exercised at an average of
51.0 ± 16.3 W to reach 40% of VO2max. Post- intervention
the average workload to reach 40% of VO2max increased
to 55.2 ± 16.9 W, an 8.2% increase.
CVRi decreased by 2.9% from pre- intervention
(CVRi; 2.15 ± 0.59 mmHg/cm/s) to post- intervention
(CVRi; 2.09 ± 0.54 mmHg/cm/s), t(199) = 2.47, p = 0.01),
MCAv increased by 1.9% from pre- to post- intervention
(55.8 ± 12.4 vs. 56.9 ± 12.1 cm/s, t(199) = −2.31, p = 0.022)
and CVCi increased by 2.0% from pre- to post- intervention
(0.50 ± 0.14 vs. 0.51 ± 0.14 cm/s/mmHg; t(199) = −2.03,
p = 0.044). However, the change in CVCi did not remain
significant after correction for multiple comparisons (see
Tables 3 and 4 and Figure 1).
No significant changes were observed in MAP during
relative (40% VO2max) submaximal exercise from pre- to
post- intervention. HR significantly decreased by 2.6% from
pre- intervention (93.2 ± 11.8 bpm) to post- intervention
(90.9 ± 10.7 bpm), t(202) = 3.82, p < 0.001 (Figure 2).
3.3.2 | Contribution of changes in PETCO2
to changes in MCAv and CVCi from pre- to
post- intervention at relative workload (40% of
VO2max)
A Multiple Linear Regression on the change in MCAv from
pre- to post- intervention while controlling for changes in
PETCO2, showed a significant change in MCAv during
exercise at a workload of 40% of VO2max from pre- to post-
intervention (r = 0.827, r2 change = 0.684, p ≤ 0.001) and
a 3.6% contribution of PETCO2 to this change (model 2:
r = 0.848, r2 change = 0.036, p ≤ 0.001).
Similarly, the change in CVCi from pre- to post-
intervention while controlling for changes in PETCO2,
showed a significant change in CVCi during exercise at a
workload of 40% of VO2max from pre- to post- intervention
(r = 0.763, r2 change = 0.582, p ≤ 0.001) and a 5.4% con-
tribution of PETCO2 to this change (model 2: r = 0.797, r2
change = 0.054, p ≤ 0.001).
3.3.3 | Absolute workload (65 W)
CVRi decreased significantly by 6.3% from pre- intervention
to post- intervention (2.37 ± 0.73 vs. 2.23 ± 0.62 mmHg/
cm/s, t(196) = 4.29, p < 0.001). Unlike relative submaxi-
mal exercise, during absolute (65 W) submaximal exercise
MAP decreased significantly by 3.2% from pre- intervention
to post- intervention (121.5 ± 20.1 vs. 117.7 ± 17.9 mmHg,
t(198) = 3.62, p < 0.001). MCAv increased significantly
by 2.1% from pre- to post- intervention (54.3 ± 12.5 vs.
55.4 ± 11.9 cm/s, t(196) = −2.07, p = 0.040). However, the
latter change did not remain significant after correction
for multiple comparisons. CVCi increased significantly
by 6.1% from pre- to post- intervention (0.46 ± 0.14 vs.
0.49 ± 0.14 cm/s/mmHg, t(196) = −3.78, p < 0.001). Please
refer to Tables 3 and 4, and Figure 1. HR significantly de-
creased by 4.6% from pre- intervention to post- intervention
Variables
Pre- intervention
Post- intervention
Mean
SD
Mean
SD
Significance
GET, ml/kg/min
17.78
3.39
18.64
3.36
<0.001
GET, L/min
1.377
0.359
1.422
0.362
<0.001
HRGET, bpm
120.0
17.0
118.5
15.3
<0.001
VO2max, ml/kg/min
26.12
5.48
28.11
5.86
<0.001
VO2max, L/min
2.029
0.569
2.150
0.598
<0.001
HRmax, bpm
154.9
14.1
156.7
14.6
0.095
RER
1.19
0.09
1.19
0.08
<0.001
Note: Values are means ± standard deviation (SD).
Abbreviations: GET, gas exchange threshold; HRGTE, heart rate at GET; HRmax, heart rate at maximal
oxygen uptake; RER, respiratory exchange ratio; VO2max, maximal oxygen uptake.
TABLE 2 Pre- and post- intervention
cardiorespiratory data for all participants
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LAKE et al.
(104.9 ± 16.5 vs. 100.2 ± 15.2 bpm), t(199) = 6.34, p < 0.001
(Figure 2).
3.3.4 | Contribution of changes in PETCO2 to
changes in MCAv and CVCi from pre- to post-
intervention at absolute workload (65 W)
A multiple linear regression on the change in MCAv from
pre- to post- intervention while controlling for changes in
PETCO2, showed a significant change in MCAv during ex-
ercise at a workload of 65 W from pre- to post- intervention
(r = 0.801, r2 change = 0.641, p ≤ 0.001) and a 3.4% con-
tribution of PETCO2 to this change (model 2: r = 0.822, r2
change = 0.034, p ≤ 0.001).
Similarly, the change in CVCi from pre- to post-
intervention while controlling for changes in PETCO2,
showed a significant change in CVCi during exercise
at a workload of 65 W from pre- to post- intervention
(r = 0.761, r2 change = 0.580, p ≤ 0.001) and a 2.3% con-
tribution of PETCO2 to this change (model 2: r = 0.776, r2
change = 0.023, p ≤ 0.001).
4 | DISCUSSION
4.1 | Major findings
This study reports significant improvements in car-
diovascular and cerebrovascular indices at the GET and
VO2max after a 6- month aerobic exercise intervention
in older sedentary adults from the Brain in Motion study.
Further, we report evidence of increased functional car-
diovascular and cerebrovascular capacity at submaximal
exercise workloads. The novelty of this study lies in the
investigation of the changes in cerebrovascular indices
during submaximal exercise at workloads that mimic the
demands of activities of daily function. Previous studies
have shown favorable cardiorespiratory adaptations and
increased time to fatigue in older individuals after aerobic
exercise training (Govindasamy et al., 1992; Poulin et al.,
1992). Our study provides additional evidence showing fa-
vorable effects of aerobic exercise training to the brain in
older adults.
We report improvements in cerebrovascular indices
during absolute (65 W) submaximal exercise. Specifically,
TABLE 3 Pre- and post- intervention cerebrovascular data at rest, relative submaximal exercise (40% of VO2max), and absolute
submaximal exercise (65 W) for all participants
Variables
Rest
40% VO2max
Rest 2
65 W
Recovery
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Pre- intervention
HR, bpm
64.7
9.2
93.1†
11.8
69.1
10.4
104.9†,#
16.4
75.4
11.9
MAP, mmHg
97.9
11.8
113.8†
15.2
102.5
12.3
121.4†,#
20.0
101.7
13.1
MCAv, cm/s
51.3
11.2
55.7†
12.4
49.7
10.8
54.2†,#
12.5
48.9
10.6
CVRi, mmHg/cm/s
2.01
0.53
2.15†
0.58
2.17
0.60
2.37†,#
0.73
2.1
0.61
CVCi, cm/s/mmHg
0.53
0.14
0.50†
0.14
0.49
0.13
0.46†,#
0.13
0.48
0.13
PETCO2, mmHg
34.3
3.2
36.8†
3.2
33.4
4.0
35.5†,#
4.4
32.7
3.6
PETO2, mmHg
90.3
4.3
89.6†
3.8
94.6
5.0
92.1†,#
5.8
96.5
4.7
Post- intervention
HR, bpm
61.5***
8.8
90.8†,***
10.7
65.6***
9.7
100.3†,#,***
15.1
71.1***
11.2
MAP, mmHg
97.7
11.7
113.2†
15.6
102.2
12.6
117.6†,#,***
18.8
101.4
14.0
MCAv, cm/s
52.7**
11.7
56.8†,*
12.0
50.9*
11.0
55.4†,#,*
11.9
49.8
10.9
CVRi, mmHg/cm/s
1.94**
0.50
2.0†,*
0.54
2.1**
0.52
2.22†,#,***
0.62
2.14
0.59
CVCi, cm/s/mmHg
0.54
0.14
0.51*,†
0.13
0.50
0.14
0.48†,#,***
0.14
0.50*
0.14
PETCO2, mmHg
33.8*
3.0
36.3†,**
3.3
33.0
3.5
35.4#,†
3.7
32.2
3.6
PETO2, mmHg
90.1
4.3
89.4†
4.4
94.4
4.7
91.3†,#,**
5.4
96.0
5.2
Note: Values are means ± standard deviation (SD); Rest and Rest 2 were significantly different for each outcome, both pre- and post- intervention (all
p < 0.001).
Abbreviations: bpm, beats per minute; CVCi, cerebrovascular conductance index; CVRi, cerebrovascular resistance index; HR, heart rate; MAP, mean arterial
pressure; MCAv, velocity at the middle cerebral artery; mmHg, millimeters of mercury; PETCO2, end- tidal partial pressure of carbon dioxide; PETO2, end- tidal
partial pressure of oxygen.
Significant differences found between pre- and post- intervention are represented by asterisk (*p < 0.05, **p < 0.005, ***p < 0.001); † indicates significant
differences from Rest 1 to 40% VO2max and Rest 2 to 65 W; # indicates differences from 40% VO2max to 65 W.
8 of 14 |
LAKE et al.
we observed significant decreases post- intervention of 3.2%
in MAP and 6.3% in CVRi, and a 6.1% increase in CVCi.
Perhaps not surprisingly, the changes in the cardiovascu-
lar and cerebrovascular outcomes during submaximal ex-
ercise at the relative workload (40% VO2max) were more
modest despite an 8.2% increase in workload (51.0 ± 16.3
to 55.2 ± 16.9 W from pre- to post- intervention). These
findings provide evidence supporting the importance of
aerobic exercise to confer increases in cardiorespiratory
fitness, and in turn, improvements in functional capacity
as manifested by improved indices of brain health in older
adults.
In this study, two different intensities of submaxi-
mal exercises were selected to evaluate cerebrovascular
functional capacity at exercise intensities that are compa-
rable to activities of daily function. First, selecting exer-
cise intensities below the GET ensured that exercise was
performed in the low/moderate- intensity exercise domain
(Jamnick et al., 2020) when there is no respiratory com-
pensation and PaCO2 and PETCO2 are stable (thus mini-
mizing the possibility of potential confounding factors on
our measures of MCAv). Second, 65 W represents a VO2
of approximately 15– 17 ml/kg/min, which has previously
been referred to as a critical threshold for independent liv-
ing (Paterson et al., 1999). Finally, a relative workload of
40% VO2max provided a window through which to eval-
uate the gains in functional capacity with improved car-
diorespiratory fitness post- intervention. This conceptual
framework is depicted in Figure 3, which illustrates the
relationship between heart rate (bpm) and oxygen uptake
(VO2, ml/kg/min) during submaximal exercise (65 W)
before (pre- intervention) and after (post- intervention)
6 months of aerobic exercise training. Note that the post-
intervention heart rate is lower at 65 W and at the GET,
despite a 5% higher VO2 at the GET. Moreover, the change
in heart rate between submaximal exercise and the GET
post- intervention is greater than at pre- intervention indi-
cating improved cardiorespiratory fitness (HR ∆1 = 15.1
vs. ∆2 HR = 18.2 bpm).
A number of studies have described a biphasic asso-
ciation between changes in blood flow to the brain and
exercise intensity, characterized by parallel increases in
CBF and exercise intensity until ~60% VO2max. After
this intensity, and when individuals are closer to the
GET, the CBF response tends to plateau or even decrease
if the exercise intensity increases to the point of hyper-
ventilation induced hypocapnia (Ogoh & Ainslie, 2009;
Smith & Ainslie, 2017). In our data, when considering
the interplay between some of the main determinants
of CBF (i.e., MAP and PETCO2) at different exercise in-
tensities, important observations should be made (see
Table 3). First, when observing the change in PETCO2
from rest to 40% VO2 and then 65 W, we notice that
PETCO2 significantly increases by 7.2% from rest to 40%
VO2, but then significantly decreases by 3.6% from 40%
VO2 to 65 W. This effect is maintained post- intervention,
however somewhat attenuated (3.6% decrease in
PETCO2 from 40% VO2 to 65 W pre- intervention vs. %
2.7 decrease post- intervention). This suggests a greater
cardiorespiratory fitness post- training when performing
exercise at the same intensity (i.e., 65 W). The increase
in cardiorespiratory fitness is also confirmed by the
blunted increase in HR post- intervention when exercis-
ing at higher intensities (+12.5% at pre- intervention vs.
+10.3%). Concomitantly, we observe that MCAv follows
the same biphasic response with an initial increase at
40% VO2max (+8%), then a decrease (−2.8%) at a greater
TABLE 4 Effect sizes and changes (delta pre- /post-
intervention) in cerebrovascular data at rest, relative submaximal
exercise (40% of VO2max), and absolute submaximal exercise
(65 W) for all participants
Variables
Cohens Dz
Delta
Rest
HR, bpm
0.34
−3.12
MAP, mmHg
0.02
−0.36
MCAV, cm/s
0.11
1.37
CVRi, mmHg/cm/s
0.14
−0.07
CVCi, cm/s/mmHg
0.13
0.02
PETCO2, mmHg
0.13
−0.41
PETO2, mmHg
0.06
−0.25
40% of VO2max
HR, bpm
0.20
−2.30
MAP, mmHg
0.03
−0.59
MCAV, cm/s
0.08
1.03
CVRi, mmHg/cm/s
0.10
−0.06
CVCi, cm/s/mmHg
0.07
0.01
PETCO2, mmHg
0.12
−0.46
PETO2, mmHg
0.04
−0.27
65 W
HR, bpm
0.29
−4.60
MAP, mmHg
0.19
−3.62
MCAV, cm/s
0.08
1.02
CVRi, mmHg/cm/s
0.19
−0.13
CVCi, cm/s/mmHg
0.14
0.02
PETCO2, mmHg
0.02
−0.12
PETO2, mmHg
0.14
−0.80
Note: Values are means ± standard deviation (SD).
Abbreviations: bpm, beats per minute; CVCi, cerebrovascular conductance
index; CVRi, cerebrovascular resistance index; HR, heart rate; MAP, mean
arterial pressure; MCAV, velocity at the middle cerebral artery; mmHg,
millimeters of mercury; PETCO2, end- tidal partial pressure of carbon
dioxide; PETO2, end- tidal partial pressure of oxygen.
| 9 of 14
LAKE et al.
exercise intensity (65 W), and the same effect persists
after training. Conversely, when observing the changes
in MAP with increased exercise intensity, MAP signifi-
cantly increases by 16.2% from rest to 40% VO2max, and
by a further 6.6% at 65 W. However, while this effect is
maintained post- intervention it is significantly blunted
(6.6% increase in MAP from 40% VO2 to 65 W pre-
intervention vs. 3.9% post- intervention). In turn, CVCi
linearly decreases (from rest to 40% VO2 to 65 W) in re-
sponse to increases in MAP, and this effect is reduced
after the intervention, a further indicator of improved
cardiovascular function after 6 months of aerobic exer-
cise training in older adults.
Previous findings of the effects of aging on cardiovas-
cular outcomes show a 16% decrease in MCAv within
three decades of life (40– 70 years) which is about 0.53%
per year (Vriens et al., 1989). Thus, when comparing
previously published normative data with our results,
the gains that we observe at post- intervention appear
to represent an improvement of approximately 5 years
in brain health— in other words, the MCAv observed
post- intervention represents an average MCAv observed
in individuals 5 years younger. The reduction in MAP
also showed similar gains. It is known that MAP in
older adults is generally higher at both rest and during
exercise (Heath et al., 1981). The reduction in MAP ob-
served post- exercise at 65 W further confirms the ben-
eficial effects of exercise for older adults. Altogether,
the exercise- induced gains attenuate, and may perhaps
reverse, age- related functional declines in CBF and fos-
ter healthy brain function (Williams & Leggett, 1989).
This may then translate to a greater capacity to per-
form activities of daily life (Shephard, 2009) such as
walking independently, shopping, house cleaning, and
other activities that involve a VO2 of ~15– 17 ml/kg/min
(Paterson et al., 1999).
In a recent review, Stillman et al. (2020) describe the
effects of exercise on brain health as mediated by multiple
mechanisms operating at different system levels. Cellular
and molecular effects have been primarily studied in
FIGURE 1 Percent (%) changes from pre- to post- intervention in cardiovascular and cerebrovascular health outcomes during (a)
relative (40% VO2max) submaximal exercise and (b) absolute (65 W) submaximal exercise
FIGURE 2
Heart rate (HR) at
relative (40% VO2max) submaximal,
absolute (65 W) submaximal, and
maximal (VO2max) aerobic exercise pre-
and post- intervention (I = intervention)
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LAKE et al.
animal models. These studies have shown that exercise
increases brain- derived neurotrophic factor that in turn
mediates long term potentiation and neuronal prolifera-
tion, vascular endothelial growth factor which supports
blood vessels, and insulin- like growth factor (IGF)- 1,
which influences several neural and angiogenic processes
(Maass et al., 2016; Voss et al., 2013). From a brain struc-
ture perspective (Davenport et al., 2012; Tyndall et al.,
2018), exercise has been shown to promote neurogenesis
and increase gray matter volume in particular areas of
the brain (e.g., the hippocampus) linked to memory and
learning (Erickson et al., 2011), increase cortical thickness
and volume in the frontal, parietal and temporal cortex
(Batouli & Saba, 2017), and increased white matter micro-
structure (Clark et al., 2019). Improvements in functional
connectivity have been also associated with better cogni-
tive function after exercise (Stillman et al., 2016). In this
paper, we examine the contribution of exercise training to
the ability of the brain to regulate blood flow to ensure
adequate delivery of nutrients and oxygen to the different
brain areas. Specifically, we found that exercise training
increased blood flow velocity and impacted the ability of
the brain vasculature to change (increased conductance,
decreased resistance) in response to an external stimulus
consisting of bouts of submaximal exercise before and
after a 6- month aerobic exercise intervention.
Any age- related impairments of cardiovascular
function, and consequently CBF regulation, may neg-
atively impact the brain's ability to perform cognitive
tasks (Barnes & Corkery, 2018; Tarumi & Zhang, 2018).
In a recent study from our laboratory (Guadagni et al.,
2020), we found improved cerebrovascular function at
rest and improved cognition after the 6- month aerobic
exercise intervention. We also found novel associations
between changes in the ability of the cerebral vascula-
ture to react to stimuli (i.e., euoxic hypercapnia) and
changes in the cognitive domains of executive functions
and verbal fluency confirming the role of exercise to
maintain brain health. However, the uniqueness of the
current study stems from the findings of improvements,
after 6 months of aerobic training, in cardiovascular
indices at rest in addition to cerebrovascular function
during submaximal exercise at workloads that have
been shown to be comparable to activities of daily func-
tion (Paterson et al., 1999). Previous studies in similar
populations have identified the importance of physical
activity in mitigating age- related declines, including
sarcopenia and cognitive function (Smith & Ainslie,
2017; Tarumi & Zhang, 2018; Yoo et al., 2018). To our
knowledge, this study is the first to provide evidence of
improvements in cerebrovascular function during sub-
maximal exercise shown to be comparable to workloads
FIGURE 3 Relationship between heart rate (bpm) and oxygen uptake (VO2, ml/kg/min) during submaximal exercise (65 W) before
(pre- intervention, •) and after (post- intervention, ♦) 6 months of aerobic exercise training. Vertical dash lines represent values before (black)
and after (grey) 6 months. The dotted lines follow the VO2 values at 65 W, at gas exchange threshold (GET) and VO2max before (black) and
after (grey) 6 months. Delta 1 (∆1) represents changes in submaximal heart rate pre- to post- intervention (HR∆1 = 4.6 bpm). Delta 2 (∆2)
represents changes in HR between 65 W and VT1 pre- intervention (HR∆2 = 15.1 bpm). Delta 3 (∆3) represents changes in HR between 65 W
and VT1 post- intervention (HR∆3 = 18.2 bpm)
| 11 of 14
LAKE et al.
that are required in activities of daily living in a large
sample of middle- aged and older adults after an exten-
sive period of training.
4.2 | Limitations
The present study has some limitations, which warrant a
short discussion. First, the lack of a control group in the
study precludes the ability to make firm conclusions on
the exclusive role of the aerobic exercise intervention in
improving cardiovascular and cerebrovascular indices.
However, we have previously published data on lack of
changes in cerebrovascular outcomes in the 6 months
preceding the intervention (Spencer et al., 2015). These
previous findings strengthened the role of the interven-
tion in the improvements observed in this report. Second,
this cohort was composed of healthy, well- educated,
mostly Caucasian men and women. As such, our re-
sults cannot be generalized to other populations nor to
patients with symptom- limited exercise capacity. Third,
the two different submaximal workloads were not rand-
omized, and this may have impacted results and should
be addressed in future studies. Fourth, the use of TCD
assumes that the cross- sectional area of the blood ves-
sel being insonated (i.e., the MCA) remains unchanged
(Poulin et al., 1996). Moreover, we only measured unilat-
eral (right) MCA while assessment of other large blood
vessels and/or global CBF may have yielded different
results (Al- Khazraji et al., 2019). Fifth, the use of finger
pulse photoplethysmography to make continuous meas-
ures of blood pressure has intrinsic limitations (Maestri
et al., 2005), which we have compensated for with the
use of a correction factor based on brachial measure-
ments. Sixth, participants were asked to complete an ad-
ditional unsupervised exercise session once a week and
record these and other workouts done on their own in a
logbook. These additional sessions were not accounted
for in our analyses. Finally, we did not collect any vali-
dated direct measure of activities of daily living (ADLs).
We however used the Profile of Mood States (POMS)
questionnaire to evaluate changes in participants’ mood
and vigor from pre- to post- intervention. We found sta-
tistically significant decreases (all p < 0.05, data not
shown) post- intervention in the subscales of Confusion
(pre- intervention 6.3 ± 2.8, post- intervention 5.9 ± 2.6),
Tension (pre- intervention 7.9 ± 3.6, post- intervention
7.3 ± 3.5), and Total Mood Disturbance (pre- intervention
11.5 ± 20.6, post- intervention 7.9 ± 20.2) and a signifi-
cant increase (p < 0.001, data not shown) in Vigor (pre-
intervention 18.8 ± 5.4, post- intervention 19.8 ± 5.1).
These changes may be used as surrogate measures for
improvements in daily life.
4.3 | Significance and conclusions
Previous reports on the functional ability of older popula-
tions have shown progressive declines in aerobic exercise
capacity with age, which is associated with reductions in
physical functional capacity, and decreases in independ-
ence and quality of life (Christou & Seals, 2008; Huggett
et al., 2005; Robinson, 1938). Age- related declines in cog-
nitive abilities, characterized by chronic and progressive
conditions such as dementia, can also reduce the ability
to independently perform activities of daily living (Public
Health Agency of Canada, 2019). Addressing physical in-
activity, an established risk factor of dementia (Livingston
et al., 2020), and implementing appropriate exercise inter-
ventions, individuals hold promise for reducing the eco-
nomic and functional burden of dementia.
In conclusion, studies aiming to advance knowledge
of the mechanisms underlying the decline in cardiovas-
cular and cerebrovascular capacity with aging have im-
portant implications for older adults. Our study suggests
that aerobic exercise might improve cardiovascular and
cerebrovascular indexes at submaximal exercise levels
which are comparable to daily life activities. Future stud-
ies are needed to confirm these findings and extend them
to other populations and to specific activities of daily
living.
ACKNOWLEDGMENTS
We would like to thank all participants of the Brain in
Motion study and the Brain in Motion study team.
CONFLICT OF INTEREST
All authors report no conflict of interest.
AUTHOR CONTRIBUTIONS
Sonja L. Lake and Veronica Guadagni share co- first
authorship and equally contributed to the manuscript.
Marc J. Poulin, David B. Hogan, Michael D. Hill, and
Todd J. Anderson designed the study; Karen D. Kendall
and Michaela Chadder conducted the maximal oxygen
uptake (VO2max) tests and analysed the data for deter-
mination of GET and RCP; David B. Hogan, Michael
D. Hill, Todd J. Anderson, Richard Leigh, and Jean M.
Rawling completed medical assessments and provided
medical coverage for the VO2max tests; Sonja L. Lake
and Veronica Guadagni organized the data and con-
ducted the data analyses. All authors interpreted the
data. Sonja L. Lake and Veronica Guadagni drafted the
manuscript. All authors read, edited and approved the
final draft of the manuscript.
ORCID
Marc J. Poulin
https://orcid.org/0000-0002-1798-6801
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LAKE et al.
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How to cite this article: Lake, S. L., Guadagni, V.,
Kendall, K. D., Chadder, M., Anderson, T. J., Leigh,
R., Rawling, J. M., Hogan, D. B., Hill, M. D., &
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| Aerobic exercise training in older men and women-Cerebrovascular responses to submaximal exercise: Results from the Brain in Motion study. | [] | Lake, Sonja L,Guadagni, Veronica,Kendall, Karen D,Chadder, Michaela,Anderson, Todd J,Leigh, Richard,Rawling, Jean M,Hogan, David B,Hill, Michael D,Poulin, Marc J | eng |
PMC10117394 | Submitted 4 January 2023
Accepted 20 March 2023
Published 17 April 2023
Corresponding author
Małgorzata Pałac,
[email protected]
Academic editor
Mike Climstein
Additional Information and
Declarations can be found on
page 11
DOI 10.7717/peerj.15214
Copyright
2023 Pałac et al.
Distributed under
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OPEN ACCESS
Relationship between respiratory muscles
ultrasound parameters and running
tests performance in adolescent football
players. A pilot study
Małgorzata Pałac1,2, Damian Sikora1, Tomasz Wolny1,2 and Paweł Linek1,2
1 Musculoskeletal Elastography and Ultrasonography Laboratory, Institute of Physiotherapy and Health
Sciences, The Jerzy Kukuczka Academy of Physical Education, Katowice, Śląskie, Poland
2 Musculoskeletal Diagnostic and Physiotherapy - Research Team, The Jerzy Kukuczka Academy of Physical
Education, Katowice, Poland
ABSTRACT
Purpose. Assessing the relationship between ultrasound imaging of respiratory muscles
during tidal breathing and running tests (endurance and speed) in adolescent football
players.
Methods. Ultrasound parameters of the diaphragm and intercostal muscles (shear
modulus, thickness, excursion, and velocity), speed (30-m distance), and endurance
parameters (multi-stage 20-m shuttle run test) were measured in 22 male adolescent
football players. The relation between ultrasound and running tests were analysed by
Spearman’s correlation.
Results. Diaphragm shear modulus at the end of tidal inspiration was moderately
negatively (R = −0.49;p = 0.2) correlated with the speed score at 10 m. The diaphragm
and intercostal muscle shear modulus ratio was moderately to strongly negatively
correlated with the speed score at 10 m and 30 m (about R = −0.48;p = 0.03).
Diaphragm excursion was positively correlated with the speed score at 5 m (R =
0.46;p = 0.04) and 10 m (R = 0.52;p = 0.02). Diaphragm velocity was moderately
positively correlated with the speed score at 5 m (R = 0.42;p = 0.06) and 30 m (R =
0.42;p = 0.07). Ultrasound parameters were not significantly related to all endurance
parameters (R ≤ 0.36;p ≥ 0.11).
Conclusions. Ultrasound parameters of the respiratory muscles are related to speed
score in adolescent football players. The current state of knowledge does not allow us
to clearly define how important the respiratory muscles’ ultrasound parameters can be
in predicting some performance parameters in adolescent athletes.
Subjects Kinesiology, Sports Medicine
Keywords Athlete, Ultrasonography, Motor skills, Respiration, Diaphragm, Intercostal muscle
INTRODUCTION
It is well known that respiratory function is related to physical activity and affects exercise
performance in athletes. Respiratory muscles (RMs) are an integral part of the respiratory
system and physical activity. Their morphology and contractile properties make them
useful in endurance types of training (Welch, Kipp & Sheel, 2019). RMs are susceptible to
How to cite this article Pałac M, Sikora D, Wolny T, Linek P. 2023. Relationship between respiratory muscles ultrasound parameters and
running tests performance in adolescent football players. A pilot study. PeerJ 11:e15214 http://doi.org/10.7717/peerj.15214
fatigue, resulting in reduced performance (Aliverti, 2016; Welch, Kipp & Sheel, 2019) and
insufficient oxygen supply to the working muscles (Mcconnell & Lomax, 2006). Studies
have shown that RMs training improves RMs’ parameters and decreases muscle fatigue,
resulting in a change in respiratory system function (Welch, Kipp & Sheel, 2019). It is also
indicated that inspiratory muscle training affects the test results involving time trials or
exercise endurance time (Hajghanbari et al., 2013). The main RMs are the diaphragm
(DA) and intercostal muscles (IMs). Physiologically, the DA executes about 65% of the
respiratory work during inspiration (Moeliono, DM & Nashrulloh, 2022) and affects to a
greater extent lung movements (Welch, Kipp & Sheel, 2019). IMs, in turn, contribute to
chest expansion (Yoshida et al., 2021), leading to increased inspiratory volume (Yoshida et
al., 2019). During inspiration, while the IMs contract, the abdominal muscles gradually
relax, and vice versa during expiration. This mechanism has some effects: (a) it prevents
rib cage distortion; (b) the DA is unloaded and can act as a flow generator; and (c) the
abdominal volume decreases below resting levels (Aliverti, 2016).
In football, RM training improves RMs’ strength, which helps to improve exercise
tolerance and lower blood lactate levels (Guy, Edwards & Deakin, 2014). Respiration
exercises also improve muscle oxygen supply during high-intensity exercise (Archiza et
al., 2018). This process can be translated into an improvement in fatigue tolerance and
running efficiency of football players (Archiza et al., 2018). Additionally, it was confirmed
that in youth football players, the RMs improve aerobic endurance, which is one of the
most important parameters of motor preparation in football (Mackała et al., 2020).
Spirometry, as a gold standard of assessing respiratory function (Durmic et al., 2015),
allows reproducible and standardised assessment of pulmonary function (Lazovic-Popovic
et al., 2016). However, spirometry performance is the result of many factors (including
airway obstruction, respiratory compliance, and RM strength) that do not allow direct
analysis of the RMs (Pałac et al., 2022). In contrast, ultrasound (US) imaging can directly
and reliably assess the thickness, excursion, and shear modulus (elasticity) of the RMs
(Pałac et al., 2022 ; Zhu et al., 2019). Pałac et al. (2022) also confirmed the reliability of
RMs US measurements in adolescent football players. In the literature, some studies have
shown the relationship between US parameters of the RMs and spirometry parameters
in different populations (Pałac & Linek, 2022). However, a recent systematic review by
Pałac & Linek (2022) has shown that the relationship between US parameters and lung
function (measured, for example, by spirometry) is inconclusive. Thus, the two methods of
measurement should not be used interchangeably, as they measure different aspects (Pałac
& Linek, 2022).
Taking into account that RMs training affects motor skills and has implications for
sports training, it is worth considering these muscles in athletes. Running tests are usually
used to assess motor skills such as speed and endurance. According to the literature,
speed and endurance depend on the thickness of the lower-extremity muscles, which
has been measured using US in young athletes (Stock et al., 2017). Other US parameters
have been related to motor skills in elite sports (Sarto et al., 2021). For example, RMs
function correlates with postural stability in footballers (León-Morillas et al., 2021), and
thus potentially affects motor skills as well. To the best of our knowledge, however, there
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have been no studies relating US measurements of RMs with motor skills (endurance and
speed) in adolescent football players. We believe that such an analysis is justified, as it may
launch the exploration of RMs US measurements that are potentially useful in predicting
motor skill performance in athletes. The aim of this preliminary report was to assess the
relationship between US of RMs during tidal breathing and selected motor skill (endurance
and speed) performance in adolescent football players. Based on the current state of the art,
we hypothesised that endurance and speed parameters should be related to the thickness
and elasticity of RMs (DA and IMs) in adolescent football players.
MATERIALS & METHODS
Informed consent
The study was approved by the Ethics Committee of the Jerzy Kukuczka Academy of
Physical Education in Katowice (Decision No. 9/2020) and conducted in accordance with
the guidelines of the Declaration of Helsinki. Before the study, participants and their
parents were informed about all procedures performed and have given written consent to
participate. All participants provided written informed consent to participate in the study.
This research did not receive any external funding.
Setting and study design
US data were collected in a laboratory setting (Institute of Physiotherapy and Health
Sciences, Musculoskeletal Elastography and Ultrasonography Laboratory) by two
physiotherapists, whereas endurance and speed measurements were performed by a
motor preparation assistant on a football field with an artificial ground surface. Speed and
endurance tests were conducted during two consecutive training days. During the first day,
speed tests were performed, and on the next day, an endurance test was conducted. All
measurements were performed in a preparation phase for the next football season. Due to
organisational issues, US was collected one week after the endurance measurements.
Participants
Adolescent footballers from the professional football academy were considered for the
study. We invited all male individuals from a randomly selected team (one age group).
The basic criteria of eligibility for the study were (a) all players had to be free of any health
or injury issues at the time of testing; (b) no respiratory-related medical history; and (c)
no surgical procedure on the pectoral chest, abdominal cavity, pelvic girdle, and/or spine.
Information regarding the athletes’ health was obtained by a short interview with the
footballers and a coach or physiotherapist working with these athletes in the club.
Ultrasound measurements
All US measurements were collected by an Aixplorer US scanner (Product Version 12.2.0,
Software Version 12.2.0.808; Supersonic Imagine, Aix-en-Provence, France). Linear
transducer array (2–10 MHz; SuperLinear 10-2, Vermon, Tours, France) in the SWE
mode was used to evaluate the shear modulus and thickness of the ICs and DA on the
right side of the body. Each participant laid in the supine position with the right hand
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Figure 1
Illustration showing the ultrasound probe placement and orientation (parallel to the ribs).
Full-size
DOI: 10.7717/peerj.15214/fig-1
placed under the head in order to better visualise the DA. At the beginning, anterior and
mid-axillary lines were marked on the participant’s chest, and the US probe was positioned
between the lines (Fig. 1). The probe was positioned in the first intercostal space (counting
from the bottom) where the lungs did not obscure the DA during tidal breathing. The US
measurements were performed in a longitudinal probe position (parallel to the ribs). The
participants were asked to relax and breath quietly throughout the procedure. US data
were collected twice at the end-tidal inspiration and at the end-tidal expiration, separately.
The reliability of RM measurements has been confirmed in previous studies on healthy
adolescent football players (Pałac & Linek, 2022).
DA excursion was collected in the M-mode on the Aixplorer US scanner coupled with
convex transducer array (1–6 MHz, Cristal Curved XC6-1; Vermon, Tours, France). For
the excursion measurement, the participant was in the supine position with the upper limbs
along the trunk. The probe was placed in the right subcostal area. The participant was asked
to take a maximal inspiration and then quietly expire. For the excursion DA measurement,
a video collecting the work of breathing before maximal inspiration (tidal expiration)
and during maximal inspiration and tidal expiration was recorded. The reliability of DA
excursion was confirmed on athletes (Calvo-Lobo et al., 2019). DA excursion amplitude
was described as the upright perpendicular distance from the minimum to the maximum
point of DA displacement during a given breathing manoeuvre. DA excursion velocity is
described as the velocity of DA displacement (during a given breathing pattern).
Shear modulus and thickness were calculated from the US images. The Q-Box™
quantitative tool was used to quantify muscle shear modulus. Three separate circles were
positioned inside the fascial edge of each muscle, and the shear modulus was automatically
calculated. The images were then saved on an external drive in DICOM format and
transferred to a computer, where the muscle thickness was measured using RadiAnt
DICOM Viewer (Medixant, Poznań, Poland). The DA thickness was measured between
the pleural and peritoneal lines. The ICs were measured as the first more superficial
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muscle than the DA. The thickness and shear modulus ratio was also measured as the
end-inspiratory US value divided by the end-expiratory US value.
Running tests
Two running tests were used to analyse the participants‘ endurance and speed. All
measurements were collected by using photocells of the Witty System (Microgate Bolzano,
Italy) with an accuracy of 0.01 s. The Witty System was coupled with Witty Manager
(1.14.32 version; Microgate Bolzano, Italy) and connected to a laptop, allowing data
collection (Altmann et al., 2019). Both tests were performed on a dry grass football pitch
on a sunny day, and the participants wore football kit and boots.
Endurance was assessed by a progressive, multi-stage 20-m shuttle run test (MSRT)
as a modification of the beep test (Green et al., 2013). The beep test requires athletes to
run back and forth (‘‘shuttle’’) between two cones separated by 20 m. The initial speed
was 2.22 m/s for 1 min. At the end of the first min, the speed increased to 2.5 m/s and
progressively increased by 0.14 m/s each min thereafter. The speed was imposed by audible
beeps from pre-recorded audio. Each min stage (level) consisted of multiple ‘‘shuttles’’,
and the number depended on the stage speed. Participants were advised to keep running
at the pace of the beeps for as long as possible. Once the participant could no longer
keep pace with the beeps (i.e., failed to complete two consecutive shuttles in time), the
test was terminated (Green et al., 2013). For the purpose of the study, we calculated the
parameter ‘‘Total’’ as the total number of completed 20-m repetitions (during the whole
test). The following parameters were used for further analysis: Total and calculated VO2max
(ml · kg−1· min−1). VO2max was estimated from the maximal speed attained during the test
via the previously developed prediction equation −24.4+6.0× maximum aerobic speed
(sec) (Léger et al., 1988).
The speed test involved running 30 m as fast as possible in a straight line between the
photocells. Before the test began, the participants stood adjacent to (i.e., their toes were
not touching) the starting line in a standing split-stance position. They were instructed to
run as fast as possible and slow down after crossing the finish line. A sound signal marked
the beginning of each test. The timer was switched on when the starting line was passed,
and measurements were automatically taken at 5 m, 10 m, and 30 m by the photocells
positioned at those distances. The timer stopped when the finishing line was passed. Each
participant ran the course twice, and the mean scores from both were analysed (Altmann
et al., 2019).
Statistical analysis
Data were analysed using Statistica 13.1 PL (Statsoft, Tulsa, OK, USA) and Excel (Microsoft
Corporation, USA) software. Due to the non-normality of the distribution in the Shapiro–
Wilk test, we decided to use Spearman’s correlation in the analysis. The correlation value
(R) was interpreted as follows: 0 to 0.30 or 0 to −0.30 was considered a weak correlation;
0.31 to 0.50 or −0.31 to −0.50 a moderate correlation; 0.51 to 0.70 or −0.51 to −0.70
a strong correlation; and 0.71 to 1 or −0.71 to −1 a very strong correlation (Hopkins et
al., 2009). The significance level was set at p ≤ 0.05. For the a priori analysis, the sample
Pałac et al. (2023), PeerJ, DOI 10.7717/peerj.15214
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Figure 2
Flow chart.
Full-size
DOI: 10.7717/peerj.15214/fig-2
size was determined using G*POWER (Version 3.1.9.7; Universität Kiel, Kiel, Germany)
using an alpha of 0.05, a power of 0.80, and an effect size of 0.50 for a two-tailed test.
Because Spearman’s rank correlation coefficient is computationally identical to Pearson’s
product-moment coefficient, we used the software to calculate the latter.
RESULTS
Participants
Based on the assumptions, the required sample size was determined to be 26. Out
of 30 initially invited footballers, 24 met the inclusion criteria. However, during the
measurements, two athletes were at a camp with the senior team. Thus, a total of 22
adolescent footballers (two goalkeepers, eight defenders, nine midfielders, three forwards)
were included in the final analysis (Fig. 2). Basic data and all parameters measured are
shown in Table 1.
Speed test vs US
DA shear modulus at the end of tidal inspiration was moderately negatively correlated with
the speed score at 10 m. The DA shear modulus ratio was moderately negatively correlated
with the speed score at 10 m and 30 m. The IC shear modulus ratio was moderately
negatively correlated with the speed score at 10 m and strongly negatively correlated with
the speed score at 30 m. Additionally, DA excursion was positively correlated with the
speed score at 5 m (moderate) and 10 m (strong). DA velocity was moderately positively
correlated with the speed score at 5 and 30 m, but statistical significance was borderline
(p = 0.06). Detailed R values for each correlation are presented in Table 2.
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Table 1
Experimental group characteristics: anthropometric data, ultrasound parameters, endurance
test (multi-stage 20-m shuttle run test), and speed test (straight line speed in 5, 10, and 30 m).
Characteristic (n = 22)
mean ± SD
median
Anthropometric data
Age (yr)
17.1 ± 0.29
17.0
Body mass (kg)
71.4 ± 7.74
70.0
Body height (cm)
180 ± 5.76
180
BMI (kg/m2)
22.1 ± 1.95
22.0
Football practice (yr)
7.77 ± 0.75
8.0
SWE - Shear modulus (kPa)
Diaphragm at the end of tidal inspiration
31.2 ± 6.26
31.5
Diaphragm at the end of tidal expiration
29.4 ± 5.60
27.9
Diaphragm ratio
1.07 ± 0.18
1.05
Intercostal muscle at the end of tidal inspiration
27.1 ± 6.23
26.6
Intercostal muscle at the end of tidal expiration
27.0 ± 6.00
25.7
Intercostal muscle ratio
1.01 ± 0.15
0.97
B-mode –Thickness (mm)
Diaphragm at the end of tidal inspiration
2.09 ± 0.85
1.82
Diaphragm at the end of tidal expiration
1.71 ± 0.59
1.48
Diaphragm ratio
1.21 ± 0.21
1.20
Intercostal muscle at the end of tidal inspiration
3.98 ± 0.85
4.05
Intercostal muscle at the end of tidal expiration
4.09 ± 0.89
3.97
Intercostal muscle ratio
0.99 ± 0.15
0.95
M-mode
Diaphragm excursion (cm)
4.73 ± 1.45
4.59
Diaphragm velocity (cm/s)
2.13 ± 0.89
1.83
Multi stage 20-m shuttle run test
Total
127 ± 13.2
122
calculated VO2max (ml · kg−1 ·min−1)
56.2 ± 3.54
55.1
Speed test (s)
Distance 5 m
1.03 ± 0.05
1.03
Distance 10 m
1.87 ± 0.52
1.77
Distance 30 m
4.19 ± 0.20
4.14
Notes.
SD, standard deviation; BMI, Body Mass Index; SWE, shear wave elastography; ratio, diaphragm at the end of tidal inspi-
ration/diaphragm at the end of tidal expiration; Total, total number of completed 20-m repetitions.
MSRT vs US
US parameters were not significantly related to endurance parameters, although
correlations varied from weak to moderate. Detailed R values for each correlation are
presented in Table 3.
DISCUSSION
The preliminary report was designed to assess the relationship between US of RMs
during tidal breathing and selected motor skill (endurance and speed) performance
in adolescent football players. To the best of our knowledge, there has not yet been a
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Table 2
Correlations between ultrasound parameters and speed test results.
5 m
10 m
30 m
R
p
R
p
R
p
Shear modulus
Diaphragm at the end of tidal inspiration
−0.34
0.12
−0.49
0.02*
−0.24
0.29
Diaphragm at the end of tidal expiration
−0.10
0.66
−0.14
0.55
0.10
0.66
Diaphragm ratio
−0.31
0.16
−0.48
0.02*
−0.41
0.06
Intercostal muscle at the end of tidal inspiration
−0.26
0.26
−0.39
0.08
−0.18
0.44
Intercostal muscle at the end of tidal expiration
−0.13
0.58
−0.16
0.49
0.16
0.48
Intercostal muscle ratio
−0.28
0.22
−0.47
0.03*
−0.54
0.01*
Thickness
Diaphragm at the end of tidal inspiration
−0.07
0.75
−0.06
0.80
0.22
0.34
Diaphragm at the end of tidal expiration
−0.27
0.23
−0.12
0.60
0.25
0.25
Diaphragm ratio
0.33
0.13
0.07
0.75
−0.03
0.91
Intercostal muscle at the end of tidal inspiration
−0.19
0.42
−0.07
0.78
0.11
0.63
Intercostal muscle at the end of tidal expiration
−0.08
0.74
−0.11
0.64
0.05
0.83
Intercostal muscle ratio
−0.04
0.86
0.14
0.56
0.07
0.76
M-mode
Diaphragm excursion
0.46
0.04*
0.52
0.02*
0.26
0.27
Diaphragm velocity
0.42
0.06
0.34
0.15
0.42
0.07
Notes.
SWE, shear wave elastography.
*statistically significant p < 0.05.
R, correlation coefficient; p, probability value; ratio, diaphragm at the end of tidal inspiration/diaphragm at the end of tidal expiration.
study relating the shear modulus, thickness, excursion, and velocity of the DA and ICs
with parameters of speed and aerobic endurance based on MSRT in adolescent football
players. This preliminary study has shown that US of RMs measurements (shear modulus,
thickness, excursion, velocity) corresponded to speed in adolescent athletes. Thus, our
initial hypothesis was partially confirmed because footballers with higher values of DA
shear modulus at the end of tidal inspiration obtained better results in the 10-m speed test.
Similarly, a higher DA and IC shear modulus ratio corresponded to a better speed score at
10 and 30 m, and a higher value of DA excursion and velocity was related to worse scores
during the speed test. In turn, our results rejected the hypothesis that RMs are related to
endurance in adolescent footballers.
Speed
Taking all the results together, our study shows that RM shear modulus during tidal
breathing may be partially related to the speed score in adolescent footballers. The shear
modulus value is related to passive muscle force (Koo & Hug, 2015) and can be used to
estimate changes in muscle force (Ate¸s et al., 2015). Chino et al. (2018) showed that DA
shear modulus is non-linearly related to inspiratory mouth pressure, increasing rapidly at
low inspiratory mouth pressure levels, but less rapidly as mouth pressure reaches higher
levels. It can therefore be stated that a higher value of the DA shear modulus indicates greater
inspiratory muscle strength. Another study confirmed that DA stiffness increases during
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Table 3
Relationship between ultrasound parameters and endurance test (multi-stage 20-m shuttle
run) results.
Total
VO2max
R
p
R
p
Shear modulus
Diaphragm at the end of tidal inspiration
−0.16
0.49
0.07
0.76
Diaphragm at the end of tidal expiration
−0.17
0.46
−0.05
0.83
Diaphragm ratio
0.03
0.88
0.18
0.42
Intercostal muscle at the end of tidal inspiration
0.03
0.90
0.33
0.15
Intercostal muscle at the end of tidal expiration
−0.05
0.84
0.17
0.47
Intercostal muscle ratio
0.18
0.43
0.32
0.16
Thickness
Diaphragm at the end of tidal inspiration
0.01
0.98
0.17
0.45
Diaphragm at the end of tidal expiration
0.10
0.66
0.29
0.18
Diaphragm ratio
−0.14
0.53
−0.12
0.59
Intercostal muscle at the end of tidal inspiration
0.20
0.40
0.36
0.11
Intercostal muscle at the end of tidal expiration
−0.01
0.97
0.10
0.66
Intercostal muscle ratio
0.16
0.48
0.25
0.27
M-mode
Diaphragm excursion
0.19
0.41
−0.03
0.91
Diaphragm velocity
0.20
0.41
0.17
0.49
Notes.
SWE, shear wave elastography; Total, total number of completed 20-m repetitions; VO2max, calculated VO2max (ml · kg−1 ·
min−1); R, correlation coefficient; p, probability value; ratio, diaphragm at the end of tidal inspiration/diaphragm at the
end of tidal expiration.
inspiration (Şendur et al., 2022). Our study shows that a stiffer (higher shear modulus
value) DA during tidal inspiration characterised athletes with a better score in the speed
test. This may indicate that a stiffer DA improves speed performance.
The DA shear modulus value is also related to transdiaphragmatic pressure (Bachasson
et al., 2018), which is considered the gold standard for DA examination (Ricoy et al., 2019).
Transdiaphragmatic pressure is the main measurement for determining DA strength
(Hamnegard et al., 1995) and is clinically relevant because it represents the actual force that
drives changes in lung volume and therefore ultimately alveolar ventilation (Bachasson
et al., 2018). Sprint running (up to 6 s/up to 40 m) is characterised by anaerobic effort
(Sanders et al., 2017). In our study, therefore, it can be assumed that the athletes had an
anaerobic effort at the 30-m distance, so they were running at apnoea. It has been suggested
that there is increased chest pressure during the initial phase of the speed test, which is
linked to the Valsalva test (Turban, 2010). The Valsalva manoeuvre initiates with deep
inhalation and DA downward movement (Talasz et al., 2012). Thus, the DA seems to be
the main muscle involved in the Valsalva manoeuvre. The increased DA shear modulus
during tidal breathing may predispose to a stronger DA contraction during the speed trial,
resulting in a better score in the initial phase of running.
At a distance of 30 m, the DA and IC shear modulus ratio seems to be more significant.
The ratio is calculated by dividing the shear modulus value at the peak of tidal inspiration
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by the shear modulus value at the peak of tidal expiration. In our study, the higher the DA
and IC shear modulus ratio, the better the speed test score. The ratio score is therefore
determined not only by the shear modulus value during inspiration but also during
expiration. This means that the best speed scores were achieved by athletes who had a
higher RM shear modulus value during tidal inspiration and simultaneously a lower RM
shear modulus value during tidal expiration. It may be that a better ability to relax the RMs
allows for their greater contraction. When a muscle lengthens, the muscle spindle located
inside the muscle is stretched, causing the muscle fibres to contract (Bhattacharyya, 2017).
In turn, the comparable correlation values between each of the RMs and speed is probably
due to the similar function of the DA and ICs. These muscles both affect chest movement
(Ratnovsky, Elad & Halpern, 2008), produce axial rotations of the thorax (Whitelaw et al.,
1992), and are important respiratory pump muscles (Han et al., 1993). Consequently, their
work must be coordinated (Han et al., 1993). In addition, although the DA is the main
RM, when the respiratory workload increases (high breathing efforts), the activity of ICs
plays an important role (Ratnovsky, Elad & Halpern, 2008).
In view of the previous considerations, it is difficult to explain why footballers
characterised by greater DA excursion and velocity during maximal inspiration had worse
running scores. It was assumed that the increased stiffness of the DA during tidal breathing
allowed greater stiffness of the DA during the Valsalva test because greater stiffness may
result in lower DA excursion and velocity. Unfortunately, there are no studies connecting
US assessment of RMs to speed in athletes, which greatly limits the interpretability of these
preliminary findings.
Endurance
Some studies have shown that exercises involving the RMs improve endurance by reducing
energy demand (Bahenský et al., 2021) and increase aerobic tolerance (Mackała et al.,
2020) in youth athletes. It has also been indicated that breathing technique can affect
endurance through reduced respiratory work and delayed RM fatigue (Bahenský et al.,
2021). This was the reason we hypothesised that endurance should be related to US of RMs
in our study. This was not confirmed, as there was no relationship between the endurance
and US parameters of RMs. In cited studies (Bahenský et al., 2021; Mackała et al., 2020),
RMs strength was measured indirectly by analysing maximal inspiratory and expiratory
pressure/forces. In the present study, for the first time, we have evaluated and related
RMs with endurance directly by analysing US measurements (shear modulus, thickness,
excursion, and velocity). An indirect method of assessing respiratory function is the result
of many factors (including airway obstruction, respiratory compliance, and RM strength)
that do not allow direct analysis of the RMs (Pałac & Linek, 2022). This may mean that the
improvement in endurance in athletes is a more complex phenomenon unrelated to an
exclusive change in RM morphology.
It is particularly surprising that there was no correlation between DA excursion and
aerobic endurance in the present study. DA excursion is related to exercise capacity
(Shiraishi et al., 2020) and can predict the improvement in exercise tolerance (Shiraishi
et al., 2020) in patients (especially with problems related to the respiratory system). DA
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excursion is related to pulmonary parameters like FVC, FEV1, and MIP, whereas DA
velocity is related to FVC, MIP, and MEP (Pałac & Linek, 2022). All of these spirometry
parameters are related to RM strength (Pałac & Linek, 2022). Thus, it was expected that
greater DA excursion would predispose to better endurance in examined football players.
Possibly in healthy people (and athletes who achieve higher performance in endurance
tests than the non-athlete population), the DA excursion is not as important in order
to improve endurance. An alternative explanation of the lack of correlation between DA
excursion and aerobic endurance may be the relatively similar endurance (training) level
of the footballers studied. However, there is a lack of scientific studies determining the
significance of DA excursion in athletes. Hence, the present study results are difficult to
interpret definitively.
Limitations
Due to the small sample size, this study is of a preliminary nature. The study group consisted
exclusively of football players from one team and age group, which may explain the high
homogeneity of the participants’ motor skills and US parameters. This, in turn, may have
influenced the narrow dispersion of the variables and, ultimately, the correlation values.
The results should not therefore be generalised to other sports. The participants were
included in the analysis regardless of their position; studies have shown that footballers’
profiles can vary according to where they play on the pitch (Oliva-Lozano et al., 2020).
US examinations were performed only in the supine position. Another limitation was the
collection of US measurements only during tidal breathing (except for excursion—maximal
inspiration and tidal expiration). It seems necessary to include US assessment of the RMs
during maximal respiratory efforts in future studies. For the purposes of this study, the
athletes’ endurance was indirectly determined. The MSRF is used as a test of aerobic
capacity (Voss & Sandercock, 2009). The beep test can be used as a health indicator in
children and adolescents (Mayorga-Vega et al., 2016), but it is a field test. Thus, the result
should not be interpreted as a direct measurement of cardiorespiratory fitness, only as an
estimation (Mayorga-Vega et al., 2016).
Strength and implications
To date, RMs have never been directly investigated in the context of their association with
athletes’ performance. Although this is a pilot study, we have shown for the first time
that some US parameters of the RMs may be related with motor skills (like speed in our
study). From this perspective, we have confirmed that such exploration is justified. US
provides an inexpensive and non-invasive tool for assessing RMs on wide populations. The
methodology used in this report to assess RMs is easy accessible and reliable. Thus, it seems
that the US of RMs in elite athletes is warranted in order to provide deeper insights into
the role of RMs in the context of different motor abilities. Previous studies have confirmed
the relationship between athletic performance and US parameters of lower-limb muscles
(Sarto et al., 2021). It is also worth noting that RMs (mainly DA) function itself is related to
pain sensation, stability, and balance. All these aspects are important in high-performance
sport.
Pałac et al. (2023), PeerJ, DOI 10.7717/peerj.15214
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CONCLUSIONS
Shear modulus of the RMs, DA excursion, and velocity are related to speed score in
adolescent football players. In the examined population, endurance parameters were not
related to any US parameters of RMs. The current state of knowledge does not allow us
to conclusively determine how important US parameters of RMs can be in predicting
performance parameters (for example endurance and speed) in young athletes. However,
the results of the present study point to the need for further research into the role of US
measurements of RMs in the development of motor skills.
ADDITIONAL INFORMATION AND DECLARATIONS
Funding
The study was fully funded by the Team of Biomedical Basis of Physiotherapy, The Jerzy
Kukuczka Academy of Physical Education in Katowice. The funders had no role in study
design, data collection and analysis, decision to publish, or preparation of the manuscript.
Grant Disclosures
The following grant information was disclosed by the authors:
The Team of Biomedical Basis of Physiotherapy, The Jerzy Kukuczka Academy of Physical
Education in Katowice.
Competing Interests
The authors declare there are no competing interests.
Author Contributions
• Małgorzata Pałac conceived and designed the experiments, performed the experiments,
analyzed the data, prepared figures and/or tables, authored or reviewed drafts of the
article, and approved the final draft.
• Damian Sikora performed the experiments, prepared figures and/or tables, authored or
reviewed drafts of the article, and approved the final draft.
• Tomasz Wolny performed the experiments, authored or reviewed drafts of the article,
and approved the final draft.
• Paweł Linek conceived and designed the experiments, performed the experiments,
analyzed the data, prepared figures and/or tables, authored or reviewed drafts of the
article, and approved the final draft.
Human Ethics
The following information was supplied relating to ethical approvals (i.e., approving body
and any reference numbers):
The study was approved by the Ethics Committee at the Jerzy Kukuczka Academy of
Physical Education in Katowice
Data Availability
The following information was supplied regarding data availability:
The raw data is available in the Supplementary File.
Pałac et al. (2023), PeerJ, DOI 10.7717/peerj.15214
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Supplemental Information
Supplemental information for this article can be found online at http://dx.doi.org/10.7717/
peerj.15214#supplemental-information.
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| Relationship between respiratory muscles ultrasound parameters and running tests performance in adolescent football players. A pilot study. | 04-17-2023 | Pałac, Małgorzata,Sikora, Damian,Wolny, Tomasz,Linek, Paweł | eng |
PMC9794057 |
1
S3 Table. List of candidate factors (n=120).
1. Training factors:
Endurance capacity
Maximal oxygen consumption
Economy of movement (=energy utilization)
Strength capacity
Power capacity
Speed capacity
Lactate threshold
Lung volume
Heart volume
Coordination capacity
Flexibility capacity
Agility capacity
Reaction time
Recovery speed
2. Metabolism factors:
Basal metabolism rate (=calories required to keep the body
functioning at rest)
Glycolysis capacity (=break down of glucose)
Mitochondrial biogenesis (=growth of pre-existing mitochondria)
Myoglobin storage capacity (=iron/ oxygen-binding protein)
Thermogenesis (=production of heat in the body)
Angiogenesis (=formation of new blood vessels)
Fat metabolism (break down of fat for energy)
Creatine kinase metabolism
Lactate dehydrogenase metabolism
Lactate buffering system (=regulation of lactate level)
3. Body factors:
Weight / BMI
Total fat mass
Regional fat mass
Subcutaneous adipose tissue (=fat under the skin)
Visceral adipose tissue (=fat around internal organs)
Lean mass (=mass of all organs except body fat including bones,
muscles, blood, skin)
Bone mineral density
Tendon stiffness
Number of red blood cells (=erythrocytes)
Muscle fibres - hypertrophy capacity (=muscle growth)
Muscle fibres - type 1 vs. type 2a/b (=slow vs. fast twitch fibres)
Muscle fibres - transformation capacity (type 1 vs. type 2)
Muscle fibres - contraction velocity capacity
2
4. Hormone metabolism:
Erythropoietin (EPO) level
Insulin-like growth factor-1 (IGF-1) level
Growth hormone level
Cortisol level
Epinephrine level
Norepinephrine level
Testosterone level
Dihydrotestosterone level
Oestradiol level
Dehydroepiandrosterone level
Ghrelin level
Progesterone level
Follicle-stimulating hormone level
Gonadocorticoids level
Human chorionic gonadotropin level
Gonadotropin-releasing hormone level
Thyroid hormones level
Androstenedione level
Anti-Müllerian hormone level
5. Nutrition metabolism:
Valine level
Leucine level
L-carnitine level
Carnosine level
Creatine level
Carbohydrate metabolism
Saturated fat metabolism
Unsaturated fat metabolism
Cholesterol level
Omega 3 level
Omega 6 level
Vitamin deficiencies
Vitamin A deficiency
Beta carotene deficiency
Vitamin B complex vitamins (B1-12) deficiency
Vitamin C deficiency
Vitamin D deficiency
Vitamin E deficiency
Vitamin K deficiency
Folic acid deficiency
Mineral deficiencies
Iron deficiency
Zinc deficiency
Magnesium deficiency
Selenium deficiency
Gluten intolerance
Lactose intolerance
Caffeine metabolism
Alcohol metabolism
Antioxidant level
3
Bicarbonate level
Cell hydration status
Electrolyte balance/ hydration status
Steroid metabolism
6. Immune system:
Detoxification process
Cytokine responses
Healing function of skeletal tissue
Healing function of soft tissue
Blood pressure regulation
7. Injuries:
Risk of left ventricular hypertrophy
Risk of metabolic myopathy
Risk of stress fractures
Risk of upper respiratory tract infections
Risk of non-functional overreaching
Risk of joint injuries
Risk of lumbar disk degeneration
Risk of inguinal hernia
8. Psychological factors:
Stress resistance
Motivation capacity
Resilience capacity
Concentration capacity
Emotion regulation
Pain sensitivity
Aggression regulation
Self-control
Self-confidence
Risk of eating disorders
Risk of addiction
Intro vs. extroverted personality
Ability to differentiate
9. Environmental factors:
Smoking behaviour
Alcohol usage
Sleep quality
Level of fatigue
Heat resistance capacity
Altitude training sensitivity
| Factors associated with high-level endurance performance: An expert consensus derived via the Delphi technique. | 12-27-2022 | Konopka, Magdalena J,Zeegers, Maurice P,Solberg, Paul A,Delhaije, Louis,Meeusen, Romain,Ruigrok, Geert,Rietjens, Gerard,Sperlich, Billy | eng |
PMC9388405 | Vol.:(0123456789)
Sports Medicine (2022) 52:2283–2295
https://doi.org/10.1007/s40279-022-01680-5
ORIGINAL RESEARCH ARTICLE
Decoupling of Internal and External Workload During a Marathon:
An Analysis of Durability in 82,303 Recreational Runners
Barry Smyth1 · Ed Maunder2 · Samuel Meyler3 · Ben Hunter3 · Daniel Muniz‑Pumares3
Accepted: 27 March 2022 / Published online: 5 May 2022
© The Author(s) 2022
Abstract
Aim This study characterised the decoupling of internal-to-external workload in marathon running and investigated whether
decoupling magnitude and onset could improve predictions of marathon performance.
Methods The decoupling of internal-to-external workload was calculated in 82,303 marathon runners (13,125 female). Inter-
nal workload was determined as a percentage of maximum heart rate, and external workload as speed relative to estimated
critical speed (CS). Decoupling magnitude (i.e., decoupling in the 35–40 km segment relative to the 5–10 km segment)
was classified as low (< 1.1), moderate (≥ 1.1 but < 1.2) or high (≥ 1.2). Decoupling onset was calculated when decoupling
exceeded 1.025.
Results The overall internal-to-external workload decoupling experienced was 1.16 ± 0.22, first detected 25.2 ± 9.9 km
into marathon running. The low decoupling group (34.5% of runners) completed the marathon at a faster relative speed
(88 ± 6% CS), had better marathon performance (217.3 ± 33.1 min), and first experienced decoupling later in the marathon
(33.4 ± 9.0 km) compared to those in the moderate (32.7% of runners, 86 ± 6% CS, 224.9 ± 31.7 min, and 22.6 ± 7.7 km),
and high decoupling groups (32.8% runners, 82 ± 7% CS, 238.5 ± 30.7 min, and 19.1 ± 6.8 km; all p < 0.01). Compared to
females, males’ decoupling magnitude was greater (1.17 ± 0.22 vs. 1.12 ± 0.16; p < 0.01) and occurred earlier (25.0 ± 9.8
vs. 26.3 ± 10.6 km; p < 0.01). Marathon performance was associated with the magnitude and onset of decoupling, and when
included in marathon performance models utilising CS and the curvature constant, prediction error was reduced from 6.45
to 5.16%.
Conclusion Durability characteristics, assessed as internal-to-external workload ratio, show considerable inter-individual
variability, and both its magnitude and onset are associated with marathon performance.
* Barry Smyth
[email protected]
Daniel Muniz-Pumares
[email protected]
1
Insight Centre for Data Analytics, School of Computer
Science, University College Dublin, Dublin, Ireland
2
Sports Performance Research Institute New Zealand,
Auckland University Technology, Auckland, New Zealand
3
School of Life and Medical Sciences, University
of Hertfordshire, Hatfield AL10 9AB, UK
2284
B. Smyth et al.
Key Points
The decoupling of internal-to-external workload ratio
can be used to quantify the ‘durability’ of endurance
athletes during long-duration exercise. We used the
decoupling of internal (i.e., heart rate) and external
(i.e., grade-adjusted speed) workloads, expressed as a
ratio indexed to the 5–10 km segment, to quantify the
‘durability’ of > 80,000 marathon runners. Specifically,
we assessed the relationship between the magnitude and
onset of this decoupling with marathon performance.
There was a large inter-individual variation in the magni-
tude and onset of decoupling. However, when classified
as low, moderate and high decoupling, athletes experi-
encing low decoupling had better marathon performance.
Moreover, models of marathon performance were
improved when both magnitude and onset decoupling are
included.
The data presented herein suggest that the decoupling of
internal-to-external workload ratio should be taken into
consideration during long-duration exercise, as it can
contribute to explain marathon performance.
1 Introduction
Marathon running has been the subject of considerable inter-
est in recent years, and it is generally accepted that multiple
factors can affect its performance [1–4]. For example, mod-
els explaining marathon performance have typically consid-
ered three physiological traits: the maximum oxygen uptake
( ̇VO2 max ), oxygen cost of movement (i.e., running economy),
and the fraction of ̇VO2 max that can be maintained for the
duration of the marathon [2, 5, 6]. Combined, these physi-
ological traits result in a ‘performance metabolic rate’, the
highest oxidative metabolic rate that can be sustained for the
marathon. Critical speed (CS) is the physiological thresh-
old delineating the heavy- and severe-intensity domains, and
therefore defines the point at which the maximal metabolic
steady-state (MMSS) can be attained, and exercise can be
supported mainly from oxidative metabolism [7–10]. It is
worth noting that several other terms or approaches have
been suggested to correspond with, or permit the approxi-
mation of, the MMSS including ventilatory or respiratory
thresholds, or thresholds derived from blood lactate concen-
tration, such as the maximal lactate steady state [8]. Indeed,
criticism of the CS model has been levelled as the concord-
ance of estimates with the MMSS can be dependent on the
methodology used [11, 12]. Since CS (and its analogous
critical power) demarcates the boundary between heavy and
severe exercise domains [8, 13, 14], and thus represents a
marker of the MMSS, it follows that CS shows a strong asso-
ciation with endurance performance—including marathon
performance [15, 16].
An interesting finding from studies investigating the abil-
ity of CS to predict marathon performance [15, 16] was that
faster athletes appear to complete the marathon at higher
speeds relative to their CS than slower athletes. Thus, elite
marathon runners with an average finishing time of ~ 2 h and
5 min could complete the marathon at ~ 96% of their CS.
However, well-trained athletes with an average time of ~ 2 h
and 30 min completed the marathon at ~ 93% CS, whereas
recreational athletes with an average marathon time of ~ 4 h
managed to complete the marathon at ~ 79% CS. A plausible
explanation of this apparently linear decrease in marathon
speed, relative to CS, with increasing marathon times is that
physiological attributes crucial in marathon performance,
reflected as the CS, represent the maximum ability of a fully
rested athlete, but such physiological attributes deteriorate
during prolonged exercise, such as a marathon. Clark et al.
[17, 18] recently reported that critical power, the cycling
equivalent of CS, decreased by ~ 10–15% following 2 h of
heavy exercise. Therefore, if a similar decrease in CS also
occurs with prolonged running, it is plausible that mara-
thon runners who start the marathon at speeds close to but
fractionally below their CS transition into severe intensity
exercise (above CS) during a marathon, even if the speed
is maintained constant throughout the race. It is plausible
that better athletes may be able to preserve physiological
traits, and thus maintain speeds closer to CS. Indeed, it has
recently been suggested that durability, defined as dete-
rioration in physiological characteristics over time during
prolonged exercise [19], should be taken into consideration
during physiological and performance profiling.
The aims of this study, therefore, were to (i) character-
ise the decoupling of internal-to-external workload during
a marathon in a large cohort of recreational runners; and
(ii) investigate whether the magnitude and time of onset
of the decoupling could predict marathon performance,
and whether taking into consideration the decoupling
improved predictions derived from CS alone. Further-
more, given recent reports highlighting the differences in
fatigability between males and females [20], which may
contribute to the observed sex differences in endurance
performance [20, 21], we report and compare decoupling
traits for male and female athletes separately. We hypoth-
esised that marathon runners with faster finishing times
would exhibit reduced decoupling of internal-to-external
workload ratio compared to runners with slower finishing
times. Specifically, we hypothesise that athletes exhib-
iting low decoupling and/or late onset in decoupling of
2285
Internal and External Workload Decoupling During Marathon Running
internal-to-external workload ratio will be able to per-
form closer to their CS. Therefore, we hypothesised that
by combining CS with estimations of the magnitude of the
decoupling of internal-to-external workload ratio, models
of marathon performance would be improved. Finally, we
hypothesised that the magnitude of decoupling would be
lower in female athletes compared to that observed in their
male counterparts.
2 Methods
2.1 Dataset
A large dataset of recreational runners was made available
to the authors by the running platform Strava® (Strava,
Inc., San Francisco, CA, USA) under limited research
license. The dataset contained anonymised data and, there-
fore, the ethics boards of all institutions (Auckland Univer-
sity of Technology, University College Dublin, and Uni-
versity of Hertfordshire) deemed the study exempt from
ethical approval. Athletes uploaded the data from training
sessions, collected through smartphones or other devices
(e.g., running pods), into the running platform. The dataset
consisted of time, location, distance, and elevation data
sampled at 100 m intervals. In addition, heart rate (HR)
was available from all training sessions. HR data was pro-
cessed in a similar way to running data, and thus aver-
aged at 100 m intervals. The characteristics of the dataset
used in the current study are provided in Table 1. There
were 82,303 runners (~ 16% female) included in this study,
for whom training data were available for the ~ 4 months
preceding a marathon. For all athletes, the dataset con-
tained at least one marathon race. In an attempt to identify
genuine marathons, we identified sessions that matched a
marathon distance (i.e., 42.2 km), but also contained mul-
tiple runners starting at the same time and location. This
approach provided a series of candidate marathon races
that were manually identified, so that genuine marathon
races were differentiated from ‘practice’ marathons.
2.2 Critical Speed and D′ Determination
Critical speed and D′, the curvature constant of the speed-
duration relationship that represents running capacity above
CS, were estimated from raw training data, as previously
described [15]. In brief, raw data from all training ses-
sions for each athlete were first converted to grade-adjusted
speed. This approach accounts for changes in elevation, for
instance when running uphill or downhill, and is described
in more detail elsewhere [15, 22]. The fastest grade-adjusted
speed observed in any training session for each athlete was
recorded for a range of distances (400, 800, 1500, 3000,
and 5000 m), and then used to construct the distance-time
relationship according to a linear model of distance and time
[23]. For each athlete, the slope of this line was considered
CS, and the intercept of the line the curvature constant, D′
[23].
2.3 Durability and Decoupling
Each marathon was divided into eight 5-km segments plus
the final 2 km of the race, and the decoupling of internal-
to-external workload ratio was calculated for each segment.
The internal workload was determined as a percentage of
maximum HR (HRmax). The HRmax for the cohort was given
as 178 ± 18 beats per min (bpm) and 187 ± 8 bpm using an
age-predicted calculation [24] and the highest HR recorded
in any training session, respectively. Therefore, HRmax was
defined as the highest HR recorded in any training session for
each runner. The external workload was determined as the
speed, relative to CS, during the recorded marathon. The first
(0–5 km) and last (40–42.2 km) segments of the race were
excluded to avoid possible artefacts caused by sudden changes
in pace in the first and last few kms of the race, respectively.
The decoupling observed in the last 5 km segment of the race
(35–40 km) was used to determine the overall magnitude of
the decoupling experienced by each athlete, and expressed
relative to the 5–10 km segment. Thus, a decoupling of 1.15
indicates that internal-to-external ratio (ratio between %HRmax
and %CS) was 15% greater in the 35–40 km segment com-
pared to that observed in the 5–10 km segment of the race. To
Table 1 Descriptive statistics of
the dataset
F female runners, M male runners, All all runners
F
M
All
Athletes (n)
13,125
69,178
82,303
Age (y)
37 ± 8
40 ± 26
39 ± 24
Finish time (min)
245.2 ± 29.6
223.3 ± 32.5
226.8 ± 33.1
Training sessions (n)
72 ± 33
70 ± 34
70 ± 34
Weeks (n)
18.2 ± 2.6
18.2 ± 2.5
18.2 ± 2.5
Training frequency (sessions·wk−1)
3.9 ± 1.6
3.8 ± 1.7
3.8 ± 1.7
Training volume (km·wk−1)
40.9 ± 15.74
43.0 ± 17.9
42.7 ± 17.6
2286
B. Smyth et al.
estimate the onset of decoupling, the race segment from which
decoupling remained consistently (i.e., for the remaining of the
race) above 1.025 was calculated for each athlete, focusing on
the race segments from 10 to 40 km. We converted this race
segment into an estimated distance by calculating the mid-
point of the segment. Thus, if a decoupling > 1.025 was first
detected in the 20–25 km segment of the marathon and sus-
tained to the 35–40 km segment, then the onset was assumed
to be at 22.5 km. The distance at which decoupling was first
observed was converted to time of onset using average running
speed. If a decoupling > 1.025 was not detected at all for a run-
ner, the onset was assumed to be their either 42.2 km or their
finish-time, as appropriate, to represent a runner completing
the marathon without decoupling.
2.4 Data Analysis
Athletes experiencing a decoupling < 1.1 in the last segment of
the race were classified as low decoupling, a decoupling ≥ 1.1
but < 1.2 was considered as moderate, and if the decoupling
was ≥ 1.2 it was deemed as high decoupling [19]. In order
to investigate whether decoupling experienced by an athlete
contributed to explain marathon performance, the correlation
between key decoupling characteristics (i.e., magnitude and
the onset of decoupling) and absolute (marathon time) and rel-
ative (marathon speed relative to CS) marathon performance
was determined. To calculate these correlations, athletes were
grouped based on their relative performance (in 5% bins, from
70% CS to 90% CS) and absolute performance (in 30 min bins,
from 150 to 270 min). Finally, a SciKit learn [Python (Python
Software Foundation, Wilmington, DA, USA)] implementa-
tion of a gradient boosting regressor [25] was used to predict
marathon performance based on CS and D′; this regressor was
configured to use n = 5,000 estimators and a learning rate of
0.005 [25]. This approach has already been shown to predict
performance with relative success (~ 7% error, Ref. [15]).
Therefore, the model was modified to consider CS and D′ as
well as durability traits, namely the magnitude and onset of
the decoupling. Mean values between sexes and decoupling
groups (low vs. moderate, moderate vs. high) were compared
with a Welch's t-test (which does not assume equal population
variance), and significance was accepted at p < 0.01. Cohen’s
d was used as a measure of effect-size, and interpreted as
very small (0.01), small (0.20), medium (0.50), large (0.80),
very large (1.20) and huge (2.00) [26]. Results are reported as
mean ± standard deviation.
3 Results
3.1 Marathon Performance and Critical Speed
The overall marathon performance and decoupling char-
acteristics of the athletes within the dataset are pre-
sented in Table 2. Overall, the marathon was completed
at 3.17 ± 0.47 m·s−1, and thus marathon time was ~ 3 h
and 47 min ± 33 min. The CS and D′, estimated from
raw training data corresponded to 3.72 ± 0.48 m·s−1 and
196 ± 90 m, respectively, and therefore the average mara-
thon speed corresponded to 85 ± 7% of CS. Male runners
had ~ 10% superior marathon performance and CS com-
pared to female runners (both p < 0.01), but females were
able to complete the marathon at speeds closer to their CS
(87 ± 6 vs. 85 ± 7% CS, respectively; p < 0.01, d = 0.23).
3.2 Internal‑to‑External Workload Decoupling
During Marathon Running
The average decoupling experienced in the 35–40 km seg-
ment was 1.16 ± 0.22. However, there was considerable
inter-individual variation. Out of 82,303 runners, 34.5%
(28,404 runners) exhibited low decoupling (decoupling < 1.1
in the 35–40 km segment), 32.7% (26,879 runners) moderate
decoupling (≥ 1.1 but < 1.2), and 32.8% (27,020 runners)
were classified as high decoupling (≥ 1.2). The time-course
of decoupling for the low, moderate, and high decoupling
groups over the course of a marathon is shown in Fig. 1.
The overall magnitude of decoupling was greater
for males compared to female runners (1.17 ± 0.22 vs.
1.12 ± 0.16; p < 0.01, d = 0.22). Male runners were relatively
evenly distributed in the low, moderate and high decoupling
groups (32.3%, 32.6% and 35.1%, respectively), whereas
their female counterparts were more frequently classified as
low and moderate decoupling compared to high decoupling
(46.1%, 33.2% and 20.7%, respectively).
The onset of decoupling, when runners first exhibited a
continuous decoupling > 1.025 sustained to the end of the
marathon, occurred after 25.2 ± 9.9 km. However, there
were differences for each decoupling group (Table 2),
whereby the onset of the decoupling occurred later in
the low decoupling group, compared to the moderate and
high decoupling groups. The onset of decoupling occurred
first in male runners, irrespective of the magnitude of
2287
Internal and External Workload Decoupling During Marathon Running
decoupling experienced (low, moderate or high), as shown
in Table 2. When the onset of decoupling was expressed
as time, males also experienced earlier decoupling com-
pared to female runners (147.3 ± 63.6 vs. 125.1 ± 51.6 min,
respectively; p < 0.01, d = 0.41). This held true for all
decoupling groups (low, moderate and high decoupling;
Table 2, Fig. 2).
Table 2 Marathon performance and decoupling characteristics in 83,303 recreational runners
ALL represents all athletes in the dataset, whereas F and M represent data from female and male athletes, respectively. The column ‘F v M’
shows whether there was a difference between male and females, where the symbol * depicted a significant difference (p < 0.01) and the corre-
sponding effect size
The subscripts a, b and c indicate whether a significant difference (p < 0.01) was observed between low vs. moderate decoupling, moderate vs.
high decoupling, and low vs. high decoupling, respectively. Decoupling magnitude represents the internal-to-external workload ratio in the
35–40 km segment, and is reported in arbitrary units (AUs)
ALL
F
M
M v F
Sig
d
Sig
D
Sig
d
Sig
d
Marathon time (min)
Low decoupling
217.3 ± 33.1
a
0.23
240.5 ± 29.9
a
0.22
211.1 ± 31.1
a
0.31
*
0.95
Moderate decoupling
224.9 ± 31.7
b
0.43
246.9 ± 28.9
b
0.21
220.7 ± 30.4
b
0.53
*
0.87
High decoupling
238.5 ± 30.7
c
0.66
252.9 ± 28.0
c
0.42
236.9 ± 30.6
c
0.84
*
0.53
All athletes
226.8 ± 33.1
245.2 ± 29.6
223.3 ± 32.5
*
0.68
Marathon speed (m·s−1)
Low decoupling
3.31 ± 0.50
a
0.26
2.97 ± 0.38
a
0.22
3.40 ± 0.49
1
0.33
*
0.92
Moderate decoupling
3.19 ± 0.45
b
0.44
2.89 ± 0.36
b
0.21
3.25 ± 0.45
2
0.53
*
0.83
High decoupling
3.00 ± 0.41
c
0.68
2.82 ± 0.34
c
0.42
3.02 ± 0.41
3
0.85
*
0.51
All athletes
3.17 ± 0.47
2.91 ± 0.37
3.22 ± 0.48
*
0.67
Critical speed (m·s−1)
Low decoupling
3.78 ± 0.51
a
0.14
3.39 ± 0.40
1
0.09
3.89 ± 0.48
1
0.23
*
1.10
Moderate decoupling
3.71 ± 0.47
b
0.11
3.35 ± 0.39
3.78 ± 0.45
2
0.19
*
0.98
High decoupling
3.67 ± 0.44
c
0.25
3.36 ± 0.38
3
0.08
3.70 ± 0.43
3
0.42
*
0.80
All athletes
3.72 ± 0.48
3.37 ± 0.39
3.79 ± 0.46
*
0.93
Marathon speed (/CS)
Low decoupling
0.88 ± 0.06
a
0.25
0.88 ± 0.06
a
0.24
0.88 ± 0.07
a
0.25
*
0.04
Moderate decoupling
0.86 ± 0.06
b
0.59
0.86 ± 0.06
b
0.36
0.86 ± 0.06
b
0.61
*
0.07
High decoupling
0.82 ± 0.07
c
0.84
0.84 ± 0.06
c
0.60
0.82 ± 0.07
c
0.85
*
0.34
All athletes
0.85 ± 0.07
0.87 ± 0.06
0.85 ± 0.07
*
0.23
Decoupling magnitude (AU)
Low decoupling
1.01 ± 0.18
a
1.00
1.02 ± 0.12
1
1.33
1.01 ± 0.2
1
0.95
Moderate decoupling
1.15 ± 0.03
b
1.07
1.14 ± 0.03
2
1.67
1.15 ± 0.03
2
1.03
*
0.11
High decoupling
1.33 ± 0.24
c
1.49
1.31 ± 0.16
3
2.18
1.33 ± 0.24
3
1.42
*
0.07
All athletes
1.16 ± 0.22
1.12 ± 0.16
1.17 ± 0.22
*
0.22
Decoupling onset (km)
Low decoupling
33.4 ± 9.0
a
1.32
32.9 ± 9.8
1
1.26
33.6 ± 8.7
a
1.35
*
0.25
Moderate decoupling
22.6 ± 7.3
b
0.49
21.7 ± 7.6
2
0.34
22.8 ± 7.2
b
0.52
*
0.15
High decoupling
19.1 ± 6.8
c
1.79
19.1 ± 7.3
3
1.01
19.2 ± 6.7
c
1.86
All athletes
25.2 ± 9.9
26.3 ± 10.6
25.0 ± 9.8
*
0.13
Decoupling onset (min)
Low decoupling
170.1 ± 53.8
a
1.15
185.1 ± 61.1
1
1.16
166.1 ± 50.9
a
1.14
*
0.36
Moderate decoupling
115.2 ± 40.7
b
0.43
121.0 ± 45.8
2
0.35
114.1 ± 39.6
b
0.43
*
0.17
High decoupling
98.4 ± 37.2
c
1.54
105.3 ± 42.4
3
1.43
97.6 ± 36.5
c
1.56
*
0.21
All athletes
128.6 ± 54.3
147.3 ± 63.6
125.1 ± 51.6
*
0.41
2288
B. Smyth et al.
3.3 Internal‑to‑External Workload Decoupling
and Marathon Performance
Both relative marathon performance (marathon speed
relative to CS) and absolute marathon performance (mar-
athon finish time) exhibited a strong association with the
magnitude of the decoupling. Athletes exhibiting lower
decoupling magnitude completed the marathon at a higher
percentage of CS (p < 0.01, R2 = − 0.97) and faster mara-
thon time (p < 0.01, R2 = 0.99, Fig. 3). Similarly, a strong
association was observed between the onset of decoupling
and marathon performance (Fig. 3), whereby athletes who
experienced decoupling early during the marathon were
able to complete the marathon at a higher fraction of their
CS (p < 0.01, R2 = 0.92), and had faster marathon times
(p < 0.01, R2 = − 0.99, Fig. 3a, b).
3.4 Prediction of Marathon Performance
Marathon performance was predicted with 6.45% error using
a model that included CS and D′. Incidentally, marathon
predictions based exclusively on CS presented with 6.62%
error. However, including either the magnitude of the decou-
pling in the 35–40 km segment or the decoupling onset time
reduced this error to 5.85% and 5.90%, respectively, which
corresponds to relative improvements of 9.3% or 8.5%,
respectively (see Fig. 4). When both magnitude and time of
onset are included (alongside CS and D′), prediction error
falls to 5.16%, which represents an overall improvement
of 20.00% compared to the model using CS and D′ only.
Overall, the prediction error was lower for female athletes
(p < 0.01), irrespective of the model used (Fig. 5).
4 Discussion
The primary aim of the present study was to explore the
durability characteristics of a large, heterogenous group of
recreational runners by calculating the decoupling of inter-
nal-to-external workload ratio during marathon running.
In addition, we investigated whether the overall magnitude
and onset of decoupling experienced by runners contributed
to marathon performance, and whether these results were
different in male and female runners. The main findings
Fig. 1 Time-course of the
decoupling of internal-to-
external workload for athletes
with low, moderate, and high
decoupling. Low, moderate and
high decoupling was defined as
athletes with a decoupling < 1.1,
between 1.1 and 1.2, and > 1.2
in the 35–40 km segments.
Decoupling is expressed relative
to the 5–10 km segment of the
marathon
Fig. 2 Estimated onset of decoupling during a marathon and decoupling type (low, moderate and high), for male (M) and female (F) runners.
The filled circles in the high decoupling indicate a male—female difference (p < 0.01)
2289
Internal and External Workload Decoupling During Marathon Running
were that athletes experienced a ~ 1.16 (~ 16%) decou-
pling between HR and speed in marathon running, which
started after 25.2 ± 9.9 km. However, there was large inter-
individual variability, and runners could be classified into
low, moderate and high decoupling groups. We found that
runners in the low decoupling group completed the race at
a higher percentage of their CS, with a faster overall time,
and had a later onset of decoupling. Moreover, whilst CS
and D′ were able to predict marathon performance, a model
that incorporates durability characteristics (i.e., magnitude
and onset of the decoupling) reduced the prediction error
by 20%. Female runners exhibited a better durability pro-
file, as the decoupling exhibited lower magnitude and later
onset than that observed in male runners. These findings
suggest that durability characteristics, such as its magnitude
and onset, should be taking into consideration in marathon
running because both parameters were associated with mar-
athon performance. Moreover, the results from this study
indicate that female runners experience less decoupling than
their male counterparts.
Fig. 3 The onset (distance and time) and the magnitude of the decou-
pling of internal-to-external workload ratio relative to marathon per-
formance, where marathon performance is calculated: a relative CS,
and b in absolute units (min). Estimated onset of the decoupling of
internal-to-external workload relative to marathon performance,
where marathon performance is calculated: c relative CS, and d in
absolute units (min). Filled markers indicate a significant difference
between male and female runners (p < 0.01) and a solid line between
two makers indicates a statistically significant difference between
consecutive pace bins (p < 0.01)
2290
B. Smyth et al.
4.1 Inter‑Individual Variation in Decoupling
Characteristics
The large sample of recreational marathon runners ana-
lysed in the current study experienced internal-to-external
workload decoupling of ~ 1.16, which indicates that the ratio
between internal workload (HR) and external workload
(grade-adjusted speed, relative to CS) increased by ~ 16%
throughout a marathon. However, there was considerable
inter-individual variability in the magnitude of decoupling.
Fig. 4 Error associated with predictions of marathon performance
derived from a CS and D’ only, b CS and D’ plus the magnitude of
the decoupling, and c CS and D’ plus the decoupling degree and time
to decoupling onset. The error is calculated as the mean absolute dif-
ference between the predicted finish-time and the actual finish-time
as a fraction of actual finish-time for each finish-time group and the
dotted lines show the mean error for male and females for all finish-
times. In (a) a filled marker indicates a difference between the corre-
sponding male and female means (p < 0.01), and a solid line between
two makers indicates a difference between relative pace segments
(p < 0.01). The overall R2 value for each finish-time is also shown
Fig. 5 Overall performance of different models based exclusively on CS and D′, as well as parameters related to the decoupling of the internal-
to-external workload ratio
2291
Internal and External Workload Decoupling During Marathon Running
Athletes were classified, based on the magnitude of the
decoupling observed in the last 5 km segment of the mara-
thon, as low, moderate and high decoupling, as previously
suggested [19]. Despite this being an arbitrary classification,
we found a remarkably even distribution, and each of the
three decoupling groups contained ~ 33% of athletes in the
sample. Such inter-individual variability in the magnitude of
decoupling supports consideration of durability in physio-
logical profiling and performance modelling, as resilience to
exercise-induced shifts in intensity domain transitions may
contribute to performance capabilities in the latter stages of
prolonged events [17–19].
Prolonged exercise, such as marathon running, neces-
sitates a physiological steady state, and thus is typically
performed at intensities close to, but below, CS [15, 16].
Exercise at intensities that exceed CS (or its cycling analo-
gous, critical power) results in an inexorable increase in the
concentration of muscle metabolites, such as hydrogen ions
and inorganic phosphate, until an intolerable threshold is
reached coinciding with the depletion of D′ and the attain-
ment of ̇VO2 max , which, ultimately, results in task failure
soon afterwards [9, 27, 28]. Alternatively, exercise may
be continued after the depletion of D′, but the intensity of
exercise must remain below CS [29]. Previous studies have
demonstrated that the power profile [30], CS [17, 18] and
endurance performance [31] decrease with prolonged, sub-
maximal exercise. Combined, the results from these studies
and the data presented herein suggest that it is inappropriate
to rely exclusively on physiological traits determined in fully
rested state athletes to predict endurance performance. It is
unlikely that such characteristics, determined at rest, remain
constant during prolonged exercise, or that they deteriorate
at a constant rate. Instead, athletes appear to exhibit different
abilities to preserve their physiological abilities during pro-
longed exercise. Thus, monitoring the durability of athletes
(e.g., by monitoring the decoupling of internal-to-external
workload) should be taken into consideration in physiologi-
cal profiling, when prescribing prolonged exercise or aiming
to predict endurance (e.g., marathon) performance.
4.2 Decoupling Characteristics and Marathon
Performance
Previous studies have shown that CS is a strong predictor of
marathon performance, with elite marathon runners’ best
performances completed at 96% CS [16], and faster rec-
reational marathon runners also completing marathons at
speeds close to (> 90%), but below, CS [15]. In the present
study, athletes in the low decoupling group were able sus-
tain a higher fraction of their CS throughout the marathon,
which also occurred later in the marathon. The results from
the present study demonstrate that marathon runners who
exhibited superior durability (i.e., had low decoupling) were
also able to run closer to their CS, and also able to complete
the marathon faster.
The onset of decoupling was estimated to occur when
a decoupling of at least 1.025 was first detected. This is,
again, an arbitrary threshold representing a 2.5% increase
in internal-to-external workload ratio. However, we found
that this approach of detecting the onset of decoupling
was also associated with marathon performance (Fig. 3).
Athletes exhibiting low decoupling were able to complete
a further ~ 14 km of the marathon without signs of physi-
ological deterioration (Table 2). Moreover, when the onset
of decoupling was expressed as time, overall results indicate
that decoupling is first observed ~ 128 min into the race (see
Table 2). Clark et al. [17] reported that a decrease in critical
power was observed following 2 h of cycling at moderate
intensities, but not after 80 min. In the present study, how-
ever, the onset of decoupling was detected ~ 80 min later
in the low decoupling groups compared to the low decou-
pling group (~ 105 vs. 185 min, see Table 2). Overall, this
study shows that both magnitude of decoupling and onset of
decoupling, expressed as distance covered or time elapsed
before it was first detected, were associated with marathon
performance.
Critical speed denotes the highest sustainable oxidative
metabolic rate, and thus is strongly associated with endur-
ance performance. Indeed, previous studies have shown that
marathon performance can be predicted with ~ 7% error
using models derived from CS [15]. Similarly, in the pre-
sent study marathon performance was predicted with 6.45%
error using a model that included CS and D′. The addition
of durability traits to this model, namely its magnitude and
onset, reduced the prediction error to 5.16%, a 20% improve-
ment in accuracy. Therefore, the data presented in the cur-
rent study support that models aiming to predict marathon
performance, and more generally models of endurance per-
formance, should take into consideration the durability of
physiological traits.
4.3 Mechanisms Underpinning Decoupling
There are several factors that can explain the decoupling
of internal-to-external workload decoupling. The mecha-
nisms explaining the inter-individual variability in durabil-
ity characteristics may be related to skeletal muscle fibre
type characteristics given type I fibres are more resilient to
exercise-induced loss of mechanical efficiency [32]. There-
fore, the muscle metabolic cost of producing a given running
speed may be better maintained during marathon running
in athletes with a greater proportion of type I fibres, and
therefore reduced decoupling between internal and exter-
nal work as the race progresses. Similarly, the availability
of proteins involved in management of cellular stress, such
as the heat shock proteins [33], may promote durability
2292
B. Smyth et al.
characteristics by improving the capacity to manage the cel-
lular stress generated during prolonged exercise [34]. Dura-
bility characteristics may also be related to mitochondrial
protein content, as a larger mitochondrial pool may spread
the oxidative burden of demanding exercise and therefore
reduce mitochondrial damage at the level of the individual
mitochondrion during prolonged exercise. These physiologi-
cal mechanisms remain speculative and warrant attention
from laboratory-based investigations of the determinants of
durability characteristics.
Further to purely physiological mechanisms, it could be
postulated that runners with greater durability are able to
preserve a more economical pattern of running through-
out the marathon. The greatest sustainable running speed
is strongly mediated by running economy (e.g., references
[1, 5]). However, the O2 cost of running has been shown
to increase concomitantly over increased distances [35].
Elevated levels of markers of muscular fatigue and skeletal
muscle damage can interfere with contractile mechanisms
through inhibitory effects on α-motoneurons by activating
fatigue-sensitive afferent fibres [36]. Consequently, dur-
ing periods of prolonged running the force output during
the push off phase has been shown to be reduced. Indeed,
running induced fatigue has been shown to alter kinemat-
ics [37], kinetics [38], as well as stride dynamics [39, 40].
Resultant compensatory alterations in gait pattern to main-
tain running speed may result in an upward drift in ̇VO2 , and
an increase in internal workload at a given running speed.
However, compensatory movement patterns observed along-
side and increase in ̇VO2 have been shown to be highly vari-
able between runners [41]. Furthermore, it is important to
acknowledge the extent of muscular fatigue will be depend-
ent on the intensity domain in which exercise is performed.
Therefore, further investigations are warranted to elucidate
whether diminished running economy is a cause or a conse-
quence of durability characteristics.
Decoupling was quantified as the internal-to-external
ratio [19], and therefore decoupling could represent an
increase in internal workload (i.e., HR), decrease in exter-
nal workload (i.e., speed), or both. In the current dataset,
speed fell following the onset of decoupling by 11.3%, whilst
the HR remained constant throughout the marathon, and
only increased by 1.6% (or ~ 2 bpm) since decoupling was
first detected. These data suggest that during a marathon, a
‘mirror image’ of the slow component was present, whereby
workload has to be decreased in order to maintain a constant
̇VO2 [42] or HR [43] during prolonged, submaximal exer-
cise. Therefore, factors typically associated with the slow
component (e.g., mainly metabolic requirements of fatiguing
muscle fibres and additional recruitment of motor units with
lower efficiency, see [44] for a review) may also have con-
tributed to the observed decoupling of internal-to-external
workload ratio.
4.4 Female Runners Exhibit Less Decoupling
The results of the present study demonstrate that females
displayed a lower magnitude and later onset of decoupling
than males (Fig. 2, Table 1). Moreover, there were over
twice as many female athletes classified as low decoupling
than high decoupling. Previous studies have shown that
physiological thresholds that demarcate the exercise inten-
sity domains are typically positioned at a higher percentage
of ̇VO2 max in females [45]. The data from the current study
indicate that, in addition, female runners can also preserve
their physiological characteristics better than males, as
demonstrated by the low decoupling. Females demonstrate
a greater proportional area of type I fibres, greater capillary-
to-fibre ratio, greater volumes and densities of mitochon-
dria, superior rates of oxidative enzyme activity [46, 47],
have greater reliance on fat metabolism than males [48], and
may thus be better protected from glycogen depletion. As a
result, females may preserve muscular contractile function
through better maintenance of glycogen [49], and propensity
for greater proportion of fatigue resistance of type I fibres
[46, 47]. Combined, whilst males will typically demonstrate
a higher CS and better overall marathon performance, these
factors may help explain why females were able to complete
the marathon at a greater percentage of CS than males and
did so whilst experiencing less decoupling.
4.5 Limitations and Future Research Directions
For this study, we relied on a large dataset of recreational
runners. Using such a large dataset allowed the explora-
tion of decoupling characteristics during the marathon, and
offers an insight as to whether the internal-to-external work-
load experienced during prolonged exercise contributes to
explain marathon performance. However, when utilising this
approach to use raw training data to calculate CS, it was not
possible to verify if participants have performed a maxi-
mal effort, for example, checking whether ̇VO2 max has been
attained during constant work rate trials [19]. Nonetheless,
it is worth noting that this approach has previously been
used to estimate CS with a low standard error of estimate
(~ 8%) and to successfully predict marathon performance
[15]. Data was used for ~ 4 months prior to a marathon event,
and so it is likely that some activities included in the data
set corresponded to maximal efforts through shorter races
(e.g., 5 km) or higher intensity training sessions. Moreover,
it has been demonstrated that extraction of data from training
results in a high level of agreement with laboratory-based
testing when estimating critical power, with low prediction
errors (< 5%) [50]. Future research may wish to identify
means of verifying maximal efforts to improve CS estimates
from training data. It is also worth noting that the CS is
an estimation of the upper boundary of the heavy intensity
2293
Internal and External Workload Decoupling During Marathon Running
domain, and it was not possible to verify whether this rep-
resented the MMSS in the current study. It has been sug-
gested that the CS may overestimate the MMSS relative to
other methods and is highly dependent on the protocol used
[11, 12]. However, the CS has been shown to closely repre-
sent the MMSS [14], and is widely regarded as an accurate
tool to estimate of the heavy-severe domain transition [8,
13]. Furthermore, other methods used to approximate the
heavy-severe boundary, for example, ventilatory thresholds,
maximal lactate steady state, etc., were not permissible using
the current approach.
To quantify internal workload, we used HR data, and it
should be acknowledged that HR is likely to exhibit some-
what different kinetics to that of ̇VO2 during prolonged exer-
cise [43, 51]. Moreover, prolonged exercise can result in
fluid loss due to excessive sweating and inadequate fluid
replacement, particularly in hot environments. This imposes
an additional cardiac strain, which results in a cardiovascu-
lar drift (i.e., increased HR, with concomitant reductions
in ̇VO2 max [52]). Environmental conditions were not taken
into consideration for the current analysis, but it is plausi-
ble that the decoupling of internal-to-external workload is
increased in hot environments. Moreover, males and females
may not be equally affected by exercise-induced dehydra-
tion [53]. A question that remains unanswered and warrants
further investigation is whether durability traits are sensitive
to training adaptations. We would also encourage further
research to investigate whether training characteristics, such
as training volume, intensity, or the distribution of training
load, can influence durability. Nonetheless, the findings from
the current study would suggest that training may be able to
reduce the decoupling of the internal-to-external workload
ratio.
5 Conclusions
The internal-to-external ratio during a marathon was ~ 1.16,
which represents a 16% increase in internal-to-exter-
nal ratio over the course of the marathon, and was first
detected ~ 25 km into the marathon. However, there was a
large inter-individual variation in both the absolute mag-
nitude of the decoupling and its onset. Importantly, both
decoupling magnitude and onset were associated with
performance, and the inclusion of these durability traits
increased the precision of models of marathon performance
by ~ 20% compared to those relying exclusively on CS and
D′. Females had, overall, a better durability profile, as they
exhibited lower decoupling in internal-to-external ratio. The
data presented herein, therefore, suggest that appreciation of
inter-individual differences in athlete durability may help
improve understanding of an individual athlete’s perfor-
mance capabilities in marathon running.
Declarations
Funding Open Access funding provided by the IReL Consortium. The
authors received no other funding for this work.
Conflicts of interest Authors BS, EM, SM, BH and DM-P declare that
they have no conflicting interests.
Availability of data The data supporting the findings of the current
study are provided by Strava® under a limited research license. The data
are thus not publicly available. Requests to access these data should
be directed to Strava®.
Code availability The code used to analyse the data is available upon
reasonable request to Prof. Barry Smyth ([email protected]).
Ethics approval The ethics boards of Auckland University of Technol-
ogy, University College Dublin, and University of Hertfordshire waived
the requirement for ethical approval for the current study.
Consent An anonymised dataset from Strava® users was provided to
the authors under a limited research license. No new data were gener-
ated.
Authors’ contributions BS, EM, SM, BH and DM-P designed the
study. BS analysed the data and constructed the figures. BS, EM, SM,
BH and DM-P interpretated the results, prepared and edited the manu-
script, and approved the final version of the manuscript.
Open Access This article is licensed under a Creative Commons Attri-
bution 4.0 International License, which permits use, sharing, adapta-
tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article's Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article's Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visithttp:// creat iveco mmons. org/ licen ses/ by/4. 0/.
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| Decoupling of Internal and External Workload During a Marathon: An Analysis of Durability in 82,303 Recreational Runners. | 05-05-2022 | Smyth, Barry,Maunder, Ed,Meyler, Samuel,Hunter, Ben,Muniz-Pumares, Daniel | eng |
PMC9268557 | Citation: Motevalli, M.; Wagner,
K.-H.; Leitzmann, C.; Tanous, D.;
Wirnitzer, G.; Knechtle, B.; Wirnitzer,
K. Female Endurance Runners Have
a Healthier Diet than Males—Results
from the NURMI Study (Step 2).
Nutrients 2022, 14, 2590. https://
doi.org/10.3390/nu14132590
Academic Editor: Paul J. Arciero
Received: 19 May 2022
Accepted: 21 June 2022
Published: 22 June 2022
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nutrients
Article
Female Endurance Runners Have a Healthier Diet than
Males—Results from the NURMI Study (Step 2)
Mohamad Motevalli 1,2
, Karl-Heinz Wagner 3
, Claus Leitzmann 4, Derrick Tanous 1,2
, Gerold Wirnitzer 5,
Beat Knechtle 6,7
and Katharina Wirnitzer 1,2,8,*
1
Department of Sport Science, Leopold-Franzens University of Innsbruck, 6020 Innsbruck, Austria;
[email protected] (M.M.); [email protected] (D.T.)
2
Department of Subject Didactics and Educational Research and Development, University College of Teacher
Education Tyrol, 6010 Innsbruck, Austria
3
Department of Nutritional Sciences, University of Vienna, 1090 Vienna, Austria;
[email protected]
4
Institute of Nutrition, University of Gießen, 35390 Gießen, Germany; [email protected]
5
AdventureV & Change2V, 6135 Stans, Austria; [email protected]
6
Institute of Primary Care, University of Zurich, 8091 Zurich, Switzerland; [email protected]
7
Medbase St. Gallen Am Vadianplatz, 9001 St. Gallen, Switzerland
8
Research Center Medical Humanities, Leopold-Franzens University of Innsbruck, 6020 Innsbruck, Austria
*
Correspondence: [email protected]; Tel.: +43-(650)-5901794
Abstract: Sex has been recognized to be an important indicator of physiological, psychological, and
nutritional characteristics among endurance athletes. However, there are limited data addressing
sex-based differences in dietary behaviors of distance runners. The aim of the present study is to
explore the sex-specific differences in dietary intake of female and male distance runners competing
at >10-km distances. From the initial number of 317 participants, 211 endurance runners (121 fe-
males and 90 males) were selected as the final sample after a multi-level data clearance. Participants
were classified to race distance (10-km, half-marathon, marathon/ultra-marathon) and type of diet
(omnivorous, vegetarian, vegan) subgroups. An online survey was conducted to collect data on
sociodemographic information and dietary intake (using a comprehensive food frequency question-
naire with 53 food groups categorized in 14 basic and three umbrella food clusters). Compared to
male runners, female runners had a significantly greater intake in four food clusters, including “beans
and seeds”, “fruit and vegetables”, “dairy alternatives”, and “water”. Males reported higher intakes
of seven food clusters, including “meat”, “fish”, “eggs”, “oils”, “grains”, “alcohol”, and “processed
foods”. Generally, it can be suggested that female runners have a tendency to consume healthier foods
than males. The predominance of females with healthy dietary behavior can be potentially linked to
the well-known differences between females and males in health attitudes and lifestyle patterns.
Keywords: sex; gender; nutrition; dietary assessment; food frequency; protein; fruit; vegetables;
distance running; half-marathon; marathon
1. Introduction
The importance of sex-related comparison in sports nutrition topics has been widely
discussed over the past decade [1]. It is well-established that the nutritional requirements
of athletes are potentially affected by physical and physiological differences between
males and females [2,3]. These sex-based differences seem to be more predominant in
ultra-endurance athletes who are recommended to pay superior attention to their specific
nutritional needs due to the prolonged training/racing activities [4,5].
Sex differences in endurance performance are not limited to the menstrual cycle that
causes unfavorable effects on training procedures in female athletes (mainly due to the asso-
ciated challenges and anemia rather than hormonal fluctuations) [6,7]. Evidence shows that
Nutrients 2022, 14, 2590. https://doi.org/10.3390/nu14132590
https://www.mdpi.com/journal/nutrients
Nutrients 2022, 14, 2590
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females have a lower oxygen-carrying capacity (due to fewer erythrocytes and hemoglobin
levels) than males, which can affect their endurance performance negatively [8]. In addition,
females are more susceptible to developing thyroid disorders compared to males [9] result-
ing in performance-limiting outcomes, including fatigue [10]. However, males seem to be
more prone to cardiovascular abnormalities as it has been shown that cardiac death and
coronary heart disease are more prevalent in males than females [11,12], which increases
the likelihood of unfavorable health- and performance-related consequences. Considering
the fact that male athletes are characterized as being more influenced by risky behaviors
such as performance-enhancing substance abuse [13,14], their cardiovascular health is of
greater concern. Research indicates that in muscle metabolism pathways during endurance
activities, females have a higher capacity to utilize muscle lipids as fuel, and males rely
more on muscle and liver glycogen resources [15,16]. To achieve an optimal level of en-
durance performance, however, females may need further training adaptations compared
to males [17,18] due to the basic sex-specific physical differences (e.g., body mass, muscle
mass, and fat mass) [6,19].
Nutritional requirements and patterns may also be affected by sex, whether dependent
or independent of the mentioned physical and physiological differences between males
and females. It has been shown that female athletes have a greater prevalence of uninten-
tional caloric imbalance than males in order to reach and maintain the appropriate body
composition required for an optimized level of endurance performance [6,18,19]. Females
have also been reported to be generally more health conscious than males, which also
can be associated with their attitudes towards food choice, including a greater intake of
fruits, vegetables, and whole foods [20]. In contrast, it has been shown that males are more
motivated to increase physical activity in their daily routines rather than modifying their
nutritional habits [21]. Generally, the various health- and lifestyle-related beliefs between
females and males have been predicted to be responsible for up to 50% of sex-specific
dietary choices [20].
Dietary assessment is a crucial part of sports nutrition practice, which helps identify
nutritional inadequacy (that commonly occurs following restrictive diets) and optimize
dietary strategies for improving performance and health. Nutritional concerns, particu-
larly energy deficiency, are more critical in both male and female long-distance runners
compared to those who run in shorter races [18,22]. Likewise, nutritional requirements are
positively associated with increasing intensity, duration, and frequency of running/training
sessions [18,23]. Data show that typical daily foods may not fulfill the nutritional needs
of endurance runners to support their physiological requirements [22,24]. This concern
is more serious for endurance athletes who follow unbalanced and/or inappropriately-
planned diets, which has been shown to occur in all diet types (e.g., omnivorous or plant-
based diets) [25–27]. It has been reported that even ultra-endurance events can be com-
pleted successfully without any health-related consequences by athletes who consume only
plant-based foods [28,29]. This finding supports that by following the well-recognized
dietary guidelines, appropriately planned plant-based diets can maintain the health of
long-distance runners [28,29].
Regardless of the well-established sex differences in physical, physiological, and
nutritional characteristics of general populations [30], there is limited evidence comparing
dietary intake between male and female endurance athletes, particularly distance runners.
Despite the advancement of knowledge in illustrating sex-based differences, the majority
of sports nutrition topics have a paucity of female-specific examinations, resulting in the
misapplication of many scientific conclusions for female athletes [31]. Available studies
regarding the nutrient requirements of endurance athletes [32–34] are not consistent in
covering all sex-based differences, or they did not distinguish race distance and diet type
of female and male endurance runners [35,36]. Therefore, the present study was conducted
to investigate and compare the dietary intake of female and male distance runners across
different subgroups of diet type and race distance. It was hypothesized that female runners
have a dietary intake more advantageous to health.
Nutrients 2022, 14, 2590
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2. Materials and Methods
2.1. Study Design and Ethical Approval
The present study is a part of the Nutrition and Running High Mileage (NURMI) Study
Step 2. The study protocol [37] was approved by the ethics board of St. Gallen, Switzerland
(EKSG 14/145; 6 May 2015) with the trial registration number ISRCTN73074080. The
methods of the “NURMI Study Step 2” have been previously described in detail [38,39].
2.2. Participants and Experimental Approach
Endurance runners were mainly recruited from Austria, Germany, and Switzerland
and were contacted via social media, websites of organizers of marathon events, online
running communities, email lists, and runners’ magazines, as well as via additional/other
multi-channel recruitments and through personal contacts. Participants were asked to com-
plete an online survey within the “NURMI Study Step 2”, which was available in German
and English (https://www.nurmi-study.com/en (accessed on 10 May 2022)). Participants
were provided with a written description of the procedures and gave their informed consent
before completing the questionnaire. The following inclusion criteria were initially required
for successful participation in the “NURMI Study Step 2”: (1) written informed consent;
(2) at least 18 years of age; (3) questionnaire Step 2 completed; (4) successful participation
in a running event of at least half-marathon distance in the past two years.
Female and male participants were further categorized according to race distance and
kind of diet. Race distance subgroups were half-marathon and (ultra-)marathon (data were
pooled since the marathon distance is included in an ultra-marathon); the shortest and
longest ultra-marathon distances reported were 50 km and 160 km, respectively. However,
a total number of 74 runners who completed the 10-km distance, but had not successfully
participated in either a half-marathon or a marathon, also provided accurate and useable
answers similar to runners competing over half-marathon or higher. In order to avoid an
irreversible loss of these valuable data sets, those who met the inclusion criteria (1) to (3)
were kept as additional race distance subgroup. Dietary subgroups were omnivorous (or
Western diet, with no restriction on any food items), vegetarian (devoid of all flesh foods,
including fish and shellfish, but including eggs and/or dairy products), and vegan diet
(devoid of all foods from animal sources, including honey) [40,41] with a minimum of
6-month adherence to the self-reported diet types.
2.3. Data Clearance
From the initial number of 317 endurance runners, a total of 106 participants were
excluded from the data analysis. Of these, 46 participants did not meet the basic inclusion
criteria. In order to control for a minimal status of health linked to a minimum level
of fitness and to further enhance the reliability of data sets, the Body Mass Index (BMI)
approach following the World Health Organization (WHO) standards [42,43] was applied.
On this basis, one participant with a BMI ≥ 30 kg/m2 was excluded from the data analysis
since first other health-protective and/or weight loss strategies other than running are
necessary to safely reduce body weight. Further, as a result of the specific exclusion criteria
for the present study, an additional number of 25 runners were identified and excluded
for consuming ≤50% carbohydrates of their total dietary intake (which is lower than the
minimum level recommended for maintaining a health-performance association [25,44,45]).
Moreover, 34 participants with conflicting statements on water intake (e.g., stated never
drinking water) were excluded from the analysis to avoid conflicting data on dietary
intake [44]. In addition, a total of 24 runners (11%) had to be shifted to other dietary
subgroups: 4 vegan runners: respectively 2 to omnivores and 2 to vegetarian samples;
and 20 (9%) vegetarian runners had to be shifted to the omnivores subsample. However,
89% (n = 187) of the recreational runners correctly assessed their kind of diet. As the final
sample, 211 runners (121 women and 90 men) with complete data sets were included for
statistical analysis. Figure 1 shows the participants’ enrollment and classifications within
the present study.
Nutrients 2022, 14, 2590
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subgroups: 4 vegan runners: respectively 2 to omnivores and 2 to vegetarian samples; and
20 (9%) vegetarian runners had to be shifted to the omnivores subsample. However, 89%
(n = 187) of the recreational runners correctly assessed their kind of diet. As the final sam-
ple, 211 runners (121 women and 90 men) with complete data sets were included for sta-
tistical analysis. Figure 1 shows the participants’ enrollment and classifications within the
present study.
Figure 1. Participants’ enrollment and classifications by sex.
2.4. Measures and Statistical Modelling
Based on the food frequency questionnaire (FFQ) of the “German Health Interview
and Examination Survey for Adults (DEGS)” (DEGS-FFQ; with friendly permission of the
Robert Koch Institute, Berlin, Germany) [46,47], participants were asked to report their
regular food intake based on the consumption frequency (single-choice out of 11 options
ranging from “never” to “5 times a day”) and quantity of a broad variety of specific die-
tary items (single-choice from various options depending on the food group) particularly
in the past four weeks, including meals eaten while out, i.e., in restaurants, canteens, at
friends’ houses, etc.
Based on the 53 food groups of the DEGS-FFQ and following the Nova classification
system of the Food and Agriculture Organization (FAO, Rome, Italy) [48–51], subgroups
of foods were categorized with the corresponding questions pooled for a total of 17 food
clusters in order to perform quantitative and qualitative data analyses (Table 1). Self-re-
ported data, including sociodemographic information, motive(s) for diet type adherence,
and pooled food frequency, were linked to sex-based groups.
Figure 1. Participants’ enrollment and classifications by sex.
2.4. Measures and Statistical Modelling
Based on the food frequency questionnaire (FFQ) of the “German Health Interview
and Examination Survey for Adults (DEGS)” (DEGS-FFQ; with friendly permission of the
Robert Koch Institute, Berlin, Germany) [46,47], participants were asked to report their
regular food intake based on the consumption frequency (single-choice out of 11 options
ranging from “never” to “5 times a day”) and quantity of a broad variety of specific dietary
items (single-choice from various options depending on the food group) particularly in the
past four weeks, including meals eaten while out, i.e., in restaurants, canteens, at friends’
houses, etc.
Based on the 53 food groups of the DEGS-FFQ and following the Nova classification
system of the Food and Agriculture Organization (FAO, Rome, Italy) [48–51], subgroups
of foods were categorized with the corresponding questions pooled for a total of 17 food
clusters in order to perform quantitative and qualitative data analyses (Table 1). Self-
reported data, including sociodemographic information, motive(s) for diet type adherence,
and pooled food frequency, were linked to sex-based groups.
Nutrients 2022, 14, 2590
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Table 1. Modeling of the Clusters for Food Frequency (Basic Nutrition and Consumption Cluster 1 to
14; Umbrella Cluster for Preparation Cluster 15 to 17).
Basic Food Clusters
Cluster 1
Grains
a—grains
b—whole grains
cornflakes; white bread; white pasta
muesli; wholegrain; mixed bread; wholegrain pasta; wholegrain
rice; other grains
Cluster 2
Legumes, nuts, and pulses
pulses; nuts and seeds; legumes
Cluster 3
Fruit and vegetables
vegetable juice; fruit; vegetables
Cluster 4
Dairy products
milk; cheese; yoghurt
Cluster 5
Dairy alternatives
milk alternatives
Cluster 6
Meat
a—meat
b—processed meat
chicken; beef; pork; deer
fried nuggets; hamburger; sausage; kebab; pork; processed meat
Cluster 7
Meat alternatives
tofu; seitan; tempeh; etc.
Cluster 8
Fish, shellfish, and seafood
Cluster 9
Eggs
Cluster 10
Oils and spreads
butter; margarine; oils
Cluster 11
Sweets and snacks
sweets; snacks; salty snacks
Cluster 12
Water and unsweetened tea
Cluster 13
Beverages
Cluster 14
Alcohol
Preparation/Umbrella Clusters
Cluster 15
Protein
a—plant protein
b—animal protein
legumes and beans; vegetables; grains (couscous, quinoa); dairy
alternatives (e.g., soy products); meat alternatives
dairy products; eggs; meat and processed meat products; fish,
seafood, and shellfish
Cluster 16
(Ultra-)processed foods
and free/added sugar
sugary carbonated drinks; kcal reduced/artificially sweetened
drinks; fruit juice; free sugar in tea; free sugar in coffee; cereals;
sweet and savory spreads; margarine; pasta; sweets, cakes, and
biscuits; salty snacks, butter; processed meat; processed
plant products
Cluster 17
Free/added sugar
Sweet spread; sugary carbonated drinks; fruit juice; free sugar
in tea; free sugar in coffee; cereals; sweets, cakes, and biscuits
2.5. Statistical Analysis
The statistical software R version 4.1.1 (10 August 2021) Core Team 2018 (R Foundation
for Statistical Computing, Vienna, Austria) was used to perform all statistical analyses.
Exploratory analysis was done by descriptive statistics: mean values and standard deviation
(SD), median and interquartile range (IQR). Chi-square tests (χ2, nominal scale) were
conducted to examine the association of sex with nationality, marital status, academic
qualification, diet type, race distance, and dietary motives. Kruskal–Wallis tests (ordinal
and metric scale) were approximated by using the t or F distributions or using ordinary
least squares and standard errors (SE) with R2 to test the association of sex with age, body
weight, height, and BMI. Food cluster as the latent variable was derived by 53 manifest
parameters (assessing how often and how much consumption of specific dietary items). In
order to scale the food consumption displayed by measures, items, and clusters, a heuristic
index (as a new composite variable) ranging from 0 to 100 was defined (equivalence in all
items; FFQ was calculated by multiplying the reports of both questions, and dividing by
Nutrients 2022, 14, 2590
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the maximum then). A linear regression model was used to examine significant differences
in the intake of specific food clusters by sex and age. The assumptions of the regression
analysis have been verified by inspection of graphs of residuals. Differences in respective
food clusters between females and males are displayed as effect plots (95% confidence
interval). The level of statistical significance was set at p ≤ 0.05.
3. Results
From a total of 211 runners (including 121 females and 90 males) with a median
age of 38 (IQR 18) years, there were 74 runners of 10-km, 83 half marathoners, and
54 marathoners/ultramarathoners based on race distance, and 95 omnivores, 40 vege-
tarians, and 76 vegans based on kind of diet. The majority of endurance runners (96%)
were from German-speaking countries (i.e., Germany, Austria, and Switzerland), while 4%
of participants were from other countries worldwide.
Descriptive analysis showed significant differences between females and males in
age (p = 0.023), where males with a median age of 42 (IQR 17) years were older than
females with a median age of 37 (IQR 15) years, and BMI (p < 0.001), where males had
a higher BMI (22.91 kg/m2, IQR 2.86) compared to females (20.94 kg/m2, IQR 3.05). No
significant difference (p > 0.05) was found between male and female runners in academic
qualification or marital status. There was a significant sex-based difference in race distance
(p < 0.001), where the majority of 10-km runners and half marathoners were female, and
most marathon/ultramarathon runners were male. A significant sex-based difference was
detected in diet type (p = 0.013), as vegetarian and vegan diets were more common in
females and omnivorous were more prevalent in male runners. While endurance runners
reported mostly “health & wellbeing” (by 85%) as the main reason/motive to adhere
to their self-reported diet types, “social aspects” was the only motive with a significant
difference between females and males (41% vs. 65%, respectively; p = 0.010). Table 2 shows
the sex-based differences in sociodemographic characteristics of the participants.
Table 2. Sociodemographic characteristics of female and male runners.
Total
n = 211
Females
n = 121
Males
n = 90
Statistics
Age (years)
38 (IQR 18)
37 (IQR 15)
42 (IQR 17)
F(1, 209) = 5.26; p = 0.023
Body Weight (kg)
65.0 (IQR 14.1)
59.8 (IQR 10.6)
73.6 (IQR 12.3)
F(1, 209) = 189.68; p < 0.001
Height (m)
1.7 (IQR 0.1)
1.7 (IQR 0.1)
1.8 (IQR 0.1)
F(1, 209) = 191.83; p < 0.001
BMI (kg/m2)
21.72 (IQR 3.40)
20.94 (IQR 3.05)
22.91 (IQR 2.86)
F(1, 209) = 33.21; p < 0.001
Academic
Qualification
Upper Secondary/Technical
A Levels or Equivalent
University/Higher Degree
No Answer
33% (69)
23% (49)
34% (72)
9% (21)
30% (36)
23% (28)
36% (43)
12% (14)
37% (33)
23% (21)
32% (29)
8% (7)
χ2(3) = 2.14; p = 0.709
Marital Status
Divorced/Separated
Married/Partner
Single
5% (11)
68% (143)
27% (57)
7% (8)
61% (74)
32% (39)
3% (3)
77% (69)
20% (18)
χ2(2) = 5.75; p = 0.056
Country of Residence
Austria
Germany
Switzerland
Other Countries
17% (36)
74% (156)
5% (11)
4% (8)
10% (12)
80% (97)
5% (6)
5% (6)
27% (24)
66% (59)
6% (5)
2% (2)
χ2(3) = 11.03; p = 0.012
Race Distance
10-km
HM
M/UM
35% (74)
39% (83)
26% (54)
45% (55)
38% (46)
17% (20)
21% (19)
41% (37)
38% (34)
χ2(2) = 17.95; p < 0.001
Diet Type
Omnivorous
Vegetarian
Vegan
45% (95)
19% (40)
36% (76)
36% (44)
21% (26)
42% (51)
57% (51)
16% (14)
28% (25)
χ2(2) = 8.64; p = 0.013
Note. IQR—Interquartile range. BMI—body mass index. km—kilometers. HM—half-marathon.
M/UM—marathon/ultra-marathon. Statistical methods: Kruskal–Wallis tests (represented by median and
IQR data) and Chi-square tests (represented by prevalence data).
Nutrients 2022, 14, 2590
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Significant differences between female and male participants were found in the con-
sumption of 11 out of 17 food clusters (p < 0.05). Compared to males, female runners
reported a greater intake of four food clusters including beans and seeds (p = 0.008), fruit
and vegetables (p < 0.001), dairy alternatives (p = 0.012), and water (p = 0.002). In con-
trast, males had a higher intake of seven food clusters including grains (p < 0.001), meat
(p < 0.001), fish (p = 0.033), eggs (p = 0.041), oils (p = 0.033), alcohol (p < 0.001), and processed
foods (p = 0.001). There was no significant difference between female and male runners
in the consumption of six food clusters, including dairy (p = 0.159), meat alternatives
(p = 0.488), snacks (p = 0.086), beverages (p = 0.350), protein (p = 0.599), and free/added
sugar (p = 0.212). Table 3 displays the sex-based differences in intake of 17 food clusters
and the subset items.
Table 3. Differences between female and male runners in food clusters and items.
Females
Males
Statistics
n = 121
n = 90
Part A—Basic clusters
FC—1 (Total of grains)
15.43 ± 7.86
21.90 ± 8.16
F(1, 209) = 36.40; p < 0.001
FC—1a (Total of refined grains)
9.99 ± 8.14
15.54 ± 9.57
F(1, 209) = 19.64; p < 0.001
Cornflakes
1.60 ± 3.57
1.44 ± 4.99
F(1, 209) = 2.34; p = 0.127
White bread
6.07 ± 6.35
10.36 ± 9.18
F(1, 209) = 12.03; p = 0.001
White pasta
8.81 ± 8.48
13.84 ± 9.42
F(1, 209) = 16.03; p < 0.001
FC—1b (Total of whole grains)
17.12 ± 8.48
22.95 ± 9.17
F(1, 209) = 22.12; p < 0.001
Muesli
14.89 ± 12.32
18.80 ± 14.00
F(1, 207) = 3.91; p = 0.049
Whole grain bread
14.45 ± 8.54
18.99 ± 9.40
F(1, 209) = 16.23; p < 0.001
Whole grain pasta
9.37 ± 8.11
11.22 ± 9.36
F(1, 209) = 1.65; p = 0.201
Whole grain rice
5.87 ± 6.57
8.96 ± 8.26
F(1, 209) = 7.17; p = 0.008
Other whole grains
6.07 ± 6.35
10.36 ± 9.18
F(1, 209) = 12.03; p = 0.001
FC—2 (Total of beans and seeds)
28.47 ± 13.89
23.70 ± 13.74
F(1, 209) = 7.12; p = 0.008
Nuts & seeds
22.25 ± 13.21
16.11 ± 12.67
F(1, 209) = 13.04; p < 0.001
Legumes
15.98 ± 10.65
15.71 ± 10.74
F(1, 209) = 0.23; p = 0.630
FC—3 (Total of fruit and vegetables)
34.09 ± 13.03
26.84 ± 11.77
F(1, 209) = 19.30; p < 0.001
Vegetable juice
5.48 ± 9.74
5.70 ± 11.58
F(1, 209) = 1.01; p = 0.315
Fruit
19.93 ± 9.30
18.16 ± 8.73
F(1, 209) = 2.92; p = 0.089
Vegetables
34.73 ± 12.56
27.08 ± 10.50
F(1, 209) = 22.01; p < 0.001
FC—4 (Total of dairy)
9.70 ± 12.11
10.77 ± 9.67
F(1, 209) = 2.00; p = 0.159
Milk
7.57 ± 11.31
9.67 ± 11.71
F(1, 209) = 3.00; p = 0.085
Cheese
7.10 ± 8.89
8.12 ± 8.05
F(1, 209) = 1.76; p = 0.187
Yogurt
7.81 ± 11.00
7.17 ± 9.09
F(1, 209) = 0.04; p = 0.833
FC—5: Dairy alternatives
18.08 ± 15.04
13.69 ± 15.51
F(1, 209) = 6.44; p = 0.012
FC—6 (Total of meat)
4.95 ± 9.81
12.46 ± 13.70
F(1, 209) = 19.26; p < 0.001
FC—6a (Total of unprocessed meat)
5.43 ± 10.68
13.04 ± 14.47
F(1, 209) = 17.24; p < 0.001
Chicken
2.42 ± 5.16
4.98 ± 6.35
F(1, 209) = 12.75; p < 0.001
Beef and pork and deer
4.34 ± 8.90
11.25 ± 13.20
F(1, 209) = 18.29; p < 0.001
FC—6b (Total of processed meat)
3.93 ± 8.40
10.52 ± 12.67
F(1, 209) = 19.72; p < 0.001
Fried nuggets
1.32 ± 3.19
2.62 ± 3.64
F(1, 209) = 11.67; p = 0.001
Hamburger
0.43 ± 1.44
1.67 ± 3.10
F(1, 209) = 12.15; p = 0.001
Sausage
0.25 ± 1.20
1.47 ± 3.14
F(1, 209) = 14.23; p < 0.001
Kebab
0.34 ± 1.01
1.57 ± 2.78
F(1, 209) = 15.49; p < 0.001
Other processed meat
4.05 ± 9.51
9.78 ± 13.02
F(1, 209) = 14.40; p < 0.001
FC—7: Meat alternatives
5.99 ± 6.02
6.16 ± 7.44
F(1, 209) = 0.48; p = 0.488
FC—8: Fish
3.80 ± 5.70
5.57 ± 6.90
F(1, 209) = 4.60; p = 0.033
FC—9: Eggs
6.91 ± 8.65
9.16 ± 8.86
F(1, 209) = 4.22; p = 0.041
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Table 3. Cont.
Females
Males
Statistics
n = 121
n = 90
FC—10 (Total of oils)
10.24 ± 10.66
15.49 ± 14.99
F(1, 209) = 4.60; p = 0.033
Butter
4.50 ± 8.76
8.00 ± 13.53
F(1, 209) = 0.88; p = 0.348
Margarine
5.92 ± 8.73
7.49 ± 11.36
F(1, 209) = 0.13; p = 0.717
Other oils
4.95 ± 5.36
7.74 ± 7.50
F(1, 209) = 5.71; p = 0.018
FC—11 (Total of snacks)
9.83 ± 6.67
11.81 ± 7.63
F(1, 209) = 2.98; p = 0.086
Sweet snacks
9.77 ± 6.43
10.51 ± 6.78
F(1, 209) = 0.43; p = 0.511
Salty snacks
5.22 ± 6.66
7.66 ± 7.67
F(1, 207) = 6.13; p = 0.014
FC—12 (Total of water)
39.28 ± 22.17
29.92 ± 18.09
F(1, 209) = 9.77; p = 0.002
Water
61.92 ± 28.33
56.16 ± 26.33
F(1, 209) = 2.24; p = 0.136
Unsweetened tea
25.36 ± 17.63
16.52 ± 14.25
F(1, 209) = 17.48; p < 0.001
FC—13: Beverages
14.19 ± 5.22
13.40 ± 4.57
F(1, 209) = 0.88; p = 0.350
FC—14: Alcohol
2.75 ± 3.77
5.06 ± 5.64
F(1, 209) = 13.04; p < 0.001
Part B—Umbrella clusters
FC—15 (Total of protein)
39.60 ± 14.30
38.64 ± 13.81
F(1, 209) = 0.28; p = 0.599
FC—15a (Total of plant protein)
35.23 ± 14.88
30.12 ± 13.94
F(1, 209) = 6.40; p = 0.012
FC—15b (Total of animal protein)
12.80 ± 14.72
18.73 ± 14.98
F(1, 209) = 9.04; p = 0.003
FC—16: Processed foods & free/added sugar
23.27 ± 12.62
30.25 ± 15.62
F(1, 209) = 10.81; p = 0.001
FC—17: Free/added sugar
13.62 ± 8.60
16.19 ± 11.21
F(1, 209) = 1.57; p = 0.212
Note. Data are presented as mean ± standard deviation. The values are based on a calculated index ranging from
0 to 100 (points; %), representing an integrated scale from the frequency of food consumption within the past four
weeks and the amount of food intake. FC—food clusters. Statistical methods: Kruskal–Wallis tests (F-values).
Figure 2 displays the 95% confidence interval to show sex-related differences in food
clusters in runners. The food clusters with more than 5% difference between males and
females include “grains” (both subclusters: refined and whole grains), “meat” (both subclus-
ters: unprocessed and processed meat), “animal protein”, “processed foods & free/added
sugar”, “fruit and vegetable”, and “water and unsweetened tea”, where males had a higher
consumption compared to the opposite sex in the first four clusters and female in the two
latter clusters.
Further details regarding the regression results, including p-values, are presented in
Table 4. Age was a significant predictor for consumption of the cluster “fruit and vegetables”
(p = 0.010), with a marginal (but not significant) association with the two clusters “eggs”
(p = 0.058) and “plant protein” (p = 0.056).
Table 4. Regression results for age- and sex-based interactions in food clusters.
Age
Sex *
β
95%-CI
p
β
95%-CI
p
FC—1a (Total of refined grains)
−0.07
[1.08, −1.21]
0.908
5.58
[8.03, 3.13]
<0.001
FC—1b (Total of whole grains)
−0.48
[0.66, −1.62]
0.407
6.01
[8.46, 3.56]
<0.001
FC—2 (Total of beans and seeds)
−0.39
[1.41, −2.19]
0.673
−4.63
[−0.77, −8.49]
0.019
FC—3 (Total of fruit and vegetables)
−2.11
[−0.51, −3.72]
0.010
−6.45
[−3.01, −9.89]
<0.001
FC—4 (Total of dairy)
0.43
[1.88, −1.02]
0.558
0.91
[4.02, −2.20]
0.565
FC—5 (Dairy alternatives)
−0.04
[1.95, −2.02]
0.971
−4.38
[−0.12, −8.64]
0.044
FC—6a (Total of unprocessed meat)
1.29
[2.90, −0.32]
0.115
7.13
[10.58, 3.67]
<0.001
FC—6b (Total of processed meat)
1.10
[2.45, −0.25]
0.110
6.18
[9.08, 3.28]
<0.001
FC—7 (Meat alternatives)
0.32
[1.19, −0.55]
0.470
0.05
[1.91, −1.81]
0.001
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Table 4. Cont.
Age
Sex *
β
95%-CI
p
β
95%-CI
p
FC—8 (Fish)
0.49
[1.30, −0.32]
0.239
1.58
[3.32, −0.16]
0.074
FC—9 (Eggs)
1.09
[2.22, −0.04]
0.058
1.84
[4.26, −0.58]
0.136
FC—10 (Total of oils)
0.87
[2.52, −0.78]
0.299
4.92
[8.45, 1.38]
0.007
FC—11 (Total of snacks)
−0.11
[0.81, −1.04]
0.808
2.02
[4.00, 0.04]
0.046
FC—12 (Total of water)
−1.26
[1.41, −3.93]
0.355
−8.88
[−3.16, −14.61]
0.003
FC—13 (Beverages)
0.30
[0.94, −0.35]
0.366
−0.91
[0.48, −2.29]
0.198
FC—14 (Alcohol)
0.12
[0.72, −0.49]
0.703
2.27
[3.57, 0.97]
0.001
FC—15a (Plant protein)
−1.83
[0.05, −3.70]
0.056
−4.43
[−0.41, −8.44]
0.031
FC—15b (Animal protein)
1.48
[3.40, −0.44]
0.130
5.38
[9.50, 1.26]
0.011
FC—16 (Processed foods & free/added sugar)
−0.15
[1.67, −1.97]
0.872
7.03
[10.94, 3.13]
<0.001
FC—17 (Free/added sugar)
−0.14
[1.13, −1.42]
0.826
2.62
[5.36, −0.12]
0.061
Note. * The female sample is considered the reference. β—regression coefficient. CI—confidence interval.
p—p-value. FC—food clusters. Statistical methods: Kruskal–Wallis tests (F-values).
nts 2022, 14, x FOR PEER REVIEW
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Figure 2. Forest plots with 95% confidence interval to display sex-based differences in basic (the left
column) and umbrella (the right column) food clusters. Females are considered the reference, and
the differences are shown based on the variations of males from females. FC—food clusters.
Further details regarding the regression results, including p-values, are presented in
Table 4. Age was a significant predictor for consumption of the cluster “fruit and vegeta-
bles” (p = 0.010), with a marginal (but not significant) association with the two clusters
“eggs” (p = 0.058) and “plant protein” (p = 0.056).
Figure 2. Forest plots with 95% confidence interval to display sex-based differences in basic (the left
column) and umbrella (the right column) food clusters. Females are considered the reference, and the
differences are shown based on the variations of males from females. FC—food clusters.
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4. Discussion
The present study investigated and compared female and male endurance runners in
dietary intake (differentiated by 14 basic clusters and 3 umbrella clusters of food frequency).
The most important findings were that (1) females had a significantly higher intake of four
food clusters (i.e., “beans and seeds”, “fruit and vegetables”, “dairy alternatives”, and
“water”) than males; (2) males had a significantly greater intake of seven food clusters (i.e.,
“grains”, “meat”, “fish”, “eggs”, “oils”, “alcohol”, and “processed foods”) than females;
(3) no significant sex-based difference was observed in the consumption of six food clusters
(i.e., “dairy”, “meat alternatives”, “snacks”, “beverages”, “protein”, “free/added sugar”);
(4) sex has been found to be a significant predictor for consumption of the majority of
food groups; (5) except for “fruit and vegetables” age failed to be a significant predictor
of the food groups. As another main outcome, the hypothesis of the present study i.e.,
“female runners having a more advantageous dietary intake regarding a healthy lifestyle”,
was verified.
The purpose of the dietary assessment was to identify nutritional inadequacy in order
to optimize health-related approaches in general populations and develop individualized
dietary strategies for improving the health and performance of athletes [52,53]. Overall,
the most common dietary assessment methods include a dietary record, 24-h dietary re-
calls, in-depth interviews, and the food frequency questionnaire [52–54]. Evidence has
shown that food records, dietary recalls, and detailed interviews are time-consuming and
challenging to conduct precisely in athletes [55,56]. On the other hand, food frequency
questionnaires have been reported to be a simple, fast, and low-cost method with less bur-
den on participants compared to other methods [57]. Hence, food frequency questionnaires
can be the most appropriate survey method to assess the dietary intake of athletes [57,58].
Athletes in general–but particularly those who follow restrictive and unbalanced diets–are
at higher risk for low energy intake than sedentary people if their diet is not planned
appropriately [25,59]. Considering the importance of diet for health status and athletic
performance, it is crucial that the first and most important step in any sports nutrition
practice is to assess and monitor the dietary intake/status of athletes [56].
In line with the findings from the present study, it has been reported that sex is an
important predictor of dietary choices, which mainly originates from different health and
lifestyle beliefs between males and females [20]. According to the literature, the influence
of sex on dietary intake is not limited only to runners [60,61] but has also been documented
in the general population [62,63]. Reports from national dietary investigations on general
populations of D-A-CH countries (including Germany, Austria, and Switzerland; home
of the majority of participants) also show that sex is a remarkable contributor to dietary
intake/patterns [64–67]. Dietary-related sex differences in endurance runners, however,
cannot only be attributed to the patterns of supplement intake, as previously reported by
the “NURMI Study” [68].
4.1. Fluid and Alcohol
In the present study, data on hydration habits revealed that sex seems to be an influ-
encing variable in the consumption of water (with a predominance of females) but not
beverages. Comparable results from an investigation of recreational runners showed a
significant sex-based difference in the type of fluid intake, where female runners consumed
more water, coffee, and tea, and males more sweet beverages or alcoholic drinks [60].
National dietary reports for the German population also indicated a greater consumption
of water, coffee, and tea in females than males [67]. Consistently, male runners in the
present study reported nearly a two-fold consumption of alcohol compared to females.
While data from the Austrian general population show that males had a 3-times greater
intake of alcohol than females [65], this ratio was 2:1 in a similar investigation in Switzer-
land [66]. According to the dietary recommendations of D-A-CH nutrition organizations,
the sex-based differences in the maximum tolerable alcohol intake is also two-fold (i.e.,
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max. 10 g/day for healthy females and max. 20 g/day for healthy males) [69]. Generally,
male athletes are at a higher risk of binge drinking than females [60,70].
4.2. Carbohydrate Foods
The consumption of grains (both refined and whole grains) was higher in males than
females in the present study. This finding is inconsistent with the results from the national
German report, where females had a higher intake of grains and cereals [67]. Assuming
an equal ability of females and males to store and utilize carbohydrates [71], the present
finding might be associated with the increased portion of females in 10-km and males in
M/UM subgroups. In this regard, it has been reported that sex difference in carbohydrate
intake is likely to disappear when the data is adjusted to training volume [61]. Consistent
with the present findings, results from a comparable investigation show that female distance
athletes tend to consume fewer carbohydrates than males [72]. Grains are not the only
source of carbohydrates since other food clusters (e.g., “fruit and vegetables” and “beans
and seeds”) also contribute to the carbohydrate supply. Female runners in the present study
reported a higher intake of both the clusters “fruit and vegetables” and “beans and seeds”
than males. Consistently, it has been documented that females are more eager than males
to consume fruits and vegetables [20], and this food cluster showed the highest contrast
between the dietary patterns of females and males [73]. The significant predominance of
females in the consumption of fruit and vegetables has also been shown by German [64,67],
Swiss [66], and Austrian [65] studies on general populations. However, it was unanimously
found that the majority of both males and females do not reach the recommendation of
five portions of fruits and vegetables per day. Regarding dietary attitudes, while females
more frequently than males indicated that vegetables are the major component of a healthy
diet, they expressed that the consumption of carbohydrates should be decreased [68]. This
finding may be linked to the heightened concerns about body image among females in
general populations, and especially female athletes [62,74].
4.3. Protein and Fat-Based Foods
Research has shown that male athletes have a generally higher protein intake than
recommended [4,75]. This outcome, however, is not consistent with the nutritional recom-
mendations indicating the greater need for baseline protein intake for female endurance
athletes due to their higher rate of protein oxidation than males [76,77]. Male runners in the
present study reported a generally greater intake of animal protein foods (meat, fish, eggs)
than females; however, no sex-based difference was observed in the consumption of dairy
products and meat alternatives. The predominance of males in the consumption of meat
has been periodically shown in national studies on general populations of Germany [67],
Austria [65], and Switzerland [66]. Although animal sources derive approximately 75% of
the general protein supply in athletes [78], it has been reported that both male and female
marathoners consume a higher portion of plant-based proteins than other athletes and the
general population [75,79]. Dietary shifts toward a lower intake of animal sources and
more plant foods can result in a lower intake of processed meat (including fast foods) and
high-fat foods [80] and consequently improve health and performance [25]. The present
findings also indicate a greater consumption of oils and processed foods by male runners.
While similar investigations on athletes [3] and general populations [61] support the present
findings, the most reasonable justification that has been reported is the lower ability and
time of males in preparation of meals, which leads them to consume convenient/fast food
and restaurant meals [3].
4.4. Health Insights in Food Intake
In general, the present findings show that female runners have a tendency towards
a healthier dietary intake pattern than their male counterparts. It has been reported that
female athletes mainly prefer to consume dietary sources containing more micronutrient
density to fulfill their health-related concerns [20,30,81], whereas male athletes seem more
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interested in consuming macronutrients, especially from protein sources, aiming to main-
tain and improve muscle mass and strength. It has also been found that the prevalence of
consuming high-fiber meals (as an indicator of a healthy diet) is considerably higher in
females than males [20].
The general higher intake of healthier food clusters by female runners appears to
be linked to the higher level of females’ health consciousness compared to males [20,82].
Regardless of sex, previous findings from the NURMI project show that runners who
follow a vegan diet had a higher level of health consciousness, mainly due to their more
beneficial choice of dietary items compared to non-vegan runners [38]. Such sex-based
differences in health consciousness and dietary behaviors can also be associated with the
well-documented fact that females are generally more interested in diet and health, while
males consider physical activity as the main part of a healthy lifestyle [30]. However, it is
necessary to consider that regular physical activity, independent of sex, alters the attempts
toward a healthier dietary pattern in order to gain further outcomes [83]. As a general fact
in sport science, different nutritional requirements of athletes competing in different types
of sports should also be considered a potential factor to justify dietary contradictions [36].
Educational level and, more importantly, specific knowledge about nutrition and sport
sciences may also be associated with health behaviors, particularly adhering to a healthier
diet [84]. In terms of academic qualification, however, there was no significant difference
between female and male participants in the present study. The unbalanced distribution
of race distance and diet type subgroups across male and female groups may partially
contribute to the finding on sex-based dietary differences.
Unlike sex, age was not a significant predictor for consumption of the majority of food
groups except for one food cluster (i.e., fruit and vegetables). While the null effect of age
on general dietary intake can be linked to the fact that male runners were significantly
older than female runners, data from dietary studies on general populations indicate that
age can be a moderate indicator of dietary patterns [30,73]. It should be considered that
most participants in the present study were recreational runners. Evidence indicates that
performance level, defined as the term professionalism, can be a key indicator of precise
and personally tailored dietary intake and strategies for training and racing independent
of age [85,86]. In this regard, the literature reports that the major motives of recreational
athletes to take part in sport events are health and/or hobby [87,88], while professional
athletes are mainly motivated by performance and competition-related aspects [89].
4.5. Limitations and Strengths
Some limitations in the present investigation should be mentioned. The study was
conducted following a cross-sectional design producing self-reported findings; therefore,
caution should be taken by interpreting the results. However, several control questions
were implemented in different parts of the survey to minimize validity bias and control for
contradictory data, and accordingly, participants’ statements were checked for congruency
and meaningfulness. The unbalanced distribution of diet type and race distance subgroups
among male and female groups (Figure 1) may also be considered as another limitation
affecting the sex-based findings and interpretations. Moreover, as a potential selection
bias, about half of the endurance runners in the present study stated adhering to a vegan
or vegetarian diet, which is markedly higher than the prevalence in general populations.
Finally, despite the well-approved validity of a FFQ as a practical method to assess dietary
intake and patterns [56,57], especially for athletic populations [57,58], this method seems
unsuited to provide details about the macro- and micro-nutrient status of the athletes (on
which a considerable number of nutritional recommendations are based on).
However, the findings contribute valuable and novel data to current scientific knowl-
edge regarding the sex-related patterns of dietary intake among recreational endurance
runners categorized across different subgroups of diet types and race distance. Although
the present study opens a direction for future interventional studies on athletic populations,
future research with larger and more differentiated samples of distance runners will assist
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in providing comparable data for a better understanding of the dietary patterns of female
and male runners.
Finally, the results from the present study will also provide a window into the targeted
sex-specific approaches to precisely tailor and personalize the dietary needs and nutritional
requirements of male and female distance runners. Endurance runners, their coaches,
and sports nutrition specialists can benefit from the results when designing and applying
nutritional strategies for long-term adherence to training and competition.
5. Conclusions
The sex-based comparison of endurance runners showed that there are remarkable
differences between females and males in their dietary intake (assessed by a food frequency
questionnaire), supporting the fact that female runners tend to consume healthier foods.
While physiological differences between females and males can play a key role in many
sex-based nutritional and behavioral variances, it seems that health-oriented attitudes
and lifestyle of females can be considered the most reasonable justification for the present
findings. However, there is an obvious necessity to design more detailed interventions using
further analyses of interacting factors to improve the knowledge of sex differences in dietary
choices of endurance athletes and, consequently, to support sports dietitians, nutritionists,
and coaches to provide more precise and personalized recommendations. In general,
nutrition education, training opportunities, and sports nutrition counseling to expand a
runner’s personalized knowledge about health and sports discipline-specific behaviors can
be recommended practically to improve the healthy runner lifestyle, including nutritional
competencies (e.g., healthy ingredients, nutrients as well as requirements, and foods) in
matching the higher exercise-induced demands for active males and females alike.
Author Contributions: K.W. conceptualized, designed and developed the study design and the
questionnaires together with C.L. and B.K. K.W. performed data analysis together with K.-H.W. and
M.M. drafted the manuscript. K.-H.W., C.L. and K.W., helped in drafting the manuscript. K.-H.W.,
C.L., D.T. and K.W. critically reviewed it. Technical support was provided by G.W. All authors have
read and agreed to the published version of the manuscript.
Funding: This study has no financial support or funding.
Institutional Review Board Statement: The study protocol (available online via https://springerplus.
springeropen.com/articles/10.1186/s40064-016-2126-4 (accessed on 10 May 2022)) was approved by
the ethics board of St. Gallen, Switzerland on 6 May 2015 (EKSG 14/145). The study is conducted in
accordance with the ethical standards of the institutional review board, medical professional codex,
and the with the 1964 Helsinki declaration and its later amendments, as of 1996 as well as Data
Security Laws and good clinical practice guidelines.
Informed Consent Statement: Study participation was voluntary and could be cancelled at any time
without provision of reasons and without negative consequences. Informed consent was obtained
from all participants included in the study considering the data collected and analyzed exclusively
and only in the context of the “NURMI Study”.
Data Availability Statement: The datasets generated during and/or analyzed during the current
study are not publicly available, but may be made available upon reasonable request. Participants
will receive a brief summary of the results of the “NURMI Study”, if desired.
Acknowledgments: There were no professional relationships with companies or manufacturers who
will benefit from the findings of the present study. Moreover, this research did not receive any specific
grant or funding from funding agencies in the public, commercial, or non-profit sectors.
Conflicts of Interest: The authors declare no conflict of interest.
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| Female Endurance Runners Have a Healthier Diet than Males-Results from the NURMI Study (Step 2). | 06-22-2022 | Motevalli, Mohamad,Wagner, Karl-Heinz,Leitzmann, Claus,Tanous, Derrick,Wirnitzer, Gerold,Knechtle, Beat,Wirnitzer, Katharina | eng |
PMC7908616 | International Journal of
Environmental Research
and Public Health
Article
A Longitudinal Exploration of Match Running Performance
during a Football Match in the Spanish La Liga:
A Four-Season Study †
Eduard Pons 1, José Carlos Ponce-Bordón 2,*
, Jesús Díaz-García 2, Roberto López del Campo 3, Ricardo Resta 3
,
Xavier Peirau 4
and Tomas García-Calvo 2
Citation: Pons, E.; Ponce-Bordón,
J.C.; Díaz-García, J.; López del Campo,
R.; Resta, R.; Peirau, X.; García-Calvo,
T. A Longitudinal Exploration of
Match Running Performance during
a Football Match in the Spanish La
Liga: A Four-Season Study. Int. J.
Environ. Res. Public Health 2021, 18,
1133. https://doi.org/10.3390/
ijerph18031133
Received: 18 November 2020
Accepted: 22 January 2021
Published: 28 January 2021
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in
published maps and institutional affil-
iations.
Copyright: © 2021 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed
under
the
terms
and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
1
Sports Performance Area, FC Barcelona, 08028 Barcelona, Spain; [email protected]
2
Faculty of Sport Sciences, University of Extremadura, 10003 Cáceres, Spain; [email protected] (J.D.-G.);
[email protected] (T.G.-C.)
3
LaLiga Sport Research Section, 28043 Madrid, Spain; [email protected] (R.L.d.C.); [email protected] (R.R.)
4
National Institute of Physical Education of Catalunya, 25192 Lleida, Spain; [email protected]
*
Correspondence: [email protected]
†
Boulevard of the University s/n. CP: 10003 Caceres, Spain.
Abstract: This study aimed to analyze and compare the match running performance during official
matches across four seasons (2015/2016–2018/2019) in the top two professional leagues of Spanish
football. Match running performance data were collected from all matches in the First Spanish
Division (Santander; n = 1520) and Second Spanish Division (Smartbank; n = 1848), using the
Mediacoach® System. Total distance and distances of 14–21 km·h−1, 21–24 km·h−1, and more than
24 km·h−1, and the number of sprints between 21 and 24 km·h−1 and more than 24 km·h−1 were
analyzed. The results showed higher total distances in the First Spanish Division than in the Second
Spanish Division (p < 0.001) in all the variables analyzed. Regarding the evolution of both leagues,
physical demands decreased more in the First Spanish Division than in the Second Spanish Division.
The results showed a decrease in total distance and an increase in the high-intensity distances and
number of sprints performed, although a clearer trend is perceived in the First Spanish Division
(p < 0.001; p < 0.01, respectively). Knowledge about the evolution of match running performance
allows practitioners to manage the training load according to the competition demands to improve
players’ performances and reduce the injury rate.
Keywords: longitudinal study; match running performance; professional soccer leagues; sports
performance; external load
1. Introduction
The external load of soccer matches has been studied in depth over the last two
decades, which has improved knowledge on its evolution and trends [1]. Thus, different
variables have been analyzed, usually related to the distance covered by the players at
different intensities [2], and it should be noted that soccer match running performance has
evolved, with significant increases in high-intensity actions [3]. Match physical demands
can vary depending on the tactical planning, the opposite team’s playing style or the
tactical–technical demands [4]. Research has also shown that these changes could be
related to differences between soccer leagues [5]. However, to the best of our knowledge,
there are no updated studies on how efforts have evolved in professional leagues’ full
seasons. In addition, we found no studies of the analysis and comparison of match running
performance from several seasons between two professional soccer leagues to update
our knowledge about physical differences at the competitive level and in the evolution
of football.
Regarding the comparison of match running performance between professional soccer
leagues, a previous study analyzed the external load of the top three leagues in English
Int. J. Environ. Res. Public Health 2021, 18, 1133. https://doi.org/10.3390/ijerph18031133
https://www.mdpi.com/journal/ijerph
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soccer: the FA Premier League, Championship, and League One [5]. This study concluded
that the players in the Premier League, compared to players in the lower leagues such
as the Championship and League One, covered less total distance and had fewer high-
intensity running distances (p < 0.01). A related study collected physical demand data
over four seasons (2006–2010) in two top leagues of English soccer, with similar external
load data [6]. Players of the Championship League (2nd) covered more total distance
than players of the Premier League (1st). In addition, Championship players covered
more high-intensity running distance and performed more sprinting-intensity actions than
Premiership players. However, recent research has found the opposite results in this area
of study. In this way, authors described and compared the match running performance
of the teams of the Spanish First and Second Division leagues during the 2015–2016
season, showing that the Spanish First Division teams covered more total distance than
the Spanish Second Division teams [7]. There were differences in the distance covered at
high intensity and very high intensity, where teams from the First Division covered more
meters at these intensities. In this line, similar results were reported in the analysis of the
match running performance of three professional soccer leagues in Norwegian football [8].
They found a higher total distance in the Norwegian first league teams, but differences
were nonsignificant. Concerning high-intensity running distances, Norway’s first league
teams covered higher sprinting distances than Norway’s second and fourth league teams
(p < 0.05). Thus, the most recent studies agree on the presence of higher match physical
demands (total and at high intensity) in the top professional soccer leagues.
On the other hand, research of the evolution of external load has shown that total
distances have been stable over the period from 1967 to 2012 [9]. However, it has also
demonstrated that total distance has increased by 2% in the English Premier League
over seven consecutive seasons (2006/2007–2012/2013), whereas high-intensity running
and sprint distances have increased by 30–50% [3]. Moreover, a longitudinal study of
the World Cup final soccer games reported that the soccer game trend evolved towards
shorter, higher intensity play periods because players covered a higher sprint distance and
they performed sprints more frequently [10]. Although the evolution of match running
performance has also been analyzed by ranking tiers, similar trends have been found for
all tiers. In this sense, one study reported that, during seven consecutive seasons in the
English Premier League, there was an increase in high-intensity running distance (40%)
and leading (15%) and explosive (25%) sprints for all tiers, although the average distance
covered per sprint decreased [11]. Thus, changes have been observed in the external load
of soccer competitions over the last few years. It is difficult to attribute these findings to a
single factor. These changes could be explained through the increases in the competition
levels of the leagues, the evolution of movement patterns, training specificity based on
match physical demand data or a new approach to training [12]. It also could be related
to the playing formation or, possibly, the recruitment of players with more explosive
characteristics [1,7,11,13].
There are few studies on the evolution of external load over several years. Most of
them are outdated and only analyzed the English Premier League. In addition, even if
some works compare leagues or analyze the evolution of external load, there are no stud-
ies comparing the evolution of leagues of different levels over several years. Therefore,
the aim of this study was to analyze and compare the evolution of match running perfor-
mance between LaLiga Santander (LL1) and LaLiga Smartbank (LL2) across four seasons
(2015/2016–2018/2019).
Based on the aforementioned studies [3,7,11], the authors established the following
hypotheses. Concerning the match running performance comparison, we expected that
the total distances, the distances covered at high intensity, and the number of very high-
intensity running efforts would be higher in LL1 than in LL2.
On the other hand, we expected that the total distance, the distances covered at high
intensity, and the number of very high-intensity running efforts would increase in both
professional soccer leagues across the four seasons analyzed.
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2. Materials and Methods
2.1. Participants
The sample included observations of all the matches played over four seasons in LL1
and LL2 (2015/2016, 2016/2017, 2017/2018, and 2018/2019). Two observations were made
by match, and one by team. In LL1, 752 team match observations were included in the
2015/2016 season; 744 team match observations were included in the 2016/2017 season;
723 observations were included in the 2017/2018 season and, finally, 731 observations
were included in the 2018/2019 season. Similarly, in LL2, 700 team match observations
were included in the 2015/2016 season; 744 team match observations were included in the
2016/2017 season; 870 observations were included in the 2017/2018 season and, finally,
731 observations were included in the 2018/2019 season. In addition, 784 observations
were excluded due to technical problems in the data collecting system or adverse weather
conditions during the match, leading to a total of 5952 team match observations.
2.2. Design and Procedures
Match running performance data were collected by a multicamera tracking system
called Mediacoach®. This system assesses the distance covered in meters by teams and the
number of high-intensity sprints (LaLiga™, Madrid, Spain). It consists of a series of super
4K-High Dynamic Range cameras based on a positioning system (Tracab—ChyronHego
VTS) that records and analyzes X and Y positions for each player from several angles,
thus providing real-time three-dimensional tracking (tracking data are recorded at 25 Hz).
Mediacoach® has been proven to be both reliable and valid and has been used in previous
studies [14–16]. Data were provided to the authors by LaLigaTM, and the study received
ethical approval from the University of Extremadura, Vice-Rectorate of Research, Transfer
and Innovation—Delegation of the Bioethics and Biosafety Commission (Protocol number:
153/2017).
2.3. Study Variables
Similarly to previous studies [17–19], the physical demand variables were recorded for
each match: (1) total distance covered by soccer teams in meters (TD); (2) distance covered
between 14 and 21 km·h−1 (i.e., High-Intensity Running Distance = HIRD); (3) distance
covered between 21 and 24 km·h−1 (i.e., Very High-Intensity Running Distance = VHIRD);
(4) distance covered at more than 24 km·h−1 (i.e., Sprinting Distance = SpD). These variables
were shown and analyzed by matches and separated by halves (first and second half).
In addition, the number of sprints performed was registered, as well as (5) the number of
very high-intensity running sprints at 21–24 km·h−1 (i.e., SpVHIR), and (6) the number of
sprints at more than 24 km·h−1 (i.e., SP). All efforts that implied a minimum movement
of one meter, which was maintained for a 1 s minimum, were recorded. Any recording at
a speed of over 80% of the value of that category (i.e., >24 km·h−1) was considered as a
single register. All these variables show total team values (i.e., all players who participated
in matches, starters, nonstarters and substitutes).
2.4. Data Analysis
The statistical program SPSS 25.0 was used (Armonk, NY: IBM Corp, 2017) to analyze
and treat the data. Firstly, a two-way Analysis of Variance (ANOVA) was used to explore
the main differences between the two professional soccer leagues for external load variables
(i.e., variables related to distances covered and the number of sprints) across matches and
halves. Subsequently, a 2 × 4 Multivariate Analysis of Variance (MANOVA) was used to
examine the differences between the two professional soccer leagues across four seasons
in different subsets of dependent variables. A split file, where data were separated by
seasons, was used to carry out a posthoc comparison between the professional soccer
leagues, using Bonferroni posthoc analyses. Thus, MANOVA investigated the evolution
of the external load variables, where season and league (LL1 or LL2) were independent
variables. Statistical significance was set at p < 0.05, p < 0.01, and p < 0.001.
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3. Results
Table 1 shows the mean match running performance comparison between LL1 and
LL2 across the four league seasons. We observed a higher TD in LL1 than in LL2 (p < 0.001).
In the analysis of TD by halves, in LL1, TD decreased over the match, as TD was higher in
the first half than in the second half, whereas this trend was the opposite in LL2. Similarly,
HIRD was higher in LL1 than in LL2 (p < 0.001). Concerning the analysis of the HIRD by
halves, this variable was higher in the first half than in the second half in both leagues.
VHIRD and SpD were also higher in LL1 than in LL2 (p < 0.001). These two variables were
higher in the second halves for these two leagues. Finally, SpVHIR and SP were higher in
LL1 (p < 0.001).
Table 1. Differences between both professional soccer leagues in match running performance.
LL1
LL2
F
p
M (%)
SD
M (%)
SD
TD (m)
109,135
4355
107,895
4110
126
0.00 (***)
TD 1st Half (m)
54,826 (50.24%)
2390
53,935 (49.99%)
2386
205
0.00 (***)
TD 2nd Half (m)
54,309 (49.76%)
2664
53,960 (50.01%)
2570
26
0.00 (***)
HIRD 14–21 km·h−1 (m)
22,436 (20.56%)
2182
21,727 (20.14%)
2005
169
0.00 (***)
HIRD 1st Half (m)
11,395 (10.44%)
1222
10,971 (10.17%)
1129
191
0.00 (***)
HIRD 2nd Half (m)
11,041 (10.12%)
1186
10,756 (9.97%)
1129
89
0.00 (***)
VHIRD 21–24 km·h−1 (m)
3019 (2.77%)
385
2838 (2.63%)
378
331
0.00 (***)
VHIRD 1st Half (m)
1504 (1.38%)
230
1409 (1.31%)
223
255
0.00 (***)
VHIRD 2nd Half (m)
1515 (1.39%)
234
1429 (1.32%)
231
202
0.00 (***)
SpD > 24 km·h−1 (m)
2905 (2.66%)
490
2687 (2.49%)
481
296
0.00 (***)
SpD 1st Half (m)
1437 (1.32%)
291
1329 (1.23%)
279
209
0.00 (***)
SpD 2nd Half (m)
1467 (1.34%)
304
1357 (1.26%)
299
196
0.00 (***)
SpVHIR 21–24 km·h−1
264 (62.12%)
30
249 (62.41%)
30
354
0.00 (***)
SP > 24 km·h−1
161 (37.88%)
23
150 (37.59%)
22
287
0.00 (***)
Note: *** p < 0.001; TD = Total distance, HIRD = High-intensity running distances, VHIRD = Very high-intensity running distances,
SpD = Sprinting distance, SpVHIR = Sprints at very high-intensity running, and SP = Sprints at more than 24 km/h; LL1: LaLiga Santander;
LL2: LaLiga Smartbank; % = percentage of the total distance covered. The percentage of SpVHIR and SP takes into account the sum of
both variables.
Table 2 shows the evolution of TD and HIRD in LL1 and LL2 over these four seasons.
We can observe a progressive decrease in TD, especially in LL1. Furthermore, during
the second half, TD decreased more in LL2 than in LL1, where it remained more stable.
HIRD showed a slight increase in LL1 and a slight decrease in LL2. Concretely, during
the first half, HIRD increased slightly in both professional soccer leagues over the four
seasons. However, during the second half, HIRD increased in LL1, whereas in LL2, there
was a decrease.
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Table 2. Multivariate Analysis of Variance (MANOVA) to compare TD and HIRD between seasons and professional
soccer leagues.
LL1
p
LL2
p
F
Sig.
Eta
Power
Variables
Season
M
SD
M
SD
TD (m)
15/16
109,368
4376
d
108,176
3973
bd
1.53
0.20
0.001
0.41
16/17
109,241
4319
d
107,581
4082
ac
17/18
109,321
4189
d
108,205
4238
bd
18/19
108,603
4495
abc
107,530
4062
ac
TD 1st Half (m)
15/16
55,009
2387
d
53,974
2244
3.04
0.03
0.002
0.72
16/17
54,900
2381
d
53,775
2230
c
17/18
54,861
2395
d
54,206
2520
bd
18/19
54,526
2374
abc
53,707
2500
c
TD 2nd Half (m)
15/16
54,358
2660
54,201
2609
bd
1.67
0.17
0.001
0.44
16/17
54,340
2604
53,806
2618
a
17/18
54,460
2546
d
53,999
2578
18/19
54,077
2827
c
53,822
2434
a
HIRD
14–21 km·h−1 (m)
15/16
22,304
2050
c
21,743
1987
bc
1.68
0.17
.001
0.44
16/17
22,267
2112
c
21,383
2022
acd
17/18
22,709
2322
ab
22,044
2023
abd
18/19
22,472
2217
21,688
1910
bc
HIRD
1st Half (m)
15/16
11,335
1167
c
10,922
1103
c
1.50
0.21
0.001
0.40
16/17
11,307
1189
c
10,810
1123
c
17/18
11,515
1293
ab
11,174
1154
abd
18/19
11,427
1230
10,939
1087
c
HIRD
2nd Half (m)
15/16
10,969
1135
c
10,821
1160
b
2.85
0.04
0.001
0.69
16/17
10,960
1140
c
10,573
1142
acd
17/18
11,194
1259
ab
10,869
1120
b
18/19
11,044
119
10,749
1062
b
Note: TD = total distance and HIRD = high-intensity running distances; LL1: LaLiga Santander; LL2: LaLiga Smartbank. Posthoc
comparisons: a = significant differences compared with 2015/2016 season; b = significant differences compared with 2016/2017 season;
c = significant differences compared with 2017/2018 season; d = significant differences compared with 2018/2019 season.
The main difference in the evolution of these professional soccer leagues was the
distance covered at very high intensity and sprinting, as shown in Table 3. VHIRD and SpD
increased across these four seasons, especially in LL1 (p < 0.001 and p < 0.001, respectively).
During the first half, VHIRD increased significantly in both leagues. Likewise, VHIRD
also increased during the second half over the four seasons and in LL1 this increase was
significant. In addition, VHIRD was higher in LL1 than in LL2 (p < 0.001). For SpD,
significant increases were obtained in both leagues (p < 0.001). Concretely, in both halves,
SpD increased significantly over the four seasons, but it was higher in LL1 than in LL2
(p < 0.01).
Finally, Table 4 shows the evolution of SpVHIR and SP across the four seasons and the
comparison between the two professional soccer leagues. For SpVHIR, significant increases
were found in both leagues (p < 0.001). Moreover, SpVHIR was higher in LL1 than in LL2
(p < 0.001). On the other hand, SP increased over the four seasons and, in LL2, this increase
was significant. SP was also higher in LL1 (p < 0.001) than in LL2.
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Table 3. MANOVA to compare VHIRD and SpD between seasons and professional soccer leagues.
LL1
p
LL2
p
F
Sig.
Eta
Power
Variables
Season
M
SD
M
SD
VHIRD
21–24 km·h−1 (m)
2015/2016
3020
375
2817
47
c
7.19
0.00
0.004
0.98
2016/2017
2988
385
d
2782
47
cd
2017/2018
3013
384
2907
49
abd
2018/2019
3056
396
b
2836
50
bc
VHIRD 1st Half
(m)
2015/2016
1515
233
1392
358
c
9.65
0.00
0.004
0.99
2016/2017
1485
230
d
1383
362
c
2017/2018
1492
222
1448
392
abd
2018/2019
1523
235
b
1406
385
c
VHIRD 2nd Half
(m)
2015/2016
1504
225
d
1424
210
c
2.86
0.04
0.005
0.69
2016/2017
1503
225
1399
217
c
2017/2018
1521
244
1459
232
ab
2018/2019
1533
241
a
1429
225
SpD > 24 km·h−1
(m)
2015/2016
2873
468
d
2630
28
c
3.99
0.01
0.003
0.84
2016/2017
2860
502
cd
2636
29
c
2017/2018
2930
486
b
2777
31
abd
2018/2019
2959
500
ab
2689
30
c
SpD 1st Half (m)
2015/2016
1432
286
1299
491
c
5.73
0.00
0.002
0.95
2016/2017
1413
303
d
1293
466
cd
2017/2018
1440
284
1382
477
abd
2018/2019
1464
289
b
1335
475
bc
SpD 2nd Half (m)
2015/2016
1441
285
cd
1331
281
c
1.56
0.20
0.003
0.41
2016/2017
1447
295
cd
1342
270
c
2017/2018
1489
316
ab
1394
285
ab
2018/2019
1495
317
ab
1354
267
Note. VHIRD = very high-intensity running distances, SpD = sprinting distance; LL1: LaLiga Santander; LL2: LaLiga Smartbank. Posthoc
comparisons: a = significant differences compared with 2015/2016 season; b = significant differences compared with 2016/2017 season;
c = significant differences compared with 2017/2018 season; d = significant differences compared with 2018/2019 season.
Table 4. MANOVA to compare number of sprints at different speed levels between seasons and professional soccer leagues.
LL1
p
LL2
p
F
Sig.
Eta
Power
Variables
Season
M
SD
M
SD
No. SpVHIR
21–24 km·h−1
2015/2016
263
29
d
247
224
c
6.85
0.00
0.001
0.98
2016/2017
262
31
d
245
226
c
2017/2018
264
30
255
241
abd
2018/2019
268
32
ab
249
228
c
No. SP >
24 km·h−1
2015/2016
160
22
148
291
c
4.93
0.00
0.001
0.91
2016/2017
160
23
148
300
c
2017/2018
161
22
155
303
abd
2018/2019
162
23
150
297
c
Note. SpVHIR = sprints at very high-intensity running and SP = sprints at more than 24 km·h−1; LL1: LaLiga Santander; LL2: LaLiga
Smartbank. Posthoc comparisons: a = significant differences compared with 2015/2016 season; b = significant differences compared with
2016/2017 season; c = significant differences compared with 2017/2018 season; d = significant differences compared with 2018/2019 season.
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4. Discussion
This study aimed to analyze and compare the evolution of the match running perfor-
mance between the top two professional Spanish leagues (LL1 and LL2) across four seasons:
2015/2016–2018/2019. The main findings of the study showed that TD, VHIRD, and SpD
were higher in LL1 than in LL2. Concerning the comparison between the first and second
halves, we found that high-intensity efforts increased in the second half, especially in LL1.
The match running performance evolved during these seasons, showing different changes
between the two leagues. Specifically, TD decreased significantly in LL1, whereas VHIRD
and SpD increased progressively in both leagues. SpVHIR also increased significantly in
both leagues, whereas SP increased significantly only in LL2.
Firstly, concerning the match running performance comparison, we expected that
all the physical variables analyzed in the present study would be higher in LL1 than in
LL2. The results showed that external load was higher in LL1 than in LL2. In particular,
the distances covered at high intensity and the number of high-intensity efforts were
significantly higher in LL1. These results showed that the league at the higher competitive
level had higher physical demands during matches. Our findings agree with previous
studies [7,8,20], which compared the top two Spanish and Norwegian professional soccer
leagues, finding that the top-tiered leagues were more physically demanding. Several
explanations could be used to interpret our results. One reason could be the physical
capacity of the players of these teams, such that the LL1 clubs contributed to improving the
match running performance of their players [11]. Another reason could be related to the
playing formation used by LL1 teams, as certain playing formations imply higher external
loads, and LL1 teams may use these more demanding playing formations [13]. Concerning
the differences between halves of the matches, it can be observed that the first half of LL1
is more demanding than the second half.
Secondly, with respect to the evolution of match running performance during these
four seasons, we expected an increase in total distance, the distances covered at high
intensity, and the number of very high-intensity running efforts. On the contrary, the
changes showed significant decreases in TD in both professional soccer leagues. A possible
cause of this may be the playing style used by teams of LaLiga [21] because, in recent years,
there has been a gradual increase in teams that prioritized ball possession, confirming
that in ball control plays with few transitions players covered less total running distances,
although greater distances were covered at high intensity [22]. In addition, the introduction
of Video Assistant Referee (VAR) has led to a decrease in effective game time, which has
contributed to the decrease in TD [23,24].
In agreement with our hypothesis, where we expected an increase in the distances
covered at high intensity and the number of very high-intensity running efforts, the results
showed that significant increases in distances covered and efforts performed at high
intensity were obtained during the four seasons. In this sense, the significant increases in
HIRD and VHIRD are indicators of the evolution and changes occurring in soccer, where
players are now trained to perform more high-intensity actions. This has probably been
caused by the current training perspective, which increases the presence of high-intensity
stimuli according to the competition demands and it decreases the rate of injuries, as
achieving optimal player performance while minimizing the risk of injury is the main
objective [12,25,26]. These types of efforts are keys to achieving high performances in
soccer [27,28] and they are important in decisive situations in professional football. They
are the most dominant actions when scoring goals [29]. In this sense, in the 2018/2019
season, VAR was added, which promoted longer recovery times, where high-intensity
efforts predominate [24]. Another possible reason could be the tactical evolution of football.
Today’s models and playstyles tend to advance defensive pressure lines, resulting in larger
spaces and more actions performed at high intensity to take advantage of these spaces.
When examining the match running performance separated by halves, TD decreased
in LL1 across the second half, contrary to the results shown in LL2, where TD increased.
In addition, in LL1, the decrease in TD in the second half was less than in the first halves of
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the matches. These results could be explained by the high equality between the teams in
LL1 and LL2, where the matches are usually decided in the second half. The decrease in
TD in LL1 is further supported by the fact that LL1 teams performed a large number of
high-intensity efforts compared to LL2 during the first half, which could cause a decrease
in TD during the second half [30].
Finally, concerning the comparison of the evolution between the two professional
soccer leagues, we found that in LL1 there is a trend toward a progressive increase in
VHIRD and SpD, especially in the second half, whereas in LL2, the trend is not clear. On the
other hand, VHIRD and SpD increased during the second halves in both professional soccer
leagues, contrary to the results reported in previous studies [31]. A possible reason for
these results is the higher TD and high-intensity efforts performed by the substitutes during
the second halves [32]. Although we stated that the equality between teams was higher in
LL2, another possible explanation is the increase in the effect of match status during the
second halves. In both leagues, time pressure is higher in the second half. For example,
it is not the same to be losing 1–0 at half-time as at 80 min. The effects of time pressure and
match status probably increase high-intensity actions [17,33].
4.1. Limitations and Future Perspectives
Taking into account the characteristics of the present study and the novelty of this topic,
we considered some limitations with a view to future research. In the 2018/2019 season,
VAR was added, which has promoted longer recovery times. In future investigations, we
should analyze the differences in the external load before and after the implementation
of VAR. In addition, we did not analyze other physical variables such as accelerations
and decelerations, which are part of the external load of soccer matches [34]. Thus, these
types of physical variables must be analyzed to obtain more information about the match
running performance of the competition. Finally, another possible study would be about
the different evolution of each team across these seasons (e.g., according to classification or
playing style).
4.2. Practical Applications
Based on the results obtained, some practical applications can be extracted. Firstly,
the paradigm of match running performance has changed across the seasons. Thus, it is
also necessary for physical training in soccer to evolve in keeping with current match
physical demands to optimize the training process. In this sense, knowledge about the
match running performance allows coaches to design soccer training with the correct
stimuli to optimize players’ performances. In this regard, this type of stimuli constitutes
a methodology for injury prevention and could reduce the injury rate of soccer players.
In addition, the evolution of high-intensity efforts is very important in designing specific
training tasks that reproduce competition demands. Finally, it was found that the Spanish
LL1 is more demanding than LL2, and this information is very important to practitioners
who are training in each professional soccer league, since it allows them to discern the
different external loads in both the first and second divisions.
5. Conclusions
The present research describes and compares the differences in match running per-
formances between the top two Spanish professional soccer leagues across four seasons.
Firstly, the results showed higher external loads in LL1 than in LL2. Concretely, the dis-
tances covered at high intensity are higher in LL1 than in LL2. Secondly, the decrease in
total distance and the increase in distance covered and efforts performed at high intensity
are the main changes in the external load of soccer in both leagues. Finally, VHIRD and
SpD increased during the second halves in both professional soccer leagues. In summary,
we must take into account the evolution of the match running performance in training and
the teams’ playing styles to ensure that players are trained to perform more high-intensity
efforts during the matches.
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Author Contributions: Conceptualization, T.G.-C.; formal analysis, T.G.-C.; funding acquisition,
R.L.d.C. and R.R.; investigation, E.P., J.C.P.-B., J.D.-G., R.L.d.C., R.R., X.P. and T.G.-C.; methodology,
J.C.P.-B.; project administration, T.G.-C.; resources, R.L.d.C. and R.R.; visualization, E.P., J.C.P.-B.
and J.D.-G.; writing—original draft, J.C.P.-B.; writing—review and editing, E.P., J.D.-G. and T.G.-C.
All authors have read and agreed to the published version of the manuscript.
Funding: This research was funded by the European Regional Development Found (ERDF), the
Government of Extremadura (Department of Economy and Infrastructure) and LaLiga Research and
Analysis Sections.
Institutional Review Board Statement: The study was conducted according to the guidelines of the
Declaration of Helsinki, and approved by the Institutional Review Board (or Ethics Committee) of
University of Extremadura (Protocol number: 153/2017).
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Restrictions apply to the availability of these data. Data was obtained
from LaLiga and are available at https://www.laliga.es/en with the permission of LaLiga.
Conflicts of Interest: The authors declare no conflict of interest. In addition, the funders had no role
in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the
manuscript, or in the decision to publish the results.
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| A Longitudinal Exploration of Match Running Performance during a Football Match in the Spanish La Liga: A Four-Season Study. | 01-28-2021 | Pons, Eduard,Ponce-Bordón, José Carlos,Díaz-García, Jesús,López Del Campo, Roberto,Resta, Ricardo,Peirau, Xavier,García-Calvo, Tomas | eng |
PMC4724371 | 1 3
Int Arch Occup Environ Health (2016) 89:211–220
DOI 10.1007/s00420-015-1064-8
ORIGINAL ARTICLE
Measured by the oxygen uptake in the field, the work of refuse
collectors is particularly hard work: Are the limit values
for physical endurance workload too low?
Alexandra M. Preisser1 · Linfei Zhou1 · Marcial Velasco Garrido1 · Volker Harth1
Received: 9 December 2014 / Accepted: 3 June 2015 / Published online: 19 June 2015
© The Author(s) 2015. This article is published with open access at Springerlink.com
Conclusion HR as well as the measurement of VO2 can
be valuable tools for investigating physiological workload,
not only under laboratory conditions but also under normal
working conditions in the field. Both in terms of absolute
and relative HR and oxygen consumption, employment as
a refuse collector should be classified in the upper range of
defined heavy work. The limit of heavy work at about 33 %
of the individual maximum load at continuous work should
be reviewed.
Keywords Oxygen uptake · Physically heavy work ·
Mobile spiroergometry · Relative heart rate · Waste
collectors · Endurance work
Introduction
The organized collecting of waste is essential for a func-
tioning community; however, there is no explicit job quali-
fication connected with, and the work of garbage collec-
tors receives little scientific attention. Collecting waste
is described as physically demanding work and as being
the cause of various physical disorders with respiratory,
gastrointestinal, and musculoskeletal symptoms (Kuijer
and Frings-Dresen 2004; Kuijer et al. 2010). This work is
regarded as a benchmark for “particularly heavy” work.
The definition of “heavy work” is based so far only on the
assumption that the endurance limit is 30 % respectively
33 % of the maximum load capacity, taking into account
load peaks, manual work, and harmful temperatures
(Ilmarinen et al. 1991; Rutenfranz et al. 1976). The deter-
mination of an “upper limit” is essential for defining the
“reasonableness” of a work—in the sense of the absence of
excessive risks to health. There are presently also no indi-
cations, showing how the physical performance is with this
Abstract
Purpose Collecting waste is regarded as a benchmark for
“particularly heavy” work. This study aims to determine
and compare the workload of refuse workers in the field.
We examined heart rate (HR) and oxygen uptake as param-
eters of workload during their daily work.
Methods Sixty-five refuse collectors from three task-
specific groups (residual and organic waste collection, and
street sweeping) of the municipal sanitation department
in Hamburg, Germany, were included. Performance was
determined by cardiopulmonary exercise testing (CPX)
under laboratory conditions. Additionally, the oxygen
uptake (VO2) and HR under field conditions (1-h morning
shift) were recorded with a portable spiroergometry system
and a pulse belt.
Results There was a substantial correlation of both abso-
lute HR and VO2 during CPX [HR/VO2 R 0.89 (SD 0.07)]
as well as during field measurement [R 0.78 (0.19)]. Com-
pared to reference limits for heavy work, 44 % of the total
sample had shift values above 30 % heart rate reserve
(HRR); 34 % of the individuals had mean HR during work
(HRsh) values that were above the HR corresponding to
30 % of individual maximum oxygen uptake (VO2,max). All
individuals had a mean oxygen uptake (VO2,1h) above 30 %
of VO2,max.
Alexandra M. Preisser and Linfei Zhou are equally contributing
first authors.
* Alexandra M. Preisser
[email protected]
1
Institute for Occupational and Maritime Medicine
(ZfAM), University Medical Center Hamburg-Eppendorf,
Seewartenstrasse 10, 20459 Hamburg, Germany
212
Int Arch Occup Environ Health (2016) 89:211–220
1 3
heavy work with increasing age. An assessment is required
in order to meet the challenges of demographic change in
industrialized countries. Only few studies have investi-
gated in detail the refuse collectors in different countries
with different tasks. Up to now, the heart rate (HR) is used
as an indirect indicator of the physiological workload, for
example in the Netherlands (Kemper et al. 1990), Japan
(Tsujimura et al. 2012), and Brazil (Anjos et al. 2007). The
oxygen uptake (VO2), as a direct measure of the metabolic
processes, however, was mostly estimated via HR in these
groups. So far, the VO2 of refuse collectors was determined
only once by means of simulation in the laboratory (Kem-
per et al. 1990; Frings-Dresen et al. 1995). The relation
between HR and VO2 has not yet been specified under field
conditions. This may be due to the fact that the measure-
ment of oxygen uptake with a breathing mask for outdoor
work in this occupation group is technically particularly
challenging. In our view, however, the conclusion of HR
on VO2,max requires a review. To our knowledge, there are
no recent studies with refuse collectors, who were investi-
gated during their daily work with portable spiroergometry
to determine the real oxygen uptake.
This paper is based on a study about the physiological
workload of 65 employees from three task-specific groups
[residual waste collection (RWC), organic waste collection
(OWC), and street cleaning (SC)] of a municipal sanita-
tion department in Germany. Our aim was to categorize the
respective workload of these professions under real work-
ing conditions as a contribution to the development of a
classification of workload in occupational health research.
To evaluate the methods in the field of measurement, we
also conducted comparisons of the methods of workload
measurement. For this purpose, HR and oxygen uptake
were determined in field measurements. For comparison,
we measured the oxygen uptake by a stationary cycle car-
diopulmonary exercise test (CPX).
Methods
The study group consisted of 65 subjects (62 males and
3 females), aged between 25 and 60, all employees in the
municipal sanitation department in Hamburg, Germany. All
participants volunteered and were granted compensatory
time off by the employer. Before the start of the investiga-
tions, there was no selection of participants. The anthropo-
metric characteristics of the subjects (Table 1) are repre-
sentative in age and sex of the 1544 employees [46.5 (SD
8.6) years; 98 % male) working in refuse collecting in this
sanitation department. The examined employees were sub-
divided by their occupational tasks into three groups: RWC
(n = 35), OWC (12), and SC (18). These jobs are mainly
performed by male employees, although there are a few
females in street sweeping in Hamburg. There were three
women in the last group. The Declaration of Helsinki has
been adequately addressed, and written informed consent
was obtained from all participants. The study was approved
by the Ethics Committee of the Hamburg Medical Associa-
tion (register number PV4524).
Elements of investigation were specific questioning and
physical examination (regarding occupation, symptoms,
and disorders according to body functions). Furthermore,
spirometry, body plethysmography (MasterScreen™ Body
by JAEGER™/CareFusion, Hoechberg, Germany), and
CPX were performed with 61 subjects. Four persons were
excluded due to cardiorespiratory risk factors.
Table 1 Characteristics of study participants
SD Standard deviation, BMI body mass index, RWC residual waste collectors, OWC organic waste collectors, SC street cleaners, Allfield subjects
submitted to field measurement with portable spiroergometric system
Founded significant differences between a male/female; b RWC/SC; c OWC/SC, d OWCfield/allfield, and e SCfield/allfield. The first four differences
can be explained by the inclusion of women in the SC group, the latter not
N
Female
Age (years)
Height (m)
Weight (kg)
BMI (kg/m2)
Mean
SD
Mean
SD
Mean
SD
Mean
SD
All
65
3
45.6
8.3
177.7
7.6
89.7
14.7
28.3
3.8
Male
62
45.5
8.4
177.0a
8.3
88.7a
15.3
28.2
3.9
Female
3
3
43.1
11.5
162.0
9.6
65.7
7.4
25.2
4.3
RWC
35
–
47.3b
7.0
179.1
7.4
92.5
15.5
28.8
4.0
OWC
12
–
46.7
8.3
177.8
5.3
94.3
12.8
30.0
4.0
SC
18
3
41.6
9.7
175.0
9.0
81.2b,c
11.1
26.5b,c
2.8
Allfield
13
2
49.7
6.7
174.8
9.3
87.1
15.9
28.3
4.0
RWCfield
5
–
51.1
4.0
178.6
11.5
88.6
12.5
27.6
1.2
OWCfield
3
–
50.4
6.3
175.7
3.8
103.0
14.5
33.4d
4.9
SCfield
5
2
47.8
9.6
170.6
9.0
76.0e
12.3
26.0
2.8
213
Int Arch Occup Environ Health (2016) 89:211–220
1 3
Spirometry represents a measure of forced one-second
capacity and vital capacity (FEV1, FVC) performed accord-
ing to the criteria of the American Thoracic Society (1995)
with the calculation of FEV1/FVC. In addition, body ple-
thysmography determines the airways resistance as well as
intrathoracic gas volume.
CPX was performed according to the recommendations
of the German Society of Pneumology (Meyer et al. 2013)
with 12-lead ECG monitoring on an electronically braked
computer-controlled cycle ergometer (ergoselect 200p/
Ergoline Bitz, Germany) with a continuous increase in the
load. This ramp-like protocol enables a precise determina-
tion of maximal aerobic and power output and the ventila-
tory threshold (VT) (Binder et al. 2008; Meyer et al. 2005).
Performance and VO2 and carbon dioxide outputs (VCO2)
were measured continuously (Oxycon Pro™ by JAE-
GER™/CareFusion, Hoechberg, Germany).
CPX was preceded by 2 min of sitting at rest. After a
warm-up period of 2 min with an external workload of
25 W, the exercise followed with an increase of 15–25 W/
min (Meyer et al. 2013) depending on the individual fit-
ness level. Subjects were verbally encouraged until they
could no longer sustain the required crank frequency of
60–70 rpm. Maximum oxygen uptake (VO2,max) was calcu-
lated as the average of the highest eight consecutive breaths
in the final minute of exercise. The standard equations
by Hansen et al. (1984), Reiterer (1975), and Wasserman
et al. (2004) for VO2,max and maximal wattage (Pmax) were
used for assessment. The VT corresponds to the first VT;
it was determined with a combination of VCO2/VO2 slope
and increase in minute ventilation (VE) relative to oxygen
consumption (VE/VO2), ventilatory equivalent named. This
first VT is defined by the increase in VE/VO2 without a
concurrent increase in VE/VCO2 (Binder et al. 2008; West-
hoff et al. 2013).
Forty-one subjects were studied while working with
long-term HR measurements (T31 coded transmitter,
Polar Electro, Buettelborn, Germany) during a work shift
(mean 6.7 h). From this group, 20 subjects (18 males and
2 females) were also connected to mobile CPX (Oxycon
Mobile by JAEGER™/CareFusion, Hoechberg, Germany)
and to the HR monitoring system for an average of 1.3 h
to measure the correlation between HR and oxygen uptake
under field conditions (HRfield, VO2,field) (Fig. 1). The field
measurement was started before the truck left the depot and
thus recorded approximately 30 min of driving plus 1 h of
sustained work. The actual HR and oxygen uptake under
task-specific work were recorded during the following 1 h
of continuous work (HR1h, VO2,1h). Part of the work of the
garbage collectors is transporting two-wheeled waste con-
tainers (120 l volume) of houses and cellars and the shift of
large four-wheeled waste containers (240 l) of storerooms.
The path length of an entire work day was estimated with
a pedometer and was about 7–10 km. All waste containers
were emptied machine-supported into the truck (Fig. 2a, b,
photographs with waste worker, spiroergo mask, and gar-
bage cans). Occasional waste bags were towed. SC con-
sisted of sweeping waste and leaves, sometimes wet leaves,
as well as picking up trash. Due to malfunction of the
measuring instruments, refusal, and changes in the organi-
zation, valid data were obtained for only 13 of 20 subjects.
Ahead of the gas exchange measurements in the field
via face mask, the mobile CPX unit was volume and gas
calibrated. HR and oxygen uptake were both depicted in
absolute values and relative to individuals’ maximum val-
ues (%HRmax, %VO2,max) and individuals’ values at the
VT (%HRVT, %VO2,VT). The difference to maximum val-
ues as “reserve values” (%HRR, %VO2,R) was defined
as: (HRwork − HRrest)/(HRmax − HRrest) × 100 %, and
(VO2,work − VO2,rest)/(VO2,max − VO2,rest) × 100 %, respec-
tively. The HR and VO2 at rest (HRrest,VO2,rest) were calcu-
lated from the mean values in the first 2 min of the exercise
test and the previously measured resting value.
Statistics
Data are presented as means and standard deviations (SD).
To assess the equivalence of linear regression, mean val-
ues for Pearson correlation (R), intercept, and slope were
Fig. 1 Flowchart of the measurements
214
Int Arch Occup Environ Health (2016) 89:211–220
1 3
determined for each individual. Student’s t test and Wilcoxon
test were used to determine whether the mean intercepts and
slopes differed from 0 to 1, respectively, and to verify dif-
ferences between sample characteristics and differences
from reference limits. All calculations were performed using
IBM SPSS Statistics 22. For all statistical analyses, the null
hypothesis was rejected at a probability of p < 0.05.
Results
The 65 subjects of the study group showed only low differ-
ences in age and in body mass within the total sample for
RWC, OWC, and SC, respectively (Table 1). All 61 subjects
who could participate in the CPX had normal ECG readings
and took no HR-affecting drugs. On the basis of spirometry
and body plethysmography, obstructive lung disease (FEV1/
FVC < 70 %) was observed in 21.5 % of subjects. All work-
ers diagnosed with pulmonary disorders were active or for-
mer smokers (35.4 and 43.1 % of total sample, respectively).
The results from HR measurement at work (HRsh) of 41
subjects with an average work shift time of 6.7 h are shown
in Table 2. Mean values of the total sample were 100.2 b/
min and 27.9 % HRR, respectively. The HRsh values rela-
tive to individuals’ HRmax and to HRVT (%HRmax, %HRVT)
determined in the laboratory CPX showed that the OWC
had the highest strain compared with the three subgroups
(data not shown in detail).
HR recorded during one representative work hour
(Table 3) showed a slightly higher mean HR1h of 109.2 b/
min and 45.1 % HRR, respectively, for the 13 subjects (for
whom also the oxygen uptake was measured) than in the
measurement over the whole work shift of the total sam-
ple. There were no significant differences between the
groups OWC, RWC, and SC for 1 h of measurement. Mean
HR values during 1 h as well as during a work shift were
close to the HR at VT. Between HR1h and HRsh of these
13 subjects, there was a mean correlation coefficient of R
0.64. The regression of HR1h was slightly but significantly
(p < 0.05) higher than HRsh by 10.6 b/min. During the one
representative working hour (Table 3), the group mean
achieved an oxygen uptake (VO2,1h) of 1103 ml/min. Here
too, mean VO2 was close to VO2,VT. The groups did not dif-
fer significantly.
Fig. 2 a, b Refuse collector with spiroergo mask, equipment, and garbage cans
Table 2 Mean heart rate during a work shift (HRsh) of 6.7 h of n = 41, percentage of maximal heart rate (%HRmax), and heart rate at the ventila-
tory threshold (%HRVT) from CPX (values relative to heart rate reserve (%HRR))
RWC Residual waste collectors, OWC organic waste collectors, SC street cleaners
a Significant difference RWC/OWC
b Significant difference RWC/SC
N
Female
Mean HRsh (b/min)
HRsh,max (b/min)
%HRmax
%HRVT
%HRR,sh
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
All
41
3
100.2
11.9
153.7
28.2
63.1
9.2
79.4
12.9
27.9
14.2
RWC
18
–
93.4a,b
11.8
150.6
30.5
58.3a,b
8.6
75.8
16.2
25.3
13.7
OWC
9
–
107.8
7.5
152.8
22.4
68.8
8.9
85.2
8.9
26.1
14.8
SC
14
3
103.9
9.9
158.2
29.8
65.7
7.4
80.1
9.1
32.5
14.2
215
Int Arch Occup Environ Health (2016) 89:211–220
1 3
The results of CPX with measurement of VO2 of all 61
participants and of the 13 subjects with field measured data
are depicted in Tables 4 and 5. The three subgroups RWC,
OWC, and SC do not differ significantly in this test with
respect to Pmax, VO2,max, and HRmax (data not shown). The
spiroergometric field measurements’ sample of 13 sub-
jects did not differ significantly from the whole group. A
relationship between the maximal values from Pmax and
VO2,max could be observed with mean correlation coeffi-
cient (R) of 0.88; HRmax was weakly correlated with age (R
0.45). Therefore, older participants showed surprisingly a
slight increase in HRmax with age (data not shown in detail).
The individuals reached values close to age-predicted val-
ues with 95.6 % (SD 18.2) VO2,max/VO2,pred, and 90.8 %
(SD 7.4) HRmax/HRpred, (Hansen et al. 1984; Reiterer 1975;
Wasserman et al. 2004).
The linear regression analysis was accomplished to study
the relationship between HR and VO2 for CPX and field meas-
urement. Data of HR and oxygen uptake during CPX create
an individual linear heart/oxygen uptake relationship and a
substantial correlation (mean R 0.89, p < 0.001). There was
also a linear regression, with a mean correlation coefficient of
Table 3 Average of heart rate (HR1h) and oxygen uptake (VO2,1h) during 1 h of work
HR1h and VO2,1h relative to maximal heart rate and maximal oxygen uptake during CPX (%HRmax; %VO2,max). HR1h and VO2,1h relative to heart
rate and oxygen uptake at the ventilatory threshold (%HRVT; %VO2,VT). And values relative to heart rate reserve (%HRR)
RWC Residual waste collection, OWC organic waste collection, SC street cleaning, Allfield subjects submitted to field measurement with portable
spiroergometric system
N
HR1h (b/min)
%HRR,1h
% HRmax
%HRVT
VO2,1h (ml)
%VO2,max
%VO2,VT
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Alla
field
13
109.2
12.5
45.1
18.9
71.1
11.5
86.7
17.2
1103
237.3
45.7
9.3
60.0
14.3
RWCfield
5
106.4
15.0
38.3
20.3
66.6
9.8
84.5
22.1
1160
137.0
42.9
5.8
57.8
15.1
OWCfield
3
106.5
9.1
32.7
12.7
67.2
13.5
82.4
14.3
1286
80.2
50.8
7.2
69.1
13.3
SCa
field
5
113.7
12.7
59.3
12.6
78.0
10.7
91.6
15.8
935
287.1
45.2
13.0
56.7
14.5
Table 4 Results of CPX tests
a The difference to Table 1 can be explained by the exclusion of four people due to cardiac disease or
medication
N
Female
Pmax
(W)
Pmax
(W/kg)
VO2,max
(ml)
VO2,max
(ml/kg)
HRmax
(b/min)
RERmax
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
All
61a
3
192.1
39.2
2.1
0.5
2623
571
29.2
6.4
158.9
14.3
1.27
0.12
Allfield
13
2
184.5
46.9
2.1
0.5
2458
562
28.4
5.5
155.2
14.1
1.26
0.13
RWCfield
5
–
200.0
17.0
2.3
0.2
2739
398
31.0
2.2
160.0
4.8
1.25
0.15
OWCfield
3
–
180.0
56.3
1.8
0.6
2562
372
25.2
4.6
162.0
27.2
1.22
0.28
SCfield
5
2
171.6
64.8
2.2
0.7
2113
682
27.7
7.8
146.2
6.4
1.28
0.06
Table 5 Heart rate (HRVT), power output (PVT), and oxygen uptake (VO2,VT) at ventilatory threshold (VT) from CPX tests [relative to maximal
values from CPX (%Pmax, % VO2,max, %HRmax)]
RWC Residual waste collectors, OWC organic waste collectors, SC street cleaners, Allfield subjects submitted to field measurement with portable
spiroergometric system
N
Female
P at VT (W)
VO2 at VT (ml)
HR at VT (b/min) %Pmax
%VO2,max
%HRmax
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
Mean
SD
All
61
3
129.7
43.6
1843
498
125.1
15.3
66.9
16.3
70.3
11.8
79.0
9.3
Allfield
13
2
130.0
49.5
1914
549
128.4
15.8
69.2
12.6
77.1
8.0
82.9
8.4
RWCfield
5
–
143.0
43.1
2109
514
129.6
20.1
70.5
17.0
76.0
9.3
81.0
12.7
OWCfield
3
–
115.0
43.6
1908
400
131.3
19.3
63.1
4.4
74.0
4.5
81.3
2.4
SCfield
5
2
126.0
64.5
1723
684
125.4
11.7
71.6
12.0
80.0
8.6
85.7
5.9
216
Int Arch Occup Environ Health (2016) 89:211–220
1 3
R 0.78 (p < 0.001) between HRfield and VO2,field. The equations
obtained here were nearly the same; both regressions for CPX
and field measurement are shown in Fig. 3a, b. The correlation
between %HRR and %VO2,R during CPX was high (R 0.96).
The correlation during field measurement was similar, albeit
lower, (R 0.78, both p < 0.001) (Fig. 4a, b).
During the field measurement of continuous HRfield and
VO2,field, a simultaneous increase and decrease in HR and
oxygen uptake could be observed in each individual. In
Fig. 5, a typical example is given of one subject.
Discussion
Relationship of HR to VO2 to determine the validity
of measuring methods in the field
Heart rate increases linearly as a function of workload
intensity and is closely related to oxygen uptake (Arts and
Kuipers 1994; Gastinger et al. 2010). Nevertheless, the
value of the HR/VO2 relationship can vary between indi-
viduals due to metabolic stress or physical training level
and therefore should be ascertained individually (Skin-
ner et al. 2003). Similarly, interindividual differences are
observed when CPX and field measurements during work
are compared. To determine the physiological workload of
physically demanding work, we investigated the relation
between HR and oxygen uptake under field conditions. We
could demonstrate that the HR/VO2 relationship was linear
not just during the incremental cycle exercise test (CPX)
but also in their usual working environment with climatic
and other factors. Nevertheless, the range of the correla-
tion coefficients shows that HR is more strongly correlated
to VO2 during CPX (R 0.89, p < 0.001) than during field
measurement (R 0.78, p < 0.001) (Fig. 3a, b). Yet, there is
0
20
40
60
80
100
120
140
160
180
200
220
0
500
1000
1500
2000
2500
3000
HR [b/min]
VO2 [ml/min]
0
20
40
60
80
100
120
140
160
180
200
220
0
500
1000
1500
2000
2500
3000
HR [b/min]
VO2 [ml/min]
(a)
(b)
Fig. 3 Heart rate (HR) and oxygen uptake (VO2) during CPX with
increasing workload by 15–25 W/min (a) and during spiroergo-
metric field measurement at work (b), for 13 subjects. a HR (b/
min) = 0.03 × VO2 (ml/min) + 70.95 (drawn trendline); R2 = 0.80;
n = 426; p < 0.001. b. HR (b/min) = 0.03 × VO2 (ml/min) + 76.2
(drawn trendline); R2 = 0.65; n = 2191; p < 0.001
-20%
0%
20%
40%
60%
80%
100%
120%
140%
-20%
0%
20%
40%
60%
80%
100%
%HRR
%VO2,R
-20%
0%
20%
40%
60%
80%
100%
120%
140%
-20%
0%
20%
40%
60%
80%
100%
%HRR
%VO2,R
(a)
(b)
Fig. 4 Heart rate as a percentage of heart rate reserve (%HRR) in
relation to oxygen uptake as a percentage of oxygen uptake reserve
(%VO2,R), determined during CPX (a) and field measurement (b),
for 13 subjects. a %HRR = 0.925 × %VO2,R (ml/min) − 0.017;
R2 = 0.93; n = 325; p < 0.001. b %HRR = 0.783 × %VO2,R (ml/
min) + 0.130; R2 = 0.68; n = 2146; p < 0.001
217
Int Arch Occup Environ Health (2016) 89:211–220
1 3
a significant correlation between HR and VO2 in the field
measurement, and furthermore, a congruent increasing and
decreasing profile could be demonstrated (Fig. 5).
Due to different proportions between HR and VO2,
a method based on heart rate reserve (%HRR) and VO2
reserve (%VO2,R) is widely used for the comparison of rel-
ative values. Swain and Leutholtz (1997) and recent stud-
ies by Lounana et al. (2007) have shown that %HRR data
at group level are consistent with %VO2,R. We aimed to
find out whether this correlation can also be validated for
our group in CPX and especially in spiroergometric field
measurement under working conditions. For the incremen-
tal exercise testing, we can confirm a substantial correla-
tion of %HRR and %VO2,R with R 0.96 (p < 0.01) (Fig. 4a).
For spiroergometric field measurement, we found a lower
correlation of R 0.78 (p < 0.001). Both regressions show
that %HRR does not overestimate %VO2,R as their inter-
cepts are close to 0 (Fig. 4b). Possible reasons for lower
field correlations between HR and VO2 could be malfunc-
tioning in gathering the individual values, different load
shapes, and the varyingly high intensity of physical strain
of muscle groups with differing efficiency. During work as
a refuse collector, especially arm work is performed, while
the incremental cycle exercise consists mostly of legwork.
A better equivalence between %HRR and %VO2,R for leg-
work than for arm work has been described by (Rotstein
and Meckel 2000). Additionally, HR can be impaired by
further factors, such as temperature, emotion, and physical
fitness status (Achten and Jeukendrup 2003). We neverthe-
less could demonstrate an equivalence between absolute
values of HR and VO2, and equally in relative calculations
to HRR and VO2,R in dynamic work, even if it was meas-
ured in the field.
Fitness and workload capacity evaluated by various
thresholds and aspects
Because the VT reflects the workload threshold beyond
which endurance exercise will not lead to anaerobic
metabolism, it can therefore be regarded as the upper limit
of intensity during the endurance performance (Binder
et al. 2008). The present study showed a high endurance
performance for the entire sample during 1 h of work and
also during the whole work shift, depending on the HR
measurement with a mean of 86.7 % HRVT and 79.4 %
HRVT, respectively. The percentage of VO2 during 1 h of
work in percentage of VO2,VT was likewise, but lower, with
a mean of 60 % VO2,VT. In Fig. 5, which shows a repre-
sentative measurement from the field tests, the subject’s
HR well exceeded most of the time the individual HRVT.
Similarly, VO2,VT was exceeded several times. For individ-
ual values relative to the VT (%HRVT, %VO2,VT), our data
show that %HRVT may overestimate the real workload;
%VO2,VT seems to be more realistic (see Table 5). Fur-
thermore, VT not only differs between individuals but also
varies depending on the state of training and the type of
exercise protocol (Faude et al. 2009). Therefore, the ques-
tion arises whether %HRVT is comparable to %VO2,VT.
We would recommend to determine VT and likewise the
HRVT and VO2,VT, by CPX in the laboratory. This will
enable an accurate estimate of %VO2,VT during the field
measurement.
Fig. 5 Case report: heart rate
and oxygen uptake during field
measurement (HRfield,VO2,field)
of one subject. Individual maxi-
mal heart rate, maximal oxygen
uptake (HRmax, VO2,max),
and the values at ventilatory
threshold (HRVT, VO2,VT) are
also shown
218
Int Arch Occup Environ Health (2016) 89:211–220
1 3
In our sample, the CPX results are close to the individual
predicted and age-dependent values (Table 2). Kroidl et al.
(2014) have described the requirements for high, normal,
and pathological endurance performance, based on values
at VT > 80 %, around 60 %, and <40 % of maximal val-
ues, respectively. In comparison, our subjects also reached
performance levels in the upper range of normal endurance
(Table 2). In the present study, workers show normal ranges
of individual fitness. Long work periods with a high level
of physical activity did not lead to an increase in maximal
oxygen uptake, and only slightly better endurance perfor-
mance was observed in them. This seems to be compat-
ible with results from previous studies which also investi-
gated workers with heavy workload (Ilmarinen et al. 1991;
Søgaard et al. 1996).
It is commonly suggested that 33–40 % of the indi-
vidual’s VO2,max should be the capable workload for 8 h
of physical work (Åstrand et al. 2003; Ilmarinen 1992).
But %VO2,max depends on the type of exercise performed.
According to Kemper et al. (1990), the acceptable limit for
refuse collecting work in particular, which mainly consists
of arm work combined with legwork, should be at 30 %
VO2,max for an 8-h shift. To describe the exercise intensity
in our sample, we took HRsh at a given %VO2,max. This
method is according to Skinner et al. (2003); they have
demonstrated that once VO2,max and the relationship among
HR and VO2 are known, the corresponding HR is a good
estimate for relative workload. Taking the mean HR values
of the 41 subjects in our study who had undergone HRsh
measurement, there was a slight exceedance (mean HR
100.2 b/min) of the standards of calculated mean HR value
at 30 % VO2,max (96.6 b/min); ns). Here, 66 % of the indi-
viduals had mean HRsh values above 30 % VO2max. Frings-
Dresen and Kemper 1995, under laboratory conditions,
showed that 33–59 % of the subjects, depending on the
waste collector activity (bags, different container volumes),
exceeded the 30 % of VO2max.
Comparing these results with the oxygen uptake of the
13 individuals from the 1-h VO2 measurement, the means
even exceeded the reference of 30 % VO2,max significantly
(mean VO2,1h 1103 ml/min vs. calculated VO2 at 30 %
VO2,max of 737.3 ml/min, p < 0.05). All subjects achieved
a mean VO2, which was above the reference limit of 30 %
VO2,max, with a total range of 35–69 % VO2,max. These
results are consistent with the relation between HR1h and
HRsh as the 1-h values were slightly but significantly higher
than HRsh. Nevertheless, in both specifications (HR and
VO2), very high values have been found, which reflects the
high continuous work load of refuse collectors.
In general, exercises that are performed with a
HRR > 30 % for an 8-h shift are assumed to be at high car-
diovascular load (Ilmarinen et al. 1991; Shimaoka et al.
1998). With long-term HR measurement for a work shift of
6.7 h, 39 % of residual waste collectors, 33 % of organic
waste collectors, and 39 % of the street cleaners had
%HRR,sh values that were higher than 30 % HRR. These
findings are consistent with Kuijer et al. (1999), who found
36.4 %HRR for refuse collectors and 22.6 %HRR for street
sweepers. Therefore, we can conclude that refuse collectors
and street cleaners have high endurance performance and
high cardiovascular load during work.
Åstrand et al. (2003) specified easy, moderate, and
heavy work during an 8-h work shift on the basis of oxy-
gen consumption at <600, 600–1000, and >1000 ml/min
VO2, respectively, and required a maximum VO2 for work
at 40 %VO2,max at <1500, <1500–2500, and >2500 ml/
min, respectively. When compared to Åstrand’s require-
ments of workload, the refuse collectors in our study had a
mean VO2,1h of 1103 ml/min during work corresponding to
46 % VO2,max (Table 4) and a mean VO2,max of 2623 ml/min
during CPX corresponding to oxygen uptake under heavy
physical work. This confirms Åstrand’s findings; the work-
load of refuse collectors can be classified in the upper field
of heavy work. Whether the relatively high physical endur-
ance is a health risk for the refuse collectors remains open.
In our initial cross-sectional study, we found no evidence
to this.
Comparison with other occupations
Compared to jobs which are commonly referred to as phys-
ically heavy, the relative workload found in this study was
rather high. The means for HRsh and %HRmax (Table 3)
during one work shift are consistent with Wultsch et al.
(2012) findings for workers from waste processing (activi-
ties were not differentiated). They found mean HRsh 100 b/
min for male and 120 for female, 59 and 65 % HRmax,
respectively. Compared to the other investigated profes-
sions (workers in metal industry, slaughterhouse work, or
healthcare business) referred in this study (Wultsch et al.
2012), our findings on the physical demand of refuse col-
lectors were higher. Compared to a study with housekeep-
ers which also used a portable spiroergometric system for
field measurements (MJ Fröhlich, personal communica-
tion), we found similar values at HR1h and VO2,1h to those
they determined with 112 b/min and 1.06 l/min, respec-
tively. However, compared to portable spiroergometric
measurements with lumberjacks (Hagen et al. 1993)—their
job is considered to be the hardest form of physical work
(with 49 % VO2,max for the younger, 53 % VO2,max for the
older, and a HRsh of 138 and 126 b/min, respectively)—our
measurement results were rather low.
Other studies with refuse collectors have also reported
similar HR values to those found in our study. Kemper et al.
(1990) have found a mean HRsh of 99.5 b/min in Dutch
refuse collectors during one work shift, and—compared to
219
Int Arch Occup Environ Health (2016) 89:211–220
1 3
the threshold value of 30 % VO2,max calculated over HRsh—
30 % of their participants had exceeded that limit. Further-
more, they also established a linear relationship between
HR and VO2 during work, but they did not describe this
correlation further. In a recent study with Brazilian refuse
collectors, Anjos et al. (2007) outlined a mean HR for
the total working time at 97.6 b/min, 53.4 % HRmax, and
32.8 % HRR; nevertheless, their results were partially lower
than those found in the present study. In addition, they
identified HR values during the actual working time which
can be compared with our values for 1 h of continuous
work. A recent Japanese study by Tsujimura et al. (2012)
found mean HR values for garbage collectors of 97.5 b/
min, which were similar to the Brazilians but lower than
our findings. These studies of refuse collectors, however,
determined the workload only by the HR without VO2 field
measurements.
Conclusion
The present study demonstrates that HR and oxygen con-
sumption are strongly correlated even during field measure-
ments of the heavy dynamic work of the refuse collectors.
Therefore, HR measurement is a valuable tool for evaluat-
ing the parameters of physiological workload during work.
But the correlation between HR and VO2 was stronger
under steady conditions in the laboratory, while HR can also
be influenced by several external circumstances. In addition,
we included only persons without heart disease or medi-
cation. In persons with cardiac disease or HR influencing
medication, the sole determination of HR cannot replace the
measurement of VO2. Therefore, if possible, the determina-
tion of VO2 should be aimed in the field measurement.
Refuse collectors exceed the upper limits set for physical
work stress in the literature (Åstrand et al. 2003; Ilmarinen
et al. 1991; Shimaoka et al. 1998). But all investigated
employees were in our study within their individual refer-
ence limits of physical capacity and aerobic fitness, both
in terms of absolute and relative HR as well as in oxygen
consumption. The three task-specific groups (RWC, OWC,
SC) did not differ in workload. The results of the present
study can finally confirm the high workload of refuse col-
lectors with the determination of VO2 at work. In addition,
the endurance workload of refuse collectors is well above the
hitherto recommended limits. The currently applicable limits
for an 8-h shift with a maximum of 33–40 % of the individu-
al’s VO2 max or HRR > 30 % should be reviewed. Other field
measurements with determination of oxygen uptake with
other physically hardworking professionals are necessary.
Acknowledgments The authors would like to thank L. Herrmann,
Stadtreinigung, Hamburg, for his support in recruiting the volunteers,
and H.-J. Krankenhagen and A. Frosch for preparing heart rate data
in the field measurements. We would like to thank Sabine Bößler
and Anne Winkelmann for their excellent support with the technical
patient examinations. We are indebted to Cordula Bittner, MD, and
Thomas von Münster, MD, who implemented clinical examinations.
The study is a part of the investigation: “Ergonomic study of waste
collectors in the system garbage collection and street cleaning of the
municipal sanitation department in Hamburg” and was funded by a
grant from Stadtreinigung, Hamburg.
Conflict of interest The authors declare that they have no conflict
of interest.
Ethical standard All procedures performed in studies involving
human participants were in accordance with the ethical standards
of the institutional and/or national research committee and with the
Declaration of Helsinki 1964 and its later amendments or comparable
ethical standards.
Open Access This article is distributed under the terms of the
Creative Commons Attribution 4.0 International License (http://crea-
tivecommons.org/licenses/by/4.0/), which permits unrestricted use,
distribution, and reproduction in any medium, provided you give
appropriate credit to the original author(s) and the source, provide a
link to the Creative Commons license, and indicate if changes were
made.
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PMC9227788 | Citation: Machado, J.C.; Góes, A.;
Aquino, R.; Bedo, B.L.S.; Viana, R.;
Rossato, M.; Scaglia, A.; Ibáñez, S.J.
Applying Different Strategies of Task
Constraint Manipulation in
Small-Sided and Conditioned Games:
How Do They Impact Physical and
Tactical Demands? Sensors 2022, 22,
4435. https://doi.org/10.3390/
s22124435
Academic Editor: Gregorij Kurillo
Received: 17 May 2022
Accepted: 9 June 2022
Published: 11 June 2022
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sensors
Communication
Applying Different Strategies of Task Constraint Manipulation
in Small-Sided and Conditioned Games: How Do They Impact
Physical and Tactical Demands?
João Cláudio Machado 1, Alberto Góes 2, Rodrigo Aquino 3
, Bruno L. S. Bedo 4, Ronélia Viana 1,
Mateus Rossato 1
, Alcides Scaglia 2,5
and Sérgio J. Ibáñez 6,*
1
Faculty of Physical Education and Physiotherapy, Federal University of Amazonas, Manaus 69067-005, Brazil;
[email protected] (J.C.M.); [email protected] (R.V.); [email protected] (M.R.)
2
Faculty of Physical Education, State University of Campinas, Campinas 13083-859, Brazil;
[email protected] (A.G.); [email protected] (A.S.)
3
LabSport, Post-Graduate Program in Physical Education, Center of Physical Education and Sports,
Federal University of Espírito Santo, Vitória 29075-910, Brazil; [email protected]
4
Biomechanics and Motor Control Laboratory, School of Physical Education and Sports of Ribeirão Preto,
University of São Paulo, São Paulo 04024-002, Brazil; [email protected]
5
Laboratory of Sport Pedagogy (LEPE), School of Applied Sciences (FCA), State University of Campinas,
Limeira 13484-350, Brazil
6
Optimisation of Training and Sport Performance Research Group, Faculty of Sports Sciences, University of
Extremadura, 06006 Badajoz, Spain
*
Correspondence: [email protected]
Abstract: This study aimed to investigate how different strategies of task constraint manipulation
impact physical and tactical demands in small-sided and conditioned games (SSCG). Ten recreational
U-17 soccer players participated in this study (16.89 ± 0.11 years). We used different strategies of task
manipulation to design two 4 vs. 4 SSCG: Structural SSCG and Functional SSCG. In Structural SSCG,
pitch format and goal sizes were manipulated, while in Functional SSCG, players were allowed to
kick the ball twice and at least 5 passes to shoot at the opponent’s goal. Players participated in four
Structural and Functional SSCG, of five minutes duration with a two-minute interval in between.
Players’ physical performance and tactical behavior were assessed using the WIMU PROTM inertial
device. Structural SSCG stimulated players to cover more distance in sprinting (p = 0.003) and
high-speed running (p < 0.001). Regarding tactical behavior, Structural SSCG stimulated players to
explore game space better (p < 0.001). Moreover, Functional SSCG stimulated players to be closer to
the ball, decreasing the effective playing space (p = 0.008). We conclude that these strategies of task
constraint manipulation impact physical and tactical demands of the game.
Keywords: soccer; task design; rules; physical demands; tactical behavior
1. Introduction
Small-sided and conditioned games (SSCG) are training tasks commonly used by
coaches and trainers to provide representative practice scenarios to their players and
team [1]. Therefore, several studies have highlighted the importance of SSCG to improve
players’ and teams’ performance, where coaches and trainers can manipulate key task con-
straints to emphasize specific training contents during the training sessions [2–7]. However,
for these games to be considered representative training tasks, the coaches should main-
tain the dynamic and functional relationships between crucial sources of information and
players’ actions present in the competitive environment [8]. In addition, SSCG need to be
carefully adjusted to players’ skill levels and the training content emphasized by coaches
and trainers [9–11]. Therefore, the representative training task design needs to respect
Sensors 2022, 22, 4435. https://doi.org/10.3390/s22124435
https://www.mdpi.com/journal/sensors
Sensors 2022, 22, 4435
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the adjustment of task difficulty, complexity, and intensity levels to the player’s intrinsic
dynamics [9,11–13].
Previous studies reported acute effects of task manipulation (e.g., number of players,
the dimension and shape of the pitch, the quantity and location of goals) on players’ and
teams’ performance during SSCG [2–4]. In addition, the impact of rule constraints can
be considered a determinant to achieving the physical and tactical stimulus [12,14]. As
an example, Machado et al. [12] highlighted two different strategies of task constraint
manipulation: (i) modification of structural elements of the game (e.g., number of players,
pitch dimension, goal sizes, etc.), and (ii) rule manipulation. The authors [12] observed that
these strategies have a different impact on the tactical behavior of teams, because they were
composed of players of different ages and levels of tactical skills. The teams composed
of younger players and players with low tactical skills were demonstrated to have more
difficulty dealing with SSCG with manipulated rules. In this regard, coaches and trainers
must carefully design SSCG using the strategy of rule manipulation.
Moreover, Machado and Scaglia [15] highlighted that when the coaches and trainers
manipulate structural elements of the game, the key sources of information that regulate
players’ actions emerge from the game itself, i.e., from the positioning and movement of
teammates and opponents, among others. However, when the coaches manipulate the
rules, besides this game information, the players need to manage information from outside
the game, which originates from the practitioner’s direct intervention (e.g., players can only
kick the ball twice, etc.). Therefore, when the game rules are manipulated inappropriately
(e.g., without considering the players’ skills level), the task difficulty and complexity
may increase [12,15].
Considering that these different strategies of task manipulation might have other
impacts on players’ and teams’ performance, it becomes important to understand the
effects of using these different strategies on physical performance and the way players and
teams structure the game space. Therefore, this study aimed to investigate how additional
task constraint manipulation strategies impact physical and tactical demands in SSCG.
2. Materials and Methods
2.1. Participants
Ten U-17 recreational soccer players (16.89 ± 0.11 years) participated in this study. The
players belong to a sports participation program and train together twice a week. All the
procedures in this research were in accordance with the Resolution of the National Health
Council (466/2012) and the Declaration of Helsinki (2013). In addition, this study was ap-
proved by the Ethics Committee in Research with Human Beings (N. 73222617.0.0000.5404).
2.2. Design
We applied two SSCG specifically designed to emphasize the tactical problem of
maintaining ball possession, using different strategies of task constraint manipulation:
(i) modification of structural elements of the game (i.e., Structural SSCG) and (ii) modifica-
tion of the game through functional elements (i.e., Functional SSCG). Both SSCG have been
previously used, with an emphasis on maintaining and circulating ball possession [12].
In the Structural SSCG, we manipulated pitch shape (wider) and goal size, and lo-
cation. A 4 vs. 4 game configuration was used on a pitch measuring 47.72 m × 29.54 m
(width × length), with two small goals (2.5 m × 1 m) located on both wings (Figure 1).
Classical soccer rules were applied, except for offside. In the Functional SSCG, the game
functional elements were modified by manipulating the rules to emphasize the tactical
problem of maintaining ball possession. We used a Gk + 4 vs. 4 + Gk configuration on
a pitch measuring 29.54 m × 47.72 m (width × length), with two centralized 7-a-side
goals (Figure 1).
Sensors 2022, 22, 4435
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The following rules were manipulated: (i) the players were allowed to kick the ball
once or twice (an extra point was awarded to the opponent’s team every time players
kicked the ball more than twice); (ii) teams needed to exchange at least five passes to shoot
at the opponent’s goal; (iii) an extra point was awarded to the team every time the players
managed to move the ball from one wing to the other, identified from demarcated areas
on the field (see Figure 1).
Figure 1. Research experimental design: (A) shows the order of the games applied; (B) shows the
small-sided and conditioned games used in this study.
Goalkeepers were not allowed to participate in offensive actions, in an attempt to
maintain a similar individual playing area between the two SSCG conditions (i.e., 176.2
m2). Four SSCG were performed in each of the conditions, with four minutes duration and
two minutes interval between games. The order of the games played was randomized, as
shown in Figure 1.
2.3. Analysis of Players’ Physical Performance
Figure 1. Research experimental design: (A) shows the order of the games applied; (B) shows the
small-sided and conditioned games used in this study.
The following rules were manipulated: (i) the players were allowed to kick the ball
once or twice (an extra point was awarded to the opponent’s team every time players
kicked the ball more than twice); (ii) teams needed to exchange at least five passes to shoot
at the opponent’s goal; (iii) an extra point was awarded to the team every time the players
managed to move the ball from one wing to the other, identified from demarcated areas on
the field (see Figure 1).
Goalkeepers were not allowed to participate in offensive actions, in an attempt to
maintain a similar individual playing area between the two SSCG conditions (i.e., 176.2 m2).
Four SSCG were performed in each of the conditions, with four minutes duration and
two minutes interval between games. The order of the games played was randomized, as
shown in Figure 1.
Sensors 2022, 22, 4435
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2.3. Analysis of Players’ Physical Performance
Players’ physical performance was analyzed through positional data collected using
inertial devices (WIMU ProTM, RealTrack System, Almería, Spain), which have been shown
to be valid and reliable [16]. This device is composed of an accelerometer, gyroscope,
magnetometer, and 10-Hz global position system (GPS—RealTrack System, Almería, Spain).
Each participant wore a t-shirt provided by the manufacturer with a pocket to hold the
GPS unit between the scapulae.
The software SPROTM (RealTrack System, Almería, Spain) was used to extract the
following variables: (i) total distance covered (meters); (ii) distance covered (m) sprinting
(>18 km/h−1); (iii) distance covered (m) in high-speed running (HSR—13 km/h−1 to
18 km/h−1); (iv) high acceleration (m) (>2 m/s2); (v) high deceleration (m) (<−2 m/s2);
(v) the number of actions performed at a sprint. The ranges of speed were based on a
previous study [17].
2.4. Tactical Behaviour
Studies have already used these devices to analyze tactical behaviour [18,19]. The
actions performed during the games were tracked in real-time at each instant. Following
the matches, data were downloaded and exported to a .csv file using the same version of
the appropriate software (SPROTM—RealTrack System, Almería, Spain) for further analysis
in MATLAB scripts (The MathWorks Inc., Natick, MA, USA). Hence, the geographic coor-
dinates were transformed to cartesian coordinates (x,y) and smoothed with a Butterworth
digital filter (third-order; cut-off frequency: 0.4 Hz).
The following individual and collective tactical variables were analyzed: (i) spatial
exploration index (SEI) [20]; (ii) effective playing space for each team (EPS) [20]; (iii) team
width and length [20]; (iv) LpW, used to determine the length-per-width ratio per team [21];
(v) stretch index [22]. The SEI indicates players’ exploratory behavior, where higher values
highlight those players that were able to explore more game space [20]. EPS considers the
polygonal area of players located on the periphery of play of each team [23]. Team length
represents the longitudinal distance between the most distant players, while team width
represents the lateral dispersion of players [24]. The stretch index considers the average
distance of each player to the team centroid, indicating how much more dispersed players
are on the pitch [24]. These variables represent the individual and team space organization
during the games, including the way in which players occupy game spaces through their
positions and movements.
2.5. Statistical Procedures
Data normality distribution and homoscedasticity were verified through Shapiro–
Wilk’s and Levene’s tests. To compare external load between Structural SSCG and Rules
SSCG, we used a pairwise t-test. Moreover, we used both pairwise t-tests and Wilcoxon’s
test to compare players’ and teams’ tactical behavior. Effect size was calculated for each
pairwise comparison as follows (ES = z.√n): (i) negligible (<0.1), small (0.1–0.29), medium
(0.3–0.49), and large (>0.5) [25]. We used SPSS 21.0 (Chicago, IL, USA) for statistical analysis,
and the level of significance was 5% (p < 0.05).
3. Results
Regarding physical performance (Table 1), we found that players covered more dis-
tance at a sprint (p = 0.003) and HSR (p < 0.001), and also performed a greater number of
sprints in Structural SSCG (p = 0.004). However, we did not find significant differences
between game conditions (Structural and Functional SSCGs) for total distance covered
(p = 0.301), high acceleration (p = 0.168), and high deceleration (p = 0.331).
Sensors 2022, 22, 4435
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Table 1. Players’ physical performance in different small-sided and conditioned game conditions.
Physical Performance
Structural SSCG
Functional SSCG
p-Value
Effect Size
Total distance covered (m)
501.94 (48.14)
493.95 (46.12)
0.301
0.389 (medium)
Distance covered (m) at a sprint (>18 km/h−1)
30.52 (17.56)
10.36 (7.69)
0.003
1.554 (large)
Distance covered (m) in high-speed running
(HSR—13 km/h−1 to 18 km/h−1)
121.82 (42.81)
77.82 (36.78)
<0.001
2.602 (large)
High accelerations (m) (>2 m/s2)
75.76 (28.67)
69.09 (19.74)
0.168
1.476 (large)
High decelerations (m) (<−2 m/s2)
61.31 (25.65)
56.63 (15.83)
0.331
1.141 (large)
Number of sprints
2.19 (1.22)
0.87 (0.61)
0.004
1.464 (large)
Regarding players’ tactical behavior (Table 2), we observed that Structural SSCG
stimulated players to explore more game space (SEI = p < 0.001). Moreover, observing EPS
(p = 0.008) and stretch index (p < 0.001) variables, it was possible to note that Functional
SSCG stimulated players to be closer to each other. Through team length (p = 0.001),
width (p < 0.001), and LpW ratio (p < 0.001) measures, we observed that Structural SSCG
stimulated teams to better explore the width of the pitch.
Table 2. Players’ and teams’ tactical behaviors in different small-sided and conditioned game conditions.
Tactical Behavior
Structural SSCG
Functional SSCG
p-Value
Effect Size
Spatial exploration index (SEI)
8.55 (1.45)
7.72 (1.43)
<0.001
0.584 (large)
Effective playing space (EPS)
85.97 (35.94)
67.06 (25.21)
0.002
0.46 (medium)
Team width
21.64 (5.09)
13.56 (3.10)
<0.001
1.243 (large)
Team length
16.48 (4.31)
13.56 (3.18)
<0.001
0.184 (small)
LpW ratio
0.78 (0.15)
0.93 (0.13)
<0.001
0.62 (large)
Stretch index
8.50 (2.01)
6.52 (1.25)
<0.001
0.761 (large)
4. Discussion
This study aimed to investigate how different strategies of task constraint manipu-
lation impact physical and tactical demands in SSCG. We observed that Structural SSCG
stimulated players to explore game space better and stimulated teams to expand the EPS
further. The rules manipulated in Functional SSCG made it difficult for the players to
explore the game space, and as a result, they were able to get closer to other players. The
stretch index variable also helped us to verify that players tend to get closer relative to each
other in SSCG, which was designed using the strategy of rules manipulation.
Praça et al. [14] designed SSCG to emphasize progression to the target and found that
players presented higher exploratory behaviors. Machado et al. [10,12] found that these
manipulated rules contribute to players having more difficulty exchanging passes, keeping
possession of the ball, and inhibiting players’ and teams’ exploratory behavior. The greater
difficulty for players to respond to the manipulated rules resulted in players moving closer
to their teammates, and behaving more statically on the field.
Regarding players’ physical performance, we found that Structural SSCG provoked
more sprints than Functional SSCG. Moreover, players covered greater distances in sprint-
ing and H.S.R. in Structural SSCG. The behavior of the prementioned tactical variables
might help to understand the external load presented in these games (Structural and
Functional SSCG). As players move further away from each other and as the effective
playing space increases, players have more space to move in high-speed running. Other
studies highlighted that when playing space increases, the distances covered by the players
in different speed zones also increases [26,27]. Nunes et al. [26] observed that U-15 and
U-23 players performed more sprints in SSCG with a larger playing area. Moreover,
Sensors 2022, 22, 4435
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when rules were manipulated to emphasize tactical content of progression to the target,
players covered greater distances in different speed zones, especially in sprinting and
high-speed running [14].
In Structural SSCG, the pitch was wider, and two small goals were located on both
wings. Modifying these structural elements of the game (pitch shape, goal sizes, and
location) stimulated teams to expand the playing space in width. This happens as players
tend to manage game space to move the ball from one wing to another to create spaces
and score a goal. Even with areas restricted on both sides and with the rule that sought to
stimulate the ball circulation from one wing to the other, Functional SSCG did not stimulate
players to expand the game space in width.
This study aimed to raise an important discussion about the design process of SSCG in
soccer, highlighting the impact of different task manipulation strategies on players’ physical
performance and tactical behavior. Although it presents important information about this
design process, this study has limitations that can be highlighted: a small number of players
participated and it did not analyze players’ technical performance, considering whether
they solved the game problems. Moreover, this study does not consider players’ initial
condition, regarding their tactical skills and physical fitness. However, the results of this
study are important to highlight that the exaggeration of rule manipulation negatively
impacts the way players structure and move through the game space. Therefore, the design
process of a representative task must consider both the strategies of task manipulation and
the training content that the coach intends to emphasize.
5. Conclusions
We conclude that the strategies of task manipulation used impact players’ physical
performance and players’ and teams’ tactical behavior differently. Structural SSCG pro-
vided a greater adequate playing space, especially in width, encouraging players to explore
the pitch more. Moreover, in Structural SSCG, players performed more sprints and covered
greater distances in sprinting and high-speed running speed zones. However, Functional
SSCG stimulated players to get closer to their teammates. Therefore, the strategy of task
modification by functional element manipulation can be used to increase game complexity
level, impacting the way players and teams manage the game space. This study provides
important information regarding the impact of different strategies of task manipulation,
highlighting the need to carefully modify the structural elements and rules of SSCG to
adjust these tasks to players’ skills level, and to the training content that coaches intend
to emphasize.
Author Contributions: Conceptualization, J.C.M. and R.A.; methodology, J.C.M., R.A., B.L.S.B. and
A.G.; software, J.C.M. and A.G.; validation, B.L.S.B. and A.G.; formal analysis, J.C.M., R.V. and A.G.;
investigation, J.C.M., R.V. and M.R.; resources, J.C.M.; data curation, J.C.M.; writing—original draft
preparation, J.C.M.; writing—review and editing, J.C.M., R.A. and B.L.S.B.; visualization, A.S. and
S.J.I.; supervision, S.J.I.; project administration, J.C.M.; funding acquisition, J.C.M. All authors have
read and agreed to the published version of the manuscript.
Funding: This research was funded by the Secretaria Nacional de Futebol e Defesa dos Direitos
do Torcedor (SNFDT), Secretaria Nacional de Esportes do Ministério da Cidadania (grant num-
ber TED No. 01/2020). This study has been partially subsidized by the Aid for Research Groups
(GR21149) from the Regional Government of Extremadura (Department of Economy, Science and
Digital Agenda), with a contribution from the European Union from the European Funds for
Regional Development.
Institutional Review Board Statement: The study was conducted in accordance with the Declaration
of Helsinki, approved by the Institutional Ethics Committee of UNICAMP (protocol code 2.250.881),
and approved on 31 August 2017.
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Not applicable.
Sensors 2022, 22, 4435
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Conflicts of Interest: The authors declare no conflict of interest.
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| Applying Different Strategies of Task Constraint Manipulation in Small-Sided and Conditioned Games: How Do They Impact Physical and Tactical Demands? | 06-11-2022 | Machado, João Cláudio,Góes, Alberto,Aquino, Rodrigo,Bedo, Bruno L S,Viana, Ronélia,Rossato, Mateus,Scaglia, Alcides,Ibáñez, Sérgio J | eng |
PMC7862540 | Vol.:(0123456789)
1 3
European Journal of Applied Physiology (2021) 121:425–434
https://doi.org/10.1007/s00421-020-04535-x
ORIGINAL ARTICLE
The acute physiological and perceptual effects of recovery interval
intensity during cycling‑based high‑intensity interval training
Christopher R. J. Fennell1 · James G. Hopker1
Received: 4 May 2020 / Accepted: 13 October 2020 / Published online: 23 October 2020
© The Author(s) 2020
Abstract
Purpose The current study sought to investigate the role of recovery intensity on the physiological and perceptual responses
during cycling-based aerobic high-intensity interval training.
Methods Fourteen well-trained cyclists ( ̇VO2peak : 62 ± 9 mL kg−1 min−1) completed seven laboratory visits. At visit 1, the
participants’ peak oxygen consumption ( ̇VO2peak ) and lactate thresholds were determined. At visits 2–7, participants com-
pleted either a 6 × 4 min or 3 × 8 min high-intensity interval training (HIIT) protocol with one of three recovery intensity
prescriptions: passive (PA) recovery, active recovery at 80% of lactate threshold (80A) or active recovery at 110% of lactate
threshold (110A).
Results The time spent at > 80%, > 90% and > 95% of maximal minute power during the work intervals was significantly
increased with PA recovery, when compared to both 80A and 110A, during both HIIT protocols (all P ≤ 0.001). However,
recovery intensity had no effect on the time spent at > 90% ̇VO2peak (P = 0.11) or > 95% ̇VO2peak (P = 0.50) during the work
intervals of both HIIT protocols. Session RPE was significantly higher following the 110A recovery, when compared to the
PA and 80A recovery during both HIIT protocols (P < 0.001).
Conclusion Passive recovery facilitates a higher work interval PO and similar internal stress for a lower sRPE when compared
to active recovery and therefore may be the efficacious recovery intensity prescription.
Keywords Recovery components · Recovery interval intensity · High-intensity interval training · Near-infrared
spectroscopy
Abbreviations
ANOVA Analysis of variance
ACT
Active
AIT
Aerobic interval training
B[La]
Blood lactate concentration
HR
Heart rate
HRmax
Maximal minute heart rate
HIIT
High-intensity interval training
HHb
Deoxyhaemoglobin
LT
Lactate threshold
NIRS
Near-infrared spectroscopy
O2Hb
Oxyhaemoglobin
O2
Oxygen
PA
Passive
PO
Power output
RPE
Rating of perceived exertion
sRPE
Session RPE
TSI%
Tissue saturation index
VL
Vastus lateralis muscle
̇VO2
Pulmonary oxygen uptake
̇VO2peak
Peak oxygen consumption
̇VO2max
Maximal oxygen consumption
MMP
Maximal minute power
80A
80% Power output at lactate threshold
110A
110% Power output at lactate threshold
Introduction
High-intensity interval training (HIIT) is an intermittent
mode of endurance training, characterised by short high-
intensity work intervals (4 s to ≥ 10 min). Its discontinuous
Communicated by Jean-René Lacour.
* James G. Hopker
[email protected]
1
School of Sport and Exercise Sciences, University of Kent
at Medway, Medway Building, Kent, Chatham ME4 4AG,
England, UK
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European Journal of Applied Physiology (2021) 121:425–434
1 3
nature, by design, allows for the accumulation of a greater
amount of time exercising in the ‘red zone’ (i.e. above criti-
cal power, the lactate steady state or ≥ 90% of maximal oxy-
gen consumption [ ̇VO2max ]; Buchheit and Laursen 2013),
than could be tolerated during a single bout of continu-
ous intensity exercise (MacDougall and Sale 1981). This
is important because there is strong evidence that the per-
formance of exercise at higher intensities elicits a greater
activation of signalling pathways, associated with specific
molecular responses which lead to an enhancement of the
adaptive phenotype (Coffey and Hawley 2007). The perfor-
mance benefits of HIIT alone are particularly powerful in
untrained and recreationally active individuals (Milanovic
et al. 2016), whilst highly trained athletes can also further
enhance endurance performance by undertaking relatively
short periods of HIIT (Hawley et al. 1997; Iaia and Bangsbo
2010; Laursen 2010).
The multivariate equation of HIIT programming contains
five main components: work interval intensity, work interval
duration, number of work intervals, recovery interval inten-
sity and recovery interval duration (Tschakert and Hofmann
2013). Researchers have sought to optimise HIIT protocols,
placing particular focus on the work interval components
as this is where the training stimulus is primarily gener-
ated (Buchheit and Laursen 2013; Tschakert and Hofmann
2013). Nevertheless, optimal work interval performance
(accumulating time at effective training intensities i.e. ≥ 90%
̇VO2max ), can only be achieved if separated by a correctly
programmed recovery interval (Schoenmakers et al. 2019).
Therefore, understanding the effects of altering the recov-
ery interval components on subsequent work interval per-
formance is key when looking to programme an effective
HIIT session.
There has been a sizeable amount of research focusing
specifically on understanding the acute effects of recovery
interval intensity during cycling-based aerobic interval train-
ing (AIT; long work intervals ≥ 1 min; Barbosa et al. 2016;
Coso et al. 2010; Dorado et al. 2004; Monedero and Donne
2000; McAinch et al. 2004; Siegler et al. 2006; Stanley and
Buchheit 2014). Researchers investigating recovery inten-
sity during cycling-based AIT have tended to use time to
exhaustion work intervals (Barbosa et al. 2016; Siegler et al.
2006; Dorado et al. 2004) and fixed intensity work intervals
(Stanley and Buchheit 2014; Coso et al. 2010). Whilst only
two have utilised self-paced fixed duration work interval
prescriptions (McAinch et al. 2004; Monedero and Donne
2000), which have been suggested to be an athlete’s typical
approach to HIIT training (Seiler et al. 2011). McAinch et al.
(2004), required participants to complete 2 × 20-min self-
paced maximal effort work intervals (i.e. isoeffort) separated
by a 15-min passive (PA) recovery or active (ACT) recovery
at 40% of ̇VO2peak . They found no difference in work per-
formed during intervals between the ACT and PA protocols.
Monedero and Donne (2000) used 2 × 5-km self-paced maxi-
mal effort work intervals separated by either a 20-min PA
recovery, a massage, ACT recovery at 50% of ̇VO2max , or a
combined ACT recovery/massage. The combined recovery
condition was found to be the most effective for maintenance
of 5-km performance time. Both studies provide informative
insights into the effect of recovery intensity on the perfor-
mance of high-intensity AIT. However, further research uti-
lising different HIIT protocol designs and recovery intensi-
ties is required in order to broaden the understanding of the
role of recovery interval intensity on the acute responses to
self-paced AIT. The current study therefore sought to inves-
tigate the role of recovery intensity on the physiological and
perceptual responses during cycling-based AIT.
Methods
Participants
Fourteen trained cyclists participated in the study. All par-
ticipants had a minimum of 2 years competitive racing
experience and were in training for the next competitive
season. According to De Pauw et al. (2013), participants
were classified as follows: nine were performance level 3
(trained), four were performance level 4 (highly trained)
and one was performance level 5 (professional). The study
was completed with full ethical approval, according to the
Declaration of Helsinki standards. All participants provided
signed informed consent prior to testing,
Study design
Each participant completed seven visits to the laboratory.
Visit 1 being incremental exercise tests to identify the lactate
threshold (LT), ̇VO2max and to familiarise the participants
with the laboratory environment and equipment. In visits
2–7, participants performed six HIIT sessions in a ran-
domised order (using simple randomisation; Roberts and
Torgerson 1998) using different recovery intensities: PA,
ACT at 80% of power output (PO) at the LT (80A) and ACT
at 110% of PO at the LT (110A). The 80A and 110A recov-
ery intensities were selected to straddle the LT and intended
to provide differing levels of recovery. The 4-min and 8-min
work durations were selected having previously been used
in HIIT research to bring about training adaptation (Stepto
et al. 1999; Seiler et al. 2011).
Visits were conducted on non-concurrent days and par-
ticipants were instructed to refrain from any exercise in the
day prior to testing and intense exercise in 2 days prior.
Participants were instructed to arrive euhydrated and in a
post-prandial state, having eaten at least 4-h prior to test-
ing. Participants were told to not consume caffeine within
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European Journal of Applied Physiology (2021) 121:425–434
1 3
4-h and alcohol within 24-h of testing. Each participant
completed all their visits to the laboratory at the same time
of day to avoid any circadian variance. An electric fan was
placed 2 m in front of the participants to provide cooling
during all tests.
Participants used their own bike at all visits, affixed to a
Cyclus2 ergometer (PO ± 2% maximal error; Rodger et al.
2016) calibrated to the manufacturer’s instructions (Leip-
zig, Germany). At all visits respiratory gas exchange data
were assessed using breath by breath gas analysis (Meta-
lyzer 3B; CORTEX Biophysik GmbH, Leipzig, Germany).
Prior to all testing, the analyser was calibrated according to
the manufacturer recommendations. Heart rate (HR) was
assessed at all visits using Garmin HR monitors (Garmin,
Kansas, USA).
Preliminary testing
Participants were measured for anthropometric values:
height and mass. Prior to starting the LT test resting blood
lactate (B[La]) samples were taken. The participants then
completed a 10-min warm-up at 50 W followed by an incre-
mental exercise test during which PO was initially set at
80 W for 4 min, and then increased by 20 W every 4 min.
The 4-min increments continued until B[La] > 4 mmol L−1.
Participants completed a cool down for 10 min at 50 W, after
which they completed seated rest for 10 min, before com-
mencing the ̇VO2max test protocol.
During the LT test B[La], samples were collected using
fingertip capillary blood 30 s before the end of each stage.
Blood samples were analysed using a Biosen C-Line (EKF
Diagnostic, London, UK). PO and HR were continuously
measured throughout the test, and rating of perceived exer-
tion (RPE) measurements were asked at the end of each
stage using the Borg 6 to 20-point scale (Borg 1982). The
first LT was assessed as the point at which B[La] breaks
from linearity (Yoshida et al. 1987). The lactate turnpoint
(LTP) was assessed as the second break point after which
B[La] begins to rise above 4 mmol L−1 (Faude et al. 2009).
The ̇VO2max test protocol started with a 10-min warm-up
at 100 W, after which the required cycling PO was increased
by 20 W every 1 min until the participant reached volitional
exhaustion (operationally defined as a cadence of < 60 revo-
lutions/min for > 5 s, despite strong verbal encouragement).
PO and HR were measured continuously throughout the test,
with RPE measurements taken in the last 10 s of each 1-min
stage of the test (Borg 1982). The participant’s ̇VO2peak was
assessed as the highest pulmonary oxygen consumption
( ̇VO2 ) that was attained during a 1-min period in the test.
Maximal minute power (MMP) and maximal minute heart
rate (HRmax) were assessed as the highest mean 1-min PO
and HR achieved during the test.
HIIT sessions
Participants completed both the 6 × 4-min and 3 × 8-min
HIIT sessions three times (6 HIIT sessions in total), once
with each of the three recovery interval intensities: PA, 80A
and 110A. The ACT recovery intensities were calculated as
80% and 110% of the participants PO at the LT (Table 1).
During the PA recovery intensity, HIIT session participants
were instructed to remain seated with their right leg at the
bottom of the pedal stroke.
All HIIT sessions had an equal work duration of 24 min.
Work intervals were prescribed as self-paced on a ‘maximal
session effort’ basis, with participants instructed to achieve
the highest PO possible during each interval. Participants
were only shown time elapsed during the HIIT sessions.
Consistent verbal encouragement was given throughout
every session. HIIT sessions commenced with a 10-min
warm-up at 100 W and finished with a 10-min cool down at
100 W. Recovery interval durations were a standardised 2:1
work:recovery ratio (2 min and 4 min for the 6 × 4-min and
3 × 8-min HIIT sessions, respectively).
PO, HR, near-infrared spectroscopy (NIRS) and respira-
tory gas data were measured continuously throughout the
HIIT sessions. B[La] was measured via a fingertip capillary
blood sample and analysed as outlined above. Samples were
taken prior to the warm-up and during the last 30 s of each
work interval. RPE measurements were taken during the last
15 s of each work interval (Borg 1982). Session RPE (sRPE)
Table 1 Participants characteristics and preliminary test results
(mean ± SD)
PO power output, LT lactate threshold, LTP lactate turnpoint, VL
vastus lateralis muscle, ̇VO2peak maximal oxygen consumption, MMP
maximal minute power, HRmax maximal minute heart rate
Age (years)
33 ± 13
Height (cm)
176.6 ± 5.9
Mass (kg)
70.6 ± 8.1
VL skin fold (mm)
9.5 ± 2.7
̇VO2peak (L min−1)
4.3 ± 0.6
Relative ̇VO2peak (mL kg min−1)
62 ± 9
MMP (W)
370 ± 56
Relative MMP (W kg−1)
5.2 ± 0.8
HRmax (bpm)
187 ± 11
PO at LT (W)
205 ± 44
PO at LTP (W)
273 ± 48
RPE at LT (6–20)
11 ± 1
RPE at LTP (6–20)
15 ± 1
80A recovery intensity (W)
164 ± 35
110A recovery intensity (W)
225 ± 48
Years training
6.8 ± 6
Years competing
6.3 ± 5.4
Mean weekly training hours
9.1 ± 2.9
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1 3
measurements were taken using a 0 to 10-point scale at the
end of the 10-min cool down (Foster et al. 2001).
NIRS data were acquisitioned at 10 Hz from the right
vastus lateralis muscle (VL; 8 cm from the knee joint on
the vertical axis) using a portable continuous-wave NIRS
device (Portamon, Artinis Medical Systems, The Nether-
lands), which simultaneously uses the Beer-Lambert and
spatially resolved spectroscopy method. Changes in tissue
oxyhaemoglobin (O2Hb) and deoxyhaemoglobin (HHb)
were measured using the differences in absorption charac-
teristics at three wavelengths 770, 850 and 905 nm (corre-
sponding to the absorption wavelengths of O2Hb and HHb).
An ischemic calibration procedure was performed before
each session to scale the NIRS O2Hb and HHb signals to
the maximal physiological range, as previously described by
Ryan et al. (2013). Skinfold thickness at the site of applica-
tion of the NIRS optode was determined before each HIIT
sessions using Harpenden skinfold callipers (British indica-
tors Ltd, Burgess Hill, UK).
Data analyses
Time above percentages of MMP, HRmax and ̇VO2peak dur-
ing the work intervals was calculated by summing all raw
PO, HR and ̇VO2 measures over the established cut off.
Raw PO, HR and ̇VO2 data were averaged over each work
and recovery interval. The Δ O2Hb and Δ tissue saturation
index (TSI%) were calculated as the change from the last
30-s average of the work interval to the last 30-s average of
the recovery interval.
Statistical analyses
Data were presented as individual values or mean ± SD
(unless specified otherwise). Statistical analyses were con-
ducted using IBM SPSS Statistics 26 (IBM, Armonk, New
York, USA). Visual inspection of Q–Q plots and Shap-
iro–Wilk statistics were used to check whether data were
normally distributed. Three separate two-way repeated
measures ANOVA, (1) two HIIT protocols (6 × 4 min vs
3 × 8 min) × three recovery intensities (PA, 80A and 110A);
(2) three recovery intensities (PA, 80A and 110A) × num-
ber of work intervals; (3) three recovery intensities (PA,
80A and 110A) × number of recovery intervals were used
to determine between and within condition effects for all
dependent variables. Bonferroni post hoc comparisons were
used when a main effect or interaction was significant. Par-
tial eta squared (ηp
2) was computed as effect size estimates
and were defined as small (ηp
2 = 0.01), medium (ηp
2 = 0.06)
and large (ηp
2 = 0.14; Lakens 2013). The significance level
was set at P < 0.05 in all cases.
Results
Participants’ characteristics/anthropometrics are presented
in Table 1.
The PA recovery protocol resulted in a longer time
spent at > 80% MMP (P ≤ 0.001; ηp
2 = 0.54), > 90% MMP
(P ≤ 0.001; ηp
2 = 0.62) and > 95% MMP (P ≤ 0.001;
ηp
2 = 0.49) during the work intervals, when compared to
the 80A and 110A recovery protocols of the 6 × 4-min and
3 × 8-min HIIT sessions. Despite the differences in time
spent at high percentages of MMP, there was no effect
of recovery intensity on the time spent at > 80% ̇VO2peak
(P = 0.10; ηp
2 = 0.15), > 90% ̇VO2peak (P = 0.11; ηp
2 = 0.16)
and > 95% ̇VO2peak (P = 0.50; ηp
2 = 0.05) during the work
intervals of the 6 × 4-min and 3 × 8-min HIIT sessions
(Table 2).
There was no effect of recovery intensity on the time spent
at > 90% HRmax during the work intervals of the 6 × 4-min
HIIT session (P = 0.07; ηp
2 = 0.42). The PA recovery proto-
col did increase the time spent at > 95% HRmax (P ≤ 0.001;
ηp
2 = 0.53) during the work intervals, when compared to the
80A and 110A recovery protocols of the 6 × 4-min HIIT
session. The PA recovery protocol increased the time spent
at > 90% HRmax (P = 0.012; ηp
2 = 0.52) during the work inter-
vals of the 3 × 8-min HIIT session, when compared to the
Table 2 Time spent in seconds above percentages of ̇VO2peak , HRmax and MMP during the work intervals
̇VO2peak peak oxygen consumption, HRmax maximal minute heart rate, MMP maximal minute power, Ω significant difference between PA and
110A, β significant difference between PA and 80A, α significant difference between 80 and 110A
Prescription
Time at % ̇VO2peak
Time at %HRmax
Time at %MMP
80
90
95
80
90
95
80
90
95
PA 6 × 4
1168 ± 141
806 ± 266
516 ± 263
1265 ± 63
954 ± 145
591 ± 221 Ωβ
940 ± 386 Ωβ
89 ± 76 Ωβ
52 ± 50 Ωβ
80A 6 × 4
1034 ± 358
669 ± 392
444 ± 328
1272 ± 96
734 ± 267
254 ± 251
625 ± 506
19 ± 28
15 ± 25
110A 6 × 4
1161 ± 372
749 ± 417
523 ± 384
1327 ± 99
902 ± 165
333 ± 236
465 ± 470
26 ± 32
15 ± 23
PA 3 × 8
1217 ± 131
841 ± 321
499 ± 301
1313 ± 59
962 ± 218 β
539 ± 268
654 ± 372 Ωβ
48 ± 39 Ωβ
27 ± 29 Ωβ
80A 3 × 8
1116 ± 334
686 ± 320
383 ± 274
1301 ± 84
817 ± 299
363 ± 288
362 ± 362
19 ± 28
14 ± 24
110A 3 × 8
1101 ± 323
640 ± 373
377 ± 332
1337 ± 54
887 ± 215
350 ± 220
209 ± 215
17 ± 25
10 ± 14
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European Journal of Applied Physiology (2021) 121:425–434
1 3
80A recovery protocol (P = 0.12) but not the 110A recovery
protocol (P > 0.05). There was no effect of recovery intensity
on the time spent at > 95% HRmax during the work intervals
of the 3 × 8-min HIIT session (P = 0.10; ηp
2 = 0.32; Table 2).
Recovery intensity had an effect on perceptual responses
with participants reporting a higher sRPE during the 110A
recovery protocol, when compared to the PA and 80A recov-
ery protocols of the 6 × 4-min HIIT session (PA, 8.3 ± 0.7 vs
80A, 8.7 ± 0.6 vs 110A, 9.1 ± 0.5 [95% CL: PA, 7.9–8.6 vs
80A, 8.3–9.0 vs 110A, 8.8–9.4]; P ≤ 0.001; ηp
2 = 0.81) and
the 3 × 8-min HIIT session (PA, 8.6 ± 0.7 vs 80A, 8.5 ± 0.6
vs 110A, 9.1 ± 0.5 [95% CL: PA, 8.2–9.0 vs 80A, 8.1–8.8 vs
110A, 8.8–9.4]; P ≤ 0.001; ηp
2 = 0.79).
Statistics and effect size estimations from the ANOVA
for each work interval variable are shown in Table 3. There
were interactions found between recovery intensity and work
interval for PO (3 × 8; Fig. 1b), HR (Fig. 1c, d) and ̇VO2
(Fig. 1e, f). No interactions between recovery intensity and
work intervals were found for PO (6 × 4; Fig. 1a), B[La]
(Fig. 1g, h) and RPE (Fig. 1i, j). There was a main effect of
recovery intensity for PO and B[La] (6 × 4), but not for ̇VO2 ,
HR, B[La] (3 × 8) and RPE. There was a main effect of work
interval number found for PO (6 × 4), HR, ̇VO2 , B[La] and
RPE, but not for PO (3 × 8). A main effect of session type
was only found for PO. Higher work interval PO was pro-
duced during the 6 × 4-min HIIT sessions, when compared
to the 3 × 8-min HIIT sessions.
Recovery intensity had an effect on the physiologi-
cal response of the recovery intervals. Both ACT recov-
ery protocols produced significantly higher mean recov-
ery interval HR (6 × 4-min: PA, 145 ± 8 vs 80A, 157 ± 11
vs 110A, 164 ± 9 bpm; 3 × 8-min: PA, 128 ± 10 vs 80A,
148 ± 11 vs 110A, 161 ± 12 bpm; P ≤ 0.001; ηp
2 = 0.89) and
̇VO2 (6 × 4-min: PA, 1.9 ± 0.3 vs 80A, 3.4 ± 0.9 vs 110A,
3.8 ± 0.8 L min−1; 3 × 8-min: PA, 1.4 ± 0.2 vs 80A, 3.0 ± 0.6
vs 110A, 3.5 ± 0.7 L min−1; P ≤ 0.001; ηp
2 = 0.91) when
compared to the PA protocol, during both HIIT sessions.
Percentage HHb was significantly higher at the end of
the recovery intervals during the 80A and 110A recovery
protocols, when compared to the PA recovery protocols dur-
ing both HIIT sessions (P ≤ 0.001; ηp
2 = 0.95; Fig. 2a, b).
There was a greater change in percentage O2Hb during the
PA recovery intervals, when compared to the 80A and 110A
recovery intervals during both HIIT sessions (P ≤ 0.001;
ηp
2 = 0.95; Fig. 2c, d). There was a greater change in TSI
% during the PA recovery intervals, when compared to the
80A and 110A recovery intervals during both HIIT sessions
(P ≤ 0.001; ηp
2 = 0.91; Fig. 2e, f).
Discussion
The main finding of the study was the prescription of ACT
recovery intervals significantly impairs work interval per-
formance. Specifically, mean work interval PO (Fig. 1a, b)
and time spent > 80%, > 90% and 95% of MMP (Table 2)
were significantly higher during the PA recovery protocols,
when compared to both ACT recovery protocols. Work
interval POs were significantly higher during the 6 × 4-min
HIIT protocols compared to the 3 × 8-min HIIT protocols;
however, the manipulation of recovery intensity resulted in
similar physiological and perceptual responses during the
work intervals of both HIIT protocol designs (Table 3).
Table 3 Statistics and effect-
size estimations from analysis
of variance for each work
interval variable analysed
PO power output, HR heart rate, ̇VO2 oxygen consumption, B[La] blood lactate concentration, RPE rating
of perceived exertion
*Statistical significance. Effect sizes defined as small (ηp
2 = 0.01), medium (ηp
2 = 0.06), and large
(ηp
2 = 0.14)
Variable
Prescription
Interaction (inten-
sity × interval)
Main effect of
recovery intensity
Main effect of
work interval
number
Main effect of ses-
sion type (6 × 4 vs
3 × 8)
P
ηp
2
P
ηp
2
P
ηp
2
P
ηp
2
PO
6 × 4
0.11
0.11
0.001*
0.44
0.001*
0.26
< 0.001*
0.68
3 × 8
0.04*
0.17
0.021*
0.26
0.69
0.03
HR
6 × 4
< 0.001*
0.43
0.09
0.19
< 0.001*
0.89
0.21
0.14
3 × 8
< 0.001*
0.50
0.10
0.17
< 0.001*
0.83
̇VO2
6 × 4
< 0.001*
0.32
0.06
0.20
< 0.001*
0.72
0.84
< 0.01
3 × 8
0.006*
0.24
0.52
0.05
< 0.001*
0.74
B[La]
6 × 4
0.08
0.12
< 0.001*
0.49
< 0.001*
0.59
0.26
0.10
3 × 8
0.10
0.15
0.06
0.22
< 0.001*
0.53
RPE
6 × 4
0.06
0.12
0.09
0.17
< 0.001*
0.87
0.24
0.11
3 × 8
0.19
0.11
0.02
0.26
< 0.001*
0.86
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European Journal of Applied Physiology (2021) 121:425–434
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European Journal of Applied Physiology (2021) 121:425–434
1 3
The ACT recovery intervals increased the oxygen (O2)
demand at the exercising muscle, as shown by the greater
deoxygenation of the VL (Fig. 2a, b). O2Hb and TSI% were
therefore unable to recover to the same extent by the end
of the recovery interval, in comparison to the PA protocols
(Fig. 2c–f). The increased deoxygenation of the VL mus-
cle (an important locomotor muscle during cycling perfor-
mance) would potentially impair key recovery processes,
such as adenosine triphosphate and phosphocreatine resyn-
thesis, and muscle lactate clearance which require the avail-
ability of O2 (Spencer et al. 2006). Moreover, insufficient O2
availability (i.e. local hypoxia) has been suggested to affect
muscular performance and exaggerate the rate of develop-
ment of both central and peripheral fatigue (Amann and
Calbet 2008). The more complete recovery provided by the
PA protocols may explain the participant’s ability to sustain
higher work interval POs, compared to the ACT recovery
protocols. Buchheit et al. (2009), Kriel et al. (2016) and
Ohya et al. (2013) support the findings of the current study
by showing the increased deoxygenation of the VL muscle
during ACT recovery lead to a reduction in work interval
performance.
Time spent at high percentages of ̇VO2peak (≥ 90% and
95%) is often used to quantify the effectiveness of a HIIT
protocol (Thevenet et al. 2007; Buchheit and Laursen
2013). When exercising close to ̇VO2peak , the O2 delivery
and utilisation systems are maximally stressed, which has
been suggested to be an effective stimulus for improving
̇VO2max and endurance performance (Buchheit and Laursen
2013; Midgley et al. 2006). In the current study, recovery
intensity had no effect on the duration participants spent
at > 90% and > 95% of ̇VO2peak during both HIIT sessions
(Table 2), despite the PA recovery protocols significantly
reducing ̇VO2 at the start of subsequent work intervals. It
has been suggested that commencing work intervals from
a lower metabolic rate, as observed in the PA protocols,
results in a higher ̇VO2 amplitude and reduces the time
to reach a ̇VO2 plateau during subsequent work intervals
(Schoenmakers and Reed 2018). In addition, the speed of
̇VO2 response has been shown to be increased at higher
work rates (Hill et al. 2002). Thus, the higher work inter-
val POs and increased time spent > 90% and > 95% of
MMP during the PA recovery protocols would have likely
provided a more potent driver for ̇VO2 , in comparison to
the significantly lower work intensity of the ACT recovery
protocols. The combination of the aforementioned factors
provides a likely explanation for the similar times spent at
high percentages of ̇VO2peak between PA and ACT recovery
protocols.
Monitoring HR during training is commonplace for
coaches and athletes, whilst HR is not directly related
to muscular energy turnover or systemic O2 demand
(Buchheit et al. 2012; Wu et al. 2005), accumulated time
at > 90% HRmax and > 95% HRmax has been used to quan-
tify adaptive effects (Seiler et al. 2011). In the present
study, PA recovery lowered mean work and recovery
interval HR, yet increased the time spent > 90% HRmax by
52–220 s and > 95% HRmax by 176–337 s, when compared
to both ACT recovery protocols (Table 2). Aligned to the
̇VO2 data, it can be inferred that PA recovery results in
a faster mean response time and a higher amplitude of
̇VO2 and HR during subsequent work intervals, when com-
pared to ACT recovery (performed at ≥ 80% PO at LT).
It is improbable that the increase in time > 90% HRmax
and > 95% HRmax would elicit a greater adaptive stimu-
lus. Nevertheless, our findings indicate that maintaining
an elevated ̇VO2 and HR during recovery is not necessary
for reaching high fractions of ̇VO2peak and HRmax during
subsequent work intervals.
Low-intensity ACT recovery between work intervals
has been shown to be more effective in the removal of
B[La] than PA recovery (Bogdanis et al. 1996; Coso et al.
2010; Siegler et al. 2006; Mandroukas et al. 2011). Current
data show the ACT recovery protocols resulted in lower
B[La] values when compared to the PA recovery proto-
cols, although only significant during the 6 × 4-min HIIT
session (Fig. 1g, h). This is unlikely the result of the ACT
recovery intervals facilitating a greater removal of B[La]
when compared to the PA recovery intervals. As B[La]
measurements were taken at the end of the work intervals,
it is possible that the lower B[La] values were simply due
to the lower work interval intensity of the ACT protocols
(Fig. 1a, b). In accordance with evidence showing B[La]
does not inhibit exercise performance (Hall et al. 2016),
the higher B[La] values attained during the PA protocols
did not affect subsequent work interval PO. These data
support the prescription of PA recovery for increasing the
metabolic stress during HIIT sessions, without affecting
work interval performance. Whilst research should be used
to guide HIIT design, coaches and athletes are advised to
be cautious when extrapolating the findings beyond the
scope of the HIIT protocols used.
There was a clear linear increase in work interval RPE
throughout all HIIT sessions, with reported RPE values
reaching ≥ 18 (very hard) at the last work interval (Fig. 1i,
Fig. 1 a, b Mean PO, c, d mean HR, e, f mean ̇VO2 , g, h B[La], i,
j RPE. Data are displayed per work interval as mean ± SD for the
6 × 4-min and 3 × 8-min HIIT sessions with PA recovery intensity
(closed triangles), 80A recovery intensity (open circles) and 110A
recovery intensity (closed circles). φ significant difference from inter-
val 1, T significant difference from previous interval, Ω significant
difference between PA and 110A, β significant difference between
PA and 80A, α significant difference between 80A and 110A, χ main
effect of recovery intensity (all P < 0.01), $ main effect of work inter-
val number (all P < 0.01). *P < 0.05; **P < 0.001
◂
432
European Journal of Applied Physiology (2021) 121:425–434
1 3
j). The upward drift in physiological stress throughout the
HIIT sessions provides an explanation for the increase in
RPE, whilst it is also highly likely that biomechanical and
psychological processes also effected the participant’s
RPE (Marcora et al. 2009; Ulmer 1996). The higher RPE
values reported during the PA protocols maybe linked to
Fig. 2 a Percentage HHb during the last 30 s of the recovery intervals
during the 6 × 4-min HIIT sessions, b percentage HHb during the last
30 s of the recovery intervals during the 3 × 8-min HIIT sessions, c Δ
O2Hb during the recovery intervals of the 6 × 4-min HIIT sessions,
d Δ O2Hb during the recovery intervals of the 3 × 8-min HIIT ses-
sions, e Δ TSI% during the recovery intervals of the 6 × 4-min HIIT
sessions, f Δ TSI% during the recovery intervals of the 3 × 8-min
HIIT sessions. PA recovery intensity (closed triangles), 80A recov-
ery intensity (open circles) and 110A recovery intensity (closed cir-
cles). Values are mean ± SD. φ significant difference from interval
1, T significant difference from previous interval, Ω significant dif-
ference between PA and 110A, β significant difference between PA
and 80A, α significant difference between 80A and 110A. *P < 0.05;
**P < 0.001
433
European Journal of Applied Physiology (2021) 121:425–434
1 3
the higher work interval POs (Fig. 1a, b) and percentages
of MMP (Table 2) achieved during the PA protocols in
comparison to the ACT protocols. Despite within session
RPE being higher during the PA protocols, participants
reported significantly higher sRPE values at the end of the
110A recovery protocol when compared to the 80A and
PA recovery protocols during both HIIT sessions. This
finding is of particular interest from an applied perspective
when programming HIIT. A HIIT protocol design which
reduces an individual’s sRPE without negatively affect-
ing the physiological and metabolic load would likely be
seen as a favourable session prescription by both athlete
and coach.
Conclusion
ACT recovery at 80% and 110% of the LT significantly impairs
performance PO but has a limited effect on the physiological
stress of the work intervals during two closely matched HIIT
designs, when compared to PA recovery. Based on current
evidence, PA recovery between long ‘aerobic’ work intervals
facilitates a higher external training load whilst maintaining a
similar internal stress for a lower sRPE and therefore may be
the efficacious recovery intensity prescription.
Acknowledgements Not applicable.
Author contributions CF and JH designed the research. CF conducted
the experiments, data collection and data analysis. CF and JH wrote the
manuscript. All authors read and approved the manuscript.
Funding Not applicable.
Data availability Data transparency.
Code availability Data analysis software application used (SPSS)
openly available.
Compliance with ethical standards
Conflict of interest Not applicable.
Ethical approval The study was completed with full ethical approval,
according to the Declaration of Helsinki standards.
Consent to participate All participants provided signed informed con-
sent prior to testing,
Consent to publication All participants consented to having research
findings published. All authors consented to publication of manuscript.
Open Access This article is licensed under a Creative Commons Attri-
bution 4.0 International License, which permits use, sharing, adapta-
tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article’s Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article’s Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visit http://creat iveco mmons .org/licen ses/by/4.0/.
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| The acute physiological and perceptual effects of recovery interval intensity during cycling-based high-intensity interval training. | 10-23-2020 | Fennell, Christopher R J,Hopker, James G | eng |